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Stiffler Foundationalism Definition
Stiffler Foundationalism Definition
A DEFINITION OF FOUNDATIONALISM
ERIC STIFFLER
16
A DEFINITION OF FOUNDATIONALISM 17
seen to have two main parts. One part, comprising by far the greater share of
what we know, is analogous to all but the lowest levels of these structures.
Here we find a hierarchy of claims, each of which is supported by claims
more fundamental than itself. The well known argument from the regress of
epistemic justification suggests that a claim must have an established place in
the hierarchy to qualify as knowledge. Thus, claim A is known only if there is
some claim B which supports it; B in turn must be supported by some claim
C that is known; and so on. According to the argument, the regress is halted
when we arrive at the second ‘foundational’ part of knowledge. Here questions
of support are no longer relevant because, like the building’s foundation,
the bottom row of bricks in the wall, or the vertex of the pyramid, the claims
at the base of the hierarchy bear the burden of providing the ultimate meaI.1.
of support for all the rest.
Although there is agreement on its broad outlines, the details of the
foundational approach are the subject of much dispute. The thesis that
knowledge rests on a foundation can be applied to all or only a segment of
human knowledge. Conflicting views about the proper analysis of knowledge
are compatible with the thesis. Most importantly, a variety of positions is
possible concerning the nature of the foundational claims themselves and the
manner in which they must be related to nonfoundational claims to insure
knowledge. It will be helpful to introduce some simplifying assumptions and
a common terminology in arriving at a clearer understanding of the theory.
Foundationalism has been applied to questions concerning the structure of
both Q priori and Q posteriori knowledge. As a first simplification let us agree
to consider only its implications for the latter sort of knowledge here.
Secondly, let us assume, as most foundationalists have, that knowledge is a
species of true belief. The remaining differences between foundationalists and
their opponents are best appreciated by adopting the first-person perspective
mentioned earlier. To do this we focus attention on the knowledge available to
individual subjects, remembering that the ultimate goal of the theory is to
produce an account of the structure of empirical knowledge in general.
Since knowledge derives from belief, the structure of an individual’s
beliefs at a given time provides a natural starting point for the account. This
structure can be viewed as a system composed of the individual’s belief set at
the time, and the various evidential relations that obtain between the members
of the set. The belief set of any subject S at any time t can be defined as the
set of propositions that S believes or accepts as true at t . Foundationalists,
of course, are primarly interested in two sorts of propositions in this set,
those which are candidates for the foundational and nonfoundational parts
of knowledge. Let us term propositions of the former sort basic and those of
the latter nonbasic. One way, then, to arrive at a first approximation of how
foundationalists construe the foundational part of knowledge is to define the
notion of a basic proposition.
18 ERIC STIFFLER
I1
Many foundationalists require that no other propositions provide evidence for basic
ones. See, for example, G.E. Moore, Some Main Problems of Philosophy (New York:
Humanities Press, 19531, pp. 122-24; and D.M. Armstrong, BelieL Truth and Knowl-
4dge (Cambridge: Cambridge University Press, 1973), p. 77ff.
Proponents of modest foundationalsim, which is discussed in section IV, are the main
exception.
A DEFINITION OF FOUNDATIONALISM 19
evidence for some other proposition q which is also a member of S’s belief set
at t , and (iii) p does not require evidence.
It is tempting to put the definition to work immediately. Why not simply
hold that foundational theories of knowledge, and foundational theories
alone, claim that there are basic proposition^?^ In favor of this proposal is
the fact that many prominent twentieth century foundationalists build their
theories around the notion of basic propositions. Such is the case with various
of the theories put forward by Russell, Moore, Carnap, Lewis, Price, and
Ayer, and more recently with those offered by Chisholm, Danto, and Pollock;
careful examination of these theories shows that all attribute t o basic pro-
positions the two main features employed in the d e f i n i t i ~ n .Moreover,
~ by
identifying foundationalism with the claim that there are basic propositions
in the sense defined we allow room for disagreement regarding their content.
Foundationalists have always debated the question of which propositions
actually are basic. The traditional view that they concern sense impressions
has given ground to adverbial theories which hold they are about certain of
the subject’s own mental states; still other foundationalists have argued that
observation sentences of various descriptions are basic. To further com-
plicate matters, each of these positions is open to a number ofinterpretations.
Many disputes of comparable importance occur within the foundationalist
camp and a definition which took sides on them would seriously misrepresent
the position.
An objection that can be raised against this characterization of found-
ationalism is that the definition of basic propositions it employs is less in-
formative than it might be; in addition to not taking a stand on the content
of basic propositions, it adopts two crucial notions as primitives, that of
evidence and that of a proposition not requiring evidence. However, it seems
these notions must be left unanalyzed in characterizing foundationahsm
A number of writers have defined foundationalism along these lines. See, for example,
James W. Cornman, “Foundational versus Nonfoundational Theories of Empirical
Justification”, in Essays on Knowledge and Justification, ed. by G.S.Pappas and M.
Swain (Ithaca: Cornell University Press, 1978), pp. 229-52; and William P. Alston,
“Two Types of Foundationalism”, Journal of Philosophy, 73 (1976), pp. 165-85.
Critics of foundationalism in particular have tended to identify foundationalism with
acceptance of the doctrine of basic propositions. For example, see Nicholas Rescher,
“Foundationalism, Coherentism, and the Idea of Cognitive Systematization”, Journal
of Philosophy, 71 (1974), pp. 695-708; and Laurence Bonjour, “Can Empirical Knowl-
edge Have a Foundation?” American Philosophical Quarterly, 15 (1978), pp. 1-13.
The specific works in question include Bertrand Russell, The Problems of Philosophy
(New York: Oxford University Press, 1959); G.E. Moore, Some Main Problems of Phil-
osophy (New York: Humanities Press, 1953); C.I. Lewis, An Analysis of Knowledge and
Valuation (LaSalle, Illinois: Open Court, 1946); Rudolf Carnap, The Logical Structure
of the World and Pseudoproblems in Philosophy (Berkeley: University of California
Press, 1967); H.H. Price, Perception (London: Methuen, 1932); A.J. Ayer, The Problem
of Knowledge (Baltimore Penguin Books, 1956); Roderick Chisholm, Theory of Knowl-
edge (Englewood Cliffs, N.J.: Prentice-Hall, 1966); Arthur Danto, Analytical Philosophy
of Knowledge (London: Cambridge University Press, 1968; and John Pollock, Knowledge
and Justification (Princeton: Princeton University Press, 1973).
20 ERIC STIFFLER
because, again, both are the subject of disagreement among foundationalists.
Some foundationalists take a purely logical view of the evidence relation;
others offer normative accounts; still others seek an analysis in terms of the
theory of probability. Furthermore, different conclusions are possible regard-
ing the actual extent of our knowledge and the nature of the claims which
basic propositions warrant us in accepting. The demand that basic prop-
ositions not require evidence also gives rise to competing theories. Some
foundationalists argue that belief that such a proposition is true must be
infallible, indubitable, or sufficient to guarantee its own correctness while
proponents of weaker analyses contend that it need only be self-intimating,
immune to certain kinds of criticism, or self-warranting.’ As it stands the de-
finition has the virtue of embracing all these different positions.
Critics sometimes fail to recognize the diversity of opinion possible even
on such central issues as the evidential status of basic propositions. The most
frequent objections to foundationalism, e.g., that it is committed to some
form of the Myth of the Given or is unrealistic in holding that any of our
beliefs are absolutely certain, overlook these differences and as a result succeed
in engaging only those versions of the doctrine which adopt strong inter-
pretations of the claim that basic propositions do not require evidence.6 In
his important recent book, Philosophy and the Mirror of Nature, Richard
Rorty occasionally falls into this trap by identifying foundationalism with the
view that basic propositions are incorrigible in the sense that persons who
believe them cannot be mistaken in doing so. One of the reasons Rorty
objects to foundationalism, understood in this way, is that it leads us to
conceive of the processes by which we come to believe basic propositions “on
a causal, para-mechanical model, as a special relation between certain objects
and the human mind which enables knowledge to take place more easily or
naturally or q ~ i c k l y . ” But,
~ of course, a foundationalist need not adopt
this model; nor need he hold that basic propositions are incorrigible since
weaker accounts of why basic propositions do not require evidence are
compatible with the theory. In fairness to Rorty it should be added that the
picture he presents of foundationalism’s general commitments is largely
accurate. Foundationalists do assume that the aim of epistemology “is
to find the maximum amount of common ground with others” and think
that this aim is best achieved by showing how the contributions to a given
discourse can “be brought under a set of rules which will tell us how rational
’ For an excellent discussion of the different views foundationalists have defended
regarding the evidential status of basic propositions see William P. Alston, “Varieties of
Privileged Access” in Empirical Knowledge. Readings from Contemporary Sources,
ed. by R.M. Chisholm and R.J. Swart2 (Englewood Cliffs, N.J.: Prentice-Hall, 1973),
gp. 376-410.
In William P. Alston, “Has Foundationalism Been Refuted?”, Philosophical Studies
29 (1976), pp. 287-305, the main objections Will and Lehrer bring against found-
ationalism are shown to fail for this reason.
Richard Rorty, Philosophy and the Mirror of Nature (Princeton: Princeton University
Press, 1979), pp. 95-96.
A DEFINITION OF FOUNDATIONALISM 21
agreement can be reached”; however, only very ambitious foundationalists
would contend that these rules are fine-grained enough t o decide “what
would settle the issue on every point where statements seem t o conflict.””
The suggestion that every theory of knowledge which adopts basic pro-
positions is foundational goes some way toward providing an adequate under-
standing of foundationalism but, in the end, it is not as illuminating as it
should be. The problem is that various theories satisfying this condition are
almost universally rejected by foundationalists. To exclude these theories
it is necessary to take notice of certain further substantive assumptions
foundationalists characteristically make about basic propositions. In particular,
three assumptions are important: (1) that only a proper subset of all pro-
positions can qualify as basic, (2) that some basic propositions must provide
evidence for propositions which entail that physical objects exist, and (3) that
a proposition does not require evidence only if a subject who lacks evidence
for it could nonetheless be justified in believing it. Let us examine these new
requirements in turn, explaining why each is needed and showing how each
rules out alternatives to foundationalism.
Foundationalists have always denied that just any proposition can be
basic. For example, none would allow that general propositions such as that
all ravens are black are ever basic. They would further deny that a great many
singular propositions, e.g., that this raven is black, are basic. This restriction
derives in part from the interpretation usually placed on assumptions (2) and
(3), but it merits statement as a separate principle as a reminder that a major
aim of foundationalism is the construction of a general theory of knowledge;
if it proved impossible to isolate a set of propositions that could in principle
serve as basic for any individual subject, the theory’s generality would be
seriously compromised. Of course, the fact that a proposition is a member of
the class of basic propositions does not mean that it will be basic for every
person. An individual must believe that the proposition is true in order for it
to be basic for him on a given occasion and, in addition, it must provide
evidence for other propositions in his belief set.
The assumption that not all propositions qualify as basic excludes certain
contextual theories of knowledge. One philosopher who defends an extreme
version of contectualism is J.L. Austin. According to Austin, the propositions
which are basic for a person at a time can only be determined by examining
the context in which the person is called upon to defend his beliefs. Austin
argues that “in general, any kind of statement could state evidence for any
other kind, if the circumstances were appropriate”: and suggests that general
propositions sometimes serve as the sole means of support for singular pro-
’ Ibid., p. 316.
J. L. Austin, Sense and Sensibilia (New York: Oxford University Press, 1964), p. 116.
22 ERIC STIFFLER
positions. Foundationalists have strong reasons for rejecting such a view.
While it is certainly true that on some occasions general propositions support
singular ones, this does not show that the former can be basic. It may be in-
appropriate or unimportant at the time to as) what propositions provide
evidence for a general claim, but a subject who has no reason whatsoever
for believing a general proposition also lacks support from the claims that follow
from it. The obstacle is that general propositions require evidence, and the
fact that they are accepted in certain contexts without question does not
show that the person accepting them is necessarily entitled to d o so.
Assumption ( 2 ) offers a partial interpretation of the demand that basic
propositions provide evidence for other propositions. For the simple reason
that a great many of the things we claim to know concern physical objects,
foundationalists hold that a theory of knowledge must show how we come
to have evidence for physicalistic propositions, i.e., propositions which entail
that physical objects exist. This is necessary if a theory is to avoid skepticism
about the extent of human knowledge. In addition, physicalistic propositions
have long been regarded by foundationalists as prime examples of the sort of
proposition standing in need of evidence. Since Descartes many philosophers
have thought it part of the purpose of a theory of empirical knowledge to
offer justification for belief in the existence of an external world. Even some
opponents of foundationalism, such as W.V. Quine, view physicalistic claims
as primitive theoretical posits and deny that they can be taken at face value
from an evidential point of view.”
One consequence of ( 2 ) for most foundational theories is that basic pro-
positions themselves cannot entail that physical objects exist. This restriction
is sufficient to prevent theories such as naive realism from being classed as
foundational. Usually pictured as the common man’s theory of perception,
naive realism holds that we directly perceive physical objects or their sensible
qualities. Foundationalists reject naive realism because it fails to explain how
we come to have evidence for physicalistic claims. In Ayer’s words, naive
realism is “not philosophically enlightening , . . it offers no account of the
way in which things are known”.” Positivistic epistemologies which recognize
observation statements as basic, and take these to describe physical objects
in various ways, are open to the same objection.
Assumption (3) would appear to be noncontroversial and is already
implicit in a number of the points made up to now. Nevertheless, it is import-
ant to notice that the principle that basic propositions do not require evidence
concerns the conditions beliefs must satisfy in order to be justified. Ordinarily
we hold that S is justified in believing that p only on the condition that there
is some further proposition, q , such that q provides evidence for p , and S
believes that q. What is meant in saying that a proposition does not require
evidence is that this prerequisite does not apply in its case. According to
lo W.V. Quine, Word and Object (Cambridge: M.I.T. Press, 1960), 96.
l1 A.J. Aycr, The Problem of Knowledge, p. 8 2 .
A DEFINITION OF FOUNDATIONALISM 23
foundationalists a person does not need to have evidence for a basic pro-
position because, simply from the fact that he believes it, it follows that the
belief is justified. It is clear why foundationalists maintain that it is un-
necessary to look to other beliefs to justify acceptance of basic propositions.
If a person is justified in holding a belief only when he holds others which
support it, questions regarding any beliefs justification will have to be
answered by reference to that of others, and so the regress of epistemic
justification begins. The major issue foundational theories speak to is how
justified beliefs differ from unjustified ones, and the whole foundationalist
account of justification collapses unless it is assumed that even without
evidence acceptance of basic propositions is justified.
Some theories which in other respects closely resemble foundationalism
deny (3). The requirement is rejected, for example, in certain theories
proposed by Neurath, Goodman, and the later Carnap.12 The aim of epistem-
ology according to these philosophers is to provide a rational reconstruction
of knowledge and each adopts a principle of tolerance which allows for the
possibility of various alternative methods of reconstruction. On this view
it is a mistake to restrict basic propositions to those which are justified.
As many different kinds of propositions can be basic as there are different
possible reconstructions; each reconstruction shows, in effect, that the pro-
positions it begins with do no require evidence. The objection foundationalists
bring against such relativistic theories is that they ignore the requirement
Aristotle imposed in defining a basic truth as one “which has n o other prior
to it”. When the question of a proposition’s need for evidence is relativized
to a particular reconstructive framework, the issue of epistemic priority
disappears and one can no longer be certain that belief in the proposition is
justified regardless of the evidence for it. Foundationalists, in contrast, intro-
duce the notion of basic propositions precisely for the purpose of distinguish-
ing justified from unjustified beliefs.