Professional Documents
Culture Documents
The Right Ventrice in Health and Disease
The Right Ventrice in Health and Disease
Norbert F. Voelkel
Dietmar Schranz Editors
The Right
Ventricle
in Health
and Disease
Respiratory Medicine
Series Editor:
Sharon I.S. Rounds
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Norbert F. Voelkel • Dietmar Schranz
Editors
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Editors
Norbert F. Voelkel, M.D. Dietmar Schranz, M.D.
Department of Medicine Pediatric Heart Center
Virginia Commonwealth University Justus-Liebig University
Richmond, VA, USA Giessen, Germany
The consensus of the working group is that the role of the right ventricle in a spec-
trum of cardiovascular diseases has been relatively neglected proportionate to its
central importance. Advancing knowledge through research about the unique
genetic, molecular, cellular, and functional characteristics of the right ventricle and
their vulnerability to disease will lead to progress in the treatment of cardiomyopa-
thy, pulmonary arterial hypertension, right ventricular ischemic syndromes, and
valvular heart disease. The success in such effort requires collaborations between
and among clinical and basic investigators from various disciplines, including those
in respiratory/pulmonary and cardiovascular fields as well from neuroscientists,
immunologists, endocrinologists, and biomedical engineers. Joint meetings of the
American Heart Association and the American Thoracic Society would be appro-
priate venues to promote the importance of understanding the right ventricle and
would help to accelerate the gathering of information leading to better treatment and
preventative means to reduce morbidity and mortality associated with right heart
failure and left heart failure.
Awareness should be promoted in the pulmonary and cardiology research com-
munities about the lack of knowledge of the right ventricle with well-publicized
requests for research proposals. New and established investigators should be encour-
aged to enter this fruitful area of research.
Videos to this book can be accessed at http://www.springerimages.com/
videos/978-1-4939-1064-9
*Report of a National Heart, Lung, and Blood Institute Working Group on
Cellular and Molecular Mechanisms of Right Heart Failure, Circulation, 2006.
As a physicist, I wonder why it is that biology and medicine seem to have so few new
theories—Murray Gell-Mann, Nature 491, 561, 2012.
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Introduction
While Bacon was thinking. Harvey was acting… No longer were men to rest content with
careful observation with accurate description… Here for the first time a great physiological
problem was approached from the experimental side by a man with a modern scientific
mind… To the age of the hearer, in which men had heard, and heard only, had succeeded
the age of the eye, in which men had seen and had been content only to see. But at last came
the age of the hand—the thinking, devising, planning hand; that hand as an instrument of
the mind… from which we may date the beginning of experimental medicine.
—William Osler, Harveian Oration, 1906.
Historically, the right ventricle of the heart has received less attention when compared
to the left ventricle and there are several reasons for this wrong treatment of the right
ventricle. Experiments of cauterization of the RV-free wall muscle showed that the
overall pump function of the heart was not badly compromised—at least in the short
run [1]. Some concluded that the RV was not important. Of course physicians taking
care of patients with severe pulmonary hypertension continue to observe that this is not
so: patients still die from RV failure. However, even in the early days of pulmonary
hypertension research clinicians were puzzled by the fact that there were some long-
term surviving patients; these patients were untreated and had high pulmonary artery
pressures [2]. A recent survey estimates that 8 % of patients with severe pulmonary
hypertension are in NYHA functional class I [3]. This begs the questions: why do some
patients—with essentially the same RV afterload—fail earlier than others? Are there
different RV phenotypes? What, if anything, protects the RV of some patients against
failure?
Some of these questions were put into a sharp focus at the 1997 Aspen Lung
Conference [4], yet the pebble that Michael Bristow threw into this lake did not
draw particularly wide circles. In 2005, the Lung Division of the NIH hosted a
workshop dedicated to the right ventricle in health and disease and the report of the
working group was published in 2006 [5]. This report also highlighted the impor-
tance of RV failure for the outcome of patients with left-sided heart failure [6].
vii
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viii Introduction
While working on a review article on RV failure, it became clear that one impor-
tant explanation for our knowledge gaps was the lack of animal models of chronic
RV failure. Such models are necessary to investigate the transition from compen-
sated RV hypertrophy to dysfunction and failure. Imaging studies have advanced
from “looks like” to detailed functional analysis of the RV inflow and outflow tract
and the question: why does the RV fail? is now being approached with the toolkits
of cell and molecular biology and bioinformatics.
From the vantage point of the physician caring for patients with severe PH sooner
or later the pulmonary hypertension syndrome develops into an RV failure syn-
drome. Some clinicians have been overheard teaching: “I don’t care much about the
pulmonary artery pressure—as long as the right ventricle performs well.” The acute
response of the RV to pulmonary vasodilators appears to predict the outcome in
patients with advanced heart failure and pulmonary hypertension [7]. If we follow
that thought a bit further, we arrive at a therapeutic goal that can be stated as fol-
lows: Treatment of patients with severe PH means prevention of RV failure and
effective reversal of established RV failure. Sir William’s “thinking, devising, plan-
ning hand” must touch the right ventricle. Experiments can be designed to predict-
ably push the compensated pressure-overloaded RV into failure. From such
experiments, we can learn about what makes the RV fail and when RV failure can
still be reversed—and how to reverse it.
The goal of this comprehensive examination of the RV in this monography is to
touch the right ventricle, in fact, to get a firm grip on it. One would hope that a firm
grip on the right ventricle will improve patient survival.
In the area of congenital and pediatric heart problems, the right ventricle is the
focus of interest. Right ventricular failure mainly determinates if a congenital heart
malformation becomes a disease. Outcome and therapeutic options are influenced
by the right ventricular morphology, position, and function. Usually the right ven-
tricle is a tripartite structure and in a sub-pulmonary position. However, congenital
heart malformations might be associated with a right ventricle as sub-aortic and
single ventricle or with a bi- and even a unipartite structure. The mechanisms of the
right ventricular pathophysiology with its heart–lung, electro-mechanical, and
right–left heart interactions need to be recognized in congenital and acquired heart
disease. Additionally, the pressure or volume (over-) loaded right ventricle and the
systemic right ventricle in a biventricular or univentricular circulation have to be
analyzed in the context of the structural, biochemical, and physiological differences
of the right and left ventricle. Currently, the exact mechanism of right ventricular
survival even with lifelong systemic pressures remains not fully understood.
Congenital heart defects might inform us about novel therapeutic strategies in heart
failure syndromes with normally positioned ventricles.
Introduction ix
References
1. Starr I, Jeffers WA, Meade RH. The absence of conspicuous increments of venous pressure
after severe damage to the right ventricle of the dog, with discussion of the relation between
clinical congestive heart failure and heart disease. Am Heart J. 1943;26:291–301.
2. Voelkel NF, et al. Primary pulmonary hypertension between inflammation and cancer. Chest.
1998;114(3 Suppl):225S–30S.
3. Badesch DB, et al. Pulmonary arterial hypertension: baseline characteristics from the REVEAL
Registry. Chest. 2010;137(2):376–87.
4. Bristow MR, et al. The pressure-overloaded right ventricle in pulmonary hypertension. Chest.
1998;114(1 Suppl):101S–6S.
5. Voelkel NF, et al. Right ventricular function and failure: report of a National Heart, Lung, and
Blood Institute Working Group on cellular and molecular mechanisms of right heart failure.
Circulation. 2006;114(17):1883–91.
6. Ghio S, et al. Independent and additive prognostic value of right ventricular systolic function
and pulmonary artery pressure in patients with chronic heart failure. J Am Coll Cardiol.
2001;37(1):183–8.
7. Gavazzi A, et al. Response of the right ventricle to acute pulmonary vasodilation predicts the
outcome in patients with advanced heart failure and pulmonary hypertension. Am Heart J.
2003;145(2):310–6.
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Contents
xi
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xii Contents
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Contributors
Antonio Abbate, M.D., Ph.D. VCU Pauley Heart Center, Virginia Commonwealth
University, Richmond, VA, USA
Steven H. Abman, M.D. Department of Pediatrics, University of Colorado,
Denver, CO, USA
Christian Apitz, M.D. Department of Pediatric Cardiology, Justus-Liebig-
University, Giessen, Germany
Margot M Bartelings
Harm J. Bogaard, M.D., Ph.D. Department of Pulmonary Medicine, VU University
Medical Center, Amsterdam, The Netherlands
Derize Boshoff, M.D., Ph.D. Department of Paedatric Cardiology, University
Hospital Lenven, Leuven, Belgium
Francesca Brun, M.D. Department of Cardiology, Ospedali Riuniti and University
of Trieste, Trieste, Italy
Otto Chris Burghuber, M.D. Department of Respiratory and Critical Care
Medicine, Otto Wagner Hospital, Vienna, Austria
Daniel Burkhoff, M.D., Ph.D. Department of Medicine, Columbia University,
New York, NY, USA
Jasmijn S.J.A. van Campen, M.D.
Anthony R. Cucci, M.D. Department of Internal Medicine, Division of Pulmonary/
Critical Care, Indian University, Indianapolis, IN, USA
Louis J. Dell’Italia, M.D. Department of Medicine, University of Alabama and
Birmingham Medical Center, Birmingham, AL, USA
André La Gerche, M.B.B.S., Ph.D. Department of Medicine, St Vincent’s
Hospital, University of Melbourne, Fitzroy, VIC, Australia
xv
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xvi Contributors
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Part I
The Normal Right Ventricle
Chapter 1
Normal Development and Morphology
of the Right Ventricle: Clinical Relevance
Introduction
Electronic supplementary material: Supplementary material is available in the online version of this
chapter at 10.1007/978-1-4939-1065-6_1. Videos can also be accessed at http://www.springerimages.
com/videos/978-1-4939-1064-9.
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The heart is derived from the splanchnic mesoderm that fuses in the midline around
approximately 19 days of human development. This fusion results in a primitive
heart tube that is at the outset linear. Embryonic blood entering the venous pole of
the tube is directed, via an initially peristaltic wave of contraction, towards the arte-
rial pole of the heart. After a process of looping and septation, as well formation of
the cardiac valves and a specialized cardiac conduction system, the heart will gain
its mature form (Fig. 1.1).
Although this primitive heart tube was initially considered to be a miniature of
the adult heart, more detailed data on early development of the heart were subse-
quently derived from animal studies including mouse and avian. These data corre-
late remarkably well with the descriptive work on human embryos from the early
and mid-1990s [12–15]. Many descriptions and clarifications used here are based on
animal experiments.
In the beginning of 2000, several studies brought prominently forward that the
early embryonic heart tube was not the sole source of all components of the heart.
This had already been established by Maria Victoria de la Cruz based on Indian ink
injections in the embryonic avian heart tube [16]. The two best known papers to
1 Normal Development and Morphology of the Right Ventricle… 5
Fig. 1.1 Cardiac development: looping and septation. Schematic representation (a, b, d and f ) and
electron microscopy images (c, e, g) of different stages of heart development, from heart fields (a) to
a mature four-chambered septated heart (f ). In early developmental stages, bilateral cardiogenic
heart fields (first and second heart fields) are present in the primitive plate (a). The structures derived
from the second heart field are depicted in yellow whereas the structures derived from the first heart
field are depicted in brown (a, b, d and f ). The primitive heart tube is formed after the fusion of the
bilateral plates of mesoderm (b) from the first heart field (brown). The tube is lined with cardiac jelly
(grey). A scanning electron microscopy (SEM) image of a comparable stage in chick heart develop-
ment is depicted in (c). After looping of the heart has started, the different compartments of the heart
can be recognized, the right portion of the ventricle (V) and the outflow tract (OFT) have started to
form from the second heart field (yellow, d), while the left portion of the ventricle is derived from
the first heart field (brown). A SEM image of a comparable stage in chick heart development is
depicted in (e). Eventually, looping and septation as well as formation of the cardiac valves will be
accomplished and the heart will have its mature adult form (f ). A SEM of a comparable stage
in chick heart development is depicted in (e). A atrium, Ao aorta, AP arterial pole, LA left atrium,
LV left ventricle, PT pulmonary trunk, RA right atrium, RV right ventricle, VP venous pole
promote this concept are from the group of Roger Markwald [17] who describes the
anterior heart field that adds myocardium to the outflow tract (OFT), while Margaret
Kirby’s group describes almost the same population of cells and refers to this as the
secondary heart field [18]. Thereafter, based on tracing studies using the LIM domain
homeobox gene Isl1 as a marker of the late addition of myocardium to the heart tube,
it turned out that the addition was taking place not only at the OFT but also at the
inflow tract [19]. The term allotted to this wider spread mesodermal population, resid-
ing between the gut and the heart tube, was second heart field (SHF) as opposed to
first heart field (FHF) being the source of the cells of the primary heart tube (Fig. 1.2).
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Fig. 1.2 Schematic overview of cellular contributions to the developing heart. The left part of the
figure depicts a schematic view of the primitive plate with mesenchyme of the first heart field
(brown), second heart field (SHF, yellow) and (putative) neural crest cells (blue). The cellular con-
tributions to the different compartments of the developing heart are schematically attached to the
primitive plate. The first heart field (brown) gives rise to the primary heart tube (PHT) that contrib-
utes to the left ventricle (LV), atrioventricular canal (AVC) and part of the atria. During further
development, cells are recruited to the heart from the SHF (yellow). The SHF can at the arterial
pole of the heart be divided in the so-called secondary heart field, giving rise to the distal outflow
tract (OFT; DOT) and in the anterior heart field (AHF) contributing to the proximal OFT (POT),
the arterial pro-epicardial organ (aPEO) and the right ventricle (RV). At the venous pole of the
heart, contributions are derived from the so-called posterior heart field (PHF), that supplies among
other elements of the atria including the interatrial septum, cardiac conduction system (CCS), the
myocardium surrounding the putative pulmonary and caval veins (PV & CV), as well as to the
venous pro-epicardial organ (vPEO). An extracardiac contribution from the cardiac neural crest
cells is depicted in blue. The right part of the figure shows cartoons of lateral views of an embryo
during these processes in early (upper panel) and more progressed (lower panel) development.
The PHT is lined on the inside by cardiac jelly (light blue). The mesoderm of the second heart field
is depicted by the yellow area behind the primary heart tube, from which cells will be recruited to
the heart tube at both the arterial and venous poles. As development proceeds (lower panel) seg-
ments of the heart will develop by progressive contribution of cells from the first and second heart
field (yellow areas at the arterial en venous pole of the heart tube). BV brain ventricles, C coelomic
cavity, DAo dorsal aorta, DMP dorsal mesenchymal protrusion, SAN sinoatrial node, G gut, ggL
ganglia, IFT inflow tract, PAA pharyngeal arch arteries, SV sinus venosus. The right panel is pub-
lished in [68] and reproduced with permission
The use of the terms second and secondary heart field has led to some confusion. Our
group designated the contribution of SHF to include both the posterior heart field
providing the inflow tract, and the anterior heart field providing the OFT (Fig. 1.2).
Remarkably, already in the primitive plate the areas of FHF and SHF can be
1 Normal Development and Morphology of the Right Ventricle… 7
designated [20] (Fig. 1.1). It should be noted, however, that although a distinction
in nomenclature (i.e. FHF versus SHF) is generally made, both heart fields should
probably be regarded as a spatiotemporal continuum, from which cells are progres-
sively derived during cardiovascular development, with an earliest contribution to the
primary heart tube.
The FHF is the source of the primitive LV, the atrioventricular canal myocardium
and a small part of the atria, together constituting the primary heart tube. A very
time laborious study of LaacZ cell tracing [21] revealed that almost the complete
RV including the RV side of the ventricular septum is SHF derived [22] (indicated
in yellow in Figs. 1.1 and 1.2). The RV OFT compartment shows a molecular dis-
tinction [23]. Together with observations on asymmetric distribution of Nkx2.5
positive SHF derived cells in the mesoderm of the OFT, we provide in this chapter
novel data on the relative repositioning of the ascending aorta and pulmonary trunk.
Posterior heart field derived are the sinus venosus myocardium, encompassing
the entrance of the superior and inferior caval vein and the coronary sinus. Recently,
our concept was proven that the pulmonary veins also belong to this sinus venosus
derived incorporation [24, 25].
In the primary embryonic heart tube, the atrioventricular canal with the endocardial
cushions completely connects to the primitive left sided ventricle. The OFT, initially
situated entirely above the primitive RV, connects to the unseptated aortic sac that
still needs to be divided into a pulmonary and aortic orifice leading to the great
arteries. As mentioned above, during development the heart tube shows a dextral
looping leading to a marked almost circular groove which is referred to as the inner
curvature. The inner curvature is reflected internally by the primary fold or ring
positioned between the primitive LV and the RV, which is still expanding due to the
material addition of the SHF (Fig. 1.1). Both the atrioventricular canal myocardium
and the nontrabeculated component of the OFT are lined by endocardial cushions.
During remodelling and septation of the OFT, the aorta becomes connected to the
LV. The long held idea was that rotation of the endocardial cushions was instrumen-
tal together with additional shortening of the subaortic OFT myocardium [26]. The
mechanisms underlying rotation as well as the inferred apoptosis (programmed cell
death) in the OFT have always remained hypothetical. We discovered an asymmet-
ric and late contribution of Nkx2.5 expressing primitive mesenchyme (see Ref.
[27]) on top of addition of smooth muscle cells preferentially to the pulmonary side
of the OFT [28]. Analyzing this in 3D reconstructions we devised a new hypothesis
in which rotational movement must be substituted for an anterior push of the sub-
pulmonary myocardium resulting in lengthening of the RV OFT (Fig. 1.3 and
Supplemental Video 1.1). This mechanism eliminates the requirement of marked
subaortic apoptosis to understand the relative low position of the aortic orifice
wedged between the tricuspid and the mitral orifice.
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Fig. 1.3 Outflow tract positioning: the pulmonary push concept. 3D reconstructions of an embry-
onic day (E) 12.5 mouse embryonic heart. An anterior (a), right lateral (b) and posterior (c) view
are depicted to elucidate the asymmetric contribution of Nkx2.5 positive mesenchyme (yellow)
mainly to the left (putative pulmonary) side of the heart. Colour coding in the 3D reconstructions:
red: aorta and left ventricle (LV) lumen; blue: pulmonary trunk (Pu), ductus arteriousus (DA) and
right ventricle (RV) lumen; grey: transparent myocardium. OFT outflow tract. Modified after [28]
The dextral looping process and the relocation of the pulmonary orifice includes a
marked relocation of the atrioventricular (AV) canal allowing the future tricuspid
orifice to channel into the RV inflow tract compartment. Several concepts for this
remodelling process have been proposed. Initially, the right side of the AV canal with
the putative tricuspid orifice is positioned to the left of the primary fold (Fig. 1.1).
The originally very small RV inflow tract enlarges and becomes positioned to the
right of this fold. The exact mechanism in which this is achieved still remains elusive
but concepts will be described in the section on ventricular septation.
The primary heart tube consists of an endocardial inner surface, a thick basement
membrane, referred to as cardiac jelly, and an outer myocardial layer. During loop-
ing and SHF addition, the cardiac jelly persists in two endocardial cushion areas
situated in the AV canal and in the OFT. Both cushion areas play a role in cardiac
valve formation as well as in septation.
The remaining cardiac tube forming the future LV and RV is a two layered thin
structure that borders on the outside to the coelomic cavity. Subsequently, two
1 Normal Development and Morphology of the Right Ventricle… 9
essential processes take place. First, the future outer compact myocardial layer and
an inner trabecular layer become distinct, and second, progressive myocardial
compaction needs to occur. The mechanism underlying trabecular formation,
linked to AV valve development, has recently been described [29]. The system of
trabeculations has an important mechanical function in the heart tube [30] main-
taining ventricular wall strength. The trabecular sinuses also serve as a reservoir for
blood. Before the complete development of the RV there is little difference in the
trabecular architecture of the RV and LV [31] (Fig. 1.4). The compact layer of the
myocardium still has to increase in thickness and interaction with the epicardium
is an essential component of this process.
Most of the epicardium is derived from the so-called pro-epicardial organ (vPEO)
positioned at the venous pole of the heart [32]. Recently we have shown that a second
epicardial organ (aPEO) can be distinguished at the OFT (Fig. 1.2). Epicardial cells
migrate from both sources over the heart (vPEO derived) and great arteries (aPEO
derived). The anterior surface of the RV is the last to be covered in this process [33].
The epicardium becomes relatively dormant in adult life. However, the role of the
epicardium in cardiac development has received the attention of many research
groups because myocardial injury is associated with adult reactivation, which may
play a role in repair after myocardial infarction, Several recent reviews cover this
area [32, 34–36] containing the information on the underlying primary research.
The data that reflect specifically on the development and morphology of the RV
will be presented here. The epicardium derived from the vPEO is referred to as car-
diac epicardium (cEP) as it covers only the myocardium up to the ventriculo-arterial
junction. After this covering a process of epithelial-mesenchymal-transition (EMT)
leads to a population of epicardium derived cells (EPDCs) that move into the sub-
epicardial space and subsequently migrate into the myocardium. Many genes and
molecular pathways are involved in this process [37]. Having entered the myocar-
dium, EPDCs will differentiate into the smooth muscle cells of the coronary arteries
and into intracardiac fibroblasts. It cannot be excluded that these populations are
already programmed to their fate while still being on the surface [38] which might,
therefore, harbour a heterogeneous epicardial population. When epicardial out-
growth [39], the process of EMT or migration are disturbed [32], normal compac-
tion of the ventricular myocardium will not take place leading in the most severe
cases to a very thin compact myocardium or embryonic death. This has been
described in many animal models based on mutated genes influencing the epicar-
dium or the ensuing cross-talk between epicardium and myocardium (an example is
shown in Fig. 1.4 for a TGFβ mutant mouse). This important population for myocar-
dial differentiation shows a temporo-spatial difference in the contribution to the RV
and LV wall (unpublished data). In summary (1) the EPDC migration into the RV
precedes slightly the migration into the LV wall, (2) eventually the LV receives more
EPDCs and (3) there is a difference in anterior to posterior deposition of EPDCs in
the RV wall. The RV receives relatively more EPDCs than the LV, and in both ven-
tricles the posterior wall holds more EPDCs than the anterior wall. Whether this
observation is relevant for adult RV and LV function is not known but it is tempting
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Fig. 1.4 Development of the compact myocardial layer. (a–d) Myocardial thickening and com-
paction of the right ventricular (RV) wall throughout mouse heart development: from embryonic
day (E) 11.5 up to E14.5. A compact myocardial layer can be observed starting only at E14.5 in
the RV. (e–h) Myocardial thickening and compaction of the left ventricular (LV) wall during the
same stages of mouse heart development (E11.5–E14.5). Development of a compact myocardial
layer can be observed starting from E12.5 and increasing in subsequent stages. (i and j) Overview
sections of the heart at stage E13.5 in wild type (WT, i) and TGFβ2 knockout (−/−, j) embryos.
In TGFβ2 knockout embryos thin myocardium is observed in both the LV and RV. The interven-
tricular septum (IVS) has a spongeous appearance. Bars: 100 μm
1 Normal Development and Morphology of the Right Ventricle… 11
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Fig. 1.5 Ventricular morphology. (a–d) Pictures of a neonatal heart of 36 weeks gestation
(a) Frontal and (b) superior view, showing the normal left anterior position of the pulmonary trunk
(PT) as related to the aorta (Ao). (c) View into the right ventricle (RV). The tricuspid valve (TV) is
separated from the orifice of the pulmonary trunk (PT) by muscle tissue of the supraventricular
crest, consisting of the ventriculoinfundibular fold (VIF) and the septal band (SB). The septal band
(SB) is continuous with the moderator band (MB) that has been cut in this view. In the normal
heart, the outflow tract septum cannot be recognized as a separate entity. (d) View into the left
ventricle (LV). The mitral valve (MV) is in fibrous continuity with the aortic valve (Ao). The wall
of ventricular septum (IVS) is smooth. (e) Drawing of the anatomical structures of the RV, showing
the different compartments. The inlet septum (IS) is separated from the trabeculated apical part by
the septal band (SB). The part above this continuity towards the PT is the outflow part of the RV.
(f) Adult heart, in which the RV has been fenestrated to demonstrate the moderator band (MB), that
crosses the RV lumen from the IVS towards the lateral wall. (g) Close up of the MB. (h) Neonatal
heart with two ventricular septal defects (VSD): the upper defect (indicated by one probe) is a
perimembranous VSD, characterized by a fibrous continuity in the lower rim of the defect.
The lower defect (indicated by two probes) is a central muscular VSD. A case of transposition of
the great arteries with a malalignment VSD (probe) where the outlet septum (asterisk) is malaligned
with the remainder of the IVS and thus can be recognized as structure separated from the ventricu-
loinfundibular fold (VIF) and the septal band. The pulmonary orifice (PT) overrides the septum
and is partly above the RV
1 Normal Development and Morphology of the Right Ventricle… 13
Myocardial Architecture
Studying cross sections of the heart or using the more advanced imaging modalities
in the clinic clearly show the banana shaped cavity of the RV enclosing in part the
more globular LV. The myocardial layering and architecture demonstrates that the
various sheets of myocardium differ between the RV and LV. Meticulous dissection
techniques have supported a wrapping of myocardial layers allowing the complete
ventricular myocardium to be exposed as a single sheet after enzymatic degradation
of the collagen [50]. It is extremely difficult to decide whether the myocardial archi-
tecture as such is the result of a developmental Anlage, or is caused by a functional
adjustment of the intermingling of fibrous and myocardial layers.
Recent studies of our group on ventricular septation and the RV and LV myocar-
dial layers support an inherent different development of the architecture of the RV
and LV. This is most obvious in the anterior part of the ventricular septum in which
during ballooning of the RV and LV cavities the RV myocardium is in a more verti-
cal position as compared to the more circular expansion of the LV [51]. Finally, the
RV myocardial fibre direction is oriented in two layers, whereas the LV wall shows
a three layered structure [45].
Ventricular Septation
The RV and the LV aspect of the ventricular septum pose completely different
morphologies.
While the RV surface is dominated by the septal band and the specific attach-
ments of the tricuspid leaflets to this structure, the LV surface is smooth and shows
no attachments of chordae tendineae to the mitral leaflets. Furthermore, the RV has
a marked muscular band between the tricuspid and pulmonary valve, the so-called
supraventricular crest, while in the LV the aortic and mitral valves are in fibrous
continuity. These differences originate in the development of the interventricular
septum. The literature agrees on the development of the muscular subpulmonary
myocardium which is seen in the RV as the supraventricular crest. The supraven-
tricular crest consists in fact of three structures, the ventriculoinfundibular fold, the
septal band (that carries the right bundle branch, and is continuous with the modera-
tor band) and the outlet septum (Fig. 1.5). These three structures are well aligned in
a normal heart, thus forming an anatomical continuum, in which the outlet septum
cannot be recognized as a separate structure. The outlet septum is a myocardial struc-
ture derived from the fusion of the proximal part of the OFT and endocardial ridges
which myocardialize secondarily, under the influence of migrating neural crest cells
[52–54]. In a normal heart this structure is only for a very small part a real OFT
septum due to the relative repositioning of the aortic and pulmonary orifice (see
pulmonary push concept). The OFT ridges, are, however, fused to the AV endocar-
dial cushions that close off the embryonic interventricular foramen, hereby com-
pletely separating the RV from the LV. Abnormal positioning or development of the
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14 A.L.G.-d. Groot et al.
outlet septum results in incorrect fusion with the main body of the ventricular septum
and the formation of a VSD and only then the OFT septum is recognizable as a sepa-
rate structure. Malalignment and hypoplasia of the OFT septum are the cause of
most types of VSDs seen in congenital heart disease. Most genetic causes for OFT
malformations in the human heart relate to genes expressed in the SHF including the
Tbx1 mutation in the 22q11 deletion syndrome. As the SHF population and neural
crest cells have a specific interaction, a primary neural crest cell problem may also
play a role. An important function for the subpopulation of neural crest cells is in the
separation of the aortic and pulmonary trunk. In animal experiments neural crest cell
deficiency leads to common arterial trunk (persistent truncus arteriosus) [55, 56].
Several theories have dominated the field to explain the origin of the main part of
the ventricular septum. Several authors [12, 13] agreed on a three component origin,
consisting of (1) the already mentioned OFT myocardium, (2) the inlet septum sepa-
rating the posterior part of the ventricles between the tricuspid and the mitral orifice
and (3) a primary or anterior trabeculated part. In this concept, the primary ring or
fold was the basis for the primary septum with its natural borderline as the septal
band, the inlet septum being a separate structure. These two parts had to merge and
abnormal fusion or merging could explain the central muscular VSD [57]. This
hypothesis was replaced [58, 59] by the postulate that the primary fold was the
source of both the anterior trabeculated component and the inlet septum. As a con-
sequence the tricuspid orifice had to cross over the inlet component of the primary
fold. A combination of both hypotheses was proposed [56] in which the tricuspid
orifice and its underlying developing inlet component of the RV developed as part of
the posterior part of the primary fold. Recent unpublished observations from our
group, based on extensive comparative developmental research (evo-devo studies)
comparing various vertebrates including snakes, lizards and crocodiles, revert the
balance towards a three part ventricular septum which also provides a better expla-
nation for the specific morphology of the RV as well as the variation in characteris-
tics of the VSDs. The most simple membranous VSD is the result of non-fusion of
the endocardial cushions at their meeting site in the interventricular foramen
(Fig. 1.5). The fibrous tissue of the membranous septum at this site is endocardial
cushion derived. There is no separate status for an atrioventricular septal component,
with an interventricular and an atrioventricular part (between the LV OFT and the
right atrium). This is just a consequence of asymmetric RV and LV OFT septation.
Clinical Considerations
The developmental components and underlying cell types that are essential for RV
formation have already been related to a number of congenital heart defects.
RV dysfunction is a recognized problem in adult patients with congenital or
acquired heart disease, especially when the RV has to endure high pressures, e.g.
when it functions as a systemic ventricle or in patients with pulmonary hypertension
regardless of the cause [2, 60]. Most medical therapies have no or limited effect on
RV function in situations of RV overload. In patients with transposition of the great
1 Normal Development and Morphology of the Right Ventricle… 15
arteries and a systemic RV, a reversed P450 gene (involved in the metabolic pathway
of a.o. ACE inhibitors and beta-blockers) expression profile in the ventricles was
observed [6], supporting that the RV adjusts itself to the high systemic pressures.
Indeed, animal studies suggest that the use of certain beta-blockers may be benefi-
cial [61], although adverse effects have also been reported in patients with portopul-
monary hypertension and an overloaded RV [4]. Furthermore, in the clinical setting
treatment with angiotensin receptor blockers did not result in improved RV func-
tion, this effect is beyond dispute in patients with LV disease [3, 5, 62]. This indi-
cates a different sensitivity of the LV versus RV for specific drugs, which might
relate to the different developmental background (FHF versus SHF) of both ventri-
cles. It was recently suggested that the multipotent EPDCs may have potential for
cell-based therapies [35, 63–65]. More important, the paracrine function of EPDCs
during cardiac development may be preserved in adult life, which can be relevant for
the development of novel treatment strategies in cardiovascular disease [32, 66, 67].
The interaction between myocardium and epicardium may follow different patterns
in the RV and LV.
The differences in the developmental background of the RV and LV might
explain sidedness in the occurrence of certain cardiomyopathies the ventricular
non-compaction or dysplasia. In addition, insight in the tripartite morphology pres-
ent in the RV after a normal sequence of developmental processes also sheds light
on the bi-or unipartite ventricles that can be observed in patients with congenital
heart disease. Also the preferential occurrence of VCACs in the RV suggests a
unique RV programme that is different from LV events. Future studies are needed to
elucidate the mechanisms that guide EPDC-myocardium interaction separately in
the RV and LV, and may take us a step further towards the development of therapies
aimed at improving RV function.
Acknowledgements The authors gratefully thank Ron Slagter, Bert Wisse en Judith den Boeft for
their help in preparing the figures.
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Chapter 2
Physiology of the Right Ventricle
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The RV differs from the LV not only in structure, but also because of its embryo-
logical development (see Chap. 1). The RV, including its outflow tract is derived
from the anterior heart field, whereas the LV and the atria are derived from the pri-
mary heart field [7]. Accordingly, it is often assumed that the RV and the LV are
functionally very different. As a matter of fact, a brisk increase in PVR produced by
pulmonary arterial constriction to mimic massive pulmonary embolism, induces an
acute dilatation and pump failure of the RV [9], and there is no clinical counterpart
of this observation for the LV. However, a gradual increase in PVR allows for RV
adaptation and remodeling, basically similar to the LV facing a progressive increase
in systemic vascular resistance [10]. Beat-to-beat changes in preload or afterload
are accompanied by a heterometric dimension adaptation described by Starling’s
law of the heart. Sustained changes in load are associated with a homeometric
contractility adaptation, often referred to as “Anrep’s law of the heart”.
In 1912, Gleb Vassilevitch von Anrep who had been trained by Ivan Petrovich
Pavlov in St. Petersburg, reported on the rapid increase in LV contractility in
response to an aortic constriction [11]. He explained this observation by a reflex
adrenergic reaction because similar effects could be induced by the administration
of adrenaline. Pavlov himself was actually more interested in gastrointestinal physi-
ology and sent von Anrep to London to work under the supervision of Starling and
Bayliss on the humoral control of digestion. Once in London, von Anrep confirmed
his observation of an increased contractility induced by an increase loading in
Starling’s heart–lung preparation. Further work in Starling’s laboratory definitely
established that after an acute increase in either venous return or in systemic vascular
2 Physiology of the Right Ventricle 21
resistance, the heart initially dilates allowing for increased or maintained stroke
volume (SV) respectively, but after a few minutes cardiac dimensions return to
baseline in spite of persistently increased loading, indicating increased contractility.
Starling thought that much of this “homeometric” adaptation exclusively observed
in the LV was related to an increased metabolism which accompanies an increase in
coronary blood flow when blood pressure was raised. Von Anrep rather hypothe-
sized a release of myocardial stores of catecholamines by mechanical stretch,
because the homeometric adaptation was observed in isolated hearts. Later studies
have repeatedly confirmed the predominant role of homeometric, or systolic func-
tion adaptation to changes in loading conditions, leaving Starling’s heterometric
adaptation for beat-to-beat adaptations in venous return, for example after changing
body position, or for situations of failing systolic function adaptation, for example
in advanced heart failure [12]. This homeometric adaptation to afterload has been
demonstrated in the RV exposed to pulmonary arterial constriction and in condi-
tions of constant coronary perfusion [13, 14].
It is therefore possible to define RV failure as a dyspnea-fatigue syndrome with
eventual systemic congestion, caused by the inability of the RV to maintain flow
output in response to metabolic demand without heterometric adaptation [9, 10].
This definition encompasses a spectrum of clinical situations, from preserved
maximum cardiac output and aerobic exercise capacity at the price of increased RV
end-diastolic volumes (EDVs) to low-output states with small RV volumes at rest.
This being said, many questions remain unanswered. Whether the time-course of
chronic systolic function adaptation to afterload is the same for the RV and the LV
remains unclear. Comparisons between studies are difficult because of differences
in ventricular structure and relative changes in arterial pressure. Contractility
responses to increased afterload may be affected by extrinsic factors such as volume
status, ventricular interaction, coronary perfusion, and yet unknown circulating
mediators related to the presence of systemic or pulmonary vascular diseases.
Ventricular hypertrophy may contribute to contractile force and decrease wall
tension, but the mechanisms of adaptation remain incompletely understood.
Systolic Function
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Fig. 2.1 Single beat method to measure right ventriculo-arterial coupling. Left: a maximum pres-
sure (Pmax) is calculated from nonlinear extrapolation of early and late isovolumic portions of the
right ventricular pressure (PRV) curve. A straight line is drawn from Pmax and the end-diastolic
volume (EDV) tangent to the end-systolic pressure (Pes)–volume (ESV) point. In the case of this
theoretical illustration, RV maximum elastance (Emax) coincides with end-systole, thus
Emax = (Pmax − Pes)/SV, where SV is the stroke volume. The arterial elastance Ea is defined by the
ratio Pes/SV
RV-arterial coupling measured with the Emax/Ea ratio has been investigated in
various models of pulmonary hypertension. The results are summarized in Table 2.1.
Acute hypoxia-induced increase in PVR was associated with a preserved RV-arterial
coupling because of increased RV contractility [18, 24, 34–36]. Preserved RV-arterial
coupling was also reported in pulmonary hypertension due to either microembolism
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Fig. 2.2 Families of right ventricular pressure–volume loops at decreasing venous return in rats.
Emax is defined by a straight line tangent to the upper border of the pressure–volume loop families.
Measurements are obtained in a control animal, after induction of pulmonary hypertension (PH)
by the administration of monocrotaline and after induction of monocrotaline-PH under bisoprolol
therapy. PH was associated with a marked adaptative increase in Emax, which was further improved
by bisoprolol therapy. From source data of Ref. [31]
or pulmonary arterial banding (PAB) [24]. Endotoxin shock was associated with
a deterioration of RV-arterial coupling because of impaired contractility [26].
A chronic aorta-pulmonary shunt as a model of a persistent ductus arteriosus in
growing piglets was associated with preserved RV-arterial coupling after 3 months
[29, 37] but uncoupling occurred after 6 months because of decreased RV contrac-
tility resulting in a decreased cardiac output and increased right atrial pressure [30].
Persistent RV failure after tight transient PAB was characterized by a profound
RV-arterial uncoupling because of a persistent decrease in contractility and reactive
increase in PVR [38–41]. Monocrotaline-induced pulmonary hypertension was
associated with RV-arterial uncoupling because of an insufficient increase in con-
tractility to match increased afterload (Fig. 2.2) [31]. Mild pulmonary hypertension
2 Physiology of the Right Ventricle 25
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Measurements of both Emax and Ea have been reported in a small number of patients
with pulmonary hypertension. In a first study of six patients with idiopathic PAH but
no clinical RV failure, compared to six controls, Kuehne measured RV volumes by
MRI and RV pressures using fluid-filled catheters, synchronized the signals and cal-
culated Emax and Ea using the single beat method [21]. Emax was increased threefold,
from 1.1 ± 0.1 to 2.8 ± 0.5 mmHg/mL, but Ea was increased from 0.6 ± 0.5 to 2.7 ± 0.2,
so that the Emax/Ea ratio decreased from 1.9 ± 0.2 to 1.1 ± 0.1. Yet RV volumes were
not increased, indicating “sufficient” coupling, at least under resting conditions.
Tedford reported on RV-arterial coupling in five patients with idiopathic PAH
and seven with systemic sclerosis (SSc)-associated PAH [22]. In this study, RV
volumes and pressures were measured with conductance catheters and Emax defined
by a family of pressure–volume loops as venous return decreased by a Valsalva
maneuver (validated against inferior vena cava obstruction). Typical tracings are
shown in Fig. 2.3. In IPAH patients, Emax was 2.3 ± 1.1, Ea 1.2 ± 0.5, and Emax/Ea
preserved at 2.1 ± 1.0. In SSc-PAH patients, Emax was decreased to 0.8 ± 0.3 in the
presence of an Ea at 0.9 ± 0.4, so that Emax/Ea was decreased to 1.0 ± 0.5. The authors
also showed that there was no disproportionate decrease in pulmonary arterial com-
pliance in SSc-PAH patients, suggesting that the depressed Emax in SSc-PAH was
not caused by a relatively higher pulsatile hydraulic load. Additionally, seven
Fig. 2.3 Right ventricular pressure–volume loops at decreasing venous return in a patient with
systemic sclerosis (SSc)-associated pulmonary arterial hypertension (PAH), left, and in a patient
with idiopathic PAH (IPAH), right. The slope of linearized maximum elastance pressure–volume
relationship is higher at similar mean pulmonary artery pressure in IPAH. Source data from
Ref. [22]
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Volume Measurements
Pressure Measurements
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of ESP, and RV volume measurements by MRI [63]. The authors calculated Emax as
(Pmax − mPpa)/(EDV − ESV) and Emax assuming V0 = 0 as mPpa/ESV. V0 is the extrap-
olated volume intercept of the linear best fit of a multipoint maximum elastance
pressure–volume relationship. The results showed that mPpa/ESV was lower than
(Pmax − mPpa)/SV, on average about half the value, while V0 ranged from −8 to
171 mL and was correlated to EDV and ESV. From this the authors concluded that
V0 is dependent on RV dilatation, and thus the estimated Emax more preload-
dependent than previously assumed. This is possible, although an alternative expla-
nation is in the uncertainties of extrapolations from linear fits of relationships that
have been demonstrated to be curvilinear [64]. End-systolic elastance or Emax is best
determined by interpolation of pressure–volume coordinates [64], with tightening
by a correction for EDV [10, 22]. Further uncertainty is related to the use of an
mPpa/SV ratio or slope of (Pmax − mPpa)/SV as a surrogate of Emax determination
from single or (better) multiple beat pressure–volume relationships.
Fig. 2.4 Pump function curve defined by mean right ventricular pressure (mRVP) as a function of
stroke volume (SV). The maximum mRVP (mRVOmax) at SV = 0 is calculated from a maximum
RVP determination (see Fig. 2.1). The zero pressure point results from a parabolic extrapolation,
from measured and zero SV points. Increased preload shifts the curve in parallel to higher
SV. Increased contractility increases pressure generated at any given value of SV, but in proportion
to decreased SV
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Right heart catheterization allows for measurements of Ppa, right atrial pressure
and cardiac output (Fick or thermodilution) and thus calculations of RV function
curves such as cardiac output, SV or stroke work (SW, mean Ppa × SV) as a function
of right atrial pressure. Stroke work calculated as mPpa × SV ignores the pulsatile
component of work. It has been recently estimated that the pulsatile component of
SW amounts to 23 % of total work independently of type and severity of pulmonary
hypertension, so that total SW = 1.3mPpa × SV [69]. This fixed relationship is
explained by the fact that PVR × pulmonary arterial compliance (Ca), or RC-time of
the pulmonary circulation, remains approximately at the same value in normal sub-
jects and in patients with pulmonary hypertension [70]. The RC-time is actually
decreased in left heart failure [71] and in patients with proximal operable CTEPH
[72], but increased in purely distal pulmonary micro-vascular obstruction [73].
However, the deviations are relatively mild. The pulsatile component of RVSW var-
ies on average from 20 to 26 %, with extremes of from 15 to 30 %. Therefore, total
work is estimated to vary between 1.2 and 1.4 times steady-flow work. The near-
constancy of the RC-time thus implies a relatively stable prediction of total RVSW. It
remains that right atrial pressure is an imperfect surrogate of preload, which is mea-
sured in the intact heart by the EDV.
Right ventricular contractility can be measured by preload recruitable SW
(PRSW) defined by SW–EDV relationships at variable venous return [74]. The
slope of PRSW has been shown to be reproducible and sensitive to changes in con-
tractile state. However, whether PRSW is useful to evaluate RV-arterial coupling
has not been clearly shown. The measurement requires invasive volume and high-
fidelity pressure measurements with a manipulation of venous return, and is thus
difficult to implement at the bedside.
Measurements of RV volumes, ejection fraction, and SV/ESV ratios are possible
by imaging techniques such as MRI or three-dimensional echocardiography. The
limitation of imaging is the absence of direct pressure measurements. It has recently
been proposed to use noninvasive Doppler echocardiographic measurements of a
tricuspid annular plane excursion (TAPSE) as a measure of RV systolic function and
of the maximum velocity of tricuspid regurgitation-derived systolic Ppa (SPpa) as a
measure of afterload, and derive a TAPSE/SPpa ratio as an estimation of RV-arterial
coupling [75]. This indirect index of RV-arterial coupling may be useful as it has
been shown to predict survival in patients with left heart failure and decreased or
preserved ejection fraction.
A series of imaging-derived indices of RV systolic function, such as MRI-
determined EF or Doppler echocardiographic measurements of fractional area
change measured in the four-chamber view (a surrogate of EF), TAPSE, tissue
Doppler imaging (TDI) of the tricuspid annulus systolic velocity S wave and iso-
volumic acceleration (IVA) or maximum velocity (IVV), strain or strain rate have
been shown to be related to functional state and prognosis in severe pulmonary
hypertension [59, 60]. Isovolumic phase indices such as the IVA or IVV are proba-
bly less preload-dependent, and as such the closest estimates of Emax measurements
[76, 77].
2 Physiology of the Right Ventricle 33
Diastolic Function
Ventricular Interaction
Right ventricular function must be put into the context of its direct and indirect
interactions with LV function. Direct interaction, or ventricular interdependence, is
defined by the forces that are transmitted from one ventricle to the other ventricle
through the myocardium and pericardium, independent of neural, humoral, or circu-
latory effects [79]. Diastolic ventricular interaction refers to the competition for space
within the indistensible pericardium when RV dilates, which alters LV filling and
may be a cause of inadequate cardiac output response to metabolic demand. Right
heart catheterization and imaging studies have shown that in patients with severe
pulmonary hypertension, pulmonary artery wedge pressure and LV peak filling rate
are increased in proportion to a decreased RV ejection fraction [80]. Systolic interac-
tion refers to positive interaction between RV and LV contractions. It can be shown
experimentally that aortic constriction, and enhanced LV contraction, markedly
improves RV function in animals with PAB [81]. Similarly, in electrically isolated
ventricular preparations in the otherwise intact dog heart, LV contraction contributes
a significant amount (~30 %) to both RV contraction and pulmonary flow [82]. This
is explained by a mechanical entrainment effect, but also by LV systolic function
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Fig. 2.5 Pathophysiology of right ventricular (RV) failure. The magnetic resonance images show
the evolution from homeometric to heterometric adaptation of RV function in advanced pulmonary
hypertension. The echocardiographic images show an improved ventricular diastolic interaction
with reversal of the transmittal flow E and A waves, indicating improved left ventricular diastolic
function with diuretic therapy. Numbers indicate the targets of therapeutic interventions: (1) pul-
monary vascular resistance, (2) contractility, (3) diastolic interaction. and (4) systolic interaction.
EDV end-diastolic volume
2 Physiology of the Right Ventricle 35
Perspective
In 1989 John (Jack) Reeves called a greater investment in research to explore the
pathophysiology and pathobiology of RV failure in pulmonary hypertension. It was
already known at his time that pulmonary hypertension is a common complication
of cardiac and pulmonary diseases, and that symptoms, exercise capacity and
outcome in the patients are considerably influenced by RV function. Yet, he deplored
that the RV was getting insufficient attention in clinical and basic research pulmo-
nary circulation programs [84]. Since then we have made progress, but not quite
enough. There is much more work to do and more to be learned [46, 85].
The first is to improve the translation to the intact heart of newly discovered molecu-
lar signaling pathways related to maintained or failing RV function in various models
of pulmonary hypertension. This will require more measurements of systolic and
diastolic function using pressure–volume relationships. As reviewed in the present
chapter, the knowledge is available and should be more extensively applied.
The next priority is to improve RV function phenotyping in clinical research.
Invasiveness of measurements is an obstacle to much needed faster progress. Experts
in imaging and clinical physiologists are therefore urged to collaborate in the devel-
opment of validated noninvasive methods of evaluation. This will be indispensable
to improved definition of the biological determinants of RV adaptation to various
pulmonary hypertensive states, and targeted therapeutic innovation.
Acknowledgment Figure 2.2 was redrawn by Louis Handoko from source data reported in Ref. [31].
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Chapter 3
The Neonatal Transition of the Right Ventricle
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42 M.V. Di Maria and S.H. Abman
Fig. 3.1 Physiologic changes in the right ventricle during the transition from fetal to neonatal life
Table 3.1 Maturational change in the right ventricle in the fetus, newborn, and infant
Fetus Neonate Infant/adult
Myocardial Larger non-contractile Persistence of increased Increased RV chamber
structure mass, randomly oriented RV mass size, decreased wall
myofibers thickness
Preload High resting myocardial Persistence of relatively Increased compliance,
tension, with decreased poor compliance decreased filling
compliance pressures
Afterload Systemic RV afterload, Decreasing afterload Continued decrease in
ejecting into the aorta via following ductal closure afterload over the first
the ductus arteriosus and gaseous inflation 6 weeks of life
of the lungs
Contractility Decreased contractility due High contractility due to Decreased adrenergic
to structural immaturity increased adrenergic tone tone, with greater
and calcium metabolism contractile reserve
Cardiac RVCO 1.2–1.5× greater 30 % decrease in RVCO RVCO = LVCOa
output than LVCO with closure of the PDA
and PFO
Substrate RV free wall perfusion Decreased RV blood flow Transition to fatty
utilization exceeds that of the LV and oxygen consumption acids as the primary
Primary fuel source: fuel source
carbohydrate
a
Absence of any shunt lesions. RV right ventricle, PVR pulmonary vascular resistance, RVCO right
ventricular cardiac output, LV left ventricle, PDA patent ductus arteriosus, PFO patent foramen ovale
in utero, the left and right ventricles are functionally coupled prior to birth (Fig. 3.2).
The RV serves as the “systemic ventricle” in utero, as most of the RV output crosses
the widely patent DA and provides 2/3 of combined ventricular output (CVO) in the
normal fetus. In fact, RV wall thickness exceeds that of the LV in fetal life, reflecting
3 The Neonatal Transition of the Right Ventricle 43
Fig. 3.2 Prenatal echocardiogram from a normal fetus, illustrating right ventricular ejection of
blood into the descending aorta via the ductus arterioles
its dominant functional role in utero. Pulmonary blood flow accounts for only
8–10 % of CVO due to the high PVR and low systemic vascular resistance provided
by the placental circulation [1–3]. Left and right atrial pressures and pressures in the
great arteries are equivalent due to the widely patent FO and DA, respectively.
Whereas pulmonary vasodilation is the central hemodynamic event during the
immediate transition, resistance of the systemic circulation rapidly increases due to
loss of the low resistance placental circulation and increased systemic vascular tone
after clamping of the umbilical cord. Thus, increased systemic vascular resistance,
the marked fall in PVR, and functional closure of the “fetal channels” account for the
progressive decrease in RV wall thickness and increase in LV mass after birth [7, 8].
Unlike changes in the RV during the normal transition, RV hypertrophy (RVH)
persists in the setting of sustained elevations of PVR due to birth at altitude, PPHN,
congenital heart disease, and other cardiopulmonary disorders.
In addition to these dramatic physiologic changes, the neonatal transition of the
RV is further characterized by remarkable cellular, molecular and metabolic adapta-
tions [9]. The fetal heart grows and develops during normal intrauterine life at low
oxygen tensions (20–30 Torr) that would induce severe hypoxic stress responses in
postnatal life, yet the fetus thrives and is well-prepared for the normal transition at
birth. Insights into mechanisms underlying the normal metabolic and functional
transition from fetal to neonatal life are not only important for better understanding
of neonatal cardiopulmonary diseases, but will also provide insights into adaptive
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44 M.V. Di Maria and S.H. Abman
and maladaptive responses in the adult RV. Finally, there is growing support for
the concept that perinatal events from fetal life may impact susceptibility for adult
disease (“fetal programming”) and the effects of epigenetic signaling on stress
responses throughout the “life course” [10, 11].
In this chapter, we discuss mechanisms underlying transition of the RV at birth,
including changes in RV metabolism, structure and function in the normal fetus;
early changes in the RV during transition at birth and postnatal adaptations; and
pathophysiologic features associated with failure of the normal transition associated
with PPHN.
The normal fetus thrives in its low oxygen environment in utero (PaO2 roughly
18–25 Torr) and this low oxygen tension is essential for normal myocardial growth,
development, and functional maturation in utero. The predominant use of carbohy-
drates for energy substrates, including glucose, lactate, and pyruvate, is a unique
feature of fetal myocardial metabolism [12, 13]. ATP generation via these relative
oxygen-sparing glycolytic pathways rather than fatty acid oxidation (FAO) repre-
sents a key strategy of the fetal heart to tolerate and thrive despite low oxygen levels
in normal fetal life [14]. This adaptive feature allows the fetal heart to be more
resistant to hypoxia-induced cell injury than the adult heart [15]. Expression of
hypoxia-induced genes, such as hypoxia inducible factor (HIF-1) and vascular
endothelial growth factor (VEGF) play central roles in modulating myocyte devel-
opment, myocardial angiogenesis, and fetal heart remodeling [16, 17].
Immediately after birth, however, patterns of substrate utilization switch to
FAO. This switch to fatty acid utilization over carbohydrates enhances the efficiency
of myocardial ATP production, a pattern that is largely sustained throughout adult
life [18]. However, myocardial metabolism remains capable of late adaptations that
allow switches in substrate utilization. Mechanisms generally involve the “Randle
Cycle,” in which FAO attenuates glucose oxidation via feedback inhibition to adapt
myocardial metabolism to different forms of nutrient supply with injury or stress
[19–21].
This normal metabolic switch at birth accompanies the expression of “adult”
isoforms of metabolic enzymes and other proteins. However, in diverse conditions,
such as hypoxia, ischemia, hypertrophy, atrophy, diabetes, and hypothyroidism, the
postnatal heart may revert to the “fetal” gene program [14, 21]. These adaptive
mechanisms are also a feature of failing heart muscle, where at a certain point, this
fetal-like reprogramming no longer suffices to support cardiac structure and func-
tion. Metabolic regulation in the postnatal heart likely plays a critical role mediating
gene expression in response to stress, which potentially protects the stressed myo-
cardium from severe functional impairment and apoptosis. That is, with stress due to
ischemia, pressure or volume overload, the RV adjusts metabolic function to switch
3 The Neonatal Transition of the Right Ventricle 45
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46 M.V. Di Maria and S.H. Abman
Fetal RV Structure
The fetal myocardium differs from that of the postnatal heart in several important
ways, shown in Table 3.1. Electron micrographs (Fig. 3.3) of the fetal myocardium
show smaller myocytes and a greater proportion of “non-contractile mass,” consist-
ing of nuclei, mitochondria, and cell membranes [12]. In fact, only 30 % of the fetal
myocardium contains contractile mass in contrast to 60 % in the adult [12]. The
diameter of fetal cardiomyocytes is only 5–7 μm, whereas adult myocytes are much
larger, roughly 15–25 μm [30]. The increase in muscle mass during gestation is
almost exclusively the result of an increase in cell numbers [30]. Fetal myocardial
nuclei are large and polyploidy is unusual. In the early gestation fetus, the longitu-
dinal orientation of the sarcomeres is more random, but the fibers become more
parallel as the fetus nears term [1–3, 12]. Evidence from studies of human fetuses
suggests that the LV and RV grow at the same rate [2, 31]. The fetal heart grows by
rapid cardiomyocyte proliferation early on in gestation, but then loses the ability to
propagate with further myocyte differentiation during late gestation. The fetal heart
responds to stress with hypertrophy of existing cardiac cells, unlike the adult cardio-
myocyte, which is in a more differentiated state and has less ability to divide.
Fetal RV Function
Preload
With regard to preload, the fetal heart operates at the upper limit of the Starling
curve (Fig. 3.4). Studies in fetal lambs have shown that a 10 % decrease in blood
volume decreases CO, whereas a 10 % increase in volume elevates atrial pressures
without changing the CO [4–6, 32, 33]. Data from animal studies have clearly dem-
onstrated that the fetal RV has a higher resting tension than the adult RV, indicating
lower ventricular compliance in utero [1–3, 12, 34]. This inability to tolerate addi-
tional preload, where even small increases in intravascular volume may dramatically
increase central venous pressure, may lead to congestive heart failure and hydrops
fetalis; this is characterized by pleural effusions, anasarca, and high perinatal mor-
tality. Interventricular interactions between the fetal RV and LV are also particularly
striking, as even small changes in LV pressure reduce RV preload [7, 8, 12].
Afterload
In utero, the RV ejects blood into the pulmonary trunk, which trifurcates into the left and
right pulmonary arteries and the ductus arteriosus (DA) (Fig. 3.5). Most of the RV output
crosses the ductus arteriosus due to high PVR, and the RV serves both the pulmonary
Fig. 3.4 Differences in the relationship between filling pressure and stroke volume in the fetal and
adult right ventricles. As shown, stroke volume is markedly increased for a given right atrial pres-
sure in the adult when compared with the fetal RV. (Adapted from Rychik J et al., [35])
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48 M.V. Di Maria and S.H. Abman
Normal
PH
PVR
Fig. 3.5 Schematic illustrating perinatal changes in pulmonary vascular resistance and blood flow
in normal and PPHN infants. (Adapted from Rudolph AM, 2004)
and systemic circulations. The aortic isthmus, the section of the aorta between the left
subclavian artery and the insertion of the DA, is narrower than the descending aorta,
which functionally separates the two circulations to a small extent [8, 9]. RV and LV
wall thickness are approximately equivalent in utero, resulting in a greater wall thickness
to radius ratio for the RV. According to La Place’s law, this results in greater RV wall
stress [10, 11, 35], and causes greater sensitivity to changes in afterload [12, 13, 36].
Due to the widely patent DA, the fetal RV is more affected by increased systemic
vascular resistance than high PVR. Acute elevations of fetal systemic blood pres-
sure reduce RV stroke volume [16, 17, 37]. Sustained elevation of systemic arterial
pressure causes striking RVH, pulmonary hypertensive vascular disease, and RV
failure in severe cases. Thus, increased fetal PVR increases the risk for PPHN at
birth, but is not sufficient in itself to cause RVH or RV failure in utero, without
associated hemodynamic stress (e.g., closure of the DA or systemic hypertension
[18, 38, 39]. Banding of the pulmonary artery (see also Chaps. 5 and 22) in fetal
sheep to simulate pulmonary stenosis causes striking RVH. Over time, some fetuses
develop a large, dilated tricuspid valve and RV, whereas others develop a hypoplastic
right AV valve and ventricle [19–21, 30]. Factors determining which pathway (RVH
or dilation with an underdeveloped RV) is followed remain uncertain.
Contractility of the fetal heart is less than that of the adult myocardium at similar
muscle lengths [12, 14, 21]. Isometric force development, including the extent and
velocity of shortening at any load, are reduced in the fetus when compared to the
3 The Neonatal Transition of the Right Ventricle 49
adult [12, 22]. This is partly due to structural immaturity of the myocardium, from
fewer sarcomeres and the lack of parallel orientation of myofibrils. Calcium man-
agement is impaired in fetal cardiomyocytes due to maturational differences in the
t-tubule system of the sarcoplasmic reticulum (SR) [21, 40]. Isolated fetal vesicles
with SR have a 60 % decrease in active accumulation of calcium, lower calcium
pump protein expression, and activity [23, 40]. Decreased sympathetic innervation
of the fetal heart and variability in adrenergic receptors also reduce fetal myocardial
contractility [8, 24]. Human RV output in utero is 1.2–1.5 times that of the LV, rep-
resenting 60–70 % of CVO [25, 35]. At 20 weeks gestation, ovine pulmonary blood
flow is around 13 % of the CVO, which increases to 20 % by 30 weeks [13, 41].
Cardiac MRI has recently been used to quantify pulmonary blood flow and oxygen
saturation in human fetuses, and these results have been consistent with past studies
[26, 42]. Flow patterns in the branch pulmonary arteries are very characteristic in
the fetus, consisting of a short period of forward flow (first third of systole), fol-
lowed by backflow, which extends throughout the remainder of systole into diastole
[8, 26]. This deflection, known as the peak early diastolic reversed flow, is due to
reflection of the pressure wave generated by the RV when it encounters high resis-
tance in the pulmonary vascular bed [5, 43] (see also Chap. 4).
Within minutes after delivery, pulmonary artery pressure falls and blood flow
increases in response to birth-related stimuli. Mechanisms contributing to the fall in
PVR at birth include establishment of an air–liquid interface, rhythmic lung disten-
sion, increased oxygen tension, and altered production of vasoactive substances.
Physical stimuli, such as increased shear stress, ventilation and increased oxygen,
cause pulmonary vasodilation in part by increasing production of vasodilators, NO
and prostacyclin (PgI2). Pretreatment with the arginine analogue, nitro-L-arginine,
blocks NOS activity, and attenuates the decline in PVR after delivery of near term
fetal lambs [27, 44]. These findings suggested that about 50 % of the rise in pulmo-
nary blood flow at birth might be directly related to the acute release of NO. Specific
mechanisms that cause NO release at birth include the marked rise in shear stress,
increased oxygen, and ventilation. Increased PaO2 triggers NO release, which aug-
ments vasodilation through cGMP kinase-mediated stimulation of K+-channels [1,
28]. Other vasodilator products, including PgI2, also modulate changes in pulmo-
nary vascular tone at birth. Rhythmic lung distension and shear stress stimulate both
PgI2 and NO production in the late gestation fetus, but increased O2 tension triggers
NO activity and overcomes the effects of prostaglandin inhibition at birth.
Changes in tone of the ductus arteriosus (DA) also play a major role in the transi-
tion at birth. Since most of RV output crosses the DA in utero, patency of the DA is
absolutely vital for fetal survival and well-being. Premature DA closure in utero
causes severe pulmonary hypertension, congestive heart failure, hydrops fetalis,
or severe hypoxemia. In contrast, an inability of the DA to close after birth may
complicate lung disease in the premature newborn with respiratory distress
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Neonatal RV Structure
After the normal transition, progressive reduction of RV mass follows the progres-
sive and sustained reduction of PVR with closure of “fetal channels,” especially the
DA, summarized in Table 3.1. With the fall in PVR, RV work decreases and RV
mass progressively decreases [45]. Conversely, the left ventricle becomes larger and
thicker-walled as a result of increased systemic vascular resistance [46]. Interestingly,
there is a disproportionate rate of change of chamber size and wall thickness post-
natally between the two ventricles. The LV becomes larger and thicker-walled faster
than the RV wall thickness falls [12, 45]. In a rat model, there is a 61 % greater
proliferation of myocytes in the LV than RV during the first 5 days of life [12, 47].
As opposed to the fetal myocardium, in which myocyte numbers increase without
changes in size, neonatal myocyte diameter increases markedly in the week after
birth [12, 46]. The capability of the RV to perform work is dependent on its blood
supply which more rapidly increases in the LV than the RV [30, 48].
Neonatal RV Function
Preload
Over the ensuing weeks, both RV wall thickness and compliance continue to morph
into the adult pattern. As a result of progressive increase in RV compliance, the new-
born heart is better equipped to tolerate additional volume with an increase in CO when
compared to the fetus, and the volume-induced increase continues with age. Infusion
of isotonic fluid in newborn sheep caused a marked increase in CO at 6-week-old
lambs in contrast with minimal changes at 1 week [49].
Afterload
After DA closure, the neonatal RV ejects solely into the pulmonary vascular bed;
thus, RV afterload is dictated solely by PVR as in the adult circulation. PA pressures
were measured in neonatal dogs and goats, confirming that RV pressures approxi-
mate LV pressure on the first day of life, but rapidly decrease to nearly half-systemic
levels over the first day of life [7]. Subsequently, there was a slower decrease over
the following 5–6 weeks, eventually reaching adult pressures. Even modest chronic
hypoxia or high flow due to anatomic shunt lesions with congenital heart disease
significantly slows this maturational decline in PVR and RV remodeling [7].
Along with abrupt pulmonary vasodilation at birth, the pulmonary arteries
undergo an immediate reorganization of the vessel wall, with endothelial flattening
and stretching of the smooth muscle layer [50]. During the early postnatal period,
the ratio of medial wall thickness to the external diameter progressively falls [25].
A concurrent increase in lung arterial and microvascular proliferation occurs in par-
allel with the growth of new lung units, markedly increasing the perfused surface
area and further reducing PVR [25, 51].
Ventriculo-arterial coupling of the RV to the pulmonary arterial tree differs in
important ways from coupling of the LV and aorta. Coupling refers to end-sys-
tolic RV elastance (Ees) divided by the pulmonary arterial elastance (Ea); this
ratio is obtained by constructing pressure–volume loops and varying the preload
and contractility of the myocardium (see Chap. 2). The Windkessel properties of
the aorta, the ability of the walls to expand and recoil, results in very efficient
energy transfer. Conversely, the short, proximal large vessels of the pulmonary
arterial tree are responsible for the finding that a significant (30–40 %) amount of
the energy is not converted into flow [52]. Current data on the maturational
changes of RV-PA coupling during development and in childhood pulmonary
vascular diseases are limited.
As discussed above, fetal and newborn RV compliance are similar in the initial
hours to days after birth, which means that additional preload will not significantly
augment CO, and that newborn infants are primarily reliant on heart rate in order
to increase CO, especially with acute stress. When adjusted for afterload, LV
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52 M.V. Di Maria and S.H. Abman
Neonatal RV Metabolism
Oxygen consumption per unit weight of myocardium is similar in fetal and adult
hearts, but slightly higher in neonates. Myocardial oxygen consumption is propor-
tional to stroke work, which is equal the area bounded by the pressure volume loop.
RV stroke work drops rapidly due to the decrease in output and PVR at birth [26].
Notably, coronary venous blood, which can be readily used to measure LV oxygen
consumption as the LV drains to the coronary sinus, cannot be measured from the
RV, as it drains directly into the cardiac chambers via the thebesian veins. It is not
clear how quickly after birth the predominant fuel source shifts from carbohydrate
to fatty acids as the primary energetic substrate occurs [8]. In comparing fetal and
early neonatal sheep, gestational age-related differences were not found in the
efficiency of myocardial ATP production or mitochondrial function [12].
Conclusions
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Chapter 4
Advanced Imaging of the Right Ventricle
Titus Küehne
CMR offers several imaging methods that are used in clinical routine and research
for the assessment of the RV. State-of-the-art clinical methods and emerging tools
that form part of current research are briefly described in this section.
Cine CMR is one of the most frequently used methods for the quantitative assess-
ment of phasic RV volumes and muscle mass. In addition, cine MRI provides the
data that can be used in more sophisticated postprocessing methods: similar to tis-
sue Doppler echocardiography, feature tracking allows to measure myocardial
deformation. In addition cine MRI data can be used for computing pressure–volume
relations or they form the anatomical boarders for intraventricular flow analysis or
electro-biomechanical modeling.
Cine MRI of RV anatomy and function is acquired in a relatively well-
standardized multiphase multisclice approach with typically 25 phases per cardiac
cycle and slice thickness of 8 mm in adults and 6 mm in the young [1, 2]. Current
research focuses on the acquisition of ventricular volumes and mass using fast 3D
techniques that can acquire all information within one single breathold [3, 4].
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58 T. Küehne
The current technical standard for cine CMR is steady state free precession pulse
sequences that can be applied using 1.5 and modern 3.0 T scanners [5–7]. At 3.0 T,
care must be taken to avoid artifacts, because increased susceptibility and B0-field
inhomogeneity at higher field strengths such as 7.0 T broaden the sensibility to
off-resonance [5]. On the other hand, high field strengths yield the promises to
noninvasively study myocardial anatomy at a microscopic scale.
Blood flow analysis conventionally focused on the blood flow within arterial or
venous vasculature. Novel methods that will be detailed below allow to study blood
flow within the heart chambers (Fig. 4.1). MRI assessment of blood flow is based on
phase-contrast or “velocity encoding” techniques (VEC CMR).
Fig. 4.1 Representative intraventricular blood flow profiles of the right (RV) and left ventricle
(LV) at diastole and systole in a healthy control. The main trajectories of blood flow are indicated
4 Advanced Imaging of the Right Ventricle 59
In RV disease, one of the most frequent clinical applications of VEC MRI is the
assessment of RV volume or pressure overload due to valve dysfunction (regurgitant
fraction), pressure gradients, or shunt volumes. The current gold standard is to
measure blood flow through one single 2D plane; this can be measured using 1.5
and 3.0 T scanners [8, 9]. 2D VEC CMR was shown in various studies to be a
robust tool to quantify blood flow velocity profiles and derived volumes yielding
low inter- and intraobserver as well as low inter-study variability [2, 8, 10]. Flow
measurements can be performed during a breathold or even in real time [11, 12].
However, the accuracy of VEC MRI has several technical limitations. These
include, amongst others, spin dephasing in chaotic turbulent flow [13, 14]. The
method’s reliability can be impacted in vessel segments with local chaotic flow, for
example, due to vessel narrowing [15, 16]. A limited spatial resolution can restrict
its use in small moving vessels like the coronary arteries. In addition, the assess-
ment of pressure gradients using the simplified Bernoulli equation can induce
errors, because this equation can only be applied, like in Doppler echocardiography,
to nonviscous fluids. Only the convective and transient effects can be considered but
not the viscous loss and turbulent ones. Because the pressure drop in stenotic vessel
segments is mainly affected by the momentum loss due to vortex formation behind
a stenosis, it is well resolved by the Pressure-Poisson equation.
Recently, four-dimensional flow applications (4D VEC CMRI) that measure
flow velocities in a three-dimensional volume were introduced and validated [17,
18]. The validity of 4D compared to 2D VEC CMR for measuring quantitative flow
was shown [19, 20]. The theoretical advantages of 4D versus 2D VEC CMR are
manifold because flow analysis in the areas of interest is done during postprocess-
ing. Therefore, time consuming and sometimes error prone selection of 2D image
planes is omitted [19, 21]. In addition, velocity profiles are measured in all three
dimensions which enables us to derive a multitude of new parameters like relative
pressure-maps or wall-shear stress {Markl, 2010 #3} [22–24].
In addition, the analysis of 4D blood flow opens new doors for the noninvasive
assessment of pressure fields (maps) [17, 25]. This method provides time-resolved
blood flow velocities in a three-dimensional volume that can cover the entire heart
and great arteries. From these velocity fields, dynamic pressure differences can be
computed by solving the Pressure-Poisson equation [25].
Fig. 4.1 (continued) by the arrows and there are important differences between the RV and
LV. The filling of the LV resembles the filling of a wine glass, where during RV filling the majority
of blood is directed towards the outflow tract. Filling patterns and associated loss of kinetic energy
are substantial in disease (see other figures)
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Fig. 4.2 Diffuse fibrosis of the myocardium as visualized and quantified by T1-mapping
techniques
4 Advanced Imaging of the Right Ventricle 61
Impaired high-energy phosphate metabolism may play a critical role in the patho-
genesis of RV failure due to PAH. However, due to technical and sensitivity reasons,
the use of 31P-MR spectroscopy to characterize the energy metabolism of the right
ventricle in the human heart does not yet play a significant role [48]. Higher field
strength and improved techniques may in the future allow MR spectroscopy to play
a role in the assessment of patients and their response to therapies. With the latest
advancements in 3 T and even 7 T MR technology, multi-voxel spectroscopic
(chemical shift) imaging of phosphorous metabolites for the right ventricle comes
into reach. This would allow us to investigate cellular energy metabolism and clarify
some of the pathophysiologic mechanisms which underlie the different phenotypes
of right ventricular dysfunction and failure. The evaluation of metabolic pathways is
also the subject of the nuclear medicine techniques described in Chap. 13.
MR angiography and 3D whole heart (3DWH) imaging are widely used in the clini-
cal routine to define the anatomy of the RV and the thoracic vessels. The latter tech-
nique does not require contrast media. This is of interest because in patients with
renal failure gadolinium based contrast media can induce nephrogenic systemic
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62 T. Küehne
fibrosis, which appears to occur with a lower incidence in children [49]. MR angiog-
raphy is a fast and precise method for visualizing the pulmonary vasculature. 3DWH
is more time consuming but provides also information about the intracardiac anat-
omy, including the proximal coronary artery; this is particularly important when
planning percutaneous pulmonary valve replacement. 3DWH also offers the oppor-
tunity to visualize a complex anatomy in the form of virtual or printed cast models
that can be of value for the planning of surgical treatment (Fig. 4.3) [50].
Diffusion-tensor imaging allows us to visualize and quantify the 3D architecture
of myocyte chains (fibers) (Fig. 4.4). This non-destructive method offers unique
opportunities to study the biomechanical properties of the ventricles [51]. Recent
studies showed that the RV lacks the extensive zone of circular myocytes seen in the
mid-portion of the left ventricular walls. Without such structural support, the right
ventricle is ill equipped to sustain a permanent increase in afterload [52]. Because
of its long image acquisition time, DTI cannot be applied in the beating heart. Still,
this method is valuable for studying the pathophysiology of the RV.
Image based modeling methods have an enormous potential. Pushed to their present
limits they can be useful when it comes to testing patient-specific treatment strategies,
simulating the evolution of the disease and predicting the outcome of catheter
4 Advanced Imaging of the Right Ventricle 63
Fig. 4.4 Diffuse tensor MR images (DTI) of an ex vivo murine heart (top-down view). The aggre-
gated myocytes (“fibers”) are visualized for the left and right ventricle. The right panels show the
course of a bundle of selected aggregates through the myocardium (seen from top-down). DTI is
not suited for in vivo imaging but it provides valuable information that are essential to understand
the biomechanical adaptation of the RV to overload conditions. This information can be then used
and integrated into electro-biomechanical models of the heart allowing simulation of pathophysi-
ologically important conditions (right panel; Courtesy Gernot Planck, University of Graz, Austria)
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64 T. Küehne
Fig. 4.5 The figure shows the principles of blood flow simulations in a patient with aortic coarc-
tation. Large panels: computational fluid dynamic based simulation of blood profiles before, at
virtual stent placement, and after real treatment. Small panels: anatomy and the position of virtual
stents (red color). Such simulation allows to test the best type of treatment that results in optimum
flow profiles
Fig. 4.6 Image and flow based modeling of pulmonary blood flow and wall shear stress of virtual
stenting and pulmonary valve replacement. The simulation indicated that the existing pressure gradient
could be slightly decreased, however, due to the geometric constellation without improving blood flow
volumes through the right pulmonary artery. The predicted values were confirmed after treatment
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66 T. Küehne
RV Diastolic Function
The role of LV diastolic dysfunction in heart failure has been investigated and is
now appreciated. However, there is about a paucity of data regarding the contribu-
tion of RV diastolic dysfunction to failure. Several studies have observed RV stiff-
ening in the pressure overloaded RV [79–81], but in contrast to the straight forward
analysis of systolic pump function, the assessment of diastolic function requires a
much more sophisticated approach. Time–volume relations of the cardiac chambers
that can be obtained from cine MRI or blood flow measurements are suitable to
study the interplay between atrial, ventricular, and pulmonary function during ven-
tricular filling [79, 80]. In addition, after surgery, pericardial scars seem to impor-
tantly impact RV filling [82].
The analysis of time–volume curves is cumbersome and not recommended for
clinical use. Intrinsic parameters of myocardial relaxation can be determined by
end-diastolic pressure–volume relations using the same CMR approaches as
described in the section below. In addition, the assessment of diastolic strain-rates
by CMR feature tracking, tissue phase mapping, or tagging is feasible. However,
when it comes to diastolic function analysis these methods are limited due to the
relatively low temporal resolution of CMR compared to tissue Doppler techniques.
A surrogate of diastolic dysfunction may be the extent of myocardial fibrosis.
Novel T1-mapping techniques can quantify the degree of diffuse fibrosis. This
method is also described in more detail below.
Tissue deformation: Myocardial strain and strain rates can be measured by cine
CMR based feature tracking, myocardial Tagging, or tissue phase maps [39–46]. In
experimental models and in patients with RV pressure overload due to PAH, global
and regional RV strain is reduced already during the early adaptive period, presum-
ably due to hypertrophy of the RV wall [44, 47].
Pressure–volume relations: The gold standard measurements which describe ven-
tricular function and myocardial performance are the end-systolic and end-diastolic
pressure–volume relations. For research purposes such relations can be determined
by conductance or impedance catheters which measure ventricular volumes and
pressures simultaneously {Baan, 1992 #38} [83]. However, the accuracy of the RV
studies with these catheters is limited because they require a symmetrically shaped
ventricular cavity studies for volume measurements. As an alternative, CMR guided
catheterization makes use of invasive pressure measurements and combined with
cine CMR derived ventricular volumes [84, 85]. From such data end-systolic pres-
sure–volume relationships can be computed and myocardial contractility as well as
diastolic compliance can be obtained. Different CMR methods have been introduced
and validated; they either alter ventricular loading or are based on estimations from
4 Advanced Imaging of the Right Ventricle 67
a single steady-state beat [12, 84–87]. Other concepts, that may facilitate clinical
use, are fully noninvasive approximations [88, 89] or combined pressure–volume
measurements by real-time 3D echocardiography [90].
Kinetic energy: As stated above, pressure–volume relations are well established and
assess RV work load and the efficiency of the mechanical work. However, this
approach neglects important energy losses when the ventricle pumps blood into the
arterial system. During diastolic filling blood enters the ventricular chambers with a
given amount of kinetic energy. In the healthy heart, the intraventricular blood pro-
files show characteristic patterns that allow the blood to keep its momentum during
systolic ejection (Fig. 4.7). In this case, the energy loss due to uncontrolled vortex
formation is minimal. However, in the presence of valve disease local turbulence
occurs which changes the characteristic intraventricular blood flow patterns.
Moreover, in the dilated ventricle, vortex formations cause a significant loss of the
kinetic energy which makes up an important part of the total energy consumed by
the blood pumping heart (Fig. 4.7) [91–93]. The energetic efficiency is therefore
directly determined by pressure load, chamber size, and blood flow kinetics.
This should be kept in mind when designing a treatment plan in order to prevent
the transition from compensated RV dysfunction to frank failure.
Fig. 4.7 The graphs show representative RV time–volume curve (time normalized), blood flow
kinetic energy (KE) curves (in mJ) of a healthy control, and a patient with Tetralogy of Fallot. The
patient had dilated RV due to pulmonary regurgitation (PR). There is substantial increase of energy
loss in the diseased RV. The left panels show color coded 4D flow velocities during mid-diastole
and early systole measured by velocity-encoded MRI. High velocities (red color) represent high
kinetic energy of the flowing blood. The images illustrate nicely that in the patient there are high
kinetic energies due to pulmonary insufficiency. In addition, the mobilized kinetic energy at sys-
tole is much higher than in the control
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68 T. Küehne
and validated for simultaneous assessment of VEC MRI flow and invasive pressures
[99, 100]. Current directions go to combine MRI flow with sequentially obtained
pressures from right heart catheterization [102]. The time window should be small
and physiologic condition (e.g. volume loading) similar between the two studies. An
estimate of pulmonary resistance may also be noninvasively derived from MRI flow
measurements [103].
The distensibility of given pulmonary vascular segments is the difference in the
vessel cross-sectional area during diastole and systole and can be measured by
Echocardiography or cine MRI. Combining distensibility with flow derived param-
eters allows the calculation of vascular compliance or stiffness, a parameter that has
been shown to predict mortality in PAH [104]. This approach uses pulse wave
velocities that are either based on the transit time of flow or the flow area [105]. The
assessment of total pulmonary vascular compliance is a valuable and more global
index of pulmonary vascular function that requires assessment of high fidelity inva-
sive pulse pressures [106].
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Part II
Congenital Abnormalities
Chapter 5
Subpulmonary Right Ventricle in Congenital
Heart Disease
Electronic supplementary material: Supplementary material is available in the online version of this
chapter at 10.1007/978-1-4939-1065-6_5. Videos can also be accessed at http://www.springerimages.
com/videos/978-1-4939-1064-9.
C. Apitz, M.D. • H. Latus, M.D. • D. Schranz (*)
Department of Pediatric Cardiology, Justus-Liebig-University,
Feulgenstrasse 12, Giessen 35392, Germany
e-mail: christian.apitz@paediat.med.uni-giessen.de; heiner.latus@googlemail.com;
dietmar.schranz@paediat.med.uni-giessen.de
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80 C. Apitz et al.
Fig. 5.1 (a) Prenatal ultrasound performed in a fetus of 30 gestational weeks depicts a four-
chamber view with a tripartite right ventricle. (b) Two weeks later in the 32 gestational week, the
dysfunctional right ventricle was bipartite
(Fig. 5.2a–f, Video 5.1). As a consequence of the balloon dilated pulmonary valve,
the right ventricular pressure fell from above systemic to about 60 % of the
systemic level, a gradient across the pulmonary valve of 15 mmHg resulted with a
regurgitation of 1–2° and the extremely compromised right ventricular function
recovered (Videos 5.2a and 5.2b). Moreover, the pulmonary blood flow was sup-
ported by the slightly collapsed but hyper-contractile RV and by a left-to-right shunt
through the stented ductus arteriosus. The hypothesis underlying this procedure is
that the right ventricle has the potential for re-development of its tripartite shape
and should be able to maintain the cardiac output at least under resting conditions.
If indeed such a restoration of the RV morphology and function can be achieved,
atrial septum defects (ASD) as well as a malfunctioning pulmonic valve may be
treated in the future by percutaneous device closure of the ASD as well as by valve
replacement (Fig. 5.3). However, in the case of insufficient right ventricular growth,
one-and-a-half circulation by combining direct superior caval vein right pulmo-
nary artery connection (Glenn-shunt) with a preserved right ventricular left
pulmonary artery connection might be an additional option [7], instead of a Fontan
circulation via a total cavo-pulmonary connection (Fig. 5.3).
We wish to summarize as follows:
5 Subpulmonary Right Ventricle in Congenital Heart Disease 81
Fig. 5.2 (a) Shows the right ventricular angiography in the lateral 90° plane; the ventricle is still
bipartite (see Video 5.1), the pulmonary valve nearly completely closed. After crossing the valved
membrane the right ventricular pressure decreased from supra- to sub-systemic pressure values by
gradual balloon dilatation using a 5 mm (b), followed by a 7 × 20 mm balloon. The coronary sup-
port wire placed via the ductus in the descending aorta (DAO) was then used for duct stenting (c).
Right ventricular pulmonary unit and the duct were delineated by angiography performed with
hand-injected contrast medium (d). Based on the calculated length and width of the duct, a
4 × 20 mm Liberte premounted coronary stent was uneventfully implanted (e, f)
The well-developed right ventricle has a triangular shape with tripartite mor-
phology (inlet, trabecular, and outlet part). In addition to a genetic disposition,
blood flow is a major determinant of RV growth. During fetal life and immedi-
ately postnatally the right ventricle can change from tri- to bi- and perhaps a uni-
partite morphology, and the latter may be associated with right ventricular
dependent coronary blood flow disturbances, including coronary obstructions
(Fig. 5.4, Video 5.3). In such circumstances the only therapeutic option is heart
transplantation.
However, the postnatally fully adapted and fully developed adult tripartite right
ventricle has a three times greater compliance when compared to the left ventricle
because of its three times thinner right ventricular wall diameter. The morphology
of the RV is further characterized by a “moderator-band” (Latin “moderare” = con-
tain) containing right ventricular dilatation, by the tricuspid valve, which has a
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82 C. Apitz et al.
Fig. 5.3 Shown is a one-and-half (1.5) circulation with superior caval vein connection to the right
pulmonary artery and antegrade flow through an obstructed right ventricular outflow tract, in
which a melody-valve was implanted percutaneously. The passive laminar flow within the right
lung was protected against the pulsatile flow of the right pulmonary circulation by a surgical pul-
monary banding. PAP pulmonary artery pressure, PPVI percutaneous pulmonary valve implanta-
tion, RVP right ventricular pressure
Fig. 5.4 Shown is a cartoon in which different morphologies of the right ventricle associated with
pulmonary atresia (PAT) and intact ventricular septum are summarized. (a, b) Shows a tripartite
right ventricle with an option of biventricular repair, (c) demonstrates a bipartite right ventricle
with and (d) a unipartite ventricle, respectively. Reprinted with permission from Myung K. Park.
In: Pediatric Cardiology for Practitioners. Mosby Elsevier; 5th edition 2008
5 Subpulmonary Right Ventricle in Congenital Heart Disease 83
Fig. 5.5 Depicted is a four-chamber view (MRI) in an adult patient with restrictive cardio-
myopathy in whom a small atrial communication was performed by transcatheter technique to
reduce left atrial pressure and the increased pulmonary artery pressure; the left atrium is still domi-
nant, the PA-pressure decreased to normal values; In addition, the relationship of the mitral to tri-
cuspid valve becomes demonstrable; the insertion of tricuspid valve at the ventricular septum is
more apically positioned
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Fig. 5.6 Characteristics of structure and function of the newborn heart. The newborn heart has the
capability for hyperplasia and angiogenesis, and self-renewal
Fig. 5.7 Right ventricular (RV) failure might be caused by myocardial disease as ischemia, vol-
ume overload, high afterload, or all of these components together. CHD congenital heart disease,
PH pulmonary hypertension, PR pulmonary valve regurgitation, TR tricuspid regurgitation
5 Subpulmonary Right Ventricle in Congenital Heart Disease 85
Three of the most common lesions associated with RV volume overload are: atrial
septum defects, significant pulmonary and tricuspid valve regurgitation.
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86 C. Apitz et al.
in patients with tricuspid and pulmonary valve atresia, stenosis, or severe insuffi-
ciency, as in the Ebstein anomaly.
An RV with normal anatomy tolerates volume overload due to an ASD well for
many years. Symptoms caused by a significant atrial shunt are related to its patho-
physiology, i.e., in young children a left-to-right shunt leads to active pulmonary
hyperemia, which is responsible for pulmonary infections during infancy and early
childhood and for the exercise intolerance of the adolescent. However, the exercise
intolerance is in the beginning due to the limitation to increase the systemic blood
flow—as during heavy exercise. The flow through the lungs is likely limited by a
ratio of Qp/Qs ratio in a range of 3:1 at rest, and the regulating variable Qs of about
3.5 L/m2 × min. If there is no intrinsic LV diastolic dysfunction, acquired diastolic
LV dysfunction occurs infrequently before the second decade of life. The same is
true for the ASD associated with PAH. However, decades of volume overload can
5 Subpulmonary Right Ventricle in Congenital Heart Disease 87
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88 C. Apitz et al.
pulmonary valve is held in a closed position by still high pulmonary vascular resis-
tance and a pulmonary-aortic communication established by the ductus arterio-
sus; an open duct might be lifesaving, but the closed pulmonary valvular leaflets can
develop to a morphological pulmonic stenosis or even atresia. The right atrium
dilates in response to tricuspid regurgitation and becomes thin, and right-to-left
shunting increases through the foramen ovale. Lymphatic flow is high due to the
presence of high venous pressure, and the intravascular oncotic pressure (due to low
fetal albumin) combine to produce a fetal hydrops. As a consequence of the
described sequence of events, neonates who survive fetal heart failure, often present
with profound cyanosis, and may require prostaglandins to maintain adequate flow
of blood to the lungs during the early neonatal period when pulmonary resistance is
high. In this situation, it is necessary to distinguish a functional from an anatomic
PAT. Children with functional atresia can possibly be weaned off prostaglandins
while maintaining adequate oxygen saturation as the pulmonary resistance falls.
In neonates that cannot be weaned from prostaglandins, or in those with anatomic
PAT, it is necessary to construct a systemic-to-pulmonary shunt to maintain ade-
quate pulmonary blood flow by generating a surgical shunt or, as in our institution,
by duct stenting [25, 26].
In addition to the described scenarios, severe tricuspid valve regurgitation is even
rarely associated with a significant pulmonary valve regurgitation, which leads to
pulmonary run off from the aorta through the duct, pulmonary artery, low pressure
right ventricle and atrium; low cardiac output lastly leads to death, if the pulmonary
valve is not immediately closed by surgical ligation or by transcatheter device
placement.
Figure 5.10a, b shows chest film images from a newborn with Ebstein’s anomaly
and respiratory failure. Right atrial plication in order to reduce the volume of the
atrialized right ventricle might improve the lung volume.
In the older patients with Ebstein’s anomaly depending on the progressiveness of
symptoms, a variety of surgical options exist to repair the malformed tricuspid valve
Fig. 5.10 Shown is a chest X-ray (anterior-posterior view) of a newborn with Ebstein’s anomaly
before and after right atrial reduction plasty with impressive improvement of the lung volume
(Video by Dr. Grohmann, Department of Pediatric Cardiology, Freiburg)
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90 C. Apitz et al.
Fig. 5.11 MRI pictures of an enormously dilated RV in Diastole and Systole as well as a bidirec-
tional Glenn-anastomosis to unload the volume overloaded right ventricle due to a high degree of
Ebstein tricuspid valve regurgitation
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92 C. Apitz et al.
intrinsic abnormalities of the pulmonary arterial wall also contribute to the pulmonary
artery dilatation. Interestingly, post-stenotic dilatation of the pulmonary artery is
rare in patients with dysplastic pulmonary valves. RV failure is rare and most
patients with pulmonary stenosis remain asymptomatic for many years, even when
the stenosis progresses from moderate to severe. Ever since percutaneous balloon
valvuloplasty was introduced in 1982, it has become the treatment of choice for
patients with valvular pulmonary stenosis. Balloon dilation is recommended for
patients with a peak instantaneous Doppler pressure gradient >50 mmHg or a mean
Doppler pressure gradient >35 mmHg [38]. Long-term outcome after balloon
valvuloplasty is excellent, with a low rate of restenosis, whereas significant pulmo-
nary regurgitation is rare [39]. Surgical treatment is warranted in patients with
dysplastic valves in which balloon valvuloplasty is not successful or in patients with
sub- as well as supra-valvular obstructions.
Associated heart or vessel malformations are mostly protective in regard to a
critical cardiocirculatory collapse. The outlet of the subpulmonary morphologically
right or left ventricle might be obstructed in association with various other heart
defects. Well known is the combination of infundibular stenosis, right ventricle
hypertrophy combined with a subaortic, malalignement ventricular septum defect
(VSD) and ante-positioned dilated aorta. More than 125 years ago, Étienne-Louis
Arthur Fallot described in detail the four anatomical characteristics in “blue babies,”
which are well known as “Tetralogy of Fallot.” In this context the intra-cardiac
5 Subpulmonary Right Ventricle in Congenital Heart Disease 93
Fig. 5.13 Shown are differently developed central pulmonary arteries, which are found in associa-
tion with pulmonary atresia and ventricular septal defect (PAT+VSD). (I) PAT+VSD associated
with well-developed central pulmonary arteries have a similar chance for corrective cardiac sur-
gery as a classical Fallot-Tetralogy constellation with severe infundibular as well as pulmonary
valve obstruction. (II) Demonstrates slightly underdeveloped native pulmonary arteries, which can
be postnatally resuscitated by a Blalock-Taussig (BT) shunt or by duct stenting. (III) A severe
hypoplastic native pulmonary artery system associated with major aorto-pulmonary collaterals
(MAPCAs), which supply some pulmonary segments as single or as dual source. (IV) 15–20 % of
PAT+VSD is associated with missing native central arteries, in which the lung segments are exclu-
sively perused by MAPCAs. This morphology demonstrates that central and distal pulmonary
arteries of the lung segments are embryologically different programmed. Surgical unifocalization
of all MAPCAs with connection to the right ventricle by a conduit might be one therapeutic option.
Modified from Aldo R. Castaneda, Richard A. Jonas, John E. Mayer, Frank L Hanley. In: Cardiac
surgery of the neonate & infant. Saunders; 1st edition 1994
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94 C. Apitz et al.
Fig. 5.14 (a) The schematic depicts the pulmonary and systemic circulation as it can be found in
a patient with severe idiopathic pulmonary arterial hypertension (iPAH). The normal relationship
between the right atrial (RA), right ventricle (RV), left atrial (LA), and left ventricle (LV) based on
a balanced Qp (pulmonary blood flow) to Qs (systemic blood flow) is severely compromised by
high precapillary pulmonary hypertension (Rp > Rs). Right-sided hypertrophy and dilation with
congested systemic veins (C) are associated with an interatrial, and in particular interventricular
septum shift to the left, which might compromise the left ventricular inflow and left ventricular
cardiac output even at rest. (b) Shows the four-chamber view of the heart of an 18-year-old man,
who is treated since 15 years with continuous epoprostenol infusion. The right ventricle is adapted
after years of supra-systemic pulmonary pressures. The interatrial and interventricular septum is
shifted to the left (LVEI, left ventricular eccentricity index of 0.6) in both systole and diastole. In
case of deterioration a right-to-left shunt at the arterial level (Potts-like, see Chap. 7) is planned,
should the functional status become worse
Patients with uncorrected cardiac defects which result in left-to-right shunting are
at risk of developing PAH, owing to the increased shear stress and circumferential
wall stretch induced by increased pulmonary blood flow and pressure, which lead to
endothelial barrier dysfunction and progressive vascular remodeling [47]. One
question always rises: is the increased vascular resistance based on a loss of the
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Fig. 5.15 Treatment of acute right heart (RV) failure in children can be in principle adapted to
therapeutic strategies in adults, but with some specifies as younger the patient’s age. The first step
of treatment is always focused on the age-dependent coronary perfusion pressure (difference of the
diastolic systemic blood pressure (SAP) and sinus coronarius, right atrial pressure, CPP). As long
as a sufficient CPP is not established or any other reason for right ventricular ischemia is excluded,
so far all other treatments cannot be successful. However, in most situations of acute right heart
failure an orchestra of therapeutic goals has immediately to be established. To establish a sufficient
CPP by norepinephrine combined with blocking of an induced tachycardia by a β-blocker or
alpha-2 receptor stimulator is not a paradox, but a highly sufficient strategy. In case of a too short
diastolic time a sufficient inotropic response of the right ventricle might be missing as well as
achievement of an adequate SAP by a sufficient time for the left ventricular preload. Therefore,
PDE-3-inhibitor (milrinone), and in particular in children the use of a calcium-sensitizer (levosi-
mendan), and even the application of calcium in newborns and infants are inotropic drugs of the
first choice, instead or in addition to a catecholamine therapy. Norepinephrine is used as a vasocon-
strictor for CPP; this drug seems to be ten times more effective than dopamine [51] by looking at
its effects on the relation of SAP to PAP (pulmonary artery pressure). In addition, the systolic and
in particular diastolic dysfunctional right ventricle is preload dependent because of its reduced
compliance, which is in a healthy newborn even physiologically present. Volume challenge by
Ringer’s solution or blood transfusion in case of anemia is even a “first step” of resuscitation.
However, the immediate effect on the systemic arterial blood pressure has to be observed. Blood
pressure increase might be a positive clinical sign, and decrease a clinical sign of the need for
(additional) inotropic support. In this context echocardiographic guidance of all, and in particular
acute therapeutic manipulations have to be recommended (continuous bedside ECHO). Afterload
influencing drugs are indicated in nearly all-acute causes of RV failure based on a precapillary
mechanism, including thrombo-embolism. Intubation and high FiO2, pH buffering are indicated as
well as precapillary dilative drugs (Prostanoids, PDE-5-inhibitors, NO). However, mechanical
strategies should be considered early and not too late. In anecdotal cases atrioseptostomy, mechan-
ical thrombolysis by balloon dilatation, thrombolysis and thrombus removal by different catheter
techniques, as well as local thrombolysis were successful; the same is true for immediate establish-
ing of ECMO (extra-corporal membrane oxygenation) and RVAD or BIVAD (assist device) were
able to save life even in kids. To transfer the patient from an acute life-saving therapy to a chronic
patient but with the chance for surviving ventriculo–ventricular interactions might be an important
point for success. RV function and in particular dysfunction depends on the relationship of sys-
temic to pulmonary circulation but even a support for an improvement of the intra-cardiac relation-
ship, which includes the atrial and ventricular septum (Fig. 5.13a, b)
5 Subpulmonary Right Ventricle in Congenital Heart Disease 97
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98 C. Apitz et al.
3. Three of the most common lesions associated with RV volume overload are:
ASD, significant pulmonary valve regurgitation, and significant tricuspid
regurgitation.
4. Two major models exemplifying pressure overloading of the RV are: RV out-
flow tract obstruction and pulmonary hypertension.
5. There is growing evidence that RV dysfunction develops in many of the CHD
patients and accounts for the considerable morbidity and mortality. RV function
in many forms of CHD needs close surveillance and timely and appropriate
intervention to optimize outcome.
6. Due to its shape the assessment of RV function remains challenging, often
requiring a multi-imaging approach and expert investigation of special studies
(echocardiography, magnetic resonance imaging, invasive assessment with
angiography or pressure-volume loop-catheters).
7. In addition to the systolic RV function, diastolic function has a similar rele-
vance. For example, in patients after a repair of Tetralogy of Fallot, the so-
called “restrictive physiology” may lead to diastolic dysfunction and may affect
long-term outcome. Furthermore, right ventricular pulmonary arterial coupling
of the volume overloaded RV may affect systolic and diastolic function.
8. Atrial and ventricular arrhythmias can be a consequence of chronic pressure
or volume overload or can be due to surgical interventions and may lead to
sudden death.
9. Pediatric pulmonary hypertension is very different from PH in adults. The most
frequent reason for the development of pulmonary hypertension in children is
CHD; however its prevalence has decreased during the last decade due to the
recent advances in congenital heart surgery and interventional catheterization
procedures.
10. Eisenmenger syndrome represents the most advanced form of PAH associated
with CHD. Survival of Eisenmenger patients is much longer than of patients with
idiopathic PAH, which appears to be due to a better adapted, hypertrophied RV,
and acting of the ventricles partially in parallel fashion.
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Chapter 6
The Systemic Right Ventricle in Biventricular
and Univentricular Circulation
The right ventricle (RV) in congenital heart disease [1] can be responsible for the
support of pulmonary (subpulmonary RV), the systemic (systemic RV) or for both
circulations (univentricular RV). The subaortic positioned right ventricle (systemic
RV) belongs to congenital heart diseases with transposition abnormalities (Fig. 6.1).
Atrial-ventricular concordance combined with ventriculo-arterial discordance
defines d-loop transposition of the great arteries (d-TGA, [2]); double discordance
is characterized by a congenitally corrected l-loop transposition of the great arteries
(ccTGA, [3, 4]). The origin of both great arteries from the right ventricle is described
as a “double outlet right ventricle, DORV,” which can be associated with or without
malpositioned great arteries and thus with a subpulmonary or subaortic ventricular
septal defect (VSD) (Video 6.1). Considering the anatomic and physiologic princi-
ples of a RV in an unaffected normal circulation, it remains problematic to translate
these to a subaortic RV, which has to provide and to guarantee systemic blood flow.
The main problem relates to the systemic position of the right ventricle and
Electronic supplementary material: Supplementary material is available in the online version of this
chapter at 10.1007/978-1-4939-1065-6_6. Videos can also be accessed at http://www.springerimages.
com/videos/978-1-4939-1064-9.
H. Latus, M.D. • C. Apitz, M.D. • D. Schranz (*)
Department of Pediatric Cardiology, Justus-Liebig-University,
Feulgenstrasse. 10-12, Giessen 35385, Germany
e-mail: heiner.latus@paediat.med.uni-giessen.de; christian.apitz@paediat.med.uni-giessen.de;
dietmar.schranz@paediat.med.uni-giessen.de
Fig. 6.1 Congenital corrected Transposition of the Great Arteries (ccTGA) (a) Shows the cartoon
of atrial–ventricular discordance + ventricular–arterial discordance = double discordance. (b)
Depicted is four-chamber view of a ccTGA (atrioventricular discordance) with Ebstein-like valve
(arrows) of the systemic right ventricle, which is connected to the left atrium
tricuspid valve because these structures are not “designed” for long-term function in
a high-pressure circuit. Additionally, the morphological and physiological right–left
ventricular interactions are different when compared to normal anatomy. Under nor-
mal conditions the tripartite right ventricle with its inlet–outlet time-delayed con-
traction pattern produces in a low-pressure pulmonary circulation the same cardiac
output as the left, but by one fifth of the energy cost of the left ventricle. In addition,
the left ventricle seems to be responsible for almost 60 % of the right ventricles
function [5]. In the ccTGA morphology, the ellipsoid contraction of a systemic left
ventricle with a convex right-sided septum is changed to an underutilized subpul-
monary left ventricle where the concave left-shifted septum impacts both the ventricu-
lar and the tricuspid valve function (Chap. 5). Tricuspid valve regurgitation due to its
leaflet insertion at the ventricular septum and the pressure-driven ventricular septum
shift to the left (leftward bulging); this becomes even more pronounced in a stressed
or diseased systemic RV. Tricuspid valve regurgitation in the setting of a systemic
right ventricle is detrimental [6]. Recently published data of adults with a sys-
temic right ventricle have shown that a right ventricular end-diastolic volume above
150 mL/m2 combined with a peak systolic blood pressure during exercise identifies
patients at risk of complications within 1 year in 19 % [7]. Additionally, a major
difference persists between a systemic right ventricle adapted since neonatal life
and a ventricle which is pressure loaded later in life. Among other factors, the coro-
nary perfusion pattern has to be considered. Usually the coronary artery of the RV
in a low-pressure pulmonary circulation is perfused during systole and diastole, but
preferentially during systole. A subaortic positioned RV is exclusively perfused dur-
ing diastole. Coronary blood flow measurements in patients with ccTGA indicate
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6 The Systemic Right Ventricle in Biventricular and Univentricular Circulation 105
that the coronary flow reserve is decreased in the absence of ischemic symptoms.
The global impairment of stress flow dynamics may indicate an altered global vaso-
reactivity and quantitative changes in microcirculation, suggesting a role for both in
the pathogenesis of systemic right ventricular dysfunction [8].
In addition to the well-known detrimental effects of pressure, volume overload,
and ischemia the systemic RV has the additional problems of “After-loading—
Metabolizing—Ventricular interaction—Residual lesions.”
By definition, ccTGA, with its subaortic RV and its particular tricuspid valve (TV)
placement, supports the systemic circulation during neonatal life. Most newborns,
infants, and young children with isolated ccTGA remain asymptomatic. The diag-
nosis may be made in adult life in asymptomatic patients, usually by identifying a
systemic ventricle with RV morphology and its left-sided position; ventricular tra-
beculations, moderator band (trabecula septomarginalis, Leonardo band positioned
between interventricular septum and musculus papillaris anterior), and by TV leaf-
let insertion at the ventricular septum as well as by the slightly more apical insertion
of the septal leaflet of a morphologically tricuspid valve in comparison of the right
side positioned mitral valve (Fig. 6.1a, b, Video 6.2a). Somerville et al. [9] reported
a “natural and unnatural” history of ccTGA with two adequate ventricles managed
over a 20-year period in survivors aged from 1 to 58 years (median 20); all but 10 %
of these had additional anatomic abnormalities. Tricuspid valve abnormalities were
more prevalent in patients with symptomatic heart failure (>50 % of patients) than
those whose main problem was cyanosis (20 % patients); all dysplastic or Ebstein
valves were at least moderately incompetent. Intra-cardiac repair of the lesion leav-
ing the RV in a subaortic position was performed in the past with an early high
mortality rate of more than 20 %; the risk factors for early death or a bad early
outcome or poor result 6 months later related to a poor preoperative symptomatic
status (especially from heart failure), impaired right ventricular function, heart
block and younger age at surgery [10]. Patients with more than mild preoperative
tricuspid regurgitation (TR), whose valves were not replaced, did very poorly [6,
10]. In addition, TR is the most significant independent predictor of outcome.
However, TR strongly relates to RV dysfunction, raising the question whether
TR leads to RV dysfunction or the other way around. By contrast, the course of
patients, who were predominantly cyanotic, was more stable in early childhood and
their surgical outcome was less compromised by a poor preoperative symptomatic
status [9]. Considering the long-term outcome, RV systolic dysfunction might be
the consequence of regurgitation in those with a malformed tricuspid valve as in
Ebstein’s anomaly. It appears that the ventricular geometry and the design and func-
tion of the tricuspid valve are most important [6, 11]. However, the factors respon-
sible for intrinsic failure of the systemic RV are not understood. It is possible that
biventricular interactions are the fundamental basis for this pathophysiology [5].
106 H. Latus et al.
Therefore, some associated lesions might have protective properties others promoting
right ventricular failure. Obstructions at any part of the pulmonary outflow tract are
in a wide range protective by decreasing the rate of early or the rate of late right
ventricular failure due to an unloaded subpulmonary left ventricle. Our improved
understanding of the pathophysiology of interventricular interaction (see also
Chap. 7), has led to the abandonment of complete, gradient-free surgical resection
of any pulmonary obstruction and alternative strategies for the patients with ccTGA
are being developed. Pulmonary artery banding (PAB) is used to retrain the subpul-
monary left ventricle in order to enable a double switch operation consisting of an
atrial switch (Senning, Mustard operation) together with an arterial switch (Jatene—
operation), or by creation of an interventricular tunnel (Rastelli-like operation), but
also as a destination therapy to reverse the septal shift back to the subaortic RV with
a restoration of the tricuspid valve competency and right ventricular function [11,
12]. The question still needs to be answered whether the strategy of PAB is limited
to children or adolescents [12]. In agreement with Redington, the currently unsatis-
factory results in adults after PAB are due to imperfect banding procedures rather
than an intrinsic inability of “retraining” the more aged left ventricle [4]. Assuming
the availability of a banding device that generates a graded outflow obstruction
(adjustable banding) one can hypothesize, that the LV, weaned off systemic pres-
sures even over decades, has the chance for retraining and recovery. New percutane-
ous or Hybrid surgical- (interventional) procedures are now feasible to delay heart
or heart–lung transplantation (Video 6.2b, c). Regarding pathophysiological obser-
vations, reversible PAB is already considered as a prophylactic tool in newborns and
infants with ccTGA [13]. Postnatal adaption of the subpulmonary left ventricle
from fetal or immediate postnatal hypertension to a low-pressure circulation should
be avoided or readapted, if the subpulmonary left ventricle is already unloaded.
The risk of the procedure is low as younger the patient’s age (Fig. 6.2a, b).
Fig. 6.2 (a, b) Congenital corrected Transposition of the Great Arteries (ccTGA) in an infant who
received a prophylactic pulmonary artery banding (PAB) to prevent dilatation of the systemic right
ventricle. By the French [5] technique the PAB is balloon dilatable with the option of “growing”
and therefore hypothetical life-long effectiveness
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6 The Systemic Right Ventricle in Biventricular and Univentricular Circulation 107
Recently, Thomas Karl [14] summarized nicely the role of surgical strategies
including the Fontan circulation in the treatment of ccTGA (see also Chap. 8). He
states that the unfavorable outcome for physiologic repairs (including VSD closure,
conduit insertion, TV repair replacement, etc.) are well documented. The physio-
logic repair creates a situation similar to that of the ccTGA with intact ventricular
septum without left ventricular outflow tract obstruction (LVOTO), but with the
added potential burden of myocardial or conduction tissue injury and prosthetic
material. However, the major factor of the unfavorable postoperative evolution is the
structure of the tricuspid valve. The congenital or acquired abnormality of the TV
tends to limit the long-term functional support of in the systemic circulation. In this
context, Roger Mee at al. in Melbourne in the late 1980s was the first employed
PAB for left ventricular retraining in both concordant and discordant TGA [15].
It was noted at the time that patients who had undergone PA banding alone often had
a favorable septal shift, which in itself could reduce tricuspid insufficiency without
additional surgical procedures. Mee et al. extended the developed concept of ana-
tomic repair of TGA patients with failing Mustard or Senning operation to the pri-
mary repair of ccTGA. Additionally, Karl [14, 15] mentioned the strategy proposed
by Mavrouidis et al. [16] for cases of ccTGA with a VSD and LVOTO, which is
known as 1.5 ventricular repair. This approach may be an option that is somewhere
in between the extremes of an anatomic and physiologic repair. In this regard, the
1.5 ventricle repair appears to be an effective solution for selected cases. The LV
volume load is reduced by the use of the bidirectional cavopulmonary shunt (Glenn-
shunt) limiting the LV to PA pressure gradient, which technically constitutes a phys-
iologic repair, with a low mortality [16]. The general concept of the Fontan
circulation in potentially septable biventricular hearts is also part of Chap. 8.
In summary, ccTGA is a highly problematic malformation. The right ventricle in
ccTGA might be considered as a pure form of a systemic right ventricle [4].
Electrical disturbances, as congenital AV-block are already frequently observed in
fetal life as well as life threatening supraventricular tachycardia. In addition to
described coronary functional abnormalities [7], morphological coronary anomalies
are found in 45 % of the heart specimens [17]. Any additional volume or pressure
stress has to be considered as highly dangerous for the systemic RV. However, the
reasons for the intrinsic myocardial right ventricular failure still need to be investi-
gated. Unproportional stress forces are an increased afterload due to any aortic
valve or arch obstructions or volume overload of the systemic RV. Important seems
to be to differentiate between a volume workload caused by tricuspid valve regurgi-
tation, aortic valve insufficiency, or a right ventricle dependent left-to-right shunt.
Considering the data by Prieto et al. [6], those patients with trivial or only mild tri-
cuspid incompetence might have virtually normal symptom-free survival. Improved
knowledge of the mechanisms of systemic RV failure might also have a direct
impact on the assessment of right ventricular dysfunction in an anatomically normal
positioned RV (Chap. 5). Therefore, in the context of an unexplained or idiopathic
precapillary pulmonary hypertension, it is hypothesized that a patient with a subpul-
monary left ventricular might have a better long-term outcome, than a patient with
a morphological normal subpulmonary RV. The left ventricular structure of the
108 H. Latus et al.
d-Transposition of the great arteries (d-TGA) accounts for 2.6–7.8 % of all cases of
CHD [18] and is characterized by ventriculo-arterial discordance resulting in a par-
allel pulmonary to systemic circulation. During fetal life the parallel-connected cir-
culations and the postulated higher right ventricular output of 55 % versus 45 % of
the left ventricle seems to compensate for the relative lower oxygen saturation of the
vital organs. Discussions are still ongoing whether the d-TGA dependent relative
lower oxygen content of the fetal perfused coronary and in particular cerebral circu-
lation has negative consequences. Postnatally uncorrected d-TGA is incompatible
with life unless any communication at the venous, atrial, ventricular, or arterial level
exists, followed by a surgical switch of the circulation either at the atrial or great
artery, known as either physiologic or anatomic repair. The Mustard and Senning
operations [19, 20] have first been performed over 50 years ago and have fundamen-
tally changed the long-term perspective for these patients until Adib Jatene [21] in
Brazil was the first to perform an anatomic repair of d-TGA in 1975. The arterial
switch operation now represents the standard surgical procedure that restores
ventriculo-arterial concordance [22]. However, the atrial switch operation was the
first successful intervention allowing long-term survival of children with d-TGA. By
creating atrioventricular discordance, this procedure turned the systemic and pul-
monary circulation to work in series although the right ventricle remained in a sys-
temic position (Fig. 6.3). The majority of adult d-TGA patients are at a higher risk
of late RV dysfunction, arrhythmias, and tricuspid valve insufficiency. Moons et al.
reported actuarial survival rates at 10, 20, and 30 years of 91.7 %, 88.6 %, and
79.3 %, respectively [18]. The main concern regarding the long-term prognosis for
patients after an atrial switch operation relates to the function of the systemic
RV. The systemic RV in atrial switch patients is characterized by impaired ventricu-
lar filling, a variable pattern of interventricular interaction, ventriculo-vascular
uncoupling, and myocardial perfusion abnormalities resulting in progressive sys-
tolic as well as diastolic dysfunction [23–26]. Defining an RV ejection fraction of
≥50 % as normal, mild ventricular dysfunction can be detected in the majority of
the patients after atrial switch operations, however, in up to 10–20 % of the total
patient population RV dysfunction becomes severe [23]. Reversible and fixed myo-
cardial perfusion defects with concordant regional wall motion abnormalities occur
in the systemic RV 10–20 years after the Mustard repair for d-TGA. These may play
an important role in the development of late right ventricular dysfunction in this
patient group [24]. Derrick et al. [25] found a reduced stroke volume response to
exercise and dobutamine stress in patients after the Mustard operation, despite
appropriate responses in load-independent indexes of contraction and relaxation.
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6 The Systemic Right Ventricle in Biventricular and Univentricular Circulation 109
Fig. 6.3 MRI four-chamber view shows the intra-atrial baffle redirecting the pulmonary veins to
the anterior positioned subpulmonary right ventricle; the systemic veins are tunneled and directed
to the subpulmonary posterior positioned left ventricle
The failure to augment stroke volume was caused by impaired right ventricular
filling rates during tachycardia, presumably as a result of impaired atrioventricular
transport, intimately related to the abnormal intra-atrial pathway morphology
(baffle). As a consequence of these findings it has to be considered that atrial switch
patients have chronotropic incompetence because stroke volume decreases propor-
tionally with increasing heart rate, and this despite the use of an inotropic drug, like
dobutamine. In this context, it is mandatory to discriminate between heart failure
caused by systolic and/or diastolic myocardial dysfunction and the incompetence to
adequately increase cardiac output because of filling limitations as by an atrial baf-
fle or due to decreased diastolic compliance as observed in the Fontan circulation
(Chap. 8). Inability to increase systemic flow in the absence of ventricular dysfunc-
tion is also noted in large shunt defects and in patients with a reduced pulmonary
capillary bed (Chap. 5). However, such fundamental pathophysiological differences
as the inability to increase cardiac output despite near normal cardiac function have
to be considered with regards to pharmacological studies. Otherwise well-designed
and methodologically sound, placebo-controlled, double-blind, randomized trials
can lead to misinterpretation. In the study by Dore et al. [26] the effect of angioten-
sin receptor blockade on exercise capacity in adults with systemic right ventricles
was investigated and the authors found that losartan did not improve exercise capac-
ity or reduce NT-proBNP levels. Subsequently, the author’s general conclusion was
that the systemic RV seems to be resistant to the effect of angiotensin-converting
110 H. Latus et al.
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6 The Systemic Right Ventricle in Biventricular and Univentricular Circulation 111
The patient born with a right ventricle as the only functional ventricle responsible
for both, the pulmonary and the systemic circulation is stressed by volume and pres-
sure load. The most common form of a functionally single ventricle is the hypoplas-
tic left heart syndrome (HLHS) [32, 33]. HLHS describes the spectrum of left heart
under-development (Video 6.3), rendering the left side of the heart unable to support
the systemic circulation. Untreated HLHS is fatal. The majority of patients die
within the newborn period [32]. Current management consists of a staged palliation.
The Norwood procedure is usually performed at a few days of age, combining the
aorta and pulmonary artery and creating a systemic to pulmonary artery shunt, and
in the form of the Sano variant, aortic arch reconstruction with a right ventricular to
pulmonary artery shunt [33]. An alternative to such advanced surgical procedures is
the “Giessen Hybrid” approach consisting of surgical bilateral pulmonary banding
and duct stenting and, if necessary, manipulation of the atrial septum without the
need for cardiopulmonary bypass and cardiac arrest [34]. Later surgical stages
involve the connection of the superior vena cava with the pulmonary arteries (Glenn
anastomosis) followed by routing of the inferior vena caval flow to the pulmonary
circulation to complete the total cavopulmonary connection (TCPC), and leaving
the patient with a systemic right ventricle (see Chap. 8). During fetal life the right
ventricle takes over the function of the “missing” left ventricle. The fetal right ven-
tricle in HLHS becomes more spherical because of an increased RV diameter. This
RV is relatively reduced longitudinally, shows a circumferential deformation and an
increased reliance on atrial contraction for ventricular filling [35, 36]. Postnatally, a
double flow volume, consisting of the systemic as well as pulmonary veins, has to
cross the tricuspid valve, which makes the valve vulnerable for insufficiency. In the
context of a dilated tricuspid annulus as well as a right ventricle cavity containing
double the blood volume, the pulmonary valve annulus and pulmonary trunk are
extended. A postnatal patent ductus arteriosus is a conditio sine qua non to support
the systemic circulation via the right ventricle. The postnatal adaption with the ten-
dency of a decreasing pulmonary vascular resistance and spontaneous duct closure
due to a loss of maternal prostaglandins and due to higher blood oxygen saturation
is a risk factor for the acute deterioration and retrograde coronary perfusion. The
combined volume and pressure load persists after a stage I approach, and not before
a stage II approach. With the direct connection of the superior caval vein to the
pulmonary artery to serial circulation the systemic RV adapts with volume reduc-
tion, a preserved stroke volume and an increased ejection fraction [37]. Considering
the published data from the “Pediatric Heart Network Investigators” the presence of
a single systemic right ventricle did appear to predict worse exercise performance
and abnormalities of systolic and diastolic function [38, 39]. In addition, tricuspid
valve repair becomes relatively frequently necessary and may improve significantly
the tricuspid valve coaptation length and reduced right ventricle volume in children
with HLHS [40]. However, it remains unclear whether such a surgical approach
leads to temporary RV improvement related to reduced right ventricle preload,
112 H. Latus et al.
permanent right ventricle dysfunction from a too late repair of the tricuspid valve,
or unavoidable sequel of a right ventricle exposed to a systemic vascular resistance.
Mechanical or electromechanical interventions are currently the most promising
therapeutic strategies to improve support to the failing systemic right ventricle.
However, the results of pharmacological may be better understood in the context of
the intrinsic mechanisms of (right) ventricular dysfunction, and the context of the
different pathophysiology of operated and unoperated congenital heart disease.
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6 The Systemic Right Ventricle in Biventricular and Univentricular Circulation 113
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Chapter 7
Right Ventricle in Structural and Functional
Left Heart Failure in Children
The rationale for investigating the role of the right ventricle in children with structural
and/or functional left ventricular heart failure is based on the important interaction
of the sub-pulmonary and sub-aortic ventricle in healthy, and in particular in a failing
systemic ventricle [1, 2]. It is well known that superficial myocardial fibers are
shared and continuous between the right (RV) and the left ventricle (LV), providing
an anatomic basis for normal and abnormal ventriculo-ventricular interactions [3].
Damiano and coworkers showed in an elegant study of normal hearts, where the
ventricles were electrically isolated but mechanically intact, that under basal conditions
the LV contraction contributed more than 65 % of the work of the normal RV [4].
Therefore, under physiological conditions, the mechanical work formed on the right
side of the circulation, is a direct consequence of left ventricular contraction [4].
During the last decades a paradigm shift has occurred from a left or right-sided
“single” ventricle failure to a concept of biventricular disease regardless whether the
left or right ventricle is primarily altered [5, 6].
The first shift occurred when investigators recognized that pulmonary vascular
tone and lung vessel constriction is not only a passive phenomenon of left heart
disease, but might be associated to an “out-of-proportion” precapillary pulmonary
vascular reaction [7, 8]. However, the definition of “out-of-proportion” PH was
based on a transpulmonary gradient (TPG) calculated as the difference of mean
Electronic supplementary material: Supplementary material is available in the online version of this
chapter at 10.1007/978-1-4939-1065-6_7. Videos can also be accessed at http://www.springerimages.
com/videos/978-1-4939-1064-9.
D. Schranz (*)
Department of Pediatric Cardiology, Justus Liebig University,
Feulgenstrasse 10-12, Giessen, Hessen, Germany
e-mail: dietmar.schranz@paediat.med.uni-giessen.de
H. Latus, M.D. • C. Apitz, M.D.
Pediatric Heart Center, Justus-Liebig-University, Feulgenstr 10-12, Giessen, Germany
e-mail: heiner.latus@googlemail.com; christian.apitz@paediat.med.uni-giessen.de
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118 D. Schranz et al.
pulmonary artery pressure (PAP) and left atrial pressure, as if the TPG was not the
consequence of a pulsatile biventricular circulation but a rather non-pulsatile
“Fontan-like” circulation (see Chap. 8). Guazzi and Borlaug [7] reviewed that “in
the lung, downstream pressure (LAP) is a much more important contributor to mean
PAP, and this proportion (50 %) can become even greater in heart failure. PAP
elevation may be associated with a purely passive increase in LAP, with a normal
TPG. This hemodynamic situation seems to reflect an early development of precap-
illary vascular changes as during the transition from passive to reactive PH. The
chronicity of the transition from passive to reactive PH is highly variable between
patients and does not appear to be consistently related to the severity of the LAP
elevation. Chronically, the RV may adapt to elevated afterload with hypertrophy.
The RV and LV are connected in series, and the reduction in RV output in advanced
heart failure may lead to under filling of the left ventricle. In addition to series
effects, the right and left heart shares a common space in the pericardium, so that
changes in right heart pressure and volume may affect the left heart in parallel.” This
cross talk or coupling between the right and left sides is referred to as “diastolic
ventricular interaction.” Therefore, the definition of “out-of-proportion” pulmonary
hypertension in children needs to be clarified. In the literature, “out-of-proportion
pulmonary hypertension” (OpPH) is defined by a transpulmonary pressure gradient
(TPG = mean pulmonary artery pressure - left atrial pressure) above 12 (15) mmHg,
if there is no pulmonary venous disease]. However, this definition is in our opinion
misleading and a cause of making wrong decisions. Investigators [9] have shown
that in many circumstances the difference between diastolic PAP and left atrial pres-
sure might be low despite a TPG above 15 mmHg if the mean PAP is utilized for the
TPG calculation. This suggests that the pulmonary vascular remodeling-dependent
increase of the pulmonary vascular resistance is likely not the major cause of the
pulmonary hypertension. Therefore the TPG defined, as the difference of diastolic
PAP and LAP should be added to the definition of “out-of-proportion” PH, which is
even called as PH with precapillary component. However, it has to be noticed, that
the term “out-of-proportion” PH is also encountered in different other conditions, in
particular in children with congenital heart disease ([10]; see Chap. 5).
In addition to the passive and reactive PH in left-heart diseases, more recently
investigators have begun to consider the RV as a participant in the pathophysiology
of left-sided left heart failure [2, 9], and thus as a treatment target. Every symptom-
atic patient with primary left heart disease, for example dilated cardiomyopathy
(DCM), experiences a diastolic right heart inflow impairment before systolic right
heart failure develops as a terminal consequence of increased afterload and isch-
emic coronary perfusion. These observations and conceptual developments justify
the search for additional reversal treatment strategies in order to halt progressive left
ventricular dilation and dysfunction and in an almost paradoxical of prevention of
subsequent right ventricular failure. Accepting these new concept shifts we began to
develop new therapeutic concepts starting with small children with left ventricular
dilated cardiomyopathy (LV-DCM) as well as with restrictive and borderline left
ventricular physiology in newborns and young adults by including the right ventri-
cle in the therapeutic strategy [11–14].
7 Right Ventricle in Structural and Functional Left Heart Failure in Children 119
Heart failure of the systemic ventricle whether associated with the morphology of
left (LV), right (RV), or single ventricle (SV) is the main reason and cause of death
in children and in high-income countries, the main indication for heart transplantation
(HTX) [15].
Intrinsic mechanisms initially are compensating at rest, as long, as the right
or sub-pulmonary ventricle is not compromised by an extreme diastolic inflow
problem or by systolic dysfunction caused by an “out-of-proportion” afterload and/
or additional subendocardial ischemia.
In LV-DCM, initially the dilatation of the left ventricle preserves the stroke
volume at rest at the cost of a high end-systolic volume; in the “borderline left
ventricle” (BLV) or restrictive cardiomyopathy (RCM) proportional precapillary
pulmonary hypertension initially prevents pulmonary edema, but this is followed in
a high percentage with an “early out-of-proportion precapillary pulmonary vascular-
reactivity” which is followed by vascular remodeling.
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120 D. Schranz et al.
DCM die or receive a heart transplant in the first 5 years after diagnosis [20].
Reported freedom from death and transplantation at 1 year are 72 and 69 % and at
5 years 63 and 54 % [27, 28]. Survival rates from the time of DCM diagnosis have
been unchanged over several decades [25, 27, 28]. Thus, there is a need to pursue
additional strategies to avoid or to delay HTX in the pediatric DCM population. The
limited availability of donor organs, the medical side effects, and the reduced func-
tion of the transplanted organ with the passage of time, limit the long-term outcome
of patients after heart transplantation [20]. Alternative therapeutic options for chil-
dren with LV-DCM and advanced heart failure might be electrical re-synchronization
[29], perhaps on a compassionate basis autologous stem cell therapy [30] as well as
reversible pulmonary artery banding (rPAB), in particular in the younger patients,
as long as right ventricular function is still preserved [11, 12].
Observing the natural history of patients with a sub-aortic right ventricle (see
Chap. 6) or single right ventricle the following questions arise:
Can in a newborn, infant, or young child with LV-DCM and preserved right
ventricular function the right ventricle be surgically transformed to have an option
for a single ventricle physiology?
Does a positive myocardial stress, as pulmonary artery banding (PAB) (see
Chap. 13), exerted on the sub-pulmonary ventricle influencing the weak sub-aortic
(left) ventricle for improvement?
What are the mechanical and possibly anti-remodeling right–left heart interac-
tions beyond the mechanical aspects?
Observations of the natural life-span of neonates born with a sub-aortic right ven-
tricle, as in corrected congenital transposition of the great arteries (ccTGA, l-TGA)
or d-transposition of the great arteries (d-TGA) have clearly demonstrated the
importance of a balanced interaction between the ventricles ([31], see also Chap. 6).
A systemic RV might support a sufficient systemic circulation until adulthood, as
long as the sub-pulmonary left ventricle is postnatally prevented to adapt to a low-
pressure pulmonary circulation. Significant left ventricular outflow tract obstruc-
tions, or even pulmonary hypertension forestall systemic right ventricular dilatation
by the persistence of a high pressure LV. Misunderstanding of the pathophysiology
in the past has prompted surgeons to resect such anatomical obstructions. Currently,
PAB is used, if such an obstruction is absent. The surgical technique of PAB was
initially described more than 60 years ago [32]. Still today PAB is used to restrict
pulmonary artery blood flow to balance the systemic and pulmonary circulations in
cases of complex ventricular shunts, and in patients with a morphological right
ventricle of the systemic circulation which are candidates for an anatomic biven-
tricular repair (see Chap. 8). rPAB in corrected transposition of the great arteries
(ccTGA) is not only used for re-training the sub-pulmonary left ventricle [33, 34],
but also as an early preventative approach in newborns, to avoid severe tricuspid
7 Right Ventricle in Structural and Functional Left Heart Failure in Children 121
Fig. 7.1 Acute effect of pulmonary artery banding (PAB) in an infant with LV-DCM. (a) TEE
(intraoperative transesophageal ECHO) shown is the four-chamber view in an infant with an
extreme dilated left ventricle (LVEDd left ventricular enddiastolic diameter) and its compression
of right ventricle (RV) before surgical PAB; (b) TTE (transthoracic ECHO) short axis view shows
the PAB and the pulmonary valve (PV); (c) TEE (intraoperative) depicts the acute repositioning of
interventricular septum (IVS) immediate after banding based on the RV pressure increase, LV
volume, and preload reduction as well as improved filling of the pressure loaded RV. Not shown is
the pressure gradient reduction across the PFO caused by the PAB-induced left ventricular preload
reduction
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122 D. Schranz et al.
for re-banding. The patient should also have the chance to grow in the PAB. Acute
right ventricular adaption to rPAB occurs within 3–15 days, comparable to those
patients where a sub-pulmonary left ventricle is retrained [33, 34]. Regarding some
of the basic research results of PAB and its effects on the right ventricle (see
Chap. 13). In animal models with a non-diseased left ventricle the time course of
right ventricular hypertrophy development after PAB showed an exponential rise in
the RV mass during the first 3 weeks after PAB, and thereafter the RV mass reached
a plateau [41]. Published research data obtained in animal studies confirm that PAB
induced RV hypertrophy, which is accompanied by a slightly (almost 10–20 %)
hypertrophic reaction of an unaffected healthy left ventricle [42]. Additionally, there
appears to be a syncytial relationship between cardiomyocytes, fibroblasts, and the
cardiac matrix. A hypertrophy-fibrosis-angiogenesis program that initially allows a
compensated response of the RV to pressure overload and stretch seems to be essen-
tial for the adaptive mechanisms of the heart to pressure overload. In this context,
Takeda et al. [43] have provided evidence that in particular fibroblasts are essential
for the adaptive response of the heart to such pressure overload. Data from Bogaard
et al. [44] have confirmed that the hypertrophic RV after chronic PAB is character-
ized by an increase in the size of the myocardiocytes, a cell growth-directed gene
expression pattern and a maintained capillary network. During hypertrophic growth,
enhanced protein synthesis leads to an increase in the individual size of the myocar-
diocytes, whereas de-compensation is associated with proteolysis, a switch from
cell growth to cell death and replacement fibrosis.
However, in the clinical setting of reversible PAB in LV-DCM, clinical improve-
ment corresponded with an increase of the LV-EF a decrease of LVEDD and BNP-
blood levels (Video 7.2). In addition to mechanical interactions between the right
and left ventricle, we hypothesize that there are also biological signal interactions
between the right ventricle that undergoes hypertrophy and the improving LV [45].
The reversibility of the PAB is based on the specific surgical technique, which
allows percutaneous de-banding by a balloon dilation procedure with or without
residual pressure gradient [12]. Nevertheless, multicenter investigations are yet to
show whether the concept of rPAB leading to LV recovery can be expanded to older
children and whether rPAB diminishes the need for mechanical circulatory assist
devices and heart transplantation in the management of pediatric heart failure. Such
studies are necessary in order to assess long-term risks and benefits of the reported
surgical approach and to elucidate the mechanistic interactions between the hyper-
trophying right and dilated and dysfunctional left ventricle in patients with
LV-DCM. Bailey stated [36] “PAB in LV-DCM might have the potential of a game
changer if the approach is proven and based on a percutaneous procedure” [36].
Borderline and hypoplastic left heart structures are defined by z-score values more
than −2 SD deviating from the norm (Video 7.3). From the pathophysiological point
of view this means that the filling of the ventricle is limited, the capacity of the
end-diastolic volume at rest or during exercise is diminished and the end-systolic
volume is minimized [51]. Therefore, the ventricular compliance is reduced by its
inability to relax, but the systolic function. The therapeutic strategies are limited and
any surgical approach challenging. Trials to resect part of the endocardial fibroelas-
tosis have been performed with success in some cases [52].
One therapeutic option in newborns with BLV might be a “Hybrid approach”
which consists of bilateral pulmonary banding, duct stenting and, if necessary, inter-
atrial stenting [53, 54], which gives the right ventricle the chance to work in concert
with the diminutive left ventricle. The hybrid approach allows the delay of the final
decision of generating a bi- or uni-ventricular circulation later, which depends on
the further development of the affected left ventricle (Fig. 7.2a, b). In infancy,
patients with left heart induced “out-of-proportion” pulmonary hypertension and
right ventricular failure, might be helped by duct stenting, not only as a life saving
approach, but even as an option for recovery and delayed surgical correction.
Therefore, careful structural assessment of patients with right ventricular failure
based on pulmonary vascular suprasystemic pressures is necessary in order to
consider additional therapeutic strategies like stenting of a still, even minimal patent
ductus arteriosus to achieve a pulmonary-to-aortic (Potts-shunt-like) communica-
tion (Fig. 7.3, Video 7.4a, b). Considering such experience in newborns and infants,
“hybrid strategies” might have even survival potential in adolescent patients. Before
heart–lung transplantation is considered, which is associated with high initial mortal-
ity and a limited long-term survival [55], a diastolic dysfunctional structurally left
heart might be supported by creation of such a Potts-like shunt to establish a paral-
lel circulation in part. The timing of a “Hybrid approach” in a BLV or complex
structural left heart disease with dysfunctional global circulation is difficult. “Out-
of-proportion” pulmonary hypertension and subsequent right ventricular failure
which necessitates the listing for heart–lung transplantation might be such a criterion
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124 D. Schranz et al.
Fig. 7.3 Angiography in lateral 90° view demonstrates a right-to-left shunt through a stented
(4 × 12 mm Coronary stent) duct in an infant, who was referred after resuscitation due to suprasys-
temic pulmonary hypertension and right ventricular failure
is clear that the left ventricular preload has to be balanced by the right-to-left shunt
through a restrictive Potts-shunt combined with a restricted atrial left-to-right shunt,
such that systemic blood flow improves despite a reduced transpulmonary blood
flow to the left atrium. Both, diminishing ventricular pressure load together with a
beneficial ventricular interaction improve systemic oxygen delivery and consecu-
tively the clinical functional class. The change of the cardiac pathophysiology into
that of an Eisenmenger physiology at the arterial level does not only preserve highly
oxygenated coronary and cerebral blood flow but avoids extreme oxygen desatura-
tion of the lower body via the atrial left-to-right shunt (Chap. 5). However, creation
of a Potts-shunt has been described in children with suprasystemic idiopathic
pulmonary arterial hypertension (IPAH), as an alternative to lung transplantation [56],
and as an alternative to an interatrial communication with right–left shunt provok-
ing a global body cyanosis (see Chap. 5). This surgical procedure requires the
construction of an anastomosis between the left pulmonary artery and the
descending aorta allowing right-to-left shunting and leading to a decompression of
the failing RV without provoking oxygen desaturation in the upper part of the body.
In one of our functional class IV patients, a repertoire of surgical-interventional
procedures became necessary to treat life-threatening hemoptysis associated with
suprasystemic pulmonary hypertension ([13], see Chap. 5).
Considering the current interventional-surgical Hybrid techniques, we want to
hypothesized, that Eisenmenger patients due to intracardiac right–left shunts with
full body cyanosis (which includes the coronary as well as cerebral perfusion) might
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126 D. Schranz et al.
Fig. 7.4 Cartoon of a valved Conduit between left pulmonary artery (LPA) and descending aorta
(DAO) as an additional option to repair intraoperative shunt with “fixed” pulmonary vascular resis-
tance. Hypothesis: change of total body cyanotic type I Eisenmenger-syndrome to a lower body
“harlekin” Eisenmenger type II physiology by contemporary avoiding of suprasystemic pulmo-
nary hypertension in case of an inappropriate intracardiac shunt (VSD) closure and established
Potts-shunt. The valve should avoid diastolic left–right shunt
predictive for progression have been identified [58]. The natural history of RCM
varies and is at least partially dependent on the etiology, if any is identified. The
mortality of children with idiopathic RCM is high, particularly in the group not
undergoing heart transplantation. Rates have been reported to be as high as 63 %
within 3 years of diagnosis and 75 % within 6 years of diagnosis [59]. The actuarial
survival range is 44–50 % at 1–2 years after presentation. The survival decreases to
29–39 % at 3–5 years after presentation [62]. Children with RCM are at a higher
risk for the development of pulmonary hypertension than children with dilated or
hypertrophic cardiomyopathy. Patients with RCM and a relatively well-preserved
clinical functional status remain stable despite already excessive systolic PAPs.
Therefore, risk stratification and the decision to list a patient for heart transplanta-
tion is problematic. Invasive hemodynamic assessment is helpful for decision mak-
ing. As mentioned above, we recommend the use of the TPG (the difference of
diastolic pulmonary blood pressure and pulmonary capillary wedge pressure, left
atrial and/or left ventricular enddiastolic pressure) as an additional valuable param-
eter for decision making of the timing of heart vs. heart–lung transplantation. Based
on our institutional experience, a non-proofed cut-off value in children might be a
difference (PAPd-PCWP/LAP) of less than 15 mmHg. Currently, the therapy for
idiopathic RCM is limited to symptomatic treatment and does not improve out-
come. However, many of the adult patients but even children are not sufficiently
treated by targeted medication; most receive only diuretics [58]. Considering that
controlled studies of medical treatment of children and young adults with RCM and
subsequent pulmonary hypertension are missing, we favor pathophysiology and
pharmacology-based medical treatments. We hypothesize that sympathetic over-
drive, renin-angiotensin, endothelin- and aldosterone as circulating as well as car-
diac tissue specific agonists or antagonists might be responsible for the progression
of a genetically anchored myocardial fibrosis. We have treated several patients, on
single case and compassionate basis without a control group. Based on our anec-
dotal experience, a cocktail of specific antagonists (β-AR, AT-II, ETI, and aldoste-
rone) starting each drug in very low, but slowly increasing dosages to avoid
hypotension continues to be our first therapeutic goal. We avoid as always-possible
diuretics in chronic treatment of DCM, and in particular of RCM; preserving a suf-
ficient blood pressure not at least for introducing the abovementioned antagonists in
sufficient dosages but even not to activate the neurohumoral axis further. We are
convinced, that such more cardiac targeted drug treatment may also induce a degree
of cardiac re-remodeling. Certainly, controlled studies are needed to support our
anecdotal experience. Currently, surgical options in children with RCM are limited
to heart transplantation [59, 63]. However, in pure left-sided RCM “interventional,
transcatheter or even surgical-interventional hybrid” strategies can be an additional
option in selected cases before cardiac transplantations is considered. In patients
with isolated left ventricular RCM or patients with left ventricular diastolic dys-
function there may be a benefit from a defined interatrial communication (PFO-like)
Atrioseptostomy (Video 7.5a, b) with or without implantation of a fenestrated atrial
septum defect occluder or a diastolic dysfunctional device (Video 7.6) should allow
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128 D. Schranz et al.
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130 D. Schranz et al.
Therapeutic Considerations
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63. Murtuza B, Fenton M, Burch M, Gupta A, Muthialu N, Elliott MJ, Hsia TY, Tsang VT,
Kostolny M. Pediatric heart transplantation for congenital and restrictive cardiomyopathy. Ann
Thorac Surg. 2013;95(5):1675–84.
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Chapter 8
Missing a Sub-pulmonary Ventricle:
The Fontan Circulation
a b Ao
Ao
S
LV
LV V P
S
PA
RV
P
RA LA
c
Ao
V V
CV PA
F
LA
Fig. 8.1 Schematic representation of the normal cardiovascular circulation (a), shunted palliation
(b), and Fontan circulation (c). (a) Normal circulation: the pulmonary circulation (P) is connected
in series with the systemic circulation (S). The right ventricle maintains the right atrial pressure
lower than the left atrial pressure, and provides enough energy for the blood to pass through the
pulmonary resistance. (b) The systemic (S) and pulmonary (P) circuits are connected in parallel,
with a considerable volume overload to the single ventricle (V). There is complete admixture of
systemic and pulmonary venous blood, causing arterial oxygen desaturation. (c) Fontan circuit: the
systemic veins are connected to the pulmonary artery (PA), without a subpulmonary ventricle or
systemic atrium: the lungs are thereby converted into a neo-portal system which limits flow to the
ventricle. In the absence of a fenestration, there is no admixture of systemic and pulmonary venous
blood, but the systemic venous pressures are markedly elevated. A fenestration (F) allows the sys-
temic venous blood to bypass the Fontan portal system and limits the damming effect, thereby
increasing output and decreasing congestion, but also arterial saturation. Ao aorta, CV caval veins,
F fenestration, LA left atrium, LV left ventricle, PA Pulmonary artery, RV right ventricle, V single
ventricle. Line thickness reflects output, color reflects oxygen saturation
impedance hinders venous return through the pulmonary vasculature, this circulation
creates a state of chronic “hypertension” and congestion of the systemic veins, and
results in a decreased cardiac output, both at rest and during exercise [3, 4] (Fig. 8.3).
These two features of the Fontan circulation, elevated systemic venous pressure and
chronically low cardiac output, are the root cause of the majority of the physiologic
impairments of this circulation.
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8 Missing a Sub-pulmonary Ventricle: The Fontan Circulation 137
Fig. 8.2 Different examples of functional single ventricles: (a) tricuspid valve atresia with hypo-
plastic right heart, ductal flow to pulmonary artery; (b) double inlet right ventricle DIRV through
an unbalanced atrioventricular septal defect with common atrioventricular valve, double outlet
right ventricle DORV and hypoplasia of the left ventricle; (c) double inlet left ventricle DILV with
left-sided hypoplastic right ventricle, restrictive ventricular septal defect VSD acting as subaortic
stenosis, transposition of the great arteries TGA, small aortic arch and coarctation of aorta; (d)
hypoplastic left heart syndrome HLHS due to aortic valve atresia
Cardiac Output % of nl baseline
500 Normal
400
300
100
Fontan worst
0
Exercise level
Fig. 8.3 Exercise and output: normal versus Fontan circulation: A normal subject with a biven-
tricular circuit can increase his output by a factor of 5 (black line). In Fontan patients, output is
significantly impaired both at rest and during exercise; at best (green line) the output is mildly
decreased at rest, with moderate capacity to increase flow during moderate exercise. At worst (red
line), the output is severely reduced at rest and barely augments during minimal exercise
Since its original description, the Fontan circuit has undergone numerous
modifications. Early on surgeons used valves (cavo-atrial, atrioventricular, or atrio-
pulmonary) and created various connections between the right atrium and the
pulmonary artery (anterior atrio-pulmonary connection, with or without inclusion
138 M. Gewillig and D.E. Boshoff
a
TA VSD: stent < PCPC < TCPC
b
DIRV DORV: band < PCPC < TCPC
Fig. 8.4 Schematic representation of treatment strategy from birth to Fontan circulation. (a) Patient
of with tricuspid valve atresia and hypoplastic right heart (cf. Fig. 8.2a): first palliation consists of
stenting the arterial duct, followed by partial cavo-pulmonary connection (PCPC); at the age of
about 3 years the Fontan circulation or total cavo-pulmonary connection (TCPC) is completed by
connecting the inferior caval vein through an extracardiac conduit to the pulmonary artery; a small
fenestration is created between the conduit and the right atrium. (b) Patient of Fig. 8.2b (DIRV
DORV AVSD): initial palliation consists of banding of the pulmonary artery at the age of 4–6
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8 Missing a Sub-pulmonary Ventricle: The Fontan Circulation 139
c DILV –TGA: band & coarc < DKS & PCPC < TCPC
d
HLHS: Norwood < PCPC < TCPC
vs hybrid
weeks; Fig. 8.4 (continued) PCPC at 6 months; TCPC at 3 years. (c) Patient of Fig. 8.2c (DILV
TGA coarctation): initial palliation consists of neonatal banding of the pulmonary artery with arch
reconstruction; PCPC with Damus-Kaye-Stansel operation at 6 months; TCPC at 3 years. (d)
Patient of Fig. 8.2d (HLHS): initial palliation consists of either Norwood operation (complex arch
reconstruction, atrial septectomy, Sano shunt from RV to pulmonary artery) or hybrid procedure
(stent in duct, bilateral banding branch pulmonary arteries); PCPC ± Norwood arch repair at 6
months; TCPC at 3 years
The superior caval vein is connected to the pulmonary artery (bidirectional Glenn
shunt or partial cavo-pulmonary connection [PCPC]). There are two variants to con-
nect the inferior caval vein: the lateral tunnel and the extra cardiac conduit.
Introduced in the mid-1980s, the lateral tunnel provides a tubular path between the
140 M. Gewillig and D.E. Boshoff
inferior caval vein and the pulmonary artery, consisting of a prosthetic baffle and a
portion of the lateral atrial wall. This circuit has growth potential and can therefore
be created in children as young as 1 year; it leaves a minimal amount of atrial tissue
exposed to high pressure, which over time may cause atrial arrhythmias. The extra
cardiac conduit was introduced in 1990, and consists of a tube graft between the
transected inferior caval vein and the pulmonary artery. This circuit leaves the entire
atrium at a low pressure, has no or minimal atrial suture lines, and can be performed
without aortic cross clamping or even cardiopulmonary bypass; however, this con-
duit has no growth potential and therefore will be offered to patients large enough
to accept a graft adequate for an adult’s inferior caval vein flow.
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8 Missing a Sub-pulmonary Ventricle: The Fontan Circulation 141
As mentioned above, two techniques are currently used: the lateral tunnel and the
extra cardiac conduit. Frequently a small fenestration is created between the
tunnel-conduit and the pulmonary atrium, either routinely or only in “high risk”
patients [6]. Such fenestration will allow a residual right-to-left shunt, thereby limit-
ing caval pressure and congestion, and increasing the preload of the systemic ven-
tricle and cardiac output, at the expense of cyanosis. Such fenestration has been
shown to reduce the operative mortality and morbidity associated with pleural
drainage; the fenestration can later be closed percutaneously (weeks-months) after
adaptation of the body to the new hemodynamic condition.
By creating a TCPC, a new portal system is made. A portal system occurs when one
capillary bed pools blood into another capillary bed through veins without passing
through the heart, as for example in the hepatic portal system and the pituitary portal
system. The Fontan neo-portal system dams off and pools the systemic venous
blood. As a result, transit of blood through this neo-portal system is dependent on
the pressure gradient from the systemic post-capillary vessels to the pulmonary
post-capillary vessels (Fig. 8.1c). Since there is no pump to transmit energy to the
system, small changes in the static resistances and dynamic impedances of the
structures within this portal system have a profound impact on the blood flow.
Although the heart itself may function well, the inherent limitations of the Fontan
neo-portal system determine the degree of circulatory compromise. It is this neo-
portal system that is the major limiting factor of flow and the underlying cause of
venous congestion and diminished cardiac output. The heart, while still the engine
of the circuit, cannot compensate for this major flow restriction: the suction required
to compensate for the damming effect of the Fontan portal system cannot be
generated [7]. The heart therefore no longer controls cardiac output nor can it alter
the degree of systemic venous congestion. However, in cases in which the systemic
ventricle functions poorly, the heart can make an already compromised circulation
worse. Figure 8.5a, b illustrates the relationship between output, ventricular con-
tractility, and PVR in a normal and a Fontan circulation. In a normal subject, output
at rest is minimally influenced by ventricular function, except when severely
depressed; mild changes of the PVR will not influence the output as these changes
are neutralized by the right ventricle. In Fontan patients, the PVR is the primary
modulator of cardiac output: small changes have a profound impact; systolic perfor-
mance will only impact output at rest when cardiac function is severely depressed.
If the ventricular function is not severely depressed, squeezing harder will not result
in more output.
The components that make up the Fontan neo-portal system are thus critically
important in the overall function of the Fontan circuit. These include the veno-arterial
Fontan connection itself (atrio-pulmonary in older patients), pulmonary arteries,
pulmonary capillary network (including precapillary sphincters), pulmonary veins,
142 M. Gewillig and D.E. Boshoff
100 normal LV
Circulatory
Output 70 F PVR low
% of nl F PVR med
50
at rest
F PVR high
30
0
30 40 50 60 70
Ejection fraction of ventricle %
100 normal LV
Circulatory
Output 70
% of nl
50
at rest
30 F UVH 70%
F UVH 50%
F UVH 30%
0
1 2 3 4 5
PVR
Fig. 8.5 Relationship of output at rest, ventricular function and PVR. (a) Modulation by PVR: in
a normal subject (black line), output at rest is minimally influenced by ventricular function, except
when severely depressed. In Fontan patients (colored lines), PVR is the primary modulator of
cardiac output. As in a two-ventricle system, systolic performance will only impact output at rest
when cardiac function is severely depressed. If ventricular function is not severely depressed,
squeezing harder will not result in more output. (b) Modulation by ventricular function. In a nor-
mal subject (black line), cardiac output is not influenced by a mild increase of PVR up to 5 Woods
Units. In all Fontan patients (colored lines), an increase in PVR is invariably associated with a
decrease in cardiac output. If PVR is low, a reasonable output is achieved in patients with normal
or moderately depressed ventricular function (green and yellow lines). However, severely depressed
ventricular function invariably results in low output (red). EF ejection fraction, F Fontan, LV nor-
mal left ventricle, PVR pulmonary vascular resistance, UVH univentricular heart
and the veno-atrial connection. Impairment at any level of this portal system will
have profound consequences on the output of the Fontan circuit, much more than a
comparable dysfunction in a two-ventricle circulation. These impairments include,
but are not limited to: stenosis, hypoplasia, distortion, vasoconstriction, pulmonary
vascular disease, loss or exclusion of large vessels or microvessels, turbulence and
flow collision, flow mismatch and obstruction by external compression.
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8 Missing a Sub-pulmonary Ventricle: The Fontan Circulation 143
Glenn Fontan
Systemic
100
Output
% of nl BSA
80
saturation
% 60
40
20
CVP
mmHg
0
0 50 100
Fenestration size % of conduit
Fig. 8.6 Effect of various degrees of pulmonary bypassing in a Fontan circuit on systemic output,
saturation, and systemic venous congestion. A “good Fontan” with low neo-portal resistance
(green lines) has an output (thick solid line) of about 80 % of normal for BSA, with a high satura-
tion (dotted line) and a mildly elevated CVP (thin line). The “bad Fontan” with a high portal
resistance has an output with a similar saturation but with a very low to unacceptable output despite
a high CVP. Partial bypassing of the Fontan portal system by a fenestration invariably increases
systemic output and decreases systemic congestion, but in the “bad Fontan,” this occurs at an unac-
ceptable degree of cyanosis. CVP central venous pressure
The restriction of the cardiac output imposed by the neo-portal system can be
partially reversed by bypassing the pulmonary vasculature. A Fontan fenestration
allows flow to bypass the Fontan neo-portal system and results in an increase in
cardiac output and a decrease in venous congestion. However, while a fenestration
can increase the overall output, it does so at the expense of diminished arterial
oxygen saturation. Nevertheless, in the setting of a fenestration, the increase in
cardiac output can result in an increase in peripheral oxygen delivery even if the
saturation is mildly diminished. Figure 8.6 shows the relationship between output,
congestion, and arterial saturation in a successful and a failing Fontan circuit, and
the effect of partial improvement by a fenestration. In a successful Fontan circuit,
the low resistance portal system will cause a mild decrease of output with a modest
increase in the systemic venous pressures, making a fenestration unnecessary. In a
failing Fontan circuit, inclusion of a high vascular resistance portal system will
decrease the cardiac output and create venous congestion of an unacceptable degree;
a fenestration will attenuate these changes, but in patients with an increased PVR an
acceptable compromise may not be possible.
144 M. Gewillig and D.E. Boshoff
The restriction of the cardiac output and the inability to power the blood through the
pulmonary vasculature results in a circulation in which the ability to perform exer-
cise is reduced. Under resting conditions, the cardiac output in a patient with a
Fontan circulation is approximately 70–80 % of normal. During exercise, the limita-
tions of the Fontan circuit are substantially magnified such that the small difference
in cardiac output at rest becomes a large difference during activity (Fig. 8.2).
At peak exercise, a well-trained athlete with a normal heart can increase blood flow
through the lungs by up to fivefold (see also Chap. 15). This is accomplished through
a substantial increase in the right ventricular systolic pressure (up to 70 mmHg! [5])
as well as with pulmonary blood flow acceleration coupled with a decrease in the
PVR. In a patient with Fontan physiology, there is no physiologic mechanism to
allow for a similar increase in cardiac output. The maximal mean venous pressure
rarely reaches 30 mmHg; there is no blood acceleration and the pulmonary vascular
reactivity and the ability to recruit reserve vessels is attenuated or absent [8].
Together, these limitations result in a diminished ability to augment cardiac output
in response to increased metabolic demand, and therefore limit the ability of a
patient with a Fontan circulation to perform exercise.
Through childhood and until puberty, the mean maximal exercise capacity for
patients with a Fontan circulation is in the range of 65 % predicted for gender and
age [9]. While successful Fontan patients may remain stable for many years, poor
Fontan patients suffer an accelerated increase of PVR, and increasing filling pres-
sures of the ventricle as a result of chronic preload deprivation and disuse dysfunc-
tion. Longitudinal studies of late adolescents and young adults demonstrate this
point well; as patients progress to late adolescence and early adulthood, exercise
capacity tends to continue to decline by about 2.6 % per year [10–12].
There are several reasons why adults with a Fontan circuit in the current era do
not represent the current cohort of patients. Many of the original candidates for a
Fontan operation, the now adult cohort, were suboptimal for this type of surgery
from a hemodynamic standpoint, with many significant residual lesions and sequelae
related to the original cardiac malformation and palliative procedures. A shunt pro-
cedure performed during the period from the 1960s to the 1980s was evaluated
based on the goal of the long-term relief of cyanosis: “the pinker the better.” Often
a second aortapulmonary shunt was created to augment pulmonary blood flow after
the first shunt was deemed inadequate. The potential that these shunts could induce
pulmonary vascular disease, ventricular hypertrophy and dysfunction, or pulmonary
artery distortion was not—as it is now—a principal concern of the surgeon.
Currently, the success of a shunt is evaluated by obtaining acceptable relief of cya-
nosis without significant volume overload of the ventricle and by the induction of
adequate pulmonary growth without causing changes of the PVR. In addition, in the
modern era of palliation, the systemic to pulmonary shunt is designed to last 4–6
months, enough time for the PVR to drop such that a PCPC can safely be created.
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8 Missing a Sub-pulmonary Ventricle: The Fontan Circulation 145
Figure 8.7a–c illustrates the different loading conditions of the single ventricle at the
various stages of palliation, highlighting the differences in management before the
1990s (typically two aortapulmonary shunts prior to the full Fontan circulation) and
after (typically one shunt, then partial and later complete Fontan circulation).
However, with the current staged strategy for functionally single ventricle, only a
limited period of controlled pulmonary “overflow” is allowed to stimulate pulmo-
nary arterial growth. The only time of significant pulmonary overflow is immediately
after birth when a shunt or band is placed. In many situations the systemic to pulmo-
nary shunt is made as small as possible to avoid volume overload of the ventricle
and potential cardiac damage. If flow to the lungs is too low for too short a period,
it may lead to inadequate development of the pulmonary vascular bed, high PVR
and, eventually a poorly functioning Fontan circulation (Fig. 8.8). Similarly, hybrid
procedures involving neonatal banding of branch pulmonary arteries may cause
distortion and inadequate growth or even loss of the distal pulmonary arteries.
The Heart
In the Fontan construct, the heart is exposed to a number of stressors that can change
structure and impair function. Chronic preload deprivation and increased systemic
vascular resistance create a milieu, which favors the development of both systolic
and diastolic dysfunction. The effects of chronic preload deprivation are signifi-
cantly aggravated by the fact that the ventricle is overgrown by the time it reaches
the Fontan state [4]. This combination leads to a situation in which the optimal point
for systolic contractility and diastolic suction according to the Frank Starling
preload-contractility curve cannot be achieved: the ventricle has evolved from
stretched and overloaded while shunted to overgrown and underloaded or even col-
lapsed, at the time of completion of the Fontan circulation [13]. Figure 8.9 depicts
the pressure-volume loops of the ventricle at the different phases of palliation,
clearly showing the effect of unloading on an overgrown ventricle. Moreover the
single ventricle may also exhibit systolic dysfunction as a result of the malformation
itself (right versus left ventricle and fiber disarray) or as a result of dilation and dam-
age by the volume or pressure overload state that had been present early during the
palliative phase.
Diastolic function after the Fontan procedure is also typically abnormal, and the
impairment is unfortunately progressive. The unloading of the ventricle at the time
of the Fontan procedure results in less recoil, impaired compliance, and decreased
suction in the acute phase [14]. Due to persistent preload deprivation, the pressure-
volume curve may show a “reversed creep” with an upward shift and increasing
filling pressures (Fig. 8.10). The ventricle may now enter a vicious cycle whereby
146 M. Gewillig and D.E. Boshoff
shunt
a Fontan
Output
ml/min
shunt
normal
>1990’s
<1990’s
Fontan
Glenn
birth
time
b
preload Shunt 1 Shunt 2
/ BSA
Fontan
100% normal
>1990’s
Glenn Fontan <1990’s
birth
time
c
preload shunt shunt
/ size
ventricle
Fontan
100% normal
>1990’s
Glenn Fontan <1990’s
birth
time
Fig. 8.7 Cardiac output versus time in the normal left ventricle and the univentricular heart (UVH)
managed before and after the 1990s: the same story but expressed with different reference frame:
in absolute value (a), related to BSA (b), and to ventricular size (c). (a) Cardiac output expressed in
absolute value: The black line shows output of a normal ventricle which increases proportional to
growth. At birth the volume load to the UVH is about 250–300 % of that of a normal left ventricle.
Prior to the 1990s, a neonatal and infant large shunt was created with significant increase in output
(red line); the shunts were abolished at the time of the Fontan operation, and the Fontan portal dam
reduced even further preload. After the 1990s, a small neonatal shunt is created for a short time, and
the ventricle is progressively unloaded both at the Glenn and the Fontan operation (green line).
(b) Cardiac output related to BSA. Black line: output of normal remains at 100 % for BSA.
This representation assumes only dilation and stretch without any overgrowth of the ventricle.
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8 Missing a Sub-pulmonary Ventricle: The Fontan Circulation 147
Glenn
100% A
B
C
birth
time
Fig. 8.8 Pulmonary volume load (and outcome) of Fontan since 1990s. In the normal circulation,
pulmonary blood flow increases at birth and remains at 100 % of normal for BSA (A, black line).
In a univentricular heart, a phase of significant pulmonary overflow exists immediately after birth
until a shunt or band is placed to limit blood flow. With adequate pulmonary growth (B, green line),
pulmonary blood flow is reduced to about 50 % of normal for BSA after the superior cavopulmo-
nary connection (stage 2 palliation). Pulmonary flow is then increased by completion of the total
cavo-pulmonary connection (the Fontan operation). If flow to the lungs is too low after the initial
palliation, this may result in inadequate growth (C, orange line). The cyanosis from low pulmonary
blood flow may lead to early referral for superior cavopulmonary connection, which may further
reduce flow and growth. When the Fontan circuit is created, the Fontan portal system will have a
high impedance, resulting in a poor Fontan circulation irrespective the ventricular function, with
low cardiac output and a progressive functional impairment
Fig. 8.7 (continued) The patient with a UVH is born with a large ventricle (volume load of 250 %
of normal for BSA). Prior to the 1990s (red line), the preload to the ventricle is augmented shortly
after birth by a shunt procedure to ±350 % of normal for BSA. The patient slowly outgrows his
shunt, thereby gradually reducing the volume overload. A second shunt was created, augmenting
the volume overload again. As this patient again outgrows his shunt, a Fontan circuit is made,
reducing the volume load to <80 %. After the 1990s (green line), a small neonatal shunt was created
for a short time; the patient slowly outgrows his shunt; the ventricle is progressively unloaded both
at the Glenn and Fontan operation (green line). (c) Cardiac output related to ventricular size in
univentricular heart (UVH) managed before and after the 1990s. This representation assumes
adapted overgrowth of the ventricle in every stage in function of chronic preload, A: output of nor-
mal remains at 100 % for ventricular size. The patient with a UVH is born with an appropriate
ventricle for volume load (100 % of normal for ventricular size). Prior to the 1990s (red line), the
preload to the ventricle was augmented shortly after birth by a shunt procedure to ±150 %. The
patient slowly outgrows his shunt, and adapts his ventricle, thereby gradually reducing the volume
overload to ±100 % for its size. A second shunt was created, augmenting the volume overload again
to 150 %. As this patient again outgrows his shunt, a Fontan circuit is made, reducing the volume
load to 25 % of its “due” preload. After the 1990s (green line), a small neonatal shunt was created
for a short time; the patient slowly outgrows his shunt; the ventricle is progressively unloaded both
at the Glenn and Fontan operation in much milder steps avoiding acute unloading and severe depri-
vation (green line)
148 M. Gewillig and D.E. Boshoff
pressure/volume loop
C
E
Pressure
B
D
A
Volume
Fig. 8.9 Pressure-volume loops: normal left ventricle (A) versus single ventricle at various stages
of palliation (B–E). A: PV loop of normal LV. At birth, the neonatal ventricle (B) of the UVH had
an intrauterine volume overload of approximately 250 of normal for BSA. In the first months a
systemic to pulmonary shunt is necessary to maintain oxygen saturations of above 85 %; the ven-
tricle will now have a volume overload of about 250–350 % of a normal for BSA (C: large stroke
volume with increasing filling pressures). When a “Fontan” type procedure is performed, all sys-
temic to pulmonary shunts are removed, and the volume preload of the ventricle is acutely reduced
to levels that may vary between at best 80 % of normal for BSA (D) down to the worst end of 30 %
(E: small stroke volume, elevated filling pressure). If the Fontan ventricle is compared to a normal
LV it will be called “stretched & dilated” (E versus A), but when compared to the pre-Fontan state
it is “collapsed and deprived” (E versus C)
D
C
Ventricular EDP mmHg
20
15
A
B
10
0
0
Fig. 8.10 Ventricular end-diastolic pressure in various phases of ventricle. A: normal ventricle; B:
shunted ventricle with chronic volume overload leading to enhanced compliance; C: Fontan ven-
tricle after acute phase: mild preload deprivation of the overgrown ventricle; D: Fontan ventricle
with low output as result of severe chronic preload deprivation leading to elevated filling pressures
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8 Missing a Sub-pulmonary Ventricle: The Fontan Circulation 149
the chronic low preload results in remodeling, reduced compliance with increasing
diastolic pressures, poor ventricular filling, and eventually progressively declining
cardiac output. This phenomenon of progressive “disuse hypofunction” occurs at a
chronic preload of less than 70 % of the preload expected for ventricular size [15].
The response of the heart to the stressors associated with the Fontan operation
appears to be variable. In some patients the heart can appear quite normal for many
years and cardiac function may be relatively well preserved, while in other patients
the ventricle appears heavily trabeculated and “overgrown” even before the time of
the Fontan surgery. The variability may be related in part to the native anatomy or
myocardial structural disarray due to changes resulting from the palliative surgeries
preceding the Fontan procedure, but there may also be a genetic heterogeneity in
the response to the stressors associated with the single ventricle physiology.
Polymorphisms in the renin-angiotensin-aldosterone system have been shown to
have a measureable impact on ventricular hypertrophy and on the response of the
myocardium to treatment with angiotensin converting enzyme inhibitors [16]. It is
possible that these and other unknown genetic variants are in part responsible for the
variable response of the heart to the Fontan circulation.
The clinician will thus observe many abnormal features in the Fontan ventricle:
a large cavity, thick wall, decreased systolic and diastolic function, not responsive
to classic measures that should increase the cardiac output. Many of these abnor-
malities are “secondary” and not the primary cause for the low flow observed in the
Fontan circuit. When a ventricle is large, our management will however differ
whether we consider this a stretched ventricle, or rather a collapsed underloaded but
overgrown pump. Similarly, when a ventricle is hypocontractile, our management
will differ whether we contribute this dysfunction to a damaged burned-out ventri-
cle, or rather to underfilling of an overgrown chronically deprived pump with disuse
hypofunction. Assessing the contribution of ventricular overgrowth, dilation, hyper-
trophy, dysfunction due to intrinsic myopathy or due to relative underfilling (con-
trolled by pulmonary vasculature) is difficult. Due to this complexity, most if not all
analyses are based on simplified and incomplete models.
normal
PVR 3
0
10 20 30 40 50 60 70
Age in years
Fig. 8.11 Evolution of PVR with age. In normal subjects (black line), PVR remains low for many
decades, and will increase only at old age without significant cardiovascular limitation. In “good”
Fontan patients with low PVR (green line), resistance remains low for many decades, but is
expected to increase at older age (dotted line). In “poor or bad” Fontan patients with increased
PVR (orange and red line), PVR trends to increase faster with poor clinical outcome at resistances
beyond four units
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8 Missing a Sub-pulmonary Ventricle: The Fontan Circulation 151
limiting factor but the preload of that ventricle: obstructed inflow is a problem after
Mustard repair, in primary pulmonary hypertension, constrictive pericarditis, supra-
valvar and valvular mitral stenosis, and in the setting of the Fontan circuit.
The circulatory problem in a Fontan circuit is primarily created by the dam effect
of the Fontan neo-portal system and the subsequent limited cardiac preload. It has
become clear that once created, the Fontan circuit runs on “autopilot” and allows
little modulation. The ventricular enlargement and dysfunction are initially epiphe-
nomena secondary to the previous palliation and Fontan physiology itself; the state
of volume deprivation—when sufficiently profound or long-lasting—may aggra-
vate ventricular dysfunction and circulatory failure. As such, strategies aimed at
maximizing the efficiency of this portal system will conceptually be more effective
than “traditional” heart failure therapies. Such modulation may consist of increas-
ing the pressure before the dam (systemic venous pressure), lowering the height
(resistance of Fontan neo-portal system) of the dam, enhancing the runoff after the
dam (ventricular suction), or bypassing the dam (fenestration).
In the current era, the surgical technique used to create a TCPC is usually quite
good with minimal focal stenosis, reduced turbulence, and flow of the inferior caval
vein blood to both lungs [5, 24]. Previous connections, including valved pathways
and atrioventricular pulmonary connections, are now considered obsolete. For
those patients who received older style Fontan operations, conversion to cavo-pul-
monary connection should be considered when the patient becomes symptomatic,
or as a prevention strategy, to limit any energy loss in the Fontan portal system [25, 26]
and to avoid recurrent atrial arrhythmias. Furthermore, even in patients who are
152 M. Gewillig and D.E. Boshoff
“doing well,” care should be taken to ensure that focal areas of stenosis, hypoplasia,
distortion, or abundant collateral flow are repaired when possible.
The total cross-sectional area of the pulmonary vascular bed and the impedance
both at rest and during exercise are important factors for the efficiency of the Fontan
circulation. The first palliative procedure is probably the most important and crucial
intervention in the development of the pulmonary vasculature in patients with single
ventricle physiology (Fig. 8.8). It is during these early days that pulmonary vascular
arterial development and “catch-up” growth occurs. The volume requirements for
optimal growth and development of the ventricle and the lungs during infancy are
different and opposed. Avoiding significant overload of the ventricle is important,
but excessive protection from volume overload may cause pulmonary vascular
hypoplasia, which in turn will severely affect the outcome of the final Fontan cir-
cuit. Current strategies place much emphasis on preserving cardiac function, which
is important in the short term whereas for a good long-term outcome, adequate
growth and development of the lungs are more important.
In the last few years, the pulmonary vasculature itself has emerged as a therapeu-
tic target to improve output. In the Fontan circuit, PVR is generally mildly elevated
at baseline but, in the absence of pulsatile flow, it does not decrease normally with
increased cardiac output. Treatment effects of several agents have been reported
(oxygen at altitude, sildenafil, bosentan, inhaled ilosprost); however, the short-term
improvements have been modest [27–30]. Longer-term studies with pulmonary
vasodilators are needed to understand whether these agents can impact the long-
term outcomes of patients after Fontan surgery, and impact on what is characteristi-
cally a slow, downward slope of exercise capacity and cardiovascular functionality.
In order to minimize the hemodynamic effect of the Fontan portal system, the ven-
tricle must keep pulmonary venous atrial pressure as low as possible. However, in
mammals ventricular filling is a nearly passive phenomenon and no ventricle will
generate adequate suction, let alone build up the negative pressures required to pull
the blood through the neo-portal Fontan system. Moreover, the Fontan ventricle is
already in a state of chronic severe preload restriction, making it work at the low end
of its pressure–volume relationship. Aging [31] and the progressive “disuse hypo-
function” remodeling may further reduce its compliance as on diastolic pressures.
The effect on the pulmonary venous atrial pressure of agents which alter contrac-
tility, heart rate, and afterload is frequently minimal:
• Contractility: The contraction of the ventricle itself has a role in helping blood
flow through the pulmonary vascular bed. As the atrioventricular annulus con-
tracts toward the apex of the heart, a vacuum is created to “pull” blood into the
pulmonary atrium; as the ventricular myocardium relaxes and the atrioventricular
valve opens, blood is further pulled into the ventricle. The total contribution of
this “suction” is hard to quantify, but is clearly lost in the setting of atrioventricular
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8 Missing a Sub-pulmonary Ventricle: The Fontan Circulation 153
A proven strategy to improve cardiac output in patients with the Fontan procedure
is to create a bypass of the pulmonary circuit in the form of a small fenestration.
This concept had originally been reported as a means to aid the physiologic adjust-
ment in the perioperative state following the Fontan surgery itself [6]. Following the
establishment of the fenestration, the incidence of prolonged pleural effusions and
154 M. Gewillig and D.E. Boshoff
Mechanical support for the failing single ventricle is still in its infancy. The usual
ventricular assist devices are designed to aid a failing systemic ventricle. In the fail-
ing Fontan circulation, the problem is typically not systolic performance, but rather
the physiology as it relates to the neo-portal system and chronic preload deprivation.
In this setting, the interposition of a sub-pulmonary assist device is needed. This has
been reported in one instance as a bridge to transplantation [35].
In many cases of Fontan circulation failure, heart transplantation is likely to be
the final outcome. Heart transplantation in the Fontan patients is associated with a
higher risk than that in patients without congenital heart disease, and may be even
higher in those patients with Fontan circulation failure but preserved ventricular
function [4, 36].
Summary
The Fontan construct has allowed the survival of countless children born with con-
genital heart disease. However, this palliation creates a form of man-made circula-
tion failure characterized by a neo-portal system that leads to chronic preload
deprivation resulting in a low cardiac output and systemic venous congestion.
The careful attention to pulmonary blood flow and pulmonary arterial growth in the
initial stages of palliation are crucial, as are the technical details of the geometry of
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8 Missing a Sub-pulmonary Ventricle: The Fontan Circulation 155
the Fontan connections. Avoiding overload of the systemic ventricle during initial
palliation is important, while excessive protection from volume overload may result
in pulmonary vascular hypoplasia [37]. Nevertheless, even in a “perfect” Fontan, it
is difficult to predict how durable this man-made form of circulation failure will be
over the long term.
The overall treatment options for circulatory failure of a Fontan circuit are disap-
pointing; avoidance of problems is most important, because once the Fontan circuit
is created it runs on “auto-pilot,” and allows little modulation. However, clinical
trials are underway to evaluate the potential benefits of modulators of PVR and to
determine whether aerobic training may help to forestall the insidious onset of cir-
culatory failure.
References
14. Gewillig M, Daenen W, Aubert A, Van der Hauwaert L. Abolishment of chronic volume overload.
Implications for diastolic function of the systemic ventricle immediately after Fontan repair.
Circulation. 1992;86:II93–9.
15. Silverstein DM, Hansen DP, Ojiambo HP, Griswold HE. Left ventricular function in severe
pure mitral stenosis as seen at the Kenyatta national hospital. Am Heart J. 1980;99:727–33.
16. Mital S, Chung WK, Colan SD, Sleeper LA, Manlhiot C, Arrington CB, Cnota JF, Graham
EM, Mitchell ME, Goldmuntz E, Li JS, Levine JC, Lee TM, Margossian R, Hsu DT. Renin-
angiotensin-aldosterone genotype influences ventricular remodeling in infants with single ven-
tricle. Circulation. 2011;123:2353–62.
17. Mitchell MB, Campbell DN, Ivy D, Boucek MM, Sondheimer HM, Pietra B, Das BB, Coll
JR. Evidence of pulmonary vascular disease after heart transplantation for Fontan circulation
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18. Rychik J, Veldtman G, Rand E, Russo P, Rome JJ, Krok K, Goldberg DJ, Cahill AM, Wells
RG. The precarious state of the liver after a Fontan operation: summary of a multidisciplinary
symposium. Pediatr Cardiol. 2012;33:1001–12.
19. Wu FM, Ukomadu C, Odze RD, Valente AM, Mayer Jr JE, Earing MG. Liver disease in the
patient with Fontan circulation. Congenit Heart Dis. 2011;6:190–201.
20. Rychik J. Protein-losing enteropathy after Fontan operation. Congenit Heart Dis. 2007;2:
288–300.
21. Heath L, Ling S, Racz J, Mane G, Schmidt L, Myers JL, Tsai WC, Caruthers RL, Hirsch JC,
Stringer KA. Prospective, longitudinal study of plastic bronchitis cast pathology and respon-
siveness to tissue plasminogen activator. Pediatr Cardiol. 2011;32:1182–9.
22. Chaudhari M, Stumper O. Plastic bronchitis after Fontan operation: treatment with stent fen-
estration of the Fontan circuit. Heart. 2004;90:801.
23. Shachar GB, Fuhrman BP, Wang Y, Lucas Jr RV, Lock JE. Rest and exercise hemodynamics
after the Fontan procedure. Circulation. 1982;65:1043–8.
24. Van Haesdonck JM, Mertens L, Sizaire R, Montas G, Purnode B, Daenen W, Crochet M,
Gewillig M. Comparison by computerized numeric modeling of energy losses in different
Fontan connections. Circulation. 1995;92:II322–6.
25. Mavroudis C, Deal BJ, Backer CL, Johnsrude CL. The favorable impact of arrhythmia surgery
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Surg Annu. 1999;2:143–56.
26. Conte S, Gewillig M, Eyskens B, Dumoulin M, Daenen W. Management of late complications
after classic Fontan procedure by conversion to total cavopulmonary connection. Cardiovasc
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27. Darst JR, Vezmar M, McCrindle BW, Manlhiot C, Taylor A, Russell J, Yetman AT. Living at an
altitude adversely affects exercise capacity in Fontan patients. Cardiol Young. 2010;20:
593–601.
28. Goldberg DJ, French B, McBride MG, Marino BS, Mirarchi N, Hanna BD, Wernovsky G,
Paridon SM, Rychik J. Impact of oral sildenafil on exercise performance in children and young
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trial. Circulation. 2011;123:1185–93.
29. Ovaert C, Thijs D, Dewolf D, Ottenkamp J, Dessy H, Moons P, Gewillig M, Mertens L. The
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30. Rhodes J, Ubeda-Tikkanen A, Clair M, Fernandes SM, Graham DA, Milliren CE, Daly KP,
Mullen MP, Landzberg MJ. Effect of inhaled iloprost on the exercise function of Fontan
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33. Cohen MI, Rhodes LA, Wernovsky G, Gaynor JW, Spray TL, Rychik J. Atrial pacing: an
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Part III
Acute Right Heart Failure
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Chapter 9
Acute Right Ventricular Failure
Introduction
Broadly defined, acute RVF results from impaired RV myocardial energy metabo-
lism and contractility, producing a clinical syndrome characterized by an RV that
cannot adequately respond to work demand, which in turn causes vital organ
hypoperfusion. Prior to abject failure, the RV manifests clinical evidence of acute
RV dysfunction, which is defined by the AHA Scientific Statement on the
Management of Massive and Submassive Pulmonary Embolism [9] as at least one of
the following:
• RV dilation (apical four-chamber RV diameter divided by LV diameter >0.9) or
RV systolic dysfunction on echocardiography
• RV dilation (four-chamber RV diameter divided by LV diameter >0.9) on com-
puter tomography
• Increased B-type natriuretic peptide (BNP; >90 pg/mL) or N-terminal pro-BNP
(>500 pg/mL)
• Electrocardiographic changes (new complete or incomplete right bundle branch
block, anteroseptal ST elevation or depression, or anteroseptal T-wave inversion;
a pattern commonly referred to as “RV strain”)
The biochemical and mechanical changes underpinning transition from acute RV
dysfunction to failure remain a subject of intense study. Extrapolating from the
definitions for submassive and massive pulmonary embolism (PE) [9], one may
propose to define acute RV failure as acute RV dysfunction that is accompanied by
hemodynamic compromise (defined as systolic blood pressure <90 mmHg for at
least 15 min or the requirement of inotropic support). Because organ hypoperfusion
may occur even in the absence of hypotension [10, 11], and because mortality
increases sharply when hypotension supervenes, it is logical to define early acute
RVF based upon biomarkers of circulatory shock that precede hypotension, includ-
ing elevations in blood lactate concentrations or decreases in central venous or
mixed SvO2 [12]. Additional evidence of organ hypoperfusion would include an
otherwise unexplained increase in creatinine, as well as oliguria or mental status
changes [10, 11].
Biomarkers that define RV dysfunction include the natriuretic peptides and
markers of myocardial necrosis. While BNP or N-terminal pro-BNP is used to
define RV dysfunction, these biomarkers may be elevated as a consequence of
sepsis, volume overload, or LV failure [13, 14]. RV dysfunction should thus be
confirmed by imaging methods or electrocardiography. On the other hand, BNP
levels can be falsely low in obese patients [15], and RV dysfunction in this popula-
tion may occur even if BNP levels are within normal limits.
Evidence of cardiomyocyte death strongly predicts severe RV dysfunction. The
AHA Scientific Statement defines the latter as an elevation of troponin I (>0.4 ng/mL)
or troponin T (>0.1 ng/mL) [9]. While evidence of cardiomyocyte death can be seen
in the absence of RV dysfunction, such patients are at high risk for progression to
circulatory shock [9].
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9 Acute Right Ventricular Failure 163
Acute RVF results from any structural or functional alteration that reduces the RV’s
ability to propel blood into the pulmonary circulation. The RV generally fails as a
consequence of (1) alterations in preload, (2) decrease in contractility, or (3) increase
in afterload (Fig. 9.1). Ventricular interdependence and myocardial ischemia make
the RV particularly prone to failure.
Preload dependence: The RV is perfectly adapted to generate an adequate and
appropriate cardiac output (CO) into the low-pressure pulmonary circulation [7,
25]. As a result of its high compliance, the RV is well adapted to accommodate
sudden and significant changes in preload [25–27]. In fact, it is the premier function
of the RV—to guarantee a sufficient amount of blood flow through the pulmonary
vasculature and into the LV, in order to allow for the required changes in CO in the
setting of positional changes, exercise, or disease. However, even though the RV is
custom-built to accommodate large changes in preload, at either end of the Frank–
Starling curve (significant underfilling or overdistension), the RV can lose this
capacity. Acute RVF from underfilling may occur during hypovolemia, sepsis, supe-
rior vena cava obstruction (e.g., SVC syndrome), mechanical ventilation (MV), or
arrhythmias. On the other hand, RV failure from overfilling and overdistension can
occur during hypervolemia or overzealous volume resuscitation. Preload sensitivity
164 A.R. Cucci et al.
Fig. 9.1 Mechanisms of acute RV failure. Acute RVF frequently is multifactorial and includes a
number of pathological conditions that result in reductions in RV contractility and preload, in addi-
tion to increases in RV afterload. Note that several mechanisms may cause acute RV failure by two
or more of these components. Asterisks and hashtags indicate mechanisms not directly demon-
strated in the schematic: *Pulmonary microthrombi can also be seen in sepsis/SIRS. #Sepsis/SIRS
may cause acute pulmonary hypertension due to pulmonary artery endothelial cell dysfunction.
**
LV dysfunction may also increase preload. ##Valvular heart disease may also affect RV function
by increasing afterload (e.g., pulmonary stenosis). ARDS acute respiratory distress syndrome,
IL-1β interleukin-1β, IL-6 interleukin-6, LV left ventricle, TNF tumor necrosis factor
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9 Acute Right Ventricular Failure 165
afterload [8, 26, 31–34]. This principle is particularly important in the setting of
acute afterload increase; acute PE is the prototype of such an insult. In general, a
previously healthy and non-hypertrophied RV cannot acutely overcome a systolic
pulmonary arterial pressure (PAP) of more than 50–60; it will decompensate [2, 8,
35]. Consequentially, any condition that leads to a significant loss of pulmonary
vascular cross-sectional area (e.g., acute embolism syndromes, severe acute PH,
acute HPV, pulmonary microthrombi in sepsis, or ARDS) may result in profound
RVF, as the RV will not be able to generate a high enough PAP to maintain pulmo-
nary vascular perfusion and CO. On the other hand, in the setting of a chronically
elevated afterload, the presence of RV hypertrophy allows for the RV to generate
much higher pulmonary pressures, making it more resilient to afterload stress [8].
Even though RV contractility initially increases as a compensatory response to after-
load stress, if the rise in contractility is not sustained or sufficient for the degree of
afterload increase, this results in RV–PA uncoupling [36] (see Chap. 2). Pressure–
volume measurements in the RV allow for accurate measurements of RV contractil-
ity and RV–pulmonary artery (PA) coupling in the setting of RV afterload stress, in
the research setting [36–38].
Ventricular interdependence and dependence upon perfusion during systole also
contribute to the RV’s vulnerability. While alterations in preload, contractility, or
afterload usually initiate acute RV dysfunction, ventricular interdependence and a
drop of the perfusion pressure are causes of rapid RV failure. Ventricular interde-
pendence is due to three distinct phenomena: (1) the connection of RV and LV
superficial muscle layers in the ventricular groove, (2) the shared interventricular
septum (IVS), and (3) the poorly compliant pericardial sac limiting the expansion of
one ventricle in expense of the other ventricle’s filling [39–41]. Due to connected
superficial muscle layers and shared IVS, LV contraction contributes to roughly
20–40 % of the RV systolic pressure (RVSP) and ejection fraction [42–44]. In acute
RV pressure- or volume overload however, both distortion of the RV shape and
leftward shift of the IVS significantly compromise the contractile contributions of
the LV to RV function [8, 39, 40, 42]. Importantly, due to constraints of the pericar-
dial sac, the “bowing” of the IVS towards the LV also impinges on that ventricle,
leading to LV underfilling and diastolic dysfunction, thus further impairing overall
CO [39, 42, 45]. Similarly, ventricular interdependence can lead to acute RV dys-
function in the setting of LV failure, with the IVS being shifted to the right, and thus
impinging on the RV [46].
RV perfusion: Muscle ischemia plays a difficult to assess role in the development of
acute RVF. While RV coronary perfusion under normal conditions is characterized
by coronary flow during both systole and diastole [38, 47, 48], with increasing wall
stress and a subsequent rise in myocardial transmural pressure, coronary perfusion
via the right coronary artery (RCA) is reduced, leading to an overall decrease in
oxygen delivery and subsequent regional ischemia with the subendocardium most
severely affected [49–52]. This decreased oxygen delivery is further compounded
by an increase in myocardial oxygen demand secondary to increases in both RV
wall stress and workload [50]. The tachycardia that is frequently observed in the
166 A.R. Cucci et al.
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9 Acute Right Ventricular Failure 167
Fig. 9.2 Vicious cycle in the transition from RV dysfunction to failure. Alterations in preload,
increases in afterload, and/or decreases in contractility are the causative factors in the development
of RV dysfunction. If the stimulus is severe and/or sustained, increased wall stress and increased
oxygen demand will result in local ischemia. Systemic hypoxemia caused directly by the underly-
ing disease triggering the RV dysfunction (e.g., ARDS, pulmonary hypertension, sepsis, systemic
inflammatory response syndromes, exacerbations of chronic lung disease, or congestive heart fail-
ure) may contribute to the development of local ischemia in the RV. Once RV cardiomyocyte
ischemia ensues and contractility decreases, a vicious cycle of increased oxygen demand in the
setting of decreased oxygen delivery occurs, leading to worsening RV failure and its eventual col-
lapse. RV right ventricle, R → L right-to-left shunt
Fig. 9.3 Macroscopic and microscopic correlates as well as long-term consequence of acute RV
failure due to pulmonary embolism (PE). (a–d) Images of both whole heart (a, c) and RV free wall
(b, d), respectively, of isolated perfused rat hearts 18 h after experimental acute PE (a, b) or sham
procedure (c, d). Note the pale appearance of the RV outflow tract (RVOT) in (a) and (b), rep-
resenting significant myocardial injury. (e–g) Staining for neutrophils (PMNs) in RVOT tissue
from animals treated with PE at 2 h (e), 6 h (f), and 18 h (g) shows marked time-dependent infiltra-
tion with PMNs. (h) Long-term consequences of acute severe PE. Contrasted chest computer
tomography (CT) image from a 79-year-old male with a severe acute PE 6 months prior. Symptoms
at the time of imaging were lower extremity edema and dyspnea on exertion. CT shows a markedly
dilated RV and right atrium (RA). Of note, this patient did not have any evidence of chronic
thromboembolic pulmonary hypertension on ventilation/perfusion scanning and right heart
catheterization. (a–d) Reproduced with permission from Watts JA et al. [56]; (e–h) reproduced
with permission from Watts JA et al. [303]
stress [57, 67] (Fig. 9.3a–f). RV deformation normalizes with time in cases of less
severe cases of acute PE; however, in more severe PE, RV dilation, thinning, and
scarring may remain permanent, leading to persistently impaired contraction [68]
(Fig. 9.3h).
Though not specifically described for the RV, experimental data suggest that
cardiomyocyte stretch leads to activation of an angiotensin II- and endothelin (ET)-
mediated increase in cytosolic calcium and subsequent activation of NFAT, Ca2+/
calmodulin-dependent kinase II, and PKC signaling [69]. Calpain activation con-
tributes to contractile dysfunction in acute RVF and is associated with decreased
abundance and organization of the adhesion protein talin [70, 71]. Lastly, a switch
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9 Acute Right Ventricular Failure 169
to the fetal gene program similar to what is observed in chronic RVF has also been
described for acute RV injury. For example, in a rat model of acute PE, a decrease
in the expression of genes, encoding proteins involved in fatty acid transport, activa-
tion, and β-oxidation occurs within 18 h of injury [72]. This is accompanied by
activation of hypoxia-inducible factor (HIF)-1α, suggesting that—as in chronic
RVF [53]—HIF-1α activation is a key regulator of these metabolic changes.
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9 Acute Right Ventricular Failure 171
and turbulent flow across the pulmonary valve) contributes to vasoconstriction and
an increase in the afterload via nitric oxide scavenging by free hemoglobin and via
L-arginine depletion (the latter via release of erythrocyte arginase) [87–89]. In fact,
plasma haptoglobin concentrations decrease as the severity of PE and the elevations
in RVSP increase [87]. Other embolism syndromes associated with acute RV dys-
function include fat, amniotic fluid, cement, or tumor emboli [90–92].
Although any form of chronic PH can result in acute RV dysfunction, overt RVF
is frequently encountered in patients with pulmonary arterial hypertension (PAH) or
chronic thromboembolic pulmonary hypertension (CTEPH) [31, 93, 94]. In both
syndromes, acute RVF can be the initial presentation of the disease, or present as
acute-on-chronic RV failure. Acute PH and RVF are serious problems after cardio-
thoracic surgery. Mechanisms are multifactorial and include depression of preload
and cardiac contractile strength in response to a systemic inflammatory response
syndrome, as well as increased afterload from lung vascular microembolism, effects
of mechanical ventilation, cardiac restrictive physiology, and the superimposed
negative inotropy by drugs required for sedation or heart rate control [95–97].
Specific risk factors for the development of perioperative RVF include the use of
cardiopulmonary bypass, RV ischemia-reperfusion injury, and placement of left
ventricular assist devices (LVADs) [98, 99]. The etiology for RV dysfunction in the
latter case has not been fully characterized; changes in geometry and contraction
patterns after LVAD placement have been proposed (see below) [100–102]. Sickle
cell crisis, specifically the acute chest syndrome (ACS), has also been characterized
by marked elevation in tricuspid regurgitant jet velocity in as many as 60 % of
patients [103]. Cor pulmonale has been described in as many as 13 % of ACS
patients [103]. The mechanism underlying the development of PH and subsequent
RVF in the setting of ACS is multifactorial and includes hyperhemolysis, HPV,
pulmonary microvascular embolism and thrombosis, bone marrow emboli, and
coronary hypoperfusion [103–105]. Importantly, ACS-associated PH and RV
dysfunction are associated with cardiac biomarker elevation and a higher risk of
death [105].
Hypotensive states, such as sepsis, shock, hemorrhage, or severe hypovolemia,
compromise both RV filling as well as RV coronary perfusion [2]. Sepsis and shock
have complex effects on RV function, as they—in addition to decreasing preload—
can directly decrease RV contractility via negative inotropic effects of bacterial
endotoxins and/or pro-inflammatory cytokines (e.g., TNF-alpha, IL-1beta, IL-6)
[4, 106]. Furthermore, sepsis-induced endothelial dysfunction with pulmonary
vasoconstriction and pulmonary microthrombi can significantly increase RV after-
load [4, 107]. Lastly, treatments employed for sepsis and/or shock (MV, overzealous
volume resuscitation) can negatively affect RV function [2, 8, 31].
Severe respiratory disease can cause significant RV dysfunction, as hypoxemia
and hypercapnea may impair RV performance via vasoconstrictor effects, and
potentially also via direct effects on the myocardium [2, 8, 31, 108, 109]. ARDS has
been associated with increased transpulmonary gradients in 73 % of patients in the
ARDSnet cohort [110], and acute cor pulmonale occurs in 25–50 % of ARDS
patients, depending on the severity of the syndrome [21, 111, 112]. In addition to
172 A.R. Cucci et al.
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9 Acute Right Ventricular Failure 173
Obesity, severe hemodynamic alterations such as elevated PVR, and use of LVAD
as destination therapy were also found to be strongly associated with development
of RVF [99].
Intrinsic cardiac disease, including acute RV myocardial infarction (RVMI),
acute valvulopathies (e.g., mitral or tricuspid regurgitation), viral myocarditis, sep-
tic cardiomyopathy, and pericardial disease (e.g., cardiac tamponade) can be com-
plicated by acute RVF [8, 127, 128]. RVMI has been traditionally associated with
hypotension, distended jugular veins, and clear lung fields in patients suffering from
an acute MI [129]; however, hemodynamically significant RVMI presenting with
hypotension actually occurs less than 10 % of the time [129]. Typically the RCA is
the culprit vessel, with more extensive RV myocardial necrosis associated with the
proximity of the occlusion [130]. The prognosis of RVMI largely depends on pres-
ence of complications, such as ventricular arrhythmias or a high-grade atrioven-
tricular block, underlying RV dysfunction, and the success of angioplasty to restore
coronary reperfusion [8, 130–132].
An interesting recently identified cause of acute RV dysfunction and sudden
cardiac death is the syndrome of arrhythmogenic RV dysfunction in endurance ath-
letes [133] (see Chap. 16). Similarly, it has recently been demonstrated that acute,
high-intensity exercise can result in acute dysfunction and cardiomyocyte damage
of the RV, but not the LV [134] (see Chap. 15). A decrease in RV function can also
be seen after brain death and—in case of heart transplantation—may contribute to
early postoperative RV failure in the recipient [135, 136].
Lastly, patients with comorbidities associated with chronic RV dysfunction (e.g.,
obstructive sleep apnea, chronic lung disease, chronic LV dysfunction, PAH) are at
risk for acute decompensation of RV function either due to progression of their
underlying disease, or as a consequence of an additional insult to the RV (Table 9.2).
The management of acute RVF begins with recognizing the key signs and symp-
toms to make the initial diagnosis. Currently available tools include history and
physical examination, electrocardiography, biomarkers, imaging studies, noninva-
sive hemodynamic monitoring devices, and invasive cardiopulmonary hemody-
namic monitoring. Importantly, the same tools used for diagnosing RV dysfunction
have also been applied to predicting patient outcomes, and are being used for both
risk stratification and management of acute RVF (Table 9.3).
History, Patient Factors, and Physical Examination: As in chronic RVF, signs and
symptoms of acute RVF tend to be nonspecific and late. While patients typically
present with new onset signs and symptoms of RVF, in cases of acute-on-chronic
RVF patients likely have preexisting symptoms and physical examination findings.
As in chronic RVF, symptoms of chest pain, lightheadedness, and syncope, as well
174 A.R. Cucci et al.
as findings such as hypotension, cyanosis, and cool extremities represent severe and
advanced RV dysfunction [137–139].
Over recent years, the patterns of clinical presentations of acute RVF have been
included in the risk stratification and management strategies of these patients. For
example, syncope in patients with acute PE or advanced PAH strongly correlates
with severe RV dysfunction and is associated with increased overall mortality [19,
139, 140]. Signs of hemodynamic instability (i.e., hypotension and tachycardia)
also are strong predictors of poor outcomes in patients with PAH [141] or acute PE
[19, 35, 142]. Similarly, an altered mental status predicts poor outcomes in acute PE
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9 Acute Right Ventricular Failure 175
Though direct hemodynamic assessment via right heart catheterization is critical for
the diagnosis, classification, and management of acute RVF, this is frequently com-
plemented by important noninvasive tests including biomarkers, echocardiography,
and radiographic imaging.
Biomarkers: Though nonspecific and potentially confounded by other disease states
(e.g., LV disease, renal failure, obesity), increased levels of biomarker can allow
assessment of the RV dysfunction. Used in conjunction with the clinical presenta-
tion, biomarkers have also been invaluable in assessing disease severity and guiding
therapy. A major advantage of the use of serum biomarkers is their high negative
predictive value (NPV); biomarkers in the normal range essentially rule out RVF
(with obesity being a potential exception to this rule).
BNP and NT-proBNP are well established in both diagnosis and management in
LVF [148]; however their role in RV disease is increasingly being recognized.
Regardless of the cause of RV dysfunction, in the absence of LV or renal disease,
elevated natriuretic peptide concentrations predict the severity of RV dysfunction
observed on echocardiography [19, 149–152]. In patients with PAH or PE, elevated
NT-proBNP has a strong prognostic value predicting death from decompensated RV
function. For example, in PAH, proBNP concentrations >1,400 pg/mL have a sensi-
tivity and specificity of 88 % and 53 %, respectively, and a NPV of 91 % for predict-
ing fatal outcomes [152]. Similarly, BNP levels >180 pg/mL have been associated
with poor outcomes [153]. Increased BNP also predicts adverse clinical events and
increased mortality in patients with acute RVF secondary to acute PE [19, 149].
Recent meta-analyses identified elevated BNP levels as significantly associated
with increased short-term all-cause mortality, death resulting from PE, and serious
adverse events [149, 154–156]. For example, in a meta-analysis by Sanchez et al.
[156], the odds ratios for short-term mortality for BNP or N-terminal pro-BNP ele-
vations in patients with submassive PE were 9.51 and 5.74, respectively. The recent
AHA Statement on Massive and Submassive Pulmonary Embolism considers BNP
>100 pg/mL or NT-pro-BNP >900 pg/mL as strong markers of moderate-to-severe
RV strain [9].
176
Table 9.3 Overview of commonly used tools for diagnostic testing and risk stratification in acute right ventricular failure
Serum biomarkers
B-type natriuretic peptide (BNP), • NT-proBNP >1,400 pg/mL association with increased mortality in RVF in PAH [152]
NT-proBNP • BNP >180 pg/mL associated with significant increase risk of death in PAH [153]
• BNP >90–100 pg/mL associated with increased mortality and adverse clinical events in RVF in acute PE [149]
• BNP >168 pg/mL indicates severe RV dysfunction in patients with CTEPH [151]
Cardiac troponins • Independent predictor of death in acute PE; elevated levels associated with increase in short-term mortality, death
secondary to PE, and adverse outcomes [157]
• Also predictor of mortality in PAH [152]
C-reactive protein (CRP) • Predicts survival in PAH patients with acute RVF due to CTEPH and PAH [17, 302]
• CRP >5 mg/dL is associated with decreased survival and event-free survival in patients with PAH [302]
• Correlates with severity of PAH [302]
Sodium (Na), glomerular filtration • Na <135 mmol/L associated with increased 30-day mortality and an independent predictor for hospital readmission
rate (GFR) in acute PE [161]
• Na <136 mmol/L predicts frank RVF and increase risk of death in PAH patients [160]
• GFR <45 mL/min per 1.73 m2 associated with increased likelihood of death or urgent transplantation in acute
PAH-induced RVF [159]
Echocardiographic parameters
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Pericardial effusion • Echocardiographic findings which predict poor outcomes in PAH [153]
RA, RV enlargement • RVSP >50 mmHg at time of diagnosis of acute PE predicts persistent elevations in RVSP [182–185]
Septal displacement or “bowing” • RV/LV diameter >0.9 predicts increased mortality in acute PE [143]
RV hypokinesis • Bowing of the IVS associated with short-term mortality [186]
A.R. Cucci et al.
Severe tricuspid regurgitation
RV diameter/LV diameter ratio
Tricuspid annular plane systolic • TAPSE ≤1.5 cm predicts increased mortality, re-infarction rates, and hospitalization at 2-year follow-up in setting
excursion (TAPSE) of RVMI [188]
• TAPSE ≤1.8 cm indicates more severe RV dysfunction and worse overall prognosis [189]
• TAPSE ≤1.8 cm in setting of acute PE predicts worse 1-year survival [190]
Presence of RV notching • Mid-systolic notching predicts increased PVR and more severe RV dysfunction in PAH [194]
Tissue Doppler, Tei index, RV • Newer indices reliable for assessing RVF; less preload dependent [25]
myocardial performance index
(RVMPI)
9 Acute Right Ventricular Failure
Hemodynamic parameters
Right atrial pressure (RAP) • RAP >15 mmHg indication for transplant referral for PAH [200]
• RAP >20 mmHg associated with significant increased risk of death in PAH [153]
• RAP >20 mmHg contraindication for balloon atrial septostomy [200]
RV stroke work index (RVSWI) • RVSWI ≤0.25 mmHg × mL/m2 strong predictor of RVF after LVAD placement [123]
CI cardiac index, CTEPH chronic thromboembolic pulmonary hypertension, LV left ventricle, LVAD left ventricular assist device, PAH pulmonary arterial
hypertension, PE pulmonary embolism, RV right ventricle, RVF right ventricular failure, RVSP right ventricular systolic pressure
177
178 A.R. Cucci et al.
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9 Acute Right Ventricular Failure 179
Fig. 9.4 Noninvasive diagnostic methods for acute right ventricular failure (RVF). (a, b)
Echocardiographic images from a 40-year-old female with acute RVF from scleroderma-associated
PAH demonstrating incomplete tricuspid valve coaptation (white arrow) during systole (a) and
compression of the LV during diastole (b; known as the “D-sign” [white arrowhead]), both consis-
tent with severe RV pressure overload. Note presence of severe right atrial (RA) enlargement and
left atrial (LA) underfilling. (c) Color tissue Doppler sampling of the tricuspid annulus in four-
chamber view of the same patient reveals significant reduction in RV systolic velocity suggestive
of severe RV systolic dysfunction. (d) EKG from the same patient is demonstrating right axis
deviation, peaked p-waves in lead II, and significant T-wave inversions in precordial leads sugges-
tive of severe right atrial enlargement and RV strain, respectively. Precordial leads also demon-
strate evidence of RV hypertrophy. (e, f) Contrasted chest computer tomography (CT) images of a
46-year-old male presenting with acute massive pulmonary embolism. Note significant RA
enlargement and RV dilatation with reversal of appropriate RV to LV size ratio (e; RV/LV ratio >1)
and severe hepatojugular reflux of intravenous contrast into inferior vena cava and hepatic veins
(asterisk in f). The latter finding has been associated with turbulent flow in the RV and subsequent
hemolysis [87, 172]. LA left atrium, LV left ventricle, PA pulmonary artery, RA right atrium, RV
right ventricle
Radiographic Studies: Plain chest radiography lacks sensitivity, but may have some
utility in determining the etiology of acute RVF. For example, cardiomegaly, pleural
effusions, and pulmonary edema can be suggestive of LVF as the cause of
RVF. Pulmonary infiltrates may suggest a primary lung pathology. Clear lung fields
with prominent pulmonary vasculature on the other hand may suggest decompen-
sated PAH as the underlying etiology. Findings of RV dysfunction on chest com-
puted tomography (CT), such as right atrial (RA) and RV dilatation, leftward shift of
the IVS, or reflux of intravenous contrast into the hepatic veins, are often late find-
ings of disease and may suggest increased mortality [2, 172] (Fig. 9.4e + f ). Since
chest CT is often performed for other reasons, such findings are not infrequently
picked up incidentally. In acute PE, CT evidence of RV dilation (RV/LV diameter
>0.9 in a four-chamber view [9]) predicts worsened findings on echocardiography,
but prospective studies have failed to find an independent association with adverse
short-term events, including death in the hospital, at 30 days, or at 3 months [79, 173].
180 A.R. Cucci et al.
Chest CT with intravenous contrast is frequently obtained during the initial evaluation
of acute PE. However, for the evaluation of CTEPH as the cause of acute RV dys-
function, chest CT with intravenous contrast lacks sensitivity, and ventilation/
perfusion scanning appears to be more sensitive [174]. Chest CT may also help to
identify pulmonary parenchymal or cardiovascular causes of RVF. Cardiac magnetic
resonance imaging (cMRI) is considered the gold standard for the noninvasive
evaluation of RV and LV function and structure [25, 175]. However, due to practical
reasons, its use for the diagnosis and management of acute RVF is limited, as these
patients are frequently not stable.
Echocardiography: Echocardiography is an invaluable tool for both diagnosis and
management of acute RV dysfunction [2]. Traditional parameters of RV dysfunction
such as RA enlargement, RV dilatation, RV hypokinesis, leftward shift of the IVS,
significant tricuspid regurgitation, and dilatation of the inferior vena cava with lack
of respiratory variation predict adverse outcomes in patients with acute PE or
decompensated PAH (Fig. 9.4a–c) [19, 175–178]. The estimation of RVSP via the
modified Bernoulli equation is fundamental in screening patients for elevated PAPs.
However, RVSP, as estimated by echocardiography, may over- or underestimate the
true systolic PAP in PH patients by >10 mmHg in almost 50 % of cases, especially
when patients have intrinsic lung disease [179, 180]. To further complicate the use
of estimated RVSP, in the setting of acute RVF, a decrease often reflects worsening
RV dysfunction and a low CO [181]. Therefore, in decompensated RV disease,
RVSP values should be considered a screening step and additional markers of RV
performance are required. Despite these limitations, in acute PE, very high RVSP
(e.g., >50 mmHg) at diagnosis predicts a high probability of the patient experienc-
ing persistently elevated PAPs with standard anticoagulation [182–185].
In patients with acute PE, the increased RV/LV diameter ratio has been identified
as an independent predictor of mortality [143]. While this ratio was not identified as
a predictor of death in acute PE patients previously, that study identified bowing of
the IVS as a predictor of short-term mortality [186]. In patients with acute myocar-
dial infarction, presence of RV free wall hypokinesis, decreased TAPSE, and
reduced lateral tricuspid annular velocity on tissue Doppler imaging (TDI) may be
suggestive of RV involvement [3, 175, 187]. A TAPSE ≤1.5 cm and presence of RV
strain independently predict mortality, re-infarction rates, and hospitalization at
2-year follow-up in patients with acute MI [188]. In patients with PAH, TAPSE
<1.8 cm reflects more severe RV dysfunction and a poorer prognosis [189]. The
TAPSE may also indicate RV dysfunction in patients with acute PE, as lower values
indicate elevated RV pressures [190]. Newer indices such as tissue Doppler, Tei
index, and RV myocardial performance index (RVMPI) are being evaluated in
patients with PH and/or acute PE [191–193]. A detailed overview of prognostic
echocardiographic parameters is provided in Table 9.3.
Echocardiography also offers clues that help uncover the etiology behind decom-
pensated RVF. For example, injection of agitated saline allows for detection of
intracardiac shunts as a possible cause or consequence of RVF. Findings of left
atrial enlargement and LV hypertrophy are more suggestive of LV pathology as the
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9 Acute Right Ventricular Failure 181
cause of RV failure. Notching of the Doppler signal in the RV outflow tract reflects
significant pulmonary vascular remodeling and is suggestive of PAH [194]. Once
thought to be a specific finding for acute PE, the McConnell sign refers to a distinct
pattern of RV mid-free wall hypokinesis with preserved contraction of the apical
segments; however, this sign has been increasingly identified in other forms of RVF
[195–197]. Transesophageal echocardiography (TEE) has been proposed as a supe-
rior method when compared to transthoracic echocardiography for detecting RV
dysfunction in ARDS [113], but further studies are needed before such a strategy
can be recommended.
Invasive Hemodynamic Assessment: Right heart catheterization remains the gold
standard for diagnosing and thoroughly characterizing acute RVF and determining
its etiology. It also provides significant insight into both disease severity and prog-
nosis [198]. While right heart catheterization in general is a very safe procedure
[199], PA catheters (PACs) may be more difficult to float in patients with RVF, and
their placement is associated with a higher rate of complications [5], a potential
problem in patients with already compromised cardiopulmonary hemodynamics.
PAC placement-associated tachyarrhythmias may be particularly devastating. Thus,
the procedure should ideally be performed in the cardiac catheterization lab, but if
the patient is too unstable to be transported, PA catheterization can be performed in
the ICU. In addition to directly measuring RA pressure, PAP, and pulmonary artery
wedge pressure (PAWP), right heart catheterization allows the measurement and/or
calculation of right atrial pressure (RAP), CO and cardiac index (CI), mixed SvO2,
PVR, and RV stroke work index [74, 200–202]. Measurement of these parameters
in the setting of acute RVF assists with guiding the therapy (inotropic agents, pul-
monary vasodilators, and diuretics). Assessment of oxygen saturation in sequential
right heart chambers (e.g., RA and RV) help determine the presence of a significant
left-to-right shunt as a possible cause of RVF. Again as a reduction in PAP may
reflect decreasing RVEF and worsening RVF [181].
While determination of Pcwp as a surrogate for LV end-diastolic pressure
(LVEDP) is critical in the evaluation of RV dysfunction, one needs to keep in mind
that the Pcwp can be poorly calibrated to LVEDP. Even in regular outpatient popula-
tions, the Pcwp over- or underestimates the LVEDP in a large percentage of patients
[203, 204]. Since the presence of tachyarrhythmias, respiratory excursions, and MV
may negate the assumption of a static blood column between the catheter tip and LV,
the agreement between Pcwp and LVEDP may be even less robust in acute RVF
patients. For example, accurate measurement of Pcwp in patients in the ICU is often
complicated by the presence of intrinsic lung disease, incorrect catheter placement,
and MV (e.g., presence of positive end-expiratory pressure [PEEP]) [205, 206].
Specifically, in the presence of higher levels of PEEP, Pcwp can be falsely elevated.
A more accurate approximation of Pcwp in a patient on MV and high level of PEEP
can be made by subtracting about one-half the PEEP level from the Pcwp. Acidosis,
hypoxemia, and administration of vasoactive drugs may also influence the accuracy
of Pcwp measurements [206]. Depending on the stability of the patient, perfor-
mance of left heart catheterization may be desirable, as it allows a direct measure-
ment of the LVEDP and assessment of coronary artery disease.
182 A.R. Cucci et al.
Novel methods for assessment of afterload and RV–PA coupling include the use
of impedance catheters and the measurement of pressure–volume loops in the RV
[36]. While these techniques are highly promising and while they may provide criti-
cal information their use is currently limited to research.
Noninvasive Hemodynamic Monitoring: Recently, there has been an increasing use
of noninvasive hemodynamic monitoring techniques during the management of
hemodynamically unstable patients (e.g., measurement of variations in pulse pres-
sure, systolic blood pressure, or stroke volume) [207–209]. In studies evaluating
mechanically ventilated hypotensive patients with an absence of arrhythmias, these
techniques appear to be promising. However, since patients with RVF frequently
exhibit increased respiratory efforts and/or tachyarrhythmias, extrapolation of these
data to patients with RVF is problematic. Passive leg raising may better predict fluid
responsiveness in patients with arrhythmias and spontaneous respiration [210]. A
recent study evaluated a bioreactance-based noninvasive CO monitoring method,
and found this to be precise and reliable in a stable PH population [211]. However,
the validation in patients with acute RVF is needed.
The key principle in the management of acute RVF focuses on determination and
treatment of the underlying etiology. Specific therapies are usually complemented
by supportive strategies focused on improving RV function via volume optimiza-
tion, enhancing contractility, and reducing afterload (Fig. 9.5). These goals are
achieved through a combination of appropriate volume management, vasopressors
and/or inotropic agents, pulmonary vasodilators, and interventional or surgical
strategies [2]. Unfortunately, no RV-specific therapies exist, and most of the inter-
ventions aimed at improving RV performance and/or PA vasomotor tone concomi-
tantly affect the systemic vasculature and/or the LV. In addition, studies specifically
evaluating patients with RVF are few, limited by small patient numbers and they are
usually not prospective. The management of patients with acute RVF should always
incorporate general preventative measures, supportive care, and specific interven-
tions aimed at the underlying cause.
General measures: The initial focus in any patient with acute RVF, irrespective of
the underlying etiology, is early evaluation of any underlying reversible factors that
are either primarily responsible for or contributing to the deterioration of RV func-
tion [2, 17, 31, 212, 213]. Infections are one of the strongest predictors of mortality
in patients with RVF secondary to PAH [17, 31]. Similarly, infection has been
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9 Acute Right Ventricular Failure 183
Fig. 9.5 Treatment of acute RV failure. Treatment of the failing RV focuses on attenuation of
pathophysiologic alterations in preload, contractility, and afterload by a combination of general
methods and specific therapies directed against the underlying, as well as pharmacological and
interventional approaches directed against the failing RV. Recent studies suggest potential role for
epoprostenol and PDE-5 inhibitors to improve RV contractility, the later through concomitant
PDE-3 inhibition. Use of milrinone, dobutamine, and levosimendan also have concurrent benefits
in afterload reduction. Importantly, management of acute RVF depends on general supportive care
including oxygen therapy, volume optimization, and correcting anemia, if present. Specific thera-
pies, such as thrombolytic therapy for acute pulmonary embolism, early percutaneous coronary
intervention for acute RV myocardial infarction, or antibiotic therapy and volume resuscitation for
patients with sepsis are indicated in the appropriate clinical setting for additional management of
RVF. BiVAD biventricular assist device, NO nitric oxide, RVAD right ventricular assist device
identified as a risk factor for ARDS-induced cor pulmonale [112]. Thus, the
importance of preventative measures, aggressive monitoring for infections, and
early use of appropriate antibiotics and source control measures cannot be overem-
phasized. Anemia can be deleterious to RV function, as it may result in decreased
oxygen carrying capacity and reduced oxygen delivery to the failing RV, while
simultaneously increasing the oxygen demand as a consequence of anemia-induced
tachycardia. The optimal hemoglobin (Hb) level for patients with acute RVF is not
well defined [31]. While typical ICU patients may benefit from a conservative
transfusion strategy [214], this specific patient population may require higher
hemoglobin levels in order to maintain appropriate oxygen delivery [215].
184 A.R. Cucci et al.
Monitoring serum lactate levels and central or mixed venous oxygen saturation
(ScvO2 or SvO2) may assist in guiding decisions regarding the need for transfusions
[10, 216].
Management of supraventricular arrhythmias: Supraventricular arrhythmias can be
highly detrimental to RV performance, thus reflecting the importance of atrial con-
traction in maintaining RV diastolic filling and RV stroke volume [25]; a recent
study in a PAH and CTEPH cohort with atrial flutter or fibrillation demonstrated
benefit from a rhythm control strategy [55]. In particular, both atrial flutter and
fibrillation were strongly associated with clinical worsening, RVF, and death [55].
Whether these data can be extrapolated to other populations with RV dysfunction is
unknown; however, immediate cardioversion in patients with significant RV dys-
function should be considered [5, 31].
Volume management is fundamental in acute RVF. Typically, patients with RVF
present with volume overload and require sodium restriction and diuresis; thus the
use of diuretics or renal replacement therapy is frequently required during the initial
management [31]. Continuous infusion of diuretics may be preferable over bolus
dosing, and the combination of a loop diuretic with a thiazide or thiazide-like diuretic
(e.g., metolazone) may confer additional benefits [217, 218]. RVF is characterized
by significant neurohormonal activation [17, 160], and emerging data indicate that
inhibition of the renin–angiotensin–aldosterone system may provide significant clin-
ical benefits [219–221]. While initial data suggested a role for ultrafiltration for
patients with LVF and cardiorenal syndrome, the recent CARRESS-HF trial found
that ultrafiltration was inferior to pharmacological therapy in this population, and
resulted in a significant increase in serum creatinine and serious adverse events
[222]. The routine use of this strategy for acute RVF can thus not be recommended.
Over-diuresis, however, may be detrimental to RV function, leading to electrolyte
imbalances, reduced CO, pre-renal azotemia, and systemic hypotension. A com-
monly used strategy is to diurese until BUN or creatinine is starting to rise [223].
On the other hand, volume administration to an already overloaded RV will fur-
ther impair CO through ventricular interdependence and subsequent underfilling of
the LV [26]. In hypotensive patients with suspected hypovolemia, careful fluid
boluses of 500 mL are recommended, but should be discontinued if no improvement
in blood pressure or CO occurs after 1,000 mL [2, 5]. Use of clinical history, physical
exam, bedside echocardiography, and serum biomarkers cannot be overemphasized
in guiding volume management for RV dysfunction and failure. Frequently, invasive
monitoring of hemodynamics is required.
The diabolical effect of preload reduction: The failing RV requires an adequate
preload to sustain forward flow. However, many patients with severe afterload-
induced RV dysfunction will have chest pain suggestive of angina. Usual care often
prescribes the use of nitroglycerine in effort to improve coronary perfusion.
Regrettably, nitrates have the opposite effect. Although clinical studies are lacking,
in our experience, the use of nitrates in afterload-induced RV failure can produce a
deleterious reduction in arterial blood pressure, especially in patients with acute
PE. A similar phenomenon has been described for patients with acute RVMI.
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9 Acute Right Ventricular Failure 185
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9 Acute Right Ventricular Failure 187
Fig. 9.6 Effect of fibrinolysis on mean pulmonary artery pressure (mPAP) in patients with acute
pulmonary embolism. (a) Summary of PAP data from randomized placebo-controlled trials. (b)
Forest plot of effect size based upon magnitude and direction of change in mPAP after fibrinolysis.
The pooled effect size (white diamond) demonstrates benefit for fibrinolysis in reducing
mPAP. Note that the pooled effect size demonstrates benefit for fibrinolysis in reducing mean PAP.
PAG pulmonary angiogram, SD standard deviation, SK streptokinase, TPA tissue plasminogen acti-
vator, UK urokinase, VQ ventilation perfusion scan
Milrinone, a PDE-3 inhibitor that prevents breakdown of cyclic AMP, also has
inotropic and vasodilatory properties. Similar to dobutamine, systemic vasodilatation
may limit its use [241]. This effect is minimized by the use of inhaled milrinone,
which results in localized pulmonary vasodilatation, while maintaining its benefi-
cial effects on improving RVEF [242]. Due to the lack of β-receptor effects, milrinone
is typically not associated with development of tachyarrhythmias and may be for
patients on chronic β-blocker therapy. Both milrinone and dobutamine can be used
in conjunction with inhaled pulmonary vasodilators, such as iNO [243]. This com-
bination provides additive effects on pulmonary vasodilatation while allowing for
lower inotrope doses, thus minimizing the risk of hypotension [244].
Levosimendan, a calcium sensitizer that is available in Europe, increases RV
contractility without increasing oxygen consumption [245]. The drug also has a
188 A.R. Cucci et al.
variety of other potential beneficial effects for patients with RVF (e.g., anti-ischemic
properties) [246]. Recent preclinical trials show significant improvements in both
RV contractility and afterload reduction compared to dobutamine [247, 248], but
the clinical experience in acute RVF is limited.
While dopamine increases RV contractility, it may also paradoxically increase
RV end-diastolic volumes [136]. In addition, its tendency to induce tachyarrhythmias
and increase overall mortality in cardiogenic shock [249] make it a less ideal agent
in the setting of decompensated RVF.
Norepinephrine is an α1/β1-receptor agonist that offers a number of benefits in
the treatment of acute RVF: (1) it may allow with the use of inotropes in the setting
of hypotension, (2) it exerts β1-mediated positive inotropic effects [240], and (3) it
exerts the α1-mediated increase in LV afterload and coronary perfusion pressure
that improve both LV and RV function [240, 250]. The latter is of particular impor-
tance, since increased RV transmural pressure frequently compromises RCA perfu-
sion. Norepinephrine can thus help break the vicious cycle of the decompensated
RVF hemodynamic demise [251] (Fig. 9.2). Importantly, the drug does not appear
to increase PAP or PVR. Experimental studies using aortic constriction for acute
RVF suggest that increasing afterload may also exert protective effects indepen-
dently of coronary perfusion pressure elevation [252], possibly mediated by
improved septal mechanics. Vasopressin may be an alternative to norepinephrine as
it has systemic vasoconstrictive properties while concurrently resulting in pulmo-
nary vasodilatation [253, 254]. However, its use for RVF has not been systemati-
cally investigated.
Pulmonary vasodilators: Reducing RV afterload is one of the cornerstones in the
treatment of acute RVF, and pulmonary vasodilators are an attractive class of drugs
for this syndrome. Typically, iNO and/or PAH-targeted therapies such as prostacy-
clin derivatives, phosphodiesterase-5 (PDE5) inhibitors, and endothelin receptor
antagonists (ERAs) are used.
iNO stimulates soluble guanylate cyclase (sGC) and increases cyclic GMP,
thereby mediating pulmonary vasodilatation [255]. Rapid hemoglobin-mediated
inactivation in the pulmonary capillaries prevents systemic vasodilatation [256].
Effects are limited to ventilated lung areas, therefore attenuating HPV, decreasing
PAP and PVR, and improving oxygenation without increasing shunt physiology
[257, 258]. In addition, iNO has anti-inflammatory effects and decreases inflamma-
tory cytokine production [259]; this may be of particular importance in RVF associ-
ated with significant RV or lung inflammation. Typical concentrations range from
20 to 40 ppm. Results are not uniform, however; in a study of 26 ICU patients with
acute RVF, 14 patients experienced a significant increase in CO and oxygenation as
well as a decrease of the PVR with iNO (35 ppm) [260]. One study in patients
undergoing heart or lung transplantation demonstrated decreased mortality if iNO
was used for PH and/or RVF rather than as a treatment for hypoxemia [261].
Improvements in PVR and RV dysfunction were confirmed in another study of heart
transplant recipients [262], and in patients with PH after mitral valve replacement
[263]. iNO’s properties make it an attractive agent for the treatment of severe acute
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9 Acute Right Ventricular Failure 189
PE, and in a recent phase I study of eight patients with severe submassive PE, iNO
reduced dyspnea without adverse events [264]. A phase II study evaluating iNO in
acute submassive PE with RV strain is currently ongoing (ClinicalTrials.gov identi-
fier NCT01939301). Use of iNO is limited by expense, potential methemoglobinemia,
production or reactive nitrogen species, acute kidney injury, and rebound PH after
sudden discontinuation [5, 265]. iNO appears to be of particular benefit when com-
bined with inotropic agents, such as dobutamine or milrinone [243].
Epoprostenol, due to its short half-life (3–6 min) and potent vasodilator effects,
is the preferred prostacyclin in patients with severe RVF. Initiated at 1–2 ng/kg/min,
the drug can be increased by 0.5–1 ng/kg/min every 15–30 min. A more cautious
approach is often warranted in critically ill patients with significant comorbidities,
hypoxemia, and/or labile hemodynamics. Epoprostenol, by increasing cAMP,
decreases PAP and PVR and increases CO, but its use is frequently limited by sys-
temic hypotension, worsening ventilation/perfusion mismatch, and dose-dependent
side effects (e.g., gastrointestinal symptoms, headaches) [2, 266]. Intravenous epo-
prostenol should therefore be avoided in shock that is not due to RVF and in severe
respiratory failure [2]. Use in LV dysfunction is contraindicated, due to its associa-
tion with increased mortality [267] and potential to precipitate acute pulmonary
edema [73]. Despite its conceptual appeal, in patients with acute PE and RV dys-
function, treatment with epoprostenol did not improve RV dilatation or any other
measured variables of RV function [268]. While epoprostenol may exert inotropic
effects in patients with idiopathic PAH [269], improvements of the CO in acute RVF
appear to be primarily due to pulmonary vasodilatory effects [270]. Importantly,
abrupt discontinuation of epoprostenol may result in rebound PH and even death
[271, 272]. Treprostinil also reduces PAP and PVR [273], but has a longer half-life
than epoprostenol. Intravenous rather than subcutaneous administration should be
pursued in unstable patients, in order to avoid problems due to unpredictable absorp-
tion. Aerosolized prostacyclins offer the benefit of reducing systemic side effects
(e.g., hypotension), minimizing ventilation/perfusion mismatch, and decreasing
cost as compared to iNO. In particular, aerosolized epoprostenol is increasingly
used in the acute setting [274]. For example, in heart or lung transplant recipients
with PH, refractory hypoxemia, and RV dysfunction, inhaled prostacyclin therapy
reduced PAP and improved CI and ScvO2 similar to iNO [275]. Similarly, inhaled
iloprost improves PH and RV function during/after mitral valve surgery, cardio-
pulmonary bypass, or heart transplantation [276–278]. One study found it to be
more potent than iNO [279]. Clearly the management of these agents requires
close monitoring of cardiopulmonary hemodynamics (usually by PAC and/or
echocardiography).
Due to concerns about unreliable absorption in decompensated RVF, oral
vasodilators are less frequently used. However, they are useful for (1) less severe
forms of acute RVF and (2) when patients that have become more hemodynamically
stable, with plans to withdraw parenteral agents [31]. ERA use in the ICU is limited
by relatively long half-lives and potential hepatotoxicity in case of bosentan [272,
280]. In general, more data are available for PDE5 inhibitors. In patients undergoing
mitral valve repair or LVAD placement, sildenafil reduces PAP and PVR and facilitates
190 A.R. Cucci et al.
Conclusion
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9 Acute Right Ventricular Failure 191
and incorporation of clinical parameters into validated risk scores. The key principle
in the management of acute RVF is the treatment of the underlying etiology,
complemented by supportive strategies focused on improving RV function via opti-
mization of the volume status, enhancing contractility, and reducing afterload. The
latter two are achieved through use of vasopressors, inotropes, pulmonary vasodila-
tors, and interventional or surgical therapies. Unfortunately, most of the interven-
tions aimed at improving RV performance and/or PA vasomotor tone concomitantly
affect the systemic vasculature and/or the LV. Future research should focus on better
defining the molecular mechanisms of cellular dysfunction and cardiomyocyte
death in acute RVF, as a better understanding of these mechanisms will lead to the
ultimate goal of developing novel therapies that directly target the failing RV and
may salvage injured myocardium.
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ventricular failure. J Am Coll Cardiol. 2010;56(18):1435–46.
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Part IV
Chronic Right Ventricular Failure
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Chapter 10
Echocardiography of Chronic Right
Heart Failure
Introduction
Right heart failure most commonly develops from pressure overload, volume overload,
and ischemic heart disease. It is rarely caused by cardiomyopathies or infiltrative
myocardial disease (e.g., amyloid heart disease). Pressure overload can be caused
by pulmonary artery hypertension (pre-capillary hypertension) but far more com-
monly from elevation of left heart filling pressures (post-capillary hypertension).
In general, the right ventricle (RV) manages pressure overload less efficiently than
volume overload. Examples of RV volume overload are atrial septum defect (ASD),
severe tricuspid regurgitation, and anomalous pulmonary venous drainage [1].
Acute ischemia or infarction with occlusion of the proximal part of the RV
branches often generates RV dysfunction, low cardiac output, and fluid retention in
the acute phase. However, with rapid treatment including fluid treatment and reper-
fusion, and sometimes inotropic stimulation, the RV often recovers well [2].
In addition, problems in one ventricle can be transmitted to the other one, an exam-
ple of this is an increased pressure overload of the RV which results in reduced LV
volume and diastolic dysfunction. On the other hand, RV diastolic dysfunction can be
seen in patients with volume or pressure overloaded LV as in dilated cardiomyopathy
(Fig. 10.1). In those conditions the ventricular septum plays an important role in
Fig. 10.1 Upper left and right; LV D-shape and LV mitral filling pattern (LV relaxation distur-
bance) in a patient (age of 40 years) with pressure overloaded RV due to PAH. Lower left and right;
right ventricular filling pattern (relaxation disturbance) in a patient with DCM (45 years old). E
early diastolic filling velocity, A atrial diastolic filling velocity
Echocardiography
Patients with right heart failure may be managed using a combination of imaging
modalities. This chapter presents the advantages and applications of ultrasound.
Unlike for the LV, however, the classic metrics for assessing the status of the failing RV,
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10 Echocardiography of Chronic Right Heart Failure 211
Fig. 10.2 Septal motion during inspiration and expiration in a patient with pulmonary hypertension
To evaluate the RV it is often necessary to adjust the technique from an adult cardi-
ology laboratory’s usual “LV-centric” approach. When the RV is dilated, the sector
width in current ultrasound equipment is too narrow to contain both ventricles.
Therefore the view must be centered on the RV to ensure that the RV is completely
visualized [3].
The LV maintains its ellipsoid geometry in both volume and pressure overload
(Fig. 10.4) [4]. In contrast the RV does not remodel along a shape continuum [5].
212 F.H. Sheehan and P. Lindqvist
Fig. 10.4 The left ventricle retains its ellipsoidal shape in the face of hemodynamic overload.
(From Grossman W, Carabello BA, Gunther S, Fifer MA. Ventricular wall stress and the develop-
ment of cardiac hypertrophy and failure. Perspectives in Cardiovasc Res 7:1–18. 1983)
Patients with heart failure due to idiopathic dilated cardiomyopathy may exhibit
transition to a more spherical shape in both ventricles (Fig. 10.5). RV shape in pul-
monary hypertension (PH) is characterized by septal flattening or curvature reversal
on short axis images [6]. More recent studies have shown that the RV may also
exhibit bulging at the base with tilting of the tricuspid annulus and/or bulging at the
apex without central rounding in response to volume or pressure overload (Figs. 10.6
and 10.7) [5, 7, 8].
To capture these shape changes additional, nonstandard views may be needed to
fully visualize the RV patients with dilated RVs [3, 9]. Truncation of the parasternal
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10 Echocardiography of Chronic Right Heart Failure 213
Fig. 10.5 Reconstruction of the left (red) and right (blue) ventricles of a patient with idiopathic
dilated cardiomyopathy and heart failure (left ventricular ejection fraction 17 %, RV ejection frac-
tion 12 %) showing the spherical shape adopted by the left ventricle. See Fig. 13.3 for comparison
with the reconstruction of a normal subject’s ventricles
Fig. 10.8 (a) Truncation of the right ventricle (blue) in the parasternal short axis view may give
the false impression of a crescent shape when the image is centered on the left ventricle (red). (b)
Care in visualizing the entire right ventricle (blue) shows its true shape to be triangular (arrow)
short axis view may cause the RV to appear crescent shaped when actually it is often
triangular in cross section (Fig. 10.8). Truncation of apical views may conceal the
apical bulging (Fig. 10.9), an indicator of RV dysfunction [8]. For a good discussion
of technique in imaging the RV, see Horton et al. [10].
RV Volume
Visual Assessment
Much research has gone into attempting to find a method for quantifying RV volume.
These efforts have been frustrated by the complex shape of the RV. The LV can be
compared to an ellipsoid of revolution not only in normal hearts but also in patients
with volume or pressure overload (Fig. 10.4). This uniformity of shape enables
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10 Echocardiography of Chronic Right Heart Failure 215
Fig. 10.9 Representative four-chamber apical views in end systole showing the right ventricular
apical angle in an individual with normal pulmonary pressures (a), patient with mild to moderate
pulmonary hypertension (b), and a patient with severe pulmonary hypertension (c). A significant
degree of right ventricular hypertrophy is noted in both (b and c) cases. (From Lopez-Candales A,
Dohi K, Iliescu A, Peterson RC, Edelman K, Bazaz R. An abnormal right ventricular apical angle
is indicative of global right ventricular impairment. Echocardiography 2006;23:361–368)
accurate measurement of its volume from a single view. In contrast, the RV has
resisted easy comparison to a geometric reference model. The models that have
been tried fall into three types. Both the multiple slice and area–length methods
were originally applied to contours traced from biplane contrast ventriculograms.
The third type utilizes the formula V = AL, where A is the area in one view and L
spans the length of the RV in the other view; this formula computes the volumes of
numerous geometric figures ranging from a prism to a crescent [11, 12]. However
the subcostal views that are required may be obtainable in only 52 % of children
older than 5 years [13].
Other limitations of 2D echocardiography for RV volume quantification are dif-
ficulty in locating and acquiring views that yield the maximal area and long axis
length measurements, and RV remodeling in response to the hemodynamic over-
load. As a consequence of the shape change, a given model may better fit diseased
hearts than normal subjects, resulting in variable accuracy. For example, the obser-
vation that error in RV volume determination by both ellipsoidal approximation and
multiple slice methods was significantly higher in normal subjects compared to
patients with congenital heart disease [13] may be attributable to RV remodeling
216 F.H. Sheehan and P. Lindqvist
Fig. 10.10 Diagram showing the recommended apical four-chamber (A4C) view with focus on
the right ventricle (RV)(1*), and the sensitivity of right ventricular size with angular change (2, 3)
despite similar size and appearance of the left ventricle (LV). The lines of intersection of the A4C
planes (1*, 2, 3) with a mid left ventricular short axis are shown above and corresponding A4C
views below. (From Rudski LG, Lai WW, Afilalo J, et al. Guidelines for the echocardiographic
assessment of the right heart in adults: A report from the American Society of Echocardiography.
J Am Soc Echocardiogr 2010;23:685–713)
to a more ellipsoid shape in the latter. It is therefore not surprising that RV volume
measurement from 2D echocardiograms has proven inaccurate in comparison with
magnetic resonance imaging (MRI) [13, 14]. In addition, the dearth of clear ana-
tomic landmarks in the RV reduces reproducibility in volume determination because
it is so difficult to locate and image the same anatomical image planes on serial
studies. The problem is exacerbated when the RV dilates because this chamber may
change position and rotate within the thorax [15]. For a good discussion of 2D echo
methods and their limitations the reader is referred to Jiang et al. [16].
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10 Echocardiography of Chronic Right Heart Failure 217
Fig. 10.11 Offline analysis of real-time three-dimensional echocardiographic data using disk
summation algorithm for right ventricular (RV) volume calculations at end diastole. Top left, Four-
chamber view of RV. Top right, Two-chamber view of RV perpendicular to four-chamber view.
Bottom left, Series of short axis slices were used to trace RV endocardial borders to derive RV
volumes and ejection fraction (EF). Tricuspid annulus, apex, interventricular septum, and free wall
in other panels were used as references for measurements of RV indexes. Bottom right, Cine short
axis image displayed in this panel to add to four- and two-chamber views as references for border
identification and tracing. (From Lu X, Nadvoretskiy V, Bu L, et al. Accuracy and reproducibility
of real-time three-dimensional echocardiography for assessment of right ventricular volumes and
ejection fraction in children. J Am Soc Echocardiogr. 2008;21:84–89)
Studies have shown excellent accuracy for RV volume measurement from 3D echo
image data when compared with MRI or with direct volume measurement [17–20].
The RV is usually “sliced” into short axis views, like the LV. As for MRI or com-
puted tomography, image quality is poorer due to partial volume effects at the first
and last slices where the RV wall is nearly tangential to the image plane. As a result,
the apex and basal limit of the RV may be difficult to delineate. Some investigators
have attempted to solve the problem by using alternate slice orientations [21, 22].
Another approach is to utilize information from orthogonal views to assist in delin-
eating the endocardium, e.g., by tracing the short axis contours with guidance from
one or two long axis views [23].
218 F.H. Sheehan and P. Lindqvist
Fig. 10.12 Assessment of right ventricular volume using two different protocols for analyzing the
short axis view from a multiphase steady-state free precision magnetic resonance imaging sequence
in end systole (left) and end diastole (right) obtained in a patient with an atrially switched transpo-
sition of the great arteries. Top, Inclusion of trabeculations and papillary muscles in the ventricular
cavity. Bottom, Exclusion of trabeculations and papillary muscles from the ventricular cavity. LV
left ventricle. (From Winter MM, Bernink FJP, Groenink M, et al: Evaluating the systemic right
ventricle by CMR: The importance of consistent and reproducible delineation of the cavity. J
Cardiovasc Magn Res 10:40, 2008)
A limitation of current matrix array transducers is that the sector width does not
allow imaging of the RV in its entirety in a significant proportion of adult patients
within the single apical scan that is most commonly employed to acquire the image
data [24]. This disadvantage is particularly present when the RV is enlarged, the
very situation where quantification of RV function is important.
The biggest source of variability derives from delineating the endocardium,
which is particularly difficult in heavily trabeculated RVs at end systole. One area
of previous controversy has been resolved by an MRI study, which recommended
tracing the contour outside rather than around the trabeculations to maximize repro-
ducibility (Fig. 10.12) [25]. Another issue is the definition of end systole. Because
of the RV’s peristaltic pattern of contraction the timing of minimum chamber area
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10 Echocardiography of Chronic Right Heart Failure 219
varies from region to region and from slice to slice [26]. One approach is to select
the time at which minimum chamber area occurs in the greatest number of views.
Another approach is to select this time point from the four-chamber view; applica-
tion of its systolic interval to the entire RV has been shown to provide a highly
accurate measurement of end-systolic volume [27]. Volume analysis by 3D echo is
more reproducible than by 2D echo [18].
3D Analysis of Multiple 2D Views. A 3D reconstruction of the RV surface can be
generated by analyzing multiple 2D views acquired while tracking the spatial loca-
tion and orientation of the view planes [28, 29]. The RV endocardial surface is
reconstructed after tracing the images, and volume is computed from the 3D sur-
face. An advantage of this approach is the use of freehand scanning, so that views
providing optimal image quality are acquired. As for multiple slice analysis of
volumetric data sets, multiple views must be traced. Several methods have been
validated for 3D reconstruction of the RV from manually traced borders. The
method of Jiang et al. was based on deforming a spherical template to fit traced
borders (Fig. 10.12) [30]. Buckey et al. swept the RV from a single fixed transducer
location in angular increments that defined a series of wedges whose volumes were
computed and summed to determine RV volume [31]. The piecewise smooth subdi-
vision surface (PSSS) method fits a model mesh to traced borders (Fig. 10.3) [32].
The PSSS method is the only method shown to reproduce the 3D shape of the LV
and RV with anatomical accuracy [33].
Despite these methods’ demonstrated accuracy for measuring RV volume,
clinical application has been discouraged by the labor required to trace the RV bor-
der in multiple images. In a comparison of accuracy when volume is measured
using the multiple slice method from 2 to 16 slices, Chen et al. found 8 slices to be
the “optimum choice for accurate and convenient measurement” of mass as well as
volume [34]. Since analysis must be performed at both end diastole and end systole,
the effort is nearly prohibitive for clinical application. Indeed one author opined that
an “easily applicable, real-time, three-dimensional assessment of right ventricular
volume is the Holy Grail of cardiographic assessment” [35].
Current Commercial 3D Echo Products for RV Analysis. Development of methods
for automatically delineating the RV endocardial contour was slowed behind that of
the LV by the heavier trabeculation of the RV compared to the LV, and by the diverse
shape abnormalities adopted as the RV remodels in response to hemodynamic over-
load. Tomtec Imaging Systems (Unterschleissheim, Germany) markets a product
that employs semiautomated analysis of volumetric 3D echo data sets (Fig. 10.13);
its accuracy and reproducibility have been extensively validated by comparison
with MRI [17, 18, 20, 24].
An alternative approach to reducing the workload of manual tracing is to utilize
knowledge of the expected shape of the RV and of the range of shapes that it can
adopt in disease processes. The method marketed by VentriPoint, Inc. (Seattle, WA)
generates PSSS surface reconstructions from user-entered points at anatomic land-
marks (Fig. 10.14) and does not require whole borders be traced. Its accuracy has
been verified by comparison with MRI [36, 37].
220 F.H. Sheehan and P. Lindqvist
Fig. 10.13 Reconstruction of the RV using commercially available analysis software. After the
user traces the endocardial contour (green) in three orthogonal views at end diastole and at end
systole, the right ventricle is automatically delineated in all remaining time points through the car-
diac cycle. (Reproduced with permission from Tomtec Imaging Systems GmbH, Unterschleissheim,
Germany)
RV Function
Global RV Function
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10 Echocardiography of Chronic Right Heart Failure 221
Fig. 10.14 The Ventripoint method. (a) Reconstruction of the right ventricle showing the points
entered by the user at anatomic landmarks as colored spheres. The green contours represent sharp
edges in the surface at the tricuspid and pulmonary annuli and around the insertion of the right
ventricle into the interventricular septum. (b) Verification that the right ventricle was adequately
interrogated by the images: the intersections of each image plane with the reconstructed surface
produces a contour (yellow). (c) Reconstructions of a patient’s right ventricle at end diastole (mesh)
and end systole (solid surface) shown overlaid for assessment of regional right ventricular wall
motion. (d) Overlay of the reconstructed surface on the image. (From Dragulescu A, Grosse-
Wortmann L, Fackoury C, et al. Echocardiographic assessment of right ventricular volumes after
surgical repair of Tetralogy of Fallot: Clinical validation of a new echocardiographic method. J Am
Soc Echocardiogr. 2011;24:1191–1198)
2D equivalent of the RV EF, and tricuspid annular plane systolic excursion (TAPSE)
[40], which measures the RV’s longitudinal contraction. TAPSE can be assessed by
M-mode, 2D echo, tissue Doppler, or speckle tracking echo, and is discussed below
(see “Tricuspid Annular Plane Systolic Excursion”).
FAC is computed as the percent change in the area of the RV between end diastole
and end systole. FAC correlates more closely with RV EF than either longitudinal or
222 F.H. Sheehan and P. Lindqvist
Fig. 10.15 Evaluation of the right ventricular systolic function using modified short axis view.
The long axis view of aorta must be shown from modified short axis view. AO aorta, RA right
atrium, RVOT right ventricular outflow tract, TOF tetralogy of Fallot
Regional RV Function
Analysis in 2D. Very few of the geometric models developed for 2D images of the
LV can be applied to the RV due to their assumptions regarding the right ventricular
shape. For example radial coordinate systems cannot be applied to short axis views
of the RV because the septal and free walls meet at an acute angle, except in severe
PH with inversion of septal curvature. Rectangular coordinate systems do not fit the
RV’s triangular or crescent-shaped long or short axis contours either. In contrast, the
centerline method has been successfully applied for measuring regional RV func-
tion in both long axis and short axis views because it does not rely on geometric
assumptions about RV shape; the centerline method has been applied to projection as
well as tomographic imaging modalities (angiograms, echo images, and MRI) [45–48].
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10 Echocardiography of Chronic Right Heart Failure 223
Fig. 10.16 (a) Schematic diagram of the apical four-chamber view from a transthoracic two-
dimensional echocardiogram. Qualitative wall motion scores were assigned at four locations of the
right ventricular free wall (shaded areas). (b) Segmental right ventricular free wall excursion
(mean ± 1 SEM) by centerline analysis as a function of right ventricular free wall segment.
Centerline excursion in patients with acute pulmonary embolism (PE) was near normal (p = NS
versus normal), p greater than 0.03 versus primary pulmonary hypertension (PPH) at the apex
(hatched area), but abnormal at the mid-free wall and base (p < 0.02 versus normal). Centerline
excursion in patients with primary pulmonary hypertension was reduced compared with that in
normal subjects in all segments (p < 0.03). LV left ventricle, RV right ventricle. (From McConnell
MV, Solomon SD, Rayan ME, et al: Am J Cardiol 78(4):469–473, 1996; redrawn for publication
in Sheehan FH. Ventricular shape and function. In: Otto CM, ed. Clinical Echocardiography. 3rd
ed. Philadelphia: W.B. Saunders Company, 2007)
Fig. 10.17 Segmental nomenclature of the right ventricular walls, along with their coronary supply.
Ao Aorta, CS coronary sinus, LA left atrium, LAD left anterior descending artery, LV left ventricle,
PA pulmonary artery, RA right atrium, RCA right coronary artery, RV right ventricle, RVOT right
ventricular outflow tract. (From Rudski LG, Lai WW, Afilalo J, et al. Guidelines for the echocar-
diographic assessment of the right heart in adults: A report from the American Society of
Echocardiography. J Am Soc Echocardiogr. 2010;23:685–713)
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10 Echocardiography of Chronic Right Heart Failure 225
Fig. 10.18 Tripartite model of the right ventricle illustrating division into inflow, outflow, and
apical regions. (From Calcutteea A, Chung R, Lindqvist P, Hodson M, Henein MY. Differential
right ventricular regional function and the effect of pulmonary hypertension: three-dimensional
echo study. Heart. Jun 2011;97(12):1004–1011)
data, and displays the same flexibility for defining regions of interest. Analysis of
wall motion in patients with repaired tetralogy of Fallot showed that a larger number
of regions than the three defined by the tripartite model are needed to characterize
the heterogeneity of RV regional function [58].
In summary, the methodology for measuring regional RV function is still in
development. A number of models for segmenting the RV into regions have been
proposed, but it is unclear which will prove most informative for a given disease
condition.
Hemodynamics
Pulmonary Hypertension
Assessment
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10 Echocardiography of Chronic Right Heart Failure 227
Fig. 10.20 Color and peak continuous wave Doppler signals illustrating tricuspid regurgitation
from different projections. The peak tricuspid regurgitation velocity (lower right) in this patient is
4 m/s; the peak pressure gradient between the right ventricle and right atrium is 64 mmHg. A4CH
apical four chamber, PLAX parasternal long axis
commonly used [68], but have limited value in the presence of mechanical ventilation
or hypovolemia [69]. The ratio of E from tricuspid flow to e′ from RV free wall
(E/e′) using tissue Doppler imaging (TDI) can also be used to estimate the RAP.
Pulmonary artery acceleration time (PAcT) has been shown to be related to both
pulmonary pressures and pulmonary vascular resistance (PVR), and a cutoff value
of less than 90 ms identifies patients having a PVR more than 3 Wood units with
high sensitivity and specificity (Fig. 10.23) [70]. However PAcT is less reliable at
higher heart rates and not useful for detecting an optimal flow signal when the out-
flow tract is dilated.
Furthermore, a prolonged isovolume relaxation time (IVRT) from pulsed TDI
(>75 ms corrected for heart rate) accurately identified patients with sPAP > 40 mmHg,
228 F.H. Sheehan and P. Lindqvist
Fig. 10.21 Tricuspid regurgitation with peak gradient of 4 m/s measured with continuous wave
Doppler giving a peak pressure gradient of 64 mmHg
Fig. 10.22 Pulmonary regurgitation with a peak early diastolic (marked +1 in figure) of 18 mmHg
and late diastolic pressure gradient (marked +2 in figure) of 4 mmHg measured with continuous
wave Doppler
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10 Echocardiography of Chronic Right Heart Failure 229
Fig. 10.23 Pulmonary artery acceleration time in a normal subject (right, mean 131 ms) and in
pulmonary arterial hypertension with elevated pulmonary vascular resistance (left, mean 50 ms).
Acceleration time is measured as the time from onset to peak velocity on the pulmonary artery
flow measured with pulsed Doppler in a central position of the pulmonary artery within the pulmo-
nary valves
Fig. 10.24 Pulsed tissue Doppler-based myocardial velocities in normal subject (left) and in
patient with pulmonary hypertension (right). Right ventricular (RV) isovolumic relaxation time
(IVRT) is measured from the end of systole (s′) to the onset of early diastole (e′)
a marker that has proved the best in predicting patients with raised pulmonary artery
pressure (Fig. 10.24) [71]. However increased RV IVRT is not specific for PH as it
also increases with increased wall thickness in hypertrophic cardiomyopathy and
ischemic heart disease [72, 73].
The myocardial performance (or Tei) index is a non-volumetric method using the
sum of isovolumic time intervals (relaxation and contraction) in relation to RV ejec-
tion time. This index has been shown to be useful in determining both RV function
and pulmonary hemodynamics and can be assessed using both conventional Doppler
and tissue Doppler [74].
All these methods are complementary in identifying patients with PH.
230 F.H. Sheehan and P. Lindqvist
The next question that should be answered is the cause of the raised PA pressure.
The guidelines for diagnosing PH classify it into four levels; with level 4 caused by
pre-capillary pathologies and level 1 due to post-capillary hypertension [75]. Pre-
capillary PH is defined as a mean PAP ≥ 25 mmHg and pulmonary capillary wedge
pressure (PCWP) ≤ 15 mmHg. Post-capillary PAH is defined as mean
PAP ≥ 25 mmHg and PCWP >15 mmHg. The pre-capillary PH can be caused by (1)
idiopathic forms of pulmonary arterial hypertension, (2) lung diseases with and
without hypoxia, (3) collagen vascular diseases, (4) HIV-AIDs, (5) chronic throm-
boembolism, or (6) unclear or multifactorial reasons, whereas the post-capillary
type is caused by various forms of left heart disease and venooclusive pathology.
In both types cardiac output at rest can be normal or reduced.
Post-capillary pulmonary hypertension (left heart dysfunction). In post-capillary
hypertension, whether due to valve disease or LV dysfunction, RV function may be
preserved in patients with mild to moderate disease. It is only when left atrial pres-
sure or PCWP rises significantly, as a result of increased LV stiffness or significant
mitral or aortic valve diseases, that RV dysfunction is seen [76, 77]. It may take time
for the increased left atrial pressure to affect the pulmonary pressures and for the RV
to develop a restrictive filling pattern. This process can easily be determined and
followed up closely by Doppler echocardiography [78].
Patients with well-established raised left atrial pressure (restrictive LV filling pat-
tern) usually present with raised RV systolic pressure, assessed by tricuspid regurgi-
tation velocities, with values exceeding 35 mmHg but rarely as high as in pre-capillary
PH [77, 79]. In such patients, long-standing post-capillary PH may result in irrevers-
ibly raised pulmonary pressure but also increased PVR and stiff pulmonary circula-
tion, defined as reactive or combined pre- and post capillary PH [80, 81].
Doubling RV afterload (from 25 to 50 mmHg) has been shown to reduce its EF
by approximately 10 %. The RV can tolerate even moderate degrees of PH but even-
tually the tricuspid annulus dilates and secondary tricuspid regurgitation develops
which itself, if significant, adds to the clinical deterioration by further decreasing
RV stroke volume and increasing diastolic pressures and fluid retention.
Pre-capillary pulmonary hypertension (pulmonary vascular disease). The most
common cause of RV dysfunction in this scenario is chronic obstructive pulmonary
disease (COPD, see Chap. 18). Long-standing COPD may result in various degrees
of RV hypertrophy with systolic and diastolic dysfunction, but it rarely causes PH at
rest [82]. Systemic sclerosis (scleroderma) is another parenchymal or pulmonary
arterial venous disease that causes PAH and LV and RV subendocardial fibrosis and
dysfunction [83]. Severe cases may present with significant PH associated with poor
clinical outcome [84]. Finally, other parenchymal fibrotic diseases such as cystic
fibrosis may also involve the RV myocardium and cause significant systolic and
diastolic dysfunction even in the absence of PH [85]. Patients with end-stage cystic
fibrosis may present with a picture resembling cardiac tamponade as a result of the
increased intrathoracic pressure. Although RV function in most lung diseases may
appear to be normal at rest, RV function at fast heart rates needs to be determined.
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10 Echocardiography of Chronic Right Heart Failure 231
The most common pulmonary vascular disease that affects the RV is pulmonary
embolism which represents an acute increase in afterload. As for the left heart, acute
changes in the pulmonary circulation at any level are poorly tolerated. A small pul-
monary embolism may be compensated for but a massive one can be fatal [86] (see
Chap. 9). The RV systolic pressure will acutely increase, its cavity dilates, and sys-
tolic function deteriorates rapidly [87].
Having established the anatomical features, more detailed assessment of its various
compartments can be obtained using Doppler echocardiography. Quantification of
global and regional RV function is still challenging due to its complex geometry and
also due to its thin walled myocardium, particularly in normal subjects. Systolic
function of the inflow tract of the RV is easily studied from the systolic excursion of
the tricuspid valve annulus movement (TAPSE) towards the apex (longitudinal
function) and can be measured by several techniques. [95] Using M-mode
(Fig. 10.25), a value less than 20 mm and measured at the level of amplitude at Q on
ECG to the maximal amplitude within systole (excluding postsystolic amplitude)
suggests a degree of dysfunction. Recently a value >18 mm has been proposed as
the lower limit of normal, irrespective of age [96]. TAPSE has also been found to
correlate well with the RV ejection fraction as measured by radionuclide angiogra-
phy [40], although less well when measured by MRI [97]. Values <15 mm are con-
sistent with an overall ejection fraction of less than 45 % [97]. A value <14 mm is
associated with poor prognosis in heart failure due to LV dysfunction [78], and a
value <18 mm with poor prognosis in PH [97]. However, TAPSE has some limitations:
(a) TAPSE can remain within normal values despite severely increased pulmonary
pressures [97], (b) TAPSE can erroneously overestimate RV function in patients
with a dilated cavity and volume overload, e.g., severe tricuspid regurgitation [98],
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10 Echocardiography of Chronic Right Heart Failure 233
Fig. 10.25 Right ventricular outflow tract fractional shortening (RVOT fs, left) and tricuspid
annular plane systolic excursion (TAPSE, right) in a normal subject (upper) and in a patient with
pulmonary hypertension (lower). RVOT fs is measured as dimensions at end-diastole (Q on ECG)
and end systole (aortic valve closure and/or end of T on ECG). TAPSE is measured as amplitude
between at end-diastole (Q on ECG) and end systole (aortic valve closure and /or end of T on ECG)
(c) being load and angle dependent, and (d) TAPSE is subject to the influence by
right atrial size, function, and pressure. Since TAPSE only measures the motion of
a single segment of the RV, its value in predicting RV EF is reduced when regional
function differs in other segments [99].
The right atrium plays an important role in maintaining cardiac performance and its
size increases in atrial arrhythmias, heart failure, and pulmonary hypertension as
well as in congenital heart diseases [103, 104]. An increased right atrial end-systolic
234 F.H. Sheehan and P. Lindqvist
area is also a strong predictor for mortality in PH [105, 106]. Furthermore, its function
is altered in PH [107] as well as after open heart surgery [108]. At present, the right
atrial area is the recommended method to assess right atrial size [109], but recent
reports have shown that one can assess the right atrium with 3D as well as speckle
tracking echocardiography (STE) [110].
Right ventricular free wall systolic velocities and time relations can be measured
using different echo techniques, such as myocardial TDI and STE [111, 112]. TDI
velocities are measured by using a Doppler-based algorithm (which is angle depen-
dent) which detects myocardial motion with high frequencies and low velocities
compared to the spectral Doppler measurements. TDI is a robust method for repro-
ducibly assessing RV lateral free wall systolic and diastolic movement velocities, and
is therefore highly recommended for routine follow-up of PH patients [112]. Using
pulsed or color TDI the systolic (s′), early diastolic (e′), and late atrial velocities (a′)
can reliably be measured as well as the time intervals of isovolumic contraction and
relaxation (IVCT and IVRT) (Fig. 10.24) [109]. From color TDI off-line analysis of
velocities and amplitudes, as well as one-dimensional strain and strain rate, values
can be derived, that have been shown to be modestly useful in estimating the PVR
[113]. This method has also been shown useful for assessing the dyssynchrony
between the RV and septal segments and disease severity (Fig. 10.26) [114].
As this method is Doppler based, the applications of strain measurements are
limited by its angle dependency and significant signal-to-noise ratio. From our own
data, we have found normal RV free wall myocardial velocities to be approximately
15–16 cm/s with a reduction of the diastolic velocities with increasing age [115].
However TDI of the RV inlet has the limitations of assessing only one segment,
being load and angle dependent, and sometimes has a poor signal-to-noise ratio.
Fig. 10.26 Color tissue Doppler-based myocardial strain (ɛ) in a normal subject (left) and in a
patient with pulmonary hypertension (right). In pulmonary hypertension, peak strain in the right
ventricular (RV) free wall occurs after peak strain in the septum. This is the reverse of the normal
sequence
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10 Echocardiography of Chronic Right Heart Failure 235
Fig. 10.27 Myocardial strain (ɛ) from speckle tracking echocardiography (three segment model
including right ventricular (RV) free wall) in a normal subject (left) and a patient with pulmonary
hypertension (right). Note the lower strain in pulmonary hypertension
Speckle Tracking
STE is a relatively new method that detects the motion of acoustic markers or speck-
les in the myocardium. STE is determined from the grey scale images and is consid-
ered to be angle independent. This method has been found useful for assessing RV
myocardial deformation or strain function. Strain and strain rate measure ampli-
tude- and velocity differences between two segments defined from a chosen region
of interest; they can be measured from both TDI and STE. Although speckle track-
ing measurement of strain and strain rate of the RV is still under investigation, this
methodology is being clinically adopted (Fig. 10.27). However, the thinness of the
RV wall limits the reliability with which the RV can be tracked. In addition there is
still no consensus whether the septum should or should not be included when assess-
ing the overall function of the RV.
Fig. 10.28 Dominant A tricuspid flow filling pattern (right) from pulsed Doppler and a blunted
diastolic flow component and increased atrial reversal component, especially during expiration, in
vena hepatic flow from pulsed Doppler (left) in patients with abnormal relaxation RV caused by
pulmonary hypertension. Exp expiration; insp inspiration
Fig. 10.29 Dominated E tricuspid flow filling pattern from pulsed Doppler (right) with a blunted
systolic flow component in vena hepatic flow from pulsed Doppler (left) in a patient with restrictive
right ventricular function
A dominant “E” wave with short deceleration time and blunted systolic phase in
right atrial filling from hepatic venous flow are all markers consistent with restric-
tive RV physiology (Fig. 10.29) [116]. However, it is important to remember that
there are normal variations from age and respiration in both tricuspid flow and
hepatic vein flow velocities (Table 10.2). With inspiration there is an increase in
tricuspid inflow velocity and E/A, whereas no change should normally be seen for
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10 Echocardiography of Chronic Right Heart Failure 237
the tricuspid E velocity deceleration time. Hepatic venous flow could also increase
with inspiration but no variations are expected during the atrial reversal. The varia-
tion from expiration to inspiration is normally in the order of 17–20 % [117].
Thus a >25 % increase in RV filling and ejection velocities in a patient with fluid
retention reflects raised intrathoracic pressure, irrespective of its cause.
238 F.H. Sheehan and P. Lindqvist
Constrictive Pericarditis
Cardiac Tamponade
The pattern of LV and RV filling velocities follows the pattern in constrictive peri-
carditis. However, in pericardial tamponade the main cause of variations in the LV
and RV inflow velocities is the elevation in the intra-pericardial pressure rather than
intra-cavity pressure. In tamponade, RV and right atrial collapse in response to the
massive pericardial effusion are the main diagnostic features. However, in acute
tamponade the rapid fluid collection is of serious clinical importance. Additionally,
during inspiration the RV filling velocities increase whereas LV filling velocities
decrease causing a significant drop in stroke volume as shown by the aortic velocity:
pulsus paradoxus.
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10 Echocardiography of Chronic Right Heart Failure 239
Fig. 10.30 Pulsed Doppler echocardiography in patient with a component of constrictive pericarditis
which is illustrated by abnormal increase in right heart pressures during inspiration as shown by
increased right ventricular E filling velocities and simultaneous decrease in left ventricular filling
pressures and E filling velocities
the right atrium is not recommended. It is more important to evaluate the central jet
diameter in the vena contracta or proximal to the tricuspid valve leaflets (PISA
radius). A vena contracta jet diameter ≥7 mm (at a Nyquist limit of 50–60 cm/s)
and/or PISA radius ≥9 mm (Nyquist limit shift of 28 cm/s) indicates severe tricus-
pid regurgitation [69]. An increased E peak velocity (>1 m/s) from tricuspid inflow
and hepatic vein systolic flow reversal are also strong predictors of severe TR,
Fig. 10.30 [69]. In addition, large variations in peak TR gradients with respiration,
increased RV and right atrial volumes, and dilatation of the proximal part of the
inferior vena cava are important supportive evidence in the assessment of RV func-
tion (Fig. 10.31) [69, 118].
Despite being often ignored during patient care and management, RV dysfunction
has been shown to carry significant prognostic value in various cardiac conditions:
ischemic [119] and non-ischemic cardiomyopathy [120], acute myocardial infarction
[121], and myocarditis [122]. An RV ejection fraction <35 % carries a poor progno-
sis, whereas patients with values above 35 % usually have satisfactory oxygen uptake
levels with exercise [123]. In fact, RV EF has been shown to better correlate with
myocardial oxygen consumption than that of the LV [124]. RV long axis amplitude
(TAPSE) >14 mm and RV strain >18 % are associated with better survival than val-
ues <14 mm and <18 %, respectively [125]. This applies not only to patients with
various myocardial pathologies but also to patients with PH [126] and to those
receiving cardiac resynchronization therapy who do not demonstrate significant func-
tional improvement [127, 128]. Moreover, severe tricuspid regurgitation is of prog-
nostic significance in mild to moderate chronic heart failure [129] (see Chap. 17).
240 F.H. Sheehan and P. Lindqvist
Fig. 10.31 Hepatic vein systolic flow reversal (red circles) from pulsed Doppler due to severe
tricuspid regurgitation
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10 Echocardiography of Chronic Right Heart Failure 241
Fig. 10.32 RV strain (tissue Doppler) of the right ventricular free wall and septal motion before
aortic valve surgery (left) and 1 week after surgery for aortic valve replacement (AVR; right). Note
the reduced right ventricular strain and septal motion towards the right ventricular cavity during
systole
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cardiac resynchronization therapy: results from the CARE-HF trial. Eur J Heart Fail. 2009;
11(5):480–8.
129. Neuhold S, Huelsmann M, Pernicka E, et al. Impact of tricuspid regurgitation on survival in
patients with chronic heart failure: unexpected findings of a long-term observational study.
Eur Heart J. 2013;34(11):844–52.
130. Maslow AD, Regan MM, Panzica P, Heindel S, Mashikian J, Comunale ME.
Precardiopulmonary bypass right ventricular function is associated with poor outcome after
coronary artery bypass grafting in patients with severe left ventricular systolic dysfunction.
Anesth Analg. 2002;95:1507–18.
131. Ternacle J, Berry M, Cognet T, et al. Prognostic value of right ventricular two-dimensional
global strain in patients referred for cardiac surgery. J Am Soc Echocardiogr. 2013;26(7):
721–6.
132. Denault AY, Haddad F, Jacobsohn E, Deschamps A. Perioperative right ventricular dysfunc-
tion. Curr Opin Anaesthesiol. 2013;26(1):71–81.
133. Zhao Y, Lindqvist P, Nilsson J, Holmgren A, Naslund U, Henein MY. Trans-catheter aortic
valve implantation—early recovery of left and preservation of right ventricular function.
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134. Henein M, Waldenstrom A, Morner S, Lindqvist P. The normal impact of age and gender on
right heart structure and function. Echocardiography. 2014;31:5–11.
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Chapter 11
Hemodynamic Evaluation and Exercise
Testing in Chronic Right Ventricular Failure
Hemodynamic Evaluation
Introduction
After successfully and safely using the cardiac catheter technique in animals,
Dr. Werner Forssmann performed in 1929 the first recorded human cardiac catheter-
ization of his own right heart. Andre Cournand and Dickinson Richards did further
development of this technique for clinical purposes in 1944 and demonstrated the
safety and feasibility of this technique in a large cohort of patients. For their contri-
butions to the understanding of cardiac physiology, Forssmann, Cournand, and
Richards received the Nobel Prize in Physiology in 1956 (Fig. 11.1) [1].
Today, the right heart catheterization (RHC) is still the gold standard for the
hemodynamic evaluation of the right ventricle (RV) and pulmonary circulation.
During a RHC, right atrial pressure (RAP), right ventricular pressure (RVP), pul-
monary artery pressure (PAP), and pulmonary arterial wedge pressure (PAWP) are
measured and recorded. RHC can also be used to measure flow [cardiac output
(CO)] using thermodilution or (in)direct Fick methods. In addition, systemic sam-
pling of blood to determine oxygen saturations is indispensable for the evaluation of
systemic-to-pulmonary shunting.
Very important for a correct hemodynamic evaluation of patients is a precise and
standardized RHC procedure [2]. Kovacs et al. [3] showed that the choice of
different zero reference levels strongly influenced pressure measurements. It has
been recommended to set the zero reference level at the level of the right atrium.
Evaluation with CT scans showed that the height of the right atrium was best
O.A. Spruijt, M.D. (*) • A. Vonk-Noordegraaf, M.D., Ph.D. • H.J. Bogaard, M.D., Ph.D.
Department of Pulmonary Diseases, VU University Medical Center,
De Boelelaan 1117, ZH 4A-48, Amsterdam 1007 MB, The Netherlands
e-mail: o.spruijt@vumc.nl; hj.bogaard@vumc.nl
Fig. 11.1 Forssmann, Richards, and Cournand receiving the Nobel Prize in Physiology. From left
to right: Richards, Forssmann Cournand, and Professor Friberg. From Werner Forssmann:
A Pioneer of Cardiology Original Journal: The American Journal of Cardiology, Volume 79, Issue
5, 1 March 1997, Pages 651–660, Fig. 4. Renate Forssmann-Falck
estimated when the zero reference level was set at 1/3 of the thoracic diameter [3].
The RHC is a relatively safe procedure and when performed in an experienced
center, morbidity (1.1 %) and mortality (0.055 %) rates are low [4].
Shortly after the clinical introduction of the RHC technique, it became clear that
elevated pulmonary vascular pressures were related to symptoms of dyspnea and
fatigue. Paul Wood defined in 1958 a mean pulmonary artery pressure (mPAP) of
25 mmHg as the upper limit of normal on the basis of measurements performed in
60 healthy subjects [5]. The same definition of pulmonary hypertension (PH) is still
used today and the RHC remains the gold standard for the diagnosis of PH [2].
Wood’s studies using acetylcholine in PH patients also contributed to the classi-
fication of PH (Fig. 11.2), which has been modified several times in the last five
decades. Approximately 40 causes of PH are now recognized, which are categorized
in 5 main groups (Fig. 11.3). Left-sided heart failure (WHO group 2) is the most
common cause of PH [2].
Since the cardiovascular system is a closed loop system, different (patho)physi-
ological hemodynamic changes can initiate an increase in mPAP. The hemodynamic
mechanisms resulting in an increase in mPAP are: an increase in pulmonary vascu-
lar resistance (PVR), an increase in PAWP, and an increase in cardiac output (CO).
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11 Hemodynamic Evaluation and Exercise Testing in Chronic… 251
Fig. 11.2 Reaction of the pulmonary and systemic circulation to acetylcholine in a patient with
“primary pulmonary hypertension.” Using acetylcholine as a pulmonary vasodilator, Paul Wood
showed in patients with “Primary pulmonary hypertension” that the administration of acetylcho-
line led to a decrease in pulmonary artery pressure in combination with an increase in cardiac
output and systemic blood pressure proving the increased vasoconstriction in this disease. From
Wood: Pulmonary hypertension with special reference to the vasoconstrictive factor. Journal: Br
Heart J 1958;20:557–570, Fig. 8
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11 Hemodynamic Evaluation and Exercise Testing in Chronic… 253
generated by the RV [10]. Since mean power is defined as mPAP × CO, mean power,
total hydraulic power (1.3 × mean power), and oscillatory power (0.23 × total hydrau-
lic power) can be derived from RHC measurements. Mean power is related to mPAP
and therefore mean power is also related to steady state resistance (PVR) and oscil-
latory power is related to pulse pressure and therefore related to arterial compliance.
Consequently, the constant power fractions reflect the constant RC time [7–10].
mPAP can also be increased due to an increased PAWP. During RHC, a balloon can
be inflated to temporarily close a small pulmonary artery branch. The pressure proxi-
mal from the inflated balloon is the PAWP and is a surrogate measure of the pressure
in the postcapillary system including the left atrial pressure (LAP). Left heart failure
or left-sided valvular disease results in an increase in PAWP, which can subsequently
increase mPAP. A PAWP >15 mmHg is defined as abnormal and is due to left heart
disease. Therefore, PH can be classified in pre- and postcapillary PH based on the
PAWP [2]. The significance of a PAWP between 12 and 15 mmHg is still unclear.
In left heart disease, the elevation of the mPAP is proportional to the increase in
PAWP and the PVR is often normal. An elevated PVR in combination with an
increase in PAWP is seen in approximately 25 % of patients with PH due to left
heart failure and has been described as “out of proportion” PH [11].
When using the PAWP to classify the PH, some shortcomings of PAWP should
be taken into account. PAWP is dependent on the volume status and can be falsely
low in WHO group 2 PH patients on diuretic therapy. Rapid fluid infusion or exer-
cise testing can increase the PAWP in WHO group 2 patients and can reveal left
heart disease. PAWP can also be falsely high in patients with precapillary PH, since
severe precapillary PH with RV dilatation, congestion, and increased RAP can
cause diastolic pressures to be transmitted across the septum causing increased left-
sided filling pressures [11, 12].
Another way to distinguish pre- from postcapillary PH is to use the transpulmo-
nary gradient (TPG) defined as TPG = mPAP − PAWP, with a TPG >12 mmHg as a
threshold for precapillary PH. However, the calculation of the TPG can be mislead-
ing, because an increase in CO can lead to an increase in distensibility of pulmonary
vessels, lowering mPAP and the TPG for any given flow. An increase in distensibil-
ity also lowers the slope of the mPAP–PAWP relation, falsely decreasing TPG with
an increase in PAWP. Moreover, the mPAP–PAWP relation is sensitive to changes in
SV and arterial compliance. An increase in SV will lead to an increase in mPAP for
any given PAWP and therefore increasing the TPG [13].
Although the RC time of the pulmonary circulation in healthy subjects is stable
and patients with precapillary PH, a recent study showed that this may not be true
in patients with postcapillary PH [9]. The upstream load of an increased PAWP
causes a relatively greater decrease in compliance than an increase in PVR, subse-
quently increasing the TPG.
254 O.A. Spruijt et al.
It has been suggested that the diastolic pressure gradient (DPG), defined as
diastolic pulmonary artery pressure (dPAP) minus PAWP (=dPAP − PAWP), is more
accurate when it comes to distinguishing pre- from postcapillary PH, since dPAP is
less sensitive to changes in SV and arterial compliance [13].
Cardiac Output
As already mentioned, RHC is the gold standard for the diagnosis of PH and PH is
defined as mPAP >25 mmHg. To distinguish pre- from postcapillary PH, the hemo-
dynamics are further evaluated on the basis of the PAWP, TPG, and DPG, not only
at baseline but preferably also after a fluid challenge or during exercise. A proper
classification is of major importance, since pre- and postcapillary PH are managed
quite differently [2] (Table 11.1).
Current PH guidelines advise, on a non-consensus basis, to repeat the RHC
12–16 weeks after initiating or changing PH treatment, once a year in stable patients
or when signs of clinical worsening are present. Neither the baseline mPAP nor
changes in mPAP during treatment have a prognostic value in PH patients [18–20].
In precapillary PH, baseline PVR has prognostic value and an increased PVR at
baseline is associated with a worse survival [18]. Treatment-related changes in PVR
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11 Hemodynamic Evaluation and Exercise Testing in Chronic… 255
Exercise Testing
Pathophysiology
During exercise, the cardiopulmonary system is pushed to its upper limits. The
increased demand for oxygen delivery to the tissues is met by an almost fourfold
increase in CO. The entire CO passes through the pulmonary circulation and the
pulmonary circulation prevents a proportional increase in mPAP by vasodilatation
and vessel recruitment [22]. In other words, the slope of the mPAP–CO relationship
is determined by the magnitude of vascular recruitment and distention.
PH patients often complain of exercise-induced dyspnea and this impaired exer-
cise tolerance is mainly due to circulatory limitations. Exercise-induced dyspnea in
PH patients is primarily due to the inability to increase pulmonary blood flow dur-
ing exercise. This limited increase in CO is caused by an inability to increase SV
and due to an abnormal chronotropic response [23, 24]. The inability to increase SV
reflects an increased end-systolic volume (ESV) as a result of the increase in PVR
and RV dysfunction [23, 25]. An abnormal chronotropic response is demonstrated
as a decreased maximal heart rate (HR) in PH and is believed to be the result of an
imbalance of the autonomic nervous system [24, 26–28]. The decrease in CO for a
given workload results in insufficient oxygen delivery to peripheral tissues, anaero-
bic metabolism of glucose, and muscle weakness due to acidosis [29]. Together
these changes limit the maximal uptake of oxygen (VO2max) and result in early
exercise termination.
256 O.A. Spruijt et al.
The 6MWT is a relatively simple and inexpensive tool to measure exercise toler-
ance. It measures the distance that a patient can walk on a flat floor in 6 min. The
6MWT is a measure of the integrated response of all physiological systems that are
necessary to perform work. The SV response and chronotropic response to exercise
are found to be the most important factors influencing the 6MWT [27].
The 6MWT is adapted from the Cooper test and is used as a surrogate for maxi-
mal oxygen consumption (VO2max). Via the Fick’s equation (VO2 = CO × arteriove-
nous oxygen difference), the 6MWT is associated with CO (and, hence, SV and
heart rate). A limitation of the 6MWT is a ceiling effect in relatively healthy indi-
viduals, since in these individuals the increase in distance during the 6MWT does
not follow the increase in VO2max [32].
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11 Hemodynamic Evaluation and Exercise Testing in Chronic… 257
for clinical outcome is inadequate, since the effect of therapy on preventing clinical
events could only modestly be explained by Δ6MWD [34]. Therefore, future clinical
trails will use Δ6MWD as a secondary rather than a primary end point.
The disadvantage of the 6MWT is that it does not provide pathophysiological infor-
mation about the exact factors limitating exercise. During a CPET, all ventilatory
parameters, blood pressure, HR, and arterial blood gases can be measured, giving
more insight into the cardiovascular and pulmonary factors contributing to the exer-
cise limitation [36].
CPET parameters indicative of the presence of PH are a reduced VO2max, reduced
O2 pulse (calculated as the O2 uptake per heartbeat), a reduced VO2 at the anaerobic
threshold (VO2AT), an increased VE/VCO2 slope (a measure of ventilatory effi-
ciency), and a progressive decrease in oxygen saturation measured by pulse oxime-
try (Fig. 11.4). The VO2max can also be used to measure CO using the (indirect)
Fick method. According to the Fick principle, the O2 pulse (VO2/HR) is a measure of
SV [36]. In PH, a reduced VO2max, O2 pulse, and VO2AT result from a decreased
blood flow and reflect RV dysfunction. The increased VE/VCO2 slope describes the
ventilatory insufficiency and is observed in both pre- and postcapillary PH [29, 37].
A good correlation is found between CPET parameters and NYHA functional
class in PAH patients [29] and studies have also shown that VE/VCO2 at AT and
VO2max are independent predictors of survival in patients with IPAH [38–41].
Combining hemodynamic and exercise parameters increased the predicted value for
long-term survival in idiopathic and hereditary PAH [42]. Moreover, the change in
VO2max and maximal O2 pulse at follow-up are independent predictors of survival
in iPAH patients [40].
While the prognostic value of CPET parameters has been studied in some detail in
(i)PAH patients with IPAH it is still unknown whether these prognostic findings can
be extrapolated to all forms of PH [41, 43]. Groepenhoff et al. [39] showed that only
the oxygen pulse had a small added value to the 6MWT for predicting of survival.
Fig. 11.4 Comparison of AT, VO2max, O2 pulse, and VE/VCO2 between PAH patients and healthy
controls. Caption: (a) Decrease in AT-, (b) decrease in VO2max-, (c) decrease in O2 pulse-, (d)
increase in VE/VCO2 slope in PAH patients compared to healthy controls. From Sun et al. Exercise
Pathophysiology in patients with primary pulmonary hypertension. Journal: Circulation
2001;104:429–435, Fig. 1
rest and an mPAP > 30 mmHg during exercise. The diagnosis of exercise-induced
PH was eliminated because the upper limits of normal for the rise in mPAP during
exercise are very ill defined. It has been suggested that an mPAP of 30 mmHg at a
CO <10 L/min and an mPAP-CO slope >3 mmHg per L/min represent the upper
limits of normal. A slope of >2.5 mmHg per L/min is probably abnormal in younger
individuals [14, 45–48]. Such criteria for the upper limits of normal for the mPAP–
CO relation are not yet officially endorsed in the PH guidelines because they require
external validation.
A study by Gruenig et al. [49] used the rise in systolic pulmonary artery pressure
(sPAP) during exercise, assessed with echocardiography, as a measure of the con-
tractile reserve of the RV. They showed in PAH and CTEPH patients that the increase
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11 Hemodynamic Evaluation and Exercise Testing in Chronic… 259
Fig. 11.5 The invasive cardiopulmonary exercise test. From Maron et al. The invasive cardiopul-
monary exercise test Journal: Circulation 2013;127:1157–1164, Fig. 3
Conclusion
Eighty-five years after the first catheterization of the pulmonary circulation in man,
the normal hemodynamic behavior of the pulmonary circulation has been well char-
acterized and pulmonary hypertensive diseases have been recognized as a group
of clinical conditions with devastating effects on a person’s exercise capacity and
survival. The place of the RHC in the diagnosis and classification of pulmonary
260 O.A. Spruijt et al.
hypertension is now firmly established, while the diagnostic and prognostic signifi-
cance of exercise testing are still being debated. In coming years, we can expect a
more detailed description of the limits of normal and of the pulmonary hemody-
namic response to exercise, hopefully ending controversies pertaining to the clinical
relevance of “out of proportion” and “exercise-induced” pulmonary hypertension
and RV dysfunction without PH [51].
Hemodynamic Evaluation
• Right heart catheterization is the golden standard for the assessment of hemody-
namics and for the diagnosis of PH.
• PH, defined as mPAP > 25 mmHg, can be due to three different hemodynamic
mechanisms: an increase in PVR, an increase in PAWP and an increase in CO.
• PAWP, TPG, and DPG can be used to distinguish pre- from postcapillary PH.
• CI and RAP are strong predictors of survival in PH.
Exercise Testing
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Chapter 12
Cardiac MRI and PET Scanning in Right
Ventricular Failure
Introduction
Right ventricular (RV) failure may be defined as a complex clinical syndrome that
can result from any structural or functional cardiac disorder that impairs the ability
of the right heart to fill or eject appropriately [1]. In pulmonary arterial hypertension
(PAH), a progressive pulmonary vascular disease resulting in chronic pressure over-
load, patients die due to the consequences of RV failure [2, 3]. In the past, the RV
has been largely understudied and the pathophysiology of RV failure has remained
incompletely understood. It has become clear that increased pulmonary pressures
are insufficient to explain the development of RV failure [3–7]. Furthermore, it is
intriguing that end-stage RV failure can be completely reversed as is observed after
lung transplantation [8]. Recent advanced, noninvasive imaging techniques have
been developed that can directly study RV myocardial tissue processes and
may increase the insights into the factors contributing to the development of chronic
RV failure. Cardiac magnetic resonance imaging (MRI) and positron emission
tomography (PET) allow in vivo assessment of RV morphology, function, tissue
characterization, perfusion and blood flow, metabolism, neurohormonal activation,
and other molecular processes. These techniques may help to identify factors which
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266 M.C. van de Veerdonk et al.
determine risk and prognosis and may allow assessment of therapeutic effects on
RV function in PAH patients.
Cardiac MRI provides high resolution imaging, does not need geometric assump-
tions and lacks ionizing radiation. It has been shown that two-dimensional and
three-dimensional cardiac MRI measures are highly accurate [9, 10] and reproduc-
ible [11]. MRI has become the gold standard to noninvasively measure RV mass,
volumes, and function [12] and has the ability to image perfusion and cellular and
molecular tissue characteristics. Although the role of MRI in establishing the diag-
nosis of PAH is limited, it allows complete RV phenotyping and is especially valu-
able in the monitoring of therapeutic effects. However because MRI is relatively
expensive and requires operator expertise, this methodology is not widely used.
Furthermore, scan times quite long-end ferromagnetic objects such as pacemakers
and defibrillators are incompatible. Nevertheless, its (clinical) relevance has been
clearly established [12]. PET is a rapidly developing technique allowing perfusion
imaging, assessment of molecular and physiologic processes, and evaluation of the
cardiac nervous system. Limitations of PET are its costs and labor intensity.
Furthermore, due to the relatively low spatial resolution, current clinical PET-
scanners are combined with computed tomography (CT). In PAH, PET has only
been recently used and broader application can be expected in the near future. In
addition, rapid developments in hybrid scanners consisting of PET and MRI are
taking place in order to allow integrated cardiac assessment.
Here we provide an overview of current and future applications of cardiac MRI
and PET for assessment of chronic RV failure and review potential contributing fac-
tors that could help considerably to understand the pathophysiology of RV failure in
the setting of chronic pressure overload. Furthermore, we demonstrate the potential
clinical relevance of these imaging techniques in patients with PAH.
Figure 12.1 demonstrates cardiac MRI cine images obtained over time from a
35-year-old, female patient who was diagnosed as having idiopathic PAH, New York
Heart Association (NYHA) functional class II. Mean pulmonary artery pressure
was 45 mmHg and cardiac output (CO) was 4.1 L/min. At the time of diagnosis, she
showed cardiac compensation with a maintained crescent shape of the RV, RV
hypertrophy with an increased RV mass, relatively preserved cardiac dimensions
(but a small increase in RV volume), no pericardial effusion and moderate RV and
left ventricular (LV) function (Fig. 12.1a). Despite unchanged pulmonary pressures
after 7 years of follow-up, she developed symptoms of progressive RV failure, even
though the CO remained relatively stable. Figure 12.1 demonstrates the characteris-
tics of the progression to RV failure by showing the development of a spherical RV
shape, progressively enlarged RV cross sectional area, apical ballooning, thinning
12 Cardiac MRI and PET Scanning in Right Ventricular Failure 267
Fig. 12.1 Cardiac magnetic resonance imaging (MRI) four-chamber (A1–C1) and short-axis cine
images (A2–C2) obtained in a patient with pulmonary arterial hypertension (PAH) over time. The
course from right ventricular (RV) structural compensation to end-stage RV failure is demon-
strated. This patient was diagnosed with an elevated mean pulmonary artery pressure (PAP) of
45 mmHg and a cardiac output (CO) of 4.1 L/min. At baseline, the RV shows a concentric RV
remodeling pattern with increased RV mass, a crescent RV shape, small amounts of dilatation,
modest RV function (right ventricular ejection fraction (RVEF): 39 %), and preserved left ven-
tricular (LV) function (left ventricular ejection fraction (LVEF): 62 %) (A1, A2). During 7 years of
follow-up, PAP was unchanged and CO remained relatively stable. However, the RV remodeling
pattern has changed (B, C). RV end-diastolic volume (RVEDV) showed a progressive increase
from 140 to 449 mL. Smaller increases in RV mass were observed. Furthermore, the RV developed
a spherical shape, apical ballooning, bulging of the interventricular septum into the LV (dark
arrows), an enlarged right atrium, tricuspid insufficiency, and pericardial effusion (white arrows).
In addition, RVEF and LVEF showed a progressive decline to 8 % and 29 % respectively. PAP
(m/s/d) pulmonary artery pressure (mean/systole/diastole), SV stroke volume
of the RV wall, bulging of the interventricular septum (IVS) into the LV, underfilling
of the LV, an increased right atrium, tricuspid insufficiency, pericardial effusion, and
severely impaired biventricular function.
The combined assessment of multiple RV imaging parameters provides insights
into RV remodeling. According to a basic physiological principle of Guyton and
Hall, the heart primarily functions as an on-demand pump to maintain CO in order
to fulfill the needs of sufficient oxygen delivery to the body [13]. In the setting of
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268 M.C. van de Veerdonk et al.
RV Contractility
RV Function
Imaging parameters describing global systolic RV function are all load dependent
and therefore reflect RV-arterial coupling rather than intrinsic RV contractility. In
fact, global RV systolic function is determined by multiple factors: preload, after-
load, contractility, ventricular synchrony, valvular regurgitation, and shunt fraction
[3, 35]. Low stroke volume and low RV ejection fraction at baseline and a further
decrease during follow-up were associated with worse outcome [4, 16, 36].
Furthermore, stroke volume determined by MRI has been validated as the imaging
parameter to monitor therapeutic effects [37]. In addition, after current medical
therapies, it has been found that the changes in RVEF were only modestly related to
the changes in RV load (measured by pulmonary vascular resistance (PVR)).
Moreover, despite the fact that PVR is reduced by treatment, RVEF can deteriorate.
The decrease in RVEF was associated with poor outcome, independent of the reduc-
tion in PVR (Fig. 12.2) [4].
The determination of RV ejection fraction is relatively time consuming whereas
stroke volume can be more easily obtained by phase contrast mapping MRI [38].
Other more readily applicable measures of RV function have also been explored.
RV shortening in a longitudinal plane (tricuspid annular plane excursion or TAPSE)
and transverse plane provided simple estimates of RV ejection fraction of which
transverse shortening showed the strongest correlation [39]. In addition, Mauritz
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270 M.C. van de Veerdonk et al.
et al. showed that assessments of both parameters are valuable, but that changes in
transverse wall motion rather than changes in TAPSE reflect RV dysfunction during
end-stage disease [36].
Regional ventricular wall deformation and ventricular synchrony are important
aspects of RV function. MRI tagging techniques are considered as the reference
techniques to measure the relative amount of myocardial wall deformation (seg-
mental strain), the velocity of deformation (strain rate), and synchrony (i.e., timing
of mechanical activation and relaxation between wall segments); all of these param-
eters can be determined in a circumferential, longitudinal, and radial axis. It has
been found that in the healthy RV, there is a predominant longitudinal rather than
circumferential wall deformation, resulting in a bellows-like or peristaltic action.
Normal wall deformation is in general larger at the basal and apical segments than
at the mid-segment [40]. Patients with PH showed an altered pattern with a globally
reduced longitudinal and circumferential wall deformation [41]. Furthermore, it has
been found that regional longitudinal wall deformation can already be disturbed at
the time that global RV function is still intact, implying that changes in regional
measures could be sensitive parameters to detect early RV dysfunction in PAH [42].
In addition, it has been shown by MRI that RV asynchrony may contribute
to the development of impaired cardiac function. In PAH patients, RV mechani-
cal contraction is prolonged and continues after the pulmonary valve closes
12 Cardiac MRI and PET Scanning in Right Ventricular Failure 271
RV Metabolic Remodeling
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Fig. 12.3 A four-chamber (a) and short-axis (b) image obtained by positron emission tomography
(PET) with 11C-acetate tracers in the same patient with end-stage RV failure as in Fig. 1. It is
demonstrated that part of the RV wall shows an increased myocardial oxygen consumption
(MVO2) (bright, yellow) that can be even higher compared to the LV
Fig. 12.4 Impaired RV mechanical efficiency in patients with PAH is primarily determined by
increased MVO2. Light gray bars = New York Heart Association (NYHA) Functional class II
patients, dark bars = NYHA functional class III patients. Patients in NYHA II showed a higher
cardiac output (CO) (a) and similar mean pulmonary artery pressure (mPAP) (b) compared to
NYHA III patients. Consequently, RV power output (i.e., product of CO and mean PAP) was simi-
lar in both groups (e). RV myocardial blood flow determined by positron emission tomography
(PET) with H215O tracers (c) and oxygen (O2) extraction fraction estimated by PET using 15O2
tracers (d) were not statistically different in both groups. However, there was a significantly higher
MVO2 per gram of myocardial tissue in NYHA III compared to NYHA II patients (f). RV mechan-
ical efficiency was reduced by ~50 % in NYHA III in comparison with NYHA II as a result of a
similar RV power output but higher MVO2 (g). [58] (Wong et al. Circ HF 2011; Reprint Fig. 3)
12 Cardiac MRI and PET Scanning in Right Ventricular Failure 273
The normal RV has two mechanisms which generate an increased MVO2 during
stress: (1) coronary flow reserve and (2) oxygen extraction fraction (OEF) reserve
[62–65]. In patients with PAH during resting conditions, the OEF is already ele-
vated whereas the mean resting myocardial blood flow is similar in PAH compared
to controls [58, 66, 67]. In addition, PAH patients show an impaired perfusion
reserve since myocardial blood flow did neither increase during adenosine-induced
stress MRI [66] nor during PET imaging with cycling exercise [68]. Surprisingly,
the change in myocardial blood flow during exercise was unrelated to resting
OEF. Especially in patients with a high resting OEF, an attenuated increase in blood
flow during exercise was observed and was related to a poorer clinical, hemody-
namic and RV condition [66, 68]. The findings of impaired myocardial blood flow
reserve might be explained by multiple factors. First, although mean resting coro-
nary blood flow was unchanged, coronary flow was inversely related to the amount
of RV hypertrophy [67]. Transmural blood flow may be impaired, perhaps as a
consequence of a reduced capillary density of the failing RV tissue [22]. Indeed,
impaired angiogenesis might play a role in the mismatch between hypertrophic
myocytes and capillaries. Second, the resting coronary blood flow and perfusion
reserve are both negatively associated with increased pulmonary pressures [66, 67],
which could imply that these extravascular compressive forces may restrict an
increase in blood flow. Other explanations could be impaired autoregulatory flow
mechanisms [69] and systemic hypotension resulting in reduced coronary driving
pressures. However, van Wolferen et al. showed that the latter factor is probably not
a major determinant of impaired RV flow in PAH [67].
To summarize, the increased RV oxygen demand in patients with PAH is
not adequately compensated for by an increased oxygen supply. As a potential
consequence, Gomez et al. observed RV ischemia in PAH patients by SPECT
imaging [70].
RV Angiogenesis
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274 M.C. van de Veerdonk et al.
RV Apoptosis
Apoptosis is defined as programmed cell death and may play a causal role in the
development of cardiac hibernation and heart failure [76]. Radiolabeled annexin
can be used as an imaging protein that binds to phosphatidylserine (PS); a phospho-
lipid expressed on the outer cell membrane during apoptosis which serves as a
marker for macrophages to remove apoptotic cells [77]. It has been demonstrated by
SPECT that increased 99Tc-Labeled annexin V uptake was associated with the
deterioration of LV function in patients with LV failure [78]; increased annexin
uptake was also related to allograft rejection in cardiac transplant recipients [79].
Such studies have not yet been performed in PAH patients but in PH animal models
increased levels of SPECT cardiac annexin V uptake have been detected [80].
In addition, activated caspases are involved in the signal transduction of apoptosis
and when radiolabeled, they can be used for PET measurements of apoptosis in vivo.
In mouse models of dilated cardiomyopathies, it has been shown that although the
overall rate of myocyte apoptosis was low, persistent levels can overwhelm the
limited regenerative capacity of the myocardium contributing to heart failure [81].
RV Neurohormonal System
Fig. 12.5 Short-axis images obtained by hybrid PET-MRI in a patient with myocardial infarction
of the septal and anteroseptal wall. MRI with late gadolinium enhancement (LGE) demonstrates
the infarct zone with a no-reflow phenomenon (arrows) (a). Fusion of 18F-2-deoxy-2-fluoro-D-
Glucose (18FDG) PET and MRI LGE images demonstrates absent 18FDG uptake in the infarcted
area (b) [91]. (Nensa et al. Radiology 2013; Reprint Fig. 2)
Hybrid PET-MRI
We predict that in vivo cardiac MRI and PET will significantly contribute to a better
understanding of the pathophysiological processes which lead to the development
of chronic RV failure. Imaging studies have demonstrated that in the setting of
chronic pressure overload, the RV compensates enduringly to sustain CO by an
increase in wall mass, dilatation and contractility, and marked changes in the RV
shape. With passage of time, these compensation mechanisms fail, resulting in
increased wall stress and impaired global RV function. Other factors that might
contribute to disturbed RV function are a reduced wall deformation and an
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276 M.C. van de Veerdonk et al.
Acknowledgements We would like to thank Dr. Hans Harms for his support of the image
collection.
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Chapter 13
The Pathobiology of Chronic Right
Ventricular Failure
Few data dealing with the measurement of right ventricular contractility in primary pulmonary
hypertension patients are available. The study of Degenring demonstrated that the maximal
rate of right ventricular pressure rise (dp/dt max) was 5–10 times normal value. The right
ventricular oxygen consumption was five times the normal value. With exercise, the right
ventricular oxygen consumption increased further and did not fall promptly when exercise
stopped. Increased myocardial norepinephrine probably contributed to the augmentation of
the rate of right ventricular contraction and to the “uneconomical” increase of the myocontrac-
tility and oxygen consumption.
The end stage of the disease is characterized by right ventricular failure. In 50 reported
fatalities, the cause of death in 15 was severe right ventricular failure. Even in the 16
patients who died of syncope and the 16 dying of surgical or diagnostic procedures, most
had signs of right ventricular failure [1].
The rationale for investing in the assessment of the root causes of right ventricu-
lar failure simply lies in the acknowledged fact that patients with severe and chronic
pulmonary hypertension die from right heart failure [2–6]. During the last two
decades, we have witnessed several paradigm shifts in the research of pulmonary
hypertension. The first shift occurred when investigators recognized that pulmonary
vascular tone and lung vessel constriction were insufficient to explain the pathobiol-
ogy of severe forms of pulmonary hypertension. A more recent shift occurred when
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13 The Pathobiology of Chronic Right Ventricular Failure 285
Chronic right heart failure, like left ventricular failure, is often defined as a syndrome
[9] and graded as “risk of developing RVF, asymptomatic RV dysfunction, symptom-
atic RVF and end-stage RVF” [9]. The 2009 ACCF/AHA Heart Failure guidelines
emphasize “that heart failure is not equivalent to cardiomyopathy or cardiac dysfunc-
tion.” Instead, heart failure is defined as a clinical syndrome that is characterized by
specific symptoms (dyspnea and fatigue) and signs (edema, gallop rhythm, rales) on
physical examination. “Heart failure is a symptomatic disorder and is not diagnosed
by a single test” and “the mechanisms responsible for the exercise intolerance of
patients with chronic heart failure have not been defined clearly” [9]. While it is not
difficult to recognize the signs and symptoms of severe RVF, it remains difficult to
define RV dysfunction and to predict when an individual patient transits from com-
pensated to decompensated RVF. Clinicians are discussing whether there are different
RV phenotypes [10, 11] and whether there are variables that can be measured to
determine whether patients have a “failure prone” or a “failure resistant” RV. The flow
diagram (Fig. 13.1) proposes that neurohormonal overdrive as well as inadequate RV
hypertrophy may lead to RVF. We believe that RV dysfunction exists when the
patient’s dyspnea can be explained hemodynamically by an elevation of the right
atrial pressure and/or a lower than normal cardiac index at rest. Perhaps the condition
of “at risk of developing RVF” describes the asymptomatic patients which demon-
strate mild abnormalities when examined by echocardiography (see Chap. 10) or car-
diac MRI (see Chap. 12). We wonder whether a mildly elevated BNP level in patients
with PAH may be a reliable marker of early RVF, however, it may be wishful to think
that BNP alone will be able to explain and predict RV dysfunction in each individual
case, and if so, this finding would violate the “no single diagnostic test” rule.
In pulmonary hypertension the conduit arteries become stiff and less compliant. As
the pressure within the RV cavity rises, so does the RV wall stress. Wall stress is
inversely proportional to wall thickness. A robustly muscular RV, as in patients with
Eisenmenger physiology, experiences less severe wall stress than a less muscularized
“stretched” RV. Increased wall stress will also compromise the perfusion of the RV
muscle. The schematic below (Fig. 13.1) integrates these various failure components.
This schematic entails two causality concepts that are still hypothetical: (1) that RV
stress and strain lead to neurohormonal activation and (2) that factors which we des-
ignate as “intrinsic to the myocardium” are of pathogenetic importance, and thus con-
tribute to RV failure development and/or progression.
It has been recognized for some time that the RV of patients with Eisenmenger
physiology does not easily fail. Again, hypothetically, the “Eisenmenger RV” is as
muscular as the LV and is characterized by a generous vessel supply.
H.A. Zimmerman, more than half a century ago, performing postmortem coronary
angiography, demonstrated an increase in the number of small coronary branches in
the right and left ventricle, “so much so in the right ventricle as to approach in num-
ber the ramifications of the left ventricle” (Fig. 13.2) [13]. We conclude that a
robustly muscular and well-vascularized RV is not ischemic and subject to less wall
stress. RV hypertrophy per se appears, indeed, not to correlate with mortality [14].
However, in PAH patients blood flow per gram of RV hypertrophy and the mean
systolic/diastolic flow ratio in the right coronary artery decline with rising RV sys-
tolic pressure [15] and with increasing RV mass (Fig. 13.3). In addition, right and
left ventricular myocardial perfusion reserves correlate with right ventricular func-
tion [16]. Thus the RV in severe PAH is likely ischemic, but the “Eisenmenger RV”
is not. As there is a strong inverse correlation between the RVSP and mean right
coronary artery blood flow, stretch/strain of the RV may be an important component
limiting coronary perfusion. Quaife et al. estimated the relative RV wall stress in
idiopathic PAH patients and found that significant RV hypertrophy tended to lower
the RV wall stress. Neither RV end-diastolic volume nor cardiac output correlated
with RV wall stress [17] (Fig. 13.4). High plasma levels of ANP and BNP may be
Fig. 13.2 Postmortem angiogram of the coronary vessels. There is an impressive increase in the num-
ber of vessels in the right ventricle of the Eisenmenger heart (right) when compared to a normal heart
(left). This image has been first published by H.A. Zimmerman ([12], reproduced with permission)
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13 The Pathobiology of Chronic Right Ventricular Failure 287
Fig. 13.3 Relationship between right coronary artery blood flow and RVSP and mass of the right
ventricle (RV). Right coronary artery blood flow decreases as the RVSP or the mass of the RV
increases (van Wolferen, [13], reproduced with permission)
Fig. 13.4 The right ventricle-free wall stress (calculated from cardiac MRI variables) shows a
poor correlation with either cardiac output (CO) (a) or the end-diastolic volume of the right ven-
tricle (RVEDV) (b), (Quaife et al. [16] reproduced with permission)
288 N.F. Voelkel et al.
Cardiac Hypertrophy
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13 The Pathobiology of Chronic Right Ventricular Failure 289
Fig. 13.6 Change of the pressure–flow relationship following the RV outflow obstruction follow-
ing pulmonary artery banding (PAB) (left). Increase of right ventricular mass after PAB in cats and
collagen amount expressed as a fraction of the tissue volume (right) (Baicu et al. [23] reproduced
with permission)
several HDACs are involved in autophagy [40] (see below). Importantly, HDAC
inhibitors attenuate cardiac hypertrophy by suppression of autophagy.
The mechanism of transition from compensated hypertrophy to failure appears
to be fundamentally a matter of balance between cell survival and death (see below).
If the RV hypertrophy in PAH is initially compensatory, then factors promoting
growth and preserve the integrity of the microvessels balance cardiomyocyte hyper-
trophy and heart tissue blood flow. Impaired expression of factors promoting myo-
cardial angiogenic growth and maintenance is likely a hallmark of this transition as
discussed in greater detail below. Here it is only mentioned that myocyte-specific
deletion of the transcription factor GATA4 in adult mouse hearts decreased VEGF-A
expression and capillary density [41].
The molecular events which underlie the transition of the pressure overloaded
from compensated RV to failure have not yet been a focus of in-depth explorations
and we mostly rely on data that characterize this transition in the LV. For example,
Ling et al. documented in KO mice that CaMKIIδ deficiency ameliorated chamber
dilatation, apoptosis, and LV dysfunction after TAC [42]. Depre et al. described a
cardiac cell survival program which is induced by transient ischemia [43]. This
survival gene set includes PAI-1 and PAI-2, ANP, CTGF, and elongation-factor 1α
and 2, as well as heat-shock protein, hsp-27.
Cardiac Fibrosis
As mentioned, RV fibrosis due to pressure overload lags behind after the increase in
RV mass [24]. Cardiac fibrosis is a hallmark of maladaptive hypertrophy and is
characterized by increased deposition of the fibrillar collagens type I and III [44].
The normal heart muscle contains about 50 % fibroblasts, and elegant studies by
Takeda et al. have provided evidence that fibroblasts are essential for the adaptive
response of the heart to pressure overload. They showed that the transcription factor
KLF5 transactivates IGF-1 in fibroblasts and that the secreted protein induced car-
diomyocyte growth in a paracrine fashion [45].
Human autopsy studies have shown that the degree of fibrosis correlates with the
mass of the LV up to a weight of 250 g, after that there is a plateau of fibrosis and
no correlation [44]. Fibrosis may impair the electrical coupling between cardio-
myocytes and can reduce the capillary density and thus influence myocyte metabo-
lism. There is evidence for locally produced TGFβ, PDGF, and a role of endothelin
and catecholamines in cardiac fibrosis [44]. TGFβ1 is a critical regulator of extra-
cellular matrix metabolism and TGF-β1 levels increase during the development of
pressure-overloaded LV hypertrophy [44]. Higher plasma levels of TGFβ1 were
associated with an increased risk of incident heart failure in older adults [44].
Although there is no direct evidence for an important causal role of fibrosis in the
development of human heart failure, experimental studies suggest that fibrosis is
not merely a marker of heart failure. One of the downstream targets of TGF-β is
CTGF which is highly expressed in the failing RV from animals with severe PAH [27].
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13 The Pathobiology of Chronic Right Ventricular Failure 291
CTGF is essential for the TGF-β-induced collagen synthesis, and CTGF may also
play a role in the transformation of mesenchymal stem cells into fibroblasts [46].
Of interest, CTGF can also be expressed in cardiac myocytes under stress,while
NFkB blockade reduces cardiac fibrosis and collagen expression [47–50], suggest-
ing that inflammation and hypoxia are likely contributors to cardiac fibrosis. Based
on these experimental studies, we can postulate that fibroblasts and their secreted
proteins play a role in the transition of the RV from compensated hypertrophy to
failure. There appears to be a syncytial relationship between cardiomyocytes, fibro-
blasts and the cardiac matrix.
In the context of cardiac tissue homeostasis and maintenance of function, a publi-
cation by Aranguiz-Urroz et al. is of interest. This study reveals a regulatory connec-
tion between β2AR (adrenergic receptors), heart fibroblasts, autophagy, and collagen
degradation. Myocardial fibroblasts express more β2AR than β1AR, and stimulation
of β2AR in cardiac fibroblasts increased collagen degradation [51]; whether this col-
lagen-degrading consequence of β2AR activation is cAMP dependent is unknown.
Finally, we wish to mention that the adipocyte-derived peptide apelin inhibits cardiac
fibroblast activation and collagen production [52, 53]. Apelin expression is severely
reduced in the failing RV of rats with severe angioproliferative PAH [27].
Endothelial–Mesenchymal Transition
The work of Raghu Kalluri [54–57] points to another mechanism of cardiac fibrosis
via endothelial cell–mesenchymal transition (EMT). Although EMT is an embry-
onic mechanism that is normally dormant in adults, hypoxia, injury, inflammation,
or aging can activate this process, and it has been shown that fibroblasts formed in
fibrotic lesions in the heart can be of endothelial origin. Type I collagen can induce
EMT together with TGFβ, in particular the TGF-β2 isoform [55] and BMP2 and
BMP4, while BMP7 inhibits EMT.
Taken together, cardiomyocyte growth, fibroblast activity, and response of car-
diac microvessel EC to hypoxia and/or injury engage in a hypertrophy–fibrosis–
angiogenesis program that initially allows a compensated response of the RV to
pressure overload and stretch. This programmatic response shares many of the char-
acteristics of a wound healing program. The added layer of sympathico-endocrine
overstimulation (see below) may tip the balance and throw the switch from
compensation to failure.
Dyskinesis, Hypokinesis
Hypokinesis, dyskinesis, failure of the right ventricle to empty during systole, bow-
ing of the interventricular septum, and underfilling of the left ventricle are all
described in great detail in previous chapters. These changes are to varying degrees
due to regional abnormalities, hypertrophy, fibrosis, or dilatation and may also be
292 N.F. Voelkel et al.
related to the different shape of the RV and the underling myoarchitecture and fiber
architecture of the RV [19, 20]. Most of the studies that investigated the relationship
between cardiac architecture and ventricular function have so far focused on the left
ventricle [22, 23] (see also Chap. 17).
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13 The Pathobiology of Chronic Right Ventricular Failure 293
Fig. 13.7 Diagram attempting to construct a mechanistic sequence of events which begins with
cardiac stress and has as an end point apoptotic cell death or alternatively a return to cellular
homeostasis via organelle and protein clearance, which counterbalances the congestion of the cells
with damaged proteins and membrane fragments
[68, 69]. Whether autophagy is increased in the failing RV of patients with severe
PAH or impaired is unknown, but can be presumed. If we can extrapolate from left
heart failure (see above), then we would expect maladaptive autophagy in RVF as a
component which contributes to RVF progression.
As mentioned, myocardial tissue hibernation is one of the conceptual models of
progressive heart failure, which, for a lack of a better explanation, should be used to
also explain progressive RVF. Global myocardial ischemia may be a consequence
of microvascular dysfunction (see below). Indeed, May et al. generated myocardial
hibernation in mice by conditional impairment of VEGF signaling [63]; in this
model autophagy activity was increased in association with capillary loss. Once the
conditional VEGF inhibition was reversed, hibernation was reversed as the capillary
network was restored. These studies are of great interest, specifically because they
indicate that microvascular dysfunction, autophagy, and hibernation are potentially
reversible. Subsequently this group of investigators applied proteomic analyses and
found, in addition to protein expression changes, that hibernation was characterized
by a reduced state of phosphorylation of the myosin light chain 2 and of cardiac
troponin I, while the abundance of these proteins was unchanged [70]. Unlike myo-
cardial infarction, the hibernating myocardium does not undergo cell death, but can
be salvaged; the mechanisms whereby hibernating myocardium survives remain to
be elucidated [64]. It is conceivable that mechanisms which control type II
programmed cell death play a critical role.
Capillary Rarefaction
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13 The Pathobiology of Chronic Right Ventricular Failure 295
transmural blood flow per gram of hypertrophied RV [75] at least in dogs. Again, in
dogs, it has been shown that there is right coronary vasodilation during systemic
hypoxia which is to a large extent explained by nitric oxide [76]. Huo et al. [77]
analyzed the coronary arterial tree in RV hypertrophy and concluded that RV hyper-
trophy functionally restores the perfusion at the arteriolar and capillary level. These
data agree with older measurements of cross-sectional capillary density and numeri-
cal capillary density in RV hypertrophy [78].
We postulate that apoptosis occurs during the transition from compensated RVH to
RV failure and that maladaptive autophagy and capillary loss in the RV contribute to
the progression of the RV failure. In this scenario it makes sense to explore thera-
peutic strategies that would decrease heart cell apoptosis. Beta-adrenergic receptor
(BAR) blockers have been used for many years to treat patients with left-sided heart
failure and they are highly effective in reducing the morbidity and mortality associ-
ated with heart failure [79]. Long-term BAR blockade causes left-ventricular vol-
umes and LVEF to return to normal (reverse remodeling). BAR blockers improve LV
remodeling and the mechanisms of this effect may include protecting the myocar-
diocytes against the toxic effects of catecholamines and reversing the cellular meta-
bolic remodeling [28, 80, 81]. Alternatively BAR blockers, by decreasing heart rate
could make the pump work more economical and improve the oxygen supply/
demand ratio. Although a number of different BAR blockers have been used,
improved outcomes appear to be more frequent when the BAR blocker carvedilol had
been used [79], and the authors of the randomized placebo-controlled CHRISTMAS
trial tested the hypothesis that carvedilol might improve the function of hibernating
myocardium [82]. For more details on carvedilol and RV failure, see Chap. 19.
The strained and stressed RV tissue shifts its energy production from fatty acid oxi-
dation (FAO) to glycolysis as part of a complex metabolic remodeling program
[71]. As mitochondrial number and function are impaired in the failing RV, it fol-
lows that energy metabolism is impaired. A partial explanation for the reduced fatty
acid oxidation (FAO) can be found in the reduced expression of the above intro-
duced critically important transcription factor PGC-1α and the reduced expression
of genes encoding proteins which transport FA into the cell-like CD36- and into
mitochondria. In addition, in the failing RV we found decreased numbers of intact
mitochondria which was reflected in a reduced whole RV tissue citrate synthase
activity and notably increased levels of mitochondrial DNA [71]. In contrast, treat-
ment with carvedilol of animals with established RV failure returned the PGC-1α
protein levels to normal (this effect was not seen with metoprolol, a selective beta-1
AR antagonist) and also the gene expression of the FA transporter CD36 (also called
fatty acid translocase).
296 N.F. Voelkel et al.
Fig. 13.9 This schematic organizes the cellular and molecular mechanisms of RV failure in four
tiers. Central and critically important is the mitochondriopathy in the myocardial cells.
Cardiomyocytes and endothelial cells may be particularly vulnerable to reactive oxygen species
(ROS) and endoplasmic reticulum stress (ER stress). Accumulation of misfolded proteins and of
damaged organelles accounts for proteotoxicity and congestion of the cells. “Waste management”
may suffer because energy is in high demand, but not supplied. This in turn leads to impaired
autophagy and apoptosis, a state that has been termed “hibernation”
Recently the isoform VEGFB has been shown to be highly expressed in the myo-
cardium; VEGFB is not angiogenic but required for FA uptake [83] by endothelial
cells. Whether impaired VEGFB-dependent FA uptake is another reason for the
impaired FAO in heart failure is unclear. As mentioned, while in the failing RV tis-
sue the number of intact mitochondria is reduced, injured mitochondria may not be
removed if mitophagy is impaired (Fig. 13.9) and the amount of total mitochondrial
DNA is increased. This may be a pertinent finding because it has been demonstrated
that mitochondrial DNA can accumulate, if it escapes removal of damaged mito-
chondria via effective autophagy, and activate a sterile inflammatory response via
activation of TLR2 and TLR4 [84].
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13 The Pathobiology of Chronic Right Ventricular Failure 297
Whereas acute RVF is an infrequent catastrophic event, chronic right heart dysfunc-
tion and acute on chronic RVF are common and central to the quality of life and
outcomes of patients with severe PAH. Patients with chronic and progressive PAH
continue to be treated with vasodilators and the impact of these drugs on RV func-
tion has not been systematically studied and remains unclear. The concept of repair-
ing the heart by pharmacologically reducing the afterload has been abandoned in
the treatment of LV failure: pure arterial vasodilators (i.e., minoxidil or hydralazine)
have been shown to have no or deleterious effects in heart failure, if not combined
with neurohormonal blockers, in particular BAR blockers, ACE-inhibitors and aldo-
sterone blockers. It is also necessary to consider that any drug or combination of
drugs prescribed with the best intentions to reduce PVR may affect the performance
of the strained RV and may be either not beneficial or detrimental.
We have no doubts that modern investigations of the causes and mechanisms of
RV failure will predictably discover how RV mechanics and myocardial metabolism
are connected. Presently, we do not yet understand which inherited or acquired con-
ditions generate and shape the particular phenotype of the pressure-overloaded RV,
and we believe that such conditions exist. The question of why and how the right
ventricle fails remains to be fully answered. This may require sequencing of genes,
exploration of posttranslational modifications of proteins, the analysis of the influ-
ence of metabolic syndromes, and gender-related epigenetic modifiers. Before
1990, as many as 60–70 % of patients died within 5 years after diagnosis of systolic
heart failure [88]. Since then effective treatment has reduced mortality and the
5-year mortality is now 20–30 %. Perhaps mortality from RV failure can be simi-
larly reduced by future concerted efforts.
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13 The Pathobiology of Chronic Right Ventricular Failure 301
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Chapter 14
The Sick Lung Circulation and the Failing
Right Ventricle
Norbert F. Voelkel
The lung circulation is usually credited with its gas exchange function while its meta-
bolic properties are often neglected. Early investigators of the metabolic activities of the
large lung endothelial cell area were John Vane [1, 2], Alain Junod [3, 4], and Norman
Gillis [5]. Isolated perfused lung studies revealed that greater than 95 % of serotonin
infused into the lung circulation was removed during one passage [3]; this is also true
for prostaglandin E2 [6] and for arachidonic acid [7]. There is not only extraction of
active substances and metabolic breakdown but also release and secretion into the circu-
lating blood of mediators like prostacyclin [7] and endothelin (for a comprehensive
assessment of the functions of the endothelial cells of the pulmonary circulation, see
also [8]). When asked in 1982 whether changes in the ability of the lung microcircula-
tion to remove or metabolize any of the vasoactive compounds have an effect on the
function of the lung, Junod answered: “It is my personal and therefore biased view that
the clearance function of the pulmonary endothelium has no important physiological
consequences. However, it is interesting in terms of endothelial cell function” [9]. In the
following, the case will be made for pathobiological consequences and how a sick lung
circulation blood effluent can affect the microcirculation of the heart. Although mor-
phological changes of the lung vessels in many chronic lung diseases have been appreci-
ated for decades, only recently have measurements of circulating cells and cell fragments
provided solid data which support the general concept of “information transfer” from
the sick lung circulation to the heart. While the focus on this review and perspective is
the right ventricle in pulmonary vascular diseases, it is clear that the information released
from the sick lung circulation and entering the myocardial microcirculation, via the
coronary arteries, will be deciphered by the left ventricle as well (Fig. 14.1).
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304 N.F. Voelkel
Fig. 14.1 Pulmonary venous and arterial remodeling in left heart disease. This schematic puts the
emphasis on the damaged lung capillaries
The global hypothesis is that the health of the lung circulation determines the health
of the cardiac microcirculation. This postulate views the lung microcirculation as
the emitter of information which either causes or contributes to the development of
a microangiopathy of the heart and shifts the attention in severe PH from the visible
coronary arterial disease to the function of the myocardial capillaries. Applied to the
RV dysfunction or RV failure in chronic lung diseases with involvement of the pul-
monary circulation, the specific hypothesis is that pressure overload per se is insuf-
ficient to cause RV failure [10]. Instead activation of the neuroendocrine axis and of
inflammatory pathways drive the RV into failure [11, 12]. Of interest is also the
correlation between percent emphysema and impaired left ventricular filling [13].
RV failure can be histologically defined by the presence of apoptosis, capillary loss
and capillary endothelial cell dysfunction, and myocardial fibrosis.
Perhaps of equal importance is a second contribution: the reprogramming of
the cardiac microcirculation by factors emanating from the sick lung vessels [14]. The
major histological features of remodeled lung vessels are pulmonary arteriolar mus-
cularization, intima fibrosis, angioobliterative occlusions, plexiform lesions, and loss
14 The Sick Lung Circulation and the Failing Right Ventricle 305
of lung vessels including capillary rarefaction [15]. Lung endothelial dysfunction has
been documented in COPD/emphysema [16, 17] (see also Chap. 18) as well as sys-
temic endothelial cell dysfunction [18] and also in idiopathic pulmonary arterial
hypertension (IPAH) [19], thromboembolic PAH [20], and in sickle cell disease [21].
Endothelial cell dysfunction likely also alters the adhesive properties of the lung ves-
sels facilitating in situ thrombosis and impairment of the removal and breakdown of
vasoactive substances from the circulation. Another manifestation of endothelial cell
dysfunction is the decreased expression of the prostacyclin gene and protein, result-
ing in diminished prostacyclin production by the hypertensive lung vessels [22, 23].
Thus loss of prostacyclin synthase expression is a hallmark of phenotypically altered
lung vascular endothelial cells in PH. Whether prostacyclin synthase expression is
reduced or lost in the microcirculation of the failing heart is unknown. It appears that
the prevailing and understandable emphasis of contemporary interventional cardiolo-
gists on reperfusion and revascularization of acute coronary syndromes may have
overshadowed the interest in researching the coronary microvessels and their function
and dysfunction. Left and right ventricular microvascular disease has been long
appreciated as a primary myocardial involvement in scleroderma [24–26].
Contributions to the myocardial angiopathy by the sick lung circulation have not been
investigated. In a recent review [14], we have compared pulmonary emphysema, as a
primary lung parenchyma disease, with a primary mitral valve disease and hypotheti-
cally connected in both disorders lung vessel and lung capillary damage, factors pro-
duced and released from the diseased lung vessels and heart failure. Today this
concept appears plausible and almost intuitive, however, direct evidence in support of
this concept is still lacking.
Circulating Cells
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306 N.F. Voelkel
Cell fragments are produced by injured or dying cells, and it now has been widely
appreciated that such microparticles affect the function of endothelial cells. Lewis
et al. showed in 1988 that vesicles released from injured endothelium displayed
platelet activating factor (PAF)-like activity which could be blocked by PAF recep-
tor antagonists [39]; polymorphonuclear leukocytes, after adhesion, release mic-
roparticles with PAF-like phospholipids attached to them [40]. Circulating
procoagulant microparticles have been measured and found to be increased in the
lung blood effluent from patients with severe PAH [41] (Fig. 14.2). Circulating
endothelial cell microparticles may be a signal of early lung tissue destruction in
cigarette smokers (Fig. 14.3) [42] and endothelial cell microparticles were reported
in the blood from patients with COPD in the MESA COPD study [43]. Amabile and
coworkers discussed cellular microparticles in the context of the pathogenesis of
pulmonary hypertension (Fig. 14.4) [44] and Diehl et al. [45] in the context
Fig. 14.2 The gradient of procoagulant microparticles (MP) across the lung circulation. The
gradient was calculated by subtracting the jugular venous blood level of these microparticles from
the pulmonary artery blood level. The MP gradients are plotted against the mean pulmonary artery
pressure (mPAP). (Reproduced with permission from Bakouboula et al. [41])
14 The Sick Lung Circulation and the Failing Right Ventricle 307
Fig. 14.3 Endothelial cell microparticles are increased in blood samples from healthy smokers
with low diffusing capacity (reproduced with permission from Gordon et al. [42])
Fig. 14.4 This synopsis (reprinted with permission from Amabile et al. [44]) shows the relation-
ship between endothelial cell microparticles and pulmonary vascular resistance in PAH patients
and connects various kinds of cell fragments and particles with in situ thrombosis, inflammation,
and endothelial cell dysfunction
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308 N.F. Voelkel
Expression of miRNAs was studied in the pulmonary artery endothelial cells and
pulmonary artery smooth muscle cells from explanted lungs from patients with heri-
table PAH and in vitro cell proliferation was correlated with miR-21 levels [56].
14 The Sick Lung Circulation and the Failing Right Ventricle 309
In lung tissue samples from patients with COPD 70 miRNAs and 2,667, mRNAs
were differently expressed between smokers with and without COPD [57]. While a
number of recent studies are descriptive surveys, there are a few reports which begin
to connect miRNAs with disease. One example is the study of Kim et al. [58] who
investigated apelin deficiency in pulmonary arterial endothelial cells from patients
with PAH; they found that apelin deficiency in these cells increased the expression
of FGF2 and its receptor FGFR1 as a consequence of downregulated expression of
miR-503 and miR-424. Reconstitution of these miRNAs in animal models of PAH
ameliorated PH. Apelin levels in the serum of PAH patients are reduced [59] and
likewise in the failing right ventricle from experimental pulmonary hypertensive ani-
mals [60]. Finally, a consortium of investigators reported the association of reduced
plasma levels of miR150 with survival of PAH patients [61]. Remarkably, growth
factor receptors have been linked to miRNAs. Especially during hypoxia EGFR can
inhibit miRNA processing from precursor miRNAs to mature miRNAs [62].
Synopsis
The sick lung circulation, together with a stressed and uneconomically working RV,
generates conditions which can best be examined by applying a “systems” approach
(Fig. 14.5). Recent studies of embryonic development of mice using lineage tracing
methods have revealed the co-development of the cardiovascular and pulmonary
Fig. 14.5 The systems approach to severe pulmonary arterial—and perhaps also pulmonary
venous hypertension. Signals from the sick lung circulation are received by the microcirculation of
the heart, which by itself secretes factors including growth and differentiation factor 15 (GDF-15),
also known as ‘macrophage-inhibitory cytokine 1’. Factors secreted from the adrenal glands, like
aldosterone (also synthesized in the sick lung) influence myocardial structure and function. The
bone marrow, under the influence of factors like VEGF, releases precursor cells which can be
trapped in the lung circulation and contribute to pulmonary vascular remodeling
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310 N.F. Voelkel
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Chapter 15
Exercise-Induced Right Heart Disease
in Athletes
The training-related changes in cardiac structure and function enable the heart to
provide the necessary increase in cardiac output required during exercise [8–10].
In some athletes during exercise, cardiac output may increase six- to eightfold
in order to deliver more oxygen to working muscles [11, 12]. In the absence of a
significant intra- or extra-cardiac shunt, the left and right ventricles are required
to increase cardiac output by a similar amount during exercise and this occurs as a
result of an increase in both heart rate and stroke volume. Because of the architec-
ture of the circulatory system with the right ventricle, the pulmonary circulation, the
left ventricle and the systemic circulation assembled in series, the volume load on
the ventricles is essentially identical.
However, the wall stress and ventricular work of the LV and RV are dependent
not only on the volumes of the ventricles but also on the afterload; and the pulmo-
nary and systemic circulation have some distinct differences. Whilst the systemic
vascular bed has a great capacity for vasodilation due to the extensive muscle and
skin circulation which receives only a small proportion of cardiac output at rest, but
Electronic supplementary material: Supplementary material is available in the online version of this
chapter at 10.1007/978-1-4939-1065-6_15. Videos can also be accessed at http://www.springerimages.
com/videos/978-1-4939-1064-9.
D. Prior, M.B.B.S., Ph.D., F.R.A.C.P., D.D.U., F.C.S.A.N.Z (*)
Department of Cardiology, St Vincent’s Hospital, University of Melbourne,
Fitzroy, VIC, Australia
e-mail: david.prior@svhm.org.au
A. La Gerche, M.B.B.S., F.R.A.C.P., Ph.D.
Department of Medicine, St Vincent’s Hospital, University of Melbourne,
Fitzroy, VIC, Australia
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15 Exercise-Induced Right Heart Disease in Athletes 317
Fig. 15.1 A consistent relationship between increases in pulmonary artery pressures and cardiac
output during exercise. Echocardiographic estimates of pulmonary artery pressures (PAP)—panels
(a) and (b)—demonstrate a near-linear relationship between increases in PAP and cardiac output
(CO). These findings have been validated in untrained and trained subjects using direct invasive
pulmonary artery pressure measures (panels (a) & (c)—authors’ own unpublished data and panel
(b) adapted with permission from Argiento et al. [18])
RV Structural Changes
Fig. 15.2 Training induced changes in cardiac morphology. Differences in exercise hemodynamic
stressors determine cardiac morphology in endurance and strength trained athletes with important
genetic, training-related and other modifying influences which remain imprecisely characterized
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15 Exercise-Induced Right Heart Disease in Athletes 319
RV Functional Changes
There are scant data to guide our understanding of RV functional changes as a result
of athletic training. Furthermore, assessment of RV function is confounded by
structural changes because the RV enlargement that constitutes part of the athlete’s
heart phenotype also affects measures of RV function. In a larger heart, variables
measuring motion tend to be larger [32] while variables measuring deformation and
ejection fraction tend to be lower [33]. Available data need to be interpreted within
this context. For example, D’Andrea et al. observed that tricuspid annular motion
was greater in athletes than in nonathletes [34] while, in contrast, Teske et al. [35]
and our own data [36] suggest that resting measured variables of strain and strain
rate tend to be lower in endurance athletes relative to controls. However, during
exercise these values tend to normalize suggesting that contractile reserve is normal
in athletes as might be expected given the remarkable cardiac outputs generated
[36]. In a relatively large magnetic resonance imaging study of over 300 sub-
jects, RV ejection fraction was lower in endurance athletes when compared
320 D. Prior and A. La Gerche
with nonathletes (50 vs. 52 % in men and 53 vs. 55 % in women) [37]. Thus, the
interpretation of many of these studies is problematic with some authors concluding
that RV function is supra-normal and others that RV function is impaired. However,
the extent to which these functional measurements represent, true changes in myo-
cardial contractility, is difficult to determine and, moreover, we would argue that it
is most important to determine myocardial function during exercise when its ability
to respond to increased demand can be appraised.
The combination of structural and functional changes in the endurance athlete’s
heart can be profound and can lead to clinical difficulties in determining whether the
extent of RV remodeling can be considered normal for an athlete or may be an indi-
cation of evolving pathology. Figure 15.3 and Video 15.2 provide examples of the
extent of RV remodeling in four elite cyclists from a single professional team.
Fig. 15.3 Examples of cardiac morphology in four elite cyclists. Refer also to Video 15.1 to
observe cardiac function in these athletes. The images exemplify the RV dilation, hypertrophy, and
hypertrabeculation which can be commonly seen amongst high-level athletes
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15 Exercise-Induced Right Heart Disease in Athletes 321
Right ventricular function and the state of the pulmonary vascular bed appear to be
important determinants of exercise capacity. While this has been long appreciated in
disease states such as pulmonary arterial hypertension where right ventricular dys-
function has been shown to be a marker of both exercise capacity and poor progno-
sis [38–43], the same cannot necessarily be extrapolated to healthy athletes. Rather,
it seems that increased RV dilation is associated with improved exercise perfor-
mance in athletes.
It has been shown that RV volume is an important correlate of peak exercise
oxygen consumption (VO2peak) [12]. However, given that changes in cardiac struc-
ture are relatively balanced between the RV and LV, it is difficult to determine
whether changes in RV structure and function are any more important in predicting
exercise capacity than measures of the LV or whole heart [44]. Interestingly, the two
studies that have investigated the relationship between ventricular volumes and
VO2peak have observed a slightly stronger correlation between RV than LV vol-
umes. However, with such significant collinearity between ventricular measures, it
is most reasonable to conclude that it is the global increase in cardiac size which
best determines exercise capacity.
As has been discussed in the preceding sections, the RV and pulmonary circula-
tion are placed under disproportionate stress during exercise which raises the
intriguing hypothesis that the pre-systemic circulation may be an important deter-
minant of exercise capacity. However, assessment of the pulmonary circulation is
difficult using noninvasive measures and particularly so during exercise. A number
of studies have identified a novel noninvasive surrogate which appears to describe
pulmonary vascular physiology. Eldridge et al. [45] observed that agitated saline
contrast filled the RV, but that the bubbles were too large to pass through the pulmo-
nary circulation at rest. During exercise, however, the bubbles passed through the
pulmonary circulation and could be visualized with echocardiography passing into
the left-sided heart chambers (Fig. 15.4). The authors concluded that this repre-
sented passage through larger pulmonary vessels and hypothesized that this may be
a physiologically advantageous trait enabling higher flows at lower vascular pres-
sures. La Gerche et al. validated this theory by demonstrating that those subjects
with greater amounts of contrast in the left heart during exercise had higher cardiac
outputs, lower pulmonary artery pressures, and higher pulmonary vascular compli-
ance than did those with few bubbles passing through the pulmonary circulation
[20]. It was observed that the transit of bubbles through the pulmonary circulation
occurred to a similar extent in athletes and nonathletes, implying that it is a non-
trainable characteristic, and that it was associated with greater VO2peak and better
exercise-induced augmentation of RV function.
The exact mechanism underlying the transpulmonary passage of agitated con-
trast (PTAC) remains speculative. It has been suggested that it represents recruitable
arteriovenous shunts [46] whereas we and others have argued that it is more likely a
322 D. Prior and A. La Gerche
Fig. 15.4 Transpulmonary passage of agitated contrast. Echocardiographic apical four chamber
views at rest (left panel) and at exercise (middle and right panels) after the injection of agitated
contrast, showing appearance in the left heart chambers after 4–5 beats at moderate exercise, and
more so at intense exercise. The contrast can be seen entering the left atrium via the pulmonary
veins (arrowheads) during exercise. This phenomenon has been associated with enhanced pulmo-
nary vascular function and greater cardiac outputs during exercise
As has been detailed, exercise training is associated with changes in cardiac struc-
ture and function which tend to favor the RV and which are associated with improved
exercise performance. However, in contrast to these seemingly beneficial physio-
logical adaptations, there is evidence to suggest that some of the exercise-induced
changes may be associated with acute and chronic cardiac damage and that in a
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15 Exercise-Induced Right Heart Disease in Athletes 323
small number of athletes this may predispose individuals to atrial and ventricular
arrhythmias. Concern regarding the potential for proarrhythmic remodeling in ath-
letes stems from the observations of cardiac damage following endurance sporting
events, an increased prevalence of some arrhythmias amongst endurance athletes
and evidence of chronic structural changes or ‘scar’ within the myocardium of some
veteran endurance athletes. Each of these factors will be discussed in detail.
Others have argued that the kinetics of troponin release with rapid normalization is
suggestive of altered myocyte metabolism rather than necrosis [59].
It appears that both exercise duration and intensity are important determinants of
the occurrence and magnitude of troponin release during exercise.
Arrhythmias in Athletes
While athletes are not immune to the disturbances of cardiac rhythm seen by non-
athletes, palpitations and arrhythmias are a common problem observed in sports
cardiology practice. There is now reasonably compelling evidence that some
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15 Exercise-Induced Right Heart Disease in Athletes 325
Fig. 15.5 Delayed gadolinium enhancement in highly trained athletes; evidence of exercise-
induced myocardial scar? Images of five athletes in whom focal delayed gadolinium enhancement
(DGE) were identified in the interventricular septum (indicated with arrows) as compared with an
athlete with a normal study (top left). Reproduced with permission from La Gerche et al. [58]
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15 Exercise-Induced Right Heart Disease in Athletes 327
The available evidence supports the concept that endurance exercise may cause
acute injury to the right ventricle and in some cases there may be more permanent
changes in right ventricular structure and function. The mechanism of exercise-
induced right ventricular dysfunction is not completely understood. A number of
candidate mechanisms have been proposed and investigated to varying extents.
A prime candidate is the hemodynamic stress under which the right heart is
placed during activity. There is evidence that the increase in hemodynamic stress
on the right ventricle during exercise is significantly greater when compared to
the stress to which the left ventricle is subjected. Other possibilities which have
been proposed include myocardial ischemia, possibly mediated through the
effects of vasoconstrictor cytokines or elevated right ventricular end-diastolic
pressures, the effects of differing training regimens or possibly through genetic
susceptibility factors.
Hemodynamic Stress
Training Regimen
It is likely that exercise intensity, exercise duration, and the degree of training are all
important in the genesis of exercise-induced right ventricular injury. Some evidence
supporting this premise comes from the studies discussed earlier which have docu-
mented changes in myocardial structure amongst highly trained veteran athletes but
not amongst younger or less-trained athletes. We have also previously promoted the
hypothesis of “over-training” of the heart (Fig. 15.6). Like over-use injuries such as
tennis elbow or Achilles’ tendinopathy, intense training and lack of adequate recov-
ery increase the risk of injury. In the heart this may manifest as small patches of
fibrosis and an increased risk of arrhythmias.
328 D. Prior and A. La Gerche
Fig. 15.6 Healthy training vs. over-training of the heart. Healthy training with balanced exercise
and recovery results in physiological remodeling in which enhanced cardiac structure and function
enable greater cardiac performance during exercise. On the other hand, we propose that excessive
exercise (training which is too intense and/or recovery that is too short) may cause cardiac injury
and proarrhythmic remodeling which predominantly affects the right ventricle. Reproduced with
permission from Heidbuchel et al. [102]
Myocardial Ischemia
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15 Exercise-Induced Right Heart Disease in Athletes 329
Genetic Predisposition
A critical clinical question is why some athletes are affected whilst others are not?
It seems that very few endurance athletes develop issues whilst the majority thrives
on massive volumes of high-intensity exercise without developing any adverse
health consequences. What explains this individual variability? There are a number
of hypotheses which are all plausible but largely unsubstantiated. It is likely that the
answers are not a result of one specific cause but rather a combination of host,
330 D. Prior and A. La Gerche
Fig. 15.7 Interaction between host and environmental factors are likely to explain an athlete’s
predisposition to arrhythmias
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15 Exercise-Induced Right Heart Disease in Athletes 331
Conclusions
There is accumulating evidence that extreme exercise can cause short-term injury
and chronic remodeling of the athlete’s heart. Although there is some animal and
human evidence to suggest that exercise-induced cardiac remodeling may be associ-
ated with an excess of arrhythmias, there is a clear need for large prospective studies
adequately powered to evaluate clinical end-points. These investigations should
focus specific attention on the RV because current data is consistent in identifying
the RV and pulmonary circulation as being disproportionately affected during intense
exercise, after prolonged endurance exercise and after years of habitual intense exer-
cise. The RV may be considered the “Achilles’ Heel” of the athlete’s heart.
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arrhythmic risk in arrhythmogenic right ventricular dysplasia/cardiomyopathy-associated
desmosomal mutation carriers. J Am Coll Cardiol. 2013;62:1290–7.
95. La Gerche A, Robberecht C, Kuiperi C, et al. Lower than expected desmosomal gene muta-
tion prevalence in endurance athletes with complex ventricular arrhythmias of right ventricu-
lar origin. Heart. 2010;96:1267–74.
96. Sen-Chowdhry S, Syrris P, Ward D, Asimaki A, Sevdalis E, McKenna WJ. Clinical and
genetic characterization of families with arrhythmogenic right ventricular dysplasia/cardio-
myopathy provides novel insights into patterns of disease expression. Circulation.
2007;115:1710–20.
97. Gerull B, Heuser A, Wichter T, et al. Mutations in the desmosomal protein plakophilin-2 are
common in arrhythmogenic right ventricular cardiomyopathy. Nat Genet. 2004;36:1162–4.
98. Pilichou K, Nava A, Basso C, et al. Mutations in desmoglein-2 gene are associated with
arrhythmogenic right ventricular cardiomyopathy. Circulation. 2006;113:1171–9.
99. van Tintelen JP, Entius MM, Bhuiyan ZA, et al. Plakophilin-2 mutations are the major deter-
minant of familial arrhythmogenic right ventricular dysplasia/cardiomyopathy. Circulation.
2006;113:1650–8.
100. Dalal D, Molin LH, Piccini J, et al. Clinical features of arrhythmogenic right ventricular
dysplasia/cardiomyopathy associated with mutations in plakophilin-2. Circulation. 2006;113:
1641–9.
101. den Haan AD, Tan BY, Zikusoka MN, et al. Comprehensive desmosome mutation analysis in
North Americans with arrhythmogenic right ventricular dysplasia/cardiomyopathy. Circ
Cardiovasc Genet. 2009;2(5):428–35. doi:10.1161/CIRCGENETICS.109.858217.
102. Heidbuchel H, Prior DL, La Gerche A. Ventricular arrhythmias associated with long-term
endurance sports: what is the evidence? Br J Sports Med. 2012;46 Suppl 1:i44–50.
Chapter 16
Arrhythmogenic Right Ventricular
Cardiomyopathy (ARVC)
Introduction
Several inherited genetic abnormalities can affect the normally constructed right
ventricle (RV), the most common of them being arrhythmogenic right ventricular
cardiomyopathy (ARVC). ARVC is an inherited heart disease characterized by
myocyte loss and fibro-fatty tissue replacement leading to life-threatening ventricu-
lar arrhythmias, progressive ventricular dysfunction of the right and the left ventri-
cle and heart failure [1]. The estimated prevalence of ARVC in the general population
ranges from 1 in 2,000 to 1 in 5,000; men are more frequently affected than women,
with an approximate ratio of 3:1 [2]. A familial history of ARVC is present in
30–50 % of cases, and the disease is usually inherited in an autosomal dominant
pattern with incomplete penetrance and variable expressivity. In rare cases, autoso-
mal recessive forms have been also reported (Naxos disease and Carvajal syn-
drome), usually associated with a cutaneous phenotype. A genetic defect can be
confirmed in approximately 40 % of cases and 12 different ARVC loci have been
reported, among which five genes (DSP, PKP2, DSG2, DSC2, and JUP) encode
proteins of the cell–cell junctions at the intercalated disc (Table 16.1). The role of
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338 L. Mestroni et al.
other three non-desmosomal genes has been less well established: the growth factor
TGF-β3 (TGFB3), the ion channel subunit RYR2, and the transmembrane protein 43
(TMEM43) [3]. Recently, novel variants in the giant sarcomeric protein titin (TTN)
were discovered associated with ARVC [4]. Structural impairment of titin probably
leads to proteolysis and apoptosis constitutes a novel mechanism underlying myo-
cardial remodeling and sudden death.
The disease expression is variable and the penetrance (the proportion of carriers
manifesting the disease) appears age-related. The onset of ARVC usually occurs
after childhood, with palpitations and/or syncope. According to Dalal et al. [8], the
median age at onset is 29 years and it is rare to manifest clinical signs or symptoms
of ARVC before the age of 12 years or show onset of symptoms after the age of
16 Arrhythmogenic Right Ventricular Cardiomyopathy (ARVC) 339
60 years. The most common presenting symptoms are palpitations and syncope in
27 % and 26 % of patients, respectively. Furthermore, life-threatening ventricular
arrhythmias can be the first presentation of the disease leading to sudden cardiac
death in 23 % of cases. In young adults and athletes, ARVC has been reported as the
second most frequent cause of sudden cardiac death: in these cases, cardiac arrest
may occur in up to 50 % [9].
The natural history of ARVC, in its classic “right dominant” form, may be sepa-
rated into a number of distinct phases with progressive development of symptoms
and structural abnormalities:
• Concealed phase: a subclinical asymptomatic phase with little or no structural RV
abnormality. Sudden cardiac death may still occur in this stage of the disease [10].
• Overt electrical disorder: with palpitations, syncope, and typically with symp-
tomatic ventricular arrhythmias of RV origin usually triggered by effort.
Arrhythmias may vary from premature ventricular beats, to non-sustained ven-
tricular tachycardia with left branch block morphology up to ventricular fibrilla-
tion lading to cardiac arrest.
• RV failure: progressive loss of RV myocardium due to fibro-fatty replacement
impairs RV function and may result in severe pump failure.
• Biventricular failure: an advanced stage with involvement of the interventricular
septum and left ventricle causing congestive heart failure. Endocavitary mural
thrombosis may occur, especially within a RV aneurysm or in the left atrium if
atrial fibrillation is present. The phenotype may eventually resemble dilated car-
diomyopathy with RV involvement, making the differential diagnosis at this
stage difficult.
The diagnosis of ARVC can be often challenging, because of the heterogeneous
clinical presentation, highly variable intra- and interfamily expressivity and incom-
plete penetrance. This genotype-phenotype plasticity is largely unexplained. The
frequent involvement of the left ventricle, sometimes predominant, suggests that
ARVC is not a unique entity, but a complex disease with a spectrum of phenotypes
and three possible patterns of expression: the classic (39 % of cases), the left domi-
nant (5 %), and the biventricular (56 %) forms [5]. Consequently, in this disease it
may be more appropriate to use the term of “arrhythmogenic cardiomyopathy”
instead of the more restrictive ARVC terminology.
The “classic pattern” is characterized by an increased RV to left ventricle volume
ratio and a more severe involvement of the right ventricle, with left ventricular
involvement as a possible late complication of the disease. Conversely, the non-classic
disease subtypes of arrhythmogenic cardiomyopathy are characterized by the occur-
rence of left ventricular involvement in the setting of preserved global RV function.
Left-dominant arrhythmogenic cardiomyopathy (LDAC) is a novel entity
recently described. LDAC is characterized by fibro-adipose replacement, which pre-
dominantly involves the left ventricle and often occurs as a circumferential band in
the outer one-third of the myocardium and the right side of the interventricular septum
[11–14]. This cardiomyopathy has a predominant (but not necessarily exclusive) LV
involvement (dilation, systolic impairment, late gadolinium enhancement) exceeding
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340 L. Mestroni et al.
that of the right ventricle or in the presence of preserved RV function [5, 15]. Salient
features of LDAC include ventricular arrhythmia of right bundle block (RBBB) mor-
phology, isolated (infero)-lateral T-wave inversion and evidence of structural left-
dominant disease exceeding that of the RV (left ventricular dilation and systolic
impairment and extensive late gadolinium enhancement on cardiac MRI, with pre-
served RV function). LDAC can be considered one of the three possible patterns of
ARVC, together with the “classical” form and the “biventricular” form, due to the
histopathologic similarities. However, there are some relevant differences between
the two cardiomyopathies that should be mentioned. First of all, arrhythmias have
different morphology: left bundle branch block (LBBB) morphology in ARVC and
RBBB morphology in LDAC. Furthermore, while in ARVC the interventricular sep-
tum is typically spared, in LDAC many patients show its involvement with septal late
gadolinium enhancement. Moreover, in LDAC, T-wave inversion is predominantly
infero-lateral, while in ARVC it is predominantly located in right precordial leads.
Finally, isolated global RV dysfunction precedes LV involvement in ARVC, while in
LDAC, 30 % of patients have LV dilation and/or impairment in the presence of pre-
served right-sided volumes and function [15]. These inconsistencies between the two
patterns of disease may lead to a novel classification of cardiomyopathies where
LDAC is a novel distinct pathological entity.
Biventricular arrhythmogenic cardiomyopathy. The biventricular subtype of
arrhythmogenic cardiomyopathy is defined by early and parallel involvement of
the right and left ventricles [5]. Milder cases typically demonstrate localized struc-
tural abnormalities on both sides; advanced disease is characterized by biventricu-
lar dilation and/or systolic impairment. The clinical picture is generally a composite
of right-dominant and left-dominant features. Ventricular arrhythmias of both
RBBB and LBBB configuration may occur and at least 15 % of cases show
both types, underlining the presence of arrhythmogenic substrate in both ventri-
cles. The ratio of RV to left ventricular volume remains close to 1 throughout
the disease course [5].
Fig. 16.1 Fibro-fatty infiltration of the right ventricular wall in a patient with ARVC
Fig. 16.2 Epsilon wave. An ECG from a patient with ARVC. Arrows indicate epsilon waves
(courtesy of Prof Rossana Bussani, Dept of Morbid Anathomy, Cardiovascular Pathology,
University of Trieste; from Taylor et al. [4], with permission)
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342 L. Mestroni et al.
Diagnosis
Depolarization Epsilon waves in the right precordial leads (V1–V3) Late potential by SAECG in ≥1 of 3 parameters in the absence of a QRS
abnormality duration of ≥110 ms on the standard ECG; Filtered QRS duration
≥114 ms; Duration of terminal QRS <40 μV or ≥38 ms; Root-mean-
square voltage of terminal 40 ms ≤ 20 μV; Terminal activation duration of
QRS ≥ 55 ms measured from the nadir of the S wave to the end of QRS
Arrhythmias Non-sustained or sustained ventricular tachycardia of left Non-sustained or sustained ventricular tachycardia of RV outflow
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bundle branch morphology with superior axis configuration, left bundle branch morphology with inferior axis or >500
Frequent ventricular extrasystoles (>1,000 per 24 h) (Holter) ventricular extrasystoles per 24 h (Holter)
Familial history ARVC confirmed pathologically in the first degree or History of ARVC in a first degree relative or premature sudden death
identification of a pathogenic mutation categorized as (<35 years of age) due to suspected ARVC or ARVC confirmed
343
associated or probably associated with ARVC pathologically or by current Task Force Criteria in second-degree relative
Adapted from Marcus et al. [28]
344 L. Mestroni et al.
major criteria, one major criterion and two minor criteria, or four minor criteria
from different categories. Therefore, the initial evaluation of all patients suspected
of having ARVC should include physical examination, clinical history, family his-
tory of arrhythmias or sudden death, ECG, signal-averaged ECG (SAECG), 24-h
Holter monitoring, and comprehensive noninvasive imaging tests focused on both
ventricles such as echocardiography. New tools for improving diagnostic accuracy
have been introduced in the clinical practice. Among noninvasive investigations,
cardiac MRI with gadolinium late enhancement has been demonstrated to be able to
detect fibrosis in the RV and left ventricular myocardium [29].
Naxos disease is a rare subset of ARVC notable for an autosomal recessive inheri-
tance pattern and a complex syndromic phenotype with skin (palmoplantar kerato-
derma) and hair abnormalities (woolly hair), due to homozygous mutations in the
JUP gene, encoding junctional plakoglobin [34] (Table 16.4). The syndrome takes
its name from the Greek island of Naxos, where its prevalence exceeds 1 in 1,000
16 Arrhythmogenic Right Ventricular Cardiomyopathy (ARVC) 345
Fig. 16.3 The cardiac desmosome and proposed roles of the desmosome. (a) supporting structural
stability through cell–cell adhesion, (b) regulating transcription of genes involved in adipogenesis
and apoptosis, and maintaining proper electrical conductivity through regulation of (c) gap junc-
tions and (d) calcium homeostasis. Abbreviations: Dsc2 desmocollin-2, Dsg2 desmoglein-2, Dsp
desmoplakin, Pkg plakoglobin, Pkp2 plakophilin-2, PM plasma membrane (from Awad et al., with
permission [100])
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Extra-Desmosomal Genes
Candidate Genes
Between 30 and 40 % of cases of ARVC harbor mutations in one of the known des-
mosomal genes, leaving more than half of patients without a known causal gene.
Therefore, further gene identification studies are ongoing. Key candidates recently
screened include components of the desmosome and PKP2 regulatory pathway,
such as pinin (PNN, NM_002687), alpha T-catenin (CTNNA3, NM_013266), cave-
olin-1 (CAV1, NM_001753), plakophilin-4 (PKP4, NM_003628), and perp (PERP,
NM_022121) [55]. However, only one rare variant in PKP4 and one in PERP poten-
tially pathogenic were found in 55 ARVC patients, these findings need further rep-
lication. Finally, a missense mutation in the tumor protein p63 gene, together with
ectodermal dysplasia (TP63) has been described [56].
Differential Diagnosis
The diagnosis of ARVC should be considered in any patient who does not have
known heart disease and who presents with frequent premature ventricular contrac-
tions or symptomatic ventricular tachycardia. The main differential diagnoses
include the following conditions discussed below.
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replacement, the disease is more frequently sporadic and/or congenital, and while
ARVC is predominantly arrhythmogenic, in Uhl’s anomaly heart failure prevails.
Despite these dissimilarities, the two entities may share a common pathogenesis. In
Uhl’s anomaly, the treatment is oriented toward heart failure and prevention of
sudden death by implantable cardioverter-defibrillator (ICD). These strategies,
however, may become ineffective and surgical treatment may then be necessary.
There are three types of procedures: the most frequent approach is the exclusion of
the right ventricle by closure of the tricuspid valve orifice with atrial septectomy and
a bi-directional Glenn shunt [77]; another option is the combination of atrial septos-
tomy and bi-directional Glenn shunt with a partial right ventriculectomy (“one and
a half ventricular repair”) [78]. If there is evidence of increased filling pressures,
suggesting a Fontan-type physiology (see Chap. 9), the patient should be considered
for heart transplantation [79].
Myocarditis can mimic ARVC, especially when the RV is involved. Myocarditis can
cause structural abnormalities, including microaneurysms, as well as the arrhythmic
manifestations that are typical of ARVC. Myocardial inflammatory infiltrates, myo-
cyte necrosis, and replacement fibrosis may lead to functional and structural changes
in the RV myocardium, resembling those produced by ARVC fibrofatty replace-
ment. New tools, such as three-dimensional electro-anatomic mapping, applied to
the standard endomyocardial biopsy, have been introduced to improve the diagnos-
tic accuracy in the clinical practice. Recently, Pieroni et al. found that 50 % of
patients with a noninvasive ARVC diagnosis fulfill the Dallas histological criteria of
active myocarditis [80].
Other conditions causing RV dilation and dysfunction include coronary artery
disease and myocardial infarction involving the RV, pulmonary hypertension, tri-
cuspid valvulopathy, and intracardiac shunts (e.g., atrial septal defects and anoma-
lous pulmonary venous drainage). The diagnosis can be missed on standard
echocardiogram; in these cases the cardiac MRI (that has excellent correlation with
RV angiography) can improve the diagnostic accuracy.
Prevention
Pregnancy
Most women with mild to moderate ARVD/C and no symptoms of heart failure toler-
ate pregnancy well and have uneventful deliveries [81, 82]. Close evaluation during
pregnancy is recommended, including an echocardiogram and 24-h Holter monitor-
ing at baseline (or as soon as the pregnancy is detected), at 7 months of pregnancy, and
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Family Screening
Physical Activity
Non-pharmacological Treatment
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354 L. Mestroni et al.
Catheter ablation in ARVC remains poorly defined. At the present time, it is best
used as a palliative measure for patients with refractory ventricular tachycardia.
Further research is needed to better define the role of catheter ablation in ARVC.
Cardiac transplantation is considered in patients with progressive heart failure
and intractable recurrent ventricular arrhythmias [100].
Pharmacologic Treatment
Antiarrhythmic medications have been used for symptom control in patients who
are not candidates for ICD or as an adjunct therapy to reduce frequent ICD dis-
charges due to recurrent VT. The combination of beta-receptor blockers and amio-
darone has a proven beneficial effect in suppression of non-sustained VT, in
reduction of sustained VT arrhythmias and rate, preventing syncope and favoring
anti-tachycardia pacing termination rather than shock therapy. Hence, sotalol and
amiodarone have been proposed as effective treatment of sustained VT or VF as
adjunctive therapy to ICD or in patients with ARVC that are not candidates for ICD
implantation (Class of Recommendation IIa, Level of evidence: C) [96, 101].
Furthermore, the North American ARVC Registry has demonstrated that
amiodarone alone showed the greatest efficacy of preventing sustained ventricular
tachycardia or ICD discharge [102], conversely Pinamonti et al. reported that is an
independent predictor of mortality [63].
Beta-receptor blockers and angiotensin-converting enzyme inhibitors are also
used in ARVC patients due to their proven benefit in reducing mortality and slowing
disease progression in other cardiomyopathies. There have been no studies which
have specifically assessed the response of ARVC patients to these medications.
Finally, among the genetic conditions affecting the RV, there is evidence of
genetic modifiers that provide protection or increase susceptibility, respectively, to
pulmonary hypertension. These genetic factors may alter the response of the right
ventricular wall to PAH, worsening the progression of RV dysfunction and RV fail-
ure in spite of optimal medical treatment. By contrast, the REVEAL registry sug-
gests that among 3,000 patients with PAH, approximately 8 % are in NYHA
functional class I, and therefore they may be genetically protected from the progres-
sion of the RV dysfunction. These data probably underestimate the real impact of
genetic modifiers, since a larger proportion of patient may be genetically protected
and therefore remain undetected.
Conclusions
These criteria should be applied liberally due to the difficulty of confirming the
diagnosis of ARVC. Further research is needed to better stratify the risks of sudden
death in patients and their family members.
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Chapter 17
The Right Ventricle in Left Heart Failure
Louis J. Dell’Italia
Introduction
The right ventricle (RV), because of its low pressure working conditions and its
complex geometry, stands in stark contrast to the left ventricle (LV). Thus, under
normal baseline conditions the RV’s unique anatomy, myocardial ultrastructure, and
coronary physiology reflect a high volume low pressure pump. Early work by Starr
[1] and others [2–4] described the RV as a passive conduit with minimal pumping
capability. Despite the marked differences in loading conditions and geometry in
the normal state, RV myocardial and chamber dynamics respond in a manner simi-
lar to the LV pump mechanics. It is now well appreciated that through its own
unique properties and a mechanism of ventricular interdependence, RV systolic
function and diastolic load contribute importantly to the prognosis and treatment of
patients with congestive heart failure (CHF).
With the advent of imaging modalities for the assessment of right ventricular
(RV) function, it has been well appreciated for the past 30 years that RV function is
one of the best independent predictors of functional status [5] and survival of
patients with CHF [6–11]. In particular, over the past 20 years there have been many
investigations demonstrating a strong correlation between RV function and heart
failure mortality, in both ischemic and nonischemic cardiomyopathies (Fig. 17.1)
[6–11]. In several studies, a reduction of RV systolic function more closely predicts
impaired exercise capacity and poor survival than does LV systolic function [5, 6,
11]. However, the degree of pulmonary hypertension, in the presence of either a
normal LVEF or a reduced LVEF, also correlates with mortality, presumably because
of the effect of an increased afterload on RV function [12, 13]. In a study of patients
with chronic heart failure, patients who had both RV dysfunction and pulmonary
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362 L.J. Dell’Italia
Fig. 17.1 Kaplan–Meier plots for all-cause mortality (a) and HF hospitalization (b) by RV ejec-
tion fraction categories [11]. (with permission Meyer P, Filippatos GS, Ahmed MI, et al. Effects of
right ventricular ejection fraction on outcomes in chronic systolic heart failure. Circulation.
2010;121:252–258.)
hypertension had worse outcomes than patients with either of these findings alone,
suggesting that RV dysfunction and PH have an additive effect in their contribution
to mortality [9]. All of these previously mentioned studies included heart failure
patients of mixed etiology. The potential prognostic impact of RV systolic dysfunc-
tion in patients with nonischemic dilated cardiomyopathy has been reported in
small studies and these suggest RV systolic dysfunction as an independent predictor
of survival [7, 14]. Most recently in 2013, a study of 250 consecutive patients with
dilated cardiomyopathy showed that a decreased RV ejection fraction of ≤45 %
assessed by magnetic resonance imaging, was a powerful, independent predictor of
transplant-free survival and worse heart failure prognosis [15]. Finally, cardiac
resynchronization therapy has been shown to reduce the risk of death and heart
failure events in patients with heart failure, low ejection fraction, and a wide
QRS. Recent evaluations of large scale clinical trials of the Multicenter Automatic
Defibrillator Implantation Trial with Cardiac Resynchronization Therapy (MADIT-
CRT) Trial, the REsyncronization re-VErses Remodeling in Systolic left vEntricu-
lar dysfunction (REVERSE) Trial, and the Cardiac Resynchronization-Heart Failure
(CARE-HF) Trial have provided insights into the critically important role of RV
function in predicting functional outcome and mortality in patients receiving resyn-
chronization therapy for CHF [16–19].
Fig. 17.2 Four chamber views of a patient with heart failure before and after insertion of LV assist
device demonstrating the increase in RV dimensions and decrease in LV dimensions due to the
unloading effect of the LV assist device [22]. (with permission Dell’Italia LJ. Anatomy and physi-
ology of the right ventricle. Cardiol Clin 2012;30:167–187.)
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366 L.J. Dell’Italia
Resting LV ejection fraction did not correlate with MVO2 (r = 0.08). However, resting
RV ejection fraction did correlate with MVO2 (r = 0.70, p < 0.001) in the 25 patients,
even when these patients were separated into ischemic (r = 0.88, p < 0.001) and
nonischemic (r = 0.60, p < 0.01) causes of cardiomyopathy. Leier and coworkers
demonstrated significantly improved clinical status and exercise capacity during
treatment with isosorbide dinitrate in 30 patients with moderate to severe CHF [33].
This improvement in exercise capacity may have been attributed to afterload reduction
of the RV resulting in an augmented RV stroke output and improved LV filling; in
addition, Franciosa and Baker demonstrated that indices of pulmonary vascular
resistance afterload are better indicators of exercise capacity than previously studied
markers of LV systolic dysfunction [34]. In 41 patients with chronic LV failure,
exercise MVO2 correlated with the resting pulmonary artery wedge pressure
(r = −0.54, y = 32.8−0.8x, p < 0.001) and mean pulmonary artery pressure (r = −0.54,
y = 44.9−1.0x, p < 0.001) but not systemic vascular resistance (r = −0.20). It is
therefore tempting to speculate that in the pre-captopril era of heart failure therapy,
improved survival in the VA Cooperative Study achieved with combined hydrala-
zine and nitrate therapy may have been to a large part due to a drug related decrease
of the pulmonary vascular resistance [35].
To determine the relative efficacy of right versus left-sided afterload reduction on
the hemodynamic response to nitroprusside infusion, Yin and coworkers measured
both pulmonary and systemic vascular impedance in seven patients with severe
CHF [36]. Left ventricular unloading was manifested by a fall in systemic vascular
resistance, whereas significant unloading of the RV was manifested by a similar
decrease in pulmonary vascular resistance but also by a direct decrease in pulmo-
nary artery compliance by simultaneously measuring pressure and flow in the main
pulmonary artery. Thus measuring pulmonary vascular impedance (see also Chap. 2)
reveals hemodynamic alterations in the compliance of the central pulmonary vessels
that are not reflected in the standard pulmonary vascular resistance and suggest a
direct, active effect of nitroprusside on the pulmonary vasculature rather than a
passive decrease in pulmonary venous pressures. These data suggest that both LV
hemodynamics and cardiac output benefit in an additive fashion from a primary
afterload reduction of the RV during nitroprusside infusion. The value of pulmonary
vascular impedance measurement in the determination of RV afterload will be fur-
ther discussed in this chapter.
In 1985 Packer and coworkers compared the effects of captopril and isosorbide
dinitrate, drugs with known effects on pulmonary arteriolar resistance, in patients
with severe left ventricular failure [37]. Left ventricular filling pressures declined
similarly with both captopril and isosorbide dinitrate; however, the mean right
atrial pressure decreased to a greater extent with nitrates than with captopril.
Although systemic resistance declined similarly with both drugs, the cardiac index
increased to a greater extent with nitrate therapy than during converting-enzyme
inhibition (+0.47 vs. +0.23 L/min/m2, p < 0.01). The authors speculated that an
inappropriately high pulmonary afterload limits the degree to which the RV output
can increase during converting-enzyme inhibition; this may explain why patients
17 The Right Ventricle in Left Heart Failure 367
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368 L.J. Dell’Italia
Fig. 17.4 Magnetic resonance imaging in a patient with a previous left anterior descending artery
occlusion with LV apical thinning but well preserve RV systolic function. There is very impressive
RV free wall thickening with marked translation of the tricuspid annulus that is greater than that
of the LV
mitral regurgitation (Fig. 17.5). However, this RV free wall thickening and tricuspid
annular excursion is markedly reduced in a diffuse ischemic cardiomyopathy
(Fig. 17.6). These anatomic and functional features of RV ejection dynamics dem-
onstrate the utility of the echo/Doppler equivalents of RV function measured by RV
free wall area, tricuspid annular plane systolic excursion, and RV free wall strain
imaging which have been used in large scale studies to determine the prognostic
importance of RV function in left heart failure.
Even with the most advanced imaging techniques, the complex anatomy of the
RV still poses challenges that are not encountered when imaging the more sym-
metrical LV. It must be emphasized that multiple techniques have been utilized to
assess the impact of RV function on prognosis in left heart failure including echo-
cardiographic RV fractional area [19], tricuspid annular displacement [9, 17], and
RV free wall strain [43] and radionuclide RV ejection fraction [5, 11]. The nuclear
imaging technique is the method that has been widely utilized in many of the pub-
lished studies demonstrating the importance of RV function in left heart failure [5,
11]. The advantage of radionuclide angiographic techniques used to measure RV
ejection fraction is its geometry independence, but the weakness of this technique is
the right atrial overlap. However, it is important to appreciate the differences in RV
ejection fraction that can occur with various radionuclide imaging techniques.
Figure 17.7 demonstrates the inherent problems associated with the gated equilib-
rium and the first pass techniques with regard to the problem of anatomical right
atrial overlap with the RV chamber in the right anterior oblique and left anterior
17 The Right Ventricle in Left Heart Failure 369
Fig. 17.5 End diastolic imaged from the short axis and end-diastolic and end-systolic images from
four chamber below of normal, marathon runner, and mitral regurgitation subjects demonstrating
the differences in LV and RV remodeling in the marathon runner and mitral regurgitation subjects.
Note the elongation of the heart in the marathon runner and the sphericalization of the LV in the
mitral regurgitation LV. The RV function is well preserved with increased end-diastolic volume in
the marathon runner and RV free wall thickening and marked translation of the tricuspid annular
plane [159]. (with permission Schiros CG, Ahmed MI, Sanagala T, et al. Ventricular structural
remodeling in endurance athletes compared to patients with mitral regurgitation using magnetic
resonance imaging with three-dimensional analysis. Am J Cardiol. 2013;111(7):1067–1072.)
oblique projections (Fig. 17.7) [52]. Marving and coworkers compared RV ejection
fractions calculated from three approaches: (1) gated first pass fixed region of inter-
est, (2) gated first pass variable region of interest, and (3) gated equilibrium method
[52]. Methods 1 and 3 had a tendency to underestimate the RV ejection fraction,
probably resulting from inclusion of right atrial activity into the RV region of inter-
est at end-systole. However, LV ejection fraction is unaltered by any of the tech-
niques. Using cine-magnetic resonance imaging as the gold standard for RV ejection
fraction, we showed that a first pass 2-region of interest method or the first pass right
atrial subtracted single region of interest method are the most accurate methods for
assessing RV ejection fraction [53].
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370 L.J. Dell’Italia
Fig. 17.6 Ischemic cardiomyopathy demonstrating inferior wall thinning and akinesis in the two
chamber image (far left). In the four chamber image (middle) there is lateral wall akinesis with RV
dilatation and markedly reduced RV free wall shortening and minimal tricuspid annular movement
from end-diastole to end-systole. In the short axis images there is RV dilatation with reduced free
wall thickening and severe LV systolic dysfunction. The LV inferior wall akinesis is also present
in the inferior portion of the interventricular septum
Fig. 17.7 First pass end-diastolic (a) and end-systolic (b) frames and gated equilibrium radionu-
clide angiographic images from end-diastole to end-systole (1–8) demonstrating the problem of
right atrial overlap with the RV chamber in each of the techniques. The fixed region technique with
first pass (white dots) and overlap with the equilibrium technique (arrows) demonstrate the contri-
bution of right atrial counts to end-systolic RV counts [52]. (with permission Marving J, Hoilund-
Carlsen PF, Chræmmer-jorgensen B, Gadsboll N. Are right and left ventricular ejection fractions
equal? Ejection fractions in normal subjects and in patients with first acute myocardial infarction.
Circulation. 1985;72(3):502–514.)
17 The Right Ventricle in Left Heart Failure 371
The reason for the important predictive capacity of RV function in the setting of left
heart failure may be obvious because the failure of both ventricles not surprisingly
results in a greater overall loss of function and decreased survival. However, at this
point it is important to review the great capability of the RV to maintain function in the
setting of ischemic heart disease. Protection from ischemic damage may also explain
the importance of the RV in predicting not only morbidity and mortality, but also
exercise capacity and response to biventricular pacing in LV systolic heart failure.
A description of the anatomy of the RV emphasizes the importance of the conus
in support of RV function. The muscle mass of the low pressure RV is approximately
one-sixth that of the high pressure LV. The thin-walled RV forms a crescent-shaped
chamber comprised of a sinus (body) and outflow tract which stand in stark contrast
to the ellipsoidal, concentric left ventricle. Both ventricles are bound together by
spiraling muscle bundles encircling both ventricles in a complex interlacing fashion
forming a functionally single unit. Of particular interest is the RV conus or outflow
tract, because of its mechanical advantage of circumferentially organized fibers and
its protection from ischemic injury due to the unique anatomy of the right coronary
circulation.
Already in 1924 the RV conus was recognized as being anatomically distinct
from the main portion of the RV [54]. In all developing vertebrate embryos, the
bulbus cordis is present as a separate chamber distal to the common ventricle but
disappears in the LV as development proceeds, whereas in the RV it remains to form
the infundibulum or outflow tract (see also Chap. 1). The muscle fibers of the conus
run in a parallel alignment from epicardium to endocardium in nine different mam-
malian species including man; while muscle fibers of the sinus or body of the RV
undergo a slow right angular directional change from epicardium to endocardium
and this fiber orientation is similar to that of the LV [44]. Both sinus and conus have
a similar wall thickness; however, the conus has a mechanical advantage over the
sinus because it has a smaller radius of curvature. Armour and coworkers have also
demonstrated that there exists an appreciable pressure drop from the sinus to the
conus portion during stellate stimulation in the anesthetized dog and that the lower
pressure in the conus section is transmitted to the pulmonary artery [44]. The ability
of the conus to function as a resistive element preventing the high sinus pressure
from reaching the pulmonary artery is easily appreciated given its anatomy. This
cylindrical structure is composed of parallel circumoral fibers resulting in a much
smaller radius of curvature and a greater wall thickness to radius when compared to
the thin-walled sinus. Consequently, the conus region has a lower wall stress for any
given pressure and is capably suited for absorbing and dissipating the high pressure
generated by the sinus. Therefore, there exists an architectural and functional sepa-
ration of the inflow and outflow tracts of the RV.
It is of interest that Schlesinger and coworkers reported a lower incidence of
occlusion of the conus artery than any other artery directly connected to the aorta
[55]. This feature, coupled with its location between the main left anterior descending
and right coronary arteries, explains its functional importance in supplying collateral
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372 L.J. Dell’Italia
blood flow to these vessels with a much higher incidence of occlusion [56, 57].
In addition, the unique anatomic position of the conus artery arising close to the
ostium or as a separate ostium artery generally results in preservation of systolic
function of the RV outflow tract in patients with acute RV myocardial infarction,
because ostial occlusions of the right coronary artery are an infrequent occurrence.
In the setting of left heart failure it is tempting to speculate that the conus shortening
is important for the preservation of RV systolic function independent of the body of
the RV. In support of this hypothesis, RV outflow tract shortening by M-mode echo-
cardiography from the parasternal short axis view was shown to accurately separate
patients with normal and reduced RV function [58].
One of the more remarkable capacities of the RV is the well-documented recovery
of RV ejection fraction after RV myocardial infarction [59–61]. This unique feature
of the RV is even more impressive when taking into consideration that these studies
were performed before the widespread use of coronary reperfusion with either
thrombolytic therapy and percutaneous transluminal coronary angioplasty. In the
pig, the RV has a lower mitochondrial density and ratio of mitochondria:myofibrils
than that of the LV, which has a higher workload and greater myocardial oxygen
consumption (MVO2) [62]. RV oxygen extraction is difficult to measure in vivo
because the RV venous drainage is accomplished through a complex network of
Thebesian veins and five to seven anterior cardiac veins [63]; this complicates the
accurate assessment of the venous efflux from the RV. Nevertheless, cannulation of
the anterior cardiac veins and the coronary sinus in open-chest dogs showed that RV
myocardial oxygen consumption (MVO2) was approximately one-half that of the LV
and right coronary artery blood flow was lower than coronary blood flow in the left
anterior descending artery under baseline conditions [64]. Pacing, isoproterenol, and
methoxamine stress, resulted in an increase in the left anterior descending artery
flow with no increase in MVO2 in the LV; while in the RV these stresses resulted in
an increase in both right coronary artery blood flow as well as oxygen extraction.
Cardiac volume loading induced by creation of an arterio-venous shunt increased
RV MVO2 and augmented oxygen extraction in addition to a rise in right coronary
artery blood flow; while the increment in LV oxygen extraction was less than that in
the RV (31 vs. 54 %, p < 0.01) [65]. Other studies also demonstrate that RV oxygen
demand, blood flow rate and oxygen extraction are approximately one-half that of
the LV [66, 67]. These properties, combined with a higher coronary vasomotor tone
at baseline, explain the RV’s unique ability to increase oxygen extraction in response
to afterload and inotropic stress. These properties, however, are abolished in dogs
with RV hypertrophy caused by pulmonary artery banding (PAB) resulting in
responses which were indistinguishable from those of the LV [68].
The RV with its thinner wall and lower operating pressures offers other interest-
ing contrasts regarding coronary flow dynamics throughout the cardiac cycle, result-
ing in a systolic-diastolic flow ratio that is much greater in the coronary vessels that
perfuse the RV when compared to those that perfuse the LV [69–75]. Normal phasic
flow in the right and left coronary arteries has been extensively studied in the dog
using electromagnetic flow probes. This is a unique preparation because the canine
right coronary artery is a nondominant vessel which only supplies the RV free wall.
17 The Right Ventricle in Left Heart Failure 373
Systolic coronary artery flow commences rapidly in both arteries after opening of the
aortic valve producing an early peak which declines immediately to a higher plateau
throughout systole in the right coronary artery compared to the left coronary artery.
Subsequently, the level of flow in the right coronary artery during diastole remains
relatively constant in contrast to the rapidly declining diastolic flow in the left coro-
nary circulation. However, systolic flow was markedly reduced and was inversely
related to peak RV systolic pressure in dogs with congenital pulmonic stenosis.
In summary, low oxygen demands, the ability to extract more oxygen during
times of stress, and both systolic and diastolic coronary flow provide a greater
reserve of nutrients and oxygen during ischemia. These mechanisms may work in
concert to prevent irreversible ischemic damage to the RV in the setting of heart
failure due to ischemic heart disease. However, RV necrosis was markedly increased
in pigs after right coronary occlusion with a preexisting RV hypertrophy induced by
PAB [76]. This inherent protection from ischemic RV damage may be offset in
patients by any condition that causes RV hypertrophy due to chronic pulmonary
hypertension or results in a greater extent of coronary artery disease. It is of interest
that in a recent report, a reduction in RV ejection fraction to less than 40 % beyond
the first 30 days after an acute myocardial infarct predicted a three times higher
long-term mortality risk independent of other variables [77]. In another recent study
cMRI evidence of RV infarction after primary percutaneous coronary intervention
indicates a 16-fold higher risk of major adverse cardiac events and even more so in
patients with an anterior myocardial infarct [78]. Thus, the presence of more exten-
sive coronary artery disease may explain why there are some studies where RV
function is not predictive of exercise capacity in heart failure patients [79, 80]. It is
of further interest that in a large cohort of subjects in the Multi-Ethnic Study of
Atherosclerosis (MESA) study, RV hypertrophy measured by cMRI was associated
with the risk of heart failure or death in a multi-ethnic population free of clinical
cardiovascular disease at baseline [81]. It is tempting to speculate that RV hypertro-
phy may be an early indicator of increased LV end-diastolic pressure resulting from
LV systolic or diastolic dysfunction, which in turn increases RV pressure and wall
stress. This study underscores the importance of RV morphology as well as RV
ejection fraction in the complete assessment of the patient with heart failure.
There is mounting evidence for the importance of LV diastolic dysfunction in the
development of pulmonary hypertension in patients with heart failure and preserved
LV ejection fraction [12, 82, 83], which not surprisingly is exacerbated by the coex-
istence of mitral regurgitation [84]. Recent studies reinforce the concept that a com-
bined noninvasive echo-derived assessment of RV systolic function using tricuspid
annular plane systolic excursion and Doppler pulmonary systolic pressure is the
most sensitive and predictive index for prognosis of both patients presenting with
either reduced or preserved LV systolic function [85–87]. Figure 17.8 demonstrates
that the tricuspid annular plane systolic excursion vs. pulmonary artery systolic
pressure relationship shows a downshift of the regression line for non-survivors vs.
survivors. Further, the tricuspid annular plane systolic excursion vs. pulmonary
artery systolic pressure relationship quartiles distribution shows that this relation-
ship is shifted downward in non-survivors with a similar distribution in heart failure
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374 L.J. Dell’Italia
patients with reduced or preserved LV systolic function (Fig. 17.8). Taken together,
these recent studies emphasize that reduced RV function alone is not the crucial fac-
tor for the patient’s prognosis, but rather the coexistence with elevated pulmonary
systolic pressure is crucial for prognosis and survival in left heart failure. This infor-
mation now adds to the previous data demonstrating the independent prognostic
importance of both pulmonary systolic pressure and RV systolic function in left
heart failure and opens the question of how the low pressure RV pump responds to
increasing afterload at the level of the myocardium.
Characteristics of RV as a Pump
The thinner RV free wall and conus comprise a markedly different chamber geom-
etry that has one-sixth the mass and operates at volumes slightly greater than the
LV. At the chamber level, pressure–volume relationships from isolated hearts dem-
onstrate that the RV has greater chamber distensibility than the LV (see also Chap. 2)
[88, 89]. Since the right and left ventricles are comprised of the same interlacing
muscle fibers that encircle the heart, the greater distensibility reflects a necessary
functional difference of two pumps in series having equal stroke outputs but cou-
pled to markedly different vascular loads. Diastolic ventricular interaction is present
on a moment to moment and beat to beat basis especially during respiration; how-
ever, ventricular interaction is most apparent with acute changes in ventricular volume,
in particular, in the setting of an acute pulmonary embolus and after implantation of
an LV assist device, as demonstrated in Fig. 17.2 (see also Chap. 9).
The force opposing the shortening of muscle fibers, or afterload, is a major deter-
minant of myocardial performance in isolated muscle preparations and in the intact
heart. Pulmonary Impedance is a measure of the opposition to pulmonary artery
flow. Pulmonary input impedance measurements in normal animals [90–93] and
man [94–97] have consistently demonstrated a pulse wave velocity that was approx-
imately one-half that of the normal systemic circulation. This causes reflected pres-
sure waves to return later, after the pulmonic valve closure, and appears to offset the
shorter distances to reflecting sites in the pulmonary arteries so that the right and left
ventricles are optimally matched at physiologic heart rates. Figure 17.9 demonstrates
simultaneous tracings of the electrocardiogram, the first derivative of RV pressure
development (dP/dt), pulmonary artery flow velocity, and high-fidelity right ven-
tricular and pulmonary artery pressures in a normal subject [98]. The normal RV
pressure wave form has a low peak pressure which occurs early in systole and sub-
sequently drops off rapidly. The pre-ejection period (PEP) and RV ejection time
(RVET) aid in demonstrating minimal isovolumic contraction due to the low pul-
monary artery diastolic pressure and ejection of blood as the RV pressure is rapidly
declining. The observation of continued forward flow in the presence of, not only a
declining pressure, but also a negative pressure gradient, emphasizes the inability of
pressure measurements alone to define the mechanisms of RV-pulmonary artery
coupling because total RV afterload is comprised of resistive, capacitative, inertial,
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376 L.J. Dell’Italia
and pulse wave reflection properties of the pulmonary vasculature (see also Chap. 2).
In contrast, Fig. 17.10 demonstrates the response to acute pressure loading with
phenylephrine in humans without cardiovascular disease; RV pressure and flow
dynamics generate a longer period of isovolumic pressure which in part accounts
for a higher dP/dtmax. In addition, the earlier reflection of pressure waves produces a
more rounded RV pressure wave form with cessation of forward flow soon after the
peak pressure. Indeed, chronic [99, 100] RV hypertension in humans demonstrates
pressure and flow characteristics similar to those of the LV and aorta. In normal
subjects and in patients with chronic pulmonary hypertension, there is a linear
relationship between pulmonary artery pressure and peak + dP/dtmax [99].
Furthermore, high + RV dP/dtmax values have been noted in patients with pulmonary
hypertension despite clinical evidence of RV failure manifested by markedly ele-
vated right heart filling pressures, ascites, and peripheral edema [100]. Therefore,
values in the normal RV are low (100–250 mmHg/s) and do not provide a reliable
index of contractility because of the load dependency of peak + dP/dtmax.
As demonstrated above, the continuation of forward blood flow during a phase
of a rapidly declining pressure characterizes RV ejection dynamics in the presence
of a normal pulmonary circulation. The role of RV unloading in CHF remains
largely unexplored, despite the recognition that RV performance has both great
functional and prognostic importance in heart failure. As mentioned, early studies
demonstrated that the cardiac index increased to a greater extent with nitrate therapy
than during converting-enzyme inhibition, raising the question whether renin-
angiotensin system blockade has any direct effect on pulmonary vascular resistance
other than its unloading of the LV [37]. In contrast nitroprusside produced a balanced
17 The Right Ventricle in Left Heart Failure 377
Fig. 17.10 Simultaneous electrocardiogram (ECG), RV dP/dt, phasic pulmonary artery (PA) flow
velocity, and PA and RV pressure at low, medium, and high loading conditions produced by nitro-
prusside and phenylephrine infusion. The increase in RV pressure is accompanied by a higher dP/
dt, greater wave reflection, and increased isovolumic contraction time [22]. (with permission
Dell’Italia LJ. Anatomy and physiology of the right ventricle. Cardiol Clin 2012;30:167–187.)
unloading effect on the systemic circulation and the RV, manifested by a decrease in
pulmonary vascular resistance and a decrease in pulmonary artery compliance in
heart failure patients [36]. In addition, the amplitude of impedance oscillations was
less at higher nitrate doses, suggesting less wave reflection [101]. A recent study of
dogs with pacing-induced heart failure produced a profound increase of the RV
afterload (measured by pulmonary impedance) and RV systolic dysfunction that
was out of proportion to the estimated pulmonary vascular resistance or pulmonary
artery pressure [102]. This study underscores the potential effects of a subclinical
afterload on the RV that may not be apparent by standard hemodynamic monitoring
of pressures.
All of the foregoing discussion supports the notion that the prognosis in heart failure
patients is heavily dependent on the adaptation of RV function to an increased after-
load. There are now numerous reports from clinical registries documenting the
importance of an increased right atrial pressure/pulmonary capillary wedge pres-
sure ratio for predicting an increased risk of adverse outcomes in patients with
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378 L.J. Dell’Italia
advanced heart failure [103–105]. Some of the studies demonstrate further associa-
tions between higher pulmonary vascular resistance and reduced RV function mani-
fested by an enlarged right atrium and ventricle and a lower RV stroke work index
[105]. In the more extreme example of RV dysfunction in acute RV myocardial
infarction, an increase of the right atrial pressure/pulmonary capillary wedge pres-
sure ratio >0.8 is coincident with low cardiac output and RV systolic and diastolic
dysfunction (see also Chap. 9) [60, 106–109]. In a systematic and prospective study
of 53 patients with inferior myocardial infarction, the findings of both an elevated
jugular venous pressure (>8 cm H2O) and Kussmaul’s sign on physical examination
were the most sensitive (88 %) and specific (100 %) markers for hemodynamically
important RVMI by invasive hemodynamic recordings [110]. Taken together, a
simple physical examination that demonstrates an unequivocally normal or only
slightly elevated jugular venous pressure should suggest well-preserved RV systolic
function and a better prognosis in patients with CHF. Indeed, of the 7,788 partici-
pants in the Digitalis Investigation Group trial, 1,020 (13 %) had an elevated JVP at
baseline and in these patients the JVP was a marker of a higher burden of sickness
and poor outcomes [111].
Functionally, the RV is coupled to a highly compliant pulmonary vasculature and
the LV matched to a less compliant systemic circulation, encased within the pericar-
dium which does not expand significantly in response to sudden stresses. Because of
its greater distensibility, the RV can affect LV filling and chamber size with an acute
or chronic hemodynamic load as occurs in pulmonary embolus or chronic primary
pulmonary hypertension or in an acute RV myocardial infarction. However, the
effect of left heart failure on the diastolic interaction of the RV is less well defined.
Here again the biventricular effects of nitroglycerin and nitropusside are under-
scored in elegant studies of the right and left ventricular pressure–volume relation-
ship in humans. Several studies have demonstrated parallel downward shifts of the
LV diastolic pressure–volume relation in humans during nitroglycerin [112] or
nitroprusside [113, 114] infusions. However, amyl nitrite caused no downward dis-
placement of the LV diastolic pressure–volume relation when compared with nitro-
glycerin, which produced a similar reduction in mean arterial pressure but shifted
the pressure–volume relation downward [115]. This result was attributed to the fail-
ure of amyl nitrate to decrease RV diastolic pressure in contrast to the significant
decrease in RV filling pressure resulting from nitroglycerin infusion. On the other
hand, an increase in total systemic peripheral resistance has been shown to impose
an acute increase in afterload on the LV and RV and, through a mechanism of ven-
tricular interaction, resulting in a parallel upward shift of the RV diastolic pressure–
volume relationship [116]. In the intact circulation when acute alterations in arterial
and venous pressures affect all four heart chambers simultaneously and total cardiac
volume is varied, pericardial restraint is a mechanism mediating these changes in
passive diastolic properties of the ventricles. What cannot be gleaned from these
studies is the differential effect of these drugs on the pulmonary vascular load,
which in turn can affect RV diastolic filling pressures. There is now mounting inter-
est in drugs such as sildenafil in the treatment of left heart failure with the expressed
purpose of having a more direct effect on the pulmonary vascular afterload.
17 The Right Ventricle in Left Heart Failure 379
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380 L.J. Dell’Italia
kinase G. Thus, the first studies focused on the positive effects of acute and chronic
PDE5 inhibition on functional capacity and exercise capacity and quality of life
[125–128]. Guazzi and coworkers added significantly to these observations—
providing evidence that sildenafil also improves both LV systolic and diastolic func-
tion and reverses remodeling in patients with left heart failure when followed over
1 year (Fig. 17.8) [129]. As Kass points out in an editorial to this study, PDE5 was
thought to be largely expressed in selective vascular beds, in particular in the lung
vessels [130]. However, the improvement in LV remodeling and function is consis-
tent with emerging evidence that sildenafil reversed maladaptive cardiac remodeling
induced by sustained pressure overload in the mouse [131] and by chronic volume
overload of mitral regurgitation in the rat [132]. These studies suggest a direct effect
on the heart because there were minimal effects on ventricular loading.
The aforementioned studies have emphasized selective vasodilatory and perhaps
antiproliferative effects in regards the pulmonary vasculature, because of the lack of
significant PDE5 expression in the normal heart. However, data from the Michelakis
laboratory has demonstrated a marked increase in PDE5 mRNA and protein expres-
sion in the RV tissue from patients with RV hypertrophy due to a variety of clinical
conditions [133]. They further showed that PDE5 inhibition significantly increased
contractility, when measured in the perfused heart and in isolated cardiomyocytes
taken from monocrotaline induced hypertrophied RVs but not normal RVs. Taken
together, sildenafil may target both pulmonary vascular as well as right and left
ventricular remodeling and contractility in patients with left heart failure.
One proposed mechanism of increased contractility after PDE5 inhibition relates
to increased cyclic AMP [134]. Increased myocardial cAMP levels have been asso-
ciated with increased mortality, presumably due to ventricular arrhythmias [134].
However, PDE5 inhibitors have now been used for a number of years for the treat-
ment of pulmonary hypertension patients and there have been no reports of increased
mortality, ventricular arrhythmias, or cardiac-related deaths. The study to test the
effects of riociguat in patients with pulmonary hypertension associated with LV
systolic dysfunction (LEPHT) trial is a phase IIb, double-blind placebo controlled
trial enrolling patients with a LVEF ≤40 % and a mPAP ≥25 mm Hg at rest [135].
Although there was no significant reduction in the mean pulmonary artery pressure
with any of the three doses tested, the cardiac index increased without changes in
heart rate or systemic blood pressure, as there was a parallel decrease in systemic
and systemic vascular resistance in addition to an improvement in the quality of life
with the soluble guanylate cyclase inhibitor riociguat. The NIH-funded
(1U01HL105562-01A1) PITCH-HF (Phosphodiesterase Type 5 Inhibition with
Tadalafil Changes Outcomes in Heart Failure) trial will be the first clinical trial
powered to determine the effect of PDE5 inhibition on mortality and hospitaliza-
tions and on clinical outcomes in heart failure patients [136].
In the early 1990s, Bristow and coworkers reported β1-receptor down-regulation,
depletion of tissue norepinephrine, decreased adenylate cyclase basal activity, and a
decrease in the isoproterenol and forskolin stimulation of adenylate cyclase in both
RVs from patients with primary pulmonary hypertension and left heart failure [137].
Thus, β-adrenergic blockade would be expected to have the same beneficial effects
on the failing RV as in the LV in left heart failure. However, Simpson and Jensen
17 The Right Ventricle in Left Heart Failure 381
have reported a potentially interesting difference between the RV and LV that may
have clinical relevance for a targeted medical therapy. The normal RV inotropic
response to α-1 adrenergic receptors is switched from negative to positive in heart
failure RVs, via a pathway that leads to increased myofilament Ca2+ sensitivity [138,
139]. It is of interest that α1-ARs mediate a positive inotropic response in the neo-
natal mouse RV myocardium, in contrast to a negative inotropic response in the
nonfailing adult RV myocardium [140]. In addition, α1A- and α1b-AR density is not
downregulated in the failing LV and the α1A-AR demonstrate a similar distribution
and function in the human and mouse heart [141]. An increased α−1 AR inotropic
responses in the RV myocardium may be an adaptive response to increased pulmo-
nary pressures. Taken together, the RV α receptor may represent an important phar-
macological target in the treatment of right heart failure. More importantly, these
studies may explain why the nonselective beta-receptor blocker bucindolol had a
deleterious effect on outcomes in patients enrolled in the BEST trial who had an
RVEF less than 20 % [142, 143]. Possibly bucindolol’s α-receptor blocking—
combined with central sympatholytic properties may have removed the adrenergic
support necessary for patients with advanced heart failure.
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382 L.J. Dell’Italia
Summary
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Chapter 18
The Right Ventricle in Chronic Lung Diseases
COPD/Emphysema
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392 N.F. Voelkel and O.C. Burghuber
from the University Hospital in Oslo, Norway [11], found an increase in RV wall
thickness and increased RV basal strain in their cohort of COPD patients that had a
significant smoking history, and air trapping but no PAH at rest [14] (Fig. 18.1).
Many of these patients also had a reduced pulmonary artery compliance. These
authors suggest that RV functional changes start early in the course of chronic pul-
monary obstructive disease and occur with relatively low levels of pulmonary artery
pressures but reduced pulmonary artery compliance. The same group of investiga-
tors also examined the hemodynamic response of a group of COPD patients (n = 98)
to exercise, and they concluded that the majority of patients without PAH at rest
showed a significant increase in the pulmonary artery pressure during exercise [15]
18 The Right Ventricle in Chronic Lung Diseases 393
Fig. 18.2 Schematic illustration of the effect of similar intrathoracic pressures (blue arrows) on
right atrial (RA) filling, RV filling, and the pulmonary artery pressure in a situation of either a low
(a) or high (b) right atrial pressure. When RAP is low, the positive intrathoracic pressure during
expiration leads to an impaired venous return and a variation in RV filling and stroke volume dur-
ing the respiratory cycle. When RAP pressure is high, the right atrium acts as a reservoir which
maintains RV filling and ensures a stable pulmonary artery pulse pressure and RV stroke volume
during expiration
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394 N.F. Voelkel and O.C. Burghuber
Pulmonary Fibrosis
Cystic Fibrosis
Right ventricular function in patients with cystic fibrosis with and without PAH has
been examined repeatedly by measuring RVEF [38, 39] or echocardiography vari-
ables [40, 41] The consensus of these studies appears to be that there is an impairment
of RV function (a decreased RVEF) in patients with significant PAH; a recent study
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396 N.F. Voelkel and O.C. Burghuber
Treatment
Every so often the question is raised whether patients with cor pulmonale should
receive therapy that targets pulmonary hypertension [46–49]. The opinions vary
from nihilism to individualized treatment strategies. The late David Flenley had
famously quipped: “patients with COPD die with cor pulmonale, not from it.”
A recent meta-analysis of COPD patients treated with pulmonary hypertension tar-
geting therapy concluded that pulmonary hypertension directed treatments have a
significant effect in improving exercise capacity in COPD patients with pulmonary
hypertension [50]. Yet whether or not pulmonary hypertension targeting therapy is
efficacious in patients with COPD remains controversial [51, 52] and the therapy of
the underlying disease is still the only recommended option as outlined in the man-
agement guidelines of COPD [53]; generally evidence of improved RV function
after vasodilator therapy has been lacking.
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18 The Right Ventricle in Chronic Lung Diseases 399
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Chapter 19
Treatment of Chronic Right Heart Failure
In this chapter current and experimental treatment options in chronic RHF are
discussed, which aim to reduce right ventricular afterload, to optimize right ventricu-
lar preload, or to improve intrinsic right ventricular function. We artificially divided
treatment options into these three main categories for the sake of clarity, but many
drugs influence multiple conditions simultaneously. Scheme 1 provides an overview.
Despite the recognition of its prognostic significance in pulmonary hypertension
(PH), RV failure is not yet a direct pharmaceutical target in PH treatment. PAH-
specific drugs affect RV function by reducing RV after load, but they also have
direct effects on the heart. Future therapies may specifically target mechanisms con-
tributing to RV maladaptation.
Since right ventricular failure (RVF) is a progressive and ultimately fatal syn-
drome, appropriate palliative care should be given in the terminal phase of the dis-
ease to improve patients’ quality of life.
This chapter provides an overview of the current and possible future treatment
possibilities for patients with chronic right ventricular failure.
In Chap. 10, which dealt with acute RVF, right heart failure (RHF) was defined
as a complex clinical syndrome that results from any structural or functional impair-
ment of right ventricular filling or ejection of blood [1, 2]. In contrast to acute RVF,
chronic RVF is characterized by a gradually increasing inability of the heart to ade-
quately pump blood. This causes complaints of dyspnea and fatigue which may
limit exercise tolerance and can lead to fluid retention. Chronic RV failure is a
progressive syndrome and is ultimately fatal.
The most common cause of RVF is chronic left-sided heart failure (HF, see
Chap. 17). Generally speaking, RHF is provoked by various forms of pressure- or
volume-overload, or by ischemia, intrinsic myocardial disease, congenital heart
defects, or pericardial constraint [1]. The adaptive response of the right ventricle
(RV) to an increased afterload, which is the focus of this chapter, is complex and
varies from compensated hypertrophy to progressive dilatation and failure, and
determines the degree of symptoms and survival of patients [3, 4]. Despite the rec-
ognition of its prognostic significance in pulmonary hypertension (PH), RV failure
is not a direct pharmaceutical target in PH treatment. PAH-specific drugs affect RV
function by reducing RV after load, but they also have direct effects on the heart.
Future therapies may specifically target mechanisms contributing to RV maladapta-
tion, including neurohormonal activation, apoptotic loss of cardiomyocytes, meta-
bolic remodeling, mitochondrial dysfunction and myocardial ischemia, and their
underlying altered gene expression [5].
Pharmacological Treatment
In this chapter we will discuss current and experimental treatment options in RHF,
which aim to reduce right ventricular afterload, to optimize right ventricular pre-
load, or to improve intrinsic right ventricular function. For the sake of clarity, we
artificially divided treatment options into these three main categories, but many
drugs influence multiple conditions simultaneously. Since RVF is a progressive and
ultimately fatal syndrome, we will also discuss appropriate palliative care which
should be provided in the terminal phase of the disease (Fig. 19.1).
Reducing Afterload
Increased RV afterload often leads to RV dilation and the resulting increase in wall
stress can cause RV ischemia and further aggravates ventricular dysfunction. This is
extensively discussed in Chap. 10. The potential reversibility of RV failure is best
illustrated by the restoration of RV function after normalization of the afterload
after surgical thromboendarterectomy in CTEPH patients [6] or lung transplanta-
tion for PAH [7]. Such profound effects on pulmonary vascular resistance are only
rarely achieved by the vasodilator drugs currently used to treat PAH. The indirect,
after load-dependent, effects of these drugs on RV function are not the topic of this
chapter. Here, it suffices to say that the effects on RV function of modest decreases
in RV after load are unpredictable [4]. In this section we will summarize the limited
body of evidence which has accumulated recently suggesting that these drugs also
have direct, afterload-independent, effects on intrinsic RV function.
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19 Treatment of Chronic Right Heart Failure 403
Fig. 19.1 This block diagram organizes the different treatment modalities utilized in patients with
chronic right heart failure. An attempt is made to list the effects on preload, contractility, and RV
afterload. The (+) sign denotes a positive effect, the (−) sign a negative effect, and the (?) symbol
indicates that the effect is uncertain or unknown
Oxygen
In hypoxemic patients with PH related to either COPD or ILD this is the treatment
of choice. A target oxygen saturation of 90 % has been proposed [8]. Although
supplemental oxygen can offer support to an RV prone to ischemia [9], theoretical
negative effects on the RV, including formation of reactive oxygen species (ROS)
and suppression of angiogenesis, have not been studied.
Calcium channel blockers are used in the small minority of patients with significant
pulmonary vascular reactivity. Notwithstanding the negative inotropic effect of cal-
cium channel blockers, their use in this group of patients is associated with a sur-
vival benefit [10] and with an improvement of the cardiac index in patients with a
long-term favorable response to this drug [11]. Direct consequences for the RV have
not been investigated, but it can be postulated that the negative inotropic effects of
these drugs may be harmful, at least in the short term.
Anticoagulation
The risk of thromboembolic events in patients with chronic RV failure has not been
well established. Although clinical practice varies, anticoagulation usually is rec-
ommended in patients with evidence of intracardiac thrombus, documented throm-
boembolic events and PAH (indirect evidence for idiopathic PAH and expert opinion
for PH associated with scleroderma and CHD) [1, 10]. Anticoagulation is also
advised for patients with paroxysmal or persistent atrial flutter or fibrillation, in
combination with significant RV dysfunction or previous thromboembolic events
[12, 13]. Direct effects of anticoagulation on the RV are not known, but there is no
suggestion of harmfulness.
Prostacyclin Analogues
For more than two decades, intravenous Epoprostenol has played an important role
in the treatment of PAH. The therapeutic effects of prostacyclin analogues are
thought to be due to a combination of vasodilation and inhibition of platelet aggre-
gation and vascular remodeling [14]. However, there is no proof that long-term
prostacyclin treatment prevents or reverses lung vessel remodeling in PAH [15, 16].
At least part of the therapeutic effects of prostacyclin analogues has been attributed
to improvement of RV function [17, 18]. In patients with severe heart failure pros-
tacyclin treatment results in an immediate and substantial increase in cardiac output
and a reduction in cardiac filling pressures [19]. Reflex tachycardia and pulmonary
vasodilation seem to contribute to the increase in cardiac output, but a direct effect
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19 Treatment of Chronic Right Heart Failure 405
Phosphodiesterase Inhibitors
consumption [37], and blunts the hypertrophic response to pressure overload, with
an associated enhanced systolic function [38, 39].
Type 5 phosphodiesterase (PDE5) degrades cGMP and an increase in cGMP avail-
ability in the lung (and subsequent vasodilation) explains the benefits of the PDE5
inhibitor Sildenafil in PAH [40]. PDE5 is expressed in the hypertrophic RV and not in
the normal RV, and preclinical studies have shown that suppression of PDE5 activity
is associated with a direct increase in right ventricular contractility [41].
In patients with PAH, Sildenafil reduces RV mass, improves the cardiac index
and exercise capacity [42], and improves RV diastolic function [43]. The first clini-
cal trials of PDE5 inhibition in patients with non-PAH heart failure with decreased
[44, 45] and preserved ejection fraction [46] have shown positive results, but larger
randomized controlled trials are necessary. It remains undetermined whether the
benefit of PDE5 inhibitors in PAH is predominantly mediated through effects in the
pulmonary vasculature or heart.
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19 Treatment of Chronic Right Heart Failure 407
pulmonary vasculature but as yet undetermined direct effects on the RV. HMG-CoA
reductase inhibitors (statins) have been shown to effectively reverse pulmonary vas-
cular remodeling and RV hypertrophy in a rat model [58], but the results of a recent
trial in PAH patients were disappointing [59].
Optimization of Preload
In general, the RV adapts better to volume overload than to pressure overload. A rise
in preload increases the stretching of the muscle fibers, causing the cardiac muscle
to contract more forcefully according to the Frank–Starling mechanism. This allows
the cardiac output to be synchronized with venous return. Overstretching of muscle
fibers in severely volume-overloaded patients further increases RV dilation and wall
stress, thereby impairing filling of the left ventricle. In these patients diuretic treat-
ment leads to a decrease of preload and improvement of the Frank–Starling relation-
ship, resulting in a relief of symptoms. However, this observation [56] is rather more
based on clinical experience than on empirical evidence. In patients with severe
RVF, an improvement in left ventricular function can be attained with a reduction in
RV end diastolic volume, a diminution of the leftward interventricular septum shift
and thereby improvement of left ventricular diastolic function.
Treatment with diuretics is not without risks (see also Chap. 9, The diabolical
effects of preload reduction). Patients with RV failure are highly preload dependent
and too rapid diuresis may result in a decline in stroke volume. Diuretic therapy
with loop diuretics also predisposes patients to metabolic alkalosis and arrhythmias
due to hypokalemia. The aldosterone-antagonist spironolactone has many poten-
tially beneficial effects which are not mediated through effects on volume status.
Spironolactone prevents hypokalemia and arrhythmias and is also associated with
other beneficial effects, such as immune modulation and reversal of maladaptive
remodeling [60]. Although its use has not yet been investigated in detail, spirono-
lactone is recommended by the current treatment guidelines of heart failure and
PAH [2, 61, 62]. In addition to diuretic therapy, PAH patients are advised to restrict
their daily fluid and salt intake to optimize preload [61].
Perhaps the only uniformly accepted form of RV-directed therapy in PAH is aimed
at the maintenance of sinus rhythm [63–65].
In LHF, a close correlation has been demonstrated between an increase in heart
rate and progression of HF and mortality [66]. When atrial fibrillation develops,
there is no active atrial contraction to force an additional volume of blood into the
ventricles (“atrial kick”) resulting in a 20–30 % decline in stroke output and a
decrease in cardiac output [67, 68].
Patients with RV failure are at risk for atrial tachyarrhythmias, mostly atrial flut-
ter and atrial fibrillation. These arrhythmias, as well as tachycardia, cause impair-
ment of the ventricular function, can lead to hemodynamic instability, and are
associated with an increased morbidity and mortality [12, 69–72]. In addition to its
hemodynamic consequences, a rise in heart rate is also associated with increased
myocardial oxygen consumption [73], which could also partially explain the detri-
mental effects of tachycardia in the long run. In the aggregate, maintenance of sinus
rhythm and heart rate control are essential in RVF treatment.
Digoxin
Digoxin is an oral cardiac glucoside with a positive inotrope and negative chrono-
trope effect. In patients with left ventricular systolic dysfunction, digoxin provides
symptomatic benefits, but in RHF digoxin is only indicated for rate control in
patients with atrial tachyarrhythmias [61]. Rich et al. showed that digoxin improved
cardiac output in patients with idiopathic PAH, but the efficacy of chronic digoxin
treatment remains unknown [64]. Detrimental effects are suggested, including pul-
monary vasoconstriction [74, 75]. Additionally, digoxin toxicity may occur, partic-
ularly in patients with hypokalemia induced by diuretics and hypoxemia—both
conditions which are common in RVF.
Beta-Blockers
In analogy to the treatment of LHF, the increased activity of the neurohormonal axis
in PAH is a potential treatment target [76]. Although it is uncertain whether increased
sympathetic activation is a cause or a consequence of right heart failure, sympa-
thetic overdrive is clearly associated with a poor prognosis of PAH patients [77].
Increased sympathetic activity is an acute compensatory mechanism to maintain
cardiac function by increasing contractility and heart rate, but in the long run chronic
adrenergic overactivity has detrimental effects on cardiac function. This is the fun-
damental basis for beta-adrenergic receptor blockade in current LHF management,
which has been demonstrated to reduce LV remodeling and mortality by about 30 %
[2]. Heart rate reduction is thought to be one of the main factors contributing to the
beneficial effects of beta-blockers on survival in patients with LVF [78].
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19 Treatment of Chronic Right Heart Failure 409
Notwithstanding the substantial evidence for their beneficial effects in LHF, the
use of beta-blockers in patients with PAH has been considered contraindicated [61].
This recommendation is based on the fear of systemic hypotension due to acute
negative inotropic effects and a decreased heart rate. Provencher [79] and Peacock
[80] described the improvement of exercise capacity after withdrawal of a nonselec-
tive beta-blocker in patients with portopulmonary hypertension and negative effects
of beta-blocker therapy in one unstable patient with portopulmonary hypertension.
In contrast, three preclinical studies were performed that assessed the long-term
effects of AR-blockers in rats with PAH. The studies of Bogaard et al. and De Man
and Handoko et al. both show several beneficial hemodynamic and morphological
effects in experimental PAH in rats and it has been demonstrated that Carvedilol and
Bisoprolol delayed the progression towards right heart failure in experimental PAH
[81, 82]; these findings are associated with specific changes in gene expression [83].
Despite the fact that current guidelines prohibit the use of beta-blocker therapy in
PAH [61], So et al. reported a prevalence of beta-blocker use of 28 % in a Canadian
PAH cohort. At follow-up, no detrimental effects on clinical, functional, and hemo-
dynamic outcomes have been observed in this group compared to PAH patients not
treated with beta-blockers [84].
These findings are the foundation of a phase I–II study assessing the safety and
efficacy of Bisoprolol treatment in patients with PAH, which will report its results
in 2014 (Clinicaltrials.gov identifier NCT01246037).
Inotropic Agents
(a calcium-sensitizing agent) may help to stabilize patients with acute RVF. All of
these agents increase right ventricular contractility, as well as decrease afterload by
inducing pulmonary vasodilatation and their primary side effect is systemic
hypotension.
In chronic left ventricular failure, inotropic drugs are considered to be harmful
long term and there is no reason to believe that it would have substantially different
effects in patients with right ventricular dysfunction. However, these days a more
prolonged infusion of dopamine may be useful as a bridge to lung transplantation in
patients with refractory right heart failure in PAH [88].
Exercise
Exercise training (or regular physical activity) is recommended as safe and effective
for patients with LHF who are able to participate in exercise programs in order to
improve their functional status [2, 62]. After Hambrecht et al. proved that exercise
training corrected endothelial dysfunction and improved exercise capacity in
chronic heart failure [89], the first randomized control trial on the effects of exercise
rehabilitation in PAH was conducted [90]. After a 4-month training program, the
mean difference in 6 min walking distance between intervention and control groups
was 111 m. This is a considerably larger effect than the observed improvement in
most PAH medication trials. In other recent studies in PAH patients, 10 weeks of
exercise training was associated with increased physical activity and decreased
fatigue [91], and 10 weeks of brisk treadmill walking improved 6MWT distance,
cardiorespiratory function, and patient-reported quality of life [92]. These data
strongly suggest that exercise is beneficial for patients with PAH, but whether the
results can be extrapolated to other forms of RVF has not been tested.
Ruiter et al. have shown that iron deficiency is frequently present in patients with
IPAH and associated with a lower exercise capacity. The small response to oral iron
in 44 % of the treated patients suggests impaired iron absorption in these patients
[93]. Intravenous treatment of iron deficiency in patients with chronic LHF reduces
the risk of hospitalizations without increasing adverse events [94]. This suggests
that intravenous iron treatment could have a place in the iron-deficient patient with
RVF. Whether iron supplementation leads to improvements in cardiac function or
skeletal muscle function remains to be determined.
As in acute RVF, anemia in chronic HF is associated with an increased risk of
mortality, and therefore treatment should be considered [95].
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19 Treatment of Chronic Right Heart Failure 411
A wide range of possible therapies is in more or less advanced stages of clinical and
preclinical testing with the aim to improve RV function. Among these strategies are
neutral endopeptidase (NEP) inhibitors [96, 97], i.v. recombinant human BNP
(Nesiritide) [98], adrenomedullin [99–102], growth hormone substitution [103–107],
antioxidants [108, 109], cyclosporin [110], and immune-modulating therapy [111,
112]. Perhaps attempts to control of gene expression by histone deacetylase inhibi-
tors [113] or antagonists of microRNAs [114] and the targeting of myocardial energy
metabolism by dichloroacetate [115] may be added to the RVF treatment arsenal.
Palliative Care
RVF is a chronic and progressive disease that is eventually fatal if organ transplanta-
tion is not possible. In their final year of life, patients often have many complaints
despite maximal medical therapy. In this terminal stage, symptoms of dyspnea and
fatigue are followed by pain, nausea, constipation, a dry mouth, cough, cachexia,
depression, and anxiety [116]. These symptoms have profound effects on patients’
quality of life and need to be addressed. In addition to symptomatic treatment,
effective communication with the patient and family are of greatest importance, and
coordination of care can alleviate complaints and improve patients’ satisfaction
with the received care [117].
In patients with terminal HF, there is a delicate balance between volume over-
and under filling. An elevated preload can give complaints of congestion, while a
reduced preload can cause hypo-perfusion of the brain and the kidneys, which can
lead to renal insufficiency and somnolence. The latter is generally preferred in end-
stage disease [118]. The therapeutic options suggested below are mostly based on
research in left HF, but it can be argued that these measures can also bring relief to
patients with terminal RVF.
Dyspnea is one of the main complaints of patients with terminal HF. When a
patient remains symptomatic despite maximal treatment of all possible causes,
treatment with morphine could be considered to numb the sensation of dyspnea
[119, 120]. A fan to stimulate the flow receptors in the face of patients is thought to
bring relief of breathlessness; however, the evidence is weak [121]. Often, dyspnoea
is accompanied by anxiety for which benzodiazepines could bring relief. Treatment
needs to be tailored to the individual [122].
Constipation is a problem in 37 % of the patients with chronic LHF and is often
caused by a combination of opioid treatment, immobility, and decreased motility of
the bowel by edema [122]. For this reason, laxatives should be started. In our clini-
cal experience, PAH patients suffer far more often from diarrhea. This can be caused
by PAH-specific medications, as ERAs, PDE5 inhibitors, and prostacyclins all have
diarrhea as a side effect. It is unknown whether bowel edema contributes to this
problem as well. In case of diarrhea loperamide can be considered.
412 J.S.J.A. van Campen and H.J. Bogaard
Pain in terminal PAH patients is frequently abdominal pain and can be due to
liver congestion, bowel ischemia, ascites, or constipation. Leg pain can be caused
by edema, muscle cramps, or gout. Aminocetophen (paracetamol) is the painkiller
of first choice and when insufficient, opioids can be added. NSAIDs are contraindi-
cated as they can aggravate fluid retention and can precipitate kidney failure. In
patients with gout, colchicine or prednisolone should be considered [122]. Some
patients may benefit from relaxation techniques for the relief of chronic pain [123].
Fatigue is a major symptom of heart failure, with 69 % of the patients in the last
year of life and 78 % of the patients in the last 2 weeks of life feeling very tired
[122]. There is no other treatment than maximal heart failure treatment and limita-
tion of exertion. Methylphenidate is contraindicated as it increases sympathetic
nerve activity and could thereby worsen HF.
Digoxin and spironolactone can cause symptoms of nausea, as do constipation
and ascites. Use of medication should be reevaluated and laxatives should be pre-
scribed. Ascites drainage can be considered, but has only temporal effects: in 90 %
of patients ascites reoccurs within 2 weeks. Symptomatic treatment with metoclo-
pramide can be considered [122].
Malnutrition is a problem in 35–50 % of CHF patients. Due to edema, weight
loss is sometimes hard to determine. There is cachexia when a patient loses >7.5 %
of his weight in 6 months. Patients should be advised to eat several small portions
during the day and patients can be referred to a dietician. Whether feeding interven-
tions and drug therapy with progestativa or corticosteroids to stimulate appetite are
effective has not been well examined [122].
Dry mouth and thirst are hard to fight. Extra fluid intake makes patients more
dyspneic. Ice cubes sometimes give a relief of symptoms and may help to limit fluid
intake. Furthermore, anticholinergic drugs and opioids can cause complaints of a
dry mouth and should be reconsidered in these patients [122].
A dry cough can be fought with noscapine, dextromethorphan, or codeine. In
patients in whom codeine does not alleviate cough, morphine can still offer relief.
In patients already taking opioids increasing the dosage by 25–50 % may some-
times help [122]. Anticholinergic drugs, such as promethazine or tiotropium, are
relatively contraindicated because of a possible induction of tachycardia.
Twenty-three percent of chronic heart failure patients have depressive symptoms,
ranging from a gloomy mood to major depression [122]. Depending on the severity
of symptoms, referral to a psychiatrist or psychologist with experience with termi-
nal patients should be considered. If drug treatment is needed, SSRIs are the first
choice, because tricyclic antidepressants can provoke arrhythmias [122].
Conclusion
Chronic RV failure is a progressive and ultimately fatal syndrome that results from
a gradually increasing inability of the heart to adequately pump blood. This causes
symptoms of dyspnea and fatigue which may limit exercise tolerance and can lead
to fluid retention.
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19 Treatment of Chronic Right Heart Failure 413
In this chapter current and experimental treatment options in chronic RHF are
discussed, which aim to reduce right ventricular afterload, to optimize right ven-
tricular preload, or to improve intrinsic right ventricular function. Despite the rec-
ognition of its prognostic significance in pulmonary hypertension (PH), RV failure
is not yet a direct pharmaceutical target in PH treatment. One or more of the many
therapeutic strategies currently studied will hopefully change this.
Since RVF is a progressive and ultimately fatal syndrome, appropriate palliative
care should be given in the terminal phase of the disease to improve patients’ quality
of life.
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Chapter 20
Atrial Septostomy
Introduction
Procedure
The technique of atrial septostomy has been modified between centers and it has
evolved over time, at present, balloon dilation atrial septostomy (BDAS) in the pre-
ferred technique [7] (Fig. 20.1). Briefly, baseline right and left heart pressures are
Fig. 20.1 Balloon dilation atrial septostomy. After perforation of the septum with the
Brockenbrough needle, a circular-end guidewire is positioned in the left atrium (left panel). An
initial dilation of the atrial septum is done with the Inoue dilator, and concluded with balloons of
different sizes (right panel) in a step-by-step manner
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20 Atrial Septostomy 421
Atrial septostomy as a palliative intervention for the treatment of PAH has been
performed for almost 30 years since the initial report by Rich and Lam in 1983 [8].
However, the proper appreciation of its role in the management of PAH has been
limited mainly by the lack of a controlled clinical trial demonstrating its efficacy
and safety. Most of our knowledge regarding the procedure has been derived from
small series or case reports. In addition, the relative success of the current pharma-
cologic treatment regimens as well as the fear of a previously reported high
procedure-related mortality [9] have limited a more widespread use of this valuable
intervention.
Here we review the worldwide literature regarding the use of BAS in the setting
of severe PAH. There have been approximately about 352 procedures performed in
304 patients reported as series [10–32], and 20 additional procedures have been
published as single case reports [33–52] (Table 20.1). Atrial septostomy has been
performed in young patients (~30 years), mostly women (72 %), and most of them
at an advanced stage of the disease (functional classes III and IV). Regarding the
etiology of pulmonary hypertension, the procedure has been performed mostly in
patients with idiopathic PAH (77 %), however, it has also been performed in patients
with PAH associated with collagen vascular disease (15 %) or with corrected con-
genital heart disease (9 %), and in a few cases of distal chronic thromboembolic
pulmonary hypertension (5 %). RVF alone (50 %) or combined with syncope
(19.8 %) have been the main indications for the procedure. In many of these patients
atrial septostomy had been performed after the failure of pharmacologic treatment.
As shown in Table 20.2, BDAS has been by far the preferred technique for the
procedure [7]. BDAS has the advantage of a better control of the desired size of the
defect which is not easily obtained with a blade septostomy. The final size of the
defect has varied in the different series but there is a tendency to create small defects
Table 20.1 Clinical, demographic, and functional characteristics of PAH patients undergoing atrial septostomy
Author n Age Female IPAH CTD CHD CTEPH Other NYHA 6MWT Syncope CHF Both
Nihill (1991) 14 20.5 ± 12.1 78.6 % 6 1 6 1 3.8 ± 0.4 NA 5 6 3
Sobrino 3 36.0 ± 5.0 33 % 2 1 4.0 ± 0 NA 3
(1993)
Kerstein 15 24.9 ± 11.3 86.6 % 15 3.53 ± 0.52 305 ± 116 7 8
(1995)
Rich (1997) 6 38.8 ± 7.7 83.3 % 6 3.7 ± 0.5 NA 6
Thanapoulos 6 6.1 ± 2.6 NA 6 3±0 NA 3 3
(1996)
Hayden 6 35a 83.3 % 6 4.0 ± 0 NA 1 5
(1997)
Sandoval 15 33 ± 9 87 % 13 1 1 3.6 ± 0.6 107 ± 127 4 8 3
(1998)
Rothman 12 37 ± 12 83.3 % 9 1 1 1 3.6 ± 0.5 NA 6 5 1
(1999)
Kothari 11 16.2 ± 8.9 36 % 7 4 3.62 ± 0.69 NA 1 8 2
(2002)
Reichenberger 17 35.9 ± 14.2 70.6 % 13 2 1 1 3.7 ± 0.5 NA 4 10 3
(2003)
Kurzyna 2 26.5 ± 6.4 100 % 2 4.0 ± 0 NA 2
(2003)
Allcock 9 56.4 ± 22.4 100 % 6 3 3.7 ± 0.5 ~206 ± 120 9
(2003)
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Vachiery 16 NA NA 16 3.6 ± 0.4 235 ± 139
(2003)
Micheletti 20 8.4 ± 5.6 55 % 19 1 3.5 ± 0.5 NA 12 7 1
(2006)
Kurzyna 11 33.0 ± 12 54.5 % 9 1 1 3.3 ± 0.5 NA 11
(2007)
Ciarka (2007) 11 48.0 ± 5 54.5 % 6 1 4 3.5 ± 0.5 376 ± 29 1 8 2
Law (2007) 43 12.5b 81 % 29 2 10 2 3–4 NA 18 22 3
O’Byrne 5 29.4 ± 10.5 60 % 5 3–4 NA 2 2 1
(2007)
Lammers 7 8.9 ± 5.4 57 % 7 3.1 ± 0.4 NA 3 4
(2007)
Els Troost 15 48.2 ± 20.5 80 % 5 3 1 3 3 4.0 ± 0 322 ± 87 15
(2009)
Fenstad (2011) 8 40.0 ± 13 89 % 8 3–4 311 ± 131 8
Sandoval 34 35.0 ± 10 85 % 29 1 1 3 3.5 ± 0.6 100 ± 114 9 14 11
(2011)
Velázquez 7 NA 71 % 2 1 4 3–4 NA 2 5
(2012)
Baglini (2013) 11 45.5 ± 12 45.5 % 8 2 1 3.6 ± 0.5 NA 11
Total in series 304 30.7 ya 201/282 234/304 15/304 28/304 10/304 17/304 3.9 ± 0.3 – 86/288 145/288 57/288
(71.6 %) (77 %) (4.9 %) (9.2 %) (3.3 %) (5.6 %) (29.8 %) (50.3 %) (19.8 %)
Case reports 20 30 ± 13.5 13 (68.5 %) 14 (70 %) 3 (15 %) 2 (10 %) 1 (5 %) – 3.9 ± 0.3 NA 2 (20 %) 10 (50 %) 8 (40 %)
references
[33–52]
IPAH idiopathic pulmonary arterial hypertension, CTD PAH associated to collagen tissue disease, CHD PAH associated to previously corrected congenital heart disease,
CTEPH distal chronic thromboembolic pulmonary hypertension, 6MWT 6-min walk test, CHF Congestive heart failure, NA non-available
a
Mean value
b
Median
Table 20.2 Septostomy characteristics and outcome
Immediate Mortality Late Total
Author n Proc Blade BDAS Combined Size, mm death (24 h) 1-month deaths deaths Transplanted FW-up months
Nihill (1991) 14 14 4 10 8–20 2 1 2 5 1 31.5 (0–96)
Sobrino (1993) 3 3 3 16 ± 6 1 1 0–13 Mo
Kerstein (1995) 15 16 4 12 4–18 2 4 6 2 0–45 Mo
Rich (1997) 6 6 4 2 NA 2 1 3 NA
Thanapoulos (1996) 6 6 6 8.7 ± 1.2 0 0 22 Mo (4–48)
Hayden (1997) 6 6 6 NA 2 2 4 NA
Sandoval (1998) 15 22 22 10 ± 3 1 1 2 5 16 Mo (0–36)
Rothman (1999) 12 13 13 10.2 ± 1.3 2 1 2 5 5 0–18 Mo
Kothari (2002) 11 11 11 4–15 2 1 1 4 20 Mo (0–60)
Reichenberger 17 20 20 10.6 ± 1.6 4 1 5 5 0–18 Mo
(2003)
Kurzyna (2003) 2 2 2 7 ± 1.4 1 0–5 Mo
Allcock (2003) 9 12 12 15,3 ± 2.8 0 2 2 1 0–30 Mo
Vachiery (2003) 16 18 18 NA 1 1 1 3 NA
Micheletti (2006) 20 22 2 17 3 6.9 ± 2.4 0 2 2 2 2.1 y (1
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Mo–6.7 y)
Kurzyna (2007) 11 14 14 6.6 ± 1.6 0 1 6 7 2 8.1 Mo
(0.8–20.2)
Ciarka (2007) 11 11 11 15,2 ± 2.7 0 NA
Law (2007) 43 46 30 5 11 12.2 ± 2.9 2 8 9 19 3 1981–2005
O’Byrne (2007) 5 5 4 1 NA 0 4–216 days
Lammers (2007) 7 7 7 11.7 ± 2.2 0 25.7 Mo
(18–31)
Els Troost (2009) 15 17 17 4 (3–5) 1 2 3 6 4 0.7 y (0–5.9)
Fenstad (2011) 8 11 11 NA 0 1 1 2 1 243 ± 183 days
Sandoval (2011) 34 50 50 8.5 ± 2.5 1 21 22 58.5 ± 38 Mo
(3–138)
Velázquez (2012) 7 9 9 Mean 11 0 4 4 1 18 Mo (0–67)
Baglini (2013) 11 11 11 NA 2 2 4 8.2 ± 3.8 Mo
Series 304 352 40 273 39 (11 %) Mean 10.8 24 (6.8 %) 17 (4.8 %) 62 102 35
(11.4 %) (77.5 %)
Case reports 20 20 14 6 8–18 mm 3 (15 %) 2 (10 %) 1 5 1 0–60 Mo
references [33–52]
Total 324 372 40 287 45 (27/372) 7.2 % (19/372
5.1 %
Proc procedures, BDAS balloon dilation atrial septostomy, FW-up follow-up, Mo Months, y years, NA non-available
426 J. Sandoval and A. Torbicki
Table 20.3 Variables associated with immediate (24 h) mortality, Univariate analysis
Hazard ratio (95 %
Variable confidence interval) p Value
Age, yrs 1.01 (0.990–1.037) 0.263
NYHA 2.82 (1.02–7.81) 0.045
Syncope 0.17 (0.04–0.75) 0.019
Right heart failure 3.09 (1.24–7.66) 0.015
Type, BDAS 1.51 (0.641–3.58) 0.343
Size, mm 0.97 (0.797–1.24) 0.973
Baseline RAP, mmHg 1.13 (1.07–1.19) 0.000
Baseline RAP > 20 mmHg 11.4 (3.75–34.7) 0.000
RAP after, mmHg 1.18 (1.07–1.31) 0.001
Baseline PAP, mmHg 1.03 (1.01–1.05) 0.001
Baseline LAP, mmHg 1.07 (0.93–1.2) 0.331
LAP after, mmHg 1.26 (1.07–1.48) 0.005
Baseline R-L atrial pressure, mmHg 1.12 (1.04–1.21) 0.002
R-L atrial pressure after, mmHg 1.03 (0.91–1.17) 0.557
Baseline SaO2% 0.99 (0.88–1.11) 0.944
SaO2% after 0.91 (0.87–0.95) 0.000
Delta (decrease) SaO2% 1.09 (1.05–1.13) 0.000
Baseline Cardiac Index, L min m2 0.32 (0.12–0.85) 0.022
Cardiac Index after, L min m2 0.46 (0.64–1.32) 0.154
Delta Cardiac Index (%) 1.01 (1.006–1.03) 0.003
(~10 mm) in a step-by-step fashion, rather than large orifices, which probably
accounts for the reduction in procedure-related deaths noticed in the last few years.
In this global experience analysis there have been 27 immediate (first 24 h)
procedure-related deaths (~7 %), most of them related to acute and refractory
hypoxemia. If we also take into account the deaths occurring within 1-month
(although not necessarily related to the procedure itself) the global procedure mor-
tality for atrial septostomy is about 12 %.
Variables associated with immediate, procedure-related mortality are shown in
Table 20.3. The baseline RAP, in particular a RAP greater than 20 mmHg is the
most significant risk factor for death due to the procedure. A decrease (delta) in the
arterial oxygen saturation after the procedure, perhaps as a result of the creation of
a “too large” septostomy is also associated with the risk of death. Refractory hypox-
emia is indeed a feared complication. In this regard, the use of inhaled Iloprost for
the treatment of severe refractory hypoxemia post septostomy, proposed by Kurzyna
et al. [23], is a useful recommendation and an important contribution.
In patients surviving the procedure, symptoms and signs of RVF are improved
after AS (i.e., syncope and systemic venous congestion either disappear or decrease
in frequency or intensity) and, as seen in Table 20.1, about 10 % have received a
lung transplant.
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20 Atrial Septostomy 427
20.0
10.0
0.0
Delta SaO2%
−10.0
−20.0
−30.0
−40.0
−50.0
Delta CI %
Fig. 20.2 Correlation between the change in cardiac index (Delta CI%) and the change in arterial
oxygen saturation (Delta SaO2%); r = −0.49; p ≤ 0.001
Table 20.4 Hemodynamic effects of atrial septostomy according to baseline right atrial pressure
Baseline RAP < 10 mmHg Baseline RAP 10–20 mmHg Baseline RAP > 20 mmHg
(N = 27) (N = 51) (N = 26)
Variable Before After p Value Before After p Value Before After p Value
Age, years 23 ± 14 28 ± 14 27.5 ± 12
Syncope (%) 65.2 % 26.2 % 12 %
RVF (%) 26 % 33.3 % 64 %
Both (RVF + syncope) 8.7 % 40.5 % 24 %
RAP, mmHg 5.8 ± 1.96 5.48 ± 3.1 0.622 14.1 ± 3.2 11.4 ± 3.8 0.001 25.8 ± 4.9 19.2 ± 4.4 0.001
LAP, mmHg 4.9 ± 2.47 6.5 ± 2.5 0.050 5.3 ± 3.6 7.9 ± 4.2 0.001 7.9 ± 3 10.4 ± 3.7 0.024
R-L atrial pressure, 1.17 ± 3.2 −1.32 ± 3.2 0.023 8.4 ± 4.1 3.3 ± 5.5 0.001 17.3 ± 5 7.7 ± 5.3 0.001
mmHg
Mean PAP, mmHg 62.8 ± 17 64 ± 19.6 0.588 64.9 ± 16.7 65.6 ± 16.7 0.617 64.8 ± 23 69.9 ± 24.7 0.185
Cardiac Index, 2.37 ± 0.61 2.80 ± 0.7 0.001 2.10 ± 0.70 2.7 ± 0.9 0.001 1.6 ± 0.5 2.2 ± 0.6 0.001
L min m2
SaO2% 93.5 ± 4.1 87.2 ± 7.4 0.001 92.9 ± 4.1 82.8 ± 7.4 0.001 92.2 ± 4.5 78.3 ± 9.7 0.001
Procedure-related 0/27 (0 %) 2/51 (4 %) 11/26 (42.3 %)
mortality 1-month
RVF right ventricular failure; rest of abbreviations as in Table 20.3
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J. Sandoval and A. Torbicki
20 Atrial Septostomy 429
450
Before After
400
350
300
250
200
150
100
50
0
Sandoval 98 Vachiery 2003 Allcock 2003 Els Troost 2009
Fig. 20.3 Effect of atrial septostomy on exercise capacity as assessed by 6-min walk test (6MWT),
in four of the reported series [15, 20, 21, 28]
the septostomy should be functioning as a safety valve. The greater role of septos-
tomy during exercise has been demonstrated by Austen many years ago [3] and this
may explain the improvement in exercise endurance reported in some series [15, 20,
21, 28] (Fig. 20.3).
The impact of septostomy on the long-term survival of the patients is difficult to
establish as there are no controlled studies (incidentally this applies also to all of our
pharmacologic interventions). However, most of the data on survival [12, 15, 25,
28] have shown a short-term beneficial effect when the Kaplan Meier survival esti-
mates for patients who survived septostomy are compared with those of predicted
survival based on the NIH equation or with historic controls. When examining these
survival curves, however, it becomes clear that the intervention provides only a
short-term survival benefit, indicating that AS is only a palliative procedure that
alleviates acute on chronic RV failure and provides valuable time for the application
of other interventions (i.e., PAH-specific drugs and/or transplantation).
both end-systolic and end-diastolic right ventricular areas, a finding that is compat-
ible with a decompression of the right heart chambers. In agreement with the
decompression phenomenon and the relief of failure is the report from O’Byrne
et al., demonstrating a significant decrease in BNP after septostomy [26].
Atrial septostomy may also have additional beneficial effects on RV function.
Ciarka and coworkers, showed a significant decrease in muscle sympathetic nerve
activity after the procedure despite the decrease in SaO2% [24], this is important as
it has been demonstrated that sympathetic overdrive in PAH may be one mechanism
involved in RV failure ([54], see Chap. 19). The decrease in sympathetic activity
after septostomy also likely reflects the decompression of the heart mediated by the
procedure as the drop in sympathetic activity correlated with the decrease in RAP.
An increase in systemic oxygen transport (SOT) resulting from the increase in CI
despite the drop in SaO2% has been suggested in some clinical studies as a potential
mechanism to explain the benefit of atrial septostomy in the setting of PAH [55].
The importance of this mechanism, however, has been recently questioned by inves-
tigators using computational models [56, 57] (see below).
In a recent article by Zierer and coworkers [4], the effect of an interatrial shunt on
right atrial and right ventricular mechanics was addressed. The authors used a
canine model of right ventricular pressure overload produced by pulmonary artery
banding (PAB), similar to that used by Austen many years ago [3]. They used an
8 mm cannula connecting the two atria so that this interatrial shunt could be open or
closed to assess the hemodynamic effects. The effects of shunting on the mechanics
of the right heart chamber were assessed by the analysis of instantaneous pressure/
volume curves. Two levels of shunting were explored; low flow, equivalent to 15 %
of the total cardiac output, and high flow representing almost 30 % of the total out-
put, which was manipulated by controlling the venous return. The authors found
that the slope of Emax in both chambers, that is RV or RA contractility, does not
change. However the compliance changes, in particular the compliance of the right
atrium increases, especially during the low-flow maneuver. Apart from the improved
compliance of the right atrium, there was also a significant shift from the reservoir
to the conduit function ratio in this chamber. In addition, as a result of the increase
in LV preload due to the shunt, cardiac output and systemic oxygen delivery also
increased. However, and importantly, at high-flow shunt (30 % increase in output)
all of these beneficial effects on RA compliance and on systemic oxygen delivery
were reversed. Therefore, the lesson and conclusion from this work is that, when
performing the septostomy, one should try to keep the shunt at 15–20 % of the base-
line cardiac output.
In a dog model of acutely increased (moderate and severe) RV afterload pro-
duced by PAB designed to indentify the ideal right-to left shunt-fraction during
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20 Atrial Septostomy 431
Based on our review of this the available published data, some final conclusions can
be drawn: (1) In the majority of the patients AS has been performed in an advanced
stage of disease, when there is a significant risk of death. Yet, even in these very sick
patients, atrial septostomy may produce clinical as well as hemodynamic improve-
ment. The beneficial impact is on two of the prognostic variables which are associ-
ated with RV dysfunction in the setting of PAH: namely, RA pressure and cardiac
index, (2) The beneficial effect on these two variables appears to be the result of
both, an increase in left ventricular preload, and a decompression effect of the right
heart chambers, (3) At present the procedure-related mortality is still high but it
appears to be decreasing as the recommendations to minimize the risk are being
implemented [58]. The following guidelines are important: (a) Not to perform sep-
tostomy in moribund patients (RAP > 20 mmHg); (b) always attempt BDAS in a
step-by-step fashion; (c) monitor the important variables RAP, LVEDP, CI, and
SaO2%; (4) limit the size of the defect to a decrease in baseline SaO2% of no more
than 10 % and an increase in baseline cardiac index of no more than 15–20 % (see
also the data derived from the experimental models).
Figure 20.4 summarizes what we believe are the acute physiologic effects of an
atrial septostomy. First, as a result of the right-to-left shunt, there is an increase in
left ventricular preload and therefore an increase in cardiac output. Secondly, there
occurs a decompression of the right heart which decreases RV wall stress and oxy-
gen demand and possibly produces an improvement in RV performance, according
to the law of Laplace (As is an afterload reducing intervention), and this might also
contribute to the increase in cardiac output.
432 J. Sandoval and A. Torbicki
RV Hypertrophy
RV Dysfunction
↓ RH R-to-L
Dilation Shunt
↓ RV Wall
Stress &
O2 demand
Atrial Septostomy
↑ Cardiac
Output
↑ LV Preload
Fig. 20.4 Potential physiologic effects of BDAS. First, as a result of the right-to-left shunt, there
is an increase in left ventricular preload and therefore an increase in cardiac output. Secondly, there
is decompression of the right heart which decreases RV wall stress; improving RV performance
may also contribute to the increase in cardiac output
Future Perspectives
Timing
Based on the results obtained with atrial septostomy in patients with only mild-to-
moderate right ventricular dysfunction (i.e., patients with RAP lower than 10 mmHg)
in whom there appears to be a hemodynamic benefit and a very low procedure-
related mortality, it would appear appropriate to recommend the early employment
of the procedure in this population. Early intervention combined with PAH-specific
drug therapy has been recently suggested based on a retrospective clinical study
[30]. This recommendation, however, should be tested in a proper prospective man-
ner as there is experimental evidence that in the setting of moderate right ventricular
hypertension, atrial septostomy is a less promising intervention [5].
Closure of Septostomy
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20 Atrial Septostomy 433
Potts’ Procedure
So far, the procedure has been performed exclusively in children with PAH
where the Potts anastomosis may be a life-saving procedure and an alternative for
the treatment of children with severe PAH and RVF despite optimal medical treat-
ment. Although from a physiologic point of view it makes sense to perform a post-
tricuspid valve intervention that creates a PDA-Eisenmenger physiology, rather than
an interatrial shunt such as atrial septostomy, it is difficult to establish the superior-
ity of one procedure over the other because head-to-head comparisons are not avail-
able. We want to point out that children with PAH undergoing atrial septostomy in
the worldwide experience have been at an earlier stage of disease (i.e., lower RAP
and higher CI) when compared to adults, and the procedure-related mortality has
been relatively low in this pediatric population (~6 %) [63]. By reviewing the pre-
operative values of RAP and CI in Baruteau’s report a similar hemodynamic situa-
tion is found, syncope rather than end-stage RVF are the main indications for the
procedure in children. Intriguing is the long-term survival of those children who
survived after the Potts’ procedure.
At present, it is difficult to draw a firm conclusion regarding the general applica-
bility of the Potts shunt. Adults with advanced RVF from PAH undergoing Potts’
operation might have very significant perioperative mortality. A too narrow anasto-
mosis and other complications [64] may affect the postoperative course of these
patients. Accordingly, more experience and longer follow-up are necessary to con-
firm the initial and encouraging observations of this novel approach. The potential
usefulness of a unidirectional valved Potts anastomosis is now being tested in an
animal model of acute exercise-induced pulmonary hypertension [65].
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nary arterial hypertension, and its effect on the state of tissue oxygenation and systemic blood
flow. Cardiol Young. 2010;20(1):25–32. doi:10.1017/S1047951109991855.
57. Koeken Y, Kuijpers NHL, Lumens J, Arts T, Delhass T. Atrial septostomy benefits severe pul-
monary hypertension patients by increase of left ventricular preload reserve. Am J Physiol
Heart Circ Physiol. 2012;302:H2654–62.
58. Keogh A, Mayer E, Benza R, Corris P, Dartavelle P, Frost A, Kim N, Lang I, Pepke-Zaba J,
Sandoval J. Interventional and surgical modalities of treatment in PAH. J Am Coll Cardiol.
2009;54:S67–77.
59. Guerrero M, Cajigas H, Awdish R, Greebaum A, Khandelwal A, Sandoval J. First-in-man expe-
rience with cryoplasty during graded balloon atrial septostomy to reduce spontaneous closure in
a patient with severe pulmonary arterial hypertension. EuroIntervention. 2014;9(10):1235–6.
60. Blanc J, Vouhé P, Bonnet D. Potts shunt in patients with pulmonary hypertension. N Engl J
Med. 2004;350:623.
61. Serraf A, Petit J, Belli E, et al. Potts anastomosis for severe pulmonary arterial hypertension in
children. ATS International Conference, May 2007.
62. Baruteau AE, Serraf A, Lèvy M, et al. Potts shunt in children with idiopathic pulmonary arte-
rial hypertension: long-term results. Ann Thorac Surg. 2012;94:817–24.
63. Sandoval J, Pulido T, Gaspar J. Surgical interventional therapy using balloon atrial septostomy
and Potts’ procedure. In: Beghetti M, editor. Pediatric pulmonary hypertension. Munich:
Elsevier GmbH; 2011. p. 341–52.
64. Lakhani ZM, McGarry KM, Taylor RF, Fortune RL, Jugdutt BI. Two-dimensional echocardio-
graphic detection of left pulmonary artery aneurysm following Potts´s anastomosis. Chest.
1983;84:782–3.
65. Bui MT, Grollmus O, Ly M, Mandache A, Fadel E, Decante B, Serraf A. Surgical palliation of
primary pulmonary arterial hypertension by a unidirectional valved Potts anastomosis in an
animal model. J Thorac Cardiovasc Surg. 2011;142:1223–8.
Chapter 21
Right Ventricular Assist Devices
Introduction
Acute decompensated right heart failure (ADRFH) often proves refractory to medi-
cal therapy that includes measures such as pulmonary vasodilators, systemic vaso-
pressors, and inotropes (see also Chap. 10) oxygen therapy and (where appropriate)
balloon atrial septostomy. In this chapter, we will discuss the use of mechanical
circulatory support devices (MCSD) to sustain the failing right ventricle (RV). We
will focus in particular on the role of extracorporeal life support (ECLS) and inno-
vative device therapies in patients with pulmonary hypertension (PH), most of
whom are candidates for bridge to transplant (and occasionally bridge to recovery)
strategies.
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While there are a multitude of risk profiles to predict the need for RVADs, some of
the simplest preoperative characteristics include signs of hepatic congestion (aspar-
tate aminotransferase AST > 80 U/L and bilirubin > 2 mg/dL) creatinine > 2.3 mg/dL
[11], blood urea nitrogen (BUN) > 39 [12], and a CVP/pulmonary capillary wedge
pressure (PCWP) ratio > 0.63 [12].
In those patients with PH and medically refractory RV failure, RVADs should be
cautiously considered as there is at least a theoretical risk that the high flow and
pressure generated in a remodeled pulmonary vascular bed may damage the pulmo-
nary microcirculation [6] and lead to pulmonary hemorrhage [13]. Newer
continuous-flow pumps may be safer in this regard. ECLS, which incorporates an
oxygenator blood pump, provides an alternative route to maintain cardiac output in
a patient with a failing RV [7] while minimizing this risk [6]. This will be addressed
in the ECLS section. Thus, approaches to device therapy in the setting of chronic
RV failure need to be distinct from those in the biventricular heart failure population
and must be individualized based on the pathology.
Compared to LVADs, RVADs face much lower hydraulic loads and require lower
power [8]. On average, the devices must generate between 2 and 6 L/min of flow,
with a pump pressure between 20 and 50 mmHg [8]. To meet these requirements,
modifications to LVADs include outlet banding that increases resistance to flow [8],
constrictors [14], lower pump speed [9], and the use of spacers to shorten inflow
cannulas that are placed in the RV [14]. Such adaptations minimize the risk of pul-
monary overcirculation, ventricular suction events, and thrombosis [8].
Inflow cannulas can be placed in either the right atrium (RA) or RV. RV cannula-
tion maximizes RV unloading and reduces thrombus risk in severe dysfunction
when there is little expectation of recovery [15]. However, it has been associated
with higher scar formation and suction events compared to LV cannulation [8]. If
temporary support is required, RA cannulation [8] might allow for higher rates of
pulmonary valve opening, lower RV stroke work, and eventual RV recovery [15].
However, RA cannulation has also been used in pulsatile devices for longer support
as a bridge to transplantation [8].
Both pulsatile and continuous-flow devices are currently used for RV support.
Unlike pulsatile devices, continuous-flow assist devices empty the ventricle in both
systolic and diastole [8]. They are smaller and contain fewer moving parts compared
to pulsatile devices, with improved durability [8]. However, with decreased sensitiv-
ity to preload, continuous-flow devices are more susceptible to suction events [8].
Concerns about infection risk, quality of life, hemolysis, and thrombosis have
traditionally caused delays in referral for RV support [9] and are being addressed in
more recent device designs. Solutions currently under evaluation include miniatur-
ization, percutaneous approaches, and contactless suspension that reduce the surface
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area exposed to blood and a control system then enables long-term support and
ambulation [9].
Extracorporeal Support
Extracorporeal pumps are designed for short-term mechanical support. They have
typically been used in critically ill patients who have developed RV failure after
cardiac surgery (cardiotomy, transplantation, and/or LVAD). Outcomes are gener-
ally poor but better than would otherwise be expected in such cases of multiorgan
failure and reflects the inherent high risk in this population [16–19].
Fig. 21.1 Extracorporeal RV assist devices. (a) Centrimag impeller and pump (video by Thoratec
Corp.). (b) BioMedicus pump and circuits for RV support alone (left) and biventricular support
(right). Adapted with permission from Noon et al. [17]. (c) Abiomed BVS 5000 (video by Abiomed
Inc.). (d) TandemHeart circuit. Two configurations, one with outflow cannula in jugular vein (left)
and the other with cannulae in the right heart and PA (right). Adapted with permission from
CardiacAssist Inc. (e) Impella RP (video by Abiomed Inc.)
RVAD alone, and from 1 to 22 days for biventricular support. Only one RVAD
patient was successfully weaned off support, and eight off biventricular support [17].
A pulsatile device, the BVS 5000® (Abiomed, Inc.) requires a sternotomy as
the outflow graft must be anastamosed end to side to the main PA (Fig. 21.1c) [9].
It is a large device that significantly restricts mobility and requires re-operation to
remove [9]. A retrospective review [18] of 71 patients who received this pump
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showed that 22 received it for biventricular support and 30 for RVAD alone. Cases
included RV failure after CABG and valve surgery, transplantation, LVAD implan-
tation, acute MI, myocarditis, and refractory ventricular arrhythmia. The mean
duration of support was 5.3 ± 4.2 days for RVADs and 5.1 ± 44 days for biVADs.
Fifty percent of patients receiving an RVAD and 36.4 % of those who received a
biVAD died [18].
Both devices that are currently available for percutaneous implantation are indi-
cated for short-term use, only. The TandemHeart™ (CardiacAssist Inc., Pittsburgh,
PA, USA) percutaneous ventricular assist device (pVAD) is a centrifugal continuous-
flow pump which can be adapted to provide RV support [2, 3]. The RA and pulmo-
nary artery (PA) [2] are cannulated (Fig. 21.1d), with percutaneous access obtained
via the femoral vein. A recent review [19] included 46 patients in whom the pVAD
(percutaneous and surgical approach) was used for isolated RV as well as biven-
tricular support. Cases included acute MI, myocarditis, chronic LV dysfunction, and
patients post valve and CABG surgery. The mean duration of support was 4.8 ± 6.1
days for the percutaneous approach, and 6.5 ± 6.2 days for the surgical approach.
Mean flow provided was 4.2 ± 1.3 L/min. Overall in-hospital mortality was 57 %,
with cause of death being multiorgan failure [19].
An axial continuous-flow pump, the Impella RP can also provide RV support [3]
with flows up to 4.8 L/min [2]. It is a small device, with a diameter of 6.4 mm and
weight of 17 g, which permits both percutaneous and central approaches for implan-
tation (Fig. 21.1e) [9]. The inlet cannula is placed in the inferior vena cava (IVC)
and outflow in the PA [2]. Advantages over the Centrimag and AB5000 include a
much smaller surface area exposed to blood [2], but the device relies on mechanical
bearings which increase the risk of hemolysis and thrombosis [9]. As a result, it is
presently approved for only 10 days of support [9]. In first-in-man trials in Canada
and Europe, the device has been used in patients with RV failure after cardiac sur-
gery and after LVAD implantation. The duration of support has ranged from 1 to 7
days, with >60 % of patients being supported for more than 4 days and having the
device explanted upon recovery of the RV [2, 20].
Paracorporeal Support
The options for paracorporeal support are comprised of pneumatic pulsatile devices.
Of these, only the Thoratec PVAD (Thoratec Corp., Pleasanton, CA, USA) has been
approved by the FDA for RV support [3]. As a bridge to transplantation and recov-
ery [3, 9], it has been used for univentricular or biventricular support in over 4,000
patients since 2010 (Fig. 21.2a) [4]. In general, biventricular support has worse
outcomes than LV support alone [21] and planned biventricular support is
21 Right Ventricular Assist Devices 445
Fig. 21.2 Paracorporeal RV assist devices. (a) Thoratec PVAD, biventricular support model
(video by Thoratec Corp.). (b) Abiomed AB5000 ventricle (video by Abiomed Inc.). (c)
BerlinHeart Excor in biventricular configuration with driver allowing ambulatory support (video
by BerlinHeart GmbH)
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Implantable Devices
The pulsatile Thoratec IVAD™ (Thoratec Corp., Pleasanton, CA, USA) [3] can
provide intermediate to long-term support and is indicated for biventricular support
as a bridge to transplant or recovery (Fig. 21.3a) [9]. In a multicenter clinical trial of
29 patients, 15 received biventricular support using the IVAD. Of the 14 bridge to
transplant candidates, eight patients survived: one was weaned off support, and the
other seven were transplanted [24].
Continuous-flow devices such as the HVAD® (HeartWare International Inc., MA,
USA) and HeartMate II® (Thoratec Corp., Pleasanton, CA, USA) have been used to
provide biventricular support [9] in cases such as giant cell myocarditis [25] and
after cardiac arrest during non-cardiac surgery [26]. With dual controllers, the
Heartware system has been increasingly used as an alternative to the total artificial
heart. Such dual support can provide successful physiologic levels of support and
can alter flows to respond to changes in preload and afterload [26]. The duration of
support has ranged from 7 days [26] to 4 months [25]. Complications include suc-
tion events causing RA collapse [26]. Although these devices are not approved by
the FDA for RV support, they have been used for RV support in Europe and in the
United States (via individual appeals to the FDA for Humanitarian Device
Exemption), utilizing separate controllers and certain adaptations by some centers.
With such biventricular support, RVAD flows have been set lower than systemic
output, to avoid overloading the LV [8].
However, some investigators point out that adapting LVADs for RV support—
specifically by reducing pump speeds beyond design specifications—increases
thrombosis risk [8]. A continuous-flow pump designed specifically for the RV, the
Cleveland Clinic’s DexAide RVAD has been successfully implanted in calves and
averaged 24 ± 21days of support, generating flows of 5.4 ± 1 L/min [8, 9]. In animal
models of biventricular support using continuous-flow devices, these investigators
have found that the circulatory loop is most stable when RVAD flows are lower than
the LVAD’s [8]. Specifically, in a biventricular support model, RVAD speeds must
ideally (1) adjust so that flows match 50–75 % of the LVAD output at any point in
time and (2) have a maximum threshold so that, in the event of hypovolemia or LV
failure, the system can avoid suction events and overdriving [8].
The Circulite® Synergy® micropump has similarly been used for biventricular
support in fibrillating sheep hearts [14]. This miniature pump, which weighs 25 g,
has a pressure gradient of 70–80 mmHg and can generate flows up to 4.25 L/min.
Lower flow rates of 3 L/min can be generated at the lowest speed of 20,000 rpm and
a pressure gradient of 30 mmHg, which make it ideal for RV support (Fig. 21.3b)
[14]. In the fibrillating heart model, right and left sided flows always equilibrated,
21 Right Ventricular Assist Devices 447
with a proportional decrease in left atrial (LA)-aorta pressure gradient if the RA-PA
gradient were increased with increasing RVAD speeds [14]. The Circulite system is
currently undergoing revision.
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Fig. 21.4 Simulated case of severe pulmonary arterial hypertension with incorporation of right
sided mechanical support device. (a) Total output compared to RV and device flows. (b) PA sys-
tolic, diastolic, and mean pressures. (c) Aortic systolic, diastolic, and mean pressures. (d) Wedge
and central venous pressures. (video by Punnoose et al. [27])
that has been studied in sheep models with chronic PH [30]. The circuit connects the
PA and LA, and it does not (yet) incorporate a blood pump. The total impedance of
the TAL in parallel with the native pulmonary circulation is less than the native
system alone, thus decreasing pulmonary resistance and RV afterload. More blood
can be diverted to the TAL when the PA is banded, but this is at the expense of
increased overall impedance and afterload. The systemic output drops when >75 %
of blood flow is diverted to the TAL [30].
More recently, the successful use of a paracorporeal artificial lung (PAL) has
been described in patients with PH and RV failure [31, 32]. The Novalung, which
does not incorporate a blood pump, connects the PA and LA and has been
demonstrated to generate flows of 3.5 L/min, reduce PA pressures, and improve
systemic hemodynamics [31]. In a retrospective review of patients with PAH who
were listed for lung transplantation, the incorporation of ECLS strategy with select
patients receiving the Novalung, was shown to reduce mortality and time on the
waiting list for transplantation [33].
Similar to the initiation of support for the left heart as a bridge to transplant in
INTERMACS 1 and/or 2 patients [34], several institutions have utilized the mark-
edly improved technology of ECLS in the PH patient population awaiting lung
transplant as a bridge to transplant or less commonly, as a bridge to recovery as the
best means of support for the ultimate failing RV [33, 35–37]. In a newer paradigm
of RV support, whereas the RVAD may ultimately be considered in the chronically
failing patient (Fig. 21.4), extracorporeal membrane oxygenation (ECMO) support
is the choice for the “crash and burn” viable, transplantable, “PH INTERMAS 1 and
2” equivalent in the setting of PH and RV failure. Timing is crucial—to intervene in
the patient with imminent but not end-organ injury generally characterized by ino-
trope dependence or resistance, diuretic resistance, systemic hypotension with renal
insufficiency and/or abnormal liver function tests. In particular, transfer of patients
to centers where cardiac support device therapies have been established in a timely
fashion is advisable. ECLS may include traditional femoral [38] vs. upper torso
ambulatory “Sport Model” configurations [39] for VA or VAV ECMO circuits, sin-
gle catheter VV configurations across existing intracardiac shunts [39] for effective
VA support, attempts at VV with larger natural or created PFO configurations and
PA-LA Novalung configurations [33].
Novalung
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setting most frequently in Hannover, Germany and Toronto, Canada. It is a low resis-
tance device which can be connected as an AV circuit and perfused by approximately
20 % of the cardiac output [41]. Developments of the low resistance exchange mem-
brane and a biocompatible heparin/albumin coating has permitted prolonged pump-
less lung support which is driven by the patient’s cardiac output with maintained
pulsatile flow. While the Novalung does not require a pump for CO2 removal, a
centrifugal pump is added into the circuit in hypoxic patients. In some a VV circuit
with left atrial decompression (LAD) and centrifugal pump has been used to support
BTT patients for several weeks. Support for PAH patients who are dying from RV
failure necessitates both support of the heart and gas exchange with effective RV
unloading. Furthermore, the Novalung pulmonary artery to left atrium pumpless
configuration effectively unloads the RV, bypasses the venous occlusion and may be
the most effective support for the patient with PVOD. The underlying pulmonary
hypertension allows for sufficient generated force in the pulmonary artery to func-
tion as the driving force for the system [41] along with a canula size which is a
determining factor of flow. The oxygenator circuit is placed in parallel to the native
pulmonary circuit and overall PVR is thus decreased. There are institutions that pre-
fer this mechanical support to that of long-term ECMO configurations although
most often a temporary peripheral ECMO is placed for hemodynamic stabilization
prior to LAD central implantation. Earlier reports included parallel circuits to be
assured of patency but device exchanges have been performed without problems for
patients who are awaiting transplant for weeks.
Traditional ECMO support began as early as 1930 with a roller pump in the setting
of massive pulmonary embolic events. Countless contributions and collaborative
efforts to deal with issues such as massive hemolysis, plasma leakage, artificial lung
technology, membrane oxygenators, prolonged bypass support, and silicone mem-
brane oxygenator have paved the wave to our modern use of it. Dr. Robert Bartlett
is responsible for bringing this technology to the neonates [42] and the onset of its
burgeoning success in the neonatal ICU. The introduction of ECMO in adult patients
has been much slower. Not until the CESAR UK trial as a regionalized ECMO
approach and one that utilized a VV approach, was there any success in adult respi-
ratory failure patients. Coincident with its development was the worldwide H1N1
pandemic and need for specialized centers which could provide ECMO support for
primary respiratory failure in previously healthy patients. In the current era, innova-
tions in cannula design, next generation centrifugal pump technology, membrane
construction, and now anticoagulation protocols have demonstrated the feasibility
of prolonged support with a durable device. It was essential to eliminate the massive
transfusion requirements and risks of hemorrhage previously inherent in adult
ECMO support. Further developments of upper body ECMO, extubation, and phys-
ical therapy on support have markedly changed the outcomes of patients awaiting
21 Right Ventricular Assist Devices 451
lung transplantation on ECMO support [43]. ECMO may, in fact, improve the pre-
transplant patient’s status by allowing physical therapy, conditioning, nutrition,
improvement of end-organ perfusion to allow for better post transplant outcomes.
Cannulation techniques and ECMO configurations may vary with either peripheral
or central cannulation, ECMO configurations with may be VV, VA, VAV, or pulmo-
nary artery to left atrium. Traditional concerns of femoral cannulation include both
a decreased upper extremity and importantly cerebral oxygenation, for which we
require monitoring of upper extremity arterial saturation and the need for antegrade
superficial femoral perfusion catheter due to risk of limb ischemia and lack of mobi-
lization. Introduction of a Dacron graft as an end to side anastomosis into the distal
subclavian artery and placement of a tunneled cannula into the graft protects the
upper limb and avoids direct cannulation of the subclavian artery coupled with a
right internal jugular venous drainage “Sport model” catheter allows for early
ambulation on ECMO [43]. Unique configurations of the VV EMCO for congenital
heart disease allow a bicaval dual lumen catheter to be placed under echocardio-
graphic guidance at the atrial septal defect level allowing oxygenated blood to be
shunted to the left atrium, and allowing for an oxygenated right to left shunt.
Overall, there has been significant progress in use of the mechanical support as a
bridge to lung transplant with >80 % successful bridging and outcomes post lung
transplant [36] making this now a viable option for a select number of patients
already listed for lung transplant. Attempts at extending this approach to “bridge to
recovery,” carrying patients over a period of RV pump failure to initiate more
aggressive PH therapy have on occasion been successful.
Summary
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Fig. 21.5 Algorithm for selecting the appropriate RVAD in patients with cardiogenic shock.
Image reprinted with permission from Medscape Reference (http://emedicine.medscape.com/)
2013 [44] and Kar et al. [45]
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editors. ECMO extracorporeal cardiopulmonary support in critical care. 4th ed. Ann Arbor,
MI: Extracorporeal Life Support Organization; 2012.
41. Strueber M, Hoeper MM, Fischer S, Cypel M, et al. Bridge to thoracic organ transplantation in
patients with pulmonary arterial hypertension using a pumpless lung assist device. Am J
Transplant. 2009;9:853–7.
42. Fortenberry J. The history and development of extracorporeal support. In: Annich GM, Lynch
WR, MacLaren G, Wilson JM, Bartless RH, editors. ECMO extracorporeal cardiopulmonary
support in critical care. 4th ed. Ann Arbor, MI: Extracorporeal Life Support Organization; 2012.
43. Javidfar J, Bacchetta M. Bridge to lung transplantation with extracorporeal membrane oxygen-
ation support. Curr Opin Organ Transplant. 2012;17:496–502.
44. Brittain EL, Maltais S. Extracorporeal tight ventricular assist devices. In: Peter K, editor.
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tory cardiogenic shock. J Am Coll Cardiol. 2011;57(6):688–96.
Chapter 22
Animal Models of Chronic Right Ventricular
Stress and Failure
Introduction
Animal models studies of disease are of pivotal importance for the investigation of
normal organ function, the pathobiology of frequent and rare disorders as well as for
preclinical proof of principle treatment studies. It has been increasingly noticed that
there is a substantial gap between our knowledge of left ventricular and right ven-
tricular failure (RVF) mechanisms and that the concepts of RVF mechanisms have
been mainly adapted from models of left ventricle failure or extrapolated from mod-
els of acute RVF [1]. Still today many of the heart failure studies that utilize geneti-
cally engineered mice focus their interest on the performance of the LV (the limitations
of mouse models of pulmonary hypertension have been recently reviewed [2]).
Experimental pulmonary hypertension research began with the discovery of
hypoxic pulmonary vasoconstriction by Euler and Liljestrand [3] and the pioneering
studies by Grover and Reeves [4, 5] and the Cardiovascular Pulmonary Research
Laboratory in Denver, Colorado. In the early days the main interest was the charac-
terization of the pulmonary hemodynamics and the associated remodeling of the
lung vessels upon exposure to chronic hypoxia. Certainly, the Fulton index, the ratio
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456 J. Gomez-Arroyo et al.
between right ventricular/left ventricular weights, was always measured in all of the
animal studies and cardiac output was often measured using the green dye dilution
method. At the time tools were limited and cardiac function was difficult to assess;
echocardiography had not yet discovered the right ventricle. Furthermore, right ven-
tricular hypertrophy (RVH) was not determined as a study endpoint or had been the
endpoint of mechanistic investigations. Indeed, although in most circumstances
RVH was linearly related to the mean pulmonary artery pressure and right ventricu-
lar systolic pressure, a rationale to explain why some animals, within the same spe-
cies, exposed to the same conditions and duration of the experimental stimulus or
challenge, developed more or less RVH, was and remains a mystery.
Today, several models of pulmonary hypertension are used by investigators and there-
fore, the aim of this chapter is to briefly describe the current models of adaptive and mal-
adaptive RV hypertrophy in small and large animals. We seek to discuss the pros and cons
of each model depending on what aspect of the disease the researcher is trying to repro-
duce. Lastly, we make case for the development of new animal models of chronic RVF.
above sea level (barometric pressure: 430 mmHg). Chronic hypoxia exposure not
only prevents the normal evolution of the fetal lung vessels but generates pulmonary
vasoconstriction and lung vessel remodeling resulting in a mean pulmonary arterial
pressure approaching 100 mmHg, while the RV/LV + S is approximately 0.85. Some
of the animals develop RVF as shown by an elevated right atrial pressure and RV
dilatation by echocardiography [12]. The right ventricles from these calves demon-
strate a disruption of the myocardial cytoskeleton as evidenced by altered expres-
sion of vinculin, metavinculin, desmin, and vimentin. Whether there is an increased
number of cardiomyocytes undergoing apoptosis in the right ventricles of this neo-
natal right heart failure model has not been investigated. However, the decreased
contractility of the RV was confirmed by decreased sarcomeric Ca++-sensitivity and
a decreased degree of protein phosphorylation [13].
Taken together, it is clear that a high-grade stenosis of the main pulmonary artery
and a relatively short exposure of neonatal calves to chronic hypoxia can cause RVF,
however, moderate stenosis will lead to adaptive RV hypertrophy. In PAB models of
right heart stress, the initiating event is the RV afterload, however, whether the tran-
sition from compensatory RVH to RVF is a direct consequence of pressure overload
or accompanied or caused by other factors such as neuroendocrine systems activa-
tion or systemic inflammation remains unknown.
Here we review the methods used to perform PAB in rats and mice and then survey
the published data in order to obtain a perspective of the strength and weaknesses of
PAB models of RVH and RVF. Similarly to the procedure in larger animals, a
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458 J. Gomez-Arroyo et al.
stressor of the pulmonary artery is achieved with a suture or a clip. Briefly, after a
left thoracotomy, the pulmonary artery is dissected free from the aorta, as shown in
Fig. 22.1a. To fix the diameter of the suture, a silk thread is positioned behind the
pulmonary artery, Fig. 22.1b, c, and an 18-gauge needle is placed alongside the
pulmonary artery, as shown in Fig. 22.1d. A suture is tied tightly around the needle,
and the needle is rapidly removed to produce a fixed constricted opening in the
lumen equal to the diameter of the needle. One needs to make sure that the gradient
between the RV outflow tract and the pulmonary artery is close to 50 mmHg.
A gradient higher than 50 mmHg could lead to acute RV failure [9, 11, 14]. Banding
of the pulmonary artery can also be performed using a clip (Pulmonary Trunk
Banding, PTB) as described by Andersen et al. [15]. The remodeling of the RV
secondary to PAB is closely associated with the body weight gain. In fact, the band-
ing surgery should be performed in young animals (120 g) to allow for sufficient
hypertrophy to develop.
Many researchers have utilized the PAB model to study the effects of mechani-
cally induced pressure overload of RV. Olivetti and coworkers [16] performed PAB
in male Wistar rats, reducing the pulmonary arterial luminal diameter by 35 %
which caused a 70 % increase in the mass of the RV free wall (1.43 mm versus
0.8 in the sham-operated rats). The focus of their investigation was the RV capillary
luminal volume and the number of RV mast cells. Their rationale for counting the
Fig. 22.1 Surgical procedure to place pulmonary artery banding. Pulmonary artery is dissected
free from the aorta (a) white arrow and then a silk thread is positioned behind the pulmonary artery
(b-c) white arrow marks pulmonary artery. An 18-gauge needle is placed alongside the pulmonary
artery to set the degree of constriction (d) white arrow marks needle. The suture should be tied
tightly around the needle, and the needle rapidly removed to produce a fixed constricted opening
in the lumen equal to the diameter of the needle. Banding of the pulmonary artery can also be
performed using a clip (f and g) white arrow marks pulmonary artery
22 Animal Models of Chronic Right Ventricular Stress and Failure 459
Table 22.1 Changes in right ventricular myocardium produced by pulmonary artery banding:
absolute component volumes, length, and surface area
Parameter SO rats PAB rats % difference p<
Volume, mm3
Ventricular wall 281 ± 36 426 ± 82 52 0.001
Myocytes 216 ± 30 338 ± 73 56 0.005
Cytoplasm 213 ± 30 334 ± 73 57 0.005
Mitochondria 73 ± 15 114 ± 27 56 0.005
Myofibrils 119 ± 18 197 ± 45 66 0.001
Matrix 22 ± 5 23 ± 10 5 NS
Interstitium 64 ± 9 88 ± 14 38 0.005
Myocyte length (m) 1,228 ± 296 1,252 ± 233 2 NS
Myocyte surface (mm2) 73,743 ± 17,409 72,647 ± 22,870 1 NS
Sarcomere length (μm) 2.15 ± 0.14 2.16 ± 0.09 1 NS
SO sham-operated rats, PAB pulmonary artery–banded rats. Results are presented as mean ± SD.
NS not significant (p > 0.05)
mast cells is interesting. They were motivated by their knowledge that mast cells
were implicated in tumor angiogenesis and they wondered whether the adaptive
capillary response to RV pressure overload could be explained by mast cell-
dependent release of heparin and subsequent heparin-mediated angiogenesis. They
found a twofold increase in the RV mast cell number. Prior to these studies, the
group of Anversa had characterized the changes in the RV myocardium 150 days
after the banding procedure and part of the data are summarized in Table 22.1 [17].
Faber et al. [18] evaluated right and left ventricular function in PAB rats (see also
Chap. 16) and found that 6 weeks of pressure overload resulted in enhanced base-
line RV contractility while LV baseline contractility remained unaffected. These
data are different from the data published by Piao et al. [19]. Piao, Archer, and col-
laborators showed that 4 weeks after PAB, the CO and treadmill distance were sig-
nificantly reduced in the PAB versus control animals. Possible explanations for this
discrepancy are the difference in pulmonary artery lumen reduction and the time
allowed for RV adaptation, as it has been illustrated by the different degrees of RV
expressed cytoplasmic proteins [20]. Bogaard et al. [14] revisited the rat PAB model
and compared the measurements obtained with the SU5416/hypoxia model, a model
of severe pulmonary hypertension and RVF (see below). The PAB rats were able to
tolerate high RV systolic pressures for a remarkably long time and TAPSE (tricus-
pid annular plannar systolic excursion), a heart-rate-independent measurement of
RV longitudinal contractility commonly used to evaluate RV function in patients
with PAH, was similar to that of control rat RVs (3.25 mm in PAB versus 3.46 in
controls). In order to explain why the RV of PAB rats was more “resilient,”
microarray-based gene expression analysis of the compensated rat RVH was per-
formed. This analysis allowed the characterization of a “RV failure transcriptional
signature” [21]. Following PAB surgery, rats showed an increased expression
of IGF-1 (insulin-like growth factor-1) mRNA, normal levels of phosphorylated
Akt and VEGF protein levels, as well as and an increased amount of apelin (another
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460 J. Gomez-Arroyo et al.
Fig. 22.3 Right ventricular dilatation and wall-adherent thrombus in hemeoxygenase-1 knockout (b)
mice following 7 weeks of chronic hypoxia shown in comparison with the wild-type mouse RV (a).
Chronic hypoxia generated a modest increase in the RV afterload in the mice. The degree of RV pres-
sure increase was lower in the HO-1 knockout mice (c) [reproduced from Yet et al. with permission]
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Fig. 22.4 The right ventricular pressure (RVSP) elevation is not maintained after 3 weeks of
hypoxic exposure in caveolin-1 (Cav-1) knockout mice when compared to wild type (a) and cave-
olin-1 reconstituted mice. The cardiac output dropped during chronic hypoxia exposure in the
caveolin knockout (Cav-1−/−) mice as well as the RV contractility index (b and c) [reproduced from
Cruz et al. with permission]
MCT is a macrocyclic pyrrolizidine alkaloid derived from the seeds of the Crotalaria
spectabilis plant. The MCT alkaloid is metabolized in the liver to the active metabo-
lite dehydromonocrotaline pyrrole (MCTP), a reaction that is highly dependent on
CYP3A4 (cytochrome p450) [29, 30]. When administered in a dose of 60 mg/kg
(usually subcutaneously), MCT induces a syndrome characterized—among other
manifestations—by lethal pulmonary hypertension and RVH [31, 32]. Importantly,
it has been recently reported that when administered in a dose of 40 mg/kg, which is
22 Animal Models of Chronic Right Ventricular Stress and Failure 463
Table 22.2 The investigation of right ventricular function in the monocrotaline rat model
RVH, CHF Cardiac autonomic nerve abnormalities Sanyal et al. [44]
presynaptic vagal nerve degeneration
RVH ↑ plasma BNP and plasma norepinephrine Usui et al. [45]
↑ RV tissue BNP and ANP
RVH, RVF ↓ TAPSE (1.3 mm) ↑ RV end-diastolic Hardziyenka et al. [46]
(6.4 mm) diameter
RVH ↑ wall stress Borgdorff et al. [47]
RVF RV gene expression ↓ S1Rt1, PGC-1α, Enache et al. [48]
TFAM skeletal muscle mitochondrial
dysfunction precedes RV impairment
RVF ↓ IN β1 adrenergic receptor density Piao et al. [19]
Treatment of RV dysfunction
Simvastatin No mortality, ↓ mPAP, ↓RVH Nishimura et al. [49]
Bisoprolol Delay of time to RVF, no effect on RVSP de Man et al. [37]
Dehydroepiandrosterone ↓ mPAP, ↓ RVH Paulin et al. [50]
[DHEA]
Sildenafil Prevention of PH and RV dysfunction Jasinska-Stroschein
Fasudil Prevention of PH and RV dysfunction et al. [51]
Chloroquine Prevents progression of PH Long et al. [52]
Exercise Exercise ↑ RV capillarization, no change in Colombo et al. [53]
RVSP when compared with “sedentary”
MCT rats; unchanged pulmonary congestion
Further ↓ of CO in progressive PH Handoko et al. [54]
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464 J. Gomez-Arroyo et al.
have also reduced RV afterload by affecting lung vascular remodeling. In this par-
ticular scenario, it is impossible to separate a potential direct myocardial drug effect
from the effects secondary to afterload reduction. Recently researchers have dem-
onstrated the beneficial effects of drugs on the RV without affecting the remodeled
lung circulation. Bogaard et al. [36], as well as de Man et al. [37], have demonstrated
that adrenergic receptor blockade with carvedilol or bisoprolol, respectively,
improve RV function and delay the progression to RV failure.
Whereas the MCT rat model of pulmonary hypertension remains a model favored
by many investigators. It is difficult to separate the effects of afterload reduction
from direct cardiac effects.
The VEGF receptor 1 (Flt) and 2 (KDR) blocker, SU5416, was one of the first small
molecule tyrosine kinase inhibitors discovered by screening for growth inhibitory
activity of cultured endothelial cells incubated with the potent angiogenic VEGF
ligand [38]. SU5416 when combined with a “second hit” such as chronic hypoxia,
ovalbumin treatment, or the immune insufficiency of the athymic rat (reviewed in
[31]), causes severe angioobliterative PAH. The SU5416/hypoxia model is charac-
terized by severe PH, it exhibits plexiform-like lesions and the model is largely
refractory to treatment. Furthermore, this model is attractive because RV dysfunc-
tion and failure occur in tandem with the severe lung vascular disease. Hemodynamic
measurements show that the cardiac output is severely reduced [39], (Fig. 22.5)
(see also Chap. 16).
This rat model has served as a model for preclinical drug studies designed
to examine whether the pulmonary vascular disease could be reversed once
established, and indeed, a wide range of drugs have been tested. Whereas simvas-
tatin (an HMG-CoA reductase inhibitor) and a bradykinin agonist had a small
effect on established PH and RVH, a Ca++ channel blocker (nifedipine), angiotensin
converting enzyme inhibitor (lisinopril), angiotensin receptor blocker (ibersartan)
and bosentan (a nonselective endothelin receptor blocker) were all not effective
[40, 41].
The RV from SU5416/hypoxia rats has been examined. Confocal microscopy of
the RV, after in vivo labeling of the endothelial cells of the cardiac microcirculation
with a texas red® conjugated tomato lectin (lycopersicon esculentum lectin) has
revealed that RV failure tissue is characterized by significant loss of capillaries (cap-
illary rarefaction) [42]. A microarray-based gene expression analysis has identified
a molecular signature in the failing RVs characterized by changes in angiogenesis,
metabolic remodeling, mitochondrial dysfunction, and fibrosis, etc. [21].
Other groups utilizing this SM5416/hypoxia model of RV failure have provided
important insights into the pathobiology of RVF. Stephen Archer’s group has
demonstrated a G-protein-coupled receptor kinase 2 (GRK2)-mediated uncoupling
22 Animal Models of Chronic Right Ventricular Stress and Failure 465
Fig. 22.5 Right ventricular pressure increase (RVSP) and cardiac output (CO) decrease early and
late during the development of angioobliterative pulmonary hypertension (a, b); the dotted line
indicates the normal values. The right ventricular pressure and RV hypertrophy (RV/LV + S) are
related to the % number of obliterated pulmonary arterioles. (c, d) Reduction in cardiac output
early and late during the disease development is associated with an increase in the right ventricular
systolic pressure (a, b). Relationships between percentage of closed vessels (CV) and RVSP and
RV/LV + S weight ratio (c, d) [from Oka et al. [39] with permission]
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466 J. Gomez-Arroyo et al.
Conclusions
Animal models serve as powerful tools in the evaluation of human diseases, but it is
clear that there are few perfect animal models and each of the models presented in
this chapter offers unique, and perhaps, complementary features for the researcher
invested in the exploration of the RV. The PAB model, as well as chronic hypoxia-
induced pulmonary hypertension, in rats and mice offer opportunities to study genes
and proteins required for the adaptation of the RV to chronic pressure overload.
Conversely, models of established RV failure such as MCT or SU5416/hypoxia can
be used to analyze the mechanisms involved in the transition from adaptive to mal-
adaptive RV hypertrophy and can therefore serve to identify the key molecular
mechanisms of reversal of RV failure. Although genetic mouse models of pulmo-
nary hypertension present multiple disadvantages, a systematic research program
utilizing transgenic mice engineered to evaluate the effects of loss or gain of func-
tion in the stressed RV will be of great benefit and advance our understanding of the
mechanisms of chronic RVF.
• There are large and small animal models of right ventricular strain and right heart
failure.
• There is not a single perfect animal model but each model offers unique, and
perhaps, complementary features.
22 Animal Models of Chronic Right Ventricular Stress and Failure 467
• PAB causes RV hypertrophy with or without RVF depending on the degree of the
pulmonary outflow stenosis.
• RVF can be documented by echocardiography and hemodynamic assessment
(decrease in RVSP and decreased CO).
• There is a molecular signature pattern which distinguishes RVH and RVF.
• The SU5416/hypoxia rat model manifests signs of RVF characterized by apoptosis,
fibrosis, capillary rarefaction, and mitochondrial dysfunction.
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Epilogue
We are moving. The right ventricle is receiving attention: for the first time at the
World Symposium on Pulmonary Hypertension in 2013 a new working group deal-
ing with right heart failure had been established [1]. The causes and circumstances
of death in pulmonary hypertension are being assessed [2, 3]. The cardiac auto-
nomic nervous system in RVH and RVF is being investigated [4] and the first clini-
cal study has explored the effects of central pulmonary artery denervation in 13
patients with severe PAH [5]. We are moving forward with new surgical approaches
for the correction of congenital heart diseases. However, we need to ask new ques-
tions which are based on clinical observations, for example: the role of RV in chil-
dren and adults with Eisenmenger syndrome caused by differently located shunt
lesions; what is the role of a total body cyanosis based on a right-to-left shunt at the
ventricular level versus a “Harlequin-like” cyanosis caused by a right–left shunting
ductus arteriosus; what detrimental or beneficial role plays the ventriculo-ventricular
interaction and what is the nature of RV dysfunction in patients with cystic fibrosis
[6]? What are the mechanisms of right heart dysfunction in patients with end-stage
kidney disease [7]; to name just a few questions. We have noted that a paradigm
shift has occurred with a lesser focus on pulmonary vasodilation and a greater focus
on the functional stability of the subpulmonary positioned RV. While any lasting
decrease in the RV-systolic pressure unloads the RV, achieved with the help of a
mechanical device or by pulmonary arterial denervation, the goal is improved out-
come. As our understanding of the cellular and molecular mechanisms of RVF
deepens [8], we are alerted to the potential of the impaired metabolism of a subpul-
monary or sub-aortic positioned RV and we are watchful to detect cardiotoxicities
of present and future drug treatment strategies.
We may be moving forward even more rapidly if we combine images, mechan-
ics, and molecules and not only focus on the affected target, but also by considering
the role of the not—or only “passively” involved part of the heart and the circula-
tion. Yet many challenges still remain, both conceptually when it comes to the
References
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2. Tonelli AR, Arelli V, Minai OA, Newman J, Bair N, Heresi GA, et al. Causes and circum-
stances of death in pulmonary arterial hypertension. Am J Respir Crit Care Med.
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3. Oudiz RJ. Death in pulmonary arterial hypertension. Am J Respir Crit Care Med.
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4. Sanyal SN, Wada T, Yamabe M, Anai H, Miyamoto S, Shimada T, et al. Cardiac autonomic
nerve abnormalities in chronic heart failure are associated with presynaptic vagal nerve degen-
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5. Chen SL, Zhang FF, Xu J, Xie DJ, Zhou L, Nguyen T, et al. Pulmonary artery denervation to
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sion). J Am Coll Cardiol. 2013;62(12):1092–100.
6. Bano-Rodrigo A, Salcedo-Posadas A, Villa-Asensi JR, Tamariz-Martel A, Lopez-Neyra A,
Blanco-Iglesias E. Right ventricular dysfunction in adolescents with mild cystic fibrosis. J Cyst
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7. Floccari F, Granata A, Rivera R, Marrocco F, Santoboni A, Malaguti M, et al. Echocardiography
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