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Multimodal Evacuation Simulation and Scenario Analysis in Dense Urban Area
Multimodal Evacuation Simulation and Scenario Analysis in Dense Urban Area
Simulation is an effective tool for estimating evacuation times, identifying and destination choice for vehicular traffic and then optimizes the
system bottlenecks, and evaluating traffic management strategies under routing and scheduling of mass transit vehicles. Zhang and Chang
a variety of operational and behavioral assumptions. The development presented an integrated model to produce the optimal distribution
of a multimodal simulation model for modeling evacuation activities in of vehicle and pedestrian flows with the capacity to account for the
Center City, Philadelphia, Pennsylvania, is presented. The model applied interdependent relations between pedestrian and vehicle flows at
a dynamic sequential assignment method to simulate the movement and some conversion locations and the conflicts at intersections (15). The
interactions of pedestrians, private vehicles, and buses while consider- model was applied to an evacuation around a stadium area. Liu et al.
ing the variation of evacuation demand and network conditions during studied a corridor-based evacuation of Washington, D.C., by assuming
evacuation operations. The model was used to perform scenario analysis an attack on Union Station and evacuation of six surrounding traffic
and provide inputs to update current evacuation plans. This study shares analysis zones (16). The proposed geographic information system–
the experience and findings from the Philadelphia study in modeling based model considered both pedestrian and bus operations in corridor
multimodal evacuations in dense urban areas. planning. Meschini and Gentile presented the application of a within-
day dynamic traffic assignment (DTA) model to simulate ordinary,
evacuation, and emergency scenarios for downtown Vancouver,
A great challenge presented during a mass evacuation is that trans-
British Columbia, Canada, in preparation for the Winter Olympic
portation supply is often insufficient to handle the unusual surge in
Games (17). The macroscopic vehicle DTA model was modified to
travel demand. In dense urban areas, roadway capacity and vehicle
present the pedestrian flow. Different types of car–pedestrian inter
mobility are further affected by the interactions of pedestrian and
actions were also considered in the model. All in all, research and
vehicle flows during an evacuation operation. Travel behavior in
simulation methods for multimodal evacuations are relatively limited
emergency situations is also difficult to predict with regard to mode
in terms of the amount and level of multimodal interactions being
and route choice. To support emergency preparedness and evacuation
considered and the efficiency for large-scale (or demand) applications.
planning, it is critical to estimate evacuation times, identify system
Presented here is the development of a best-of-practice, multi-
bottlenecks, and evaluate traffic management strategies under a vari-
modal evacuation simulation model for Center City, Philadelphia,
ety of operational and behavioral assumptions. Simulation is a viable
Pennsylvania. The model applies a dynamic sequential assignment
tool to perform desired scenario analysis and communicate system
method to simulate the movement and interactions of pedestrians,
resiliency and planning needs to various stakeholders.
private vehicles, and buses while considering the variation of evacu-
In the literature, a variety of simulation techniques have been
ation demand and network conditions during evacuation operations.
applied to evacuation modeling. A few researchers provided a com-
It is used to simulate hypothetical emergency scenarios and evaluate
prehensive review of evacuation simulation models (1–4). Tradition-
potential traffic management strategies that improve system resiliency.
ally, evacuation research has been focused on vehicle evacuations
This paper is intended to share and extend the experience and findings
(i.e., people driving out of harm’s way) in cases of hurricanes (5–7)
from the Philadelphia study to a general discussion of the design of
or accidents at nuclear power plants (8, 9). Recently, researchers have
the evacuation model and the interpretation of simulation results for
started to investigate pedestrian evacuation behavior and model sce-
evacuation planning and emergency preparedness in urban areas.
narios such as evacuation of a transit center (10), stadium complexes
(11, 12), or a downtown area (13). Relatively limited research dealt
with multimodal evacuations in dense urban areas. Abdelgawad and
Model Overview
Adbulhai developed an optimization model for the evacuation of the
city of Toronto, Ontario, Canada, by using multiple modes including Center City, Philadelphia, is loosely bounded by Spring Garden
vehicular traffic, rapid transit, and mass transit shuttle buses (14). Street to the north, South Street to the south, the Schuylkill River
The model first coordinates evacuation scheduling, route choice, to the west, and the Delaware River to the east. Center City is
the largest employment center in the region and the third-largest
Delaware Valley Regional Planning Commission, 190 North Independence Mall West, residential downtown in the United States. To support evacuation
Philadelphia, PA 19106-1520. Corresponding author: F. Yuan, fyuan@dvrpc.org. planning, a simulation model was developed by the Delaware Valley
Regional Planning Commission (DVRPC), the metropolitan planning
Transportation Research Record: Journal of the Transportation Research Board,
No. 2532, Transportation Research Board, Washington, D.C., 2015, pp. 91–98. organization for the nine-county, two-state area, in cooperation with
DOI: 10.3141/2532-11 the City of Philadelphia.
91
92 Transportation Research Record 2532
240,000
220,000
Accumulated Population
200,000
180,000
160,000
140,000
120,000
100,000
80,000
60,000
2:00 4:00 6:00 8:00 10:00 noon 2:00 4:00 6:00 8:00 10:00 midnight
a.m. a.m. a.m. a.m. a.m. p.m. p.m. p.m. p.m. p.m.
Time of Day
FIGURE 2 Hourly variation of population accumulation within Center City cordon lines.
nighttime visitors (mainly hotel guests). Within the Center City by the experience from fire drills (20). The vehicle loading time will
cordon lines, the resident population is about 60,000, the nighttime be longer considering the time required to walk to parking facilities
population is about 80,000, and the maximum daytime population and access vehicles. This time was estimated from pedestrian simu-
is likely about 215,000 (as shown in Figure 2). The maximum daytime lations. In the Center City model, the loading time for pedestrians
population reflected by the cordon line counts is much lower than the was up to 30 min for zones with high-rise buildings, and the loading
commuter-adjusted daytime population, which is about 276,000 as time for vehicles was up to 45 min. The loading time can make a
estimated according to the method suggested by the Census Bureau great impact on simulation results with regard to observed conges-
(including 252,000 workers, of which about 36,000 live in the same tion patterns and evacuation times. Given the high demand level in
area). The maximum population presented in Figure 2 may be con- Center City, the highway network could quickly end in gridlock if
sidered the average daily maximum daytime population as opposed the loading patterns are incorrect. Caution should be used when the
to the theoretical maximum daytime population estimated by other simulation loading curves are designed.
methods. Along with loading times, three types of pedestrian demand
In this study, the scenario-specific evacuation demand was esti- need to be estimated: walk-to-evacuate, walk-to-transit, and walk-
mated by using multiple data sources and calibrated by the cordon line to-vehicle. The latter two types constitute a significant portion of
counts. The demand estimation for simulation purposes focuses on the overall pedestrian volume and have a great impact on vehicle
the general public at prevailing locations that may be self-evacuated mobility during evacuations. In the current case, the transit access
(i.e., workers at workplaces, residents at home, and visitors at major walking trips were derived through a skimming process on a loaded
shopping and tourist attractions). Other population groups such as pedestrian network after transit assignment. The parking facility
persons with disabilities were excluded from the simulation since access trips were estimated by using a multinomial model that con-
special models are needed to estimate their evacuation times. Further-
sidered factors such as walking time to parking zones, driving time to
more, the daytime population was distinguished between the resident
parking zones, parking cost, and parking capacity.
and nonresident population based on census data and the regional
travel model. This distinction allows a more flexible simulation
setup with regard to evacuation destination and mode assignments
for residents versus nonresidents. Multimodal Simulation
Pedestrian Pedestrian
Simulation Evacuation Time
Update: (TI)
Turn/Link Capacity
and Free-Flow Speed
Update: (TI)
Route Travel Time
simulation settings (e.g., turn capacity at intersections as well as link In addition, the Lighthill–Whitham–Richards model was modified
capacity and free-flow speed if pedestrian inundation is modeled) to account for the pedestrian capacity on a link and represent pedes-
updated at each simulation time interval according to the pedes- trian flow characteristics, as proposed by Meschini and Gentile (17).
trian simulation results. However, intersection traffic control may Without a change in the current network configuration (a unidirec-
change during an emergency, and that change can also be modeled by tional node–link network), the link pedestrian capacity was first set
applying a time-varying intersection capacity setting to the vehicle for each direction of a road based on the right-hand-drive convention,
simulation. and a directional capacity was defined by considering the longitudinal
At the end of pedestrian and vehicle simulations, pedestrian and space required by a pedestrian (22). Bidirectional pedestrian flows
vehicle evacuation times are obtained along with other performance (pedestrians moving in two directions on the same link) were mod-
measures. The transit simulation is conducted last to estimate transit eled with an iterative procedure to balance the capacity distribution
volume and transit evacuation time with a schedule-based, capacity- with the demand, as proposed in the literature (17).
constrained assignment method in VISUM (21). Transit evacuation
time would be affected both by the considerable slowdown of on-
Vehicle and Pedestrian Interactions
street transit operations by pedestrian and vehicle traffic and by the
mismatch of available transit capacity with demand. For the former, Different types of pedestrian–vehicle interactions were modeled
the bus delay can be estimated on the basis of the vehicle travel time via Python scripts to update the vehicle simulation settings after
experienced along bus routes from the vehicle simulation. For the the pedestrian simulation. First, time-varying vehicle turn capaci-
latter, since the maximum evacuation demand in the Center City ties were calculated based on the conflicting pedestrian volume at
case occurs during a trough in transit service between the a.m. and crosswalks and traffic control settings. In the case of normal signal
p.m. peak periods, this transit demand–capacity mismatch greatly operations, the through capacity of vehicle traffic is not affected by
increases evacuation times, as will be seen later. pedestrian movements, but the right-turn and left-turn capacities
are affected. This pedestrian impact was calculated by following the
Vehicle and Pedestrian Simulations Highway Capacity Manual (23) methods for capacity adjustment at
signalized intersections in two situations: (a) the pedestrian adjust-
The Center City model employs the dynamic user equilibrium (DUE) ment for right-turn lane groups and (b) the pedestrian adjustment for
model implemented in VISUM to simulate network flow dynamics left-turn lane groups from a one-way street. To represent the flow
during evacuations. Given time-dependent origin–destination tables, dynamics in a relatively high resolution, pedestrian flows and their
which represent the loading pattern of vehicles and pedestrians impacts on vehicle flows were evaluated at the 15-min interval and,
during an evacuation operation, the DUE model evaluates the accordingly, vehicle capacities were updated at the 15-min interval
time-varying characteristics of links based on the Lighthill– during the vehicle simulation.
Whitham–Richards traffic flow model, and balances the path flows In case of signal failure, vehicle capacities will be adjusted for all
based on the experienced travel time. Since the underlying equilib- movements. In this case, signalized intersections may function like
rium assumption is unlikely to be met in evacuation situations, the all-way stop control, whereas pedestrians are likely to cross with
DUE model was not intended to reach or converge to equilibrium a higher priority regardless of vehicles. In this study, a simple but
conditions but was used mainly for evaluating the evolution of net- intuitive method was applied to evaluate the impact of signal failure,
work performance under changing demand or network conditions by using the following equation:
(roadway capacity and traffic control). A desirable feature of the
DUE model is that it can take time-varying variables (e.g., free-flow 1 − Vped
Cveh = k × Cveh
0
×
speed and capacity) as inputs. Cped
Yuan and Puchalsky 95
where Center City in the morning, whereas residents of Center City will
evacuate to the nearest exit outside Center City from their current
Cveh = new vehicle turn capacity (vehicles/h, or vph),
locations. The second scenario is a regional blackout scenario,
0
C veh = initial vehicle turn capacity (vph),
which also involves moving a large amount of population. In this
Vped = pedestrian flow rate (passengers/h, or pph),
case, since the subway and regional rail systems are out of service,
Cped = pedestrian capacity (pph), and
nonresidents will drive, walk, or take buses home or to designated
k = base reduction factor.
transit centers in order to access transit service back to their homes
The base reduction factor (k) represents the additional delay across the region. Furthermore, two potential strategies were evalu-
incurred as traffic control type changed from signalized to all-way- ated for prioritizing intersection control and enhancing system resil-
stop operations. Without empirical data for validation, the proposed iency in the blackout scenario. Simulating these scenarios provides
method is not intended for providing a rigid estimation of new insight on how Center City evacuation functions and answers to a
intersection capacity and delay in the signal failure condition but number of critical planning questions posted by the Office of Man-
rather as a viable tool for evaluating the potential delay on evacu- agement with respect to evacuation timeline, transit dependence,
ation times. The proposed method may be sufficient for evaluating emergency vehicle routing, critical infrastructure protection, and
the relative effectiveness of different traffic management strategies emergency supply distribution. Because of the sensitive nature of
(e.g., different plans to allocate police officers to direct traffic at some results, only selected results are reported here, and the discus-
intersections) under the same capacity assumption. sion is focused on analysis methods and making recommendations
Furthermore, pedestrian inundation was modeled. Inundation in for evacuation planning in general.
this context is defined as the overflow of pedestrians from a side-
walk to a driveway due to the high pedestrian density on the side-
walk. In this situation, an assumption was made that pedestrians Evacuation Time
will occupy one vehicle lane if the sidewalk is overcrowded. This
theory was implemented by checking for the critical density on side- Evacuation time is the most commonly used measure of effective-
walks after the pedestrian simulation was performed and the vehicle ness for evacuation planning. The time required to evacuate 100%
capacity and free-flow speed on the inundated links were updated of the population (i.e., network clearance time) is seldom attainable
for the sequential vehicle simulation. in reality; the time required to evacuate 95% of the total population
is a more practical and meaningful measure to represent the overall
evacuation timeline. Further, the evacuation process by transporta-
Scenario Modeling tion mode (i.e., walk, car, bus, subway, light rail, and heavy rail) can
be described by evacuation curves, which represent the cumulative
After the model calibration (with regard to demand, simulated vol- percentage of evacuees cleared from the evacuation area as a func-
ume, and travel time), two hypothetical emergency evacuation sce- tion of time (24). Figure 4 represents the evacuation curves associ-
narios were modeled. The first one is a generic scenario not tied ated with each transportation mode used for evacuation in the first
to a specific emergency type. In this case, assuming no damage of scenario. For example, the “Walk” evacuation curve represents the
transportation infrastructure, a multimodal evacuation of the entire time required for those who were assumed to evacuate by walking
Center City at the peak of daytime population was simulated. The out of Center City, and the “Bus” evacuation curve includes the time
simulation started with assumptions that nonresidents of Center required for evacuees walking to a bus stop, waiting for a bus, and
City will evacuate by the same mode and direction as they entered riding out of Center City.
100
90
80
Cumulative Percentage
70
60
50
40
Walk
Subway
30
Car
20 Bus
Trolley
10 PATCO Speedline
Regional rail
0
0 15 30 45 60 75 90 105 120 135 150 165 180 195 210 225 240
Time (min)
The evacuation times for car and pedestrian (walking) were directly mass transit to commute to Center City on a daily basis. In case of
available from the simulation model. The sensitivity of these evacua- emergency evacuations, the conditions and effectiveness of mass
tion times was analyzed with respect to capacity assumptions, simula- transit operations may be the key of the entire evacuation process.
tion settings, and loading times. Overall, the results appeared to be From the planning perspective, it is critical to understand how par-
consistent in terms of the timeline to evacuate the majority of evacuees tial or complete shutdown of various modes of mass transit would
(comparatively, the network clearance time is more sensitive). affect evacuation time. Accordingly, emergency response plans may
In contrast, the transit evacuation time was estimated by first evaluat- be developed and prioritized to improve transit system resiliency.
ing evacuation demand versus transit supply (the service frequency To evaluate transit dependence, first a ballpark evaluation of transit
at noon, which is the peak of person accumulation in Center City and system importance can be made based on the estimated demand split
the onset of the evacuation in the first scenario). If there is no delay on individual transit systems versus supply from the first scenario.
in transit service (i.e., transit vehicles could arrive in Center City on Then scenario analysis can be conducted to evaluate how the partial
time, make turns, and drive out of Center City with normal run time), or complete shutdown of a specific transit system would affect evacu-
the transit supply may be sufficient to accommodate the evacuation ation time. The blackout scenario is a good (and realistic) example of
demand within 3 h. In Figure 4, the evacuation time for heavy rail all permutations. In the blackout scenario, although the subway and
(Southeastern Pennsylvania Transportation Authority regional rail regional rail systems are assumed to be out of service, bus service will
and Port Authority Transit Corporation Speedline) appears to be the continue with limited service due to congestion. Nonresidents who
longest, which in fact shows the mismatch of the off-peak transit commute by subway and regional rail now need to detour to desig-
capacity with the peak daytime population. The evacuation time could nated transfer centers outside Center City to access transit services
be significantly reduced if the operation of the heavy-rail system is back home across the rest of the region. Figure 6 shows the evacuation
able to adapt to a higher service frequency in response to the emer- curves in the blackout scenario.
gency conditions. As such, the bus evacuation time and delay may be In this scenario, the pedestrian evacuation time was least affected by
more of a concern. Based on the change of car travel time during the the blackout and, as expected, the vehicle evacuation time increased
simulation, the delay on bus run time was estimated and included in because of intersection delay when signals failed. In reality, the pedes-
the estimated bus evacuation time. trian and vehicle evacuation time may be even longer, since some
Figure 5 shows the estimated average bus delay outside Center City transit riders may walk, carpool, or wait to be picked up by families
by direction. The delay on a bus route was estimated by the differ- and friends instead of waiting for transit service. The mode shift may
ence between the car run time along the bus route and the scheduled increase the congestion level on the street network and consequently
bus run time. The longest bus delay appears along the eastbound increase the vehicle and pedestrian evacuation times. However, the
bus routes from Center City, Philadelphia, to New Jersey via the major challenge in this case is that the bus capacity is far below the
Benjamin Franklin Bridge. Therefore, potential mitigation strate- transit demand (because of a combination of a low midday transit
gies may consider improving traffic control along bus routes in that capacity and a large demand shift between subtransit modes); the
direction or detouring buses entering New Jersey to other bridges. result is an unacceptably long evacuation time.
The bus routing strategy may be designed by examining the network On the demand side, potential mode shift was considered in this sce-
congestion pattern. nario, by assuming that certain percentages of transit users will walk
home if it is possible. On the supply side, transit evacuation time was
estimated by considering only bus routes that provide direct service
Transit Dependence from Center City to the transfer centers. Although people may take
alternative buses that require transfers or walk to the transfer cen-
The mass transit system plays an important role in many dense ters, the transit supply is still significantly lower than the potential
urban areas. In Philadelphia, about 50% of nonresidents rely on evacuation demand. Furthermore, when the congestion along the bus
40
35
Bus Travel Time Delay (min)
30
25
20
15
Eastbound
10
Westbound
5 Northbound
Southbound
0
0 15 30 45 60 75 90 105 120 135 150 165 180
Time (min)
100
90
80
Cumulative Percentage
70
Walk
60 Car (signals working)
Car (signals failure)
50 Transit
40
30
20
10
0
0 15 30 45 60 75 90 105 120 135 150 165 180 195 210 225 240
Time (min)
routes is taken into consideration, the bus evacuation times would be riding signal operations designed for normal traffic conditions would
even longer. The simulation suggests that evacuee collection points be more practical and effective.
should be designed with a closer proximity to Center City to ease the There are two potential approaches to prioritize intersection con-
access and transport of people to their homes. trol. One approach is to focus on routes or route segments that carry
high vehicle traffic. All intersections along these routes or route seg-
ments may need to be controlled as early as possible. The concern
Intersection Control Priority is that traffic breakdown (queuing and spillback) at one intersection
of a high-volume route may cause the breakdown of upstream inter
In the event of mass traffic control system failure, intersection control sections and a gridlock condition. The other approach is to focus on
priority (i.e., which intersections should be prioritized for the initial critical high-volume intersections, which may be selected on the basis
deployment of police officers, given limited resources) is an impor- of a combination of factors including the total amount of evacuation
tant planning question. Even if signals remain functional, controlling traffic to pass through, the directional split of the vehicle volume
critical intersections could be advantageous to smooth evacuation (i.e., the conflicting level of vehicle movements), and the pedestrian
flow (overriding midday signal timings that are not in favor of evacu- volume. Figure 7 compares the effectiveness of these two approaches
ation operations) and ensure safety against conflicting movements in prioritizing intersection control.
of pedestrians and vehicles from minor approaches. In Center City, For intersections selected for initial police control, their capacities
Philadelphia, since all signalized intersections operate with pretimed were assumed to be restored to the original capacity. Police control
timing plans, implementing emergency intersection control by over- was established in an incremental manner (deployment sequence
100
90
80
Cumulative Percentage
70
60
50
40
30
20 Evacuated signal working
Evacuation blackout route control
10
Evacuation blackout node control
0
0 30 60 90 120 150 180 210 240 270 300
Time (min)
depends on the intersection or route ranking), whereas the total num- 5. Franzese, O., and L. Han. Traffic Modeling Framework for Hurricane
ber of intersections to be controlled was subject to the constraint of Evacuation. Presented at 81st Annual Meeting of the Transportation
Research Board, Washington, D.C., 2002.
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In this case, the staff capacity was only sufficient to control a small Regional Traffic Simulation for Emergency Preparedness. University
portion of signalized intersections in a no-notice evacuation sce- Transportation Center for Alabama, Birmingham, 2004.
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the impact of signal control failure to some extent. However, the a Strategic Hurricane Evacuation–Dynamic Traffic Assignment Model
for the Houston, Texas, Region. In Transportation Research Record:
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Evacuation Scenarios. Building and Environment, Vol. 46, Issue 9, 2011,
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15. Zhang, X., and G. L. Chang. A Dynamic Evacuation Model for Pedestrian–
The model structure and simulation procedures proposed in this Vehicle Mixed-Flow Networks. Transportation Research Part C, Vol. 40,
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