Development of An Instrument For The Evaluation of Advanced Life Support Performance

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ORIGINAL ARTICLE

Development of an instrument for the evaluation of advanced


life support performance
L.-M. Peltonen1,2 €1,5 and M. Tommila6,7
, V. Peltonen3,4, S. Salantera
1
Department of Nursing Science, University of Turku, Turku, Finland
2
Intensive Care Unit, Turku University Hospital, Turku, Finland
3
Department of Clinical Medicine, University of Turku, Turku, Finland
4
Department of Anesthesia and Intensive Care, Satakunta Central Hospital, Pori, Finland
5
Developmental Services, Turku University Hospital, Turku, Finland
6
Division of Perioperative Services, Intensive Care Medicine and Pain Management, Turku University Hospital, Turku, Finland
7
Department of Anesthesiology and Intensive Care, University of Turku, Turku, Finland

Correspondence Background: Assessing advanced life support (ALS) competence


L.-M. Peltonen, Department of Nursing requires validated instruments. Existing instruments include aspects
Science, 20014 University of Turku, Finland
of technical skills (TS), non-technical skills (NTS) or both, but one
E-mail: laura-maria.peltonen@utu.fi
instrument for detailed assessment that suits all resuscitation situa-
Conflicts of interest tions is lacking. This study aimed to develop an instrument for the
None declared. evaluation of the overall ALS performance of the whole team.
Methods: This instrument development study had four phases.
Funding First, we reviewed literature and resuscitation guidelines to explore
This study project received support from the items to include in the instrument. Thereafter, we interviewed
Finnish Medical Society Duodecim, Turunmaa
resuscitation team professionals (n = 66), using the critical incident
Chapter.
technique, to determine possible additional aspects associated with
Submitted 8 July 2017; accepted 21 July 2017; the performance of ALS. Second, we developed an instrument
submission 28 February 2017. based on the findings. Third, we used an expert panel (n = 20) to
assess the validity of the developed instrument. Finally, we revised
Citation the instrument based on the experts’ comments and tested it with
Peltonen L-M, Peltonen V, Salanter€a S, six experts who evaluated 22 video recorded resuscitations.
Tommila M. Development of an instrument for
Results: The final version of the developed instrument had 69
the evaluation of advanced life support
performance. Acta Anaesthesiologica
items divided into adherence to guidelines (28 items), clinical deci-
Scandinavica 2017 sion-making (5 items), workload management (12 items), team
behaviour (8 items), information management (6 items), patient
doi: 10.1111/aas.12960 integrity and consideration of laymen (4 items) and work routines (6
items). The Cronbach’s a values were good, and strong correlations
between the overall performance and the instrument were observed.
Conclusion: The instrument may be useful for detailed assessment
of the team’s overall performance, but the numerous items make
the use demanding. The instrument is still under development, and
more research is needed to determine its psychometric properties.

Editorial Comment
Resuscitation contains technical, non-technical, individual and team components. This study
developed a proto-type of an inclusive instrument to assess the overall performance of a team. Val-
idation will be needed before clinical use.

Acta Anaesthesiologica Scandinavica (2017)


ª 2017 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd 1
L.-M. PELTONEN ET AL.

High-quality advanced life support (ALS) is important aspects associated with ALS is
fundamental to improving resuscitation out- important to improve performance. Therefore, the
comes. ALS performance is often divided into aim of this study was to develop an instrument
two aspects, technical skills (TS) and non- for the evaluation of the overall ALS performance
technical skills (NTS) in the literature. TS refer of the whole team. Such an instrument could be
to actions such as chest compression, securing used in research and education.
the airway and delivering shock, while NTS are
often associated with teamwork, leadership and
Methods
communication aspects.
Excellent resuscitation skills are needed for This instrument development study was con-
professionals providing ALS. CPR competency ducted in four phases. First, we explored exist-
may be defined as the cognitive knowledge and ing validated instruments developed for the
psychomotor skills necessary for effective perfor- assessment of resuscitation performance through
mance in cardiac arrest situations.1 Theoretical a literature review and read resuscitation guide-
knowledge and an understanding of resuscita- lines to explore items to include in the instru-
tion guidelines are crucial, but implementing ment under development. Then, we interviewed
this knowledge through TS is as important. resuscitation team professionals to explore pos-
However, the NTS also become essential as the sible further aspects that should be included in
overall ALS performance is based on the result an overall assessment of the ALS performance.
of the activities and cooperation between several Second, we developed an instrument based on
actors. Still, professionals have been shown to findings in phase one. Third, we used an expert
lack important ALS knowledge.2,3 Research fur- panel to assess the content validity of the devel-
ther shows that ALS competency rapidly decays oped instrument. Fourth, we modified the
after courses,4,5 and that current assessment instrument based on the experts’ feedback, and
methods of competency are problematic.4 Valid finally, the instrument was tested on video
assessment methods are essential to support the recorded cardiopulmonary resuscitations. The
development and maintenance of professionals’ study design is illustrated in Fig. 1.
ALS competence.
Resuscitation competency is usually assessed
Literature review
in several ways, for example, with simulated
scenarios to assess practical skills and with We systematically conducted a literature review
written knowledge tests to assess theoretical to explore validated instruments developed for
knowledge.5,6 Integration of theoretical knowl- the evaluation of ALS performance. We searched
edge into practice is often evaluated using an four databases (PubMed, Cinahl, Scopus and
objective structured clinical examination the Web of Science) with combinations of the
(OSCE).7 OSCEs are developed based on speci- terms: cardiopulmonary resuscitation, resuscita-
fic scenarios. One problem with scenario-based tion, CPR, cardiac arrest, heart arrest, advanced
checklists is that they are not directly trans- cardiac life support, ACLS, advanced life sup-
ferrable to other settings. To date, a vast variety port, ALS, team, emergency team, resuscitation
of checklists, tools and instruments for the eval- team, intensive care team, rapid response team,
uation of resuscitation performance exist,7,8 cardiac team, competence, skill, non-technical,
although significant levels of variability be- technical, communication, cooperation, team-
tween evaluators still occur.9 Assessing the work, team, leader, leadership, knowledge,
development and maintenance of resuscitation assessment, evaluation, performance, scale,
competence requires objective and validated instrument, measurement, tool, score, test and
instruments that measure the important aspects validity.
of resuscitation performance. To date, an overall We excluded scenario-based checklists,
assessment of ALS performance is difficult as trauma resuscitation instruments and instru-
validated instruments only cover some aspects ments developed for neonatal resuscitation. We
of ALS performance while other important further searched reference lists to find additional
aspects remain disregarded. Exploring all instruments. The search resulted in 1406
Acta Anaesthesiologica Scandinavica (2017)
2 ª 2017 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd
ALS INSTRUMENT DEVELOPMENT

Fig. 1. Research design. This figure illustrates the design of the study including details for each of the five phases.

articles. Finally, 15 instruments10–25 were team professionals. Informants included nurses,


included in the review. A flow chart of the arti- physicians and orderlies who worked in one
cle selection process is integrated into Fig. 1. university hospital’s resuscitation team. This
Individual items were extracted from the team was assembled from experienced person-
instruments, which were identified through the nel of the hospital’s intensive care unit. They
literature review. These items were gathered had gone through in-service training to be a part
into a list of suggested items for the new instru- of the hospital resuscitation team. Resuscitation
ment for the evaluation of the overall ALS per- simulation training was offered to them every
formance of the whole team. Thereafter, week, but only a few could participate at a time.
resuscitation guidelines (the European Resusci- Hence, each resuscitation team member attended
tation Council guidelines and the American the training once a month at the best.
Heart Association guidelines) were assessed for Data were collected by means of the critical
additional items to add to this list. incident technique,26 which can be used to
gather important information in well-defined
situations, such as resuscitations. The infor-
Interviews
mants were interviewed as soon as possible
We conducted interviews to explore what other after a resuscitation by phone. All members par-
factors could be associated with the success of ticipating in the resuscitation team’s outreach
ALS performance, according to resuscitation activity during the data collection period, who
Acta Anaesthesiologica Scandinavica (2017)
ª 2017 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd 3
4

L.-M. PELTONEN ET AL.


Table 1 Instruments developed for the assessment of resuscitation performance.

Non-technical Technical Overall Inter-rater Internal Construct Content Criterion


Authors (year) Instrument skills skills score reliability consistency Stability validity validity validity

Andersen Tool for measurement of performance in + + + +


et al. (2010)10 multi-professional resuscitation teams
Brett-Fleegler Tool for resuscitation assessment using + + + +
et al. (2008)11 computerised simulation (TRACS)
Carmona Questionnaire on nurses’ knowledge + + +
Torres (2014)12 regarding the current CPR
recommendations 2010
Cooper & Adapted leadership behaviour description + + +
Wakelam (1999)13 questionnaire (LBDQ) for leadership skills
in a resuscitation team
Cooper & Cant (2014),14 Team emergency assessment measure + + + + + + + +
Cooper et al. (2014, (TEAM)
2016)15
Duff et al. (2013)16 Multiple-choice examination assessing + + + +
ª 2017 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd

cognitive and behavioural knowledge of


paediatric resuscitation
Grant et al. (2012)17 Evaluation tool for paediatric resident + + + + + +
competence in leading simulated
paediatric resuscitations
Kim et al. (2006) 18
The Ottawa Crisis Resource Management + + + + + + +
Global Rating Scale (Ottawa GRS)
Mancini & The objective criterion-referenced tool for + + +
Kaye (1985)19 evaluation of ACLS performance
Reid et al. (2012)20 Simulation team assessment tool (STAT) for + + + + +
paediatric resuscitations
Roh et al. (2012)21 Resuscitation self-efficacy scale for nurses + + + + +
Seaman Performance and Outcome Performance + +
et al. (1986) 22 measure (STARS)
Turner Visual analogue scale as an instrument to + +
Acta Anaesthesiologica Scandinavica (2017)

et al. (2008)23 measure self-efficacy in resuscitation skills


Walker Observational skill based clinical assessment + + + +
et al. (2011)24 tool for resuscitation (OSCAR)
Zajano Self-evaluation survey of teamwork and task + + + +
et al. (2014)25 load among medical providers (STTaMP)

Aspect of advanced life support skills, validity and reliability of each instrument and the number of items included in each instrument are displayed.
ALS INSTRUMENT DEVELOPMENT

were willing to participate in the study, were from educational institutions. The panel
interviewed individually. The interviews were consisted of 20 experts. Individual items were
structured and all interviews were conducted by assessed using the content validity index
the same researcher. This was a physician with (CVI).28,29 Each item was rated by an expert on
expertise in the area. All informants were asked a scale from 1 to 4 (1 = not relevant, 2 = some-
two open-ended questions. First, to describe what relevant, 3 = quite relevant and 4 = highly
anything that they could think of that was asso- relevant). Ratings of 1 and 2 were considered
ciated with the success of ALS, and second, to irrelevant and ratings of 3 and 4 were consid-
describe anything that could have been ered as relevant. The item level CVI was calcu-
improved. The interviewer wrote down the lated as the number of experts rating an item as
responses during the interviews to support the relevant (i.e. 3 or 4) divided by the total number
analysis. Data were collected between Septem- of the experts. Generally, a limit of 0.78 is con-
ber 2013 and January 2014. sidered as the lower limit for content validity.
In keeping with Flanagans26 definition, we An overall CVI score for the instrument was cal-
defined critical incidents as events, where activi- culated as the proportion of the total number of
ties that are effective in supporting or impeding items deemed content valid. An acceptable
successful resuscitation performance may be lower limit for the overall CVI is 0.8.28
observed. The unit of analysis was the smallest
possible phrase that could be extracted without
Instrument testing
losing the context of the content. Data were
analysed with thematic content analysis.27 First, The final version of the developed instrument
the data were read through; interconnected was tested by six experts who evaluated 22 video
expressions were then assembled into meaning recorded in-hospital cardiopulmonary resuscita-
units and interpreted based on their underlying tions conducted by one resuscitation team in a
meaning. The meaning units were then screened university hospital during the years 2013–2014.
through for possible items to add to the list of These six experts participated also in the expert
suggested items for the instrument under devel- panel. Cronbach’s a-values were calculated for
opment. Thereafter, subthemes were formed of the evaluated TS (items 1–28) and NTS (items 29–
similar interpreted meaning units. Finally, the 69). The a-values were calculated separately for
subthemes were organised into main themes. each expert due to dependencies in the data. They
These main themes were then used to sort the are presented with mean values and confidence
items in the list of suggested items for the intervals. The correlation of the TS, the NTS and
instrument under development. All researchers all items (1–69) with the overall performance
participated in analysing the data and selecting score given by the experts was calculated using
items for the instrument. the Spearman’s correlation coefficient. SPSS ver-
sion 24 for Windows was used for the analysis.
Expert panel
Ethics
A preliminary version of the instrument for the
evaluation of overall ALS performance was The study was approved by the Ethics Commit-
developed based on findings from the literature tee of the Hospital District of Southwest Finland
review, the resuscitation guidelines and the (statement number 14/2012, date of approval
interviews. An expert panel was used to assess 19.6.2012).
the content validity of the developed instru-
ment. We used snowball sampling to reach
Results
experts for our panel. They were physicians and
nurses, who were recognised by peers and had
Item generation and instrument structure
a substantial experience of resuscitations. We
reached for experts with different specialisa- The first version of the instrument was assem-
tions. We further targeted experts with work bled from the findings of the literature review,
experience from different clinical settings and the resuscitation guidelines, and the results
Acta Anaesthesiologica Scandinavica (2017)
ª 2017 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd 5
L.-M. PELTONEN ET AL.

Table 2 Items and scales of instruments developed to assess resuscitation performance.

No. of
Authors (year) Assessed dimensions items Rating alternatives
10
Andersen et al. (2010) Initial therapy 22 ‘yes’
Continuous loops ‘no’
Information and supplementary therapy ‘not relevant’ option only for correction and
Spontaneous circulation technology dimensions
Correction
Maintain algorithm
Technology
Brett-Fleegler et al. (2008)11 Basic resuscitation 72 ‘yes’
Airway support ‘no’
Circulation and arrhythmia management
Leadership behaviour
Carmona Torres (2014)12 Resuscitation guideline knowledge test 12 Four multiple-choice alternatives
Cooper & Wakelam (1999)13 Team task performance (basic ventilation, 9 ‘yes’
chest compression, advanced ventilation, ‘no’
defibrillation, intravenous access, ‘N/A’
medication, other treatment) Score 10–20 per task
Overall performance rating A total score is calculated as the sum of task
performance per the sum of applicable task
ratings
Cooper & Cant (2014),14 Leadership 12 0 = Never/hardly ever,
Cooper et al. (2014, 2016)15 Teamwork 1 = Seldom
Task management 2 = About as often as not
Overall performance rating 3 = Often
4 = Always/Nearly always
Overall score from 1 to 10.
Duff et al. (2013)16 Algorithms and rhythm analysis 20 Each question had four possible answers
Team leadership including history taking,
classification and leadership behaviour
Basic life support algorithms
Advanced life support algorithms (such as
defibrillation, dose and definition of
bradycardia)
Grant et al. (2012)17 Leadership and communication skills 26 0 = Not performed/not observed
Knowledge and clinical skills 1 = Performed but ineffectively,
incompletely or inconsistently
2 = Performed adequately most of the time
3 = Performed well consistently
N/A = item not relevant to scenario
Kim et al. (2006)18 Leadership skills 6 Each item had specific scoring criteria
Problem solving A Likert-type scale ranging from 1 to 7,
Situational awareness where 1 represented a novice and 7 an expert
Resource utilisation
Communication skills
Overall crisis resource management rating
Mancini & Kaye (1985)19 Basic skills 58 2 = Completed and timely
Airway and breathing 1 = Performed but incomplete
Circulation or untimely
Human factors 0 = Needed but not performed/performed
incorrectly
N/A = Not required for this scenario,
non-observable elements could be indicated.
Each item had specific scoring criteria

Acta Anaesthesiologica Scandinavica (2017)


6 ª 2017 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd
ALS INSTRUMENT DEVELOPMENT

Table 2 (Continued)

No. of
Authors (year) Assessed dimensions items Rating alternatives

Reid et al. (2012)20 Basic skills 94 2 Points = Completed and timely


Airway and breathing 1 Point = Performed but incomplete
Circulation or untimely
Human factors 0 Points = Needed but not
performed/performed incorrectly
N/A = Not required for this scenario
Non-observable elements
Roh et al. (2012)21 Resuscitation Self-efficacy: 17 A 5-point Likert-type scale
Recognition 1 = Least confident
Debriefing and recording 5 = Very confident
Responding and rescuing
Reporting
Seaman et al. (1986)22 Defined tasks and subtasks based on the 16 ‘yes’
resuscitation guidelines ‘no’
Turner et al. (2008)23 Self-efficacy in resuscitation skills: 5 A visual analogue scale
Cardiac massage ‘not at all confident’ at the left and ‘extremely
Bag/mask ventilation confident’
Intra-osseous device at the right ends of the scale
Computer skills
Walker et al. (2011)24 Communication 48 Individual ratings from 0 to 6 on each task and a
Cooperation global behaviour score from 0 to 6 for each group
Coordination (anaesthetic, physician and nurse) under
Leadership each dimension.
Monitoring 0 = Team severely compromised
Decision making 1 = Team compromised
2 = Slight detriment to team
3 = Team neither enhanced or hindered
4 = Moderate enhancement to team
5 = High level of enhancement to team
6 = Highly effective in enhancing teamwork
Zajano et al. (2014)25 Teamwork and communication 15 A 5-point Likert scale with rating options from
Task load strongly agree to strongly disagree

from the qualitative analysis of the interview physicians (n = 23, 35%). We identified 315
data. The instruments found in the literature issues associated by the informants with the suc-
review assessed some aspects of TS (n = 3), NTS cess of ALS. Our analysis from the interview data
(n = 5) or both (n = 7). However, none of these resulted in seven main themes. An example of
were comprehensive, that is, all instruments the analysis process is presented in Table 3 and
measured different things and consisted of dif- the main themes and subthemes in Table 4. The
ferent sets of items. There was, however, a sub- main themes were used for grouping all items
stantial overlap in the assessed dimensions into seven dimensions. The interview findings
between instruments. The included instruments, were overlapping with the literature findings,
scope of use and reported properties are pre- but also new items emerged. These were related
sented in Table 1. Assessed dimensions, items to patient privacy and work routines. One item
and scales are presented in Table 2. Individual found in the literature did not emerge in the
items were gathered from these instruments for interviews, namely providing feedback during
the instrument under development. resuscitation to improve performance. New items
We interviewed 66 professionals, including that emerged from the interviews were added to
nurses (n = 35, 53%), orderlies (n = 8, 12%) and the items extracted from the literature review
Acta Anaesthesiologica Scandinavica (2017)
ª 2017 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd 7
L.-M. PELTONEN ET AL.

Table 3 Example of the thematic content analysis process.

Original expression Meaning unit Subtheme Main theme

‘Cannulation and intubation was successful The success of the technical procedures Technical Adherence
at first attempt’ is important know-how to guidelines
(positive association)
‘Using the protocol brings clarity. At least you Training has improved protocol adherence Theoretical
know what should be done. In the old days, you and made functioning more systematic knowledge
had to figure out, what does this physician want? (positive association)
Now we can plan better ahead and be more
systematic’
‘Nowadays, we have training, which is offered Enabling professionals to attend in Professional
regularly, this is important. It is very important training is important development
that all have a chance to attend the training’ (positive association)
‘We didn’t even check the rhythm as often as we Protocol was not followed Protocol
should have’ (negative association) commitment

findings and the resuscitation guidelines. There- was 15.7 (IQR 9–20) years. The demographics of
after, the items were refined and overlapping the expert panel members are presented in
items were deleted. Resuscitation guidelines Table 5.
were used to refine individual items. Changes were made to the instrument based
This process resulted in a two-sided A4-sized on the expert panel results. The CVI for all the
instrument with six dimensions: protocol adher- 84 items was 0.96. Three individual items had a
ence (39 items), workload management and value below the recommended 0.78. These were
decision-making (15 items), team behaviour (9 as follows: ‘Did the leader let the team members
items), information management (9 items), know what was expected of them?’ (CVI 0.61),
patient integrity and confidentiality (4 items), ‘Were general aseptic recommendations fol-
and work routines (5 items). The protocol adher- lowed?’ (CVI 0.58) and ‘Were general hand
ence dimensions’ content was derived from exist- hygiene recommendations followed?’ (CVI
ing resuscitation guidelines and findings from 0.53). These items were removed from the
the literature review. The 39 items in the protocol instrument. Based on the open comments from
adherence dimension were further grouped into the experts, the response alternatives were clari-
six subgroups. These were recognition of cardiac fied, 13 individual items were left unaltered,
arrest (6 items), choice of resuscitation algorithm three new items were added, 22 items were
(3 items), chest compression quality (8 items), overlapping and modified into 8 items, and
ventilation quality (7 items), rhythm control and minor changes (such as clarity, wording or
defibrillation quality (9 items), and medication placement of item) were made to 47 items.
and fluid therapy (5 items). Examples of minor changes were as follows:
The response alternatives were developed ‘was the situation documented?’ was clarified
based on the findings from the literature review. into ‘Was the cardiac resuscitation process docu-
It was a semantic differential type of scale with mented?’ and ‘Was the compressors hand posi-
four response options and a fifth option for ‘not tion correct?’ was modified into ‘Was the
applicable’ situations. The four-scale options compression technique correct?’
were ‘fully completed’, ‘partly completed’, ‘not
needed’ and ‘needed but not completed’.
The final version of the instrument
The final version of the developed instrument
The content validity of the first version of
for the evaluation of ALS performance is
the instrument
presented in Table 6. This final version had
The developed instrument was evaluated by 20 69 items, which were divided into seven dimen-
experts. The mean working years of the experts sions. These were adherence to guidelines (28
Acta Anaesthesiologica Scandinavica (2017)
8 ª 2017 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd
ALS INSTRUMENT DEVELOPMENT

Table 4 Factors associated with the success of advanced life support by resuscitation team professionals.

Main theme Subtheme

Adherence to Technical know-how An introduction to team functions and equipment enabled


guidelines smoother functioning.
Theoretical knowledge Team members expected the resuscitation to follow guidelines
throughout the process.
Professional development Professionals were motivated to attend in training and to improve their
knowledge and skills, but finding time to attend was considered more
difficult due to clinical work urgencies.
Protocol commitment The resuscitation was seen as a process starting before the team was
on scene. The initiating activities of the professionals calling the
resuscitation team, such as immediately started chest compressions,
were considered important ingredients of ALS performance. The
reported activities that diverged from protocol related to time,
medication and securing the airway.
Clinical Patient-care-related Care-related decision-making included decisions about when to start
decision-making decision-making CPR and when not to. These decisions were sometimes difficult to
make based on the knowledge at hand.
Clinical decision-making Decision-making responsibilities regarding medical care were not always
responsibilities clear and the decision-making could become complicated when several
physicians were on scene: for example, when three physicians were on
scene, none took charge of the situation. However, shared decision-
making could be considered a strength when the collaboration
functioned well.
Workload Responsibilities of Team members appreciated clear and well-defined roles and
management team members responsibilities that they could stick to. Specific responsibilities were
continuous compressions, securing the airway, medication
administration and documentation.
Leadership Professionals reported a difference between leading the resuscitation
protocol and leading the situation overall. The overall leadership
meant that someone took responsibility for continuously monitoring the
patient’s condition, constructing and updating an action plan,
communicating this plan to all team members and delegating tasks.
Delegating the resuscitation protocol leadership to a nurse enabled the
physician to spend more time on the underlying reasons for the event
and providing leadership for the overall situation.
Activities of other Some responsibilities, such as documentation, could be delegated to
professionals for example ward nurses.
Team structure Number of The number of professionals in the team varied, but there was a
and behaviour professionals involved minimum of two registered nurses and one physician, usually an
anaesthetist. This number was thought to be sufficient in normal
resuscitations. Too many professionals could cause confusion.
Characteristics of The personal characteristics of team members were associated with team
team members behaviour. Things could go smoothly or less smoothly depending on
the members involved. Experienced professionals were appreciated.
Commitment to The team members’ commitment to teamwork involved how they carried
teamwork out their assigned duties and assisted others.
Atmosphere A calm atmosphere was preferred and a resuscitation could be
during the CPR considered as successful by the professionals, even if the patient died,
if the resuscitation had advanced calmly.
Information Calling the During the call, the team expected information about the location of the
management resuscitation team cardiac arrest, but also other information, such as a possible need for
infectious precautions, so that they were appropriately prepared on
arrival.

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ª 2017 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd 9
L.-M. PELTONEN ET AL.

Table 4 (Continued)

Main theme Subtheme

Communication during CPR Communication with other than team members was described as
sometimes being difficult. Team members preferred that the leader of
the resuscitation protocol continuously talked aloud about the
upcoming events of the protocol beforehand. This enabled them to
prepare and, for example, to facilitate a smoother change between
persons conducting chest compressions. Communication further
included giving clear orders, using closed loop communication and
using name tags. Keeping the whole team up to date was
considered important.
Patient information A major concern was the difficulty to access relevant patient information
at the scene of the resuscitation. Ward nurses did not always have
sufficient information about the patient and getting this information was
difficult. One professional suggested adding a laptop to the
resuscitation trolley for better access to important information.
Patient privacy Patient privacy Patient privacy refers to the ability of a patient to seclude him or herself
and laymen or information about him or herself from others: for example,
protecting the body or personal information of a patient
from bystanders.
Consideration of laymen The experiences of laymen needed to be acknowledged, and a need to
reflect on the event should be recognised, as some laymen might need
support after witnessing a resuscitation.
Work routines The team’s arrival at A guiding person to meet the resuscitation team was associated with
the scene of resuscitation a smoother arrival.
Consideration of The consideration of situation-specific issues related to the environment,
situation-specific issues such as the angiotherapy unit, the magnetic resonance imaging (MRI)
room, a toilet and an isolation room. A need for clear instructions
regarding how to function under special circumstances, such as during
MRI or angiotherapy, was reported. A further report focused on
ergonomic challenges and the optimal use of restricted physical
environments.
Equipment Immediate and easy access to necessary equipment was vital. Equipment
referred to the resuscitation trolley with its standardised content and
supplementary equipment would be requested and fetched when
necessary: for example, a videolaryngoscope during a
difficult intubation.
Transfer into The transfer into post-resuscitation care was supported by the fact that
post-resuscitation care the resuscitation team physician often was responsible for the post-
resuscitation care in the hospital. A major issue with the transfer into
post-resuscitation care was the lack of available beds.

The seven main themes and their subthemes, which were identified from the interview data with resuscitation team professionals, are
presented.

items), clinical decision-making (5 items), chest compression quality (9 items), ventilation


workload management (12 items), team beha- quality (4 items), rhythm control and defibrilla-
viour (8 items), information management (6 tion quality (6 items), and medication and fluid
items), patient integrity and consideration of therapy (4 items). The items may be rated on a
laymen (4 items), and work routines (6 items). scale ranging from +2 to 2. The rating alterna-
The adherence to guidelines dimension had five tives are detailed in Table 7. Thirteen of the
subgroups. These were recognition of the need items in the instrument may only be answered
for cardiopulmonary resuscitation (5 items), as +2, indicating ‘yes’, 2 indicating ‘no’ or 0
Acta Anaesthesiologica Scandinavica (2017)
10 ª 2017 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd
ALS INSTRUMENT DEVELOPMENT

example of the instruction for one item is shown


Table 5 Demographics of the expert panel.
in Table 8.
Demographics of the expert panel members n (%)

Profession Validity and reliability of the developed


Nurse 14 (70) instrument
Physician 6 (30)
Specialisation The experts who tested the developed instru-
Intensive care 5 (25) ment included nurses (n = 2) and physicians
Anaesthesiology 1 (5) (n = 4). Their mean working experience was
Anaesthesiology and intensive care 3 (15) 14.9 (IQR 10–20) years and their resuscitation
Operative setting and anaesthesiology 2 (10)
experience included resuscitation situations
Anaesthesiology, intensive care and prehospital care 2 (10)
Emergency medical services 7 (35)
(< 10 n = 1, 10 49 n = 2, 50 99 n = 1, > 100
Working experience n = 3), resuscitation simulations (10 49 n = 5,
Hospital 5 (25) > 100 n = 1) and resuscitation simulation teach-
Emergency medical services 2 (10) ing (< 10 n = 3, 10 49 n = 1, > 100 n = 2). The
Hospital and emergency medical services 8 (40) Cronbach’s a values were 0.83 for the TS (95%
Educational institution and hospital 2 (10) C.I. 0.78–0.88) and 0.82 for the NTS (95% C.I.
Educational institution and 1 (5)
0.71–0.93). Strong positive correlations between
emergency medical services
Educational institution, hospital 2 (10)
the experts’ evaluation of the overall perfor-
and emergency medical services mance were observed with the TS (rs = 0.67,
Resuscitation situations P < 0.001), the NTS (rs = 0.69, P < 0.001) and all
1 < 10 1 (5) items (rs = 0.73, P < 0.001).
2 = 10 49 8 (40)
3 = 50 99 4 (20)
4 > 100 7 (35) Discussion
Resuscitation simulations
1 < 10 8 (40)
A resuscitation team’s performance is measured
2 = 10 49 11 (55) not only by the skills of an individual but on
3 = 50 99 0 (0) the performance of the whole team and a variety
4 > 100 1 (5) of external factors. Existing validated instru-
Resuscitation simulation teaching ments focus on some aspects of TS, NTS or both,
1 < 10 7 (35) but all current instruments lack important
2 = 10 49 9 (45)
aspect needed for a comprehensive and detailed
3 = 50 99 1 (5)
4 > 100 3 (15)
assessment of the overall ALS performance of
the whole resuscitation team. ALS is guided by
international guidelines; therefore, a single
instrument could possibly be used to evaluate
indicating ‘not possible to evaluate’. The ALS performance regardless of the setting.
extremes (+2 and 2) were chosen to increase Although, guidelines alone do not provide all
the distinction between the amount of success items needed. According to our findings, the
in performance. In addition, a final item was overall performance of ALS should be assessed
added at the end of the instrument for the total from a much broader view. A comprehensive
assessment score of the performance. This had a overall assessment should acknowledge adher-
scale from 0 to 10 (0 = poor performance, ence to guidelines, clinical decision-making,
10 = excellent performance). This overall score workload management, team structure and
is important for assessing the validity of the behaviour, information management, patient
instrument. privacy and laymen, and work routines.
We defined detailed descriptions of the evalu- The instrument in this study was developed
ation criteria for each item in the instrument. for a comprehensive assessment of the overall
These were derived from resuscitation guide- ALS performance of the whole resuscitation
lines. This 13-page guideline for using the team in education and research, hence reducing
instrument is available in Appendix S1. An the need to use numerous different instruments.
Acta Anaesthesiologica Scandinavica (2017)
ª 2017 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd 11
L.-M. PELTONEN ET AL.

Table 6 Developed instrument for the evaluation of advanced life support performance.
INSTRUMENT FOR THE EVALUATION OF ADVANCED LIFE SUPPORT PERFORMANCE
Peltonen L-M, Tommila M & Salanter€a S (2015)

Date: ____/____ ________________________________________ Assessment no.: ______ Rating alternatives


Purpose: Education ______ OR Research ______ +2 +1 0 1 2
Evaluation ______ OR Reflection/learning ______
Situation: Simulation ______ OR Clinical setting ______
Team: profession _____________ (no. ___), profession _____________ (no. ___),
profession _____________ (no. ___), profession _____________ (no. ___)

1. ADHERENCE TO GUIDELINES
A. Recognition of the need for cardiopulmonary resuscitation
1 Was the need for cardiopulmonary resuscitation immediately recognised? +2 X 0 X 2
2 Was help called for immediately? +2 X 0 X 2
3 Were chest compressions initiated immediately? +2 X 0 X 2
4 Was the airway opened and breathing assessed? +2 X 0 X 2
5 Was the patient lifted on a firm surface or was a backboard placed when necessary? +2 X 0 X 2
B. Chest compression quality
6 Was the compression technique correct? +2 +1 0 1 2
7 Was the compression rate 100–120 per min.? +2 +1 0 1 2
8 Was the compression-ventilation rate correct? +2 +1 0 1 2
9 Was the compression depth correct? +2 +1 0 1 2
10 Was there complete chest recoil between compressions? +2 +1 0 1 2
11 Was the number of interruptions in the chest compressions minimised? +2 +1 0 1 2
12 Was the length of the interruptions in the chest compressions < 10 s.? +2 +1 0 1 2
13 Was the CPR quality evaluated? +2 +1 0 1 2
14 Was the compressor rotation adequate? +2 +1 0 1 2
C. Ventilation quality
15 Was 100% oxygen administered as soon as possible? +2 +1 0 1 2
16 Was the airway ensured using appropriate equipment as soon as possible? +2 +1 0 1 2
17 Was placement of an advanced airway ensured? +2 +1 0 1 2
18 Did ventilation actualise according to guidelines? +2 +1 0 1 2
D. Rhythm control and defibrillation quality
19 Were the pads placed as soon as the defibrillator was on site? +2 X 0 X 2
20 Were the pads placed correctly on the patient’s chest? +2 X 0 X 2
21 Was the rhythm (VT/VF/ASY/PEA) correctly identified? +2 +1 0 1 2
22 Did defibrillation actualise according to guidelines if the rhythm was VF/VT +2 +1 0 1 2
OR were compressions immediately continued if the rhythm was PEA/ASY?
23 Was rhythm analysis performed with 2 min. intervals? +2 +1 0 1 2
24 Was the resuscitation algorithm followed? +2 +1 0 1 2
E. Medication and fluid therapy
25 Was a parenteral medication route inserted as soon as possible? +2 X 0 X 2
26 Was medication use appropriate? +2 +1 0 1 2
27 Was a suitable amount of fluid given after medication to facilitate the drug flow? +2 +1 0 1 2
28 Were medicines administered as ordered? +2 +1 0 1 2
2. CLINICAL DECISION-MAKING
29 Were possible causes for the cardiac arrest analysed? +2 +1 0 1 2
30 Were reversible causes for the cardiac arrest treated? +2 X 0 X 2
31 Were tasks prioritised appropriately? +2 +1 0 1 2
32 Was vital organ support optimised if ROSC was attained? +2 +1 0 1 2
33 Was an appropriate care plan made for the patient if ROSC was attained? +2 +1 0 1 2

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12 ª 2017 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd
ALS INSTRUMENT DEVELOPMENT

Table 6 (Continued)

INSTRUMENT FOR THE EVALUATION OF ADVANCED LIFE SUPPORT PERFORMANCE


Peltonen L-M, Tommila M & Salanter€
a S (2015)

Rating alternatives
+2 +1 0 1 2
3. WORKLOAD MANAGEMENT
34 Were there a suitable number of professionals present? +2 +1 0 1 2
35 Was it clear who led the team? +2 +1 0 1 2
36 Were all team members’ roles clear? +2 +1 0 1 2
37 Were all roles appropriate for the team members? +2 +1 0 1 2
38 Did the leader continuously outline a plan of action? +2 +1 0 1 2
39 Did a team member continuously maintain the overview of the situation? +2 +1 0 1 2
40 Did a team member continuously monitor the patient’s condition? +2 +1 0 1 2
41 Did a team member continuously give corrective feedback about the quality of CPR? +2 +1 0 1 2
42 Did a team member continuously follow -up the adherence to the resuscitation algorithm? +2 +1 0 1 2
43 Did a team member continuously inform the others when it was time for an +2 +1 0 1 2
intervention according to the resuscitation algorithm?
44 Did a team member continuously inform others about changes in the patient’s condition? +2 +1 0 1 2
45 Did the team members carry out their responsibilities? +2 +1 0 1 2
4. TEAM BEHAVIOUR
46 Did the team members ask for help when needed? +2 +1 0 1 2
47 Did the team members assist each other when needed? +2 +1 0 1 2
48 Was the situation handled calmly? +2 +1 0 1 2
49 Did the team members behave professionally towards each other? +2 +1 0 1 2
50 Did the team members behave professionally towards the patient? +2 +1 0 1 2
51 Did the team members correct each other when necessary? +2 +1 0 1 2
52 Did the team members inform others about their observations and insights? +2 +1 0 1 2
53 Was the leader open to suggestions from other team members? +2 +1 0 1 2
5. INFORMATION MANAGEMENT
54 Was communication between the team members clear? +2 +1 0 1 2
55 Was ‘closed loop communication’ used? +2 +1 0 1 2
56 Was the number of chest compressions counted aloud? +2 +1 0 1 2
57 Was relevant patient information shared effectively between professionals? +2 +1 0 1 2
58 Was additional patient information made available? +2 X 0 X 2
59 Was the cardiac resuscitation process documented? +2 +1 0 1 2
6. PATIENT INTEGRITY AND CONSIDERATION OF LAYMEN
60 Was patient integrity protected? +2 +1 0 1 2
61 Was patient information handled discretely? +2 +1 0 1 2
62 Were laymen guided away from the resuscitation site when necessary? +2 X 0 X 2
63 Were laymen given support when necessary? +2 X 0 X 2
7. WORK ROUTINES
64 Did the team members protect themselves adequately? +2 +1 0 1 2
65 Did the team find the site of the cardiac resuscitation quickly and easily? +2 +1 0 1 2
66 Did the team members have the right equipment? +2 X 0 X 2
67 Did the team members know how to use the equipment? +2 +1 0 1 2
68 Were the team members able to take into consideration the physical resources and restraints of the site? +2 +1 0 1 2
69 Were the team members working ergonomically? +2 +1 0 1 2

THE OVERALL PERFORMANCE SCORE (0 = POOR PERFORMANCE, 10 = EXCELLENT PERFORMANCE): _______

When compared with existing validated instru- patient integrity and work routines. These novel
ments, the developed instrument includes addi- aspects support a more detailed assessment of
tional items, which are not seen in earlier the overall ALS performance of the team when
validated instruments. These are related to compared with other instruments.
Acta Anaesthesiologica Scandinavica (2017)
ª 2017 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd 13
L.-M. PELTONEN ET AL.

Table 7 The rating alternatives. Table 8 Example of detailed evaluation criteria for an item in the
guideline for using the instrument.
Score Meaning
Chest compression quality
+2
 Yes Was the compression Adults: compressions are performed on
 Yes, always technique correct? the middle of the sternum with the
 Correct actions were taken in all the situations palm of one hand at the base and the
 Correct actions were taken all the time other hand on it with arms straight and
 Completely correct actions were taken shoulders perpendicularly above the
 Completely correct patient’s chest. The fingers are kept
interlocked and bent off the chest to
+1
prevent ribs from breaking.
 Yes, most of the time
Children: compressions are performed
 Correct actions were taken in most of the situations
at the lower part of the sternum.
 Correct actions were taken most of the time
In compressions of a 1- year old child
 Mostly correct
to a teenager one or two palms are
0 This option should only be used when the question used. Only two fingers are used for a
cannot be evaluated due to technical failures or to child less than 1-year old. When there is
other audial or visual obstacles or hindrances. Except more than one professional on site,
for questions 32 and 33. compressions are performed with the
1 thumbs while the hands are around the
 No, most of the time child’s chest.
 Incorrect actions were taken in most of the situations +2 All compressors had a correct hand
 Incorrect actions were taken most of the time position on the patient’s chest
 Mostly incorrect and the right compression angle.
+1 Most compressors had a correct
2 hand position on the patient’s
 No chest and the right compression
 No, never angle.
 Incorrect actions were taken in all the situations 0 Not possible to evaluate.
 Incorrect actions were taken all the time 1 Most compressors had an incorrect
 Completely incorrect actions were taken hand position on the patient’s
 Completely incorrect chest and the wrong compression
angle.
2 All compressors had an incorrect
hand position on the patient’s
chest and the wrong compression
The literature review, the resuscitation guide- angle.
lines and the interviews provided items for the
developed instrument. These were mainly over-
lapping. Patient integrity and work routines that there is a lack of such a feedback culture in
related issues did not appear in the literature the organisation.
review, while the provision of feedback was The current literature supports all the aspects
lacking from the interview data. The reason for identified in our analysis as being associated
the lack of patient integrity and work routine with ALS performance. Adherence to guidelines
issues from the literature may be the difficulty is the most obvious and probably most often
to operationalise and measure the concepts. evaluated aspect of these,7 as a correlation
However, measuring the performance of ALS between knowledge, skills and resuscitation
in sustaining life is prioritised. Providing feed- performance is clearly evident.10–12,16,17,19–23,32,33
back to team members about the resuscitation Existing literature and developed instruments
performance has been shown to improve team also support the relevance of clinical decision-
performance.30,31 One possible reason for the making,10,11,13–15,17–21,24,34 workload manage-
interviews lacking this aspect is that resuscita- ment,10,11,13–18,20,21,24,25,35,36 the team structure
tion feedback nowadays often is received and behaviour,10,11,13–15,20,21,24,25,37,38 informa-
straight from the defibrillator. Another might be tion management,10,11,14–18,20,21,24,25,39 patient
Acta Anaesthesiologica Scandinavica (2017)
14 ª 2017 The Acta Anaesthesiologica Scandinavica Foundation. Published by John Wiley & Sons Ltd
ALS INSTRUMENT DEVELOPMENT

integrity and consideration of laymen,40,41 and one university hospital. Research in other set-
work routines.10,11,20,42,43 tings is needed to further validate the findings.
Due to the large number of items, a real-time
assessment of ALS with the developed instru- Conclusions
ment is impractical. Therefore, video recording
A comprehensive overall ALS assessment should
is recommended to support the assessment for
acknowledge adherence to guidelines, clinical
reliable results of performance both in authentic
decision-making, division of labour, team struc-
situations and in simulations. Based on further
ture and behaviour, information management,
research, including assessment of the relevance
patient privacy and laymen, and work routines.
of the items and prioritisation of the items, a
We developed an instrument for the detailed eval-
shorter version of the instrument could be
uation of ALS performance based on existing liter-
developed for real-time use. Further research
ature, resuscitation guidelines and interviews
would also provide information about how to
conducted with professionals working in a
best compute performance scoring. Research is
university hospitals resuscitation team. The devel-
also needed to further develop the anchors in
oped instrument may be useful in education and
the guidelines and to assess the psychometric
research for a detailed assessment of an overall
properties of the instrument.
ALS performance. However, it should be empha-
Different research purposes, local conditions
sised that the instrument is still under develop-
or educational needs may benefit from addi-
ment and empirical testing is needed to determine
tional items. For example, sustaining life is the
its psychometric properties and to assess its
most important aim of ALS, but paying atten-
usability. Therefore, using the current version of
tion to other issues such as privacy and hygiene
the instrument should be done with consideration.
may improve the given care. Following hygiene
and aseptic techniques is often possible even
when sustaining life is prioritised. The items Acknowledgement
regarding hygiene and aseptic techniques were This study received support from the Finnish
removed from the instrument based on the Medical Society Duodecim, Turunmaa Chapter.
experts’ assessment. These items may, however, The authors state no conflict of interest.
be included in studies, which investigate possi-
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