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NeuroRehabilitation 30 (2012) 247–254 247

DOI 10.3233/NRE-2012-0752
IOS Press

Gender and stroke lateralization: Factors of


functional recovery after the first-ever
unilateral stroke?
Sanja Drača
Clinic Dr. M. Zotović, Sokobanjska 13, Belgrade 11000, Serbia
Tel.: +381 112062513; Fax: +381 112667623; E-mail: odracha@EUnet.rs

Abstract. Purpose: The goal of this prospective study was to evaluate gender differences in rehabilitation outcome in patients
after the first-ever unilateral stroke.
Methods: A total of eighty right-handed patients were prospectively enrolled, 35 (44%) women, and 45 (56%) men. A degree
of neurological deficit was quantified by the National Institutes of Health Stroke Scale. Functional outcome was assessed by the
Motor Status Scale, Chedoke Arm and Hand Activity Inventory, Rivermead Mobility Index and Barthel Index.
Results: At the time of hospital admission there was no significant gender difference in clinical stroke severity. At discharge,
we registered significantly better motor and functional recovery in men compared to women. Further, we found significantly
better rehabilitation outcome in women with stroke in dominant left hemisphere (LH) than in women with stroke in subdominant
right hemisphere (RH). Conversely, men with stroke in subdominant RH had significantly better rehabilitation outcome than men
with stroke in dominant LH. Using a multivariate analysis we have found that men with stroke in RH had significantly higher
probability to reach not only high response in mobility, but also more autonomy in ADL. The frequency of stroke in LH was
significantly higher in both genders aged less than 51 years, as well as in women, while the frequency of stroke in RH was
significantly higher in men.
Conclusion: This paper places particular emphasis on substantial gender-based differences in functional recovery of patients with
their first-ever unilateral stroke.

Keywords: Gender, functional outcome, the first-ever unilateral stroke

1. Introduction at older ages in women. However, after adjustment for


age, women also have poorer outcomes, such as greater
Gender differences in symptoms and outcomes of post-stroke disability and mental impairments [9].
cerebrovascular diseases have been receiving increas- The objective of this study was to evaluate the spe-
ing interest in research in the past several years. More- cific influence of gender on rehabilitation outcome in
over, accumulating data suggest that stroke is a sex- patients after the first-ever unilateral stroke.
ually dimorphic disease, and that biological genders
shape the outcome of cerebral ischemia [1,2]. Also, the
findings suggest that response to rehabilitation after the 2. Methods
stroke is influenced by gender: females who survive
stroke have less favorable outcomes than their male 2.1. Participants
counterparts. Women are more likely to have physical
impairments and limitations in the activities of daily All patients in the subacute phase of stroke, admitted
living (ADL) or basic components of self-care [3,4]. to our Clinic for rehabilitation during the 3-year peri-
Women also experience more depression [5],fatigue [6] od (between March 2007 and April 2010), were reg-
and lower overall quality of life (QOL) [7,8]. Some of istered prospectively and considered for inclusion for
these differences may be related to the onset of stroke this study. The mean duration from the onset of illness

ISSN 1053-8135/12/$27.50  2012 – IOS Press and the authors. All rights reserved
248 S. Drača / Gender-related post-stroke functional recovery

to the admission was 91.7 days. During the acute phase (NIHSS) [10], widely used and validated tool for as-
of stroke these patients were hospitalized at neurolo- sessment of clinical stroke severity. The NIHSS score
gy department of several hospitals, where diagnosis of strongly predicts the likelihood of a patient’s recov-
stroke was based on history, clinical examination and ery after stroke: a score of greater than 16 forecasts a
neuroradiological findings on head computed tomogra- high probability of death or severe disability, whereas
phy (CT) or magnetic resonance imaging (MRI). a score of less than 6 forecasts a good recovery [10].
On admission, patients were submitted to clinical,
neurological, neuropsychological, and functional ex- 2.2.2. Outcome measures
aminations. A degree of neurological deficit was quan-
Motor performance of the upper limb was assessed
tified by the National Institutes of Health Stroke Scale
by the Motor Status Scale (MSS) [11]. This scale
score (NIHSS) [10]. According to CT and/or MRI find-
isolates and grades movements of the shoulder, elbow,
ings, the patients were classified based on localization
forearm, and wrist. The MSS for shoulder/elbow (MSS
of the cerebral lesion in the right hemisphere (RH)/ left
s/e) consists of the sum of measures of 12 shoulder
hemisphere (LH) or in cortex/ subcortex.
movements and 5 elbow/forearm movements. Also, the
The inclusion criteria consisted of: the first-ever uni-
MSS measures the patient’s ability to hold 5 shoulder
lateral stroke, both genders, age 20–80 years, presence
and 1 elbow positions that correspond to the end of a
of hemiparesis/ hemiplegia, CT or MRI examination
composite motion (maximum score for MSS s/e = 40).
performed in the acute hospital phase of stroke and
The MSS for wrist/ hand (MSS w/h) consists of the
right-handedness (defined by the Clinical test of hand
sum of measures for 3 wrist and 15 hand movements,
dominance, Kimura and Vanderwolf, 1970). The ex-
and 3 hand-based functional tasks (maximum score for
clusion criteria were: history of previous stroke, bilat-
eral or multiple cerebral lesions caused by stroke, his- MSS w/h = 42). A maximum score for MSS = 82.
tory of previous psychiatric illness, severe post-stroke The performance of the paretic arm in the comple-
cognitive impairment (assessed by neuropsychologi- tion of activities of daily living (ADLs) was evaluat-
cal testing), post-stroke dysphasia, which was severe ed by the Chedoke Arm and Hand Activity Invento-
enough to prevent reliable communication (assessed by ry (CAHAI) [12]. The original CAHAI consisted of
language testing) and presence of other chronic dis- 13 functional tasks of daily living. We used the short-
abling conditions. The inclusion criteria were fulfilled ened version of 7 items. Scoring is done on 7-point
by a total of eighty right-handed patients. The patients ordinal scale (1 = total assistance, 7 = complete inde-
were included into the study after they gave informed pendence), based on the percentage of contribution to
consent. each task by the paretic arm/hand. A maximum score
The rehabilitation plan was designed by the same = 49.
physiatrist for all patients. The patients’ daily ther- Mobility of stroke patients was assessed by the River-
apy schedule started within 24 hours from admission mead Mobility Index (RMI) [13]. The RMI is clinical-
and consisted of one 45-minute physical therapy ses- ly relevant in testing functional abilities such as gait,
sion, one 45-minute occupational therapy session, and balance, and transfers. It consists of 15 questions; each
if necessary, one 30-minute speech therapy session. item is coded 0 or 1, depending on whether the client
The rehabilitation program was performed twice dai- can complete the task according to specific instructions.
ly, 5 days per week during 6–8 consecutive weeks. In A maximum score = 15, higher scores indicate better
all, it consisted of 10 sessions for one week, and 60– mobility performance.
80 sessions throughout the hospital stay. All included A patient’s performance in ADLs was evaluated by
patients completed the rehabilitation program. At the the Barthel Index (BI) [14]. The BI is considered a
time of discharge, in average 5.5 months after stroke reliable disability scale for stroke patients. The items
onset (range 3.5–6 months), we made the assessment can be divided into a group that is related to self-care
of functional outcome. (feeding, grooming, bathing, dressing, bowel and blad-
der care, and toilet use) and a group related to mo-
2.2. Variable and measures instruments bility (ambulation, transfers, and stair climbing). The
maximal score = 100 if 5-point increments are used,
2.2.1. Stroke severity indicating that the patient is fully independent in phys-
A degree of neurological deficit was quantified by ical functioning. The lowest score is 0, representing a
the National Institutes of Health Stroke Scale score totally dependent bedridden state.
S. Drača / Gender-related post-stroke functional recovery 249

Table 1
Demographic data for study population
(N = 12) had highly significant (p < 0.01) advantage
in motor and functional recovery of paretic arm com-
n %
pared to women aged < 51 years (N = 11) (Table 2).
Total 80 100.00
Gender M/W 45/35 56/44
The correlation analysis revealed significant positive
Side of stroke RH/LH M 25/20 55/45 association (p = 0.036) between male gender and mo-
Side of stroke RH/LH W 15/20 43/57 tor recovery of paretic arm. There was no significant
Localization C/Sc M 18/27 40/60 association between female gender and any of param-
Localization C/Sc W 20/15 57/43
eters of functional outcome (p = 0.759) (Table 3).
M = men, W = women, C = cortical, Sc = subcortical.
Among the women recruited into the study, women
with stroke localized in dominant LH (N = 20) had
2.3. Statistical analysis
highly significant (p < 0.01) advantage in motor and
Characteristics of the participants are described by functional recovery of paretic arm, mobility, and in-
mean and standard deviation (SD) for continuous vari- dependence in ADL compared to women with stroke
ables and by frequency and percentage for categori- localized in subdominant RH (N = 15). On the con-
cal variables. A difference in median values of mea- trary, men with stroke localized in subdominant RH
sure instruments between two groups of patients was (N = 25) had highly significant (p < 0.01) advantage
determined by Student t-test. Chi square test was in motor and functional recovery of paretic arm and in-
used to assess differences in categorical variables be- dependence in ADL, as well as a significant (p < 0.05)
tween genders. Associations were assessed by Pear- advantage in mobility compared to men with stroke lo-
son’s and Spearman’s correlation analysis. The gender- calized in dominant LH (N = 20) (Table 4). There was
related effect on the stroke disability was also evaluat- no significant difference in frequencies of independent
ed through multivariate analysis, using functional tests walking, walking with cane or using a chair between
as dependent variables. Probability value < 0.05 was men and women with unilateral stroke (Chi square test
considered significant. = 2.309, DF = 6, p > 0.05). Nevertheless, a greater
proportion of men with lesion in subdominant RH were
independent in walking (48%), while a greater propor-
3. Results tion of women with lesion in subdominant RH used a
cane or chair (60% and 7%, respectively).
A total of eighty right-handed patients (mean age Multivariate analysis, using as dependent variables
55.4 years, SD 10.6 years, range 25–80 years) in the the motor and functional recovery of paretic arm, mo-
subacute phase of their first-ever unilateral stroke were bility and autonomy at discharge, has shown that func-
prospectively enrolled. In all, 35 (44%) were female, tional parameters of outcome were not related to male
and 45 (56%) were male. There was no significant or female gender (Table 5).
difference in age between men and women (55.1 ±
11.6 years and 55.6 ± 10.8 years, respectively). De- 3.2. Gender and stroke localization
mographic characteristics of this cohort have been pre-
sented in Table 1. We registered a significant difference for the fre-
quencies of stroke localization in RH or LH between
3.1. Gender differences in functional outcome men and women (Chi square test = 10.035, DF = 3,
p < 0.05), as well as between men and women aged <
At the time of hospital admission the mean NIHSS 51 years (Chi square test = 10.313, DF = 3, p < 0.05).
score of 6.51 for men and 6.57 for women was simi- Women were more likely to have a stroke in LH than
lar (p > 0.05) (Table 2). At discharge, we registered in RH (57% vs. 43%), while men were more likely to
highly significant gender differences in motor and func- have a stroke in RH than in LH (56% vs. 44%). Both
tional recovery of paretic arm (MSS, MSS s/e, MSS genders aged < 51 years were more likely to have a
w/h and CAHAI-7 score), mobility (RMI score) and stroke in LH (67% women, 59% men). All women
independence in ADL (BI score). aged < 51 years had stroke localized in cortex, and the
Men (N = 45) had highly significant (p < 0.01) same site of stroke was also more common in women
advantage in motor and functional recovery of paretic (57%). Men and men aged < 51 years were more likely
arm, mobility and independence in ADL compared to to have a stroke localized in subcortex (60% and 59%,
women (N = 35). Similarly, men aged < 51 years respectively).
250 S. Drača / Gender-related post-stroke functional recovery

Table 2
Differences in parameters of functional outcome between genders, as well as between genders aged < 51 years
Men Women Men < 51 Women < 51
(n = 45) (n = 35) t (n = 12) (n = 11) t
Parameter Mean ± SD Mean ± SD (DF = 78) p Mean ± SD Mean ± SD (DF = 21) p
NIHSS 6.51 ± 2.15 6.57 ± 2.24 0.306 (p > 0.05) 6.17 ± 2.20 6.45 ± 1.97 0.373 (p > 0.05)
MSS 46.18 ± 23.46 33.66 ± 22.43 9.687 (p < 0.01)∗∗ 51.20 ± 25.74 34.38 ± 25.49 6.445 (p < 0.01)∗∗
MSS s/e 23.71 ± 11.02 18.06 ± 10.90 6.282 (p < 0.01)∗∗ 26.50 ± 11.67 18.73 ± 11.75 4.352 (p < 0.01)∗∗
MSS w/h 22.47 ± 10.01 15.60 ± 11.12 7.282 (p < 0.01)∗∗ 24.67 ± 10.50 15.64 ± 9.01 4.709 (p < 0.01)∗∗
CAHAI-7 31.31 ± 16.45 24.89 ± 16.90 6.975 (p < 0.01)∗∗ 34.08 ± 17.45 26.18 ± 16.99 4.298 (p < 0.01)∗∗
RMI 11.62 ± 3.28 10.91 ± 3.27 1.737 (p > 0.05) 12.17 ± 2.86 11.91 ± 2.17 0.371 (p > 0.05)
BI 78.55 ± 22.65 74.71 ± 20.90 3.661 (p < 0.01)∗∗ 82.08 ± 21.37 78.64 ± 18.72 1.760 (p > 0.05)
NIHSS = National Institutes of Health Stroke Scale, MSS = Motor Status Scale, MSS s/e = Motor Status Scale shoulder/elbow, MSS w/ h =
Motor Status Scale wrist/hand, CAHAI-7 = Chedoke Arm and Hand Acitivity Inventory, RMI = Rivermead Mobility Index, BI = Barthel Index,
∗∗ = highly significant.

Table 3
Correlation analysis of MSS with other variables
numerous experimental studies, using clinically rele-
vant models of stroke, support the concept of stroke as
Variable Pearson’s r Spearman’s r p
a sexually dimorphic disease, as well as the efficacy
Gender (M) / 0.235 0.036∗
Gender (W) / 0.035 0.759 of female gonadal steroids in treating cerebral stroke
MSS s/e 0.982 / 0.001∗∗ injury. However, negative findings have also been pre-
MSS w/h 0.985 / 0.001∗∗ sented. The factors determining the balance between
CAHAI-7 0.979 / 0.001∗∗ neuroprotective and negative (pro-excitatory) effects of
RMI 0.789 / 0.001∗∗
BI 0.858 / 0.001∗∗ female gonadal steroids are unknown, although the bal-
∗∗ = highly significant, ∗ = significant. ance has usually been shifted towards neuroprotection,
particularly in models of focal ischemia. In fact, the
Interestingly, using a multivariate analysis we have ability of female gonadal steroids to affect the outcome
found some clinical differences related to gender and of cerebral ischemia seems to be dependent on numer-
stroke lateralization. Male patients with stroke in RH ous factors, including brain region, model and duration
had a significantly higher probability to reach not of ischemia, precise dose of steroids (physiological/
only high response in mobility (p = 0.021; 95% supraphysiological level), time of hormone administra-
CI = −14.75–1.33), but also more autonomy in ADL tion (before/ after stroke) and gender of experimental
(p = 0.029; 95% CI = 0.16–2.55) (Table 6). animals [15,16].

4.1. Gender and functional cerebral asymmetries


4. Discussion
In our study we registered better functional outcome
Our study indicates gender differences in functional in women with lesion in dominant LH compared to
outcome after the first-ever unilateral stroke. Prior to women with lesion in subdominant RH. On the con-
the initiation of rehabilitation the initial stroke severity trary, men with lesion in subdominant RH had better
was balanced between genders. Previous data indicate functional outcome compared to men with lesion in
the association of more severe stroke with more impor- dominant LH. In men with stroke in RH we also found
tant functional deficits [8]. Also, there was no gender- higher probability to reach better mobility performance
related difference in age prior to the initiation of study. and more autonomy in ADL.
In previous studies less favorable functional outcome Gender-specific differences in functional cerebral
in women has been found to be related with the onset asymmetries (FCAs) have been receiving increasing in-
of stroke at older ages. terest during the past decade. In general, it has been hy-
The results of our study revealed significantly poor- pothesized that women are less lateralized than men for
er rehabilitation outcome in women, including motor a variety of functions [17,18]. Women show decreased
and functional recovery of paretic arm, mobility and magnitude of inter-hemispheric cortical lateralization,
performance in ADL. The results of our study are con- while men exhibit a greater degree of cortical asymme-
sistent with previous clinical data emphasizing better try for components of cognitive and perceptual process-
functional recovery in male stroke survivors [2–9]. A ing. According to positron emission tomography (PET)
S. Drača / Gender-related post-stroke functional recovery 251

Table 4
Differences in parameters of functional recovery between genders with right-sided or left-sided stroke
Women RH Women LH Men RH Men LH
(n = 15) (n = 20) t (n = 25) (n = 20) t
Parameter Mean ± SD Mean ± SD (DF = 33) p Mean ± SD Mean ± SD (DF = 43) p
MSS 27.27 ± 20.52 38.45 ± 22.36 5.583 (p < 0.01)∗∗ 50.92 ± 25.01 40.25 ± 21.27 6.020 (p < 0.01)∗∗
MSS s/e 14.73 ± 10.64 20.55 ± 11.03 4.152 (p < 0.01)∗∗ 26.36 ± 10.71 20.40 ± 10.86 4.873 (p < 0.01)∗∗
MSS w/h 12.53 ± 10.37 17.90 ± 11.00 3.683 (p < 0.01)∗∗ 24.56 ± 10.78 19.85 ± 11.12 3.614 (p < 0.01)∗∗
CAHAI-7 20.60 ± 15.74 28.10 ± 17.42 5.218 (p < 0.01)∗∗ 33.40 ± 17.70 28.70 ± 14.78 3.782 (p < 0.01)∗∗
RMI 9.8 ± 3.67 11.75 ± 2.73 3.130 (p < 0.01)∗∗ 12.16 ± 3.09 10.95 ± 3.46 2.186 (p < 0.05)∗
BI 67.33 ± 21.95 80.25 ± 18.74 8.187 (p < 0.01)∗∗ 81.80 ± 21.35 74.50 ± 24.11 5.005 (p < 0.01)∗∗
MSS = Motor Status Scale, MSS s/e = Motor Status Scale shoulder/elbow, MSS w/ h = Motor Status Scale wrist/hand, CAHAI-7 = Chedoke
Arm and Hand Acitivity Inventory, RMI = Rivermead Mobility Index, BI = Barthel Index, ∗∗ = highly significant.

Table 5
Outcome and treatment data according gender
Variable Women Men
β (SE) p 95% CI β (SE) p 95% CI
MSS −0.46 (2.07) 0.826 −4.71–3.79 −3.13 (2.77) 0.265 −8.75–2.48
MSS s/e 0.19 (2.16) 0.927 −4.23–4.63 3.21 (2.81) 0.259 −2.47–8.89
MSS w/h 0.48 (2.07) 0.815 −3.76–4.73 3.65 (2.84) 0.205 −2.09–9.38
CAHAI-7 0.11 (0.46) 0.816 −0.84–1.05 −0.56 (0.66) 0.409 −1.90–0.79
RMI −2.66 (1.70) 0.129 −6.14–0.82 1.57 (3.18) 0.625 −4.88–8.02
BI 0.42 (0.34) 0.236 −0.28–1.12 −0.23 (0.49) 0.641 −1.23–0.77
SE = standard error, CI = confidence interval.

data there are more inter-hemispheric metabolic corre- ables related to LH function (verbal intellectual, right
lations in women, and more intra-hemispheric metabol- motor, right sensory) [25]. These results appear to be
ic correlations in men [19]. There are reports on gender- consistent with results of our study which have shown a
specific differences in FCAs for various cognitive func- significant advantage of motor and functional recovery
tions and motor skills [20–22]. Moreover, reports on in women with left-sided stroke, as well as in men with
gender-specific difference in hemispheric recruitment right-sided stroke.
suggest that men are believed to be RH dominant, while
the female pattern of dominance is characterized by 4.2. Menstrual cycle, steroid fluctuation and
LH. A glucose PET investigation has shown more LH functional cerebral asymmetry
intra-hemispheric correlations in women, and more RH
intra-hemispheric correlations in men [19]. Accord- It has also been shown that changing levels of female
ing to functional MRI (fMRI) study combined with gonadal steroids affect FCAs: low steroid phase (men-
maze exploration, in navigation performance women strual phase) enhances lateralization patterns, where-
engaged a right parietal and a right prefrontal area, as high steroid phase (follicular and luteal phase) re-
whereas men recruited the left hippocampal region, sults in more bilateral lateralization [26–28]. It seems
right parahippocampal region, and left posterior cingu- unlikely that high concentrations of gender hormones
late cortex [23]. selectively activate or inhibit RH or LH. The atten-
Nevertheless, there are just a few reports on the im- uation of FCAs, as found in younger women during
portance of gender-related right-left difference in the the luteal phase, may be the result of estrogen and/or
functional outcome after the brain damage. It has been progesterone-related modulation of inter-hemispheric
suggested that women are more able to recover from inhibition [29]. An imaging study reported a reduced
LH lesion, while men better recover from RH lesion inter-hemispheric inhibition between homotopic brain
for visual memory abilities following temporal lobec- areas along with reduced behavioral asymmetries in
tomy [24]. The analysis of neuropsychological per- women during the follicular phase compared to menses,
formance in unilateral brain-damaged subjects showed with the strength of inter-hemispheric inhibition to be
that females with lesion in LH were better than males significantly related to estrogen levels [30]. The re-
with the same lesion, whereas males with lesion in RH sults of study investigating hormone therapy-related ef-
were better than females with the same lesion for vari- fects on FCAs in postmenopausal women suggested
252

Table 6
Outcome and treatment data according gender and stroke lateralization
Variable Women RH Women LH Men RH Men LH
β (SE) p 95% CI β (SE) p 95% CI β (SE) p 95% CI β (SE) p 95% CI
MSS 1.17(2.48) 0.650 −4.56–6.89 −1.43(2.48) 0.575 −6.78–3.93 −4.83(6.59) 0.473 −1.9E+14−9.01E+13 0.87(3.21) 0.790 −6.07–7.81
MSS s/e −1.76(2.67) 0.529 −7.92–4.41 1.36(2.78) 0.632 −4.65−7.37 4.83(6.59) 0.473 −9E+13−1.87E+14 0.46(3.12) 0.884 −6.28–7.21
MSS w/h −0.77(2.34) 0.751 −6.17–4.64 1.24(2.45) 0.623 −4.07–6.54 4.83(6.59) 0.473 −9E+13−1.87E+14 1.28(3.15) 0.691 −5.53–8.09
CAHAI −0.17(0.73) 0.820 1.85–1.51 0.18(0.99) 0.860 −1.98–2.34 0.15(0.53) 0.787 0.97–1.26 −3.87(2.25) 0.108 8.74–0.98
RMI −3.38(2.89) 0.275 −10.05–3.28 −3.27 (3.04) 0.301 −9.85–3.30 −8.03(3.19) 0.021∗ −14.75–1.33 6.67(4.91) 0.197 −3.94–17.28
BI 0.66(0.66) 0.349 −0.87–2.19 0.51(0.54) 0.369 −0.67–1.68 1.35(0.57) 0.029∗ 0.16–2.55 −0.83(0.73) 0.279 −2.41–0.76
∗ = significant.
S. Drača / Gender-related post-stroke functional recovery
S. Drača / Gender-related post-stroke functional recovery 253

an estrogen-related modulation of RH processing in 5. Conclusion


particular [31]. In our study we did not present the
menopausal status of women, but the mean age of in- Awareness of gender differences in post-stroke func-
cluded female stroke survivors (55 years) is much low- tional status may enable better understanding of differ-
er than mean age of women with stroke in epidemio- ences in functional outcome between men and women
logical studies (75 years) [9]. We might assume that after unilateral cerebral lesion (stroke, traumatic brain
presence of gender steroids in female patients aged less injury) and better targeting of rehabilitation services to
than 51 years contributes to increased inter-hemispheric relevant populations. Although the first review on gen-
inhibition between homotopic brain areas along with der differences in lateralization has been written thir-
increased behavioral asymmetries. ty years ago (Harris, 1980), there is still no consen-
sus about gender differences in lateralization and it re-
mains a much debated topic. This hypothesis should
4.3. Gender and stroke localization be investigated further. More studies that assess stroke
survivors in both subjective and objective measures are
Our data indicate that stroke was more frequently needed.
localized in LH in both genders aged less than 51 years.
This finding is consistent with previous data indicating
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