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Stud. Hist. Phil. Sci.

39 (2008) 384–392

Contents lists available at ScienceDirect

Stud. Hist. Phil. Sci.


journal homepage: www.elsevier.com/locate/shpsa

From phenomenology to phenomenotechnique: the role of early


twentieth-century physics in Gaston Bachelard’s philosophy
Cristina Chimisso
Department of Philosophy, Faculty of Arts, The Open University, Walton Hall, Milton Keynes MK7 6AA, UK

a r t i c l e i n f o a b s t r a c t

Keywords: Bachelard regarded the scientific changes that took place in the early twentieth century as the beginning
Gaston Bachelard of a new era, not only for science, but also for philosophy. For him, the theory of relativity and quantum
Léon Brunschvicg mechanics had shown that a new philosophical ontology and a new epistemology were required. I show
Phenomenotechnique that the type of philosophy with which he was more closely associated, in particular that of Léon Bruns-
Chosisme
chvicg, offered to him a crucial starting point. Brunschvicg never considered scientific objects as indepen-
Theory of relativity
dent of the mind, and as a consequence questions such as the existence of particles independently of the
Quantum mechanics
mind, theory or apparatus, were absent from his philosophy, which was rather aimed at analyzing the
mind critically, and above all historically. Bachelard accepted the fundamental ideas of Brunschvicg’s phi-
losophy; however, his own reading of contemporary science enabled him to go beyond it, as shown by his
emphasis on the social production of knowledge, and by his removal of the distinction between ideas and
technologically produced objects of knowledge. For him, modern science teaches philosophy that knowl-
edge is not a phenomenology but rather a ‘phenomenotechnique’. I argue that Bachelard’s view that phi-
losophy ‘should follow science’ stems from moral considerations.
Ó 2008 Elsevier Ltd. All rights reserved.

When citing this paper, please use the full journal title Studies in History and Philosophy of Science

1. Introduction as the beginning of a new era, not only for science itself, but also
for philosophy. The new physics had shaken common sense
The era of the new scientific mind could be very precisely dated assumptions about time, space, causality and indeed the very bases
from 1905, when Einstein’s relativity came along and deformed of philosophical ontology. Far from trying to reconcile contempo-
primordial concepts that we thought were fixed forever. From rary physics with traditional philosophical concepts, not to men-
then on, reason multiplied its objections, dissociating funda- tion common sense, Bachelard thought that the former should
mental ideas and then making new connections between them, lead the way to a revolution in our way of conceiving the world
trying out the boldest of abstractions. Over a period of twenty- and of reasoning. It was contemporary science that for Bachelard
five years, ideas appear that signal an amazing intellectual had completed the rupture between scientific knowledge and com-
maturity, any one of which would suffice to shed lustre on mon knowledge, and in so doing had started the ‘fourth’ period of
the century. Among these are quantum mechanics, Louis de philosophy—the contemporary period—following the ancient
Broglie’s wave mechanics, Heisenberg’s physics of matrices, Dir- period, the Middle Ages and the Modern era (Bachelard, 1986
ac’s mechanics, abstract mechanics, and doubtless there will [1949], p. 102). He remarked that ‘science in effects creates philos-
soon be abstract physics which will order all the possibilities ophy’ (Bachelard, 1991 [1934], p. 7), and that reason itself ‘should
of experience. (Bachelard, 1993 [1938], p. 19) obey science’. However, he argued, science changes across time,
and as a consequence reason should obey ‘the most highly evolved
There is no doubt that Gaston Bachelard regarded the dramatic science, science in the process of evolution’ (Bachelard, 1988
developments that took place in early twentieth-century physics [1940], p. 144). The philosophical concepts of time, movement

E-mail address: c.chimisso@open.ac.uk

0039-3681/$ - see front matter Ó 2008 Elsevier Ltd. All rights reserved.
doi:10.1016/j.shpsa.2008.06.010
C. Chimisso / Stud. Hist. Phil. Sci. 39 (2008) 384–392 385

and causality were for him based on nineteenth-century science, part, I shall suggest the reasons why Bachelard thought that philos-
and they did not reflect the impressive ‘rupture’ that science had ophy should follow science.
experienced at the beginning of the twentieth century. Indeed, a
large part of Bachelard’s polemics with some contemporary philos- 2. At the roots of Bachelard’s third way: beyond the traditional
ophers rested on his perception that they based their theories on philosophical dichotomies
concepts that had been superseded in the sciences. For him the
philosophy of physics lead to a rejection of current epistemological For Bachelard traditional philosophical doctrines, such as ratio-
doctrines, such as positivism, pragmatism and realism, which in nalism and empiricism, idealism and materialism, and realism and
his words become ‘positivist agnosticism’, ‘pragmatic tolerance’ positivism had had their time. It is not by chance that one of his
and ‘traditional philosophical realism’ (Bachelard, 1991 [1934], p. books on modern science is entitled Rational materialism: for him
9). These doctrines were in his view still rooted in pre-twentieth- the traditional dichotomy between rationalism and materialism
century science and rationality, and still linked to an immediate, had been made obsolete by the advancement of the sciences. In
intuitive and common sense way of looking at the world. his view, the alternatives to which philosophy had grown used
The philosophical meaning that Bachelard attached to contem- had been dramatically exploded by modern physics. It is in his dis-
porary physics did not necessarily coincide with that attributed to cussion of microphysics that he developed his critique of the tradi-
it by many scientists, or by many contemporary philosophers. How- tional philosophical distinctions between theory and experiment,
ever, I shall argue that the philosophical tradition with which Bach- scientific object and experimental apparatus, and even between
elard was most closely associated lent solid bases for a philosophy substance and attributes. Teresa Castelão-Lawless has argued that
which would embrace the counter-intuitive character of the new Bachelard’s lack of distinction between theory and experiment was
physics. This philosophical tradition, especially in the form given radically different from the mainstream philosophy of science of
to it by Bachelard’s professor and mentor Léon Brunschvicg, was the period. She is right, especially when she clarifies that by main-
particularly attentive to modern science, and particularly receptive stream philosophy of science she means the Vienna Circle’s and
to the philosophical significance of its innovations. This openness to Karl Popper’s (Castelão-Lawless, 1995, p. 11). However, the tradi-
scientific novelty was based on a historicist conception of knowl- tion of French philosophy to which Bachelard belonged made
edge. I shall explain. Brunschvicg saw as the aim of his philosophy available to him the intellectual tools not only to reject such dis-
that of analysing the mind, and to investigate the ways in which tinction, but also to expel it from the set of philosophical problems.
knowledge develops. His analysis of knowledge, and science in par- Starting from the standpoints of this tradition, Bachelard was in a
ticular, was done a posteriori: rather than developing an epistemol- position to develop an original philosophy by reflecting on modern
ogy starting from principles and rules, he aimed at extracting these physics, as I shall show.
principles and rules from scientific and philosophical texts. He be- The most important exponent of this philosophical tradition
lieved that the structure of knowledge is different in different times, was Léon Brunschvicg, professor of history of modern philosophy,
indeed that knowledge develops and progresses by changing, some- and, according to many, one of the most influential philosophers of
times radically, its central concepts and aims. He therefore needed the first half of the twentieth century in France (Deschoux, 1969, p.
to study history of science and history of philosophy as comprehen- 5).1 Bachelard, who was a student of Brunschvicg, has been pre-
sively as possible, and to investigate texts from different epochs. He sented as the scholar who freely developed Brunschvicg’s philosophy
regarded contemporary science as the most advanced type of (Wahl, 1962, p. 114), and his ‘view of the relation of science and phi-
knowledge, and believed that its analysis would reveal how the con- losophy’ as ‘most directly’ derived from Brunschvicg (Gutting, 2001,
temporary mind works and what its principles and values are. pp. 85–86).2 Many of Brunschvicg’s works look at first sight as histo-
Quantum mechanics and the theory of relativity presented ries of science. For instance, Les étapes de la philosophie mathématique
many problems for philosophy, as they appeared to violate tradi- (Brunschvicg, 1912) is chronologically very thorough, starting from
tional philosophical conceptions, for instance of time, space, cau- chapters on the origin of the concept of number to proceed to
sality and substance, and the distinction between the subject and Pythagoreanism, Euclid, Descartes on geometry, and from Zeno to
object of knowledge. However, Bachelard found in his philosophi- Kepler, Pascal, Fermat up to Lobachevsky, Riemann and Cauchy.
cal training an approach that allowed him to regard what appeared The same historical approach can be seen in books like L’expérience
as ambiguities or contradictions to other philosophers as the foun- humaine et la causalité physique (Brunschvicg, 1922) and others deal-
dations of a new philosophy. In particular, the conception, present ing with history of philosophy and thought (e.g., Brunschvicg, 1927,
in Brunschvicg’s philosophy, of the object as mind-dependent 1934). However, when asked by George Sarton to collaborate more
meant that the question of the existence of microparticles as inde- closely with Isis, he replied that he was not a historian of science,
pendent of the mind never arose, and that the fact that observa- but rather a philosopher who studied the mind.3
tions of microphysical systems necessarily involved an Brunschvicg’s aim was to examine the ways in which human
interference by the observer was not problematic. It was from beings had thought in the past and think in the present, in partic-
his own observation of contemporary physics, however, that Bach- ular when faced with mathematical problems and the study of nat-
elard conceptualised one of the most interesting aspects of his phi- ure. Two aspects of his approach are interesting here: one is his
losophy: the erosion of the boundary between the theoretical and detailed analysis of the history of scientific doctrines, and the other
the technical part of science. His original concept of ‘phenomeno- that he never judged these doctrines in terms of their success in
technique’ results from his reading of the practices of contemporary representing the physical world. As far as the latter characteristic
physics, and supports his revision of traditional philosophical of his work is concerned, it is a consequence of his epistemology
views concerning the existence and essence of things. I shall dis- and of his concept of truth. Brunschvicg judged as naı¨ve and
cuss Bachelard’s interpretation of modern physics in the context ‘common sense’ (in the French pejorative meaning) the belief
of his philosophical background and questions. In the concluding that there is a dichotomy between ideas on the one hand and

1
For the importance of Brunschvicg, both as a philosopher and as a ‘mandarin’ (as Aron put it), see also: Worms (2005); Bourdieu (1988 [1984]), p. 93; and Aron (2003 [1983]),
p. 38.
2
For the relation between Bachelard’s and Brunschvicg’s philosophies, see also: Dagognet (1965); Gutting (2005), p. 4; Gagey (1969), pp. 30, 54; Vinti (1997), pp. 168, 427–452;
Brenner (2003), p. 102. In my book Writing the History of the Mind, I examine the roots of historical epistemology in the ideas of Brunschvicg and Lévy-Bruhl (Chimisso, 2008).
3
See Brunschvicg’s letters to Sarton of 29 December 1922 and 2 February 1923, Houghton Library, bMS Am 1803 (218).
386 C. Chimisso / Stud. Hist. Phil. Sci. 39 (2008) 384–392

mind-independent things on the other. If these independent things lid, for neither space nor time are any longer conceived as ‘empty
exist, he argued, we cannot say anything about them (Brunschvicg, and homogeneous’ receptacles of reality (Brunschvicg in Einstein,
1921, pp. 47–48). Similarly, the idea that truth is something inde- 1922, p. 100).6 For him, the forms of experience that Kant believed
pendent of us, and external to us, is for him a naı¨ve conception. In to be a priori have been shown to be neither fixed nor distinguish-
his view, truth has its source in the mind, for it is the mind that able from the content of experience.
establishes intelligible relationships between phenomena (ibid., Brunschvicg’s ‘fluid mind’ is a philosophical version of the more
pp. 86–87). He followed Kant in defining truth as the result of famous concept of ‘mentality’, which Lucien Lévy-Bruhl had used
the mutual relation between the mind and experience; and he and popularised in his books Le fonctions mentales dans les sociétés
stressed that this relation is between the human mind and human inférieures (Lévy-Bruhl, 1910) and La mentalité primitive (Lévy-Bruhl,
experience. It is easy to see that Brunschvicg’s philosophy is a type 1922). The links between the two historians of philosophy were
of idealism, as he himself admits (see, for example, Brunschvicg, rather strong: Brunschvicg succeeded Lévy-Bruhl in the Sorbonne
1923, p. 170), and of the Kantian variety. He is indeed normally chair of history of modern philosophy, and it seems that Lévy-Bruhl
classed as a neo-Kantian, and this is right in many ways, first of played a role in the choice of his successor (see Febvre, 1997, p. 271).
all because his philosophy is aimed at critically examining knowl- Brunschvicg also used Lévy-Bruhl’s work, especially in his own anal-
edge and at assessing the capabilities of the mind. ysis of ‘pre-historic’ science (Brunschvicg, 1912, Ch. 1; 1922, 1934).
There is an important aspect of his philosophy, however, which The belief that there are different ways of thinking across time was
departs from Kant’s inspiration, although for him his disagreement very widespread in France in the first half of the twentieth-century,
with Kant was his way of being ‘more faithful than Kant to the spirit although in different forms. Brunschvicg and Lévy-Bruhl shared this
of critical idealism’.4 For Brunschvicg, Kant had been wrong to char- view with the historians of mentalities, including Lucien Febvre, and
acterize his table of categories as universally valid, and more in gen- with numerous historians of science, such as Alexandre Koyré, Abel
eral to present the conditions of knowledge as ahistorical. He argued Rey and Hélène Metzger-Bruhl. These historians of science investi-
that Kant claimed to have described the ‘intellectus archetypus’, the gated past texts and doctrines in order to unveil the mentality which
ideal form of intellect, but in fact he had only described the form of informed them. By doing this, they often aimed to show that past
Newtonian science (Brunschvicg, 1922, p. 552; 1923, p. 147). The a doctrines, which may seem absurd from the point of view of modern
prioris of Transcendental aesthetics, that is absolute space and time, science, were internally logical, but followed a different logic and
no longer correspond, for Brunschvicg, to the bases of contemporary exhibited different values from modern science. Just to cite an
‘speculation’ (Brunschvicg, 1922, p. 458), by which he meant contem- example from many Metzger described the way of thinking of
porary physics and geometry. Many philosophers, he believed, were seventeenth-century ‘philosophers of metal’ as analogical; in other
still trapped in a Newtonian world, including Henri Bergson, who, words, they saw the world as a network of analogies. As a conse-
when criticising science, in fact targeted classic physics, ignoring quence, from their point of view, it made perfect sense to think that
the revolutions of the twentieth-century (ibid., p. 591).5 His criticism lead could be transformed into gold, as lead is to gold what a child is
of Kant explains why he needed to analyse the history of thought. If to an adult: in both cases, the former is an imperfect embodiment of
there are no categories given once and for all, and if ways of thinking the latter and can develop into its/his perfect form (Metzger, 1969
change, it is not possible to reach general conclusions about the mind [1923], p. 108).7
by only analysing it in one particular time and place. He claimed that For the philosopher Brunschvicg, the aim was not just to unveil
history is for the philosopher what the laboratory is for the scientist one particular mentality, but rather to draw general conclusions
(Brunschvicg, 1923, p. 162): in history the mind can be analysed in its about the mind. However, since he shared the historicism of these
diverse ways of applying itself to various questions. other scholars, he could carry out his study of the mind only
Brunschvicg’s belief in the ‘dynamism and plasticity of intellec- through historical research. For him the ‘philosopher’s mission’ is
tual functions’ (Brunschvicg, 1922, p. 550) and his neo-Kantian ide- to follow ‘the indefinite progress of rationality and objectivity, in
alism bear consequences for his conception of the physical world. If their indissoluble link’ (Brunschvicg, 1922, p. 595). In other words,
the physical world (studied by science) is dependent on the mind, the Brunschvicgian philosopher studies the history of knowledge,
and the mind is not fixed, then the physical world will also change; and observes its ‘progress’ through the ages, which involves
indeed Brunschvicg concluded that ‘nature . . . will never be a gi- changes in logic, principles, categories and change in what counts
ven’ (ibid., p. 609). In his view, the mind and nature interact and as an object of knowledge.
change as a result of their interaction. He argued that Kant sepa-
rated the mind and the content of experience because he had a 3. Noumena and Bibliomena : the creativity of human
‘static and schematic’ conception of both (ibid., p. 608). However, knowledge
the theory of relativity for Brunschvicg had overcome this separa-
tion. As he put it to Einstein in a seminar, in the Kantian world Brunschvicg’s philosophy can be broadly regarded as Bache-
there is a ‘container’ (space and time) and a content (matter and lard’s starting point, as far as his questions, perspective and prior-
force), but in the Einsteinian world, this distinction is no longer va- ities are concerned. Like Brunschvicg, Bachelard studied the mind

4
Brunschvicg (1922), p. 550. Brunschvicg was by no means the only neo-Kantian philosopher to challenge Kant’s table of categories and their absolute validity. For other
examples, see Köhnke (1991), which however is focused on Germany. On neo-Kantianism in French philosophy of science, see Sinaceur (2006). For Brunschvicg’s specific brand of
neo-Kantianism, see Goyard-Fabre (2005).
5
Bergson had a lengthy polemic with the supporters of the theory of relativity who defended the existence of multiple real times as for instance presented by the physicist Paul
Langevin at the International Congress of Philosophy in 1911, Langevin (1911). Bergson responded in his Durée et Simultanéité (Bergson, 1922), the second edition of which
included three appendices as replies to other physicists, and in particular to Jean Becquerel: see Jacobson (1965) and Dingle (1965). The physicists in turn replied: see, for
example, Metz (1923), pp. 65–75, which contains a section dedicated to Durée et simultanéité, and its Préface by Jean Becquerel (ibid., pp. v–xviii). Bergson addressed Metz’s
objections in ‘Les temps fictifs et le temps réel’ (Bergson, 1972 [1924]). Čapek (1971) has provided a detailed analysis of Bergson’s view of contemporary physics and his polemics
with contemporary physicists.
6
Einstein’s reply must have disappointed Brunschvicg. Considering himself a Kantian, he said that ‘each person has his own Kant’ and he did not know to which Kant
Brunschvicg’s subscribed. He also added that he endorsed Kant’s theory because it showed that in science there are a prioris. He believed that the only alternative is either to
believe that there are innate a prioris as Kant did, or that these are conventional, as Poincaré claimed (Einstein et al., 1922, pp. 101–102).
7
For Metzger’s concept of ‘mental a priori’, which is similar, but not identical, to Lévy-Bruhl’s ‘mentality’, see Metzger (1930, 1936). These and other theoretical articles and
reviews by Metzger have been reprinted in Metzger (1987). On Metzger’s ‘mental a priori’, see also Freudenthal (2006), Chimisso (2001), and for a particularly critical view,
Golinski (1987).
C. Chimisso / Stud. Hist. Phil. Sci. 39 (2008) 384–392 387

by observing it ‘at work’, which in practice for him meant to study seen as things in the world) or ‘positivist agnosticism’ (if scientific
the history of natural philosophy, science, philosophy, literature objects are not seen as things in the world).
and also popular beliefs. Bachelard studied scientific knowledge For Bachelard a ‘corpuscle’10 is not ‘a miniature of a common ob-
as a whole; its components—theory and experiment, mathematics ject’; it is rather a noumenon (Bachelard, 1951, p. 96). Bachelard’s
and experimental apparatus, scientists and scientific objects—for use of the term noumenon I believe is partly descriptive and partly
him cannot be understood in isolation, but they have rather to be polemical. On the one hand, he simply says that subatomic particles
analysed in their dialectic relationships. He acknowledged Bruns- are not, indeed in principle they cannot be, objects of our senses, or
chvicg’s legacy when rejecting the conception of the mind and ob- phenomena. They are rather the product of our nous, of our intellect.
ject as absolute and fixed, and subscribing instead to the thesis of He argues that the fact that particles are thought of mathematically,
the mutual relativity of the two (Bachelard, 1986 [1949], p. 9). In ‘is the mark of an . . . objective existence’, and concludes with the
Bachelard’s hands, this thesis developed to become one of the dia- ‘formula’ cogitatur ergo est: something exists by virtue of being
lectics that form the very motor of the evolution of knowledge. The (mathematically) thought of (Bachelard, 1970a, p. 18). By arguing
dialectic between subject and object is for him particularly evident this, however, Bachelard goes against the fundamental principles
in science. Indeed, he argued that philosophy of science ‘is . . . of Kant’s conception of noumenon. For Kant, the pure concepts of
essentially . . . a philosophy of the mutual transformation of man the intellect can only have an empirical use; in other words, they
and things’ (Bachelard, 1951, p. 3). He regarded scientific objects can only be applied to experience. For instance, for Kant human
as the result of a process of transformation—which he often called beings apply the concepts of unity and totality to the objects of their
‘rectification’ and ‘rationalisation’—operated by human knowledge. perceptions, but unity and totality cannot be the direct object of hu-
The scientific ‘fact’, he argued, is fictitious, or ‘made up’ (Bachelard, man knowledge: they are the form of our thought, rather than its
1970a [1931–1932], p. 12); indeed for him contemporary science is content. The content of human knowledge is given by our senses,
fictitious (Bachelard, 1951, pp. 3–6). in other words, we know phenomena. However, Kant argues, the
Bachelard regarded the view that science is about ‘things’ that very fact that we denote certain objects as phenomena, implies a dis-
exist independently of our knowledge so bizarre, that, instead of tinction between our perception of things and things in themselves.
refuting it philosophically, he decided to psychoanalyse those In other words, things-in-themselves, and in general whatever is not
holding it. He clearly thought that the attachment shown by hu- the object of our senses, are simply thought of by the intellect, they
man beings to the mind-independent reality of the objects of their are noumena. However, in the Critique of pure reason, Kant denied
knowledge could only be explained psychologically. For him real- that noumena can be objects of our knowledge: they are rather neg-
ism is an innate, instinctive attitude towards the world, which ative concepts, in the sense that they indicate the limits of our intel-
has more to do with our desires, and in particular desire of posses- lect, or what our intellect cannot know.11
sion, than with any scientific approach. Realism is for him a psy- Electrons cannot be perceived by our senses, but this for Bach-
chological complex rather than a philosophical position. Realists, elard does not make them less real, or less important objects of sci-
says Bachelard, suffer from the Harpagon complex: they are misers entific knowledge. For him, they certainly are more rational than
who want to ‘possess’ the ‘riches of reality’ (Bachelard, 1993 the objects that we easily perceive. For instance we can see and feel
[1938], Ch. 7).8 Realists want to possess substances, that is, what fire. However, he argued that fire is no longer an object of chemical
is permanent in things—what things ‘really’ are, below the surface knowledge (Bachelard, 1949 [1938], Ch. 5), no matter how clearly
of their attributes, of what is transient, and, one could add, of what we perceive it. Indeed, for Bachelard, we do not experience fire (or
is dependent on our perception of them. In La formation de l’esprit sci- any other object) ‘directly’, despite what we might believe; in fact,
entifique, in which he presents the theory of realism as a psycholog- we load the experience we have of it with our desires, in particular
ical complex, Bachelard principally relies on the analysis of alchemic sexual desires, and thoughts of destruction, death and renewal
texts. When applied to microphysics, though, his approach gives re- (Bachelard, 1949 [1938]). For Bachelard all human knowledge or
sults as well. Early atomic models such as J. J. Thomson’s, represent opinion carries ‘the human mark’, but this human mark can be pro-
the atom as ‘containing a large number of smaller bodies’.9 The his- vided either by imagination and subjectivity, as in the case of fire,
tory of the atom seems to show what for Bachelard is the journey of or by rationality, as in the case of scientific objects. However, the
human knowledge: in its first stages it was chosiste (‘thingist’), that is form of our rationality cannot be decided once and for all, as Kant
to say it interpreted its objects as things similar to those ordinarily intended. Indeed, for Bachelard the ‘form’ envisaged by Kant was
perceived in everyday life. However, atomic theory progressively be- only the analysis of scientific knowledge as it was in a particular
came less akin to anything representable in everyday images, or historical moment. Scientific knowledge has changed, and so, for
even every-day concepts. For those, who, unlike Bachelard, think Bachelard, should philosophy.
that what is familiar counts as more ‘real’ than what contradicts As seen above, Brunschvicg, despite presenting himself as a
our everyday experience, it is hard to say that microparticles are Kantian, already challenged the distinction between form and con-
‘real’. It is interesting that Werner Heisenberg, in contesting the idea tent of human knowledge, and thought that modern physics had
that waves in configuration space could be considered ‘real’, argued exploded this distinction. Bachelard fully accepted the rejection
that ‘real’ comes from the Latin word res, ‘which means ‘thing’; but of this distinction, which he placed at the core of his epistemology.
things are in the ordinary three-dimensional space, not in an ab- His own reading of history of science fully confirmed it. For him the
stract configuration space’ (Heisenberg, 1958, p. 116). For Bachelard, objects of human knowledge are not given once and for all, but
this argument would have been an example of chosisme, because it rather they are constructed in ways that change in time, as demon-
states that for something to be real it must be a ‘thing’, and a thing strated by the difference between the objects of early twentieth-
which is similar to those of our everyday experience, in this case, sit- century physics and those of Newtonian physics. Scientific objects
uated in a three-dimensional space. This attitude for him only leaves are for him constructions of historically-situated knowledge. As a
the alternative between ‘traditional realism’ (if scientific objects are result of his view, he had no qualms in asserting that the electron

8
Bachelard here refers to Harpagon, the title character of Molière’s The miser. For a study of the evolution of Bachelard’s view of realism, see Pariente (2006).
9
Thomson [1897], quoted in Kragh (1999), pp. 45, my italics.
10
Following the use of the time, Bachelard used the term ‘corpuscle’ as a generic term for subatomic particle. ‘Corpuscle’ was also used to indicate what now is called ‘electron’:
for a history of names of particles, see Kragh (1999), p. 197, Table 13.1.
11
Kant (1998 [1787]), Transcendental Analytic, Book 2, Ch. 3.
388 C. Chimisso / Stud. Hist. Phil. Sci. 39 (2008) 384–392

has a firmer existence than the moon. His proof of this is that more as occupying a space in the same way as the other objects of our
books have been written about the electrons than about the moon: experience do. The localisation of subatomic particles presents all
the electron, he argued with some humour, is a bibliomenon, it ex- sorts of constraints that make it very problematic to imagine them
ists in books; and he adds that this type of existence is ‘so human, being situated in space just as a chair or a table would. These dif-
so solidly human!’ (Bachelard, 1951, pp. 6–7). For him, truth does ficulties lead Heisenberg to argue that it is not possible to talk
not result from finding out how things are independently of the about the position of an electron independently of the specific
mind; such an aim would be for him a pointless and irrational pur- experiments used to determine it. In his own words:
suit; indeed a matter for psychoanalysis.
if one wants to be clear about what is to be understood by the
words ’position of the object’ for example the electron . . . then
4. If they are not things, then what are they? The ontology of
one must specify definite experiments with whose help one
microphysics
plans to measure the ’position of the electron’; otherwise this
word has no meaning. (Heisenberg, 1983 [1927], p. 64)
Bachelard thought that modern physics had eliminated the
philosophical distinctions not only between ‘form’ and ‘content’ Such restrictions did not lead Bachelard to become sceptical
of knowledge, but also between subject and object, and between about the objective value of the results microphysics, but rather
substance and attributes. Corpuscles are for Bachelard the best to argue in favour of a revision of the idea of existence as situated
illustration of the power of physical knowledge to shake philo- in space. He claimed that:
sophical concepts and categories. He argued that the atom has a
the localisation of the corpuscle . . . is dependent on such
‘new ontological status’ (Bachelard, 1951, p. 76), and he listed
restrictions that the function of the situated existence no longer
and discussed the characteristics that make corpuscles irreconcil-
has an absolute value’. (Bachelard, 1951, p. 80)
able with traditional philosophical ontology. Not only are they
not bodies, but they cannot be described as substances. First of It is easy to see how Bachelard’s presentation of sub-atomic par-
all, Bachelard explained that corpuscles do not have assignable ticles is inconsistent with the traditional philosophical concept of
absolute dimensions, or shape. He quoted the physicist and math- substance. It is not possible to indicate what the unchangeable
ematician Hermann Weyl who wrote that the dimensions attrib- structure of a corpuscle’s being is, as we should according to Aris-
uted to the electron radium should be interpreted as ‘the totle’s sense of substance. Similarly, it would be difficult to say of a
distance at which two electrons get closer to each other with a particle what Descartes said of substance, that is to say that it is ‘a
speed comparable to the speed of light’ (ibid., p. 77). The corpuscle, thing that exists in such a way as to depend on no other thing for
Bachelard concluded, is defined as ‘a power of opposition’; in other its existence’ (Descartes, 1985 [1644], Pt. I, p. 51). Moreover, the
words the corpuscle is investigated through relations rather than traditional philosophical distinction, of Aristotelian derivation, be-
its own essence. With his usual humour, elsewhere Bachelard tween substance and attributes no longer holds. Bachelard pointed
wrote that in microphysics ‘in the beginning is the Relation’ (Bach- out that we must not regard the electron as a small body which is
elard, 1970a, p. 19). He provided other reasons why corpuscles negatively charged, as we would following classical physics,
cannot be substances in the traditional sense. Their individuality whereby distinguishing between the electron as substance, and
is not stable; two corpuscles that go through a narrow region its charge as attribute, in the same way that we would say that a
may not be distinguishable (Bachelard, 1951, p. 81); corpuscles, fi- man is tall. For him, electrons and protons exhibit a ‘total synthesis
nally, can be annihilated. Bachelard summarised his view by saying of substance and attribute’ (Bachelard, 1951, p. 77).
that in ‘contemporary corpuscular philosophy’ an ‘ontology of cor- In summary, the difficulties that subatomic particles create for
puscles’ is combined with an ‘ontology of corpuscular transforma- philosophical ontology are so great that it is not really possible
tion’, and referred to a page of Heisenberg’s Two lectures (ibid., p. for traditional Cartesian–Kantian philosophy to answer questions
83). This is the page where Heisenberg claims that: such as ‘what is an electron?’. The duality of representation of sub-
atomic particles as waves and as corpuscles is perhaps the most
the experiments prove directly that there are transitions
striking example of the inability to answer the question of what
between nucleons and mesons . . . mesons, electrons and neutri-
the ‘essence’ of a particle is. Bachelard followed in particular the
nos; protons, electrons and light quanta, etc. Therefore one can
works of Louis de Broglie and Werner Heisenberg on this problem,
go from any particle to any other particle at least by intermedi-
and, as did de Broglie after 1928,12 he accepted Bohr’s thesis of com-
ate steps, and it is thereby very probable that in a collision pro-
plementarity. In other words, Bachelard did not see anything pecu-
cess of sufficiently large energy particles of any type can be
liar about describing the same phenomena as wave and as
created. (Heisenberg, 1949, p. 13)
corpuscle, that is to say in two different ways which are incompati-
This possibility of annihilation, and of transformation of one ble with each other. His conclusion is that we must accept that the
particle into another, for Bachelard represents the defeat of cho- concept of substance is irrational, and in general that ‘old’ philosoph-
sisme (or ‘thingism’) (Bachelard, 1951, p. 82): corpuscles have ical doctrines that cannot be reconciled with the new achievements
nothing to do with the ‘things’ of our everyday experience. A fur- of microphysics should be abandoned. It is clear that for Bachelard it
ther blow to chosisme, and indeed to philosophical ontology and is science that dictates what is rational. If modern science is incom-
epistemology, is for him the very specific sense in which it can patible, as it is, with some long-held philosophical beliefs, for him
be said that corpuscles are in a certain point in space. When we there is no doubt: philosophy should rethink its own concepts in
say that something (material) exists, we imply that it exists in a the light of the latest development of science.
specific place (at one given time). It is certainly the case that we Bachelard’s epistemology is normative: it is aimed to judge
perceive things in space. Kant expressed it very clearly by saying what counts as rational knowledge and what does not. This is
that space, with time, is the a priori of sensation: we cannot per- why he could write books explaining why alchemy could not pos-
ceive anything if not in space. However, it is not the case that par- sibly be rational knowledge: because he applied a norm to all
ticles, although not perceivable by our senses, can still be regarded investigations of nature, and this norm was current science.

12
In his paper ‘Wave mechanics and its interpretations’ (1926), de Broglie still expressed reservations about the complementarity solution proposed by Bohr and Heisenberg.
However, in the 1930s he added a footnote at the end of the article explaining that Bohr and Heisenberg’s interpretation of the ‘new mechanics’ had been ‘practically universally
adopted by theoretical physicists’: de Broglie (1939 [1937]), p. 190. He discussed their interpretation in Part 5 of the same book.
C. Chimisso / Stud. Hist. Phil. Sci. 39 (2008) 384–392 389

Alchemy, just as any inquiry prior to the beginning of the nine- microscope. In brief, the former has claimed that we do, and the lat-
teenth century, for him fell short of the parameters of rationality ter that we do not (Hacking, 1985; van Fraassen, 1985). Van Fraassen
posed by current science. This norm of rationality, however, is has represented the empiricist point of view: for him, the human
not given once and for all; it changes with the development of sci- body, or rather its senses, are the measure of all things. He has
ence itself, and with the contextual change of minds and objects. therefore argued that we do see through a telescope, because, at
This is why Bachelard criticised philosophers for relying, in his least in principle, we could go and observe, say, the moons of Jupiter
eyes, on concepts that belonged to a previous scientific era.13 How- (van Fraassen, 1980, pp. 13–19). By contrast, since our unaided
ever, not only philosophers, but also scientists were not as ready as senses cannot see in principle what we ‘see’ with the help of an
Bachelard to accept the philosophical implications of quantum electronic or acoustic microscope, he has concluded that we cannot
mechanics. Without going into a detailed discussion of the different say that we see through these devices. For him, to put it roughly, if
points of view held by the leading physicists of the time, it is worth we cannot observe something, we have no basis to believe in its
mentioning that some of their positions could broadly fall into the existence. Hacking, on the other hand, has argued that we do have
positions that Bachelard described as superseded by modern physics. reasons to believe in the existence of the so-called theoretical enti-
A good example of this is Einstein. I have mentioned above that ties (which include Bachelard’s corpuscles) because we can manip-
Brunschvicg told Einstein that his theory of relativity had gone be- ulate them. As the subtitle of his Representing and intervening
yond the oppositions of Kantian philosophy, but that Einstein did suggests: ‘if you can spray them, then they are real’ (Hacking, 1983).
not really accept to have revolutionized philosophy, and vaguely This debate gives us the measure of how different Bachelard’s
reasserted his Kantian epistemology. Analogously, Bachelard chosen philosophical background and its values were from those
thought that contemporary physics underpinned the negation of of large part of recent English-language philosophy of science.
the classical Cartesian opposition between an unchangeable subject For Bachelard, an object does not gain any special status by virtue
and an unchangeable object. Of course this does not mean that of being observable: scientific objects for him are not the objects of
Einstein should see it that way. He started his essay Maxwell’s influ- our perception. As I mentioned above, he thought that the objects
ence on the evolution of the idea of physical reality with the statement of our untrained perceptions are loaded with our fantasies and
that: ‘the belief in an external world independent of the perceiving desires. For instance, he investigated the imagery associated with
subject is the basis of all natural sciences’ (Einstein, quoted in water in its different forms, as fresh water and sea water, as
Holton, 1973, p. 241). In their famous paper on the (in)completeness streams, ponds and lakes. Our diverse experience of water for
of quantum mechanics, Albert Einstein, Boris Podolsky and Nathan him cannot really be dissociated from ideas and images of purity,
Rosen stressed once again their fundamentally realist epistemology motherhood or death (Bachelard, 1942). Indeed, in his view, scien-
based on a distinction between subject and object: tific knowledge must overcome the obstacles posed to the rational-
isation of nature by the rich imagery that populates our experience
If, without in any way disturbing a system, we can predict with
of the world. To see or not to see through a microscope is not really
certainty (i.e., with probability equal to unity) the value of a
the problem. But the difference between the questions that Bache-
physical quantity, then there exists an element of physical real-
lard on the one hand and van Fraassen and Hacking on the other
ity corresponding to this physical quantity. (Einstein et al., 1983
pose is more profound than this. Bachelard, as we shall see,
[1935], p. 138)
attached great importance to the human ability of manipulating
For Bachelard, as for the philosophical tradition to which he be- objects. This may seem rather close to Hacking’s stance in Repre-
longed, truth was not a matter of correspondence between the senting and intervening. However, it is not.14 The whole debate be-
intellect and the world, or between our theories and physical real- tween van Fraassen and Hacking is based on the question of what
ity. The existence of subatomic particles, or any other object, inde- warrants our belief in the existence of something that we cannot ob-
pendently of the mind was not a question which interested him or serve. In other words, their respective arguments are based on an
that indeed made any sense in his approach. However, his rejection opposition between subject and object. As a consequence, the ques-
of what he calls ‘traditional philosophical realism’ did not translate tion of the mind-independent existence of sub-atomic particles is re-
for him into ‘positivist agnosticism’: he really believed that what garded as an important one, while it is just not one of Bachelard’s
science achieved was the truth—though what counted as true did philosophical questions. His aim is rather to observe how scientific
change in history—and not just truth about ‘phenomena’. For him, knowledge, theories and instruments are created by historically sit-
no agnostic suspension of judgement on how the world ‘really is’ uated research. For Bachelard, to say that a scientific object exists
is necessary, nor it makes sense in his philosophy. As to why sci- independently of science would have been meaningless, for scientific
ence rather than another form of inquiry or human endeavour objects are created by science.
should have been singled out as having this very special status is On one point, however, Bachelard would have agreed with
something that Bachelard cannot resolve by saying that it provides Hacking: the modern scientist does not observe the world, but
a true description of the world. I will discuss this crucial point in rather manipulates it. Bachelard argued that science is not a phe-
the concluding part of this article. Now a few words must be spent nomenology of the world. By phenomenology, Bachelard loosely
on how modern physics for Bachelard has realized that quantum intended a doctrine aimed at knowing the ‘external world’ by priv-
leap from a phenomenological to a phenomenotechnical approach. ileging what is ‘felt, perceived, indeed imagined’ (Bachelard, 1951,
p. 2). Bachelard’s theory of knowledge, based on his interpretation
5. From phenomenology to phenomenotechnique of modern physics, counters what normally are considered to be
the fundamental characteristics of phenomenology, such as its
In the 1980s the philosophers Ian Hacking and Bas van Fraassen aim at description and its lack of presuppositions. For Bachelard,
engaged in a discussion as to whether we ‘really’ see through a in modern science it is impossible to bracket presuppositions and

13
He especially targeted Emile Meyerson and Henri Bergson. His La dialectique de la durée is an attack on Bergson’s concept of durée, and Chapter 3, ‘Durée et causalité physique’
is focused on the incompatibility of the Bergsonian concept with modern science. See also Bachelard (1972 [1953]), p. 14, and, on Meyerson, Bachelard (1951), pp. 82–83. He also
judged Jean-Paul Sartre’s grasp of some scientific concepts as based on nineteenth-century science: Bachelard (1951), p. 92. For Meyerson’s view of relativity and quantum
mechanics, see Meyerson (1925); Einstein’s view of it, Einstein (1928); LaLumia (1966), Ch. 5; Fruteau de Laclos (2004), Ch. 4; Zahar (1987).
14
Some critics, however, have read Bachelard’s philosophy as close to Hacking’s realism as expressed in Representing and intervening: see Tijiattas (1991). Dan McArthur (2002)
has criticized her view. I am rather sceptical about the attempts to seek in Bachelard’s philosophy answers to questions that belong to Anglo-American philosophy of science.
390 C. Chimisso / Stud. Hist. Phil. Sci. 39 (2008) 384–392

previous knowledge; in fact for him scientific knowledge develops tion was an important development that made his philosophy dif-
by revisiting, opposing and rectifying previous knowledge, and by ferent in character from Brunschvicg’s idealism. In Bachelard’s
overcoming irrational beliefs. Without previous knowledge and philosophy, the distinction between thinking and doing is elimi-
irrational beliefs for Bachelard there would be no knowledge at nated: one cannot ‘observe’ nature without thinking and without
all. This is why he claimed that modern science’s rationalism never theories, but one cannot have scientific theories and scientific ob-
begins, but always re-starts, ‘rectifies’, ‘regularises’ and ‘normalis- jects without experimentation. For Bachelard, instruments are part
es’ previous conceptions (cf. Bachelard, 1986 [1949], pp. 112, of scientific knowledge just as theories, scientific objects and
122–123). Knowledge always springs out of a dialectic engagement minds are. All these components are dependent on one another:
with its past. For Bachelard, only errors are immediate, and they there would be no scientific objects without theories or without
must be revised and rectified rationally. instruments, without theorists or without technicians.
Bachelard directly criticised Edmund Husserl, the founder of
phenomenology as a philosophical doctrine, for conceiving of
knowledge as ‘reception’ of ‘data’ by the mind. He commented that 6. Why should philosophy follow science?
Husserl’s ‘dualism’ between mind and data is not ‘close enough’ or
‘systematic enough’ (Bachelard, 1986 [1949], p. 43). In other words, Bachelard thought that twentieth-century physics had revolu-
it is not dialectic, as there is no mutual intervention of the two ele- tionized not only science but also philosophy. Indeed, he believed
ments, which do not change each other. For Bachelard, the mind that science should revolutionize philosophy: his criticism of some
does not ‘receive’ the object, but rather judges it and makes it ra- philosophers for being still attached to nineteenth-century thinking
tional. What, however, for Bachelard really distinguishes modern implies that philosophy was lagging behind. But why should philos-
science from phenomenology, is that scientists do not simply ob- ophy follow science? Or, in other words, what makes science pref-
serve or directly capture essences, but rather technically manipulate erable to other types of investigation? It should be clear from what I
and indeed create the objects of their knowledge. Bachelard pointed said so far, that Bachelard would not have answered these ques-
out that the only possible study of corpuscles is technical, that is to tions by saying that science is preferable because it provides a true
say it is carried out by using experimental apparatus; in his own picture of the world as it is independently of us. Scientific knowl-
words, ‘of all corpuscles of modern physics, one can only do a phe- edge is for Bachelard the result of the dialectic interaction of minds,
nomenotechnical study’ (Bachelard, 1951, p. 92). He continued by objects, theories and apparatus. But one can easily argue that so
saying that in phenomenotechnique, no phenomenon appears natu- was alchemic knowledge. The objects of alchemy may be heavily
rally, no phenomenon is a given.15 I have mentioned above that Bach- shaped by a specific world-view, but so are the objects of science.
elard called corpuscles noumena and even bibliomena. Here we see However for Bachelard there is a crucial difference between the
how Bachelard stressed the technical character of these objects; in way in which science and alchemy order their worlds: science em-
modern physics, he argued, ‘ontology [is] conditioned by technical ploys rationality, while alchemy employed imagination and emo-
experience’ (Bachelard, 1951, p. 82). Indeed, for him a concept be- tions. There is no doubt that for Bachelard rationality is superior
comes scientific insofar as it becomes technical (Bachelard, 1993 to imagination, although it is so only in the social context. He
[1938], p. 61). The structure of nature itself has a human and techni- wrote many books analysing and indeed celebrating imagination,
cal character: Bachelard argued that the ‘true order’ of nature is that but always in the private sphere, and he always thought the ‘diur-
which we technically put into nature itself (Bachelard, 1991 [1934], nal and nocturnal man’, that is rational and oneiric life, should be
p. 111). Modern physics, and quantum mechanics in particular, here kept separate (see for example, (Bachelard (1972b [1953]),
inspire and support Bachelard’s view that experimentation has noth- p. 19 ). Rationality for him should regulate society, while imagina-
ing to do with the direct observation of nature: the concepts itself of tion should enrich our private life. He commented that the alche-
observation, he pointed out, is thrown into doubt in certain domains mist ‘cannot communicate his dreams’. By contrast, scientific
of quantum mechanics (Bachelard, 1986 [1949], p. 43). In quantum knowledge not only can be communicated, but for him it is always
mechanics, the measuring apparatus inevitably interferes with the created socially, through the interaction between individuals, as
system, as Niels Bohr explained on several occasions, for instance well as between minds and objects, and between new knowledge
by saying that ‘the procedure of measurements has an essential influ- and old knowledge. Modern science for Bachelard is not the ‘archi-
ence on the conditions on which the very definition of the physical tectonic knowledge’ of philosophers, who believed that knowledge
quantities in question rests’ (Bohr, 1983 [1935], p. 144). This inextri- could be built little by little starting from its foundations. Scientific
cability of apparatus and object was easy to accept for Bachelard pre- knowledge for him is ‘polemical’: it results from clashes between
cisely because he thought that the scientific object could not be different views, and between present results and past failures
independent of our knowledge (theoretical or technical) and could (Bachelard, 1950 [1936]; 1986 [1949], pp. 68 ff.). He regarded sci-
not be grasped as it is ‘in itself’. The impossibility of drawing a clear ence as objective, but objective for him means intersubjective and
line between object and apparatus comes therefore as an extension of social, rather than belonging to the object as opposed to the sub-
the thesis that no sharp distinction can be drawn between the subject ject. Rather than the individualistic Cartesian cogito, Bachelard’s
and the object of knowledge. rationalism is based, in his expression, on the cogitamus, that is
For Bachelard, modern physics shows that even an intervention to say collective and dialectic thinking (Bachelard, 1986 [1949],
on nature that is not informed by theoretical and technical knowl- pp. 56, 59–60). On the other hand, he pathologized what he called
edge is a dream of the past. This is why he described experimenta- pre-scientific thought—that is any inquiry prior to the nineteenth
tion in modern science as ‘non-Baconian’ (Bachelard, 1970b, p. 45). century—and employed psychoanalysis in order to understand
It is only thanks to the apparatus that the objects of scientific the- the roots of its ‘mentality’.16 For him the capital sin of ‘pre-scientific’
ories come into being, so to speak; Bachelard claimed that the phe- thought is that of applying to the social sphere what it should stay
nomena of contemporary scientific thought are phenomena of private: emotions, desires and images.
apparatus, created by the apparatus (Bachelard, 1951, p. 5). His It is, however, almost a tautology to say that for Bachelard sci-
stress on the technical side of science and the role of experimenta- ence is the model of knowledge because it is rational, for the norm

15
See these insightful discussions of Bachelard’s concept of phenomenotechnique: Rheinberger (2005); Castelão-Lawless (1995).
16
He employed psychoanalysis mainly in his 1930s books (Bachelard, 1949 [1938], 1993 [1938]) but in the 1950s he had not changed his mind: he still wrote that within
scientific culture, a question which does not leave the individual sphere is a matter of psychoanalysis: Bachelard (1951), p. 4.
C. Chimisso / Stud. Hist. Phil. Sci. 39 (2008) 384–392 391

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Bachelard, G. (1970a). Etudes. Paris: Vrin.
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17
In a classic article, Michel Serres (1970) has criticised Bachelard for being a moralist, and has interpreted Bachelard’s epistemological obstacles as deadly sins; in particular he
has argued that Bachelard presented non-science as ‘sloth’.
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