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The Portrayal of Black Swan Through a Multicontexual Framework

Article in The Family Journal · January 2015


DOI: 10.1177/1066480714555670

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Student Section
The Family Journal: Counseling and
Therapy for Couples and Families
The Portrayal of Black Swan Through 2015, Vol. 23(1) 97-101
ª The Author(s) 2014
Reprints and permission:
a Multicontexual Framework sagepub.com/journalsPermissions.nav
DOI: 10.1177/1066480714555670
tfj.sagepub.com

Vi D. Smith1, Candace G. Austrich1, Renee R. Brown2,


and Lindsey H. Steding2

Abstract
Family systems theory emphasizes the importance of examining multigenerational contexts of the individual, family, and
sociocultural influences when trying to understand dysfunctional behavior patterns. Problems arise when individuals and
families encounter transition points without the ability to adapt to the changing condition, symptoms emerge as indicators that
the family system is unable to move on to the next stage. The following analysis of Black Swan will examine how the prota-
gonist’s learned patterns of interaction develop into problematic behaviors in the midst of instrumental events depicted in the
film. As vertical stressors of societal expectations and family patterns of enmeshment intersect with the horizontal stressors of
accomplishing the critical life tasks of young adulthood, Nina experiences extreme distress. Her attempts to cope with the
demands of these stressors are maladaptive and eventually lead to her death.

Keywords
family systems theory, Black Swan, social expectations, enmeshment, movie, family counseling

To understand how people evolve, the multigenerational con- dimensions: (a) vertical, representing patterns of relating
texts of individual, family, and sociocultural influences must and functioning transmitted down generations of a family and
be examined as people move through time (McGoldrick & (b) horizontal, characterizing the flow of anxiety produced as
Shibusawa, 2012). Problems arise when individuals and fami- the family moves through time (Carter & McGoldrick, 1989).
lies encounter transition points without the ability to adapt to Vertical stressors can be depicted as moving downward in
the changing condition, symptoms emerge as indicators that time as anxieties and behavioral patterns are relayed genera-
the family system is unable to move on to the next stage tionally, while horizontal stressors can be perceived moving
(Goldenberg & Goldenberg, 2008). A multicontextual frame- forward in time as current events unfold over the life span
work allows the analyst to conceptualize the flow of multiple (McGoldrick & Shibusawa, 2012).
stressors impacting the life of naive yet troubled ballerina, Nina
Sayers, the protagonist in the film Black Swan. The story fol-
lows Nina’s experience rehearsing for the prestigious lead role Vertical Stressors
in Swan Lake. Nina lives in a cramped apartment with her Sociocultural system level. At the sociocultural level, vertical
mother in the city, and every aspect of her daily life revolves stressors represent history that has been passed down in the
around her dance career. Nearly every therapeutic analysis form of group legacies, beliefs, stereotypes, and values
would classify Nina’s behaviors and manner of interacting with (McGoldrick & Shibusawa, 2012). One highly ingrained
others as dysfunctional, but a family systems understanding of value of American society is the beauty ideal of thinness. The
this character’s presentation differs from other orientations by message to be thin penetrates many aspects of society via
incorporating the interdependent and ever-evolving contexts of advertisements, news coverage, and entertainment media. As a
Nina’s existence. According to this model, Nina is entangled at professional ballerina, pressures for the character Nina to be thin
the intersection of two dimensions of stressors. The following
analysis of Black Swan will examine how the protagonist’s
1
learned patterns of interaction develop into problematic beha- Rehabilitation and Mental Health Counseling, University of South Florida,
viors in the midst of instrumental events depicted in the film. Tampa, FL, USA
2
Department of Psychology, University of South Florida, Tampa, FL, USA

Stressors Corresponding Author:


Renee R. Brown, Department of Psychology, University of South Florida,
The multicontextual family therapist investigates these elec- Tampa, FL 33620, USA.
trical currents by searching for influential stressors along two Email: rrbrown5@usf.edu
98 The Family Journal: Counseling and Therapy for Couples and Families 23(1)

are amplified, and thus, reinforces society’s emphasis on the and more autonomous. However, Nina cannot engage in peer
thin ideal. Furthermore, because ballet requires rigorous prac- relationships, chores, or other self-discovery activities that
tice and tremendous fitness to execute the strenuous leaps, would facilitate her individuation.
turns, and lifts, a petite shape is idolized in ballet companies. Although it is clear that Erica has the majority of the
Perhaps the most pervasive, yet detrimental, stressor power in this dyadic relationship, the enmeshment is rein-
exerted in Nina’s life at the sociocultural level is the perpetual forced by Nina’s sense of loyalty to her mother. Nina appears
need for perfection. The ballet environment accentuates the to accept her mother’s behavior as normal and appropriate,
power and beauty of the stage, where dancers are immorta- likely because of her childlike need for parental approval.
lized in their performances. After years of intense training, Aware of the stress her mother feels as a single parent, Nina
many dancers come to believe that their ‘‘sense of self- may reduce her demands for her mother and feel a sense of
worth depends on their ability to do things right’’ (Van responsibility for her mother’s feelings (Nixon, Greene, &
Staden, Myburgh, & Poggenpoel, 2009). Nina spends tireless Hogan, 2012). Further reinforcing this enmeshed structure is
hours on perfecting technique during rehearsal and then goes the boundary established between Nina and her mother as a
home to continue practicing in her living room ballet studio. family unit and the outside world. They appear to lack signif-
Her movements are succinct and precise as she obsesses over icant interaction with others outside of their family unit. Just
getting every move right. Although Nina’s body is over- as we see no windows in their small apartment, the two are
strained, she pushes herself to perform, driven by the deep- closed off from the rest of the world. This lack of involvement
rooted belief that anything less than perfection is intolerable. with outsiders strengthens the enmeshment between Nina and
her mother (Strauss & Karpel, 1977).
Family system level. Nested in the sociocultural system, the fam- A consequence of enmeshment is that what affects one per-
ily system is smaller but is particularly forceful in that its son also affects others in the system. In the case of Nina and
effects are more directly and emotionally felt. The family stres- her mother, this overresponsiveness relationship has taken to
sors on the vertical axis characterize transgenerational patterns an extreme level, especially since the system is exclusively
of relating and functioning passed along in various ways. These the two of them. One common way for dyads to deal with
historical factors include family legacies, emotional patterns, stressful situations is to bring in a third party (Wachtel &
myths, attitudes, expectations, communication styles, bound- Wachtel, 1986). When it becomes difficult for Nina to balance
aries, and triangles (McGoldrick & Shibusawa, 2012). her needs for closeness and individuation in her relationship
Nina’s mother, Erica, attributes the end of her own dance with her mother, she seeks relief in a relationship with the
career to becoming pregnant with Nina, and still holds some character Lily. Lily is another dancer in the company who rep-
resentment about this sacrifice. Erica’s lack of resolution with resents the more confident, mature, and promiscuous identity
her past provides a historical backdrop into her daughter’s that Nina desires to adopt in becoming the Black Swan. Nina
inherited emotional patterns. While Erica craves Nina’s suc- hopes that by associating with Lily she can adjust her relation-
cess because it satisfies her own infatuation with the ballet, ship with her mother and gain more independence.
Erica is also envious at the same time. Erica’s bedroom is The instability and emotional reactivity of Nina and Erica’s
inundated with homemade paintings of young Nina in her relationship would be affected by involvement of any third
tutu, suggesting Erica lives vicariously through her daughter’s person. No mention is made during the film regarding the
dancing achievements. Conflicted by unfulfilled desires and identity of Nina’s father or Erica’s relationship with this per-
passive–aggressive ambivalence toward Nina’s success, Erica son. It is possible to imagine how he may have either rein-
puts extreme pressure on Nina to fulfill her fickle and often forced or served a protective force against the enmeshment
unrealistic needs. of Nina and her mother. The therapist must be cognizant of
A maladaptive cross-generational structure is illustrated this missing piece in the presenting family picture as a way
by the diffuse boundaries between Nina and her mother. of understanding the goals for intervention (Taibbi, 1996).
Boundaries refer to the unspoken rules among family mem-
bers regarding the flow of information and emotional interac- Individual system level. At the individual level, the vertical axis
tions (Wachtel & Wachtel, 1986). An enmeshed transactional includes biological heritage and temperament (McGoldrick &
pattern is illustrated in Erica and Nina’s relationship, meaning Shibusawa, 2012). Nina is obsessive in her vigilance to
they are overly involved in each other’s personal affairs and achieve perfection, and her soft-spoken, passive temperament
identity. In their home, there appears to be no privacy. Erica compounds her difficulties as she appears unable to speak up
will barge in on Nina in the bathroom. Even though Nina is for herself or express emotions. Nina is chronologically at the
in her 20s, Erica puts her to bed, brushes her hair, and is young adult life stage, but emotionally she is still the young
excessively concerned with Nina’s interactions at the ballet child. Her room is covered with stuffed animals and pink
company. This structure is maladaptive because it makes dif- frills. She observes the world with timidity and recoils during
ferentiation of identity difficult for both parties and prohibits confrontations. She yields to anyone who possesses a role of
Nina from achieving the critical tasks of her life cycle stage. authority and is repeatedly chastised by the ballet director,
During adolescence, parents’ roles with their children are Thomas Leroy, for being too submissive and dispassionate.
supposed to be redefined as they become more independent Nina’s fragile personality, weak ego strength, and emotional
Smith et al. 99

immaturity leave her with a fragmented identity, rendering Lily is a rebel and siren. In comparison, Nina, covered in pink
her more prone to internalizing behaviors. and white with a tightly coiled bun, is a conformist and wall-
flower. Lily’s dancing is explosive and exudes sex, while
Nina’s dancing is soft and inhibited. The competition soon
Horizontal Stressors
goes beyond dance. Lily’s sexual appeal seduces Thomas,
Developmental. Along the horizontal axis, developmental stres- male lead David, and the flirtatious waiter, fueling Nina’s
sors signify changes and transitions of the family life cycle growing inferiority and inadequacy.
(Goldenberg & Goldenberg, 2008). The primary life task for
young adults is to come to terms with their family of origin and
enter the adult world of work and relationships (McGoldrick &
Intersection of Stressors
Shibusawa, 2012). Therefore, Nina’s life cycle task is to differ- The point where the vertical and horizontal stressors converge
entiate from her mother and develop intimate peer relationships. raises a red flag for multicontextual family therapists, as it
Nina never successfully negotiated out of the young child indicates a period of particular vulnerability and stress over-
life stage. She must resolve life cycle tasks at one level before load. It is essential for therapists to seek not only the sources
she can advance developmentally to the next level, but Erica of vertical and horizontal stressors but also the junctures at
cannot bear to let go of her little girl. When threatened, Erica which they intersect.
encircles a tighter border around the parental–child subsystem. Nina’s eating disorders (EDs) can be portrayed as mani-
The escalating ‘‘push and pull’’ between Nina’s physical devel- festing from a combination of multiple stressors interacting
opment and her mother’s emotional suppression obstruct Nina at a critical point. Historically, Nina is influenced by strong
from navigating into young adulthood. sociocultural factors to be thin, though this is only a part of
Another developmental stressor in Nina’s life is her matur- the picture. Thompson and Stice (2001) contend most women
ing sexuality. Nina’s growing encumbrance of this stress is are exposed to the same societal pressures to be thin, but
seen when she attempts to explore masturbation, only to be not everyone internalizes those standards. A difference that
violated by the shocking realization her mother is asleep a few might serve as a risk factor with respect to internalization is
feet away from her. To become the Black Swan, Nina will the degree to which individuals have a clear sense of their
have to find and embrace her sexual self. However, the family own identity (Vartanian, 2009). As discussed earlier, Nina’s
taboo against sexuality and her mother’s need to keep her personality unquestionably lacks a solid self-concept, placing
swaddled in the role of young child further denies the emer- her in a vulnerable position. EDs among females manifest due
gence of the sexual woman Nina has physically become. to passive, pathological strategies to gain control in an envi-
ronment where they only feel power through the one thing
Unpredictable. Unpredictable horizontal stressors are unexpected they can manipulate and utilize to acquire influence—their
and often traumatic (Goldenberg & Goldenberg, 2008). They bodies (Fredrickson & Roberts, 1997). Furthermore, Nina
creep up and leave the unsuspecting individuals unprepared. repeatedly receives messages to be perfect from the ballet
An initial unpredictable event occurs when artistic director culture, and this is cemented by her tendency to internalize
Thomas announces he will cast one lead to play both the White those messages. Studies have shown perfectionism to be a
Swan and the Black Swan. This riveting departure from the distinguishing characteristic of anorexia nervosa and a perti-
classical tale of Swan Lake provokes excitement that revitalizes nent personality trait in bulimia nervosa (Brandsma, 2007;
the ballet company. Yet, the stakes are doubled as two opening Midlarsky & Nitzburg, 2008).
female leads are transformed into one. With so many vertical stressors, only a small amount of
A fundamental, unanticipated event transpires when Nina horizontal stress may be necessary for the emergence of
acquires the starring role. Incapable of grasping the persona symptomatology. The competition with Lily is a particularly
of the Black Swan, she predictably disappoints Thomas in her concerning horizontal stressor with regard to EDs and body
audition. At first, he has selected another dancer, but at the last image. Ferguson, Munoz, Contreras, and Velasquez (2011)
second Thomas decides to cast Nina as the Swan Queen after argue that the most compelling effects for body dissatisfaction
all. Immediately, she is whisked away into a world of promi- may not stem from ‘‘distal influences such as the media but
nence. At the Patron of the Arts fund-raiser gala, Nina becomes through more proximal influences such as actual female com-
acquainted with high society. As Thomas bids farewell to Beth petitors for desirable mates’’ (p. 461). At the intersection of
Macintyre, the ballet company’s old star, all eyes are on Nina these stressors, the seeds for Nina’s EDs have been sown.
as he showcases to the world a fresh, new face. Unfortunately, Another important intersection is when the vertical stress
another unpredictable incident ensues when Beth drunkenly of the ballet culture’s preoccupation to become the prima
and desperately steps into the path of an oncoming car. ballerina interacts with the horizontal stress of Beth’s car
Perhaps the most unnerving, unexpected event for Nina is accident. Although Nina basks in the attention of being the
the addition of Lily to the ballet company. Paradoxically, new star of the ballet, she begins to piece together its dark side
Nina’s rival offers her the most opportunity for growth, as Lily as she bears witness to Beth Macintyre’s demise. She sees
resembles everything Nina is not. Lily simultaneously intrigues Beth fling herself into oncoming traffic just as she was flung
and threatens Nina. Robed in black with her free-flowing hair, aside by Thomas once she was no longer useful to him.
100 The Family Journal: Counseling and Therapy for Couples and Families 23(1)

When Nina is faced with the inevitable degradation of A gnawing battle of Nina’s internal deterioration spirals
success and the ultimate imperfection of her perfect idol Beth, uncontrollably when the inherited stress of perfectionism inter-
she nevertheless plunges onward in her quest for success and sects with the horizontal stress of Thomas’s new interpretation
perfection, hoping her fate will be different. People have a of the Swan Queen. While Nina’s impeccable poise and timid
propensity to maintain an established equilibrium when it’s vulnerability make her the quintessential White Swan, her very
disrupted in any way (Wachtel & Wachtel, 1986). Nina’s strengths are her weaknesses as the Black Swan. The most
homeostatic mechanism operates to maintain the status quo famous part of Swan Lake is The Black Swan’s Coda, which con-
of her life and overrides her capacity to change its direction. sists of 32 consecutive fouettes. On one hand, the most difficult
When the vertical family stress of Erica’s enmeshment and demanding part of the play requires a mastery of technical
clashes with the horizontal developmental stress of navigating prowess, which Nina has been prepared to handle. On the other
through the family life cycle, there is a surge of anxiety in the hand, the role also commands Nina to let go, beckoning her to
system during Nina’s attempts toward differentiation. Up until dance with abandon and self-indulgence. For Nina to be perfect,
this point, Nina and her mother’s tenuous relationship had been she must also learn to be imperfect. Her worldview of perfection
maintained in a negative feedback loop. As Nina continues to is shattered as Thomas redefines perfection as both being able to
act like a child and constantly seek her mother’s approval, mom maintain technical control, while also being able to let go. She
exerts her power by following up every compliment with a has spent her whole life preparing for the one and denying the
backhanded criticism. The more Nina seeks validation that she other. On opening night, Nina stumbles upon a realization con-
is performing to her mother’s approval, the more her mother firming her fears. Her performance as the White Swan impresses
raises the bar and communicates that Nina could be doing bet- the audience but nothing more. Her impersonation of being per-
ter. This feedback loop prevents Nina from normal individua- fect merely satisfies the crowd; it does not move them. Through
tion from her mother by keeping their interactions with each her complete metamorphosis into the Black Swan, the audience
other stagnant. A cross-generational inequality exists as if Nina is enthralled by an electric performance. They are seduced by
were still a 12-year-old girl and not a 21-year-old professional and have fallen in love with the Black Swan, causing Nina to
ballerina. Each point in the system is causing its perpetuation. become engulfed by the betrayal of the pursuit of perfection.
A positive feedback loop becomes apparent when Nina begins
to individuate from her mother. Mother increases her exertion
of control with each attempt Nina makes to separate herself. Conclusions and Implications
Erica’s reaction to Lily’s dropping by to visit Nina is to inter- In the film Black Swan, the intersection of the vertical stressors
vene and discourage the interaction. Not only does Nina assert of societal expectations and family patterns of enmeshment
herself by speaking with Lily alone, she takes it a step further with the horizontal stressors of accomplishing the critical life
and goes out drinking with Lily. Nina’s attempt to individuate task of young adulthood engender anxiety for Nina and are key
by partying before opening night causes her mother to close in components to her crisis of self. Nina’s plummet into psychosis
more by taking it upon herself to call in sick for Nina. Mother’s was the labor in which she birthed her repressed Black Swan
intrusion and ultimate attempt to control Nina causes Nina to self. Once the Black Swan emerged, she embodied all that Nina
storm out of the apartment, threatening to move out. This is the had unconsciously longed to become. It wasn’t perfection Nina
proverbial ‘‘kaboom’’ as the pressure from the positive feed- had desired after all. It was freedom, and her newly acquired
back loop becomes too high. A positive feedback loop will black wings pulsed with passion to escape her cage and fly free.
‘‘feel’’ the pressure of change and tends to initiate when a neg- Nina kills her perfect White Swan self, symbolically conquer-
ative feedback loop is ineffective at maintaining the status quo ing the young child she had once been.
(Nichols, 2008). The negative feedback loop that Nina and her Clinicians working with families will benefit from a multicon-
mother were in cannot coexist with Nina’s need to grow up. textual framework in guiding their assessments and interventions.
The vertical stressor of Erica’s destructive strategies in han- Any evaluation of individual family members’ life stressors must
dling unfinished business overlaps a horizontal stressor where take place within the changing contexts of the family and the
Nina has to manage the pressure of playing the principal lead. larger culture for family therapy to be effective. Understanding
Without a proper role model to show her how to navigate suc- the family’s perception of vertical stressors (e.g., religion, media,
cessfully with the pressures of the ballet, Nina acquiesces to a family legacies, and family expectations) and horizontal stressors
variety of unhealthy coping mechanisms. When she becomes (e.g., difficulties in school, interpersonal conflicts, and transi-
self-conscious, she copes physically by scratching her back and tions) that they are experiencing will help to give depth to the
picking at her cuticles. As anxiety takes over, she vomits in an family’s complex situation. This type of assessment may help the
effort to release the pressure. Delusions start to occur, as she therapist discover learned patterns of interaction and examine
invents another personality for herself. It is unacceptable for how those patterns of interactions have developed into proble-
Nina to be the Black Swan. So, she hallucinates an alternate matic behaviors over the family’s life transitions. Clinicians use
self to allow the repressed, dark, and seductive part of her to this information in their interventions to ensure that the family
emerge. As the gravity of opening night materializes, Nina unit is the client and to emphasize the multiple pressures that are
plunges into an abyss of distorted reality. As the pressure negatively impacting the family system, which relieves the temp-
mounts, her reality blurs into a deep and chaotic psychosis. tation to find a scapegoat, or someone/something to blame.
Smith et al. 101

Movies can be used as a technique in family therapy to help influences, and body image dissatisfaction. Journal of Social and
portray the different perspectives each family member may hold. Clinical Psychology, 30, 458–483.
The clinician assigns a movie that is related to the family’s Fredrickson, B. L., & Roberts, T. (1997). Objectification theory:
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allow for conversation about particular characters, that charac- health risks. Psychology of Women, 21, 173–206.
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Declaration of Conflicting Interests ships in single-mother households: Perspectives of children and
The author(s) declared no potential conflicts of interest with respect to mothers. Family Relations, 61, 142–156.
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family evaluation. Keene, NH: Institute for Continuing Profes-
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