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Nathan A Shlobin Deep Brain Stimulation and
Nathan A Shlobin Deep Brain Stimulation and
DOI: 10.1002/jimd.12638
REVIEW
1
Department of Neurological Surgery,
Northwestern University Feinberg School Abstract
of Medicine, Chicago, Illinois, USA Glutaric aciduria type 1 (GA1) is an autosomal recessive disease frequently
2
Deparment of Neurosurgery, Children's leading to dystonia. Deep brain stimulation (DBS), intrathecal baclofen (ITB),
National Hospital, Washington, DC, USA
and intraventricular baclofen (IVB) are the current interventional treatment
Correspondence options for refractory dystonia. We performed a scoping review, individual
Nathan A. Shlobin, Department of patient data (IPD) analysis, and clinical trials review to summarize the existing
Neurological Surgery, Northwestern
University Feinberg School of Medicine,
literature on these interventions in this population, characterize outcomes,
Chicago, IL 60611, USA. and suggest directions for future investigation. PubMed, Embase, and Scopus
Email: nathan.shlobin@northwestern.edu were searched following PRISMA guidelines. IPD were extracted from studies
Chima O. Oluigbo, Division of providing IPD for GA1 patients. ClinicalTrials.gov was reviewed. Of 139 arti-
Neurosurgery, Children's National
Hospital, Washington, DC 20010, USA. cles, 7 studies with 10 patients were included. In study-level data, 2/4 (50.0%)
Email: coluigbo@childrensnational.org DBS studies found no improvement in dystonia and 3/3 (100%) on baclofen
found decreased dystonia and enteral medication regimen. In the IPD analy-
sis, four studies with 5 patients (2 IVB, 2 DBS, 1 ITB) were included. The
average percent reduction in dystonia was 29.9% ± 32.5% (median:18%,
IQR:18%–29.2%). Function improved in 4 (80.0%) patients. All patients with
reported changes in enteral dystonia-related medication regimen (3/3, 100%)
reported reduction in medication usage. No patients (0%) had perioperative
complications. Mean follow-up length was 14.8 ± 12.2 months. No interven-
tional clinical trials were found. ITB, IVB, and DBS represent present neuro-
modulatory approaches for the treatment of GA1. ITB and IVB reduce
dystonia, while DBS has a heterogeneous effect. ITB and IVB improved
function and reduced enteral medication regimens. These findings must be
viewed with caution considering limited data and a serious risk of bias.
Further large-scale studies are necessary to determine indications for ITB,
IVB, and DBS and elucidate treatment algorithms.
KEYWORDS
epilepsy, glutaric acidemia, glutaryl-CoA dehydrogenase deficiency, neuromodulation,
neurostimulation
2.2 | Screening
Publications presenting the results of trials were iden- 3.2 | Study-level data
tified via three steps: (1) browsing the study page on
ClinicalTrials.gov for linked publications, (2) inputting Two (50.0%) of the four DBS studies found no improve-
the ClinicalTrials.gov Identifier into Google Scholar ment in dystonia,35,36 while two (50.0%) found reduced
and PubMed, and (3) inputting the lead investigator's dystonia, one of which also found improved function.30,33
name into Google Scholar and PubMed. Published pro- All three on ITB/IVB found reduced dystonia and
tocols were excluded. decreased enteral medication regimen.31,32,34 The enteral
medication regimen varied by patient but included anti-
spasmodics, sedatives, analgesics, and anxiolytics. A
3 | R E SUL T S study on ITB noted that patients experience a honey-
moon period, during which dystonia symptoms decrease,
3.1 | Included studies but the symptoms increase following this honeymoon
period.34
Of 139 resultant articles retrieved via database and hand
searches, a total of seven studies were included in the
scoping review (Figure 1).30–36 These studies included a 3.3 | Individual patient data
total of 10 GA1 patients, of which 5 were treated with
DBS,30,33,35,36 3 with intrathecal baclofen,31,34 and 2 with Four studies with five patients were included in the
intraventricular baclofen.32 Five (71.4%) of studies were IPDA.30–32,35 The average age at DBS, ITB, or IVB was
case series, and 2 (28.6%) were case reports. The earliest 16.3 ± 4.7 years old. Three (60.0%) were male. Two
study was published in 2010, and the most recent was (40.0%) patients had IVB and 1 (20.0%) had ITB. The
published in 2022. All studies had quality ratings of very other two patients (40.0%) underwent DBS, one of which
low or low. The risk of bias of all studies was serious to underwent right globus pallidus internus (GPi) DBS and
critical, rendering the risk of bias for this study critical the other of which underwent bilateral GPi DBS. Four
overall. Table 2 presents all included studies. (80.0%) patients had reductions in dystonia, while the
Number of
glutaric aciduria
patients managed
with
Paper Study design Quality grade Risk of bias neuromodulation Treatment Key findings
30
Air et al. Case series Low Serious 1 DBS Reduced dystonia and
improved
functionality in left
arm
Frenkel et al.31 Case report Very low Critical 1 Intrathecal baclofen Reduced hypertonia and
enteral medication
regimen
Ghatan et al.32 Case report Very low Critical 2 Intraventricular Reduced dystonia and
baclofen enteral medication
regimen
Lipsman et al.33 Case series Low Serious 1 DBS Reduced dystonia
34
Puertas et al. Case series Low Serious 2 Intrathecal baclofen Reduced dystonia for a
honeymoon period
and reduced enteral
medication regimen
Tsering et al.35 Case series Low Serious 1 DBS No relief in dystonia
36
Tustin et al. Case series Low Serious 2 DBS No improvement in
gross motor function
or dystonia severity
Abbreviations: BADS, Barry-Albright Dystonia Scale; DBS, deep brain stimulation; F, female; M, male; NA, not applicable.
547
548 SHLOBIN ET AL.
other (20.0%) had no change. Measured via the BADS, injury from hyperammonemia. Neither study focused on
average baseline dystonia was 24.3 ± 7.8 (median: 28, first treatment of GA1.
quartile: 21, third quartile: 29.7), and average follow-up
dystonia was 16.4 ± 9.0 (median: 21, first quartile: 9, third
quartile: 21). The average percent reduction in dystonia 4 | DISCUSSION
was 29.9% ± 32.5% (median: 18%, first quartile: 18%, third
quartile: 29.2%). Function improved in 4 (80.0%) patients We present a scoping review and IPDA of outcomes of
and was unchanged in the remaining (20.0%) patient. DBS, ITB, and IVF for GA1 along with a clinical trial
The three patients with reported changes in enteral review. Although these neuromodulatory approaches have
dystonia-related medication regimen all (100%) reported been utilized for refractory dystonia, including in GA1,3
reduced regimens. One patient with IVB had a cessation of their outcomes have not been synthesized. We emphasize
dystonic storms, chronic pain, insomnia, emotional distress, three primary findings: these approaches (1) improve dys-
and autonomic dysfunction along with reduction in medi- tonia and function, (2) reduce enteral dystonia-related
cations used for pain, anxiety, and depression.32 The other medication regimens, and (3) have a low complication
IVB patient had pain relief but died at 18 months due to rate. However, it is important to contextualize these find-
chronic pulmonary disease.32 None (0%) of the patients had ings within significant limitations, namely the low number
reported perioperative complications. The patient who had of patients in existing studies, absence of clinical trials,
right GPi DBS placement underwent subsequent left GPi and low quality and serious risk of bias inherent in exist-
DBS placement following tabulation of outcomes.30 The ing studies. However, to the best of our knowledge, this
mean follow-up length was 14.8 ± 12.2 months (median: study is the first scoping review and IPDA of outcomes of
14 months, first quartile: 3 months, third quartile: DBS, ITB, and IVB for GA1 and first clinical trial review
24 months). Table 3 presents IPD. Table 4 presents for GA1. This study may inform the treatment of GA1
outcomes in general and by treatment type. patients with refractory dystonia while further data are
collected in larger cohorts within this patient population.
that GA1 should be tested for as part of newborn screen- potentially decreasing dose-dependent side effects and the
ing and confirmed with quantitative analysis of GA and risk of tolerance.31,32,46 Our study echoed this finding, as
3-hydroxyglutaric acid in the urine and blood followed by all three patients with ITB and IVB in the IPDA experi-
molecular genetic analysis of the GCDH gene or GCDH enced reductions in enteral medication regimens. Ghatan
enzyme analysis in leukocytes or fibroblasts.3 Brain et al. selected IVB rather than ITB for dystonia in GA1
MRIs generally demonstrate widening of the sylvian patients due to equivalent safety profiles and the presumed
fissure and mesencephalic cistern with expansion of the supraspinal mechanism of the anti-dystonic effects of bac-
cerebrospinal fluid spaces anterior to the temporal lobes, lofen.31,32 However, Stadler et al. found that ITB is bene-
often with abnormalities of the basal ganglia and white ficial in a GA1 patient with dystonia and concomitant
matter.37 Recently, individuals with GA1 have been strat- spasticity.31 A limited reduction in dystonia with DBS is
ified into high and low excretors somewhat arbitrarily consistent with an earlier meta-analysis of pediatric dys-
based on residual GCDH activity measured via urinary tonia that demonstrated that individuals with GA1
glutaric acid (GA) excretion.3,38 In general, low excretors responded most poorly to DBS of all subpopulations.47
have a residual GCDH activity of 3%–30%, and high However, an older cohort study determined that children
excretors have a residual activity of 0–2%.18,39,40 Cognitive with GA1 had the capacity to respond to DBS.48 Lastly, no
morbidity is high in individuals with a biochemical high complications occurred in the patients included in the
excretor phenotype.41,42 IPDA. The complication rate for DBS, ITB, and IVB is
Early diagnosis is essential for favorable outcomes in consistently low.49–53 However, some studies indicate that
GA1.43 Newborn screening programs for GA1 have IVB may have a lower complication rate than ITB.51,52
improved the neurological outcome of individuals with Nonetheless, the most effective recommendation is to pre-
the disease by allowing for earlier intervention to limit vent secondary dystonia by following current guideline
the progression of the complex neurological disorder.16,44 recommendations for GA1.3
Diet is a cornerstone of treatment, involving low lysine
diet and carnitine supplementation, as is emergency
treatment during crises.3 However, dystonia may occur in 4.3 | Implications for clinical decision-
cases of insufficient dietary treatment or non-adherence making and patient education
to emergency treatment.41,42 Medical treatment of dysto-
nia is highly variable, including oral baclofen, zolpidem, Making treatment recommendations with limited evi-
or zopiclone, anticholinergics, botulinum toxin, or gaba- dence and educating patients within these constraints
pentin.3 Benzodiazepines show positive effects in over represent perpetual challenges for functional neurosur-
90% of individuals.3 Diazepam and clonazepam are most geons and movement disorder neurologists who treat rare
commonly used and generally combined with baclofen.3 diseases, such as refractory dystonia secondary to GA1.
Investigators have proposed an ethical framework for the
implantation of neuromodulatory devices based on
4.2 | Neurosurgery for GA1 important ethical principles.54 The first step is determin-
ing the optimal treatment for the individual patient by
Given the efficacy of for certain forms of dystonia,45 bilat- identifying all treatment options, listing risks and benefits
eral pallidotomy has been utilized for refractory dystonia of all treatment options, and ranking treatment options by
in GA1. Two case reports demonstrated that bilateral palli- comparing risks and benefits.54 In the case of GA1 patients
dotomy improved dystonia.22,23 A cohort study including a with refractory dystonia, this is challenging given limited
case of a child with GA1 managed with pallidotomy deter- data on ITB, IVB, and DBS for these patients. The neuro-
mined that the patient had only marginal improvement, surgeon should combine the best available data with their
namely in axial dystonia and relief of arching posture.21 clinical judgment, in the setting of a multidisciplinary
This study concluded that primary dystonia responds bet- team including the movement disorder neurologist, phys-
ter than secondary dystonia to pallidal procedures.21 How- iatrist and physical and occupational therapists, to deter-
ever, long-term outcomes of pallidotomy in GA1 patients mine which treatment has the greatest likelihood of
are unknown.3 DBS, ITB, and IVB have emerged as alter- efficacy with the lowest risk in the individual patient.54–56
native treatment options. Our study indicates that, based Importantly, the neurosurgeon and this multidisciplinary
on limited data, ITB and IVB reduce dystonia, while DBS team must seek to understand the values and beliefs of
has a more heterogeneous effect.30–32,34–36 ITB and IVB patients and caregivers, as treatment decisions must be
represent a promising opportunity for treating secondary based on patient and caregiver preferences. The second
dystonia.31 Therapeutic doses delivered intrathecally and step is incorporating socioeconomic considerations in opti-
intraventricularly are lower than doses delivered enterally, mal treatment for the individual patient, when necessary,
550 SHLOBIN ET AL.
and prioritizing patients to receive neuromodulatory outcomes. Follow-up lengths were variable, perhaps
devices based on utility and resource allocation consider- obscuring an effect of time on treatment efficacy.
ations, when applicable.54 ITB, IVB, and DBS will likely Despite these limitations, this is a methodologically rig-
place further financial burden on GA1 patients and their orous analysis of neuromodulatory surgical approaches
caregivers and the healthcare system. The financial impli- for people with GA1.
cations impacts the access to these treatments. Studies Unfortunately, there are no ongoing clinical trials that
have documented disparities in access to neurosurgical focus on surgical interventions for GA1. Future studies are
treatments in other patient populations.57,58 necessary. Large prospective studies of GA1 patients with
Extrapolating existing cost-effectiveness studies refractory dystonia will better characterize treatment
focused on these treatment modalities may be required, approaches. Compiling GA1 cases undergoing ITB, IVB,
as cost-effectiveness analyses specific to GA1 are lack- and DBS would be helpful. Two existing registries, the
ing. Newborn screening for GA1 is cost-effective.59 In Unified European Registry for Inherited Metabolic Disorders
general, DBS for dystonia may be cost-effective, while (u-imd-registry.org) and European registry and network for
ITB is considered cost-effective.60,61 No data exist on Intoxication type Metabolic Disease (e-imd.org), may be use-
the cost-effectiveness of IVB. The third step focuses on ful in collecting and evaluating data on the effect of ITB,
decision maintenance over time, including review of IVB, and DBS on GA1 patients. Studies should examine
the decision-making process, correction of gaps in demographic, clinical, and treatment factors associated
understanding or misconceptions, and longitudinal with improved dystonia, improved function, and reduced
information provision.54 Neurosurgeons must commu- enteral medication regimen. Additional studies should
nicate with other members of the treatment team to examine the influence of specific mutations on treatment
evaluate treatment success and modify treatment plans. outcomes. Future studies should seek to compare ITB,
They must also communicate with patients and care- IVB, and DBS to each other in GA1 patients to determine
givers to promote understanding, empowerment, and appropriate indications for these approaches.
satisfaction. Neurosurgeons should use patient and care-
giver health literacy as a foundation for their discussions,
provide clear communication, and utilize multimodal 5 | CONCLUSIONS
educational interventions.54–56,62–64
ITB, IVB, and DBS represent new neuromodulatory
approaches for the treatment of GA1. ITB and IVB reduce
4.4 | Limitations and future directions dystonia, while DBS has a limited effect on dystonia. ITB
and IVB also improved function and reduce enteral medi-
This study has limitations. This study was at serious risk cation regimens. However, these findings must be viewed
of bias given most studies were uncontrolled case with caution considering heterogeneous data and a seri-
reports or case series. This composition of study designs ous risk of bias in the existing literature. Future studies
may also introduce variability given different patient employing larger cohorts of GA1 patients are necessary
selection and treatment practices across institutions. A to characterize the safety and efficacy of these interven-
study-level meta-analysis could not be conducted given tions in this population, as well as to determine indica-
the paucity of study-level data with sufficient sample tions for ITB, IVB, and DBS and elucidate treatment
sizes, leading to inadequate power. The low sample size algorithms.
also precluded comparison of the outcomes of ITB, IVB,
and DBS. Only published peer-reviewed studies were AUTHOR CONTRIBUTIONS
included, potentially resulting in publication bias if neg- Nathan A. Shlobin: Conceptualization, investigation,
ative results were not published. However, we could not methodology, formal analysis, writing-original draft,
test for publication bias in this study due to low sample project administration. Katherine Hofmann: Investi-
size. DBS targets were either unilateral or bilateral and gation, methodology, formal analysis, writing-review
stimulation parameters were not listed, preventing and editing. Robert F. Keating: Methodology, writing-
determination of optimal approaches for DBS in GA1 review and editing, supervision. Chima O. Oluigo:
patients. Functional impact was described generally Conceptualization, methodology, writing-review and
given heterogeneous descriptions of treatment effects on editing, supervision.
daily life and quality of life across studies. Specific muta-
tions leading to GA1 were not reported, preventing us F U N D I N G IN F O R M A T I O N
from determining the effect of genotype on treatment No funding was received.
SHLOBIN ET AL. 551
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