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SERQOL
SERQOL
SERQOL
DOI: 10.1111/jerd.12362
RESEARCH ARTICLE
1
Department of Restorative Dentistry and
Endodontics, School of Medicine, University
Abstract
of Rijeka, Croatia
Objective: Orofacial esthetics raises psychosocial issues. The purpose was to create and validate
2
Department of Prosthodontics, School of
new short instrument for psychosocial impacts of altered smile esthetics.
Medicine, University of Rijeka, Croatia
3
Psychology Unit, Rijeka First Croatian High Materials and Methods: A team of an orthodontist, two prosthodontists, psychologist, and a den-
School, Croatia tal student generated items that could draw up specific hypothetical psychosocial dimensions (69
4
Department of Orthodontics, School of items initially, 39 in final analysis). The sample consisted of 261 Caucasian subjects attending local
Medicine, University of Rijeka, Croatia
high schools and university (26% male) aged 14 to 28 years that have self-administrated the
Correspondence designed questionnaire. Factorial analysis, Cronbach’s alpha, Pearson correlation, paired samples
Stjepan Spalj, Department of Orthodontics, t-test and analysis of variance were used for analyses of internal consistency, construct validity,
School of Medicine University of Rijeka, responsiveness, and test–retest.
Kresimirova 40, 51000 Rijeka, Croatia.
Email: stjepan.spalj@medri.uniri.hr Results: Three dimensions of psychosocial impacts of altered smile esthetics were identified: den-
tal self-consciousness, dental self-confidence and social contacts that can be best fitted by 12
Funding information
items, 4 items in each dimension. Internal consistency was good (a in range 0.85–0.89). Good sta-
University of Rijeka, Grant Number:
13.06.2.1.53. bility in test–retest was confirmed. In responsiveness testing, tooth whitening induced increase in
dental self-confidence (P 5 0.002), but no significant changes in other dimensions.
Conclusion: The new instrument, Smile Esthetics-Related Quality of Life (SERQoL), is short and
has proven to be a good indicator of psychosocial dimensions related to perception of smile
esthetics.
Clinical significance
Smile Esthetics-Related Quality of Life questionnaire might have practical validity when applied in
esthetic dental clinical procedures.
KEYWORDS
esthetics, psychosocial, quality of life
160 | V
C 2017 Wiley Periodicals, Inc. wileyonlinelibrary.com/journal/jerd J Esthet Restor Dent. 2018;30:160–167.
SALTOVIC ET AL. | 161
I avoid going out because I am burdened by the appearance of my teeth and smile. 0.88
I worry about other people giving insulting remarks about my teeth. 0.84
I cannot relax because I am thinking about the appearance of my teeth and smile. 0.82
I feel discomfort because of the appearance of my teeth and smile. 0.32 0.74
I am somewhat sad because of the appearance of my teeth and smile. 20.47 0.69
lead to various stages of depression, anxiety, emotional instability, and one short, unidimensional, measuring satisfaction, and other long and
8
introversion. Consequently, people are more often seeking improve- multidimensional.15,16 Construction of such an instrument is a complex
ment of dental esthetics than improvement of oral function and process that includes psychological and statistical methods often above
health.9,10 The majority consider that they will enhance their QoL by the scope of dental clinician. It aims to produce a reliable instrument
improving their orofacial appearance. The perception of a person’s facial (accurate, reproducible, and consistent from one testing occasion to
appearance is often related to the concern about other people’s opinions another) and valid instrument that can accurately measure the concept it
and reactions. Therefore, even small imperfections in dental esthetics is supposed to measure. The purpose of this research was to create and
have an influence on a person’s fear of social negative reactions that cre- validate a new multidimensional but short condition-specific instrument
ate insecurities with own appearance. 11
The QoL is a multidimensional for patient reported outcome measures of psychosocial impacts of
concept which includes the subjective perception of functional, emo- altered smile esthetics. Hypotheses were that the new instrument will
12,13
tional, and social aspects of a person’s life and a sense of self. There- be stable and have the possibility to detect problems related to impaired
fore, the instruments measuring QoL in form of questionnaires have a esthetics and also to detect changes after the correction of problems.
Variable AS 6 SD min–max
Satisfaction with teeth appearance (05not at all–45very much) 2.8 6 0.8 0–4
Satisfaction with facial appearance (05not at all–45very much) 2.8 6 0.7 1–4
Body image—teeth and smile important for body image (05strongly disagree–45strongly agree) 3.5 6 0.7 1–4
to give comments on the clarity of the items and/or suggest changes. A Cronbach’s alpha and interitem correlations were used for the
Likert five point scale was used as a method of filling in the question- analyses of internal consistency.
naire (1—strongly disagree, 2—disagree, 3—neither agree nor disagree, Construct validity was examined using Pearson’s correlations and
4—agree, 5—strongly agree.) 17 This type of scale was chosen as it was multiple linear regression analysis. The instruments used for construct
familiar to participants (students and pupils) having in mind they had validity were the Rosenberg’s Self-Esteem Scale,18 Orofacial Esthetic
had this type of evaluation during their education (scale from 1 to 5). Scale (OES),19 Psychosocial Impact of Dental Aesthetics Questionnaire
Upon reviewing the participants’ comments from the pilot study, the (PIDAQ),20 Oral Health Impact Profile (OHIP),21 self-assessment of the
final version of the questionnaire was created and self-administrated satisfaction with dental appearance and smile and self-assessment of
by 261 Caucasian subjects (26% males). The convenience sample con- the importance of dental appearance and smile for the body image
sisted of adolescents and young adults attending local high schools which were evaluated using a Likert five point scale.
(N 5 94) and university aged 14 to 28 years (median 19, interquartile For the evaluation of relationship between dimensions of the
range 18–22). All data was collected during 2015. The study was new questionnaire and clinical parameters, some participants were
approved by the Ethics Committee of School of Medicine University of intraorally examined to evaluate the degree of present malocclusion
Rijeka (2170-24-01–15-04 and 2170-24-01–15-06) in accordance using the Index of Orthodontic Treatment Need—Aesthetic Compo-
with the 1964 Helsinki declaration and its later amendments. Informed nent (IOTN AC) and Index of Complexity, Outcome and Need
22
consent was obtained from all individual participants included in the (ICON.) Additionally, the elements of color in the L*a*b system23
study. For minors parents’ informed consent was obtained. were estimated on the reference tooth, maxillary right central inci-
Exploratory factor analysis (principal component with orthogonal sor, using a spectrophotometric instrument (SpectroShade 713000,
varimax rotation) was used to explore the latent structure of the new MHT, Verona, Italy). The tooth color was assessed three times,
questionnaire. After examining the factor analysis results, the items without background, with white background, and with black back-
which did not match with the content of a particular factor were ground. Measurements were performed in a room with diffuse illu-
excluded and once again the exploratory factor analysis was made only mination. Using these measurements, lightness (L*), chroma (C 5
with the items that remained following the content evaluation. [(a*)2 1 (b*)2]1/2) and translucency were calculated; translucency as
SALTOVIC ET AL. | 163
Satisfaction with teeth appearance (05not at all–45very much) r 20.332 20.176 0.533
P <0.001 0.036 <0.001
Satisfaction with facial appearance (05not at all–45very much) r 20.119 20.067 0.294
P 0.155 0.426 <0.001
Self-reported need for treatment of teeth and smile (05not at all–45very much) r 0.287 0.121 20.307
P <0.001 0.151 <0.001
Body image—teeth and smile important for body image r 20.235 20.264 0.323
(05strongly disagree–45strongly agree)
P 0.005 0.001 <0.001
a relation of the result on the white (w) and black (b) background retest. Statistical software SPSS 20 (IBM Corp, Armonk, USA) was used
(TL 5 [(L*w-L*b)2 1 (a*w-a*b)2 1 (b*w-b*b)2]1/2). in statistical analysis.
Test–retest included a repeated administration of the instrument
by 30 subjects in one-week period without any dental interventions.
3 | RESULTS
Responsiveness testing was conducted on 30 participants using in-
office tooth whitening method. Whitening gel containing 38% hydro-
3.1 | Internal Consistency
gen peroxide (Signal Fast Professional Plus Set, Signal, Unilever, Argen-
tina) was applied and photoactivated in duration of 30 minutes (Signal Several models in factorial analysis were tested controlling for Cron-
Easy Lamp Plus, Signal, Unilever, Argentina). Color of the teeth was bach a and interitem correlations. The final version of the question-
assessed by a spectrophotometer before and after bleaching, and the naire contains 12 items grouped in three dimensions (Dental self-
difference due to bleaching was calculated by formula DE* 5 consciousness, Dental self-confidence, and Social contacts), and in total
(DL*21Da*21Db*2)1/2. Paired samples t-test and intraclass correlation accounts for 73.4% of variance (Table 1). Internal consistency was
coefficient (ICC) were used for analysis of responsiveness and test– good (a in 0.85–0.89 range with average interitem correlation in the
164 | SALTOVIC ET AL.
TA BL E 4 Pearson correlations for estimation of linear relation change did not increase linearly the degree of self-confidence. Other
between dimensions and clinical parameters— degree of dimensions were not capable of detecting a change after teeth
malocclusion and elements of color
whitening.
Dental Dental
self- Social self-
consciousness contacts confidence
4 | DISCUSSION
IOTN AC subject r 0.333 0.113 20.300
P 0.003 0.320 0.007
Newly created questionnaire is a valid short instrument for patient
IOTN AC orthodontist r 0.121 20.028 20.216 reported outcome measures of psychosocial impacts of altered smile
P 0.288 0.806 0.058
esthetics. The instrument covers the emotions and behaviors previ-
ICON r 20.034 20.145 20.167 ously recognized as important and dominant in several existing QoL
P 0.764 0.206 0.145 instruments.20,21,24,25 These contents are embarrassment, shame, sad-
Lightness r 20.021 20.055 0.058 ness, worry, frequent preoccupation about own appearance, pride,
P 0.815 0.544 0.526 enjoyment in company of other people, and avoidance of social con-
tacts because of own appearance. Some statements, that is, items are
Chroma r 0.069 0.088 20.089
P 0.448 0.335 0.326 not similar to the present questionnaires and those reflect anxiety—the
inability to relax due to thinking about own appearance, self-
translucency r 20.005 20.066 20.041
confidence—attitude that one’s smile increases trust, and social
P 0.953 0.467 0.652
Paired differences
ICC (95% CI) MEa SDCb mean (95% CI) P LOAc
DSCs 0.744 (0.527–0.870) 0.9 2.6 0.0 (-0.5 to 0.5) 0.889 22.5 to 2.6 (96.7%)
SC 0.690 (0.447–0.839) 0.4 1.1 20.1 (-0.3 to 0.1) 0.326 21.2 to 1.0 (93.3%)
DSCf 0.970 (0.934–0.986) 0.6 1.7 20.3 (-0.7 to (-0.0)) 0.048 22.1 to 1.4 (96.7%)
a
Measurement error (ME) was calculated as square root of the residual variance.
b
Smallest detectable change (SDC) was calculated as 1.96*冑2*ME.
c
Limits of agreement (LOA) were calculated as paired differences mean 6 1.96 * standard deviation of differences between two measurements
(presented with percentage of differences between test and retest that are within limits of agreement).
contacts—attitude that people will avoid someone because of their impairments in esthetics do not represent problems, however, some
appearance. might be bothered by even slight deviations from the ideal.4
Multidimensionality of present new psychometric instrument is The new dimension Dental self-confidence measures to a great
demonstrated and impacts of altered smile esthetics are grouped into extent satisfaction with orofacial esthetics and specifically self-
three dimensions: Dental self-consciousness, Dental self-confidence, confidence arising from orofacial esthetics, and in some amount a con-
and Social contacts. Internal consistency is appropriate, and does not struct similar to self-esteem and body image. This is in accordance with
imply that some statements may be redundant.26,27 It also indicates previous reports which imply that self-esteem may be influenced by
that there is an adequate number of items in each dimension, that the self-confidence in appearance, body esteem and self-perceived attrac-
items within the dimension measure the same psychological concept, tiveness and also mediated by romantic self-confidence.31 Self-esteem
that is, construct and that the concept of each dimension is not hetero- is a pleasant feeling of high personal value and quality with self-
geneous.27 In psychology, a construct is a complex concept, such as confidence probably being a prerequisite for its realization.32,33
anger, personality, whose characteristics are not easily measurable and The new brief dimension Social contacts, measures to a certain
may be dependent upon a subject’s mind. However, a clearly articu- extent concepts of social and psychosocial impact as well as orofacial
lated construct should allow different people to think similarly about appearance, which are measured with instruments PIDAQ and OHIP.
it.28 In simple words, items of present questionnaire that form the Social impact is derived from possible problems in social interactions
same aspect of QoL demonstrated to have similar meaning, to measure caused by the negative perception of personal orofacial appearance.
a similar idea, behavior, or attitude, which is a first step in guarantee od However, this new subscale which measures the effect of dental
validity. esthetics on social contacts has a clear designation of the construct
Analysis of construct validity demonstrates that the new dimen- that exceeds the one from existing correlated subscales. Items from
sion—Dental self-consciousness measures esthetic concern and social that component could be significantly applicable in Croatian cultural
impact of dental esthetics to a certain extent. A similar dimension that surroundings, where the society’s opinion is regarded more important
comprises reports of level of dissatisfaction with dental appearance than individuals’, which has been previously reported.20
and tendency to focus on the public aspects of the self has been New instrument is able to detect some problems related to
described before.29 Public self-consciousness is an aspect of self- impaired smile esthetics. The more harshly people perceive their maloc-
consciousness and comprises being intensely aware of oneself as an clusion the more concerned they are, and their self-confidence
object of observation by others and uncomfortably nervous and embar- decreases. However, the way clinician assesses the malocclusion is not
rassed by what other people think.30 Self-evaluation may be influenced related to the new dimensions of QoL related to dental esthetics. Con-
by this psychological dimension because to some people even greater cerning tooth color, persons with brighter teeth do not necessary have
DSCs 6.1–5.4 0.7 (-0.3 to 1.7) 23.3 4–15 0.228 0.823 0.129 20.309 0.097
SC 4.4–4.2 0.3 (-0.2 to 0.7) 13.3 4–10 0.223 0.456 0.211 20.053 0.780
DSCf 13.8–14.8 20.9 (-1.5 to (-0.4)) 70.0 4–20 20.238 8.034 0.002 0.179 0.345
a
Standardized effect size5 (mean baseline score—follow up score)/(standard deviation of baseline score).
b
Standardized response mean 5 (mean baseline score—follow up score)/(standard deviation of baseline score—follow up score.
c
Paired samples t-test.
d
Pearson correlation coefficient with corresponding p value for correlation between change in DSCs, SC, and DSCf, and change in tooth color (DE) due
to bleaching.
166 | SALTOVIC ET AL.
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