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Published in 2011 by Britannica Educational Publishing

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First Edition

Britannica Educational Publishing


Michael I. Levy: Executive Editor
J.E. Luebering: Senior Manager
Marilyn L. Barton: Senior Coordinator, Production Control
Steven Bosco: Director, Editorial Technologies
Lisa S. Braucher: Senior Producer and Data Editor
Yvette Charboneau: Senior Copy Editor
Kathy Nakamura: Manager, Media Acquisition
Amy McKenna: Senior Editor, Geography and History

Rosen Educational Services


Jeanne Nagle: Senior Editor
Nelson Sá: Art Director
Cindy Reiman: Photography Manager
Nicole Russo: Designer
Matthew Cauli: Cover Design
Introduction by Andrew Barbour

Library of Congress Cataloging-in-Publication Data

The history of southern Africa / edited by Amy McKenna.—1st ed.


p. cm.—(The Britannica guide to Africa)
“In association with Britannica Educational Publishing, Rosen Educational Services.”
Includes bibliographical references and index.
ISBN ŻŹźƝųƝŸųŷŵŲƝŵŻźƝŶ ɄƧ **&ƨ
1. Africa, Southern--History. I. McKenna, Amy, 1969
DT1079.H57 2011
968—dc22
2010019433

On the cover: Xhosa boys prepare for a traditional manhood ceremony in South Africa.
Per-Anders Pettersson/Reportage/Getty Images

On pages 1, 15, 49, 72, 82, 91, 101, 110, 120, 132, 180, 186, 198: A tree towers over the spot
where, as legend has it, missionary and explorer David Livingstone’s heart is buried. Hulton
Archive/Getty Images
4

CONTENTS
Introduction xiii

Chapter 1: Early History 1


Early Humans and Stone Age Society 3
The Khoisan 5
San 6
The Khoekhoe Today 8
The Spread of Bantu Languages 8
Food Production 9
The Rise of More Complex States 11
Toutswe 11
Veld 12
Swahili Culture 12
Mapungubwe and Great Zimbabwe 13
19
Torwa, Mutapa, and Rozwi 13
Small-Scale Societies 14

Chapter 2: European and African


Interaction 15
The Portuguese in West-Central and
Southwestern Africa 15
The Imbangala 17
The Chokwe 17
The Ovimbundu 18
The Portuguese in Southeastern Africa 18
The Zambezi Valley 19
Other Southeastern African States 20
Maravi Confederacy 21
The Declining Power of the Portuguese 21
The Dutch at the Cape 22
First Khoekhoe-Dutch Contact 22
Boer Expansion 23 29
Slavery at the Cape 23
Khoisan Resistance to the Dutch 24
Xhosa-Dutch Conflict 25
“Legitimate” Trade and the Persistence
of Slavery 26
The Continuation of the Slave Trade 26
Effects of the Slave Trade 27
The “Time of Turmoil” 28
Shaka and the Creation of the Zulu 29
Zulu 30
40

Increasing Violence in Other Parts


of Southern Africa 31
British Development of the Cape Colony 32
Changes in the Status of Africans 33
Continuing Settler-Xhosa Wars 34
Growth of Missionary Activity 35
The Expansion of White Settlement 36
The Republic of Natalia and the British
Colony of Natal 36
Battle of Blood River 37
Voortrekker Republics in the Interior 37
The Orange Free State and Basutoland 38
Minerals and the Scramble for Southern Africa 39
The Diamond Industry 40 50
The Discovery of Gold 41
Cecil Rhodes 42
The Annexation of Southern Africa 43
Portugal in Southern Africa 45
Germans in South West Africa 47

Chapter 3: Southern Africa from 1899


Through Decolonization 49
The South African War 49
The Nature of Colonial Rule 51
The Changing Labour Market 52
Changes for Afrikaners 53
Growth of Racism 53
Basutoland, Bechuanaland, and Swaziland 54
Police Zone 55
Ovamboland 55
Southern Rhodesia 56
Nyasaland and Northern Rhodesia 56 57
Settlers in Mozambique and Angola 57
Class and Ethnic Tensions Among
White Settlers 58
Land, Labour, and Taxation 59
White Agriculture and African Reserves 59
The Invention of Tribalism 61
Labour and the Mining Industry 62
The Impact of Migrant Labour 63
Urbanization and Manufacturing 64
The African Response 65
62

Royal Family Politics 65


Political Organizations and Trade Unions 66
Christianity and African Popular Religion 67
The Impact of World War II 68
Independence and Decolonization in
Southern Africa 70

Chapter 4: Angola 72
Early Angola 72
The Kongo Kingdom and the Coming of the
Portuguese 73
Colonial Transition (1820s–1910) 73
Lunda Empire 74
From Colonial Conquest to Independence
69
(1910–75) 76
Independence and Civil War 77
Agostinho Neto 78
Angola in the 21st Century 81

Chapter 5: Botswana 82
Early Pastoral and Farming Peoples 82
Khoisan-Speaking Hunters and Herders 82
Bantu-Speaking Farmers 82
Iron Age States and Chiefdoms 83
Eastern States and Chiefdoms 83
Western Chiefdoms 84
Rise of Tswanadom 84
Growth of Tswana States 84
Times of War 84
Tswana 85
Prosperous Trading States 86
British Protectorate 86 87
Sir Seretse Khama 87
Advance to Independence 88
Botswana Since Independence 89

Chapter 6: Lesotho 91
Early History 91
The Sotho Kingdom (1824–69) 91
Moshoeshoe 93
Basutoland 95
The Gun War 96
103

The Kingdom of Lesotho 97


The First Two Decades 97
Political Crisis 98
Challenges in the 21st Century 100

Chapter 7: Malawi 101


Early History 101
Colonial Rule 104
Postindependence Malawi 104
Hastings Kamuzu Banda 105
The Banda Regime (1963–94) 106
Malawi Since 1994 107

Chapter 8: Mozambique 110 108


Precolonial Period 110
Early Settlement 110
The Rise of the Zimbabwe Civilizations 111
Arrival of the Portuguese 112
Slaves and Trade 113
Colonial Mozambique 114
Consolidation of Portuguese Control 114
Mozambique Under the New State Regime 115
Samora Machel 116
Independence 117
Mozambique as a One-Party State 117
Peace in Mozambique 118

Chapter 9: Namibia 120


Early History and the Beginning of the
Colonial Era 120
Basters 122
The German Conquest 122 111
The South African Conquest 125
The Political Economy of a Colonial Boom 125
From Resistance to Liberation Struggle 126
The Road to Namibia 127
Sam Nujoma 128
Independence 129

Chapter 10: South Africa 132


Prehistory 132
The Early Stone Age 133
124

The Middle Stone Age 133


The Late Stone Age 134
Pastoralism and Early Agriculture 135
The Iron Age 136
Iron Age Sites 136
First Urban Centres 136
Europeans in South Africa 137
Settlement of the Cape Colony 137
Growth of the Colonial Economy 139
Increased European Presence (c. 1810–35) 140
British Occupation of the Cape 141
The Delagoa Bay Slave Trade 143
Emergence of the Eastern States 143
The Expansion of European Colonialism
134
(c. 1835–70) 144
The Great Trek 144
The British in Natal 145
Attempts at Boer Consolidation 146
The Cape Economy 146
Disputes in the North and East 148
The Zulu After Shaka 149
Cetshwayo 150
The Decline of the African States 151
Diamonds, Gold, and Imperialist Intervention
(1870–1902) 151
Diamonds and Confederation 152
Afrikaner and African Politics in the Cape 153
Gold Mining 154
The Road to War 154
The South African War (1899–1902) 155
Reconstruction, Union, and Segregation
(1902–29) 156 147
Milner and Reconstruction 157
Convention and Union 158
Black, Coloured, and Indian Political
Responses 159
Union and Disunity 159
African National Congress (ANC) 160
Afrikaner Rebellion and Nationalism 161
Segregation 162
The Pact Years (1924–33) 163
The Apartheid Years 164
156

The Intensification of Apartheid in


the 1930s 164
World War II 165
The National Party and Apartheid 166
Resistance to Apartheid 170
Robben Island 171
The Unraveling of Apartheid 172
Transition to Majority Rule 175
Postapartheid South Africa 176
The Mandela Presidency 176
The Truth and Reconciliation Commission 177
South Africa Since Mandela 178

Chapter 11: Swaziland 180 169


Early History 180
Emergence of the Swazi Nation 181
Sobhuza 182
Mswati II 183
Colonial Administration 183
Swaziland Since Independence 184

Chapter 12: Zambia 186


Archaeology and Early History 186
Copperbelt 188
External Contacts 188
Colonial Rule 190
Independent Zambia 193
Zambia Under Kaunda 193
Chiluba Presidency 195
Mwanawasa and Banda Administrations 196

Chapter 13: Zimbabwe 198 176


Early History 198
Portuguese Exploration 198
Great Zimbabwe 199
The British South Africa Company 200
Economic and Political Development 200
Self-Government 201
Godfrey Huggins, 1st Viscount Malvern 202
Federation 202
Robert Mugabe 203
Rhodesia and the UDI 203
207

Independence 204
A New Government 205
The Issue of Land Reform and the Rise
of the Movement for Democratic Change 205
Increasing Discord 206
Economic Crisis 208
2008 Elections and Aftermath 209

Conclusion 212
Glossary 214
Bibliography 215
Index 217
INTRODUCTION
Introduction | xiii

T he Southern African region today is


a vibrant mix of people and cultures
with a rich history. Throughout this his-
societies. Long before Portuguese explorer
Bartolomeu Dias rounded Cape Agulhas,
at the southernmost portion of Africa, in
tory rests the story of how peoples and 1488, the region was home to a series of
cultures have collided during the struggle impressive settlements that rose and
to control the area’s great riches—gold, fell between the 7th and 15th centuries.
diamonds, ivory, land, and, distressingly, From the 11th century onward, however,
the very people themselves—and how the wealth of these settlements relied on
these peoples and cultures have risen to more than just cattle and ivory, which had
the challenge of finding ways to prosper also become important. Trade in gold and
and coexist. copper enriched Mapungubwe, near the
Archaeological findings have indi- Zimbabwe border in present-day South
cated that Southern Africa is the land Africa, and Ingombe Ilede, in present-
from which humankind’s ancestors day Zambia. The impressive stone ruins
evolved, between 3 million and 1 million of Great Zimbabwe, located in south-
years ago. Indeed, it is probable that the eastern Zimbabwe, are testament to the
indigenous San, Pygmy, and Khoekhoe power and technological achievements
peoples of Southern Africa are linked of these more complex societies.
genetically to that earlier, ancient popu- This new wealth was built on the
lation. Little, if anything, is known about development of trade routes, most nota-
interaction among these particular early bly along the Limpopo and Save river
groups, which emerged 17,000–22,000 valleys, connecting the interior with the
years ago. Starting around 100 CE, sophisticated Swahili culture that had
though, a cultural collision occurred spread south along the Indian Ocean
when Bantu peoples—the ancestors of coast. Between the 11th and 15th centu-
many of the region’s current population— ries, some three dozen Afro-Arab towns
migrated southward through Africa. were founded along the coastline. For
While some of the indigenous groups many African groups, it was probably
existed peaceably with the new arrivals, their first contact with the outside world.
others were displaced from the region’s It’s ironic that the trade in gold and ivory
prime lands, often retreating to the des- that allowed these early settlements to
ert margins. flourish would, in no small part, play a
The new arrivals were largely farm- role in the demise of the region’s African
ers, and their charges—cattle and other societies during the colonial period.
livestock—would later become an impor- The establishment of trade routes with
tant element of more prosperous, settled the coasts paved the way for the later,

Workers at the Kimberley diamond mines in South Africa. Diamonds were discovered at the site
in 1867. Gray Marrets/Hulton Archive/Getty Images
xiv | The History of Southern Africa

large-scale exploitation of the region’s exploitation of another of the region’s


resources by outside powers. great resources, ivory. Hunters had been
The Portuguese were the first killing elephants for their ivory for centu-
Europeans to enter Southern Africa, ries. Yet when Britain finally banned the
as they searched for a sea route to the slave trade in 1807, the focus—at least in
wealth of India. A Portuguese settlement the western part of the region—switched
was established at Luanda in present- more intensely to ivory. Firearms, cou-
day Angola in 1575, and the Portuguese pled with the growing demand for ivory
wrested control of the port city of Sofala in Europe and elsewhere, now sealed
in Mozambique from the Arabs in the the fate of most of the region’s elephant
early 16th century. herds. By 1880, the ivory trade almost col-
Slavery had long been a feature lapsed due to the virtual extermination of
among African societies, as it had in elephants in Southern Africa.
many other parts of the world. European The Portuguese, who had originally
and Arab traders engaged with African hoped to profit from gold in the inte-
societies to secure slave labour. With rior, had gone on to profit from slavery
growth in the 18th century of labour- instead. The arrival in Southern Africa
intensive sugar, coffee, and cotton of the Dutch, and later the British, was
plantations in the New World, however, prompted by different goals. By the late
the demand for slaves skyrocketed. In 16th century, European ships regularly
the eastern part of the region, in present- stopped at the Cape of Good Hope for
day Mozambique, the old trade routes for fresh water and to trade for cattle with
ivory and gold were now tapped to sup- the Khoekhoe. In 1652, the Dutch East
ply another resource—humans. India Company established a perma-
The enormous demand for slaves nent settlement there to grow provisions
had a destabilizing effect throughout the for ships en route to its possessions in
region, as many pursued the profits to be the Far East.
won by selling slaves to traders on the As the Cape settlement grew, Dutch
coasts. Slave raids, particularly against farmers pushed further into the hin-
settled agrarian populations, soared. terland, coming into conflict with the
Warfare and banditry led to a surge in Khoekhoe and San. Starting in 1659,
famine and disease, and a large percent- a series of guerrilla wars were waged
age of the indigenous population of the between the Dutch colonists and the
region was enslaved or displaced. Khoisan, as the two indigenous peoples
To facilitate their slave raids and are collectively known. Only in 1803
give them an advantage in war, some were the Khoisan finally defeated. By
African groups purchased firearms from then, the expansion of the colonists’ ter-
European and Arab traders. In so doing, ritory had already brought them into
they also obtained the mechanism for the conflict with the Xhosa, a Bantu group
Introduction | xv

that was migrating southward toward reports of easy victories over indigenous
the Cape, driven by overpopulation and African populations further inland as
a shortage of land. well as the prospect of more land. In what
While the colonists—by then referred is known as the Great Trek, Boers loaded
to as Boers—and Xhosa skirmished in the up their ox wagons and headed into the
west, unprecedented warfare broke out interior to establish their own republics.
among the Nguni chiefdoms in the south- Inevitably, this led to even further con-
east. Control of the cattle and ivory trade flict with African groups, including the
no doubt played a part, but the conflict Zulu. At the Battle of Blood River in 1838,
again appears to have originated in dis- the Boers defeated the Zulu.
putes over land, exacerbated perhaps by Through the first six decades of the
a series of devastating droughts between 19th century, arable and grazing lands
1800 and 1818. were the resources at the heart of many
Out of this turmoil arose the Zulu, conflicts. An additional source of conflict
who, under the brilliant military leader- was added in 1867 with the discovery of
ship of Shaka, developed into the most diamonds beyond the Cape Colony, in
powerful state in southeastern Africa. Griqualand West, opening up the next
Shaka embarked on a series of wars that great struggle for the wealth to be had in
displaced numerous groups which, in turn, Southern Africa. By 1871, nearly 50,000
clashed with the peoples in their path. people—black and white—had descended
A similar event occurred in the on the diamond diggings at Kimberley.
east, much of which was now known as Seduced by riches, the fledgling Boer
the Cape Colony, as displaced Khoisan republics and Tswana chiefs were among
and escaped slaves, often armed with those who laid claim to the diamond
guns, pushed into areas occupied by the zone, but Britain maneuvered to annex
Tswana and Nama. The twin effects of the area for itself, establishing a pattern
these settler and Zulu wars ultimately for the expansion of its imperial territo-
sent whole populations on the move, ries in Southern Africa.
changing the entire region as far north The diamond fields of Kimberley
as Tanzania and Zambia. were important for another reason as
The struggle for control of the well. There, mining magnates pioneered
region’s lands intensified after the British the kind of exploitative labour policies
annexed the Cape Colony in 1806 to that would become endemic throughout
protect the sea route to India during the the region. By 1888, thousands of claims
Napoleonic Wars. Their introduction of that had originally been worked by indi-
more progressive labour laws and the vidual diggers had been overtaken by the
abolition of slavery in the Cape in 1834 De Beers Mining Company, under the
irritated the Boers at a time when they control of Cecil Rhodes. Labour in the
were also somewhat intrigued with the De Beers-controlled mines was provided
xvi | The History of Southern Africa

almost exclusively by migrant blacks manufacturing base, transportation


who were housed in closed compounds networks, and a modern economy. Not
and paid low wages. surprisingly, the demand for labour
This labour trend accelerated with soared. Back in the 18th and early 19th
the discovery in 1886 of yet another centuries, the demand for labour—slave
stunning resource—the world’s richest labour—had come primarily from New
goldfields—on the site of present-day World plantations. Now, the demand
Johannesburg. The mines there came from within. Means other than slav-
employed tens of thousands, the major- ery were needed to create a large supply of
ity of whom were black migrants drawn cheap, controllable workers. The seizure
from all over the region. The discovery of land by white settlers, coupled with
of these rich mineral deposits acceler- high taxes, drove increasing numbers of
ated the colonial land grab in Southern blacks into the labour market. From the
Africa. In 1884, the Germans annexed turn of the 20th century, pro-white legis-
territory that is now in present-day lative acts, which often deprived blacks
Namibia. The rumors of ancient gold and other non-whites of the right to vote
diggings beyond the Limpopo River or own land, further swelled the pool of
lured the British north. By 1894, Rhodes, cheap labourers.
who also served as prime minister of Although it varied from colony to
the Cape Colony, had gained control colony, the ideology of segregation was
of a vast territory that today comprises embraced to some degree by almost every
Malawi, Zambia, and Zimbabwe. government in Southern Africa. Nowhere
When hopes of finding a second was this truer than in South Africa where,
large gold strike in the north dimmed, the in the mid-20th century, racially discrimi-
British turned their attention back to the natory practices that had been in place
mother lode in Johannesburg, which was for decades were further broadened and
then part of the Boer-controlled South solidified under a policy of apartheid,
African Republic. The South African War which segregated the races and sanc-
(1899–1902), a bloody conflict between tioned economic, residential, and political
British troops and the Boer republics (the discrimination against non-whites.
Free State, another Boer republic, fought African groups did not acquiesce
along side of the South African Republic), quietly. Political opposition to the
left the goldfields in British hands and entrenchment of white power extended
laid the foundation for the creation of back to the end of the South African War
present-day South Africa. in 1902, but it became far more energized
The wealth created by the mineral dis- during World War II, when economic
coveries transformed the region quickly expansion drew large numbers of blacks
from a primarily agricultural society to to settle permanently in the cities. In the
one with an increasingly sophisticated wake of the war, the imperial powers also
Introduction | xvii

came under external pressure to give up South Africa played a major role in
their colonial possessions. The process slowing the transition to black-majority
of decolonization was relatively peaceful rule in all of these countries, often by
in British territories such as present-day direct military intervention or by sup-
Zambia, Lesotho, Malawi, Swaziland, and port. By 1990, however, South Africa was
Botswana. In other areas, however, the ringed by countries with black-majority
transition to black-majority rule was a governments and isolated through inter-
long and violent process. national sanctions. Increasing unrest,
The Portuguese colonies of Angola labour strikes, and violence within
and Mozambique, and, to a lesser extent, the country finally led to the release
South Africa-controlled Namibia (known of Nelson Mandela, a longtime leader
then as South West Africa, administered of the African National Congress who
by South Africa after the Germans lost the had been jailed since the 1960s, and the
territory in World War I) were wracked unraveling of apartheid. In 1994, dur-
by decades of war. After unilaterally ing the country’s first free elections,
declaring its independence from Britain Mandela was elected president of South
in 1965, white minority-ruled Zimbabwe Africa, drawing the curtain on white
(then Rhodesia) also was afflicted by con- rule in the region—as well as a new era
flict, which ended only with the election of independence for the countries of
of a black-majority government in 1980. Southern Africa.
CHAPTER 1
Early History

S outhern Africa comprises the countries of Angola,


Botswana, Lesotho, Malawi, Mozambique, Namibia,
South Africa, Swaziland, Zambia, and Zimbabwe. The history
of Southern Africa cannot be written as a single narrative,
as shifting geographic and political boundaries and chang-
ing historiographical perspectives render this impossible.
Research into local history in the late 20th and early 21st
century has presented fragmented historical knowledge, and
older generalizations have given way to a complex polyphony
of voices as new subfields of history—gender and sexual-
ity, health, and the environment, to name but a few—have
developed. Archaeological and historical inquiry has been
extremely uneven in the countries of the Southern African
subcontinent, with Namibia the least and South Africa the
most intensely studied. Divided societies produce divided
histories, and there is hardly an episode in the region’s history
that is not now open to debate. This is as true of prehistory as
of the more recent past.
The uncertainties of evidence for the long preliterate
past—where a bone or potsherd can undermine previous
interpretations and where recent research has subverted even
terminology—are matched by conflicting representations of
the colonial and postcolonial periods. In Southern Africa, his-
tory is not a set of neutrally observed and agreed-upon facts.
Present concerns colour interpretations of even the remote
2 | The History of Southern Africa

Map of Africa, emphasizing the countries of Southern Africa. Courtesy of the University of Texas
Libraries, The University of Texas at Austin
Early History | 3

past. For all the contestants in contem- highland savanna plains of Southern
porary Southern Africa there has been Africa date from about 3 million to 1 mil-
a conscious struggle to control the past lion years ago. There can be little doubt
in order to legitimate the present and lay that for hundreds of thousands of years
claim to the future. Who is telling what Southern Africa, like eastern Africa, was
history for which Africa is a question that in the forefront of human development
needs constantly to be addressed. and technological innovation.
Controversies remain, however. The
EARLY HUMANS AND connections between australopithecines
STONE AGE SOCIETY and earlier potentially hominin forms
remain unclear, while a number of spe-
The controversies in Southern African cies of australopithecines have been
history begin with the discovery of a identified. Their evolution into the spe-
fossilized hominin skull in a limestone cies Homo habilis and then into the
cave at Taung near the Harts River north species Homo erectus—which displayed
of Kimberley in 1924, followed in 1936 the larger brain, upright posture, teeth,
by discoveries in similar caves in the and hands resembling those of modern
Transvaal (now Limpopo and Gauteng humans and from whom Homo sapiens
provinces) and Northern Cape province, almost certainly evolved—is still fiercely
in South Africa. Other significant hom- debated. Homo erectus appears to have
inin finds were made in the Sterkfontein roamed the open savanna lands of east-
Valley (in Gauteng province) begin- ern and Southern Africa, collecting fruits
ning in the 1940s. For some time the and berries—and perhaps roots—and
significance of these finds and their rela- either scavenging or hunting. Acheulean
tionship to the evolution of early humans industry appeared during the Early Stone
were unappreciated, perhaps because Age (c. 2.5 million to 150,000 years ago)
the finds could not be dated, and stone and was characterized by the use of
tools—long regarded as the defining simple stone hand axes, choppers, and
characteristic of early humans—had not cleavers. First evident about 1.5 million
been found with them. years ago, it seems to have spread from
Since that time, similar but datable eastern Africa throughout the continent
discoveries in eastern Africa as well as and also to Europe and Asia during the
discoveries in the Makapansgat Valley Middle Pleistocene Epoch, reaching
in South Africa have made it possible Southern Africa about 1 million years
to place the South African remains in ago. Acheulean industry remained domi-
sequence and identify them as austra- nant for more than 1 million years.
lopithecines, upright-walking creatures During this time early humans also
who are the earliest human ancestors. developed those social, cognitive, and
The australopithecines who roamed the linguistic traits that distinguish Homo
4 | The History of Southern Africa

sapiens. Some of the earliest fossils asso- a variety of snares and traps for hunt-
ciated with Homo sapiens, dated from ing, as well as grindstones and digging
about 120,000 to 80,000 years ago, have sticks for gathering plant food. Using
been found in South Africa at the Klasies hooks, barbed spears, and wicker baskets,
River Mouth Cave in Eastern Cape prov- they also were able to catch fish and thus
ince, while at Border Cave on the South exploit rivers, lakeshores, and seacoasts
Africa–Swaziland border a date of about more effectively.
90,000 years ago has been claimed for Despite the ever-increasing number
similar Middle Stone Age (150,000 to of radiocarbon dates available for the
30,000 years ago) skeletal remains. many Late Stone Age sites excavated in
With the emergence of Homo sapi- Southern Africa, the reasons for changed
ens, experimentation and regional consumption patterns and variations in
diversification displaced the undifferen- technology are poorly understood. Until
tiated Acheulean tool kit, and a far more the 1960s, population explosion and
efficient small blade (also called micro- migration were the common explanations;
lithic) technology evolved. Through subsequent explanations have stressed
the controlled use of fire, denser, more adaptation. Yet the reasons for adaptation
mobile populations could move for the are equally unclear and the model equally
first time into heavily wooded areas controversial. Environmental changes do
and caves. Wood, bark, and leather were not seem to have been directly respon-
used for tools and clothing, while veg- sible, while the evidence for social change
etable foods were also probably more is elusive. Nevertheless, the appearance
important than their archaeological sur-
vival suggests.
Some scholars believe that the addi-
tion of organized hunting to gathering
and scavenging transformed human soci-
ety. The large number of distinctive Late
Stone Age (30,000 to 2,000 years ago)
industries that emerged reflect increas-
ing specialization as hunter-gatherers
exploited different environments, often
moving seasonally between them, and
developed different subsistence strat-
egies. As in many parts of the world,
changes in technology seem to mark a
shift to the consumption of smaller game, Engraving of a rhinoceros, an example of San
fish, invertebrates, and plants. Late Stone rock painting and engraving in South Africa.
Age peoples used bows and arrows and Courtesy of A.R. Willcox; photograph.
Early History | 5

of cave art, careful burials, and ostrich- responsible for hunting game, women
eggshell beads for adornment suggests for snaring small animals, collecting
more sophisticated behaviour and new plant foods, and undertaking domestic
patterns of culture. These developments chores. These patterns are also evident
apparently are associated with the emer- in the recent archaeological record, but
gence between 20,000 and 15,000 bce of it is unclear how far they can be safely
the earliest of the historically recogniz- projected back.
able populations of Southern Africa: the Contrary to the popular view that the
Pygmy, San, and Khoekhoe peoples, who hunter-gatherer way of life was impover-
were probably genetically related to the ished and brutish, Late Stone Age people
ancient population that evolved in the were highly skilled and had a good deal
African subcontinent. of leisure and a rich spiritual life, as their
Although many scholars attempt cave paintings and rock engravings show.
to deduce the nature of Late Stone Age While exact dating of cave paintings
societies by examining contemporary is problematic, paintings at the Apollo
hunter-gatherer societies, this method is 11 Cave in southern Namibia appear
fraught with difficulties. Evidence from to be some 26,000 to 28,000 years old.
Botswana and Namibia suggests that Whereas the art in the northern wood-
many contemporary hunter-gatherers lands is stylized and schematic, that of
recently have been dispossessed and the savanna and coastlands seems more
that their present way of life, far from naturalistic, showing scenes of hunting
being the result of thousands of years and fishing, of ritual and celebration. The
of stagnation and isolation, has resulted latter vividly portrays the Late Stone Age
from their integration into the modern cosmology and way of life. The motives
world economy. This hardly provides an of the artists remain obscure, but many
adequate model for reconstructions of paintings appear linked to the trance
earlier societies. experiences of medicine men, in which
During historic times hunter- the antelope (eland) was a key symbol.
gatherers were organized in loosely In later rock paintings there is also the
knit bands, of which the family was the first hint of the advent of new groups of
basic unit, although wider alliances with herders and farmers.
neighbouring bands were essential for
survival. Each group had its own terri- THE KHOISAN
tory, in which special importance was
attached to natural resources, and in In the long run these new groups of
many instances bands moved seasonally herders and farmers transformed the
from small to large camping sites, follow- hunter-gatherer way of life. Initially,
ing water, game, and vegetation. Labour however, distinctions between early pas-
was allocated by gender, with men toralists, farmers, and hunter-gatherers
6 | The History of Southern Africa

San

The San are an indigenous people of Southern Africa, related to the Khoekhoe. They live
chiefly in Botswana, Namibia, and southeastern Angola. Contrary to earlier descriptions, the
San are not readily identifiable by physical features, language, or culture. In modern times,
they are for the most part indistinguishable from the Khoekhoe or their Bantu-speaking
neighbours.
Nevertheless, a San culture did once exist and, among some groups, still exists. It centred
on the band, which might comprise several families (totaling between 25 and 60 persons). The
elementary family within the band is composed of husband, wife, and their dependent children,
but it is occasionally enlarged by polygynous marriage. Often all band members are related.
Considerable interaction through trade, visiting, and particularly marriage may take place
between bands. Kinship, both real and fictional, has wide ramifications, thus facilitating the
frequent movement of people from band to band, so that the composition of any particular
band may fluctuate considerably in time. Each band is an autonomous, somewhat leaderless
unit within its own territory, and in most bands influence rather than authority is exercised in
particular situations by skilled hunters or older men.
Many of the rural San live in lightweight, semicircular structures of branches laced with
twigs and thatched with grass. Their equipment is portable, their possessions few and light-
weight. Woods, reeds, and animals (and, formerly, stone) are the main raw materials from which
their skin clothing, carrying bags, water containers, and hunting weapons are made. For hunt-
ing they use bows and poisoned arrows, snares, throwing sticks, and sometimes spears. They
have probably always fed on game, wild vegetables, fruits, nuts, and insects. As game becomes
less plentiful, they are forced to rely increasingly on gathering or, ultimately, into abandoning
their old means of subsistence altogether.
The religions of two San groups, the !Kung and the |Gui, seem to be similar, in that both
groups believe in two supernatural beings, one of which is the creator of the world and of
living things whereas the other has lesser powers but is partly an agent of sickness and
death. The !Kung and the |Gui also believe in spirits of the dead but do not practice ances-
tor worship.

were not overwhelming, and in many some 2,000 years ago, about 200 years
areas the various groups coexisted. The before iron-using farmers first arrived
first evidence of pastoralism in the sub- in the better-watered eastern half of the
continent occurs on a scattering of region. It is with the origins of these
sites in the more arid west. There the food-producing communities and their
bones of sheep and goats, accompa- evolution into the contemporary societ-
nied by stone tools and pottery, date to ies of Southern Africa that much of the
Early History | 7

precolonial history of the subcontinent impermanent polities are frustratingly


has been concerned. sparse, but in the upper Zambezi River
When Europeans first rounded valley, southwestern Zimbabwe, and
the Cape of Good Hope, they encoun- Botswana, herding and pottery appear
tered herding people, whom they called late in the 1st millennium bce. Cattle
Hottentots (a name now considered and milking appear somewhat later than
pejorative) but who called themselves small stock and were perhaps acquired
Khoekhoe, meaning “men of men.” from iron-using farmers in western
At that time they inhabited the fertile Zimbabwe or northeastern South Africa.
southwestern Cape region as well as its The loosely organized herders expanded
more arid hinterland to the northwest, rapidly, driven by their need for fresh
where rainfall did not permit crop culti- grazing areas. Along with pastoralism
vation, but they may once have grazed and pottery came other signs of change:
their stock on the more luxuriant central domestic dogs, changes in stone tool
grasslands of Southern Africa. Linguistic kits, altered settlement patterns, larger
evidence suggests that the languages ostrich-eggshell beads, and the appear-
of the later Khoekhoe (the so-called ance of marine shells in the interior,
Khoisan languages) originated in one of which suggests the existence of long-
the hunter-gatherer languages of north- distance trade.
ern Botswana. In the colonial period, Most of Southern Africa’s early agri-
destitute Khoekhoe often reverted to a cultural communities shared a common
hunter-gatherer existence. Herders and culture, which spread across the region
hunters were also frequently physically remarkably quickly from the 2nd century
indistinguishable and used identical ce. By the second half of the 1st millen-
stone tools. Thus, the Dutch, and many nium ce, farming communities were
subsequent social scientists, believed living in relatively large, semipermanent
they belonged to a single population fol- villages. They cultivated sorghum, millet,
lowing different modes of subsistence, and legumes and herded sheep, goats,
including hunting, foraging, beachcomb- and some cattle; made pottery and fash-
ing, and herding. For this reason the ioned iron tools to turn the soil and cut
groups are often referred to as Khoisan, their crops; and engaged in long-distance
a compound word referring to Khoekhoe trade. Salt, iron implements, pottery, and
and San, as the Nama called hunter- possibly copper ornaments passed from
gatherers without livestock (Bushmen, hand to hand and were traded widely.
in the terminology of the colonists, is Some communities settled near excep-
now considered pejorative). tionally good salt, metal, or clay deposits
The archaeological remains of or became known for their specialist
nomadic pastoralists living in craftsmen.
8 | The History of Southern Africa

The Khoekhoe Today

Most Khoekhoe are either Nama or Orlams, the latter term denoting remnants of the “Cape
Hottentots” together with many of mixed ancestry. The main Nama groups are the Bondelswart,
Rooinasie, Zwartbooi, and Topnaar; the main Orlams groups are the Witbooi, Amraal, Berseba,
and Bethanie. The Khoekhoe are not physically distinguishable from the San.
War, disease, and absorption into the Cape Coloured communities have dissipated most of
the original Khoe groups. Their traditional economy and social organization have thus changed
drastically. Formerly their economy was based on herding, hunting, and gathering. Although
some independent families still lead a nomadic pastoral life, the majority have settled and live
by selling their labour; they have adopted the material equipment, dress, language, and gen-
eral mode of living of their Europeanized rural environment. It is claimed that most Khoekhoe
have become Christian. The former nomadic unit—the patriarchal group of related families—
now finds expression as the ward of a village. The clans, to which persons were affiliated by
descent and within which interclan affairs were administered by a council of clan heads, have
given way to reserve groups. These are often administered as political units by chiefs and head-
men, loyalty to whom defines group membership.

THE SPREAD OF BANTU Bantu languages that ultimately derived


LANGUAGES from the Niger-Congo languages of west-
ern Africa some 2,000 to 3,000 years ago.
“Eastern-stream” Bantu speakers,
Archaeologists are divided over whether associated with the earliest farming com-
all these cultural and economic attri- munities in the well-watered eastern half
butes arrived with a single group of of Southern Africa, date from the 2nd to
new immigrants speaking a new lan- the 5th century ce. Similar pottery has
guage or resulted from a more piecemeal been found stretching from northeast-
development of different skills and the ern Tanzania and coastal Kenya through
adoption of new techniques by indig- southern Zimbabwe into eastern South
enous hunter-gatherers, as has already Africa, Mozambique, and Swaziland.
been suggested in the case of herding These early farmers settled on arable
among the Khoekhoe. Moreover, archae- soils along coastal dunes, rivers, and val-
ologists disagree about the routes and ley basins. Where possible, they exploited
modes of dispersal as well as its timing. marine resources, planted cereals, and
It seems likely, however, that a move- worked iron. Cattle and long-distance
ment of immigrants into Southern Africa trade were insignificant.
occurred in two streams and was part of a “Western-stream” Bantu speakers
wider expansion of populations speaking were initially more familiar with fishing,
Early History | 9

oil palms, and the cultivation of veg- combined with pastoralism and metal-
etables than with cereals or cattle. Even lurgy could support far larger settled
before the 1st millennium ce, pottery communities than previously had been
similar to that of the eastern stream possible and enabled a more complex
was being made in the upper Zambezi social and political organization to
valley, and pottery of a slightly more develop. Cattle raising led to increased
recent date has been found in parts of social stratification between rich and
northern Angola. It was probably from poor and established new divisions of
these communities that the Bantu speak- labour between men and women; the
ers spread into the more arid western accumulation of cattle and the continu-
half of the subcontinent, northwestern ous site occupation inherent in cereal
Zambia, southwestern Zimbabwe, along production enabled the storage of wealth
the eastern margins of the Kalahari into and the deployment of more organized
Botswana, and later into eastern South political power. Archaeologists argue
Africa and Mozambique. Like their about how easily groups made the
counterparts in the east, western-stream transition from a way of life based on
Bantu speakers cultivated cereals, hunting and gathering to one centred on
worked metal, and made pottery, but herding or agriculture, but an increas-
the evidence of livestock is far more ing number of excavations suggest that
clear-cut. At first they primarily raised these boundaries were often permeable.
sheep and goats, slightly later cattle. The relationships established among
While some argue that the shift to live- hunters, herders, and agriculturalists
stock raising merely reflects the human over more than 2,000 years of socio-
impact on the environment as new lands economic change ranged from total
were opened up for grazing animals, oth- resistance to total assimilation. For the
ers associate the appearance of domestic indigenous people of Southern Africa
stock with the emergence of a different the frontiers between different modes of
and distinctive tradition of ceramics subsistence presented new dangers and
and a characteristic settlement pattern— opportunities.
known as the Central Cattle Pattern—that As the new culture spread, larger,
embodied both the new centrality of more successful farming communi-
cattle and the different nature of hierar- ties were established. In many areas
chy in these communities. the new way of life was adopted by the
hunter-gatherers. Even in the appar-
FOOD PRODUCTION ently inhospitable and isolated Kalahari
it is now clear that there was intense
Although at first the impact of food interaction and exchange between
production was probably less momen- hunter-gatherers and food producers,
tous than is often assumed, agriculture leading to the development of hybrid
10 | The History of Southern Africa

A farmer tends to his cattle in Soweto, South Africa. Raising cattle was a means of food pro-
duction and an indication of status in early Southern African civilizations. Gallo Images/
Getty Images
Early History | 11

amalgams of pastoralism, agriculture, or are best explained by the arrival of


and foraging. Contemporary Bantu- migrating populations. In part the con-
speaking peoples of Southern Africa troversy may reflect regional differences.
are genetically very similar to the Late In most of Zambia and Malawi a sharply
Stone Age people of Africa. Their close distinguishable pottery style appears at
relationship also is evidenced by the this time, probably from southeastern
presence of Khoisan “click” sounds (in Democratic Republic of the Congo, and
Xhosa, Zulu, and Shona) and loanwords forms the basis of the ceramics made by
in southeastern Bantu and from the iron several different societies. Farther west,
and stone tools, cattle and wild animal however, there are greater continuities
bones, pottery, and ostrich-eggshell with the earlier wares, while in south-
beads on early farming sites such as eastern Africa locally driven increases
Broederstroom in east-central South in population and cattle—which led to
Africa and Hola-Hola in Mozambique. expansion into less favourable environ-
ments but which also brought new ideas
THE RISE OF MORE and new methods of political control—
COMPLEX STATES may hold the key.

From about the turn of the 1st millen- Toutswe


nium ce, in some areas of what are
now central Zambia, southeastern Whatever the explanation, many of
Zimbabwe, Malawi, and eastern South the changes appear for the first time at
Africa, changes in ceramic style were Toutswe in eastern Botswana with the
paralleled by a change in the location appearance about the 7th century ce
and nature of settlements. More sophis- of a new ceramic tradition, new tech-
ticated techniques of ironworking, more nology, and new forms of social and
extensive gold and copper mining, and economic organization. There, larger,
a great increase in stone building sug- well-defended hilltop capitals prob-
gest the evolution of more complex state ably dominated a series of smaller sites
structures, the growth of social inequali- with access to water over a wide region.
ties, and the emergence of new religious Toutswe may provide evidence for a
and spiritual ideas. These changes were, new population; on the other hand, the
however, neither simultaneous nor evidence of its large cattle herds pro-
evenly spread. vides insight into the way in which the
The nature of these transitions and natural buildup of herds in a favour-
the differences among the sites are still able environment could stimulate social
poorly understood, and, again, archaeol- change and territorial expansion. Cattle
ogists disagree as to whether the changes underpinned both material and symbolic
can be explained by local developments power in Southern Africa and served to
12 | The History of Southern Africa

Veld

Veld, meaning field in Afrikaans, is the name given to various types of open country in Southern
Africa that is used for pasturage and farmland. To most South African farmers today the “veld”
refers to the land they work, much of which has long since ceased to be “natural.”
Various types of veld may be discerned, depending upon local characteristics such as ele-
vation, cultivation, and climate. Thus, there is a high veld, a middle veld, a low veld, a bush
veld, a thorn veld, and a grass veld. The boundary between these different varieties of veld is
frequently vague, and all of them are usually referred to with the general term veld by the local
inhabitants. For convenience, its major regions—Highveld, Middleveld, and Lowveld—are dis-
tinguished on the basis of elevation.

cement social obligations through bride- northeastern African coast was well known
wealth and loan arrangements. Cattle to the traders of the Greco-Roman world.
were also an ideal medium for exchange, These contacts diminished with the rise
and the increase in herding necessitated of Islam, and the east coast became part of
increased specialization and the exten- the Indian Ocean trading network. By the
sion of trading networks. Patrilineal and 8th century Arab traders had begun to visit
polygynous cattle-keeping farmers thus more southerly harbours, and between the
had immense advantages over communi- 11th and 15th centuries they founded some
ties that lacked these new forms of wealth three dozen new towns. Although they
and social organization. Similarities never united politically, these towns devel-
between Toutswe and the material cul- oped a common Afro-Arabic, or Swahili,
ture of later sites in the Limpopo valley culture and a splendour that amazed the
and Zimbabwe suggest that Toutswe also first European arrivals.
may have inspired new forms of social The Limpopo and Save rivers were
and economic organization for peoples early arteries of the trade from the south-
further afield. ernmost Arab trading posts, with African
intermediaries initially bringing ivory
Swahili Culture and perhaps animal skins, and later
copper and gold, to the coast. In the 8th
Greater stratification and more complex century the presence of Persian potsherds
social organization were also probably at Chibuene on the coast of Mozambique
accelerated by the growth of trading with and snapped cane glass beads at vari-
the outside world and by competition for ous locations—Kruger National Park,
access to it. In the early centuries ce the Schroda on the Limpopo, Botswana, the
Early History | 13

Zimbabwe plateau, and the Mngeni River whose dwellings cluster at the foot of
near Durban—all attest to the influence the sites where they probably laboured.
of this long-distance trade in the region Large quantities of stone were brought to
and its early integration into the Indian build walls on these hilltop sites, which
Ocean networks. suggests considerable labour. All were
centres of political authority, controlling
Mapungubwe and trade and cattle movement over a wide
Great Zimbabwe area stretching from eastern Botswana
in the west to Mozambique in the east.
At 9th- and 10th-century sites such as Cattle, gold, and copper came in trade
Schroda and Bambandyanalo in the or tribute from settlements hundreds
Limpopo valley, the ivory and cattle trade of miles away. Skilled craftsmen made
seems to have been of major importance, elegant pottery, sculpture, and fine bone
but later sites such as Mapungubwe (a hill- tools for local use and for trade, while
top above Bambandyanalo), Manekweni the presence of spindle whorls suggests
(in southwestern Mozambique), and local weaving.
Great Zimbabwe, which date from the In the past, fierce controversy
late 11th to the mid-15th century, owed raged concerning the identity of
their prosperity to the export of gold. Mapungubwe’s occupants, and, as in the
Farther north the 14th-century site of case of Great Zimbabwe, early excava-
Ingombe Ilede (near the Zambezi-Kafue tors refused to accept that it could have
confluence) probably also owed its pros- been built by Africans. Mapungubwe’s
perity in copper and gold—and its social skeletal and cultural remains are, how-
stratification—to the rise of the east coast ever, identical to those found at other
trade. Although they do not typify the Iron Age settlements in the subconti-
later Iron Age as a whole, the conspicu- nent, and there is little reason to doubt
ous consumption at these sites and the the African origin and medieval date of
bias in oral sources toward centralized both sites.
states means they have attracted perhaps
a disproportionate share of scholarly Torwa, Mutapa, and Rozwi
attention.
In Mapungubwe and Great Zimbabwe In the second half of the 15th century
a wealthy and privileged elite built with Great Zimbabwe came to an abrupt end.
stone and were buried with gold and Its successor in the southwest was Torwa,
copper ornaments, exotic beads, and fine with its centre at Khami; in the north it
imported pottery and cloth. Their homes, was replaced by the Mutapa state. The
diet, and ostentatious burials are in stark new culture at Khami developed both
contrast to those of the common folk, the stone building techniques and the
14 | The History of Southern Africa

pottery styles found at Great Zimbabwe trade, although cereal agriculture and
and seeded a number of smaller sites cattle remained the basis of the economy.
over a wide region of the southern and
western plateau. The Torwa kingdom Small-Scale Societies
seems to have lasted until the end of
the 17th century, when it was replaced In the first half of the 2nd millennium ce
by the Rozwi Changamire dynasty from the majority of Southern Africa’s peoples
the central plateau, which lasted well into were probably relatively unaffected by the
the 19th century. The domination of the formation of these larger trading states.
Mutapa state extended into Mozambique. Most lived in small-scale societies, based
Contrary to earlier historical opinion, on kinship, in which political authority
there is little evidence to link the origins was exercised by a chief who claimed
of Mutapa directly to Great Zimbabwe, seniority by virtue of his royal genealogy
and Mutapa did not reach the magni- but who may have risen to power through
tude suggested in some accounts. It was, his access to mineral resources, hunt-
nevertheless, of considerable size by the ing, or ritual skills. By 1500 most of the
beginning of the 16th century; the capital farming communities had stabilized in
alone contained several thousand people. roughly their present-day habitats, reach-
Like the rulers of Great Zimbabwe, the ing their ecological frontier on the dry
Torwa, Mutapa, and Rozwi dynasties southern Highveld of South Africa and
maintained the coastal gold and ivory gradually clearing the coastal forests.
CHAPTER 2
European
and African
Interaction
T he first Europeans to enter Southern Africa were the
Portuguese, who from the 15th century edged their way
around the African coast in the hope of outflanking Islam,
finding a sea route to the riches of India, and discovering addi-
tional sources of food. They reached the Kongo kingdom in
northwestern Angola in 1482–83. Early in 1488, Bartolomeu
Dias rounded the southern tip of the continent, and just over
a decade later, Vasco da Gama sailed along the east coast of
Africa before striking out to India. Although the voyages were
initially unpromising, they marked the beginning of the inte-
gration of the subcontinent into the new world economy and
the dominance of Europeans over the indigenous inhabitants.

THE PORTUGUESE IN WEST-CENTRAL


AND SOUTHWESTERN AFRICA

Portuguese influence in west-central Africa radiated over a


far wider area and was much more dramatic and destructive
than on the east coast. Initially the Portuguese crown and
Jesuit missionaries forged peaceful links with the kingdom
of the Kongo, converting its king to Christianity. Almost
immediately, however, slave traders followed in the wake of
priests and teachers, and west-central Africa became tied to
the demands of the São Tomé sugar planters and the transat-
lantic slave trade.
16 | The History of Southern Africa

Until 1560 the Kongo kings had traders and landowners from São Tomé
an effective monopoly in west-central were intervening in the affairs of the
Africa over trade with metropolitan Ndongo kingdom to the south, support-
Portugal, which showed relatively little ing the ruler, or ngola, in his military
interest in its African possessions. By campaigns and taking his war captives
the 1520s, however, Afro-Portuguese and surplus dependents as slaves. By

Principal peoples of Southern Africa, 17th to mid-19th century.


European and African Interaction | 17

the mid-16th century Ndongo, with rose and fell as African rulers were
Portuguese assistance, had become a ineluctably drawn into the slave trade
major kingdom extending over a wide and were as often destroyed by it.
area between the Dande, Lukala, and
Kwanza rivers. The Imbangala
By the last third of the 16th century,
the Portuguese attitude toward Africa New warlords emerged at the head of
had changed. Rumours of fabulous bands of starving refugees, who from the
gold and silver to be found in the inte- late 16th until the 18th century swarmed
rior led in 1569 to the dispatch in the down from the hills, fought one another,
east of Francisco Barreto to discover the and devastated the settled kingdoms. By
sources of gold in the Mutapa kingdom, the end of the 16th century well-organized
as well as the appointment in 1575 of military bands of marauders, known as
Paulo Dias de Novais to search for what the Imbangala, began to appear along
turned out to be mythical silver mines the coast south of Luanda. In their eager-
in the west. Dias established himself as ness to swell slave numbers, Portuguese
captain-general, or governor, in Luanda, governors allied with these war bands,
with jurisdiction over an undefined area and together they dealt the final blow to
between the Dande and Kwanza rivers. the Ndongo kingdom about 1622. By that
A few years after his arrival a century of time the Imbangala had retreated to the
almost constant warfare was initiated. middle Kwango, where they founded the
The wars soon resolved themselves into kingdom of Kasanje. Over the next two
slave-raiding campaigns, as Europeans centuries this kingdom replaced Ndongo
demanded labour rather than tropical as the chief slave-trading entrepôt
products in exchange for their merchan- between the coast and the east, where
dise, and African societies rapidly the highly centralized and militarist
exhausted local supplies of war captives Lunda kingdoms became increasingly
and criminals. important in supplying slaves by the
Chiefs exchanged slaves for European 18th century.
firearms and luxury goods and secured fur-
ther dependents with cheaply produced The Chokwe
textiles and Brazilian alcohol. Impelled by
the increased demand for slaves for the As the Portuguese were penetrating
sugar plantations of São Tomé and later inland from Luanda at the beginning of
Brazil, and relying on African mercenar- the 17th century, they also moved south-
ies and allies, the military governors ward. In 1617 they established a colony
of Luanda launched armed incursions at Benguela, which, as in the case of the
against the people of the interior. States Kongo kingdom, was annexed as part of
18 | The History of Southern Africa

Angola in the 19th century. Expansion not seriously challenge the Portuguese
inland from Benguela, however, like hold over Angola, Dutch, British, French,
the initial expansion farther north, was and Brazilian manufactures increasingly
spearheaded by Afro-Portuguese slave undercut those of the Portuguese, and
traders, who used southern ports to out- after 1763 the French became the chief
flank Portuguese control. As the slave traders on the southwest coast. Portuguese
frontier moved south, the process of attempts to maintain their position led
constructing and then destroying slave- to Ovimbundu resistance and drastic
trading warrior kingdoms was repeated. Portuguese intervention in the Benguela
Those who were not crushed by the hinterland in an attempt to install compli-
process sought safety in woodlands ant rulers in the 1770s. Despite military
and swamps or joined new heteroge- victory, the Portuguese were unable to
neous communities of refugees, like control the Ovimbundu effectively until
the Chokwe (“Those Who Fled”) of more than a century later.
the western savanna. These new com-
munities often became slave raiders THE PORTUGUESE IN
themselves. SOUTHEASTERN AFRICA

The Ovimbundu Initially the southeastern coast was of


far less concern to the Portuguese than
Through the 18th and early 19th cen- west-central Africa. Within a few years of
turies the slave trade remained at the their arrival, however, they had seized its
centre of Angola’s economic existence, wealthy but divided cities and had estab-
with Benguela replacing Luanda as the lished themselves at Moçambique and
chief port. As a result, the Ovimbundu Sofala, which soon became key ports of
kingdoms on the Bié Plateau, which call for ships on the way to India.
probably were formed by refugees from The Portuguese conquests led to
the Imbangala and Mbundu kingdoms the economic and cultural decline of
in the late 16th and 17th centuries, dis- the east coast cities. Yet the newcom-
placed Kasanje as the main source of ers soon discovered that they were
slaves. The expansion of plantations unable to control the vast area they
in the New World doubled the num- had conquered. They faced resistance
bers of slaves exported in the last third from coastal communities throughout
of the 18th century, when trade routes the 16th century, and the profits they
stretched as far as the Kunene River in expected from the gold trade failed to
the south and met up with the routes materialize. In an attempt to control the
from Mozambique. trade and to discover the precious min-
Although a brief Dutch occupation erals for themselves, the Portuguese,
of Luanda in the mid-17th century did following in the tracks of Muslim
European and African Interaction | 19

traders from the coast, expanded into miles into the interior. By the 1530s the
the Zambezi valley about 1530. Portuguese dominated the trade exits
from the coast and had established for-
The Zambezi Valley tresses and trade fairs along the Zambezi
and on the plateau, where Africans came
In the Zambezi valley the Portuguese to exchange ivory and gold for beads and
penetrated the Mutapa state, with its cloth. After 1541 Portuguese residents at
heartland in the northeast between the these outposts elected representatives
Zambezi and Mazoe rivers. Portuguese who were delegated certain powers by
records shed some light on the complex the Mwene (ruler of) Mutapa. Individual
world of African politics to the north Portuguese and Goans (from southwest
and south of the Zambezi River, which Asia) also were able to get land grants
provided an unbroken waterway 300 and judicial rights from local rulers,

Slaves being marched to work under armed guard. During the 17th and 19th centuries in the
Zambezi valley, Afro-Portuguese landholders and warlords were quite active in the slave trade.
Time & Life Pictures/Getty Images
20 | The History of Southern Africa

which enabled them to extract tribute in the affairs of Shona kingdoms to the
from the local population. These early south of the Zambezi.
grants formed the basis of what became
known as the prazo system of landhold- Other Southeastern
ing. Between the 17th and 19th centuries African States
prazeros became immensely powerful
and interfered in local African politics, Although attempts to drive the
creating an Afro-Portuguese society in Portuguese from the Zambezi valley were
the lower Zambezi valley independent unsuccessful until the late 17th century,
of either African or Portuguese jurisdic- when they were driven out by the armies
tion. Assisted by slave-soldiers known of the Rozwi kingdom, this appearance
as the Chikunda, Afro-Portuguese war- of Portuguese power was deceptive: the
lords engaged in the slave and ivory Portuguese never had the resources to
trade, unsettling a wide area of east- control the interior, and it was the Afro-
central Africa. Portuguese prazeros and the Rozwi
The effect of Portuguese traders Changamire dynasty who truly exploited
along the Zambezi valley on the Mutapa the Mwene Mutapa’s weakness.
state was minimal until the late 16th cen- In addition to gold, the Portuguese
tury. In the 1560s, however, their hold was were interested in ivory and other min-
probably strengthened with the appear- eral resources of the eastern African
ance in Zambesia of people known as the interior, particularly after 1700, when
Zimba, a term applied to any marauders. the gold appeared exhausted. A search
They seem to have been Maravi people, for silver mines had led them first into
who had first migrated from Luba terri- Malawi in the 17th century, and from that
tory to the southern end of Lake Nyasa point there is direct, though fragmentary,
in the 14th century. There they broke evidence of developments in the region.
up into a number of chiefdoms, usu- While the Portuguese records suggest
ally under the paramountcy of the most that before 1590 there were no large
powerful chief, who controlled the rain states in the region, by the first decades
shrine at the heart of the local religion. of the 17th century a powerful state had
The reasons for the emergence of the emerged under Muzura, perhaps out of
Zimba are far from clear, however. The an earlier system of small Maravi states
Maravi attacked chiefs friendly to the at the southern end of Lake Nyasa.
Portuguese, as well as their settlements Although initially Muzura was assisted
at Sena and Tete and on the coast. By by the Portuguese, his power was based
1601 the Mwene Mutapa was forced to on exacting tribute from the Portuguese
call on the Portuguese for assistance, and and their allies south of the Zambezi.
this led to almost a century of increas- In the early 1630s dissident Karanga
ingly disruptive Portuguese intervention and Manyika attempted once more to
European and African Interaction | 21

Maravi Confederacy

The Maravi Confederacy, or Maravi empire, was a centralized system of government established
in Southern Africa about 1480. The members of the confederacy were related ethnolinguistic
groups who had migrated from the north into what is now central and southern Malawi. The
confederacy was ruled by a karonga (king), whose authority was passed down through the lead-
ers of each clan.
The main body of the confederacy was settled in an area southwest of Lake Nyasa (Lake
Malawi); two groups moved south into the Shire River valley during the 15th or 16th century,
and other groups moved into territories now in Zambia and Mozambique. The confederacy
reached its peak during the 17th century, administering a large area that stretched north of the
Zambezi River to the Dwangwa River, west to the Luangwa River, and east to the Mozambique
coast. Its decline began when clan leaders, who traded with the Portuguese and Arabs in ivory,
slaves, and iron, became increasingly independent of the central authority of the karonga. By
1720 the confederacy had broken into several autonomous factions. The Chewa and Nyanja
peoples of modern Malawi are descendants of the original Maravi clans.

expel the Portuguese from Zambesia; and slave raids of the 19th century and
Muzura joined the alliance and unsuc- the introduction of missionaries. By the
cessfully attacked the coastal town of early 18th century the Portuguese also
Quelimane. This defeat seems to have had penetrated into present-day Zambia,
ended his challenge to the Portuguese. establishing trading fairs at Zumbo and
Thereafter he concentrated on control- Feira on the Zambezi. Although there
ling the territory in the western Shire were no highly organized broker king-
Highlands to the north, trading ivory and, doms in the area, prazeros traded gold
increasingly, slaves with the Portuguese and slaves to the coast.
to the south.
By mid-century Muzura was eclipsed The Declining Power
by the Kalonga, whose capital lay on of the Portuguese
the southwestern shore of Lake Nyasa,
while by the turn of the 18th century the As in west-central Africa, from the begin-
rise of the well-armed Yao in the trade ning of the 17th century the Portuguese
between Lake Nyasa and the coast, and faced increasingly severe competi-
of the Bisa as middlemen to the west, tion from Dutch and British ships in
contributed to the disintegration of the the Indian Ocean, while north of Cape
Maravi confederacy into several more or Delgado the Arabs also took advantage
less autonomous fragments. This pro- of Portuguese weakness. In 1631 a series
cess was further accelerated by the wars of revolts began on the east coast. By
22 | The History of Southern Africa

the beginning of the 18th century the nature of contact between the Khoekhoe
Portuguese had been driven from the and the Dutch.
coast north of the Rovuma River. The
Portuguese then turned their atten- First Khoekhoe-
tion southward, where they had traded Dutch Contact
at Delagoa Bay with the local Tsonga
inhabitants since the mid-16th century. In 1652 the Dutch East India Company
They were unable to establish them- dispatched Commander Jan van
selves at the bay permanently, however, Riebeeck and 125 men to set up a provi-
and through the 18th century Dutch, sioning station at the Cape. This outpost
English, and Austrian ships competed soon grew into a colony of settlement. In
for the local ivory while North American 1657 the company released a number of
whalers also traded there for food and its servants as free burghers (citizens)
cattle. Local chiefdoms vied for this mar- in order to cultivate land and herd cattle
ket, and this competition contributed to on its behalf. Slaves arrived the next
the buildup of larger states in the hinter- year via a Dutch ship, which had cap-
land of Delagoa Bay from the mid-18th tured them from a Portuguese vessel
century. Doubtless there was also trade bound from Angola to Brazil. Thereafter
in slaves, although the numbers seem slaves continued to arrive at the Cape
to have remained relatively small before from Madagascar and parts of western
the 19th century. and eastern Africa. Although the com-
pany prohibited the enslavement of the
THE DUTCH AT THE CAPE local inhabitants, in order to protect
the cattle trade, the loosely organized
Apart from the Portuguese enclaves in Khoekhoe were soon undermined by
Angola and Mozambique, the only other the incessant Dutch demands for their
area of European settlement in Southern cattle and encroachment on their graz-
Africa in the 17th and 18th centuries ing lands and waterholes. As one group
was the Dutch settlement at the Cape of became impoverished and reluctant to
Good Hope. In the late 16th century the trade, another would take its place. The
Cape had become a regular port of call climate of the Cape was well suited to
for the crews of European ships, who Europeans, and their birth rate was high;
found local people (Khoekhoe) ready to whereas in Angola and Mozambique the
barter cattle in exchange for iron, copper, Portuguese were ravaged by disease,
beads, tobacco, and brandy. By the mid- at the Cape it was the indigenes who
17th century Khoekhoe intermediaries were decimated by epidemics of small-
traded far into the interior. These trade pox, influenza, and measles brought by
relationships profoundly affected the Europeans.
European and African Interaction | 23

Boer Expansion during their lifetime and remained


dependent on the market for essentials
By the end of the 18th century, Cape such as arms and ammunition as well as
settlers—called Boers (Dutch boer, for luxuries such as tea, coffee, tobacco,
“farmer”)—were far more numerous than and sugar.
their Portuguese counterparts, largely The greatest barrier to Dutch expan-
because of natural increase. Men out- sion was the range of mountains inland
numbered women 3 to 2. Despite the from Cape Town. Once these were
varied European origins of the settlers, crossed and Khoisan resistance over-
their shared vicissitudes and the com- come, trekboers expanded rapidly to the
pany’s insistence that all settlers speak east and north, while the company made
Dutch and practice Calvinism led to a only sporadic attempts to follow them.
certain cultural uniformity and sense The new districts of Stellenbosch (1679),
of group identity. The settlers began to Drakenstein (1687), Swellendam (1745),
call themselves “Afrikaners”—Africans. and Graaff-Reinet (1785) were large and
Nevertheless, class divisions in Cape unwieldy, and their centres were far from
Town and its environs were marked. A the expanding colonists. Governmental
small group of affluent merchants and authority was weak, and on the frontier
status-conscious company servants lived trekboers were left to crush Khoisan
in Cape Town. In the neighbouring farm- resistance and mount their own defense
ing districts of the southwestern Cape, a through the commando system. They
wealthy gentry used slave labour to pro- became accustomed to handling emer-
duce wine and wheat for passing ships. gencies on their own and to ruling
Independent small farmers eked out a over their slaves and Khoisan servants
living on the land, and a number of land- and clients as they saw fit, often with
less whites worked for others, generally a ferocity born of fear. As the settlers
as supervisors. expanded, their impact—through forced
In the arid interior, economic neces- trade, plunder, and human and cattle
sity and ecology dictated a pastoral disease—was increasingly destructive
way of life for the Dutch cattle farm- for the inland Khoisan, who retaliated
ers, or trekboers. The poor soil and by stealing settlers’ cattle and burning
inadequate rainfall of the region neces- homesteads.
sitated vast, scattered farms, and the
white population was thus thinly spread Slavery at the Cape
over an immense area. Although ear-
lier literature stresses their mobility The number of slaves increased along
and subsistence economy, most fron- with the settler population, especially in
tier families occupied the same farms the arable districts. Experiments in the
24 | The History of Southern Africa

use of indentured European labour were The existence of slavery affected the
unsuccessful, and by the mid-18th cen- status and opportunities of the dispos-
tury about half the burghers at the Cape sessed Khoisan who entered the labour
owned at least one slave, though few market in increasing numbers from the
owned more than 10. Slaves spoke the late 17th century. Although theoretically
creolized Dutch that in the 19th century they were free, compulsion governed the
became Afrikaans. Many adopted Islam, relationship between master and ser-
which alarmed the ruling class. Divided vant, and the legal status of the Khoisan
in origin and dispersed geographically, increasingly approximated that of slaves,
slaves did not establish a cohesive culture especially when, during the wars of the
or mount effective rebellions. Individual late 18th century, the trekboers were
acts of defiance were frequent, however, allowed to employ captive women and
and in the early 19th century there were children. As the Cape became increas-
two small uprisings. Nevertheless, in ingly involved in the world economy, the
Cape Town itself slave culture provided demand for food for European ships esca-
the basis for a working-class culture after lated, as did calls for increased controls
emancipation. over Khoisan labour. In 1775 a system of
Slavery at the Cape is often portrayed “apprenticing” Khoisan children until
as benign, but mortality rates were high the age of 25 was established, and by
and birth rates low. Punishments for the end of the century the Khoisan were
even minor misdemeanours were fierce, subject to a pass system similar to that
perhaps because adult male slaves which curtailed slave mobility. As they
greatly outnumbered their owners. lost their cattle and grazing areas, the
Emancipation, baptism, and intermar- Khoisan became virtual serfs on settler
riage rates were also low, although farms, although some groups managed
newcomers and poorer burghers married to escape beyond colonial borders.
slave women and, more rarely, Khoekhoe
women. Cohabitation with indigenous Khoisan Resistance
women was more common, especially to the Dutch
in frontier districts where there were
few white women. The children of these Khoisan resistance to Dutch colonial-
interracial unions, however, took on the ism erupted into guerrilla war on three
unprivileged status of their mothers, so occasions in the 17th century; the first,
the practice did not affect the racially in 1659, nearly destroyed the settlement.
defined class structure of the society Cattle raids punctuated almost every
forming at the Cape. By the late 18th decade of the 18th century. The raids
century in the Cape most blacks were ser- and counterraids became increasingly
vants and most Europeans were masters. violent as the Dutch expanded into the
European and African Interaction | 25

northeast where sheep could be grazed; the Dutch and later the British. Various
by the last quarter of the 18th century attempts to separate the colonists and
the colony’s northern frontier was under the Xhosa were unavailing. In 1778 the
arms, and numerous settlers had been Dutch decreed the Great Fish River to be
driven from their lands. Between 1799 the boundary between the Xhosa and the
and 1803 dispossessed Khoisan farm- Dutch, but Xhosa lived in the contested
workers in Graaff-Reinet, many with area to the west known as the Zuurveld,
horses and guns, rose in revolt, chal- while trekboers were embedded in Xhosa
lenging the entire colonial order. The territory to the east.
Dutch feared that the Khoisan would The establishment of the district of
attack the arable farms of the southwest, Graaff-Reinet in 1785 hardly improved
especially as they were joined by Xhosa matters. The area of magisterial jurisdic-
allies. The intervention of govern- tion was vast and its inhabitants unruly.
ment troops, divisions among Khoisan Before the century was over, minor
and Xhosa forces, and sheer bloodlet- cattle raids had escalated into two fron-
ting led to the defeat of the uprising, tier wars, the prelude to a struggle that
although it haunted the colonial imagi- lasted almost 100 years; the trekboers
nation well into the 19th century. This only expanded again after moving north
was the last time the Khoisan fought and outflanking the Xhosa. While the
under their traditional leaders to regain Dutch had superior firearms, the Xhosa
their lost lands. had superior numbers, and both sides
were internally divided. Thus, the first
Xhosa-Dutch Conflict two frontier wars resulted in a stale-
mate, which ended only when the British
Settler expansion to the Cape’s eastern acquired the colony permanently in the
frontier was blocked by the 1770s when early 19th century.
trekboers came up against numerous By the end of the 18th century, then,
Xhosa farmers in the area of the Great when the British took over, the small
Fish River. During the 18th century the Dutch East India Company outpost at
Xhosa had been embroiled in two major the Cape had grown into a sprawling
civil wars over the chiefly succession, of settlement in which some 22,000 whites
which the more important was the dispute, dominated a labouring class of about
between the paramount Gcaleka and his 25,000 slaves and approximately as many
ambitious brother Rarabe, that split the Khoisan, as well as free blacks and “Prize
Xhosa kingdom. After both struggles, Negroes”—slaves seized by the Royal
the unsuccessful contestants fled west Navy and reenslaved in the Cape—in
across the Great Kei River, where they Cape Town and a growing number of
bore the brunt of the Xhosa wars against Xhosa in the eastern districts.
26 | The History of Southern Africa

“LEGITIMATE” TRADE AND Ovambo chiefs built up their power, raid-


THE PERSISTENCE OF SLAVERY ing the pastoral Herero and Nama people
in the vast, arid region to their south.
By the time the Cape changed hands
during the Napoleonic Wars, humani- The Continuation of
tarians were vigorously campaigning the Slave Trade
against slavery, and in 1807 they suc-
ceeded in persuading Britain to abolish British antislavery patrols drove the slave
the trade. British antislavery ships soon trade east, where ivory had been more
patrolled the western coast of Africa. significant. In the first decades of the 19th
Ivory became the most important century, slave traders for the French sugar
export from west-central Africa, satis- plantations on the islands of Réunion
fying the growing demand in Europe. and Mauritius, who had previously
The western port of Benguela was the drawn the majority of their slaves from
main outlet, and the Ovimbundu and the island of Madagascar, turned their
Chokwe, renowned hunters, were the attentions to the coast of Mozambique,
major suppliers. They penetrated deep while the demand from Cuba and Brazil
into south-central Africa, decimating also escalated. Thus, by the late 1820s
the elephant populations with their fire- Mozambique’s slave exports were out-
arms. By 1850 they were in Luvale and stripping those of Angola, with demand
Lozi country and were penetrating the from the French islands rivaling that of
southern Congo forests. Brazil by the 1830s. The flow of slaves was
The more sparse, agricultural augmented by turmoil in the interior of
Ovambo peoples to the south also were Southern Africa and by slaves captured
drawn into the ivory trade. Initially trad- by the Chikunda soldiers of the Zambezi
ing in salt, copper, and iron from the warlords. By the 1840s rival Zambezi
Etosha Pan region to the north, and sup- armies were competing to control the
plying hides and ivory to Portuguese trade routes to south-central Africa.
traders, the Ovambo largely had been The most important area of slave
able to avoid the slave trade that ravaged raiding appears to have been in Malawi
their more populous neighbours. By the and northeastern Zambia, where preda-
mid-19th century the advent of firearms tory overlords devastated a wide area.
led to a vast increase in the volume of the To the east of Lake Nyasa, the Yao—keen
ivory trade, though the trade collapsed ivory traders from the 17th century—
as the elephants were nearly extermi- turned to slave raiding, obtaining
nated by the 1880s. By then, traders from firearms from the Arabs, subjugating the
Angola, the Cape Colony, and Walvis Chewa agriculturalists, and building up
Bay sought cattle as well as ivory. With powerful polities under new commer-
the firearms acquired through the trade, cial and military leaders. Displaced from
European and African Interaction | 27

northern Mozambique by the Ngoni in jurisdiction over the northern routes


the 19th century, the Yao in turn pres- from strategically placed commercial
sured the Manganja peoples of the Shire centres. Many of these became slave-
Highlands. The Bemba also were able to based plantations.
increase their power through the slave
and ivory trade, raiding the loosely orga- Effects of the Slave Trade
nized Maravi peoples to the west of the
lake from their stockaded villages on the It is not possible to compile an exact bal-
infertile Zambian plateau. Although they ance sheet of the devastation caused to
never became large-scale slave traders, Southern Africa by the slave trade, and
preferring instead to incorporate their historians differ in their estimation of the
captives, the Ngoni invaders added to numbers involved and of the extent of the
the turmoil. damage inflicted. In the 17th century some
While the first European observers 10,000 to 12,000 slaves were exported
probably exaggerated the extent of the annually from Luanda. Although this fig-
depopulation, the political geography ure includes captives from both north and
of the region was transformed as people south of the bay, it does not include those
moved into stockaded villages and towns smuggled out to escape official taxation. In
and began to raid one another for cap- the 18th century about a third of the slaves
tive women to work the fields while the exported to the Americas probably came
men engaged in warfare. Vast numbers of from Angola. The figure probably repre-
people, especially women, were torn from sents a relatively small proportion of the
their social settings, and earlier divisions total population of a huge area in any one
based on kin came to matter less than year, but it was a significant proportion of
new relationships between patron and economically active adults. The figure also
client, protector and protected. does not take account of the depopula-
British pressure on the sultan of tion and social dislocation resulting from
Zanzibar to ban the slave trade was easily incessant warfare and banditry, resulting
circumvented, and, though the abolition famine and disease, and the intensification
treaty forced on the Zanzibaris in 1873 of slavery within African society, where it
was more effective, the reduced coastal was usually the young women who were
demand for slaves led to even more ruth- taken as captive “wives” because of their
less methods in the interior of east-central utility as kinless and therefore unpro-
Africa; slaves were no longer needed for tected agricultural labour.
export and thus were exploited locally. The better-watered regions may
East coast Arabs began to play a much have recouped their population losses
more active role in the interior. Initially within a couple of generations, sup-
operating through local chiefs, they came ported by the introduction of new food
to exercise wide military and political crops such as manioc and corn (maize),
28 | The History of Southern Africa

which the Portuguese imported from ecological balance of a drought-prone


South America. Nevertheless, the effects environment.
of the slave trade were, in social terms,
incalculable. Accounts of Ndongo as rich THE “TIME OF TURMOIL”
and populous in the 16th century gave
way to lamentations about its desola- Given the turbulence caused by slave
tion in the 17th. The processes of border raiding in east- and west-central Africa, it
raids, wars of conquest, and civil strife, is tempting to blame this for the unprec-
which affected the Ndongo and then the edented warfare in Southern Africa in
kingdoms of the Kwango River valley in the second and third decades of the
the 17th century, were repeated to the 19th century; the Mfecane, or Difaqane
south and east in the course of the 18th (“Crushing”), as this warfare is known, is
century as the slave frontier expanded. currently much debated. As yet, however,
The ending of more overt violence as there seems little evidence for exten-
the slave frontier moved on left the sive slave trading south of Quelimane
weak—women, children, and the poor— until the 1820s, and the slave trade from
vulnerable to innumerable personal acts Inhambane and Delagoa Bay remained
of kidnapping and betrayal, a process paltry until 1823–44. The trade from these
exacerbated by the indebtedness of local ports thus seems more a consequence
traders to coastal merchants and the than a cause of the wars.
dependence of the traders on the trans- Demand for cattle and ivory at
atlantic economy. Delagoa Bay seems rather more impor-
Neither Portugal’s attempt to ban its tant in the emergence, by the late 18th
nationals from slave trading in 1836 nor century, of a number of larger states in
even the abolition of slavery in Brazil in the hinterland of Delagoa Bay. Trade gave
the 1880s ended slavery in west-central chiefs new ways of attracting followers,
Africa. Local merchants, chiefs, and elders while elephant hunting and cattle raid-
turned to slaves to produce the tropical ing honed military organization. In the
products demanded by Europeans and to early 19th century, however, the number
serve as porters for the growing quanti- of European ships calling at Delagoa Bay
ties of wax and ivory from the 1840s and appears to have contracted, and this may
’50s and rubber from the 1870s. By 1910 have increased competition for the cattle
wild rubber accounted for more than and ivory trade. Together with a series of
three-quarters of Angola’s exports by devastating droughts (in 1800–03, 1812,
volume. Although the rubber trade was and 1816–18), this competition may bet-
successful in the short term, excessive ter account for the debilitating wars in
collection of wild rubber destroyed an which the larger northern Nguni chief-
irreplaceable natural resource, while new doms in Zululand were embroiled by the
concentrations of population upset the second decade of the century; indeed,
European and African Interaction | 29

oral sources attribute the first battles to, rather than the originator of, the inten-
to conflicts over land. These battles sified warfare in Zululand. Nevertheless,
occurred even before the rise of the Zulu his military brilliance led to the emer-
king Shaka, whom an early historiogra- gence of the Zulu as the most important
phy holds almost solely responsible for power in southeastern Africa. Within a
turmoil as far afield as the Cape Colony, few years Shaka had consolidated the
Tanzania, and western Zambia. numerous chiefdoms between the Tugela
and Pongola rivers into a centralized mil-
Shaka and the Creation itary state. However, divisions within the
of the Zulu royal family culminated in his assassina-
tion in 1828.
Shaka, who until about 1817 was subject Initially, Shaka’s most formidable
to the Mthethwa king, was thus the heir rivals were the Ndwandwe, under the
leadership of Zwide, who had driven the
Ngwane people led by Matiwane onto the
Highveld and the Ngwane led by Sobhuza
north across the Pongola river, beyond
the Zulu orbit. There Sobhuza established
the new conquest state of Swaziland
(named for his successor, Mswati). In
1820 and again in 1823, Shaka defeated
Zwide’s armies, which broke into several
groups. Zwide himself retired, but his
generals fled northward. Clashing with
one another and with the peoples in their
path, the Ndwandwe (or Ngoni, as they
became known) eventually established
military states in northern Zimbabwe,
Malawi, Zambia, and Tanzania, while the
Ndwandwe general Soshangane estab-
lished the extensive Gaza kingdom in
south-central Mozambique. At its height,
the Gaza kingdom stretched between
the Zambezi and the Komati rivers;
Soshangane engaged in slave trading
with the Portuguese and reduced neigh-
Shaka, lithograph by W. Bagg, 1836. Courtesy bouring Shona to tributary status.
of the trustees of the British Museum; photo- Adding greatly to the social dis-
graph, J.R. Freeman & Co. Ltd. location of east-central Africa, Ngoni
30 | The History of Southern Africa

Zulu

The Zulu are a nation of Nguni-speaking people in KwaZulu-Natal province, South Africa.
They are a branch of the southern Bantu and have close ethnic, linguistic, and cultural ties
with the Swazi and Xhosa peoples. The Zulu are the single largest ethnic group in South Africa.
Traditionally grain farmers, they also kept large herds of cattle on the lightly wooded
grasslands, replenishing their herds mainly by raiding their neighbours. European settlers
wrested grazing and water resources from the Zulu in prolonged warfare during the 19th
century, and, with much of their wealth lost, modern Zulu depend largely on wage labour on
farms owned by individuals of European descent or work in the cities of South Africa.
Before they joined with the neighbouring Natal Nguni under their leader Shaka in the
early 19th century to form a Zulu empire, the Zulu were only one of many Nguni clans; Shaka
gave the clan name to the new nation. Such clans continue to be a basic unit of Zulu social
organization; they comprise several patrilineal households, each with rights in its own
fields and herds and under the domestic authority of its senior man. Paternal authority
is so strong that the Zulu may be called patriarchal. Polygyny is practiced; a man’s wives
are ranked by strict seniority under the “great wife,” the mother of his heir. The levirate, in
which a widow goes to live with a deceased husband’s brother and continues to bear chil-
dren in the name of the dead husband, is also practiced.
The genealogically senior man of each clan is its chief, traditionally its leader in war
and its judge in peace. Headmen (induna), usually close kin of the chief, continue to have
charge of sections of the clan. This clan system was adopted nationwide under the Zulu
king, to whom most clan chiefs are related in one way or another. When the Zulu nation was
formed, many chiefs were married to women of royal clan or were royal kinsmen installed to
replace dissident clan heads. The king relied on confidential advisers, and chiefs and sub-
chiefs formed a council to advise him on administrative and judicial matters.
Boys in this highly organized military society were initiated at adolescence in groups
called age sets. Each age set constituted a unit of the Zulu army and was stationed away
from home at royal barracks under direct control of the king. Formed into regiments (impi),
these men could marry only when the king gave permission to the age set as a whole.
Traditional Zulu religion was based on ancestor worship and on beliefs in a creator
god, witches, and sorcerers. The king was responsible for all national magic and rainmak-
ing; rites performed by the king on behalf of the entire nation (at planting season, in war,
drought, or famine) centred on the ancestors of the royal line. Modern Zulu Christianity has
been marked by the growth of independent or separatist churches under prophets, some of
great wealth and influence.
The power and importance of the king, chiefs, and military system have declined sub-
stantially. Knowledge of and strong pride in traditional culture and history are, however,
almost universal among contemporary Zulu.
European and African Interaction | 31

movements were dictated by the need and cattle in the late 18th and early 19th
to avoid more powerful African polities centuries. By the 1800s the extension of
and to find new food resources after local the firearms frontier was disrupting the
cattle and crops had been exhausted Orange River valley and intensifying
through their raids. Within their military conflict between the Sotho-Tswana chief-
states, the Ngoni aristocracy monopo- doms beyond.
lized cattle, incorporated the women The upheaval affected the south-
and children of conquered peoples, and ern chiefdoms and rebellious tributaries
exacted tribute from those whom they attacked by Shaka as far away as Pondoland.
were unable to permanently subdue. Many of the refugees fled either into the
eastern Cape or west onto the Highveld,
Increasing Violence in Other although their precise number is a mat-
Parts of Southern Africa ter of dispute. In both areas the arrival of
the refugees added to upheavals of very
As in eastern Africa, where violence inter- different origin. The Mfengu, as the refu-
sected with the intensifying activities of gee population was known in the Cape,
slave raiders, so in Southern Africa the included in their ranks starving Xhosa
violence of this period is multifactorial victims of the 1834–35 frontier war, while
and needs to be more closely analyzed. the Mantatee or Fetcani (as the displaced
Warfare among the northern Ngoni pre- population was known in the interior)
ceded the expansion of the Zulu kingdom, were probably largely the product of
and its rise does not sufficiently explain labour raids by Griqua and Korana allies
the violence in the hinterland of the Cape of frontier farmers.
Colony. There the destructiveness of the Others shattered by the dual impact
settler presence was increasingly felt from of the wars emanating from Zululand and
the mid-18th century, as displaced groups the activities of labour raiders from the
of Khoisan and escaped slaves, carrying south scrambled to safety in the moun-
with them the commando system and the tain fortresses of what is now Lesotho.
guns—and sometimes also the religion There Moshoeshoe, the Koena leader,
and the genes—of the white man, fled built a new kingdom at Thaba Bosiu,
beyond the confines of the colony. In cen- defeating and then incorporating his
tral and northwestern South Africa and main rivals. Moshoeshoe quickly appre-
southern Namibia these heterogenous ciated the utility of firearms and horses
groups of people, known variously as in the new warfare and of missionaries as
Basters, Griqua, Korana, Bergenaars, and diplomatic intermediaries. Shrewd diplo-
Oorlams, competed for land and water matic marriages extended his sway, and
with the Tswana and Nama communi- by the mid-19th century he had attracted
ties and traded for or raided their ivory some 80,000 followers, based on his
32 | The History of Southern Africa

ability to provide them with cattle and friendly alliances to the regular exaction
protection. of tribute and random raiding. Beyond
Other dislodged Highveld peoples the range of Mzilikazi’s armies, however,
joined the Griqua polities along the many Shona chiefdoms remained inde-
Orange River or continued raiding along pendent. By the 1870s they were trading
the Vaal and into the western Transvaal firearms to resist Ndebele incursions.
region, where the disorders prepared Yet another group dislodged by
the way for the coming of Mzilikazi. the warfare of this time, the composite
Originally one of Shaka’s commanders, Sotho group known as the Kololo, made
Mzilikazi fled from Zululand in 1823 with its mark in west-central Africa. Defeated
some 300 of his followers, known as the in warfare among the western Tswana,
Ndebele (or Matabele). Over the next 15 about 1840 Sebetwane led his followers
years Mzilikazi created a 20,000-strong across the Zambezi into northwestern
raiding kingdom in east-central South Zambia. There they conquered the Lozi
Africa by absorbing local Sotho-speaking kingdom, which had been built up in the
peoples into his regiments. Nevertheless, 18th century, and then dominated west-
he was constantly harried by Griqua raid- ern Zambia. The Kololo triumph was
ers from the south, Zulu armies from the short-lived, however. By 1864 the rav-
east, and the Pedi kingdom, which was ages of malaria, the accession of a weak
establishing itself as the most formidable and diseased king, and the revival of Lozi
power in the northeastern Transvaal royal fortunes put an end to their hege-
region. In 1837, harassed by his many ene- mony. Nevertheless, a variant of Sotho is
mies and defeated by expanding white still the language of the region.
farmers from the Cape Colony, Mzilikazi
retreated across the Limpopo into south- BRITISH DEVELOPMENT
western Zimbabwe. OF THE CAPE COLONY
There Mzilikazi established himself
relatively easily, for the Shona polities Britain occupied the Cape Colony at
were ill-prepared for the new form of war- the turn of the 19th century. During the
fare and were already weakened by the Napoleonic Wars the Cape passed first
earlier incursions of the Ngoni and by to the British (1795–1803), then to the
drought. As in northeastern South Africa, Batavian Republic (1803–06), and to the
the local populace was absorbed into British again in 1806. The main impulse
Ndebele age-set regiments. A castelike behind Britain’s annexation was to pro-
society evolved, with the original Ngoni tect its sea route to India. However, the
on top, Sotho in the middle, and Shona British demands that the colony pay for
at the bottom. The relationships that the its administration, produce raw materials
Ndebele established with groups beyond for the metropole, and provide a market
their immediate settlement ranged from for Britain’s manufactures and a home for
European and African Interaction | 33

its unemployed ineluctably drew Britain the more prosperous black peasants and
into defending the colonists, expand- artisans, it had been supported by white
ing their territory, and transforming the merchants, professionals, and officials.
Cape’s mercantile economy. The dis- With the annexation of African territories
placement of Dutch East India Company and the creation of a mass black working
rule by an imperial state in the early class, however, it proved vulnerable, and
stages of its industrial revolution greatly in 1887 and 1892 the franchise qualifica-
expanded local opportunities for trade tions were changed in order to restrict
and increased demands for labour, just the number of black voters.
as the slave trade was abolished in the Initially, imperial protection
British Empire. expanded Cape wheat and wine produc-
In its constitutional development tion, while the British did little to alter
the Cape Colony followed the pattern set existing social and property relations.
by Britain’s other settler colonies in the By the mid-1820s, however, imperial
19th century. It was initially a crown col- attempts to create a “free market” in
ony governed by an autocratic governor, labour—including the abolition of pref-
whose more extreme powers were modi- erential tariffs and reform in the system
fied by the presence in Cape Town of an of land tenure—had an explosive effect
articulate middle class and by the arrival on the class relations of a colony depen-
in 1820 of some 5,000 British settlers. dent on slaves and serfs. New regulations
These groups demanded a free press, an ensured standards of treatment and
independent legal system, the rooting established equality before the law for
out of corruption, and more representa- “masters” and “servants.” Ordinance 50
tive institutions. After intense political of 1828, which ensured Khoisan mobility
struggle, Cape men were granted rep- on the labour market, caused an uproar;
resentative government in 1853, with a in 1834 slaves were finally emancipated.
nonracial franchise that included a low Despite their formal equality before the
property threshold, which, it was hoped, law, however, newly emancipated slaves
would defuse the discontent of both received only modest protection, from
Afrikaners and the rebellious creolized the handful of mission stations, against
Khoisan/Coloured population. exploitative and often brutal conditions.
By 1841, largely through “masters and
Changes in the Status servants” legislation, settlers had reim-
of Africans posed much of their old authority.
Although the underclass received
In 1872 the Cape gained full responsible only limited benefits, the British land and
government. The colour-blind franchise labour policies—together with a restruc-
was retained but came under increasing turing of local government—threatened
attack. As a strategy for incorporating many Afrikaners. Between 1834 and 1838,
34 | The History of Southern Africa

in a movement known as the Great Trek, River settlement in the eastern Cape
parties of Voortrekkers (“Pioneers”), with north of Fort Beaufort (established as
their families and dependents, departed a buffer for the colony in 1828) weak-
the Cape Colony. Their exodus was to ened the colonists’ position. In the end,
become the central saga of 20th-century it was not British arms or settler prow-
Afrikaner nationalism. Beyond the con- ess that defeated the Xhosa but internal
fines of the colony, they established tensions resulting from the activities of
separate republics in Natal, the Orange white traders, missionaries, and settlers.
Free State, and the Transvaal, outflank- These pressures were increased by the
ing the Xhosa along the southeast coast, confiscation of Xhosa land and cattle, the
where the British were confronted by a apportionment after each war of captives
series of interlocking crises. as labour to settlers, the arrival of refu-
gees from wars beyond their frontiers,
Continuing Settler- and the expansion of commercial sheep
Xhosa Wars farming, which was the most important
sector of the Cape economy by the 1840s.
The first of these crises had erupted The Cape’s northern frontier was now the
in 1799 shortly after the British first Orange River, while in the east the land
occupied the Cape. This was the third between the Great Fish and Great Kei riv-
war between settlers and Xhosa in the ers was appropriated for white settlement.
Zuurveld and coincided with a mass In 1857 the internally divided Xhosa,
uprising of Khoisan in Graaff-Reinet. exhausted by years of attrition, in the
Although peace was restored in 1803, midst of severe drought and cattle dis-
the Xhosa remained in the Zuurveld ease, and undermined by the aggressive
until British troops drove them east of policies of the British governor Sir George
the Great Fish River in 1811–12; subse- Grey, turned to millenarian prophe-
quent near-constant skirmishing again cies. They slaughtered their cattle and
exploded into war in 1818–19, 1834–35, destroyed their crops in the belief that
and l846. For most of the century the doing so would raise their ancestors from
Cape was dependent on British troops for their graves and drive the whites into the
its defense and for the further conquest sea. When the awaited salvation failed to
of African territory. materialize, some 30,000–40,000 Xhosa
By mid-century the western Xhosa streamed across the frontier to seek work
were formidable foes who used fire- in the colony. An equal number died of
arms and adopted guerrilla tactics. starvation. Although Xhosa farther east
Thus, the eighth war (1850–53) was fought the colonists again in 1877 and
the most drawn-out and costly of all. 1879, the slaughter of the cattle marked
As in 1799, a simultaneous uprising of the end of Xhosa political and economic
Khoisan/Coloured people at the Kat integrity. Thereafter the annexation of
European and African Interaction | 35

the remaining African territories pro- century, increasing numbers of Xhosa


ceeded peacefully, if piecemeal. The last also turned to Christianity. In Zululand
of the independent kingdoms to pass and on the Highveld the missionaries
into Cape hands was Pondoland, in 1895. both preceded and paved the way for
white settlers and were sometimes their
Growth of Missionary fiercest critics.
Activity Initially Christianity tended to
advance most rapidly among the disaf-
From the end of the 18th century, fected and dispossessed, and especially
European missionaries were crucial in among women, with those who depended
the transformation of African society on the slave trade less enthusiastic. It
at the Cape. With Christianity came was usually only after a major disaster
Victorian notions of progress and civi- undermined their belief systems that
lization. Progress meant that Africans considerable numbers of men turned to
produced agricultural products for the new religion. By inculcating individu-
export and entered into the labour mar- alism and encouraging the stratification
ket. The first converts in the Cape were that was to lead so many of their con-
the Khoisan, in the east and north, and verts onto the colonial labour markets,
the Griqua, who by the 1820s had formed the missionaries attacked much that
a series of independent if schismatic was central to African society and devel-
states in the Vaal-Orange confluence. By oped an ideology to accompany colonial
the late 1820s these states were seen by subordination.
the missionaries as destined to have a The first European missionaries
vast “civilizing” influence in the interior. to south-central Africa, inspired by
The neighbouring Sotho-Tswana Livingstone, set up their Universities
communities were also early sites of mis- Mission in 1861. Although this mis-
sionary activity. Two of the most famous sion ended in tragedy and failure, after
19th-century Scottish missionaries to Livingstone’s death in 1873 other mis-
Southern Africa, Robert Moffat and David sionaries followed. In 1875 the Free
Livingstone, worked among the Tswana. Church of Scotland established the
The most notable of the Tswana converts Livingstonia Mission in his memory,
were the Ngwato, under the king Khama while the established Church of Scotland
III (reigned 1875–1923), who established began work among the Yao at Blantyre
a virtual theocracy among his people the following year. From Lake Nyasa
and was perhaps the most acclaimed the Scottish missions spread inland to
Christian convert of his day, while in the northeastern Zambia and were followed
eastern Cape the Mfengu were in the by a large number of representatives of
forefront of mission activity and peasant other Christian denominations in the
enterprise. In the second half of the 19th last decades of the century. By the last
36 | The History of Southern Africa

quarter of the 19th century, European expanded the frontiers of white settle-
missionaries and African evangelists of ment. The Voortrekkers, however, did
almost every denomination were working not display any sense of national unity,
among the peoples of Southern Africa, and the parties soon fell out and set off
eroding chiefly authority and inculcat- in different directions. The trekkers
ing the new values and practices of the enjoyed some spectacular successes as
colonial world but also bringing new a result of their firearms, horses, and use
modes of resistance and educating many of ox-wagons to form laagers (protected
Christian Africans who later became out- encampments), as well as their strategic
spoken critics of colonialism. alliances with African chiefdoms; they
found it far more difficult to establish per-
THE EXPANSION OF manent hegemony over the region.
WHITE SETTLEMENT Victory over the Zulu at the Battle
of Blood River on Dec. 16, 1838, and divi-
If the expansion of white settlement sions in the Zulu kingdom enabled the
under the British led to a vast expropria- establishment of the short-lived Republic
tion of African land and labour, it also led of Natalia, bounded to the north by the
to a rapid expansion of unequal trading still-powerful Zulu kingdom and to the
relations. Black-white exchange existed south by the Mpondo. In 1843, however,
in the frontier zone from the early 18th the British, anxious to control the sea
century. British traders soon crossed route to India, fearful of trekker negotia-
colonial frontiers and were at Shaka’s tions with foreign powers, and concerned
court by the early 1820s. They exchanged that trekker raids would spread to the
African cattle and crops for beads and eastern frontier, annexed Natal, leaving
brandy, and on occasion may have pur- the Zulu kingdom north of the Tugela
chased slaves, although even settlers River independent until its disintegra-
well beyond colonial boundaries now tion in the civil wars that followed its
disguised this as “apprenticeship” and defeat by the British army in 1879.
“indenture.” The establishment of repub- For most of the 19th century, British
lics throughout the 19th century meant Natal was surrounded by powerful African
that black Africans continued to lose states and was heavily outnumbered by
land and ultimately their independence Africans within the colony. Constitutional
to white-dominated governments. development in Natal was slower and
more erratic than in the Cape; colonists
The Republic of Natalia and received responsible government only in
the British Colony of Natal 1893. Unlike the Cape, Natal never had a
viable nonracial franchise. At the centu-
The establishment of trekker republics ry’s end few Africans had the vote, despite
in Natal and on the Highveld greatly the existence of considerable numbers
European and African Interaction | 37

Battle of Blood River

On Dec. 16, 1838, the Zulu and the Voortrekker Boers battled along the Ncome River, a tributary
of the Buffalo (Mzinyathi) River, in Southern Africa. The battle stemmed from the many clashes
between the two groups that occurred during 1837–38, as Boers migrating from the Cape Colony
with their families and livestock advanced into the region along the southern borders of the
Zulu kingdom, then ruled by Dingane. On Dec. 16, 1838, a Boer force led by Andries Pretorius
induced a Zulu attack on a Boer laager (protected encampment) of wagons at Ncome River. The
Zulu were handily defeated, suffering heavy losses caused by the Boers’ firearms and cannon,
and Ncome River became known as Blood River after its water reddened with the blood of thou-
sands of slain Zulu. The Boers then overran the Zulu kingdom and forced the Zulu population
loyal to Dingane north of the Mfolozi River. The Boer victory at Blood River helped undermine
Dingane’s power: in 1840 he was deposed by his brother, Mpande, and was later killed. Conflict
between the Zulu and the Voortrekkers ceased under Mpande.
Before the battle, the Voortrekkers had taken a vow that, if they succeeded in defeating the
Zulu, they would build a church and observe the day as a religious holiday. For more than 150
years, Boers (later Afrikaners) annually commemorated the victory as the Day of the Covenant.

of mission-educated black Christians. When in 1860 sugar was exploited suc-


Racial practices in Natal—including the cessfully for the first time, indentured
reservation of lands for African commu- labour had to be brought from India to
nal occupation, recognition of African do the arduous work, because Africans—
ethnic group authorities, codification of many of whom still had their own land
customary law, and control over urban- and cattle—refused to work for the low
ization through labour registration and wages offered on the plantations. By the
influx control—were born out of the col- last decades of the 19th century, however,
ony’s weakness and provided precedents a land shortage and high taxes had forced
for 20th-century segregationist policies. large numbers of Africans to seek work in
Absentee landowners bought up land colonial labour markets.
claimed and vacated by the Voortrekkers
and extracted rent from African produc- Voortrekker Republics
ers, hoping increased white immigration in the Interior
would raise land prices. Like the weak
colonial administration, the absentees With the British annexation of Natal,
were anxious to avoid the conflict that most of the Voortrekkers rejoined their
would have resulted from the expro- compatriots on the Highveld, where
priation of land occupied by Africans separate communities had been estab-
demanded by smaller settler-farmers. lished in Transorangia (the region across
38 | The History of Southern Africa

the Orange River) and the western and control continued well into the 20th cen-
northeastern Transvaal. Apart from a tury. Money was short, and government
brief period in the mid-19th century, the officials were paid in land, usually along
British left them alone, controlling exter- with its African occupants. The settlers’
nal trade and security threats through accumulation of wealth was often the
the coastal colonies. On the Highveld result of random looting and forcible,
the Voortrekkers entered a vibrant and though sporadic, extraction of tribute,
complex African world. To ensconce tempered by the limited physical capac-
themselves in the interior, they fought ity of the commando system. Surrounded
major wars and established a series of by a horseshoe of powerful African chief-
accommodations with those Africans doms, it was only in the last third of the
whom they were unable to conquer. 19th century, during a period of renewed
Compared with the British colo- imperial interest in the interior, that the
nies, the racially exclusive republics balance of power shifted decisively in
between the Vaal, Hartz, and Limpopo favour of white farmers.
rivers were weak members of the world
economy, dependent on cattle ranching The Orange Free State
and hunting. Bitterly divided politically and Basutoland
and ecclesiastically, these republics were
unified in 1860 as the South African Farther south, in Transorangia, a far
Republic, annexed as the British colony greater proportion of the small settler
of the Transvaal between 1877 and 1881, community was tied to Cape and British
and reconquered as the Transvaal during markets through wool production. Of a
the South African War (1899–1902). The population in 1875 of some 125,000, only
trekkers staked a claim to black lands, the 26,000 whites had citizenship, but
provided a framework for speculation many European observers considered
and the beginnings of commerce, and the Orange Free State, with its parlia-
established formal legal title to territory, ment and written constitution, a model
though these claims were as yet barely republic. Despite the Dutch ancestry of
effective. The incapacity of the settlers the majority of the settlers, English was
to wrest the indigenous inhabitants from the language of commerce and education
their land resulted in the development of into the 20th century.
several types of labour coercion and con- The existence of Moshoeshoe’s Basuto
trol: slavery, clientship, indenture, debt kingdom on the settlers’ eastern flank
bondage, and various forms of rent and meant constant friction. With the resto-
labour tenancy. ration of peace on the Highveld in the
The struggle to transform formal 1840s, many Africans attempted to return
claims into actual landownership and to their lands, only to find them occupied.
European and African Interaction | 39

Despite Moshoeshoe’s attempts to keep the area came under colonial rule only
the peace, cattle raiding by his dispos- after the discovery in 1867 of diamonds in
sessed subjects, together with increasing Griqualand West.
demands for land and labour from set-
tler sheep farmers, led to war in 1858 and MINERALS AND
again in l865–69. On the first occasion, THE SCRAMBLE FOR
the Orange Free State was forced to sue SOUTHERN AFRICA
for peace. On the second, Basutoland,
internally divided and starved of arms From the 1860s it was known that there
by the British decision to sell weapons to was gold in the interior of Southern
Afrikaners but not Africans, was beaten. Africa. In 1867 diamonds were discov-
Some chiefs, especially in the north, ered at Kimberley in Griqualand West to
offered their allegiance to the Afrikaners the north of the Cape Colony, followed
and, with their followers, became labour- shortly thereafter by discoveries of out-
tenants on their farms. Others moved crop (surface) gold in the Transvaal and
into the Transkei. In 1868, in response to deep seams of gold on the Witwatersrand
repeated appeals from the Sotho, the gov- in 1886. The conjuncture of speculation
ernor of the Cape annexed Basutoland, in mining futures and land, the imposi-
leaving the Orange Free State in posses- tion of colonial or company rule, and an
sion of the fertile Caledon River valley. industrial revolution based on mineral
In 1869 the frontiers of Basutoland were extraction meant that the last third of the
delimited, and shortly thereafter it was 19th century was one of the most trau-
handed over to the Cape. In 1881, how- matic in the history of the region. The
ever, when the Cape government tried to language of racial domination, though
disarm the Sotho, a war that the colony hardly new, was now buttressed by social
could not control broke out, and in 1884 Darwinism and was particularly well
Basutoland reverted to British rule. suited to an era of intensified land and
The Orange Free State also con- labour exploitation.
stantly encroached on the better-watered The mineral discoveries led to dra-
land of its western neighbours, the matic economic development. Roads,
Griqua and southern Tswana states, railways, and harbours were built. New
which were also under frequent attack coal mines were exploited. Manufacturing,
from the South African Republic. These though in its infancy, responded to the
attacks led to a growing alliance among new markets, while the creation of an
the Tswana kingdoms and to protest from internal market for food was crucial in
the missionaries and Cape traders, who the commercialization of agriculture
feared the Afrikaners would block the and the spread of African cash crop
main route to the interior. Nevertheless, production. Land prices soared, and the
40 | The History of Southern Africa

demand for labour became insatiable. A The Diamond Industry


working class—consisting of both whites
and blacks—was created out of the pre- Although most scholarly attention has
industrial societies. Colonial conquest focused on the gold mines, it was the dia-
subjugated the remaining independent mond industry that pioneered many of
African societies and destroyed the bar- the characteristics of Southern Africa’s
gaining power of black workers. labour control policies. People from all

Miners at the entrance to a De Beers mines in the late 1800s. African miners typically had to show
work passes and were confined to compounds when they weren’t working. FPG/Archive Photos/
Getty Images
European and African Interaction | 41

over the world came to Griqualand West The Discovery of Gold


to seek their fortune. Between 1871 and
1875, more than 50,000 Africans from all With the discovery of the Witwatersrand,
over the subcontinent came each year, attention switched from Kimberley to
many of them lured by the prospect of the South African Republic, which was
purchasing firearms. Within a few years quickly transformed from a ramshackle
there was hardly an African chiefdom, and bankrupt agrarian outpost to the
from the Transkei to the Limpopo, that most important state in the subconti-
was not armed with guns. Combined nent. The coastal colonies competed
with the progressive encroachment to control the lucrative Witwatersrand
on African lands and the intensifying trade, and immigration mounted. In
demand for their labour, the rearming of 1870 the total white population of
Africans was a major source of the insta- Southern Africa was probably less than
bility of these years. 250,000. By 1891 it had increased to
Initially, claims on the diamond more than 600,000, and by 1904 it was
fields were limited, technology was more than 1 million. When local capital
primitive, and small-scale black dig- proved inadequate, funds flowed in from
gers could compete with whites. In the Britain, Germany, and France. From
mid-1870s, however, chaotic production the late 1880s gold outstripped dia-
conditions, a flooded world diamond monds as the region’s most important
market, and labour shortages made the export, and by 1898 the Witwatersrand
transition to larger units of production produced about one-fifth of world
necessary. Joint-stock companies were gold output.
created, bringing international capital In 1889 the Chamber of Mines, an
and a transformation of mining technol- organization of mine owners, was formed
ogy. By 1888 the thousands of claims of to drive down the costs of production.
the previous decade had been monopo- This became even more important
lized by the De Beers Mining Company. once deep-level mines were opened in
For black and white workers the estab- the mid-1890s, because development
lishment of the De Beers monopoly costs were high, the ore low-grade, and
was of immense significance. African the price of gold controlled. Skilled,
migrant workers were now more rigor- unionized white workers from the min-
ously controlled by pass laws, which ing frontiers of the world were able to
limited their mobility, and by confine- protect their high wages, while the
ment to compounds for the duration of chamber formed two major recruit-
their work contracts. Many white min- ing organizations, the Witwatersrand
ers lost their jobs or became overseers, Native Labour Association (Wenela)
and wages for all workers were sharply and the Native Recruiting Corporation,
reduced. to extend, monopolize, and control the
42 | The History of Southern Africa

Cecil Rhodes

The story of how Cecil Rhodes came to South Africa to repair his frail health and stayed to
become a millionaire on the diamond fields before he was 30 is legendary. In 1880 Rhodes
entered the Cape parliament, and in the 1880s he played a key role in securing the British
annexation of the Tswana kingdoms that straddled the road to the interior. One of the leading
mine owners in Kimberley, by 1888 he had bought out his rivals and created the De Beers con-
sortium. In 1890, when he became the Cape’s prime minister, he was the most powerful man in
Southern Africa.
Rhodes hoped to find in south-central Africa a “second Rand” to outflank the South African
Republic. In 1888 his agents secured exclusive mining rights from Lobengula, the Ndebele
king, for Rhodes’s British South Africa Company (BSAC), which was granted a royal char-
ter by the British government to exploit and extend administrative control over a vast area
of south-central and Southern Africa. Across the Zambezi, where the British were anxious to
preempt European rivals, Rhodes engaged the newly appointed British consul for Malawi and
Mozambique, Harry (later Sir Harry) Johnston, to establish his company’s claims.
A flurry of treaty making in 1888–89 left the
BSAC with land and mineral concessions through-
out present-day Malawi and Zambia. Despite the
dubious legality of the treaties, the chiefs agreed to
accept British jurisdiction over non-Africans in their
domains and over external relations. In the European
chancellories, where the frontiers of Africa were being
decided, the treaties played an important role in nego-
tiations. In 1890–91 British, Portuguese, and German
conventions established the frontiers of many of the
modern states of Southern Africa.
For Britain the BSAC’s great advantage was its
promise to make British occupation effective against
contending European powers and to bring capital-
ist development at minimum cost. In 1890 Rhodes
sent a “Pioneer Column,” consisting of 200 white
settlers and 150 blacks, backed by 500 police, into
Mashonaland; the real goal was the Ndebele king-
dom, which was conquered in a deliberately provoked
war in 1893. Although Matabeleland’s conquest
brought an anticipated boom in BSAC shares, by the
end of 1894 it was clear that there was no “second
Rand” in south-central Africa and that the future lay
Cecil Rhodes. Hulton Archive/Getty with the new deep-level mines coming into operation
Images farther south.
European and African Interaction | 43

black labour supply throughout the effectively ended the independence of


subcontinent. the major African kingdoms. Of these
Throughout the region it was usually conquests the best-known was the war in
young men who were the first migrants, 1879 against the Zulu, which included a
often sent by homestead heads, who spectacular defeat of the British army at
tried to control their movement and Isandhlwana. Nevertheless, wars against
their wages, or by chiefs who received a the southern Tswana and Griqua, the
recruitment fee or a portion of the labour- Pedi of the eastern Transvaal, the western
er’s wages in tribute. For many young Xhosa, and the southern Sotho were the
men a period of labour migration could essential precondition for the creation of
bring independent access to bridewealth. a unified South Africa.
Although the process had its roots in the The mineral discoveries whetted
migration of Africans to colonial labour German imperial ambitions, and in 1884
markets earlier in the century, migrant Germany annexed the vast, sparsely
labour expanded after the mineral dis- populated territory of South West Africa
coveries and had profound ramifications (now Namibia). The annexation chal-
for the control of senior men over juniors lenged British hegemony in the region,
and colonial administrators over taxpay- raised fears of a German-Transvaal alli-
ers. Chiefs thus became increasingly ance, and accelerated the scramble
anxious over their lack of control over for Southern Africa. The possibilities
young men and women and struck alli- of mineral wealth in the interior also
ances with colonial administrators and revived Portugal’s dream of uniting its
recruiting agents to secure the return of African colonies. Portugal received short
migrants. shrift from the other powers, however.
At the Berlin West Africa Conference of
THE ANNEXATION OF 1884–85, Portugal secured the Cabinda
SOUTHERN AFRICA exclave and a portion of the left bank of
the Congo River on the Atlantic coast—
The first move in the scramble for considerably less than it claimed—and in
Southern Africa came with renewed asser- 1886 the Kunene-Okavango region went
tions of British supremacy in the interior. to Germany. Portugal gained even less in
After much dispute, Britain annexed Mozambique, which remained a narrow
Griqualand West as a crown colony in coastal corridor.
1871, transferring it to the Cape Colony With the discovery of gold, the
in 1881. The multiple crises following remaining independent African polities
the diamond discoveries led during the south of the Limpopo were conquered
1870s to failed imperial schemes to con- and annexed, and both within and
federate the Southern African territories, beyond colonial frontiers concession-
but imperial wars between 1878 and 1884 aires were spurred by prospects of further
44 | The History of Southern Africa

discoveries and the availability of specu- As their hopes of discovering gold


lative capital. The Limpopo constituted waned, settlers and the British South
no barrier, and between 1889 and 1895 Africa Company (BSAC) began expro-
all the African territories south of the priating African land, labour, and cattle.
Congo territory were annexed. In south- Settlers who participated in the war were
central Africa the British competed with granted lavish farms and mineral claims,
the South African Republic, Portugal, both of which soon passed to specu-
Germany, and Belgium, while in east- lative syndicates. A land commission
central Africa, to the west and south of perfunctorily set aside two reserves for
Lake Nyasa, the thrust from the south the Ndebele on poor soils. In 1896 the
encountered the less powerful but still Ndebele rose in revolt and were joined
significant antislavery missionary and by a number of eastern Shona polities.
trading frontier from the east. Only the arrival of imperial troops and
For many of the peoples of the sub- the collaboration of other Shona groups
continent, the first phase of colonialism saved the company state. The uprising
may have been overshadowed by the led the British to intervene directly in
series of disasters that struck rural soci- BSAC affairs by appointing a resident
ety in the mid-1890s, including locusts, commissioner in Bulawayo responsible
drought, smallpox and other diseases, to the imperial high commissioner in
and a disastrous rinderpest epidemic Cape Town.
that decimated African cattle holdings These events left few resources for
in 1896–97. Whereas before the colo- occupation north of the Zambezi until
nial period such natural disasters would the late 1890s. Opposition from mission-
have killed large numbers in the short aries and the African Lakes Company
term but probably would have had little ensured that the region around Lake
long-term consequence, the disasters of Nyasa and the Shire River valley was
the 1890s drew considerable numbers separated from the BSAC sphere; it was
of Africans into dependence on colonial declared the British Central African
labour markets for the first time and thus Protectorate in 1891, with Johnston as
permanently changed the structure of commissioner. Even before Johnston’s
African society. arrival the British had been embroiled in
From the 1860s it was known that there open warfare with Arab slave traders, and
were “ancient gold workings” beyond the during the early years of the protector-
Limpopo, and by the mid-1880s Lobengula, ate Johnston engaged in a spate of wars
the Ndebele king, was surrounded by against the Swahili and Yao slave and
concession hunters. In 1887–88 the high ivory traders, who feared the loss of their
commissioner at the Cape, fearful of livelihood. Given the fragmentation and
Transvaal expansion northward, declared social divisions of the region, he found
the region a British sphere of interest. little difficulty in implementing a policy
European and African Interaction | 45

of divide and rule. Johnston’s antislav- depended, and Lewanika’s hopes to con-
ery wars had the advantage of releasing trol the modernization of his state were
labour for European employers. Wary of not fulfilled. Bulozi became a protec-
creating a landless proletariat, Johnston, torate within a protectorate, tied to the
like Rhodes, nevertheless believed that Southern African political economy.
the protectorate’s future development In northeastern Zambia, too, the pro-
should be based on the marriage of white cess of imposing colonial rule came later,
enterprise and black labour, assisted by but in the end it was swifter and less vio-
Asian middlemen. lent than it had been to the south or east.
West of the protectorate, Africans The natural disasters of the 1890s dimin-
were drawn more gradually under colo- ished the ability of the more powerful
nial rule, despite pleas from the Lozi king groups to resist, while weaker peoples at
Lewanika that the British provide techni- first welcomed the end of Bemba, Ngoni,
cal and financial assistance in exchange and Swahili exactions. A lack of resources
for mineral concessions, as promised in spared the region major confrontations
an 1890 treaty. Lewanika’s scramble for with colonialism (by contrast, among the
protection in the 1890s was dictated by Ngoni led by Mpeseni, where gold was
the same circumstances that initially had believed to exist, the onslaught was as
led him to invite whites into his kingdom dramatic as in Zimbabwe and the expro-
in the mid-1880s. The 20 years following priation as brutal). Nevertheless, attempts
the restoration of the Lozi monarchy after to impose closer settlement, interfere
the Kololo interregnum had been filled with local agricultural techniques, and
with civil war and succession disputes. extract forced labour combined with nat-
By inviting the missionaries, and subse- ural disasters to produce extremely high
quently the BSAC, to Bulozi, Lewanika, morbidity and mortality rates in the early
like the Ngwato king Khama III to his years of company rule.
south, hoped to bolster his internal posi-
tion and gain the skills to enable him to PORTUGAL IN
deal with the intruders. SOUTHERN AFRICA
In 1897 the BSAC sent an adminis-
trator to Bulozi. Contrary to Lewanika’s For much of the 19th century, Portuguese
expectations, this spelled the end of Lozi colonists in Angola and Mozambique
independence. Despite Lewanika’s “pro- were fewer in number and weaker in
tected” status, over the next decade the authority than those in the interior of
powers of the king and the aristocracy South Africa. At the beginning of the
were whittled away. British insistence century, fewer than 1,000 settlers in each
on the abolition of serfdom and slavery colony huddled on a number of estates
in 1906 undermined the cultivation of around inland forts, along the Bengo and
the floodplain on which Lozi agriculture Dande rivers in Angola, and along the
46 | The History of Southern Africa

lower Zambezi in Mozambique. Most of instability of the last decades of the 19th
them had intermarried with local peoples century paved the way for the colonial
and were independent of Portugal. The period that followed.
metropolitan Portuguese were unable Portuguese attempts to develop
to control either the coastal trade or the Mozambique met with even less success,
activities of the merchants and warlords given the lack of investment and prevail-
in the hinterland, who often acted in their ing disorder, as escaped slaves, soldiers,
name. In the absence of regular taxa- and porters formed bandit bands in bro-
tion or an effective system of customs ken country and attacked Portuguese
and tariffs, the economies of the territo- settlements and African villages. In
ries were poor and their administrations many areas domestic slavery under-
weak and corrupt. Despite a mythology pinned the migration of young men to
that held that the Portuguese, unlike the the labour markets of the south by the
northern Europeans, did not differentiate 1850s. Liberal governments in Portugal
according to race, from early times it is from mid-century were anxious to outlaw
clear that whites had superior status and the feudal aspects of the prazo system
prestige—if not always greater power—in but were unsuccessful, despite four mili-
Angola and Mozambique. Although both tary campaigns and a declaration in 1880
territories gained somewhat from the that the prazos were crown property.
Napoleonic Wars, it was not until the end Until the 1890s the Portuguese had
of the 19th century that Portugal regained little authority beyond their coastal
any of its colonizing energy. enclaves. The only bright spot in their
From the mid-19th century, Portuguese fortunes in southeastern Africa was the
capital began to enter the colony. The growing prosperity of Delagoa Bay, as
Portuguese made land grants in the trade with the Transvaal increased. In
Luanda hinterland, and planters experi- 1875 Portuguese rights to Delagoa Bay
mented with raising coffee, cotton, cacao, were recognized internationally. With
and sugarcane, using the slaves who could the discovery of gold in the South African
no longer be exported. In the absence of Republic, the bay acquired a new impor-
an adequate administration or communi- tance as its closest outlet, and in 1888
cations network, the plantations in Angola Lourenço Marques became the capital of
were never highly successful, although Mozambique.
coffee cultivation spread among African Although Portugal failed in its
peasant farmers in the region. The appro- major territorial ambitions in the late
priation of African land for plantations 19th century, it nonetheless acquired
was resisted, and Portuguese attempts about 800,000 square miles (2 million
to expand their colonial nucleus led to a square km) of African territory, of which
series of wars with African peoples, fol- it controlled about one-tenth. In both
lowed by famine and epidemics. The Portuguese territories “pacification”
European and African Interaction | 47

became a sine qua non of economic as bridewealth. By 1897 more than half
development, and there were military the mine workers on the Rand came from
campaigns or police actions in almost Mozambique, while thousands worked on
every year between 1875 and 1924, a South African farms.
measure of Portugal’s weakness as a
colonial power. The greatest resistance GERMANS IN SOUTH
came from those people with the lon- WEST AFRICA
gest experience of Portuguese rule and
with the necessary firearms. In Angola The Germans were the last imperial
the major campaigns were against the power to arrive in Africa. Their annexa-
Kongo, Mbundu, and Ovambo peoples; tion and control of South West Africa
in Mozambique, against peoples of the was eased by the intense cleavages that
Zambezi valley, the Islamized Makua and had opened up between the local Nama
Yao, and the Gaza kingdom, which was and the Herero chiefdoms, a result of
finally defeated in 1895. their increasing involvement in the world
The majority of Portuguese troops economy during the 19th century.
in both territories were black, a situation Throughout the 19th century, dis-
that turned every campaign into a poten- placed communities of Khoekhoe and
tial civil war. Fragmentation of political Oorlams from the Cape had made their
authority, resistance of traditional elites way into South West Africa, competing
threatened by colonial rule, and the pre- for the sparse water and grazing land.
cipitate introduction of taxes and forced At first they settled peacefully on land
labour policies also made resistance in granted them by the local populace, some
the Portuguese colonies the most pro- of them establishing mission communi-
longed in early 20th-century Africa. ties. The advent in the 1830s of the Oorlam
Colonial markets were of particular chief Jonker Afrikaner and his well-
importance to Portugal, and tariff barriers armed followers significantly altered the
were erected to protect its manufactures. regional balance of power. Responding
Starved of capital and racked by finan- to an appeal from the Nama, who were
cial crises, Portugal planned to develop being driven from their grazing lands by
the colonies by attracting immigration Herero expansion, Afrikaner settled at
and foreign capital and by fostering Windhoek. By gaining control over the
plantation agriculture. In Mozambique, all-important trade routes from Walvis
however, local employers could not com- Bay and the Cape Colony, he ensured,
pete with the Witwatersrand. Since the until his death in 1861, Nama dominance
1850s, Mozambican migrants had trav- over the Herero. Wars between the Nama
eled to the farms and sugar plantations and Herero were exacerbated from the
of South Africa, while by the 1870s ster- mid-19th century by the increasing cattle
ling had begun to replace cattle and hoes and ivory trade and the availability of
48 | The History of Southern Africa

firearms; apart from a breathing space The rinderpest epidemic, the alien-
between l870 and 1880, the Nama-Herero ation of the better-watered highlands,
wars continued from 1863 to 1892. unfair trading practices, and increasing
Initially Germany hoped to exploit indebtedness led to an uprising by the
the territory through a concession Nama and Herero peoples in 1904–07.
company, but it could not raise suf- They were crushed in a genocidal cam-
ficient capital. The government was paign: the Herero population fell from
increasingly forced to intervene in about 70,000 to about 16,000, with many
local affairs, especially when settlers dying in the desert while attempting
appropriated Herero cattle and grazing to escape. The Nama were reduced by
lands. The most formidable opponent two-fifths. The handful of settlers had
of the Germans was Hendrik Witbooi, a to turn for labour to the Cape Colony
Nama chief who tried unsuccessfully to and Ovamboland, which was formally
unite the Herero and Nama against the brought under colonial rule only when
Germans. After a lengthy guerrilla war, the South Africans took over South West
he was defeated in 1894. Africa during World War I.
CHAPTER 3
Southern
Africa from
1899 Through
Decolonization
I f the Nama-Herero wars were among the most savage in
colonial Africa, an equally bitter, costly colonial war was
fought by Britain against the two Boer (Afrikaner) republics—
the South African Republic and the Orange Free State—at the
end of the 19th century.

THE SOUTH AFRICAN WAR

The reasons for the South African War (1899–1902) remain


controversial. Some historians portray it in personal terms,
the result of clashes between the president of the South
African Republic (also known as the Transvaal), Paul Kruger,
and the representatives of British imperialism, Rhodes and
the high commissioner, Sir Alfred Milner. Others argue that
the British feared that the regional dominance of the South
African Republic would open the way for German interven-
tion in the subcontinent and endanger the sea route to India.
Still others believe that the struggle was for supremacy over
the richest gold mines in the world and the need to establish
a state in the Transvaal that would fulfill the demands of the
deep-level mine owners.
Even before the war, the South African Republic’s inabil-
ity to create and coerce a labour force was irksome to the
deep-level mine owners, with their huge demand for labour
50 | The History of Southern Africa

Map of Southern Africa, from the 10th edition of Encyclopædia Britannica, published in 1902.

and tight working costs. The liquor, rail- the alliance he had carefully constructed
way, and dynamite policies of the South between English and Afrikaners in the
African Republic also angered the mine Cape was destroyed. Previously loyal to
owners. Taking advantage of the fomented the empire, Cape Afrikaners now backed
clamour of British immigrants over their Kruger against the British, as did their fel-
lack of voting rights and secretly backed lows in the Orange Free State. Nascent
by the British colonial secretary Joseph pan-South African Afrikaner nationalism
Chamberlain, Rhodes plotted the armed received a push. Milner’s determination to
overthrow of the republic by his lieuten- assert British supremacy exacerbated mat-
ant Leander Starr Jameson. ters, and in 1899 a rearmed South African
The Jameson Raid in December 1895 Republic issued an ultimatum to the British
was a complete fiasco. There was no inter- that amounted to a declaration of war.
nal uprising, and the raiders were soon Over the next three and a half years,
arrested. Rhodes was forced to resign from nearly 500,000 British troops were
the premiership of the Cape Colony, and deployed against an Afrikaner force of
Southern Africa from 1899 Through Decolonization | 51

60,000 to 65,000, at great cost to the variety of ways by the state. By 1906–07
British taxpayers. Some 6,000 British sol- the British were sufficiently confident
diers died in action and another 16,000 of the new order they had established
of infectious diseases. The Afrikaners to grant self-governing institutions to
lost some 14,000 in action and 26,000 in male whites in the conquered territories.
concentration camps. The camps pow- Under the South Africa Act passed by
erfully inflamed 20th-century Afrikaner the British Parliament in 1909, the four
nationalism. Although the total number South African colonies of Transvaal,
of African dead is unrecorded, accord- Natal, Orange River (which would revert
ing to low official estimates, more than back to its previous name, Orange Free
100,000 were forced into camps and State), and the Cape were unified as prov-
at least 13,000 died there. In the end, inces of the Union of South Africa in
Britain’s greater resources wore the 1910. Although much British propaganda
Afrikaners down; their leaders were before and during the South African War
forced to sue for peace, and a treaty was had been concerned with the political
signed on May 31, 1902. rights of British subjects regardless of
Even before the war ended, Milner colour, outside the Cape province blacks
had begun to “reconstruct” the van- remained excluded from citizenship.
quished Afrikaner republics (the British
annexed the South African Republic THE NATURE OF
and the Orange Free State as the Crown COLONIAL RULE
Colony of the Transvaal and the Orange
River Colony, respectively). The most By the beginning of the 20th century
serious grievances of the mine magnates the subcontinent was under European
were removed, and an efficient bureau- rule, and its disparate societies were
cracy was established. The smooth increasingly meshed into a single politi-
functioning of the mining industry was cal economy. The annexation of African
crucial both politically and economically. territories meant the establishment of
An acute shortage of unskilled African new states, and colonial rule was given
labour was resolved by the importation of perceptible effect by policemen and
60,000 Chinese, despite the bitter oppo- soldiers, administrators, tax collectors,
sition of white workers, and ambitious traders, prospectors, and labour recruit-
schemes were hatched to reduce the cost ers. Railroads connected the coast with
of both black and white labour. the interior, opening up new markets
Africans were effectively disarmed and releasing new sources of labour. New
and systematically taxed for the first boundaries were drawn that lasted beyond
time, and the pass laws were made more the colonial period, and the Zambezi
efficient. These changes also benefited became the frontier between the settler
white farmers, who were assisted in a south and the “tropical dependencies”
52 | The History of Southern Africa

of East and Central Africa, although the establishment of manufactur-


Nyasaland (now Malawi) and Northern ing industries drew Africans into the
Rhodesia (now Zambia) occupied a mid- world economy as workers and peas-
dle ground. ants, transforming class structures
and political alignments and shifting
The Changing Labour Market the division of labour between men
and women. Previously male occupa-
The exploitation of minerals, the capi- tions, such as hunting and warfare,
talization of settler agriculture, and declined. Indigenous production of

European penetration into Southern Africa in the late 19th and early 20th centuries.
Southern Africa from 1899 Through Decolonization | 53

nonagricultural commodities from society. For Afrikaners, too, there were


cotton to iron suffered from the com- winners and losers.
petition of cheap, mass-produced
imports. The costs of colonialism were Growth of Racism
unequally distributed. In the areas of
white colonization, the BSAC and the Some blacks and whites, particularly
colonial powers supported the settlers. those who had been educated or had prior
Elsewhere African ruling elites were experience, were able to take advantage
able to strike compromises with their of economic opportunities developing in
new overlords. On the reserves and pro- new towns and markets. Yet, for the grow-
tectorates of Southern Africa, chiefs and ing numbers of mission-educated Africans
hereditary headmen still controlled their and Coloured and for Indian communities
followings, although their authority was in Southern Africa, the period was proba-
eroded as they became appointees of bly one of regression rather than advance.
the colonial authorities. Again the pro- European racist ideology replaced an
cess varied from area to area. Whereas older tradition in the Cape of social domi-
colonial authorities initially attempted nance through economic control. Strident
to destroy the overarching powers of the settler demands for urban segregation
African kings and paramounts, who had classified even wealthy Indian merchants
led the military resistance to colonialism as “uncivilized natives.” Indian immigra-
and symbolized the cohesion of their tion into all the South African colonies
people, the role of intermediate chiefs in was restricted, and in Natal a number
providing a cheap administrative infra- of anti-Indian discriminatory measures
structure was soon recognized. followed the grant of responsible govern-
ment in 1893. In the Cape, institutions
Changes for Afrikaners became increasingly segregated. While
the establishment of new colonial states
Many Afrikaners also experienced a contributed to the creation of new forms
period of rapid change. In 1886 the South of national consciousness, black hopes of
African Republic was still a preindustrial inclusion in the wider society were dashed
state controlled by a livestock-owning by the South Africa Act of 1909 and by
elite; by 1910 it was dominated by min- the establishment of settler-only repre-
ing capital and formed the hub of the sentative institutions elsewhere. White
industrializing subcontinent. The injec- racism, though still embryonic outside
tion of international capital, inflated South Africa, fueled African nationalism
land prices, the South African War, and throughout the region.
imperial social engineering transformed Racially discriminatory policies were
Afrikaner society as painfully and per- prompted by settlers’ fears of competi-
haps more completely than African tion from blacks and the growth of black
54 | The History of Southern Africa

class consciousness; they were given an until the 1930s the Union was poor,
intellectual underpinning by anthro- divided, and dominated by international
pologists and administrators fearful of capital. White settlers were Britain’s clos-
rapid social change. The Portuguese est allies. Although it overpowered its
espoused policies of African assimi- immediate neighbours, South Africa’s
lation, yet obstacles to progress for expansionist ambitions in the region
the Afro-Portuguese and accultur- were largely blocked.
ated African elite were more rigidly In 1910 the Union wished to incor-
enforced in the 20th century than they porate Basutoland (now Lesotho),
had been in the 19th. Before 1945 the Bechuanaland (now Botswana), and
ideology of segregation was espoused Swaziland—three landlocked territories
by virtually all the governments of the that, through a variety of historical acci-
region and by most whites regardless of dents, had remained outside South African
political persuasion. Segregation had control. African and humanitarian opposi-
different meanings for different groups, tion and Britain’s desire for a foothold in
but throughout Southern Africa it uni- the region prevented this incorporation,
fied contradictory white interests under and the territories remained British pro-
a single political slogan, buttressed tectorates. Until the mid-20th century,
white power and protected white however, both Britain and South Africa
workers and farmers, and attempted assumed that the territories would ulti-
to defuse black militancy at a time of mately become part of South Africa.
urbanization and social change. For Although this did not happen,
blacks segregation meant exclusion Basutoland, Bechuanaland, and Swaziland
from citizenship; incorporation into were locked into South Africa’s economy.
a restricted and racially segmented All three territories, which had been grain
labour market based on the use of and cattle exporters at the turn of the cen-
migrant labour; government control of tury, became increasingly dependent on
movement, urban residence, and trade the South African labour market, espe-
union organization; the consolidation cially after South Africa implemented
of the authority of the chiefs; and a rec- protectionist measures for white farmers.
ognition or invention of black ethnic Administrators were often South African,
identity in the African reserves. and the form of indirect rule they practiced
strengthened the authority of conserva-
Basutoland, Bechuanaland, tive chiefs, leaving little room for political
and Swaziland progress. This dual administration, as well
as the dependent economies of the ter-
South Africa was at the centre of Britain’s ritories, were severely castigated by the
Southern Africa policies. Nevertheless, Pim Commission of 1934–35, but, despite
Southern Africa from 1899 Through Decolonization | 55

Police Zone

The German and later South African colonial administrations were able to establish effective
European-style police control in the southern two-thirds of South West Africa (now Namibia)
beginning in the early 20th century. The name of the area and its original boundary were
adopted in 1919 by the South Africans from a 1911 German map of the territory on which the
area was marked Polizei-Zone.
Spanning the north-central sector of what became the mandated territory of South West
Africa, the Police Zone’s boundary (often called the Red Line because it was printed on maps
in red ink) extended from the Atlantic Ocean to Botswana in a generalized northward-arcing
semicircle. The boundary separated indigenous African groups to the north, including the
numerically significant Ambo (Ovambo) as well as other Bantu-speaking peoples, from white
settlement areas to the south. Not all indigenous groups of South West Africa, however, lived
north of the Police Zone. The numerically less significant Herero, together with groups of
Khoekhoe and other groups of mixed origin, lived mostly within the Police Zone.
The Police Zone boundary was long inviolate. Whites were prohibited from entering the north,
and the indigenous groups of the north were generally prohibited from entering the Police Zone
except when hired as a “labour unit” contracted for a prescribed period. Many successive demar-
cation changes of the boundary between the 1920s and 1960s usually reflected the increasing
white control of better farming areas. The name Police Zone was used less after the South African
Odendaal Commission defined the geographic, economic, and political aspects of apartheid—
the policy that sanctioned racial segregation and political and economic discrimination against
nonwhites—in South West Africa. The commission’s directive in 1964 led to the establishment of
10 reserves (homelands) in the 1970s for South West Africa’s African peoples and groups of mixed
origin; the eastern, southern, or western boundaries of the 6 reserves for the indigenous African
groups to the north of the Police Zone followed the Police Zone boundary with slight alterations.
The 1977 South African agreement to create an interim government in Namibia until inde-
pendence led to the Rural Areas Proclamation (1977), which revoked the regulations previously
used to control the movement of black Africans and permitted all ethnic groups to take employ-
ment and residence wherever they chose. By the time of Namibia’s independence in 1990, the
effects of a Police Zone had ceased.

modest reforms, the territories remained Africa, which it conquered from the
poor and neglected. Germans during World War I. Despite a
League of Nations mandate that South
Ovamboland West Africa be administered as a “sacred
trust” for its indigenous inhabitants,
The Union was more successful in South Africa’s concern was to foster min-
acquiring the vast colony of South West ing, which dominated the economy, and
56 | The History of Southern Africa

to subsidize poor Afrikaner settlement usually represented white farming and


in what was known as the “Police Zone.” working-class interests.
In 1917 Ovamboland, in the north, was
annexed; better-watered and therefore Nyasaland and
more densely populated, Ovamboland Northern Rhodesia
had long been able to resist disposses-
sion. During the interwar years South In Nyasaland and Northern Rhodesia,
Africa was able to defy the many reso- self-government for the handful of whites
lutions passed by the League of Nations was clearly impossible, although in both
urging African social and educational colonies settlers were given some repre-
advancement, and the country contin- sentation on the Legislative Councils that
ued to defy them even when the South were established in Nyasaland in 1907
African mandate was withdrawn by the and in Northern Rhodesia in 1924. With
United Nations in 1946. the discovery of copper, the white popu-
lation in Northern Rhodesia increased,
Southern Rhodesia but whites never achieved a political
dominance comparable to that of their
South Africa also had designs on compatriots farther south.
Southern Rhodesia (now Zimbabwe). Although copper mining was inter-
In 1922, however, when the BSAC relin- rupted by the worldwide depression of
quished control of Southern Rhodesia, the 1930s, by the eve of World War II
the predominantly British settlers Northern Rhodesia was a major producer,
opted for self-government under British with nearly nine-tenths of its export
rule, and the territory became a self- earnings coming from copper. In 1939
governing colony the following year. there were about 13,000 whites in the
While British subjects of all races were territory. In Nyasaland the BSAC hoped
enfranchised, high property qualifica- settlers would develop the territory,
tions excluded from voting the vast but white immigration was restricted
majority of Africans, who formed 95 by Nyasaland’s sluggish economic
percent of the population, and an essen- prospects. In both territories racially
tially white parliament controlled all the discriminatory policies protected the
colony’s affairs. An imperial veto over interests of white settlers over those of
discriminatory legislation was rarely blacks in every sphere. Nevertheless, the
exercised. Between the 1920s and ’50s small numbers of whites and British proc-
the governing party generally remained lamations of the paramountcy of African
closely allied to the small group of interests, however limited in practice, dif-
mining companies that controlled ferentiated these territories from those
the economy, while the opposition farther south.
Southern Africa from 1899 Through Decolonization | 57

Settlers in Mozambique the collapse of rubber prices in 1913


and Angola added to settler problems, and many
went bankrupt; in northern Mozambique,
campaigns against the Germans dur-
In Mozambique and Angola, too, set- ing World War I led to famine, forced
tler numbers remained small, despite labour, and high mortality from combat
Portugal’s schemes to encourage colo- and disease. After the war, however, the
nial immigration. Before World War I, colonies attracted new settlers as their
colonists consisted mainly of illiterate economies recovered on the strength of
and unskilled peasants. Power remained increasing world prices for tropical prod-
in the hands of the governor-general, ucts. In Angola, diamond production in
the highest colonial representative of the northwest was an additional stimulus
the Portuguese government. In Angola for settlement.

The regime of dictator António Salazar effectively quashed the political and economic ambitions
of those living in Portuguese-controlled Southern Africa early in the 20th century. Evans/Hulton
Archive/Getty Images
58 | The History of Southern Africa

The republican period in Portugal Africa, German and Afrikaner set-


(1910–26) was accompanied by a flurry tlers lived in uneasy tension, which
of activity among settler political groups, increased in the 1930s when pro-Nazi
some of them in alliance with the Afro- demonstrations advocating a German
Portuguese and members of the Creole takeover of the colony were common. In
elite angered by bureaucratic inefficiency the Rhodesias, too, there was antagonism
and corruption. With the inauguration of between British settlers and Afrikaners
Portugal’s authoritarian “New State” in the who made their way to the territory in the
early 1930s under António Salazar, how- early years of the 20th century, as well as
ever, immigration schemes were dropped conflicts between the BSAC and white
and strict vigilance was exercised over workers and farmers.
all political and economic activity in the These political struggles were most
colonies. Consultative institutions dis- intense in South Africa, which had the
appeared, and grand imperial rhetoric most developed economy, the largest
accompanied a return to protectionism, and most diverse population (African,
fostering Portugal’s needs for cheap raw Indian, Coloured, and white), and the
materials and a closed market. most acute class and ethnic differences.
In the early 20th century “racial conflict”
Class and Ethnic Tensions referred to the conflict between settlers of
Among White Settlers British origin and Afrikaners. Class war-
fare between white workers and the mine
In the new dispensation, whites, with magnates on the Rand was fierce until
state assistance, controlled private prop- the 1920s. The years after the creation of
erty and the means of production, while the Union were turbulent, with a civil war
Africans were seen solely as labour. In between Afrikaners when South Africa
South Africa after 1912 and the British joined the British side in World War I. A
colony of Southern Rhodesia after 1923, series of mine strikes culminated in 1922
settlers controlled the police and armed when recently proletarianized Afrikaners,
forces; elsewhere Africans manned the still dreaming of restoring their repub-
police and armies of the colonial state, lic, and members of the newly formed
although imperial troops remained the Communist Party of South Africa joined
ultimate authority. ranks. A five-day battle between white
Settlers everywhere were united workers and troops on the Witwatersrand
in their determination to assert white ended with 230 dead and the defeat of the
supremacy but were divided by class workers after martial law was declared;
and ethnicity. Particularly in South the ringleaders were later hanged.
Africa, South West Africa, and Southern The South Africa Act of 1909 enfran-
Rhodesia, political struggles among chised white adult males, but, except for
whites were often bitter. In South West a diminishing proportion of black male
Southern Africa from 1899 Through Decolonization | 59

property holders in the Cape, neither of the farming, and young men worked
blacks nor women were enfranchised. periodically on white farms and in mines
Although white women received the to earn money for cattle, fertilizer, seed,
vote in 1930, in 1936 Cape African men and plows. In the long run, however,
were removed from the common voters Africans became locked into the money
roll, and in 1956 the Coloured voters of economy, and land shortage and indebt-
the Cape were similarly disenfranchised. edness brought ever-increasing numbers
White men effectively were given con- into the labour market.
trol over the majority of blacks, and they
retained this control until the first demo- White Agriculture and
cratic, nonracial election in South Africa African Reserves
in April 1994.
At the beginning of the 20th century
LAND, LABOUR, AND the vast majority of Africans in the sub-
TAXATION continent still lived by farming, though
in many areas they had become rent- or
Everywhere in early 20th-century Southern labour-paying tenants and sharecroppers
Africa the priority of administrations was on land claimed by settlers, syndicates,
for labour and revenue, and an exten- and speculators. During the 20th cen-
sive tax system was developed to address tury these various forms of tenancy were
both needs. Where land shortages did not transformed into wage labour, as white
suffice to push Africans into the labour farms became increasingly capitalized.
market, taxation frequently did. In many Throughout the subcontinent, lands
areas the colonial state was weak, and were reserved for sole African occupa-
colonial administrators feared rousing tion by administrations fearful that total
widespread resistance; efforts to collect dispossession would lead to widespread
taxes were often followed by flogging, hut African resistance. In South Africa,
burning, and the confiscation of crops or mining capitalists also came to see the
cattle. Violence was often most intense utility of the reserves in subsidizing
where administrations were weakest. In cheap labour: the limited agricultural
areas that had been under colonial rule for production of the reserves supported
more extended periods, legislation forced the families of migrants, who could then
Africans who had not already been dispos- be paid as single workers. On the other
sessed of their land into the labour market. hand, white farmers wanted to take over
As long as Africans had access to the African reserves for their own use,
land, however, they had some bargaining eliminate competition from African
power. Money for taxes could be earned producers, and reduce the employment
by increasing crop production or by sell- status of Africans from tenancy to labour
ing cattle. In many areas women did most service. The Native Lands Act of 1913
60 | The History of Southern Africa

and supplementary legislation in 1936 These land acts were part of a battery
harmonized these conflicting interests, of legislation aimed at fostering settler
setting aside about one-eighth of South agriculture. Throughout the region white
African land for the some 4,000,000 capitalist agriculture was possible only
Africans, while reserving the rest for with extensive state support, which was
about 1,250,000 whites. not granted to Africans. African farmers
In Swaziland the 3,000 whites who attracted state support only when cattle
had gained land as temporary conces- disease threatened to spread from black
sions from the king in the late 19th areas to white or when soil conservation
century retained virtually two-thirds of became a matter of concern. The world-
the total in land settlements in 1908 and wide depression of the 1930s, which
1915. In response the Swazi royal fam- severely affected white farmers, inten-
ily gained much popular support by sified discrimination against African
establishing a national fund to repur- peasant production, and by the 1940s
chase the alienated lands, and by 1968 many rural areas were almost entirely
it had acquired almost half of the total. dependent on migrant remittances.
Basutoland, which had been deprived of Initially, similar policies were pur-
its most fertile lands in the 19th century, sued north of the Zambezi. In Northern
was a de facto reserve, although, as in Rhodesia the colonial office attempted
Bechuanaland, land remaining in African to increase settler numbers by opening
hands was inalienable. nearly 12 million acres of the colony’s best
In Southern Rhodesia, too, where the lands for white farming, while reserves
BSAC developed commercial farming were drawn up for African occupation.
to attract immigrants and raise revenue, Although the reserves were large, like the
even the limited African reserves that reserves to the south, they were far from
had been set aside at imperial insistence the railway line, contained poor soils,
were a subject of constant contention. and were soon overcrowded and eroded.
The crucial legislation was the Land It was only after World War II that white
Apportionment Act of 1930, which landownership was limited in Northern
barred African landownership outside Rhodesia and attempts were made to
the reserves, except in a special freehold address African rural poverty.
purchase area set aside for “progressive In the Shire Highlands a hand-
farmers.” The best land was allocated ful of settlers owned nearly 34 million
to whites; less than one-third went to acres, while about one-eighth of all land
Africans, while about one-fifth remained belonged to the African Lakes Company
unassigned. From 1937 Africans not until 1930, when it reverted to custom-
required as labour on white-owned lands ary use. The plantations remained poor
were removed to the reserves, which and inefficient until the 1920s and ’30s,
became increasingly congested. when tobacco and tea replaced coffee and
Southern Africa from 1899 Through Decolonization | 61

cotton. Low pay, forced-labour practices, 1930s they, too, were increasingly seeking
and squalid working conditions meant work in the colonial economy.
the plantations depended on labour ten-
ants, sharecroppers, and migrants from The Invention of Tribalism
Mozambique and the more marginal
north. In the areas reserved for sole African
South of the Shire Highlands, occupation, governments made use of
however, the administration began to African political structures, creating
encourage Africans to produce cash crops “tribes” where none had existed and gov-
from about 1910. Despite this evidence of erning through compliant indigenous
African enterprise, however, racial bias chiefs and headmen. Imperial authori-
and Nyasaland’s poverty tended to hand- ties at first sought to curb and undermine
icap peasant agriculture. By the 1930s the powers of chiefs, whom they saw as
increased numbers of migrants sought the embodiment of their people and as
work in South Africa and Rhodesia, espe- potential leaders of resistance; this was as
cially after the 1913 ban on recruiting true in the 19th-century Cape as it was in
“tropical” Africans for the South African the Rhodesias and South West Africa in
mines was lifted. the early 20th century. Once the powers
Despite the status of South West of the chiefs had been limited, however,
Africa, Africans did not regain the land fears of “detribalization” and the poten-
lost to the Germans; by 1946 the whites tial radicalization of African workers
(who formed less than one-tenth of the confronted administrations. In response,
population) controlled more than three- colonial governments throughout the
fifths of the land in the Police Zone. region moved to bolster chiefs, grant-
Located on arid lands capable of sup- ing them increased authority over their
porting only sparse human and animal subjects while seeking to maintain their
populations, the African reserves served subordination to the colonial state and
as labour reservoirs, subject to police establishing local advisory councils as a
raids and pass laws. As settler farms on substitute for popular enfranchisement
the better lands in the centre and south and representation in central govern-
of the territory blocked older patterns ment. This creation of “tribal” institutions
of transhumance, independent pastoral frequently created new identities and
production became difficult. While a few political interests.
African families were able to retain their Industrial development and increasing
hold on rural resources, the majority were Westernization often made indirect rule
forced to seek work in town. Farther north, through chiefs inappropriate to changing
where the Ovambo retained control over African needs, however. The extension of
their more fertile lands, restrictions on the market economy intensified divisions,
their access to markets meant that by the especially as chiefs became identified with
62 | The History of Southern Africa

unpopular colonial policies and no longer Labour and the


had sufficient land to dispense to their fol- Mining Industry
lowers. The state recognition of chiefs, the
imposition of “tribal boundaries,” and land At the beginning of the 20th century
shortages meant that dissatisfied com- by far the strongest demand for labour
moners could no longer check arbitrary came from the gold mines of South
rule by attaching themselves to alternative Africa. With the creation of the Union
polities, as they had in precolonial times. of South Africa there was for the first
Although urban migration provided some time a state strong enough to ensure the
outlet, restrictions on African movement effective implementation of the laws and
into the colonial towns, together with the labour policies that had developed in
often squalid living conditions and low Kimberley and on the Witwatersrand to
wages, meant that moving to the towns control the workforce. The development
was not an easy option. of South Africa as the most powerful

A gold miner toils in a cramped tunnel in 1940s Johannesburg. Working and living conditions
for miners were difficult throughout Southern Africa, particularly for black workers. Popperfoto/
Getty Images
Southern Africa from 1899 Through Decolonization | 63

and industrialized country in modern with the South African government. Tax
Africa was built upon the labour of a fees on migrants were a major source of
poorly paid, mistreated, and disenfran- state income, while deferred pay ensured
chised workforce drawn from the entire the migrant’s return, tax payment, and
subcontinent. purchase of Portuguese manufactures.
The early years of the century also saw Mozambique also received a fixed propor-
intensified recruiting of African labour tion of the Transvaal’s railway traffic. In a
from Northern Rhodesia, Mozambique, similar system in Angola, contract labour
and Nyasaland for the hundreds of small was sent to São Tomé; when this system
mines working scattered gold deposits was terminated after allegations of slav-
in Southern Rhodesia. Because mining ery arose in 1908, the São Tomé planters
profits were so low in Southern Rhodesia, also turned to Mozambique for labour.
wages, food, housing, and health condi- Most Mozambican migrant labour
tions were cut back ruthlessly, and disease came from the region south of the Save
and mortality rates were exceptionally River. Farther north the Portuguese had
high. Where possible, black workers granted wide mining, agricultural, and
bypassed the Rhodesian mines and made commercial concessions to chartered
their way to the Witwatersrand. companies in the 1890s. Based on the old
Across the Zambezi the absence prazos system, the chartered companies
of mineral wealth meant that Africans controlled more than half of the colony’s
in Nyasaland and Northern Rhodesia lands. Under Salazar the concessions
migrated to the mines in Katanga (now in were allowed to expire, but this brought
the Democratic Republic of the Congo), little respite. Southern Mozambique
Southern Rhodesia, and South Africa in was entrenched as a labour reserve for
search of money for food and taxation; the the Rand; elsewhere in the colony, as in
opening up of the copper mines shifted Angola, Africans had to produce fixed
some migrant routes to the Copperbelt. quotas of cotton and rice. Confiscations
In the interwar years Northern Rhodesia and assaults were legion, despite a pleth-
and northern Nyasaland were no more ora of protective legislation. By 1945 more
than massive labour reservoirs. than four-fifths of Portugal’s raw cotton
In Angola and Mozambique, too, came from Mozambique and Angola.
the economy was sustained by labour
migration as the recruitment of labour The Impact of
for South African, Rhodesian, and Migrant Labour
German enterprises provided revenue
for tax and trade. The Portuguese gov- It is difficult to determine the precise
ernment attempted to control the flow impact of migrant labour in Southern
of labour from Mozambique to the gold Africa in the 20th century. In south-
mines through a series of conventions central Africa, for example, the major
64 | The History of Southern Africa

agricultural communities probably did although in the Copperbelt white work-


not send migrants, and the majority of ers were weaker and the liberal impulse
migrants usually came from areas already of government stronger, so that by the
decimated by slaving and raiding. In 1950s a skilled black workforce began to
other regions, earnings from migrant emerge there.
labour were often used, at least initially,
to increase agricultural production, and Urbanization and
many migrants maintained their links Manufacturing
with the rural areas and retired there in
old age. However, many Africans became Mining shaped Southern Africa’s experi-
dependent on the money economy and ence of industrialization, although during
became locked into the migrant labour the 19th century towns in the Cape and
system; rural impoverishment resulted Natal engaged in small-scale manufac-
from the increasing congestion and soil turing. This accelerated in response to
erosion on the reserves. The division the demands of the mining industry, but
of labour in the countryside began to not until World War I did manufacturing
change, and the burden of agriculture make a significant contribution to the
fell increasingly on women and children, economy. By the end of the war the future
although this trend, too, was uneven and of the mining industry seemed in doubt,
may not have existed in some areas until while dispossessed rural Afrikaners
well into the 20th century. began to enter the cities in search of work.
The cheapening of black labour The state thus encouraged the develop-
through migrancy rendered skilled white ment of the manufacturing industry.
workers vulnerable to attempts by mine Although the plight of poor Afrikaners
owners to reduce costs by substitut- was frequently attributed to their refusal
ing cheaper semiskilled black labour to do manual labour, they were at a
for expensive overseas workers. Whites double disadvantage in the towns. Unlike
demanded a “colour bar” to protect their Africans—who had some access to the
access to certain jobs. Initially formulated land—Afrikaners were totally depen-
to reconcile white workers to Milner’s dent on their urban wages and lacked
decision to import Chinese labour, the the skills of English-speaking workers. It
colour bar was formally established in was in response to this that the “civilized
South Africa under the Mines and Works labour” policy, which favoured employ-
Act of 1911 and its amendment in 1926. ers using white labour, was devised in
At the same time, industrial concilia- the 1920s. The policy probably was more
tion legislation introduced after a 1922 effective in spurring capital-intensive
strike excluded blacks from the wage- manufacturing and the employment
bargaining machinery. These examples of poorly paid Afrikaner women than
were followed in the Rhodesias as well, in eliminating white poverty: by 1930
Southern Africa from 1899 Through Decolonization | 65

one in five Afrikaners was classified as to ever-increasing administrative, eco-


“poor white.” They formed an important nomic, and political control, did not
constituency for the anti-imperialism of acquiesce in their subordination without
Afrikaner nationalism, which developed resistance. Most engaged in daily strug-
in the interwar years. gles to survive and devised individual
To meet the needs of Afrikaners in strategies to resist exploitation. Yet they
the cities, South Africa from 1924 pro- did not all experience their subjection in
moted manufacturing through a number the same way, and to some extent this
of techniques: the levying of tariffs, the weakened resistance. The 20th century
use of the gold tax to subsidize infra- witnessed the rise of new classes, with
structure development, the provision the emergence of an African petite bour-
of inexpensive food to manufacturing geoisie and working class in the towns
workers, and the imposition of strin- and a considerable degree of stratifica-
gent controls to ensure low wages for tion in the countryside. Migrant labour
black labourers. However, the insulation both undermined and strengthened the
of South Africa’s fledgling industries authority of the chiefs, especially in areas
from international competition during where the colonial state was anxious to
the worldwide depression and World retain traditional structures for purposes
War II may have been the most impor- of social control. Alongside the growth
tant factor in its economic expansion. of nationalist movements among the
Although Southern Rhodesia attempted educated elite and the organization of
some of the same strategies, its econ- trade unions among workers, there was
omy remained overshadowed by South a continuation of royal family politics, a
Africa even after the establishment of restructuring of ethnic identification, and
the British Central African Federation a resort to millenarian solutions.
in 1953, comprising Northern Rhodesia,
Southern Rhodesia, and Nyasaland. Royal Family Politics
The development of manufacturing in
South Africa and Southern Rhodesia In regions where large centralized states
led to a sharp increase in the number of had existed at the time of the colonial
urban Africans in both territories. Until takeover, royal politics continued to be of
the war years their welfare needs were significance. In Barotseland, Swaziland,
largely ignored. and Basutoland, where paramount chiefs
were recognized by the British, the tra-
THE AFRICAN RESPONSE ditional aristocracy combined with the
educated elite to protect their position
African peoples, who were so pain- and demand the redress of grievances. In
fully drawn into the capitalist economy both Matabeleland and Zululand, where
of Southern Africa and were subjected the royal families had been militarily
66 | The History of Southern Africa

defeated, royalists combined to demand The Coloureds of the Cape and


state recognition of the monarchy, while Transvaal also mobilized politically in the
in Nyasaland in the 1930s there was an first nationwide black political organiza-
attempt to create a Tonga paramountcy tion, the African Political Organization
and to restore the Ngoni king. The struggle (APO; later African People’s Organization),
for the recognition of the monarchy had founded in 1902, which sought to unite
anticolonial overtones. In general, the Africans in opposition to the South Africa
monarchies were most successful in the Act of 1909. The formation of a separate
climate of indirect rule of the 1930s and in Coloured Affairs Department to some
areas where settlers were weak. extent diverted Coloured political ener-
gies from joint black action. Coloureds
Political Organizations were prominent, however, in the All-
and Trade Unions African Convention, a body formed in
1935 that represented numerous African
Nonviolent African opposition to white organizations. In 1943 the All-African
rule—through the adoption of Western- Convention, along with several Coloured
style political organizations and the organizations, founded the Non-European
formation of trade unions—was longest Unity Movement, which rejected coopera-
and most intense south of the Limpopo, tion with the government and sought full
where the existence of substantial democratic rights for all South Africans.
Coloured and Indian minorities gave In 1912 educated Africans united
an extra dimension to anticolonialism. various welfare associations, which had
In South Africa, between 1906 and 1913, developed in the late 19th and early 20th
Mahatma Gandhi formed the South centuries, into the South African Native
African Indian Congress and led the National Congress (later the African
first large-scale nonviolent resistance National Congress [ANC]). They aimed
campaign against anti-Indian legisla- to represent African grievances, over-
tion. He gained limited success, although come African ethnic divisions, and gain
restrictions on Indian movement and acceptance from whites through self-help,
immigration to South Africa remained education, and the accumulation of prop-
in force. After his departure in 1914, how- erty. Demands for industrial education,
ever, the militancy of the Indian Congress individual land tenure, and representa-
was lost until after World War II, when tion in Parliament were accompanied by
younger, more radical groups won power attacks on the pass laws, the colour bar,
from the middle class that had domi- and the Native Lands Act of 1913; until
nated the organization. Nevertheless, the 1940s the ANC’s methods remained
Gandhi’s example influenced later strictly constitutional and appealed
African nationalists. mainly to the educated elite.
Southern Africa from 1899 Through Decolonization | 67

The ANC had its counterparts far- Africa was organizing black workers.
ther to the north, partly because many Black unions appeared elsewhere in the
early nationalists had either studied or region after World War II.
worked in South Africa. Native associa- From the early 1920s the South African
tions and welfare associations evolved government, seeking to preempt black
among the educated elite from the sec- radicalism, attempted to provide channels
ond decade of the 20th century and gave for the expression of African grievances
birth to congresses in Southern Rhodesia through a variety of local consultative
in 1934, Nyasaland in 1944, and Northern councils. In the Rhodesias and Nyasaland
Rhodesia in 1948, all forerunners of more and, slightly later, in the smaller colonial
radical anticolonial movements. Despite territories, advisory councils, “tribal repre-
regional differences, the class composi- sentatives,” and rural “native authorities”
tion and methods of struggle of these played a similar role.
organizations were broadly similar until In Angola and Mozambique Africans
the 1950s, with the South African organi- had even fewer political rights, except for
zations leading the way. a brief republican period (1910–26) when
Although Africans in South Africa political organizations, trade unions,
were moving into industry by the end and the press flourished. For a while it
of World War I, their trade unions were appeared that Africans and settlers in
hampered by pass laws, lack of recog- Angola would strive for similar reform-
nition, and police harassment; strikes ist goals, but the Africans broke away
were illegal and often were put down to form organizations publicizing black
with violence. Nevertheless, the period grievances and demanding limited wel-
1918–22 saw a great deal of working- fare and educational benefits. Crushed
class militancy, and in 1920 Clements even before the advent of Salazar, these
Kadalie, a Nyasaland migrant, founded groups were revived as social and edu-
the Industrial and Commercial Workers’ cational organizations, and it was only
Union (ICU). Initially consisting of dock- during the 1950s that they became
workers in Cape Town, the ICU spread overtly political.
rapidly as a mass movement in the towns
and in the countryside, where those who Christianity and African
had been evicted responded with mille- Popular Religion
narian zeal to its message. At its height
the ICU claimed 100,000 members and Even at their height political organiza-
had branches as far afield as Southern tions and trade unions never reached
Rhodesia and South West Africa, but more than a fraction of the African popu-
by 1929 it had largely disintegrated. By lation, especially in rural areas. In many
that time the Communist Party of South areas witchcraft-eradication movements
68 | The History of Southern Africa

became a sensitive barometer of social independent churches that emerged in


distress: in 1933–34, for example, amid South Africa in the late 19th century and
worldwide depression, drought, and spread rapidly throughout the subcon-
locusts, a cult offering adherents a tinent in the 20th century. Independent
medicine called mchape that would churches originated in the countryside
deliver them from witchcraft swept cen- but spread rapidly on the Rand, with
tral Nyasaland and eastern Northern the formation in 1892 of the Ethiopian
Rhodesia. Antiwitchcraft cults and church, which was linked to the African
prophet movements drew on traditional Methodist Episcopal church in the United
religious and cultural beliefs, offering States. Its “back to Africa” ideology was
hope to a sorely pressed and poverty- an essential part of what became known
stricken populace. as Ethiopianism, a Christian movement
By the beginning of the 20th cen- that stressed African political solidarity
tury, however, parts of South Africa had and religious autonomy.
already experienced almost a century African independent churches
of Christian endeavour. The scope of were often characterized by a millenar-
mission work, already entrenched in ian vision that disturbed missionaries,
the Shire Highlands and south of the settlers, and administrators. In some
Limpopo, was vastly extended as new areas whites sought to suppress them.
societies appeared on the scene. The Although the break with a mission church
Roman Catholic church revived its pres- betokened a desire for independence
ence in Angola and Mozambique and from whites, there were many motives for
spread rapidly in the rest of the subcon- separatism. In Nyasaland and Northern
tinent, after its virtual disappearance Rhodesia, adherents of the millennial
by the late 19th century when Baptist Watch Tower sect violently confronted
and other Protestant missions began state authority, but among the rural
working there. The consolidation of Shona and Kongo in Angola the millenar-
colonialism and the new challenges ian churches were not confrontational.
facing African society gave mission Everywhere, however, the independent
activity renewed vitality, and through- churches subverted the norms of colonial
out the region black education and society but lacked the capacity to trans-
health remained largely the responsi- form it.
bility of Christian missions until after
World War II. THE IMPACT OF
At the same time, by the late 19th WORLD WAR II
century many missionaries had come to
oppose African religious leadership and Unlike World War I, World War II did
practiced their own colour bar. Thus, not involve campaigns on Southern
many Africans turned instead to the African soil, although large numbers
Southern Africa from 1899 Through Decolonization | 69

of black and white soldiers fought else- among African workers, whose wages
where in Africa. Yet in many ways this lagged far behind the rising cost of liv-
war had a greater impact. In South ing. In South Africa these years saw a
Africa manufacturing overtook mining wave of African worker militancy, partly
and agriculture in its contribution to the inspired by the Communist Party, and a
economy, and large numbers of Africans reorganization of the African National
settled permanently in the major cit- Congress by a new, younger urban
ies. In Southern Rhodesia, too, the war constituency. The brutal suppression
boosted the economy, and by its end of a 1946 strike by African mine work-
tobacco farming and secondary industry ers further radicalized many African
had emerged as key economic sectors. nationalists and brought about a closer
Economic expansion during the alliance between the ANC and the
war led to increased organization Communist Party. This alliance became

Strikes that arose throughout post-World War II Southern Africa helped usher in a new age of
political protest in the region. Decolonization and independence followed over the next few
decades. AFP/Getty Images
70 | The History of Southern Africa

even more important after the banning commitment to the development of


of the party in 1950. empire at a time of internal weakness.
In south-central Africa, too, the end Thus, after the war Britain attempted to
of the war brought an eruption of strikes, expand agricultural production through
particularly a strike by railway workers agricultural research stations, extension
in 1945, which led to the founding of a programs, promotion of technology, and
large number of African trade unions in conservation measures. These efforts
Southern Rhodesia. In 1947 the British largely benefited white estate owners
government dispatched a trade union- rather than African peasants, however,
ist to organize African mine workers in and the attempted restructuring of
the Copperbelt, while the first union in peasant production prompted consider-
Nyasaland followed in 1949. With gen- able rural unrest, providing anticolonial
eral strikes in Bulawayo and Salisbury in movements throughout the region with a
1948, a new form of political action had large, disaffected constituency.
emerged.
World War II was important in shak- INDEPENDENCE AND
ing up the politics of the region in other DECOLONIZATION IN
ways as well. Thousands of Africans had SOUTHERN AFRICA
joined the army, and some came back
home with widened horizons, while After the war the imperial powers were
their experiences of demobilization and under strong international pressure to
discriminatory compensation fueled decolonize. In Southern Africa, how-
nationalist feeling. The 1941 Atlantic ever, the transfer of power to an African
Charter, which proclaimed the right majority was greatly complicated by
of all peoples to self-determination, the presence of entrenched white set-
also stimulated political activists in tlers. After an initial phase from 1945
Southern Africa. In the 1940s the African to about 1958, in which white power
National Congress began to demand seemed to be consolidated, decoloni-
full democratic rights in South Africa zation proceeded in three stages: first,
for the first time, and its influence, like the relatively peaceful achievement by
that of the trade unions, began to be felt 1968 of independence by those territo-
throughout the region, spread partly ries under direct British rule (the High
by returning migrant labourers, who Commission territories became Lesotho,
formed similar organizations in neigh- Botswana, and Swaziland, and Northern
bouring territories. Rhodesia and Nyasaland became
For those territories under the Zambia and Malawi); second, the far
authority of the British colonial office, bloodier struggle for independence in
the Colonial Development and Welfare the Portuguese colonies and in Southern
Acts of 1940 and 1945 signaled Britain’s Rhodesia (from 1965 Rhodesia, which
Southern Africa from 1899 Through Decolonization | 71

achieved independence as Zimbabwe by the end of the 20th century South


in 1980); and, third, the denouement Africa had become the dominant eco-
in South West Africa (which in 1990 nomic power. The beginning of the 21st
achieved independence as Namibia) and century ushered in attempts to finally
in South Africa, where the black majority create unity among all the countries in
took power after nonracial, democratic Southern Africa. Despite the spread of
elections in 1994. While at the end of the multiparty democracy, however, vio-
colonial period imperial interests still lence, inequality, and poverty persisted
controlled the economies of the region, throughout the region.
CHAPTER 4
Angola

A ngola is located on the central-southwest coast of Africa.


The former Portuguese colony gained independence in
1975. Luanda is the capital.

EARLY ANGOLA

Most of the modern population of Angola developed from


the agricultural cultures that appeared there from about
1000 to 500 bce, which by the first centuries ce were also
working iron. These people probably spoke the ancestral
versions of Angola’s present languages. Complex societies
also may have been established at that time, and by 1500
several large kingdoms occupied the territory of Angola. Of
these, Kongo, situated in the northern part of the country,
south of the Congo River, was the largest and most central-
ized. Ndongo, with its centre in the highlands between the
Cuanza (Kwanza) and the Lukala rivers, was an important
rival. Other states, such as the kingdom of Benguela on the
Bié Plateau, are less well known. Smaller states, including
Bailundu, Ciyaka, and Kwanhama, were scattered between
the larger kingdoms, sometimes remaining independent,
sometimes falling under control of the larger kingdoms.
The Chokwe, although they did not have a centralized gov-
ernment, established an important cultural centre in the
northeastern part of the country.
Angola | 73

THE KONGO KINGDOM through inter-African conflicts, such as


AND THE COMING OF the civil wars in Kongo after 1665, and
THE PORTUGUESE conflicts that occurred during the rise
of the great Lunda empire after 1750,
in the Dembos region between Kongo
The Kongo kingdom, the most powerful and Matamba, and on the Bié Plateau.
state to develop in the region, emerged Population losses were considerable, and
in the 14th century as the Kongo people the demography was badly distorted;
moved southward from the Congo River censuses from the late 18th century
region into northern Angola. There show that there were twice as many adult
they established Mbanza Kongo as their females as males.
capital. Portuguese navigators reached The expansion of the slave trade was
Kongo, in the northwest, in 1483 and but one of several factors that played a
entered into diplomatic relations with the role in the rise and fall of the region’s king-
kingdom after that. Moreover, Kongo’s doms. Beset by civil wars, Kongo entered
king converted to Christianity, and his into a steep decline in the 17th century.
son Mvemba a Nzinga took the Christian The Loango kingdom flourished north of
name of Afonso I, establishing the reli- the Congo estuary until it was decentral-
gion permanently in the country, along ized by the late 18th century. The Ndongo
with literacy in Portuguese and European kingdom in the Malanje highlands
customs. Disputes over control of trade, reached its height in the late 16th century
particularly regarding slaves from Kongo but was destroyed when the Portuguese
and its neighbours, led the Portuguese to pushed inland in the 17th century and was
look for new allies, especially the Ndongo replaced by the Kasanje kingdom in the
kingdom. After undertaking several mis- Cuango (Kwango) River valley.
sions there, the Portuguese established
a colony at Luanda in 1575. Subsequent COLONIAL TRANSITION
wars with Ndongo, particularly after 1617, (1820S–1910)
brought the Portuguese significantly
more territory, despite the resistance of In the 18th and 19th centuries, the port
Queen Njinga Mbande of Ndongo and of Cabinda was a major entrepôt, where
Matamba. Portuguese expansion was slaves were an important commod-
largely over by 1670, and further conflict ity. The export of slaves was banned in
involved attempts to redirect or tax trade. Angola in 1836, but the trade did not end
Slaves were Angola’s major export, until the Brazilian market was closed in
and Portugal was actively involved in the early 1850s. Slavery itself was legally
their acquisition, more so from the late abolished in the Portuguese empire in
17th century. People were also enslaved 1875, but it continued in thinly disguised
74 | The History of Southern Africa

Lunda Empire

The historic Bantu-speaking African state known as the Lunda empire was founded in the
16th century in the region of the upper Kasai River (now in northeastern Angola and western
Democratic Republic of the Congo). Although the Lunda people had lived in the area from early
times, their empire was founded by invaders coming west from Luba. Between 1600 and 1750,
bands of Lunda adventurers established numerous satellites. The Lunda empire consisted of a
centralized core, a ring of provinces closely tied to the capital, an outer ring of provinces that
paid tribute but were otherwise autonomous, and a fringe of independent kingdoms that shared
a common Lunda culture. The imperial boundaries were thus only loosely defined.
Lunda traded with both the Arabs on the Indian Ocean and, from about 1650, the Portuguese
on the Atlantic. The leading exports were ivory and slaves; imports included cloth and guns.
The empire reached the height of its power by the 1850s. Thereafter its might was eroded by the
incursions of the neighbouring Chokwe. Portuguese troops arrived from Angola in the west in
1884 and Belgians from the Congo Free State in the northeast in 1898. Lunda was partitioned
between them. Guerrilla warfare against the Congo Free State continued until 1909, when the
Lunda leaders were captured and executed.

forms until 1911 and in many cases The slave trade had primarily been a
into the 1960s. Slaves were exported state business and did not greatly affect
to the coffee and cocoa plantations the local communities from an economic
of São Tomé from the 1860s and were standpoint. In contrast, this new trade
used in Angola to produce coffee, cot- involved the whole population: hundreds
ton, sugar, and fish. But from the 1850s, of thousands of people were employed
exports came to be dominated by prod- in the transport and production of these
ucts hunted or collected by Africans, commodities, and their increasing wealth,
first ivory and wax and later wild rub- involvement in the international econ-
ber. These changes came about as the omy, and interest in commercial policies
industrial revolution reorganized the led to many problems for both indig-
world economy, and items such as cloth enous and colonial governments. The
and metal goods were now available for Ovimbundu turned from slave raiding to
import and at less expense than in the long-distance trade, and their caravans
past. Africans responded to this by ceas- penetrated as far east as the East African
ing local production of these goods and coast. The Chokwe were expert hunters
instead paying for the imported versions of elephants and collectors of wax and
with commodity exports of peanuts and rubber, and they used their accumulated
wild products such as honey, animal firearms to overthrow the Lunda empire
skins, ivory, and eventually rubber. in the 1880s. The Kasanje kingdom
Angola | 75

collapsed when illicit slave trading under- plantations in the Malanje highlands
mined the king’s central slave market and beginning in the 1830s, and work on the
newly enriched commoners demanded a railway from Luanda to Malanje com-
stronger voice in government. menced in 1885. Construction began in
Angolans closer to the coast were 1902 on the Benguela Railway, which was
more affected by the slow expansion of intended to serve the Katanga mines in
Portuguese colonialism and by the loss the Belgian Congo (now the Democratic
of land to settlers. Cotton and sugar were Republic of the Congo). Portuguese small
grown from the 1840s on oasis plantations farmers were settled in the Huíla high-
along the coastal strip, and immigrants lands from the 1880s to counterbalance
from the Algarve built up the fishing an influx of Boer trekkers from South
industry. Spontaneously occurring stands Africa, and the southern railway was
of coffee led the Portuguese to carve out begun in 1905. In the Maiombe forest of

In the 1900s, while Angola was under colonial rule, cacao plantations, such as this one in neigh-
bouring Congo, were owned by Portuguese settlers and worked by native Angolans. Roger Viollet/
Getty Images
76 | The History of Southern Africa

the far north, plantations of cacao and oil were taxed and subjected to forced labour
palms were laid out in the 1900s. and forced cultivation, with a stringent
Angola’s borders, including those set of tests imposed on the few nonwhite
for Cabinda (an exclave located in the “assimilated persons” who applied to
country of the Democratic Republic of be exempted from these impositions.
the Congo), had been finally determined Increasingly, Portuguese immigrants
by negotiations in Europe in 1891, but replaced Creoles in the administration.
the Portuguese focused exclusively on This trend continued, forcing Creoles
administering areas with plantations into positions with lower pay and pres-
and railways and introduced systematic tige and ultimately leading to the growth
taxation of Africans only in 1906. Many of Creole-led nationalism.
positions in the colonial administration Angola’s economy was modernized
were held by Angolan Creoles, who were and bound to that of Portugal by a sys-
initially accepted as full Portuguese citi- tem of protective tariffs. A network of
zens. The spread of British and American dirt roads was built, and the Benguela
Protestant missions from the 1870s was Railway was completed to the boundary
countered by government-subsidized of the Belgian Congo in 1928. Lorries
French Roman Catholic missions. (trucks) and fixed stores replaced trading
caravans. Coffee, sugar, palm products,
FROM COLONIAL CONQUEST and sisal came mainly from the estate
TO INDEPENDENCE (1910–75) sector, and corn (maize) and cattle from
smallholders. The cultivation of cotton
The proclamation of the Republic of for Portuguese textile mills was imposed
Portugal in Lisbon in late 1910, followed by force. Alluvial diamond mining
in 1926 by the creation of the authoritar- dominated the northeast from 1912, the
ian New State (Estado Novo), marked fishing industry expanded, and import-
the advent of modern Portuguese colo- substitution industries were started.
nialism. The authorities stamped out After the independence of the
slavery and undertook the systematic Belgian Congo in 1960, a major revolt
conquest of Angola. By 1920 all but the rocked northern Angola in 1961, followed
remote southeast of the colony was firmly by a long guerrilla war. Land alienation
under Portuguese control. Kingdoms and forced labour sparked rebellion in the
were abolished, and the Portuguese coffee zone, while in the Cuango valley
worked directly through chiefs, headmen, the peasants rose against forced cotton
and African policemen. Conversions cultivation. An attack on the prison in
to Christianity increased, and by 1940 Luanda was led by frustrated Creoles.
there were about a million Christians To contain the revolt, the Portuguese
in Angola, some three-fourths of them deployed large numbers of troops, set
Roman Catholics. Angolan “natives” up strategic hamlets (forced settlements
Angola | 77

of rural Angolans), and, by encouraging China. In 1966 Jonas Savimbi set up a


Portuguese peasants to immigrate to third movement, the National Union
Angola, raised the European population for the Total Independence of Angola
to about 330,000 by 1974. (União Nacional para a Independência
At the same time, they tried to improve Total de Angola; UNITA), with a pre-
relations with Africans by abolishing dominantly Ovimbundu leadership and
forced cultivation, forced labour, and the with some support from the Chokwe and
stringent tests to gain assimilated status. Ovambo (Ambo). UNITA enjoyed little
They also improved education, health, official foreign backing (although China
and social welfare services and protected provided some aid) and lacked a secure
peasants from land alienation. The econ- foreign base because Zambia leaned
omy entered into a period of sustained toward the MPLA.
boom, marked by rapid industrialization The divisions among and within
and the growth of oil production, and the these three movements, which at times
standard of living rose for both urban degenerated into armed conflict, allowed
workers and rural producers. the Portuguese to gain the upper hand
The armed struggle continued, but by the early 1970s. When a military coup
the anticolonial guerrillas were seriously in Portugal overthrew that country’s dic-
weakened by dissension. The Popular tatorship in April 1974, all three guerrilla
Movement for the Liberation of Angola movements had been almost entirely
(Movimento Popular de Libertação de expelled from Angolan soil.
Angola; MPLA) was founded in 1956 with
the help of the clandestine Portuguese INDEPENDENCE
Communist Party, and from 1962 it was AND CIVIL WAR
led by Agostinho Neto. It was popu-
lar in Luanda and among some rural The three liberation movements proved
Mbundu, drawing foreign support from unable to constitute a united front after
the Soviet Union. Initially based in the the Portuguese coup. The FNLA’s inter-
Republic of the Congo, the MPLA moved nal support had dwindled to a few Kongo
to Zambia in 1965. The National Front groups, but it had strong links with the
for the Liberation of Angola (Frente regime in Zaire and was well armed; it thus
Nacional de Libertação de Angola; made a bid to seize Luanda by force. The
FNLA), founded in 1957 under another MPLA, with growing backing from the
name and led by Holden Roberto, drew Portuguese Communist Party, Cuba, and
its support from the Kongo and some the Soviet Union, defeated this onslaught
rural Mbundu. Based in Congo (now and then turned on UNITA, chasing its
the Democratic Republic of the Congo; representatives out of Luanda. UNITA
called Zaire from 1971 to 1997), the FNLA was militarily the weakest movement,
obtained aid from the United States and but it had the greatest potential electoral
78 | The History of Southern Africa

Agostinho Neto

(b. Sept. 17, 1922, Icolo e Bengo, Angola—d. Sept. 10, 1979, Moscow, Russia, U.S.S.R.)

Agostinho Neto was a poet, physician, and first president of the People’s Republic of Angola.
Neto first became known in 1948, when he published a volume of poems in Luanda and joined
a national cultural movement that was aimed at “rediscovering” indigenous Angolan culture
(similar to the Negritude movement of the French-speaking African countries). His first of
many arrests for political activities came shortly thereafter in Lisbon, where he had gone to
study medicine.
Neto returned home as a doctor in 1959 but was arrested in the presence of his patients
in June 1960 because of his militant opposition to the colonial authorities. When his patients
protested his arrest, the police opened fire, killing some and injuring 200. Neto spent the next
two years in detention in Cape Verde and in Portugal, where he produced a new volume of verse.
In 1962 he managed to escape to Morocco, where he joined the Angolan liberation movement
in exile. At the end of 1962 he was elected president of the Movimento Popular de Libertação de
Angola (MPLA).
When in 1975 Angola became independent, it was divided among its three warring inde-
pendence movements. The MPLA forces, however, with Cuban help, held the central part of the
country, including the capital, and Neto, a Marxist, was proclaimed president.
Neto was widely recognized as a gifted poet. His work was published in a number of
Portuguese and Angolan reviews and was included in Mário de Andrade’s Antologia da Poesia
Negra de Expressão Portuguesa (1958).

support, given the predominance of the government in Huambo and called on


Ovimbundu within the population, and it South African forces to eject the MPLA
thus held out most strongly for elections. from Luanda. Cuba poured in troops
But the Portuguese army was tired of war to defend the MPLA, pushed the inter-
and refused to impose peace and super- nationally isolated South Africans out
vise elections. The Portuguese therefore of Angola, and gained control of all the
withdrew from Angola in November 1975 provincial capitals. The Cuban expedi-
without formally handing power to any tionary force, which eventually numbered
movement, and nearly all the European some 40,000 to 50,000 soldiers, remained
settlers fled the country. in Angola to pacify the country and
The MPLA, in control of the capital ward off South African attacks. In 1977
city, declared itself the government of the MPLA crushed an attempted coup
independent Angola and managed to by one of its leaders and, after a thor-
win recognition from many African coun- ough purge, turned itself officially into
tries. UNITA and the FNLA set up a rival a Marxist-Leninist party, adding Partido
Angola | 79

Trabalhista (Party of Labour) to their on oil installations forced the MPLA-PT


name (MPLA-PT). The transformation to adopt a more conciliatory posture. In
of the economy along communist lines June 1989 a historic meeting between
was pursued, with disastrous results. The Santos and Savimbi during negotiations
major exception was the oil industry, brokered by Zaire produced a cease-fire,
which, managed by foreign companies, although it did not last; but with com-
grew rapidly enough to enable Angola munist regimes collapsing in eastern
to stave off economic and military col- Europe, the MPLA-PT lost its support
lapse. President Neto died in 1979 and and began negotiating more seriously.
was succeeded by the former minister of In mid-1990 the MPLA-PT abandoned
planning, José Eduardo dos Santos. the one-party state and produced a new
The FNLA withered away in exile, but constitution that included elections and
UNITA reorganized itself with foreign participation by all, including UNITA.
backing as an effective guerrilla force. They also abandoned their strict Marxist-
South Africa became a strong supporter in Leninist stance and dropped the words
hopes that UNITA could counter the guer- Partido Trabalhista (PT) from their name.
rilla campaigns of the South West Africa Elections were held in 1992 under United
People’s Organization into Namibia, Nations supervision; Dos Santos was
actions supported by the MPLA-PT. In elected president, and the MPLA gained
1985 UNITA began receiving military a majority in the parliament, but UNITA
aid from the United States, and its cam- made a strong showing, especially on
paigns became more effective. When the the Bié Plateau. Charging election fraud,
MPLA-PT launched several large cam- UNITA renewed the civil war, while its
paigns against UNITA in 1987, using delegates in Luanda were massacred in a
armour and aircraft, South African forces popular uprising that many believe had
returned to the region, and a military stale- government backing.
mate resulted as fighting engulfed the The exclave of Cabinda became
country. But late in 1988 the South Africans another focus of attention for postinde-
promised to grant independence to pendence government. Although this
Namibia and to cease supporting UNITA, region is situated geographically within
while the Cubans agreed to withdraw their the country of the Democratic Republic
expeditionary force from Angola by mid- of the Congo, Portugal gained control of
1991. The MPLA-PT’s initial response to it at the end of the 19th century. Cabinda
the South African withdrawal was to try was specifically made a part of Angola in
to capture the airfield at Mavinga, from 1975, but the Angolan government had to
which it would be able to launch an attack contend with independence movements
against UNITA’s headquarters. there. The region is particularly valuable
The failure of this costly campaign and because a significant amount of Angola’s
the increasingly effective UNITA attacks oil is found there.
80 | The History of Southern Africa

At the end of 1992, UNITA controlled agreement called the Lusaka Accord was
approximately two-thirds of the coun- signed by the government and UNITA
try, including valuable diamond mines on Nov. 20, 1994. The agreement allowed
that were used to pay for the continuing UNITA to be reintegrated into the gov-
costs of the war. Fighting raged through- ernment, provided fighting ceased on
out 1993 as the government gradually that date.
regained territory and won greater sup- Although minor fighting between
port abroad; both South Africa and the the two groups continued, dos Santos
United States recognized the govern- and Savimbi met several times over the
ment of Angola in 1993, as did the United next three years to resolve issues relating
Kingdom by ending an arms embargo to the final form of the combined gov-
that had existed since 1975. Meanwhile, ernment. In August 1996 Savimbi finally
international pressure mounted on the agreed to accept the title of “leader of the
two sides to reach a peaceful solution. opposition,” but he declined to attend a
Sanctions against UNITA were imposed ceremony in April 1997 at which UNITA
by the UN in September 1993 after it delegates formally joined the govern-
disregarded a cease-fire it had accepted ment. Relations between the two groups
earlier, but it appeared that UNITA could were further complicated that year by
continue the war for some time with its the civil war in the Democratic Republic
vast stockpile of weapons. Eventually, an of the Congo. UNITA supported the

(Left to right, foreground): Angolan President José Eduardo dos Santos, Zambian President
Fredrick Chiluba and UNITA leader Jonas Savimbi, during the signing of 1994’s Lusaka Accord.
Gary Bernard/AFP/Getty Images
Angola | 81

crumbling Zairean regime because the needed to be resettled in the country. The
group had been able to transport its dia- resumption of agricultural production
monds through the country, while the was also a challenge, further complicated
Angolan government supported the vic- by the thousands of land mines that
torious rebels led by Laurent Kabila. were strewn haphazardly throughout the
country during the conflict. The Angolan
ANGOLA IN THE government also had to address the long-
21ST CENTURY standing issue of separatist groups in
oil-rich Cabinda and their demands for
By the beginning of the 21st century, independence, which intensified in 2004.
hostilities between the government and When the government and the main sep-
UNITA had resumed, and the UNITA aratist group reached a peace agreement
delegates had been expelled from the in 2006, Angolans looked to the future,
government. With the killing of Savimbi hopeful that peace had finally come.
by government forces in February 2002, Nonetheless, sporadic bouts of violence
talks began again between the UNITA continued in the exclave in the years that
leadership and the government, finally followed.
culminating in a peace agreement in Highly anticipated multiparty par-
April. Although the country breathed a liamentary elections—the first since
collective sigh of relief with the end of 1992—were held on Sept. 5–6, 2008.
27 years of civil war, the Angolan gov- Although there were some reports of
ernment was faced with the daunting fraud and intimidation, the elections were
challenge of rebuilding the country’s deemed valid by international observers,
physical and social welfare infrastruc- and the MPLA won about four-fifths of
ture, much of which was completely the vote. The long-awaited presidential
destroyed. In the early 21st century, there election, however, was postponed. A new
were repeated outbreaks of illness, such constitution promulgated in 2010 elimi-
as cholera, due to poor sanitary condi- nated the direct election of the president
tions; there was also an epidemic of and instead provided for the presidential
hemorrhagic fever caused by the deadly post to be filled by the leader of the party
Marburg virus in 2005. It was estimated with the largest share of the vote in par-
that the civil war had displaced more liamentary elections. Dos Santos was to
than four million people, and hundreds remain president until the next round of
of thousands of Angolan refugees still elections, scheduled for 2012.
CHAPTER 5
Botswana

T he landlocked country of Botswana is located in the cen-


tre of Southern Africa. The former British protectorate
gained independence in 1966. Gaborone is the capital.

EARLY PASTORAL AND FARMING PEOPLES

The history of Botswana is in general the history of the


Kalahari area, intermediate between the more populated
savanna of the north and east and the less populated steppe
of the south and west. The historical record of the region
begins with its early pastoral and farming inhabitants.

Khoisan-Speaking Hunters and Herders

People speaking Khoisan (Khoe and San) languages have lived


in Botswana for many thousands of years. Depression Shelter
in the Tsodilo Hills has evidence of continuous Khoisan occu-
pation from about 17,000 bce to about 1650 ce. During the
final centuries of the last millennium before the Common Era,
some of the Khoi (Tshu-khwe) people of northern Botswana
converted to pastoralism, herding their cattle and sheep on the
rich pastures revealed by the retreating lakes and wetlands.

Bantu-Speaking Farmers

Meanwhile, the farming of grain crops and the speaking of


Bantu languages were carried gradually southward from
Botswana | 83

the Equator. By about 20 bce such farm- therefore have difficulty interpreting
ers were making and using iron tools on the hundreds of rock paintings in the
the upper Zambezi. The earliest dated Tsodilo Hills (designated a UNESCO
Iron Age site in Botswana is an iron- World Heritage site in 2001) that were
smelting furnace in the Tswapong Hills once assumed to be painted by San
near Palapye, dated about 190 ce and hunters remote from all pastoralist and
probably associated with Iron Age farm- farmer contact.
ers from the Limpopo valley. The remains
of small beehive-shaped houses made of IRON AGE STATES
grass matting, occupied by early Iron AND CHIEFDOMS
Age farmers around Molepolole, have
been dated to about 420 ce. As time progressed, the region saw the
There is also evidence of early farm- rise and fall of several new states and
ing settlement west of the Okavango chiefdoms. The initial means for sur-
delta, in the Tsodilo Hills alongside vival of these societies was primarily
Khoisan hunter and pastoralist sites, farming and pastoralism, which was
dated to about 550 ce. Archaeologists later augmented or replaced by hunting
and trading.

Eastern States and


Chiefdoms

From about 1095 ce southeastern


Botswana saw the rise of a new culture,
characterized by a site on Moritsane hill
near Gabane. The Moritsane culture is
historically associated with the Khalagari
(Kgalagadi) chiefdoms, the westernmost
dialect group of Sotho (or Sotho-Tswana)
speakers.
The area within 50 or 60 miles (80 or
100 km) of Serowe saw a thriving farm-
ing culture, dominated by rulers living on
Toutswe hill, between about the 7th and
13th centuries. The prosperity of the state
Animal images speckle a cliff face in was based on cattle herding, with large
Tsodilo Hills, a historically significant site corrals in the capital town and in scores
in Botswana. Daryl Balfour/Gallo Images/ of smaller hilltop villages. (Ancient cattle
Getty Images corrals are identified by the peculiar
84 | The History of Southern Africa

grass growing on them.) The Toutswe Khalagari peoples. Khalagari chiefdoms


people also hunted westward into the either accepted Rolong rulers or moved
Kalahari and traded eastward along the westward across the Kalahari.
Limpopo River. The main Tswana dynasties of the
The Toutswe state appears to have Hurutshe, Kwena, and Kgatla were
been conquered by its neighbour, the derived from the Phofu dynasty, which
Mapungubwe state, centred on a hill at the broke up in its home in the western
Limpopo-Shashi confluence, in the 13th Transvaal region in the 16th century.
century. But the triumph of Mapungubwe The archaeology of the Transvaal region
was short-lived, as it was superseded by the shows that, after about 1700, stone-walled
new state of Great Zimbabwe, north of the villages and some large towns devel-
Limpopo River. Great Zimbabwe’s succes- oped on hills. These states were probably
sor from about 1450 was the Butua state, competing for cattle wealth and subject
based at Khami (Kame) near Bulawayo in populations, for control of hunting and
western Zimbabwe. Butua controlled trade mineral tribute, and for control of trade
in salt and hunting dogs from the eastern with the east coast.
Makgadikgadi Pans, around which it built
stone-walled command posts. GROWTH OF TSWANA STATES

Western Chiefdoms Kwena and Hurutshe migrants founded


the Ngwaketse chiefdom among the
From about 850 ce farmers from the upper Khalagari-Rolong in southeastern
Zambezi, ancestors of the Mbukushu and Botswana by 1795. After 1750 this chief-
Yei peoples, reached as far south and dom grew into a powerful military state
west as the Tsodilo Hills (Nqoma). The controlling Kalahari hunting and cattle
oral traditions of Herero and Mbanderu raiding and copper production west of
pastoralists, west of the Okavango, relate Kanye. Meanwhile, other Kwena had set-
how they were split apart from their tled around Molepolole, and a group of
Mbandu parent stock by 17th-century those Kwena thenceforth called Ngwato
Tswana cattle-raiding from the south. settled farther north at Shoshong. By
about 1795 a group of Ngwato, called the
Rise of Tswanadom Tawana, had even founded a state as far
northwest as Lake Ngami.
During the 13th and 14th centuries a
number of powerful dynasties began to Times of War
emerge among the Tswana in the west-
ern Transvaal region. Rolong chiefdoms From about 1750, trading and raiding
spread westward over lands controlled by for ivory, cattle, and slaves spread inland
Botswana | 85

Tswana

The Tswana are a westerly division of the Sotho, a Bantu-speaking people of South Africa
and Botswana. They are also called Batswana or Botswana (formerly spelled Bechuana). The
Tswana comprise several groupings, the most important of which, numerically speaking, are
the Hurutshe, Kgatla, Kwena, Rolong, Tlhaping, and Tlokwa. They numbered about four million
at the turn of the 21st century.
The Tswana live in a grassland environment where they practice animal husbandry and
subsistence agriculture based on corn (maize) and sorghum. There is a seasonal and periodic
migration of large numbers of men who work in the mining and industrial centres of South
Africa.
Tswana material culture reflects the widespread intrusion of European goods and stan-
dards. Housing forms range from the traditional circular single-roomed dwelling with conical
thatched roof to multiroomed rectangular houses with roofs of corrugated iron. Transport var-
ies from ox-drawn sledges to motor vehicles. European dress prevails.
Every Tswana is affiliated to a patrilineal descent group, each group associated with a
distinctive symbol that serves as a polite mode of address and sometimes as a surname. In self-
administering political units, especially those in Botswana, the basic social unit is the ward, a
readily identifiable, self-contained social and administrative entity comprising a number of
lineally related families together with their dependents and servants. Its leader is usually the
head of the senior family.
Although identification with a particular ward is strong, there also are age groups (age
sets, or regiments) that cut across ward loyalties. New regiments are formed periodically and
are important as organized labour units for public works.
Ethnic group membership includes alien elements, and Tswana members are often in a
minority, so that a Tswana group accordingly lacks cultural and even linguistic uniformity.
The chief rules with the assistance of advisers and officials, but at the same time all matters of
public policy usually require the approval of a general council open to all adult male members.

from the coasts of Mozambique, the were pushed farther north by a counterat-
Cape Colony, and Angola. By 1800 raid- tack in 1826.
ers from the Cape had begun to attack The Kololo moved through Shoshong
the Ngwaketse. By 1824 the Ngwaketse to the Boteti River, expelling the Tawana
were being attacked by the Kololo, a mili- northward. About 1835 the Kololo set-
tary nation on the move that had been tled on the Chobe River, extending their
expelled northwestward by raiders from power to the upper Zambezi, until their
the east. The great Ngwaketse warrior final defeat there by their Lozi subjects
king Makaba II was killed, but the Kololo in 1864. The Kololo were followed by
86 | The History of Southern Africa

the Ndebele, a military nation led by mining at Tati near Francistown. But
Mzilikazi, who settled in the Butua area the gold rush was short-lived, and the
of western Zimbabwe in 1838–40, after diamond mines at Kimberley south of
the local Rozvi state was conquered. Botswana became Southern Africa’s
first great industrial area from 1871.
Prosperous Trading States Migrant labourers from Botswana and
countries farther north streamed to
The Tswana states of the Ngwaketse, Kimberley and later to the gold mines
Kwena, Ngwato, and Tawana were recon- of the Transvaal.
stituted in the 1840s after the wars ended. The “scramble for Africa” in the 1880s
The states competed with each other resulted in the German colonization of
to benefit from the increasing trade in South West Africa. The new German col-
ivory and ostrich feathers being car- ony threatened to join across the Kalahari
ried by wagons down new roads to the with the independent Boer republic of
Cape Colony in the south. Those roads the Transvaal. The British in the Cape
also brought Christian missionaries to Colony responded by using their mis-
Botswana and Boer trekkers who settled sionary and trade connections with the
in the Transvaal to the east. Tswana states to keep the roads through
The most remarkable Tswana king Botswana open for British expansion to
of this period was Sechele (ruled 1829– Zimbabwe and the Zambezi. In 1885 the
92) of the Kwena around Molepolole. He British proclaimed a protectorate over
allied himself with British traders and their Tswana allies and the Kalahari as
missionaries and was baptized by David far north as the Ngwato. The protector-
Livingstone. He also fought the Boers, ate was extended to the Tawana and the
who tried to seize people who fled from Chobe River in 1890.
the Transvaal to join Sechele’s state. But British colonial expansion was priva-
by the later 1870s the Kwena had lost tized in the form of the British South
control of trade to the Ngwato under Africa Company, which in 1890 used
Khama III (ruled 1872–73; 1875–1923), the road through the Bechuanaland
whose power extended to the frontiers Protectorate to colonize the area soon
of the Tawana in the northwest, the to be called Rhodesia (Zimbabwe). But
Lozi in the north, and Ndebele in the the protectorate itself remained under
northeast. the British crown, and white settlement
remained restricted to a few border areas,
BRITISH PROTECTORATE after an attempt to hand it over to the
company was foiled by a delegation of
White miners and prospectors flooded three Tswana kings to London in 1895.
Botswana in 1867–69 to start deep gold The kings, however, had to concede to the
Botswana | 87

Sir Seretse Khama

(b. July 1, 1921, Serowe, Bechuanaland [now Botswana]—d. July 13, 1980, Gaborone, Bots.)

Seretse Khama served as the first president of Botswana (1966–80), after the former
Bechuanaland protectorate gained independence from Great Britain.
The grandson of Khama III the Good, who had allied his kingdom in Bechuanaland with
British colonizers in the late 19th
century, Seretse Khama succeeded
his father to the chieftainship
of the Ngwato (Mangwato, or
Bamangwato) people at age four.
He was educated in South Africa
and studied law at the University
of Oxford. His marriage to Ruth
Williams, a British woman, in 1948
caused considerable controversy in
both Britain and Bechuanaland and
was among the reasons the British
government forced his exile from
Bechuanaland until he agreed to
renounce the chieftainship in 1956.
Following his return to
Bechuanaland as a private citizen,
he founded the Democratic Party in
1962, and in 1965 he became prime
minister. He helped negotiate the
terms of Botswana’s independence,
and he was knighted in 1966.
As president of Botswana,
Khama promoted his ideal of a mul-
tiracial democracy. He achieved
free universal education in
Botswana and sought to diversify
and strengthen the country’s econ-
omy. He was reelected to successive
terms and served as president of
Botswana until his death. His son,
Seretse Khama. Brian Seed/Time & Life Pictures/Getty Ian Khama, became president of
Images Botswana in 2008.
88 | The History of Southern Africa

company the right to build a railway to segregation was being reinforced in


Rhodesia through their lands. South Africa under apartheid.
The British government continued
to regard the protectorate as a temporary ADVANCE TO INDEPENDENCE
expedient, until it could be handed over
to Rhodesia or, after 1910, to the new From the late 1950s it became clear
Union of South Africa. Hence, the admin- that Bechuanaland could no longer be
istrative capital remained at Mafeking handed over to South Africa and must
(Mafikeng)—actually outside the protec- be developed toward political and eco-
torate’s borders in South Africa—from nomic self-sufficiency. The supporters of
1895 until 1964. Investment and adminis- Seretse Khama began to organize politi-
trative development within the territory cal movements from 1952, and there was
were kept to a minimum. It declined into a nationalist spirit even among older
a mere appendage of South Africa, for “tribal” leaders. Ngwato “tribal” nego-
which it provided migrant labour and the tiations for the start of copper mining
rail transit route to Rhodesia. Short-lived led to an agreement in 1959. A legisla-
attempts to reform administration and tive council was eventually set up in
to initiate mining and agricultural devel- 1961 after limited national elections.
opment in the 1930s were hotly disputed The Bechuanaland People’s Party was
by leading Tswana chiefs, on the grounds founded in 1960, and the Bechuanaland
that they would only enhance colonial Democratic Party (BDP; later known as
control and white settlement. The territory the Botswana Democratic Party)—led by
remained divided into eight largely self- Seretse Khama—was founded in 1962.
administering “tribal” reserves and five After long resistance to consti-
white settler farm blocks, with the remain- tutional advance before economic
der classified as crown (i.e., state) lands. development could pay for it, the British
The extent of the Bechuanaland began to push political change in 1964.
Protectorate’s subordination to the inter- A new administrative capital was rapidly
ests of South Africa was revealed in 1950. built at Gaborone. Bechuanaland became
In a case that caused political controversy self-governing in 1965, under an elected
in Britain and the empire, the British gov- BDP government with Seretse Khama
ernment barred Seretse Khama from the as prime minister. In 1966 the country
chieftainship of the Ngwato and exiled became the Republic of Botswana, with
him from Botswana for six years. This, Seretse Khama as its first president.
as secret documents have since con- For its first five years of political inde-
firmed, was in order to satisfy the South pendence, Botswana remained financially
African government, which objected dependent on Britain to cover the full
to Seretse Khama’s marriage to a white cost of administration and development.
Englishwoman at a time when racial The planning and execution of economic
Botswana | 89

development took off in 1967–71 after services for its population. More dia-
the discovery of diamonds at Orapa. mond mines were opened, on relatively
The essential precondition for this was favourable terms of income to the state.
renegotiation of the customs union with The BDP was consistently reelected with
South Africa, so that state revenue would a large majority, though the Botswana
benefit from rising capital imports and National Front (BNF; founded 1965)
mineral exports rather than remain at a became a significant threat after 1969,
fixed percentage of total customs union when “tribal” conservatives joined the
income. This renegotiation was achieved socialists in BNF ranks attacking the
in 1969. “bourgeois” policies of government.
Khama died in 1980 and was suc-
BOTSWANA SINCE ceeded by Quett Masire, a BDP party
INDEPENDENCE member who had been his deputy since
1965. Masire was faced with such internal
From 1969 Botswana began to play a issues as a high rate of unemployment
more significant role in international pol- and the increasing gap between urban
itics, putting itself forward as a nonracial, rich and rural poor, as well as with inter-
liberal democratic alternative to South national concerns. Between 1984 and
African apartheid. In 1974 Botswana 1990, Botswana suffered from upheav-
was—together with Zambia and Tanzania als in South Africa when South African
and later Mozambique and Angola— troops raided the Frontline States. Two
one of the “Frontline States” seeking raids on Gaborone by the South African
to bring majority rule to Zimbabwe, army in 1985 and 1986 killed 15 civil-
Namibia, and South Africa. The orga- ians. But a new era in Southern African
nization of the Frontline States led in relations dawned after Namibia gained
1980 to the formation of the Southern independence in 1990, and the internal
African Development Coordination political changes in South Africa resulted
Conference (SADCC; since 1992 known in full diplomatic relations being estab-
as the Southern African Development lished with Botswana in 1994.
Community [SADC]). The idea behind The economic expansion of previ-
the SADCC, largely structured by Khama, ous decades slowed and even reversed
was to build a better future for the region in the early 1990s but bounced back
by coordinating disparate economies within a few years. However, there were
and promoting development in each of still other issues facing the country.
the member countries. Looting and rioting, unusual behaviour
Benefiting from a rapidly expanding in Botswana, killed one person in 1995.
economy in the 1970s and ’80s, Botswana Although the apparent cause of the vio-
was able to extend basic infrastructure lence was outrage over the release of
for mining development and basic social three people charged in the murder of a
90 | The History of Southern Africa

president. Following BDP victories in


the 1999 and 2004 elections, Mogae was
elected by the National Assembly in 1999
to serve a full term as president and was
reelected in 2004. Meanwhile, in 1998
more than 2,400 refugees from Namibia’s
Caprivi Strip began fleeing into
Botswana; some were Caprivian seces-
sion leaders that Namibia demanded be
extradited. Botswana’s decision to instead
grant them refugee status led to ten-
sion between the two countries. Mogae’s
administration also had to address world-
wide criticism over the relocation of the
Basarwa (San), which had been an issue
under Masire’s administration as well.
Ian Khama, the son of independent The reasons for relocating the Basarwa to
Botswana’s first president, was elected to settlements outside the Central Kalahari
the country’s highest political office for a full Game Reserve (the Basarwa ancestral
term in 2009. Getty Images land) and the methods used to carry out
young girl, critics of the BDP-led govern- the relocation continued to be a source
ment asserted that frustration with social of domestic and international conster-
conditions and the high rate of unem- nation. Although the Basarwa were
ployment were the underlying reasons eventually awarded the right to return
that fueled the unrest. Of greater concern to their land in a December 2006 ruling
was the AIDS epidemic that had exploded from the Botswana High Court, disagree-
in the country during the 1990s, leaving ments remained between the Basarwa
Botswana with one of the highest rates of and the government about such issues as
infection in the world. The government hunting and water rights.
responded aggressively by increasing Mogae retired in April 2008 and was
HIV/AIDS awareness and by coordinat- succeeded by vice president Ian Khama,
ing efforts to curtail the epidemic. In the a BDP party member and the son of
early 21st century Botswana became the Botswana’s first president, Seretse Khama.
first African country to provide free HIV In elections held on Oct. 16, 2009, the
antiretroviral medication to all citizens. BDP won a decisive victory, extending its
Masire retired in 1998 and was suc- majority in the National Assembly and
ceeded by the BDP’s Festus Mogae, securing for Khama a full term as presi-
a former cabinet minister and vice dent; he was inaugurated on October 20.
CHAPTER 6
Lesotho

T he Southern African country of Lesotho is completely


encircled by the Republic of South Africa. A former
British protectorate, Lesotho gained independence in 1966.
Maseru is the capital.

EARLY HISTORY

The territory now known as Lesotho was occupied as early


as the Neolithic Period (New Stone Age) by Khoisan-
speaking hunter-gatherers. From about the 16th century,
African farmers—the ancestors of the present population—
moved across the grasslands of Southern Africa and settled
in the fertile valleys of the Caledon River, where they came
to dominate the hunters of the region. These stock-keeping
agriculturalists belonged to the large Sotho group and were
divided into numerous clans that formed the nucleus of chief-
doms, whose members occupied villages.

THE SOTHO KINGDOM (1824–69)

The violent upheavals of the early 19th century among the chief-
doms of Southern Africa intensified in Lesotho in the 1820s.
During this turbulent period, known as the Difaqane (also
spelled Lifaqane; Sotho: “crushing”; also known by its Zulu name,
Mfecane), the members of many chiefdoms were annihilated,
92 | The History of Southern Africa

Moshoeshoe I was instrumental in the creation of the kingdom of Sotho, which later became the
country of Lesotho. Fotosearch/Archive Photos/Getty Images
Lesotho | 93

dispersed, or incorporated into stronger, borders from the south. He therefore


reorganized, and larger chiefdoms posi- welcomed the missionaries from the
tioned in strategically advantageous areas. Paris Evangelical Missionary Society as
The leaders who headed the new a source of information about the rest
chiefdoms had the ability to offer greater of the world when they arrived at Thaba
protection; one of these was Moshoeshoe Bosiu in 1833. He placed them in strate-
I of the Moketeli, a minor lineage of the gically important parts of the kingdom,
Kwena (Bakwena). In 1824 he occupied where they gave the Sotho their first
Thaba Bosiu (“Mountain at Night”), the experience with Christianity, literacy,
defensive centre from which he incorpo- and commodity production for long-
rated many other individuals, lineages, distance trading.
and chiefdoms into what became the Large numbers of Boer trekkers
kingdom of the Sotho (subsequently also from the Cape Colony began to settle
called Basutoland). Moshoeshoe was a on the western margins of the kingdom
man of remarkable political and diplo- in 1834 and to challenge the right of the
matic skill. By cooperating with other Sotho to their land. The next 30 years
chiefdoms and extending the influence were characterized by conflict and out-
of his own lineage, he was able to create bursts of warfare between the Sotho
a Sotho identity and unity, both of which and the Boers. Ultimately, the Sotho
were used to repel the external forces that lost most of their territory west of the
threatened their autonomy and indepen- Caledon River to the Boers. The British,
dence. Moshoeshoe also acknowledged to whom Moshoeshoe appealed for
the importance of acquiring the skills of intervention, were unable to resolve the
farmers, settlers, hunters, and adventur- dispute over where the boundary should
ers, who increasingly moved across his be drawn.

Moshoeshoe

(b. c. 1786, near the upper Caledon River, northern Basutoland [now in Lesotho]—d. March 11,
1870, Thaba Bosiu, Basutoland)

Moshoeshoe (also spelled Mshweshwe, Moshweshwe, or Moshesh) was the founder and first
paramount chief of the Sotho (Basuto, Basotho) nation. One of the most successful Southern
African leaders of the 19th century, Moshoeshoe combined aggressive military counteraction
and adroit diplomacy against colonial invasions. He created a large African state in the face
of attacks by the Boers and the British, raiders from the south east coastal lowlands of Africa,
and local African rivals.
94 | The History of Southern Africa

Moshoeshoe, or Lepoqo (as was his original name), was the son of Mokhachane, the chief
of the Mokoteli. As a young man, Moshoeshoe—then known by his post circumcision name of
Letlama (“The Binder”)—won a reputation for leadership by conducting daring cattle raids.
In early adulthood he took the name Moshoeshoe, an imitation of the sounds made by a knife
in shaving that symbolized his deft skills at rustling cattle. His acquaintance with the chief
Mohlomi, who was revered as a wise man, strengthened his capacity for generous treatment of
allies and enemies alike.
In the late 1810s and early ’20s, European land invasions, labour needs, and trade height-
ened Southern African disturbances and led to migration in the region. Moshoeshoe led his
people south to the nearly impregnable stronghold of Thaba Bosiu (“Mountain at Night”) in the
western Maloti Mountains, where his following expanded to other African peoples attracted by
the protection he was able to provide. He eventually united the various small groups to form the
Sotho nation, called Basutoland by English-speaking persons. He strengthened his new nation
by raiding local Tembu and Xhosa groups for cattle and adopting the use of horses and fire-
arms. In the cold Highveld he was able to defeat mounted Griqua and Korana raiders with his
own mounted cavalry and expanded his control into the Caledon valley.
In 1833 he welcomed missionaries of the Paris Evangelical Missionary Society (though he
never became a Christian himself), and he used them to cultivate good diplomatic relation-
ships with British politicians in Cape Town. Moshoeshoe’s greatest threat (and opportunity)
came with the Boer invasions—the Great Trek—after the mid-1830s. The rival Boer and Sotho
groups fought for control of the fertile farming lands of the Caledon valley.
In 1848, when the British annexed the Orange River Sovereignty (previously the Boer’s ter-
ritory) to the east of Moshoeshoe’s stronghold, he found himself exposed to direct Anglo-Boer
invasion. Moshoeshoe’s Sotho forces twice defeated overconfident and undersupported British
armies, first in 1851 at Viervoet and again in late 1852 at the battle of Berea near Thaba Bosiu.
Moshoeshoe continued to fight against encroachment on Sotho lands, and in the following year
he defeated and absorbed the Tlokwa, local African rivals.
Wanting to avoid the time and expense required to defeat the Sotho, the British gave the
Boers of the Orange River Sovereignty (renamed the Orange Free State) independence at the
Bloemfontein Convention of 1854. During the next 10 years, Moshoeshoe was able to inflict fur-
ther defeats on the Boers, who were disorganized in their efforts to unite and repel the Sotho.
At the Treaty of Aliwal North in 1858, the Sotho regained control of land on both sides of the
Caledon River, a perhaps unparalleled assertion of black expansionism against contending
whites in Southern Africa.
After the Boers of the Orange Free State united behind Pres. J.H. Brand in 1864, however,
the long land war turned against Moshoeshoe. He was forced to give up most of his earlier gains
at the Treaty of Thaba Bosiu in 1866, and during 1867 he faced complete defeat. This was pre-
vented when the British high commissioner of the Cape Colony, Sir Philip Wodehouse, annexed
Moshoeshoe’s now truncated territory as Basutoland in 1868. Though Moshoeshoe’s power
waned in the last years of his life, the Sotho continue to venerate his name, and he is considered
to be the father of his country.
Lesotho | 95

Devastating wars in the late 1860s to end competition from independent


prompted Moshoeshoe to again appeal African agricultural producers, landown-
to the British for assistance, as he feared ers and miners encouraged the adoption
the dispersal and possible extinction of policies that deprived the indigenous
of his people. Sir Philip Wodehouse, population of its social and political
governor and high commissioner of rights and most of its land. Sotho farm-
the Cape Colony, concerned with the ers took advantage of the markets for
region’s stability and British interests in foodstuffs in the growing South African
Southern Africa, annexed the kingdom mining centres, however. They utilized
to the British crown in 1868. new farming techniques to produce sub-
Basutoland remained a British pro- stantial surpluses of grain, which they
tectorate until Moshoeshoe’s death in sold on the South African markets. Sotho
1870 (he was buried on Thaba Bosiu). workers also traveled to the mines to sell
The next year the colony was annexed their labour for cash and firearms.
to the Cape Colony without the consent Lesotho’s history in the 20th century
of Basutoland. The former independent was dominated by an increasing depen-
African mountain kingdom lost much dence on labour migration to South
of its most productive land to the Boers Africa, which was made necessary by
and its political autonomy to the British. taxation, population growth behind a
Nonetheless, the Sotho still retained closed border, the depletion of the soil,
some of their land and their social and and the need for resources to supple-
cultural independence. ment agricultural production. Sotho
workers became an important element of
BASUTOLAND the South African mining industry, and
Basutoland became the classic example
Attempts by the Cape Colony admin- of the Southern African labour reserve,
istration to disarm the Sotho led to the its people dependent on work in South
Gun War (1880–81). The Cape Colony Africa for their survival.
relinquished Basutoland to British rule in The British set up a system of dual rule
1884, when it became one of three British and left considerable power in the hands
High Commission Territories in Southern of the paramount chiefs—Letsie (1870–91),
Africa; Swaziland and Bechuanaland Lerotholi (1891–1905), Letsie II (1905–13),
(now Botswana) were the other two. Griffith (1913–39), Seeiso (1939–40), and
At the end of the 19th century, mineral the regent ’Mantsebo (1940–60)—all of
discoveries were made whose enormous whom were descendants of Moshoeshoe.
potential laid the foundation for the cre- Under these leaders, authority was del-
ation of the Union of South Africa (1910). egated through ranked regional chiefs
In order to acquire cheap labour and drawn from the royal lineage and the
96 | The History of Southern Africa

The Gun War

In the Gun War of 1880–81, the Sotho (also Basuto or Basotho) people of Basutoland (present-
day Lesotho) threw off the rule by the Cape Colony. It is one of the few examples in Southern
African history of black Africans’ winning a conflict with colonial powers in the 19th century.
In 1871 Basutoland was annexed—without its consent—to the Cape Colony. As in other
areas where the Cape Colony ruled over black Africans, the Sotho people were forced off their
land to work on white-owned farms or mines. The Cape Colony’s government intended to
destroy the powers of the Sotho chiefs and revise their traditional laws, and attractive land in
Basutoland was earmarked for white occupation. The former independent African mountain
kingdom quickly lost much of its most productive land and its political autonomy. In 1879
the chiefs of southern Basutoland attacked Cape Colony magistrates and took a stand on the
issues of self-rule and sovereignty. In retaliation, troops from the Cape Colony were sent into
Basutoland.
In 1880 the Cape authorities doubled the already controversial hut tax on the Sotho and
tried to enforce the 1879 Disarmament Act, ordering the Sotho to disarm and hand in their guns.
These demands split the Sotho into rebels and collaborators, and this led to civil war between
the Sotho chiefs, who were already in conflict over the paramountcy. In September 1880 a Cape
Colony army attacked Sotho rebels led by Lerotholi and other chiefs. In October the rebels were
able to inflict a sound defeat on Cape troops at Qalabani: while fighting from defensive posi-
tions in rugged mountainous country and using horses, the Sotho rebels ambushed a column of
Cape soldiers, killing or wounding 39 of them. Unwilling or unable to commit the large number
of troops that would have been necessary to destroy the rebel armies, the Cape Colony made
peace with the Sotho in April 1881.
After the war the Sotho were permitted to retain their arms, though they were to pay an
annual tax on each gun. By 1882, however, the Sotho were refusing to register their firearms
and thus evaded the tax. That year a Cape army under Gen. Charles Gordon was sent in, but
it retired without achieving anything. The Cape Colony, faced with prospects of endless war,
gave over responsibility for Basutoland directly to the British government in 1884. Basutoland
became a British High Commission Territory, and the powers of the Sotho chiefs were left rel-
atively intact. This change in status is why Basutoland was not included in the surrounding
Union of South Africa when it was formed in 1910. Instead, the Sotho nation remained under
British oversight until 1966, when it became the independent country of Lesotho.

most important chiefdoms. A system of The colonial government was headed by


customary law was adopted, with the land a resident commissioner and advised by
held in trust by the paramount chief for the Basutoland National Council, which
the people, while crucial aspects of local was led by the paramount chief and dom-
government were also left to the chiefs. inated by his nominated members.
Lesotho | 97

The British administration was at independence the Basotho National


concerned primarily with balancing Party) in 1958, under Chief Leabua
Basutoland’s budget, which it facilitated Jonathan, which was supported by the
by ensuring that a substantial propor- South African government and was asso-
tion of the population worked for wages ciated with chiefly power and the Roman
in South Africa. The local chiefs could Catholic Church; and the Marema-Tlou
do little to halt the increasing social and Freedom Party (1963), which was identi-
economic deprivation within Basutoland. fied with the defense of the powers of the
Education was left to the missionary country’s principal chiefs.
societies, and there was little develop- The Basutoland Council, in existence
ment of economic infrastructure or social since 1903, obtained the right to control
services. Between 1929 and 1933 the the internal affairs of the territory in 1955.
Great Depression coincided with a mas- The region became self-governing in
sive drought, driving so many people 1965, and general elections held in that
into South Africa that the population in year for a new legislative assembly were
Basutoland hardly increased for a decade. dominated by the BNP.
Opposition to the colonial system
grew, but no organizations were able to THE KINGDOM OF LESOTHO
topple the colonial administration and
its traditionalist allies. The Sotho were On Oct. 4, 1966, when Basutoland received
unified, however, in their opposition to its independence from Britain, it was
Basutoland’s incorporation into South renamed the Kingdom of Lesotho and
Africa and their fear that the British headed by paramount chief Moshoeshoe
might cede the territory to South Africa II (named for the nation’s founder) as
without consulting them. king and Chief Jonathan as prime min-
In the early 1930s the British ister. Executive power was given to the
attempted to reduce the number of prime minister in 1967.
chiefs, but after World War II (during
which more than 20,000 Sotho served The First Two Decades
for the British in North Africa, Europe,
and the Middle East) the development In the first postindependence general
of nationalist parties pressing for inde- elections (January 1970), the opposi-
pendence outweighed the need for tion BCP gained a majority of seats. The
reform. Three major political parties results were never released, however, and
emerged at this time: the Basutoland Chief Jonathan suspended the constitu-
Congress Party (BCP; at independence tion, arrested leading members of the
the Basotho Congress Party) in 1952, opposition, and temporarily exiled the
under Ntsu Mokhehle; the more conser- king. Resistance to these moves was met
vative Basutoland National Party (BNP; with considerable violence, but, after a
98 | The History of Southern Africa

short delay, Britain accepted the actions Maseru that it alleged were guerilla bases
of Chief Jonathan. for the African National Congress. More
The BNP used legislation and than 40 people were killed, many of whom
violence—and the distribution of state were Lesotho citizens. Relations between
patronage—to silence and control its the governments deteriorated as South
opponents. In 1974 the BCP attempted Africa demanded the expulsion of South
to overthrow the regime, but this coup African refugees in Lesotho.
was put down, and Mokhehle, the BCP’s Differences also began to appear
leader, went into exile. among leading figures within the
During the 1970s Lesotho received Lesotho government. One faction advo-
an increasing amount of foreign aid in cated a policy more amenable to South
support of its struggle against the dis- African demands. In January 1986 the
criminatory apartheid policy of South South African authorities placed severe
Africa. The funding helped to increase restrictions on the movement of goods
the pace of modernization and urban and people across the border, effectively
development, spur economic improve- closing it. In response, the pro-South
ments in infrastructure, education, and African faction in Lesotho, led by Maj.
communications, and create a privileged Gen. Justin Lekhanya, deposed Chief
bureaucracy. It failed, however, to allevi- Jonathan and established military rule,
ate the long-standing problems of poverty making the king head of state.
and dependence. Thus, although mine When the Military Council banned
wages and payments from the Southern open political activity and deported a
African Customs Union increased in the number of South African refugees, South
1970s, Lesotho was unable to use these Africa responded by lifting the block-
revenues productively and remained ade. In October 1986 Lesotho and South
dependent on South Africa. Africa signed the Lesotho Highlands
Chief Jonathan criticized South Water Treaty, and the following year a
Africa’s apartheid policy on numerous South African trade mission was estab-
occasions through the late 1970s. The lished in Lesotho. However, Lesotho’s
government’s hostility toward the South economic impasse continued as a reces-
African regime became more serious when sion in South Africa deepened and the
the country began accepting refugees South African gold mining industry
from South Africa. As part of its strategy reduced its production.
to destabilize its African neighbours,
South Africa gave support to the armed Political Crisis
wing of the BCP, the Lesotho Liberation
Army. In December 1982 the South Conflict arose in February 1990 within
African Defence Force attacked houses in the Military Council, headed by Maj.
Lesotho | 99

Gen. Lekhanya, but King Moshoeshoe increased political volatility and lawless-
II refused to approve several dismiss- ness there. Severe riots aimed mostly at
als from the council. He was dethroned Asian-owned businesses caused serious
and went into exile, and his eldest son, setbacks for foreign investment.
Mohato, was sworn in as King Letsie III. In 1997 the BCP dismissed Mokhehle
Maj. Gen. Lekhanya was forced to resign as leader, and he eventually formed
in April 1991 after a successful coup his own party, the Lesotho Congress of
led by Col. Elias Tutsoane Ramaema, Democrats (LCD). The LCD overwhelm-
who lifted the ban on political activ- ingly won the general elections of May
ity and promised a new constitution. 1998, and, upon Mokhehle’s resignation,
The political and economic crises con- Pakalitha Mosisili became prime minis-
tinued, however, and demonstrations ter. Although claims of voting fraud were
broke out in Maseru in May. General raised, the election was declared free and
elections first promised in 1992 were fair by many international observers.
finally held in March 1993. The BCP Opposition parties protesting in Maseru
returned to power under the leadership were joined in August by large numbers
of Ntsu Mokhehle as prime minister. of jobless youths. The protesters obtained
He appointed a commission in July arms, and looting and arson broke out
1994 to examine the circumstances sur- in Maseru and the surrounding towns;
rounding the dethronement of King much of the capital was left in ruins.
Moshoeshoe II in 1990. King Letsie’s Faced with an insurrection, the gov-
attempt to dismiss the BCP government ernment asked the Southern African
in August 1994 proved unsuccessful, Development Community (SADC) to
and Moshoeshoe was reinstated as send troops to Lesotho from South Africa
king in January 1995. Less than a year and Botswana to quell the disturbances.
later, Moshoeshoe died, and Letsie reas- Eventually, SADC forces restored order,
sumed the throne. but not before the majority of businesses
Lesotho was heavily affected by and government offices had been sacked
developments in South Africa during the or destroyed. In response, South Africa
mid-1990s and by its own internal politi- imposed an agreement that called for
cal instability. When the international new elections. Stability was restored, and
community removed its economic sanc- SADC forces withdrew from the country
tions against South Africa, Lesotho lost its in May 1999. Although the government
advantage of being within South Africa that took power in May 1998 was headed
but not part of it. This, together with the by Mosisili and the LCD, representatives
reduced South African demand for Sotho from the SADC forced Lesotho to cre-
labourers, produced more unemployed ate an Interim Political Authority (IPA),
and underemployed in Lesotho and which contained representatives from
100 | The History of Southern Africa

the country’s major political parties and observers, the ABC contested the results
was charged with preparing for the 2000 but to no avail.
elections. Meanwhile, local government elec-
tions were held in 2005—the first such
Challenges in the elections since independence—but were
21st Century clouded by low voter turnout (less than
one-third of eligible voters participated).
The IPA was inaugurated in late 1998 and Later that year the government made an
immediately became embroiled in conten- ambitious effort to address the country’s
tious debate regarding the type of electoral growing HIV/AIDS pandemic by offering
system to embrace. Because of the dissent, free HIV testing to the entire popula-
the IPA was not able to establish an elec- tion. Although the objective was to reach
toral schedule in time for elections to be every household by the end of 2007, the
held in 2000, and they were postponed. In program fell short of its goal, stymied by
2002, when the elections were finally held, such factors as a lack of necessary medi-
the LCD again won the majority of parlia- cal staff and the logistics of reaching the
mentary seats, and Mosisili was named many rural and mountainous locations in
to a second term as prime minister. In the country.
2006, dissension within the LCD resulted Lesotho also faced other problems
in one of the party’s prominent ministers, in the early 21st century. The continued
Thomas Thabane, leaving to form the All decline in agricultural production—caused
Basotho Convention (ABC); many other in part by endemic soil erosion in the
LCD ministers followed Thabane to the already limited arable land, as well as by
ABC. Nevertheless, the LCD managed to repeated droughts and the impact of the
maintain control of the parliament after HIV/AIDS pandemic on the workforce—
early elections were called in February resulted in chronic food shortages, and
2007. Although the elections were gener- widespread poverty and unemployment
ally viewed as free and fair by international plagued the country.
CHAPTER 7
Malawi

M alawi is a landlocked country in southeastern Africa. A


former British protectorate, it gained independence in
1964. Lilongwe is the capital.

EARLY HISTORY

The paleontological record of human cultural artifacts


in Malawi dates back more than 50,000 years, although
known fossil remains of early Homo sapiens belong to the
period between 8000 and 2000 bce. These prehistoric fore-
bears have affinities to the San people of Southern Africa
and were probably ancestral to the Twa and Fulani, whom
Bantu-speaking peoples claimed to have found when they
invaded the Malawi region between the 1st and 4th centuries
ce. From then to about 1200 ce, Bantu settlement patterns
spread, as did ironworking and the slash-and-burn method
of cultivation. The identity of these early Bantu-speaking
inhabitants is uncertain. According to oral tradition, names
such as Kalimanjira, Katanga, and Zimba are associated
with them.
With the arrival of another wave of Bantu-speaking peo-
ples between the 13th and 15th centuries ce, the recorded
history of the Malawi region began. These peoples migrated
into the region from the north, and they interacted with and
assimilated the earlier pre-Bantu and Bantu inhabitants. The
102 | The History of Southern Africa

descendants of these peoples maintained trade in the late 18th century and by the
a rich oral history, and, from 1500, writ- arrival of foreign intruders in the late
ten records were kept in Portuguese and 19th century. The slave trade in Malawi
English. increased dramatically between 1790 and
Among the notable accomplishments 1860 because of the growing demand for
of the last group of Bantu immigrants slaves on Africa’s east coast.
was the creation of political states, or Swahili-speaking people from the
the introduction of centralized systems east coast and the Ngoni and Yao peo-
of government. They established the ples entered the Malawi region between
Maravi Confederacy about 1480. During 1830 and 1860 as traders or as armed refu-
the 16th century the confederacy encom- gees fleeing the Zulu states to the south.
passed the greater part of what is now All of them eventually created spheres
central and southern Malawi, and, at the of influence within which they became
height of its influence, in the 17th cen- the dominant ruling class. The Swahili
tury, its system of government affected speakers and the Yao also played a major
peoples in the adjacent areas of present- role in the slave trade.
day Zambia and Mozambique. North Islam spread into Malawi from
of the Maravi territory, the Ngonde the east coast. It was first introduced
founded a kingdom about 1600. In the at Nkhotakota by the ruling Swahili-
18th century a group of immigrants from speaking slave traders, the Jumbe, in the
the eastern side of Lake Malawi created 1860s. Traders returning from the coast
the Chikulamayembe state to the south in the 1870s and ’80s brought Islam to the
of the Ngonde. Yao of the Shire Highlands. Christianity
The precolonial period witnessed was introduced in the 1860s by David
other important developments. In the Livingstone and by other Scottish mis-
18th and 19th centuries, better and more sionaries who came to Malawi after
productive agricultural practices were Livingstone’s death in 1873. Missionaries
adopted. In some parts of the Malawi of the Dutch Reformed Church of South
region, shifting cultivation of indigenous Africa and the White Fathers of the
varieties of millet and sorghum began Roman Catholic Church arrived between
to give way to more intensive cultiva- 1880 and 1910.
tion of crops with a higher carbohydrate Christianity owed its success to
content, such as corn (maize), cassava the protection given to the missionar-
(manioc), and rice. ies by the colonial government, which
The independent growth of indig- the British established after occupying
enous governments and improved the Malawi region in the 1880s and ’90s.
economic systems was severely dis- British colonial authority was welcomed
turbed by the development of the slave by the missionaries and some African
Malawi | 103

Missionary David Livingstone is credited with first bringing Christianity to the area in Africa
that would become Malawi. Rischgitz/Hulton Archive/Getty Images
104 | The History of Southern Africa

societies but was strongly resisted by the African agriculture, and many able-bodied
Yao, Chewa, and others. men migrated to neighbouring coun-
tries to seek employment. Furthermore,
COLONIAL RULE between 1951 and 1953 the colonial gov-
ernment decided to join the colonies of
In 1891 the British established the Southern and Northern Rhodesia and
Nyasaland Districts Protectorate, which Nyasaland in the Federation of Rhodesia
was called the British Central Africa and Nyasaland, against bitter opposition
Protectorate from 1893 and Nyasaland from their African inhabitants.
from 1907. Under the colonial regime, These negative features of colonial
roads and railways were built, and the rule prompted the rise of a nationalist
cultivation of cash crops by European set- movement. From its humble beginnings
tlers was introduced. On the other hand, during the period between the World
the colonial administration did little to Wars, African nationalism gathered
enhance the welfare of the African major- momentum in the early 1950s. Of spe-
ity, because of commitment to the interests cial impetus was the imposition of the
of European settlers. It failed to develop federation, which nationalists feared
as an extension of colonial power. The
full force of nationalism as an instru-
ment of change became evident after
1958 under the leadership of Hastings
Kamuzu Banda, who had returned to
the country that year after having been
abroad to study and practice medi-
cine. The federation was dissolved in
1963, and Malawi became independent
as a member of the Commonwealth of
Nations on July 6, 1964.

POSTINDEPENDENCE MALAWI

Banda retained the post of prime minister


after the country achieved independence
and later became president. He played an
important role in Malawi during the next
three decades before ultimately agreeing
Hastings Kamuzu Banda, 1960. to step down and allow a peaceful transfer
Encyclopædia Britannica, Inc. of power.
Malawi | 105

Hastings Kamuzu Banda

(b. c. 1898, near Kasungu, British Central Africa Protectorate [now Malawi]—d. Nov. 25, 1997,
Johannesburg, S.Af.)

Hastings Kamuzu Banda was the first president of Malawi (formerly Nyasaland) and the
principal leader of the Malawi nationalist movement. He governed Malawi from 1963 to 1994,
combining totalitarian political controls with conservative economic policies.
Banda’s birthday was officially given as May 14, 1906, but he was believed to have been
born before the turn of the century. He was the son of subsistence farmers and received his
earliest education in a mission school. After working in Southern Rhodesia (now Zimbabwe)
and South Africa, in 1925 he went to the United States, where he received a B.A. (1931) and a
medical degree (1937) at the University of Chicago and Meharry Medical College in Tennessee,
respectively. In order to achieve the qualifications needed to practice in the British Empire,
Banda then continued his studies at the University of Edinburgh (1941) and subsequently prac-
ticed in northern England and London from 1945 to 1953.
Banda first became involved in his homeland’s politics in the late 1940s, when white set-
tlers in the region demanded the federation of the Rhodesias and Nyasaland. Banda and others
in Nyasaland strongly objected to this extension of white dominance, but the Federation of
Rhodesia and Nyasaland was nevertheless established in 1953. In 1953–58 Banda practiced
medicine in Ghana, but from 1956 he was under increasing pressure from Nyasa nationalists
to return. He finally did so, to a tumultuous welcome, in 1958. As president of the Nyasaland
African Congress, he toured the country making antifederation speeches, and the colonial gov-
ernment held him partly responsible for increasing African resentment and disturbances. In
March 1959 a state of emergency was declared, and he was imprisoned by the British colonial
authorities. He was released in April 1960, and a few months later he accepted British constitu-
tional proposals granting Africans in Nyasaland a majority in the Legislative Council. Banda’s
party won the general elections held in August 1961. He served as minister of natural resources
and local government in 1961–63, and he became prime minister in 1963, the year the federation
was finally dissolved. He retained the post of prime minister when Nyasaland achieved inde-
pendence in 1964 under the name of Malawi.
Shortly after independence, some members of Banda’s governing cabinet resigned in
protest against his autocratic methods and his accommodation with South Africa and the
Portuguese colonies. In 1965 a rebellion broke out, but it failed to take hold in the countryside.
Malawi became a republic in 1966, with Banda as president. He headed an austere, auto-
cratic one-party regime, maintained firm control over all aspects of the government, and
jailed or executed his opponents. He was declared president for life in 1971. Banda concen-
trated on building up his country’s infrastructure and increasing agricultural productivity.
He established friendly trading relations with minority-ruled South Africa (to the disappoint-
ment of other African leaders) as well as with other countries in the region through which
106 | The History of Southern Africa

landlocked Malawi’s overseas trade had to pass. His foreign-policy orientation was decidedly
pro-Western.
Widespread domestic protests and the withdrawal of Western financial aid forced Banda
to legalize other political parties in 1993. He was voted out of office in the country’s first multi-
party presidential elections, held in 1994.

The Banda Regime (1963–94) produced tobacco, tea, and sugar) met
expectations, but smallholder pro-
Soon after independence, a serious dis- duction was not as successful, mainly
pute arose between Banda, the prime because of the low prices offered by
minister, and most of his cabinet minis- the Agricultural Development and
ters. In September 1964 three ministers Marketing Corporation (ADMARC), the
were dismissed and three others resigned state organization that had the monop-
in protest. Henry Chipembere, one of oly on marketing smallholder produce.
these ministers, escaped from house In addition, the cost of fertilizer, all of
arrest and defied attempts at recapture, which was imported and also dominated
becoming the focus for antigovernment by ADMARC, rendered smallholder
opinion until his death in 1975. On July agriculture expensive.
6, 1966, Malawi became a republic, and For more than 10 years, Malawi was
Banda was elected president; in 1971 he able to prosper economically before being
was made president for life. felled by a confluence of external factors.
Malawi’s 1966 constitution estab- In 1980, in an effort to improve the coun-
lished a one-party state under the Malawi try’s economic situation and broaden
Congress Party (MCP), which in turn regional ties, Malawi joined the Southern
was controlled by Banda, who consis- African Development Coordination
tently and ruthlessly suppressed any Conference (later the Southern African
opposition. From independence the Development Community), a union
MCP government became a conserva- of black majority-ruled countries near
tive, pro-Western regime, supported by minority-ruled South Africa that wished to
a bicameral National Assembly whose reduce their dependence on that country.
members were elected within the single- Banda refused to sever formal diplomatic
party system. ties with the discriminatory apartheid
Banda’s government improved regime in South Africa, however—a deci-
the transport and communication sion that was not popular with the other
systems, especially the road and rail- leaders in the region.
way networks. There was also much On March 8, 1992, a pastoral letter
emphasis on cash crop production and written by Malawian Catholic bishops
food security; the estate sector (which expressing concern at—among other
Malawi | 107

things—the poor state of human rights, campaign met with limited success.
poverty, and their effects on family Muluzi pursued good relations with a
life was read in churches throughout number of Arab countries, toward most
Malawi. This act served to encourage of which Banda had been particularly
underground opposition groups that cool; he also sought to play a more active
had long waited for an opportunity role in African affairs than his predeces-
to mount an open and vigorous cam- sor. Muluzi was reelected in 1999, but his
paign for multiparty democracy; exile opponent, Gwandaguluwe Chakuamba,
groups also intensified their demands challenged the results. The aftermath of
for political reform. Additional pressure the disputed election included demon-
was applied by international donors, strations, violence, and looting. During
who withheld financial aid. By the end Muluzi’s second term, he drew domestic
of 1992, two internally based opposition and international criticism for some of
parties, the Alliance for Democracy and his actions, which were viewed as increas-
the United Democratic Front (UDF), ingly autocratic.
had emerged, and Banda agreed to hold Malawi’s international standing was
a national referendum to determine the bolstered in 2000, when the country’s
need for reform. Advocates for change small air force responded quickly to the
won an overwhelming victory, and in flooding crisis in the neighbouring coun-
May 1994 the first free elections in more try of Mozambique, rescuing upward
than 30 years took place. Banda was of 1,000 people. However, the country
defeated by Bakili Muluzi of the UDF was not as quick to respond to a severe
by a substantial margin, and the UDF food shortage at home, first noted in the
won a majority of seats in the National latter half of 2001. By February 2002 a
Assembly. famine had been declared, and the gov-
ernment was scurrying to find enough
Malawi Since 1994 food for its citizens. Unfortunately, much
international aid was slow to arrive in
A new constitution, officially promul- the country—or was withheld entirely—
gated in 1995, provided the structure because of the belief that government
for transforming Malawi into a demo- mismanagement and corruption contrib-
cratic society. Muluzi’s first term in office uted to the food shortage. In particular,
brought the country greater democracy some government officials were accused
and freedoms of speech, assembly, and of selling grain from the country’s
association—a stark contrast to life under reserves at a profit to themselves prior to
Banda’s regime. Muluzi’s administration the onset of the famine.
also promised to root out government Muluzi was limited to two terms as
corruption and reduce poverty and food president, despite his efforts to amend
shortages in the country, although this the constitution to allow further terms. In
108 | The History of Southern Africa

Malawians unload corn donated by the United States to combat a food shortage in 2002. Drought
and suspected government mismanagement were blamed for the ensuing famine. Ami Vitale/
Getty Images

2004 his handpicked successor, Bingu wa foreign aid previously withheld in protest
Mutharika of the UDF, was declared the of the financial mismanagement and cor-
winner of an election tainted by irregu- ruption of Muluzi’s administration.
larity and criticized as unfair. Mutharika’s By that time the country had been
administration quickly set out to improve negatively affected by the HIV/AIDS
government operations by eliminating crisis and the lack of such requisites
corruption and streamlining spending. To as economically viable resources, an
that end, Mutharika dramatically reduced accessible and well-utilized educational
the number of ministerial positions in the system, and an adequate infrastructure—
cabinet and initiated an investigation of issues that continued to hamper
several prominent UDF party officials economic and social progress. However,
accused of corruption, leading to several Mutharika’s administration showed
arrests. His actions impressed interna- potential for leading Malawi on a path
tional donors, who resumed the flow of of meaningful political reform, which in
Malawi | 109

turn promised to further attract much- against him as well as an attempt to


needed foreign aid. keep him from standing in the upcom-
As his term progressed, Mutharika ing presidential election.
faced a number of political challenges, His desire to run for president was
including conflicts with his predeces- hindered by another factor: whether
sor and the UDF. In February 2005 the two terms he had previously served
Mutharika left the UDF, of which Muluzi made him ineligible for a third. The
was chairman, and announced shortly Malawi Electoral Commission felt they
thereafter his intention to form a new did and barred him from standing in the
party, the Democratic Progressive Party. election, but Muluzi appealed, arguing
In June the UDF brought an impeach- that the potential third term would be
ment motion against Mutharika before nonconsecutive with his previous terms
the National Assembly, which in October and therefore would not violate the two-
voted to begin proceedings against term limit stipulated in the constitution.
him; although appeals to Mutharika’s His appeal was denied by a Malawian
opponents by donor countries and court just days before the election, and
neighbouring leaders asking that they he threw his support behind the pri-
reconsider were largely unsuccessful, mary opposition candidate John Tembo
the motion was finally withdrawn in of the MCP.
early 2006. In July of that year, Muluzi In the presidential and parliamen-
was arrested on charges of corruption, tary elections held on May 19, 2009,
although the charges were soon dropped Mutharika soundly defeated the other
because of lack of evidence. He was candidates, but many people, including
again arrested in mid-2008, in connec- Tembo, alleged that voting irregularities
tion with an alleged plot to overthrow were widespread. International moni-
Mutharika, and again in February 2009, tors stated that Mutharika had an unfair
when he was accused of embezzling mil- advantage leading up to the election, not-
lions of dollars’ worth of donor funding. ing that the state-controlled media did
Muluzi denied the charges and claimed not provide fair and balanced coverage
they were part of a political conspiracy of all candidates.
CHAPTER 8
Mozambique

M ozambique is located on the southeastern coast of


Africa. A former Portuguese colony, it gained indepen-
dence in 1975. The capital is Maputo.

PRECOLONIAL PERIOD

During the colonial era Mozambique’s history was written as


though it had begun with the arrival of the Portuguese, but
the people of this region had developed complex communi-
ties based on agriculture, cattle raising, mining, crafts, and
trade long before the first small groups of Portuguese settlers
arrived in the 16th century.

Early Settlement

From at least the 3rd century ce, Iron Age people who prac-
ticed agriculture and kept both cattle and small livestock
moved into Mozambique as part of the migration of Bantu
speakers from west-central Africa toward the south and east.
These people had mastered iron technology and combined
the cultivation of some grains with knowledge of root and
tree crops. In the process they created such sustained popu-
lation growth that they needed to expand their territory. In a
slow but fairly steady process, one branch of Bantu speakers
moved east toward the Indian Ocean and then south along
the coast, and another moved more directly south-southeast
Mozambique | 111

An ancient grindstone and grinder found at Mapungubwe, an archaeological site in Southern


Africa, believed to be similar to those used in the early settlements of Mozambique. Shem
Compion/Gallo Images/Getty Images

into the Zimbabwe plateau and highlands nyika had emerged in south-central
of western Mozambique. Mozambique as social units under the
The characteristic social unit was the authority of a chief and chiefly house-
extended patrilineal household headed by hold. In the 10th century a settlement
an elder male and consisting of his wives, known as Mapungubwe, which incorpo-
their unmarried children, adult sons, and rated many nyika, developed in the upper
the sons’ families. Although both social reaches of the Limpopo River. It was the
and labour organization varied throughout earliest of the settlements featuring stone
the area, women were usually responsible enclosures, or zimbabwes.
for child care, cultivation, gathering of
food crops, and food preparation, whereas The Rise of the Zimbabwe
men were involved in cattle keeping, hunt- Civilizations
ing, toolmaking, and a range of crafts.
Toward the end of the 1st millen- The groups on the Zimbabwe pla-
nium ce, groups of households called teau expanded their herds and moved
112 | The History of Southern Africa

between the plateau and the surround- By the 14th century, African Arab,
ing Mozambican lowlands in pursuit or Swahili, trade cities were flourish-
of seasonal pastures, although the tse- ing along the coast from Somalia in the
tse fly, which causes sleeping sickness, north to Kilwa in what is now southern
was present in the region. The region’s Tanzania. Smaller Swahili sultanates
economy was rooted in agriculture and developed along the northern coast of
cattle keeping, but its social and political Mozambique as far south as Angoche. A
organization became more complex with series of markets had arisen throughout
the development of local industries and the region by the 16th century, sustained
trade, specifically the mining of gold, cop- by intraregional trade in raw materials
per, and iron ore and the development of and long-distance trade in gold, copper,
salt pans, tool forges, and potting indus- ivory, and slaves.
tries. The civilization of Great Zimbabwe,
which dominated the region politically Arrival of the Portuguese
from the mid-13th to the mid-15th cen-
tury, controlled mining and trade. The voyage of Vasco da Gama around the
The zimbabwe settlement at Cape of Good Hope into the Indian Ocean
Manekweni, about 30 miles (50 km) from in 1498 marked the European entry into
the Indian Ocean in southern Mozambique, trade, politics, and society in the Indian
replicated in miniature the social and set- Ocean world. The Portuguese gained
tlement patterns of the highland interior. control of the Island of Mozambique and
Manekweni was a centre for agriculture, the port city of Sofala in the early 16th
cattle keeping, and the gold trade from century, and by the 1530s small groups
about the 12th to the 18th century. of Portuguese had pushed their way
From roughly the 10th to the 18th into the interior, where they set up gar-
century, Great Zimbabwe and the area of risons and trading posts at Sena and Tete
Central Africa around Lake Kisale (in the on the Zambezi River and tried to gain
southern area of the Democratic Republic exclusive control over the gold trade.
of the Congo) were the region’s centres The Portuguese attempted to legitimate
of production and intra-African trade. and consolidate their trade and settle-
Beginning in at least the 1st millennium, ment positions through the creation of
however, people of this region traded prazos (land grants) tied to European
with various non-Africans. The earliest occupation. While prazos were origi-
and most important external trade link nally developed to be held by Europeans,
for Mozambique was with Middle Eastern through intermarriage they became
and South Asian peoples who traded African Portuguese or African Indian
beads and cloth for gold across the Red centres defended by large African slave
Sea and the Indian Ocean. armies known as Chikunda. Most prazos
Mozambique | 113

had declined by the mid-19th century, but slaves in the Portuguese and Brazilian
several of them survived and strongly South Atlantic trade, the Arab trade from
resisted Portuguese domination until the the Swahili coast, and the French trade to
last quarter of the 19th century. the sugar-producing islands of the Indian
The Portuguese were able to wrest Ocean and Madagascar. Although the
much of the coastal trade from Arabs trade in slaves declined as a result of the
between 1500 and 1700, but, with the mid-19th-century slave-trade agreements
Arab seizure of Portugal’s key foothold at between Portugal and Britain, clandes-
Fort Jesus on Mombasa (now in Kenya) tine trade—particularly from central and
in 1698, the pendulum began to swing in northern Mozambique—continued into
the other direction. During the 18th and the 20th century.
19th centuries the Mazrui and Omani During the first three decades of the
Arabs reclaimed much of the Indian 19th century, the proliferation of military
Ocean trade, forcing the Portuguese to and raiding groups from the conflicts
retreat south. During the 19th century in the northern Nguni heartland south-
other European powers, particularly the west of Mozambique had an important
British and the French, became increas- impact on southern and west-central
ingly involved in the trade and politics of Mozambique. Several military groups,
the region. offshoots of the emerging Zulu state,
invaded Mozambican territory, seizing
Slaves and Trade cattle, hostages, and food as they went.
The waves of armed groups disrupted
By the 18th century, slaves had become both trade and day-to-day produc-
an increasingly important part of tion throughout the area. Two groups,
Mozambique’s overall export trade from the Jere under Zwangendaba and the
the East African coast. Yao traders devel- Ndwandwe (both later known as Ngoni)
oped slave networks from the Marave under Soshangane, swept through
area around the tip of Lake Nyasa to Mozambique. Zwangendaba’s group
Kilwa and the Island of Mozambique. continued north across the Zambezi,
Prazo traders along the Zambezi sold settling to the west of contemporary
gold and slaves from Zumbo, Tete, and Mozambique, but Soshangane’s group
Manica to Portuguese merchants at crossed the Limpopo into southern
Quelimane, and Tsonga ivory traders Mozambique, where it eventually con-
developed routes from the Transvaal solidated itself into the Gaza state. In the
region of South Africa and from the 1860s a succession struggle between the
Zimbabwe plateau to coastal entrepôts sons of Soshangane caused enormous
at Inhambane and Maputo. During the suffering in the region and weakened the
19th century, Mozambicans were sold as Gaza state.
114 | The History of Southern Africa

COLONIAL MOZAMBIQUE Africa and Europe. African labour was


needed on the sugar plantations and at
By the 1880s the Portuguese controlled South African ports and mines after dia-
trade and collected tribute in coastal monds (at Kimberley in the 1860s) and
enclaves from Ibo in the north to gold (at Witwatersrand in the 1880s)
Lourenço Marques in the south, but their were discovered. Because of the need for
ability to control events outside those labour, Europeans were determined to
areas was quite limited. That situation, gain greater control over tracts of land
however, was about to change. and their inhabitants at the expense
of African leadership. The combined
Consolidation of struggle for access to mineral-bearing
Portuguese Control lands and the labour force to work
them fueled the so-called “scramble” in
Increasingly, as neighbours of the Gaza Southern Africa.
state were raided periodically for refus- Portugal claimed a swath of terri-
ing to pay tribute, they began to ally tory from present-day Mozambique to
themselves with the Portuguese, which Angola. Although the Germans, whose
the Portuguese both encouraged and territory bordered Mozambique to the
exploited. In the 1890s a coalition of north, accepted the Portuguese claims—
Portuguese troops and African armies establishing Mozambique’s northern
marched against the state. When the boundary—British claims to the region
Gaza leadership was finally defeated in contradicted those of Portugal, leading
1897, southern Mozambique passed into to prolonged negotiations. However, the
Portuguese control. Two decades later Portuguese crown was heavily in debt
the Portuguese, who had mounted doz- to British financiers, and the small coun-
ens of military campaigns by that time, try was no match for Britain’s military.
directly controlled the Barue of central In 1891, Portugal was forced to accept
Mozambique, the African Portuguese Britain’s definition of Mozambique’s
of the Zambezi and Maganja da Costa western and southern boundaries.
prazos, the Yao of Mataka, the north- Portugal had little hope of develop-
ern Makua chiefdoms, and the northern ing the entire region on its own, and so it
coastal sheikhdoms of Angoche. turned to its familiar colonial strategy of
Trade in ivory, gold, slaves, rub- leasing large tracts of land to private com-
ber, oilseeds, and a broad range of panies. Chartered companies were granted
European goods continued throughout the privilege of exploiting the lands and
the 19th century. However, European peoples of specific areas in exchange for
economic interest and influence in the an obligation to develop agriculture, com-
region changed rapidly by mid-century munications, social services, and trade.
in response to developments in both The Mozambique Company, the Niassa
Mozambique | 115

Company, and the Zambezia Company consolidated the profit into fewer hands
were all established in this manner in the and promoted conditions that would
1890s. Any economic development and favour capital accumulation by Portugal
investment in infrastructure was related and the Portuguese over all others. While
directly to company interests and usu- the administrative and educational sys-
ally undertaken at African expense. Sugar, tems in Mozambique were unified and
copra, and sisal plantations depending developed more coherently under the
largely on conscripted labour and rail- New State, they were still principally
ways linking Beira with the British South directed toward settlers.
Africa Company territory and British Colonial investment patterns began
Nyasaland to the west and northwest were to change in the early 1950s, when
all developed and built at a high cost to Portugal set forth a series of development
the African workforce. plans designed to extend and upgrade
The Portuguese government eventu- Mozambique’s transportation and com-
ally terminated the charters of the major munications infrastructure. Portuguese
concession companies, bringing all of who had exploited monopolies and incen-
Mozambique under direct Portuguese tives to great profit were encouraged
rule. Between the 1890s and the 1930s, to invest in, expand, and diversify their
Portuguese rule in Mozambique was undertakings. The generally favourable
characterized by the exploitation of prices for tropical commodities in the
African people and resources by pri- post-World War II era fueled the trend,
vate parties, whether they were foreign and the colonial economy expanded vig-
company shareholders or colonial orously. At the same time, the New State
bureaucrats and settlers. The most egre- retained tight control over the economic
gious colonial abuses—forced labour, and physical mobility of the Africans,
forced crop cultivation, high taxes, low and thousands of Portuguese settlers
wages, confiscation of the most promis- arrived in the 1950s and ’60s to take
ing lands—occurred regardless of which advantage of employment and business
group of Europeans was in control. opportunities denied to Africans. But in
promoting these policies, Portuguese
Mozambique Under the colonial authorities antagonized Africans
New State Regime of all social classes.
The African leadership that emerged
The 1926 coup in Portugal created a in the late 1950s represented a broad
Portuguese regime that came to be cross section of the population and was
known as the “New State” (Estado Novo). able to channel considerable discontent
Although most of the former abuses in against colonial power. Because the New
Mozambique continued and in some State dealt with any form of political dis-
cases were intensified, the New State sent with imprisonment, deportation, or
116 | The History of Southern Africa

Samora Machel

(b. Sept. 29, 1933, Chilembene,


Mozam.—d. Oct. 19, 1986, Mbuzini,
S.Af.)

Samora Machel was one of the lead-


ers who fought for independence when
Mozambique was still a Portuguese
colony. He later served as the first
president of independent Mozambique
(1975–86).
Born more than 200 miles north of
Maputo, the capital of Mozambique,
Machel received his education through
mission schools. He refused to enter
a seminary for higher education and
instead became a nurse in Maputo.
Samora Machel. Agence France Presse/Hulton
The experience radicalized him, and,
Archive/Getty Images
after 10 years in the profession, he
joined the clandestine Mozambique Liberation Front (Frelimo), which sent him to Algeria for
military training. He rose quickly through the leadership ranks and became Frelimo’s leader in
1970, after the 1969 assassination of Eduardo Mondlane.
Machel claimed that his radical political stance came originally not from reading Marx but
from the experiences of his family; his parents were forced to grow cotton for the Portuguese and
were displaced from their land in the 1950s in favour of Portuguese settlers. After Mozambique
became independent in 1975, Machel became president. Frelimo followed Marxist ideology by
nationalizing many institutions and supported Robert Mugabe in his fight to end white domi-
nation of his country, Zimbabwe. Machel, however, did sign the Nkomati Accord with South
Africa in 1984, under which each country agreed not to support the other country’s opposi-
tion movements, and thereby maintained an economic relationship with that country’s white
minority government. His charisma and personal style kept his government in power despite
the droughts and floods of the early 1980s and the ongoing civil war with the Mozambique
National Resistance (Renamo).
In 1986 Machel was returning to Mozambique from Zambia when his plane crashed in
South Africa. It was believed by many that the South African government was somehow respon-
sible for the crash, although it strongly denied a connection. Machel’s widow, Graça, who
married South African Pres. Nelson Mandela in 1998, gave evidence to South Africa’s Truth
and Reconciliation Commission that supported the involvement of the minority South African
government. A memorial to Machel was erected in 1999 at the site of the crash.
Mozambique | 117

execution, the formal political challenge those Portuguese who were unhappy with
to the regime developed among African the New State regime, its African wars,
workers and students living outside and its ideology. Frelimo took advantage
Mozambique. In 1962 Mozambican rep- of its military position to insist on a cease-
resentatives from exiled political groups fire, which confirmed its right to assume
met in Tanganyika (now Tanzania) power in an independent Mozambique. A
and formed the socialist Mozambique quickly aborted countercoup attempt in
Liberation Front (Frente de Libertação Maputo in September and some rioting
de Moçambique; Frelimo), with Eduardo in October were the only overt challenges
Mondlane as its first president. to Frelimo’s authority.
Frelimo’s strategy was not imme- Within a year of the Portuguese
diately clear, but, after serious internal coup, most of the settler population
debate, the ascendant leadership commit- had left Mozambique. On June 25, 1975,
ted itself to an armed challenge. Frelimo’s Mozambique became an independent,
guerrilla forces, which had been trained single-party state led by Frelimo, with
and armed by African and Soviet-bloc Machel serving as president.
supporters, attacked targets in northern
Mozambique in September 1964, and Mozambique as a
the war for independence was launched. One-Party State
Portugal, faced with similar challenges in
other African territories (Angola, Guinea- Frelimo’s solidarity with other African
Bissau, and Cape Verde), responded with guerrilla groups fighting for political
enormous military effort. Mondlane was rights in the region strongly shaped events
killed in 1969, but the leadership of Frelimo after it controlled the entire country.
was ably assumed by Samora Machel, and Mozambicans widely supported Frelimo’s
the Portuguese remained frustrated and decisions to close the border with Rhodesia
militarily ineffectual against Frelimo’s (now Zimbabwe), to implement interna-
small-scale guerrilla engagements. By tional sanctions against the country, and
1974 Frelimo forces could move about to allow its guerrilla forces to develop
most of the north in relative freedom bases in Mozambique, but these decisions
and had infiltrated central Mozambique, proved costly when Mozambique suffered
although the cities, most of the south, and major losses of revenue and lives and the
the coastal areas as far north as Nacala destruction of key infrastructure. Frelimo’s
remained in Portuguese hands. support for the African National Congress
(ANC) brought similar economic and mil-
INDEPENDENCE itary retribution from the white regime in
South Africa.
In April 1974 the military in Portugal Frelimo had mixed success with its
staged a coup, which was welcomed by social and economic policies during its
118 | The History of Southern Africa

first decade of rule. Forced cultivation, through negotiation. The leaders of


forced labour, and ethnic discrimination Frelimo and Renamo finally accepted
were ended, but the party’s commit- a peace agreement in October 1992,
ment to communal, cooperative, and whereby Frelimo’s leadership agreed to
state-run agriculture antagonized many change the constitution and to open the
African farmers, who had hoped to see political process to competing parties in
land returned to their families. By 1985 exchange for Renamo’s promise to end
Frelimo recognized the failure of its the war. Issues between the two groups
agricultural policy of moving farmers were not totally resolved until 1994.
into communal villages. Under pressure
from international creditors, it began Peace in Mozambique
de-emphasizing state ownership and
control of markets in favour of the fam- The multiparty elections that finally
ily agricultural sector. took place in October 1994 were the
The government’s extensive invest- culmination of years of effort to reach
ment in education, health care, and a peaceful end to the war between
services for the majority population Frelimo and Renamo. Frelimo, once a
was initially highly successful. Within a self-described Marxist-Leninist van-
decade of independence, however, these guard party and still progressive if not
gains had been totally undermined by clearly socialist, made several impor-
the actions of the Mozambique National tant concessions to the peace process.
Resistance (Resistência Nacional Mozambique joined the World Bank
Moçambicana; Renamo), an insurgency and the International Monetary Fund
group trained, supplied, and supported in 1984 and adopted their demands to
by Rhodesia, South Africa, former privatize the economy under a structural-
Portuguese settlers, and Mozambicans adjustment program. Several years later
opposed to Frelimo. Renamo began eco- Joaquim Chissano, who had become
nomic sabotage and a campaign of terror Mozambique’s president when Machel
against the rural population shortly after died in a plane crash in 1986, introduced
independence. In 1984 the governments a new constitution that ended Frelimo’s
of Mozambique and South Africa signed one-party rule and Mozambique’s
the Nkomati Accord, under which each identity as a socialist country. That con-
country would no longer support the stitution allowed for multiparty elections,
other country’s opposition movement though other goals had to be met before
(ANC in South Africa and Renamo in elections could be held.
Mozambique). Because this agreement Renamo changed its image as an
did little to curb Renamo’s activity and international pariah known for burning
was violated by South Africa, Frelimo schools and health clinics and became
continued attempts to end the conflict a legitimate political party. Renamo’s
Mozambique | 119

leader, Afonso Dhlakama, met with operation has cleared some areas of
international political leaders and was mines, especially along roads, but many
accepted as a presidential candidate. rural areas remain endangered. The effort
During the election campaign the United to demobilize both Frelimo and Renamo
Nations provided military and civilian forces and form a new, unified military
police, who supervised the activities of also met with delays and difficulties,
their Mozambican counterparts, while and in the mid-1990s soldiers waiting in
the European Union supplied election demobilization camps for weeks without
materials. Although Frelimo and Renamo food, money, or prospects for work staged
were the main contenders in the elec- scattered violent uprisings.
tions, many other smaller parties also In the early 21st century, Mozambique
emerged, including several founded by suffered several natural disasters,
Mozambican businessmen who had been including drought, an earthquake, and
in exile for years. There were a dozen devastating floods. The country’s eco-
presidential candidates and a similar nomic growth, though adversely affected
number of parties fielding candidates by these events, was bolstered by sig-
for the National Assembly. The elections nificant debt relief and by economic
were considered free and fair by interna- reform measures enacted by the govern-
tional observers, with Frelimo president ment. The new century also ushered in a
Chissano garnering the majority of the change in leadership: in 2001 Chissano
votes. Renamo, however, was strongly announced that he would not stand in
represented in the national government the next presidential election. Frelimo,
and the National Assembly. however, maintained control of the presi-
The new government faced the lin- dency when its candidate, Armando
gering effects of the war, notably the Guebuza, was victorious in the 2004 pres-
presence of up to two million land mines idential election. He was reelected with
in the countryside. An international 75 percent of the vote in 2009.
CHAPTER 9
Namibia

N amibia is located on the southwestern coast of Africa.


During the colonial era it was initially ruled by Germany
and later by neighbouring South Africa until independence
was achieved in 1990. The capital is Windhoek.

EARLY HISTORY AND THE BEGINNING


OF THE COLONIAL ERA

The history of Namibia is not well chronicled. Its isolated geo-


graphic position limited contact with the outside world until
the 19th century. Explorer, missionary, trader, conqueror, and
settler sources are neither comprehensive, notable for accu-
racy, nor unbiased. Professional historiography is a post-1960
development in the country, and the political events of the
years since then have coloured most of the written history.
The earliest Namibians were San, nomadic peoples with
a survival-oriented culture based on hunting and gathering.
Their clans were small and rarely federated, and their military
technology was so weak that, even before the arrival of the
Europeans, they had been pushed back to the desert margins.
Rock paintings and engravings at Twyfelfontein, in northwest
Namibia, have shed light on the early San hunter-gatherers
who once inhabited the area. Stone artifacts, human figures,
and animals such as giraffes, rhinoceroses, and zebras are
depicted. Twyfelfontein was designated a UNESCO World
Heritage site in 2007.
Namibia | 121

Sand dunes and vegetation at Sossusvlei in the Namib desert, Namibia. © Digital Vision/Getty
Images

The first conquerors in southern southern Zambia (Barotse) and Botswana


Namibia were the Nama. They had a (Tswana).
larger clan system, with interclan alli- Until the 1860s, European contact
ances, and a pastoral economy. Closely and penetration were slight. Diogo
linked (usually in a dependent role) Cão and Bartolomeu Dias touched on
were the Damara, a people from central the Namibian coast in 1486 and 1488,
Africa whose culture combined pasto- respectively, en route to and return-
ralism, hunting, and copper smelting. In ing from the Cape of Good Hope, but
northeastern and central Namibia the there was virtually no contact until the
Herero (a pastoral people from central 1670s. Afrikaner explorers after 1670 and
Africa) built up interlocked clan sys- Afrikaner traders and settlers about 1790
tems eventually headed by a paramount came to Namibia and eventually reached
chief. The unity of the Herero nation, the southern boundaries of the Ovambo
however, was always subject to splinter- kingdoms, notably at the Etosha Pan.
ing. In the north the Ovambo people They—together with German missionar-
developed several kingdoms on both ies, explorers of varied nationality, British
sides of the Kunene River. They were traders, and Norwegian whalers—did not
mixed farmers (largely because of a more play a dominant role before 1860. Instead,
hospitable environment for crops) and they created the first avenues for trade
also smelted and worked copper. To the (ivory and later cattle) and introduced
east the related Kavango peoples had a firearms.
somewhat similar but weaker state sys- The latter heightened the destruc-
tem. On the margins of Namibia—i.e., the tiveness of conflicts among the various
Caprivi Strip in the far east and on the clans and peoples. So did the arrival, after
margins of the Kalahari—the local peo- the first quarter of the 19th century, of
ples and groupings were spillovers from the Oorlam-Nama from the Cape. Their
122 | The History of Southern Africa

Basters

Basters (from Afrikaans baster, “bastard,” or “half-breed”) are members of an ethnically mixed
group in Namibia and northwestern South Africa, most of whom are descendants of 17th- and
18th-century Dutch and French men and indigenous Nama (Khoekhoe) women of southwestern
Africa. They speak a language that is primarily Afrikaans and follow a Western way of life. In
the early 21st century they numbered about 40,000.
The Basters were originally seminomadic pastoralists and hunters who gradually settled
as pioneers in the northwestern frontier areas north of the Cape Colony. Largely through mis-
sionary work during the 19th century, they coalesced into fiercely independent, autonomous
communities that maintained their identities even after being incorporated into the Cape
Colony. Others moved farther north into what is now Namibia in the late 1860s because of
pressure from Boer settlers and eventually established a settlement that became known as
Rehoboth. With the independence of Namibia, the Basters (who had relatively privileged status
under South African rule) sought greater autonomy, but they were unsuccessful. Nevertheless,
they maintain a strong sense of group identity.
The Rehoboth community remains the largest group of Basters. They practice subsistence
farming and keep cattle and sheep, but they also rely heavily on the remittances of migrants
who work in Windhoek as skilled artisans, in Walvis Bay as labourers or fishermen, and in the
diamond mines near the Orange River mouth at the South African border.

military technology (which included war pressures, Maherero had emerged


horses, guns, and a small mobile com- as the Herero paramount chief. At this
mando organizational pattern) was time a South African Creole (“Coloured”)
modeled on that of the Afrikaners. They community, the Rehoboth Basters,
came to dominate the resident Nama had immigrated to a territory south of
(Red Nation) and Damara. In the middle Windhoek, where they served as a buf-
of the 19th century, a kingdom ruled by fer between the Herero and the Germans.
the Oorlam but partly Herero and sup- Like the Oorlam, they were Europeanized
ported by the Red Nation and Damara in military technology as well as civil
was established near Windhoek by the society and state organization, which
Oorlam chief Jonker Afrikaner. were copied from the Afrikaners.
Central Namibia was then an area of
conflict between the southward-moving THE GERMAN CONQUEST
Herero and the northward-migrating
Nama. In 1870 a peace treaty was signed In the 1870s, British annexation of
with the Germans on the border of Herero Namibia appeared imminent. A treaty
country. Meanwhile, largely as a result of with the Herero and the raising of the
Namibia | 123

British flag over Walvis Bay were seen as percent (about 75 percent dead, 5–10
forerunners of the northward expansion percent in exile). The Nama resistance
of the Cape Colony. However, London war came late because a key letter from
proved reluctant to take on added costs in Maherero’s son and successor, Samuel
an apparently valueless area, and the way Maherero, to the Oorlam chief Hendrik
was left open for Germany’s annexation Witbooi that proposed joint action had
of the area as South West Africa in the been intercepted. The resistance was
1880s. The acquisitions, by exceedingly finally crushed in 1907, and Nama sur-
dubious “treaties” and more naked theft, vivors were herded into concentration
did not go smoothly, despite the employ- camps. War, starvation, and conditions in
ment of so-called “divide and rule” tactics the camps claimed the lives of about half
within and between peoples. The first of the Nama.
major resistance—by the Herero in 1885— The Germans allocated about half
forced the Germans back to Walvis Bay of the usable—and apparently all of
until British troops were sent out. the best—ranchland (except that of
By the turn of the century, German the Rehoboth Basters) to settlers and
settlers had arrived, copper was minable, restricted Africans to reserves. The
railway building from Swakopmund and Tsumeb copper and zinc mines opened
Lüderitz was under way, and diamonds in 1906, and diamond mining (more accu-
were soon discovered near Lüderitz. But rately, sand sifting) began near Lüderitz
from 1904 to 1907 a great war of resistance in 1908 and at the main fields at the mouth
broke out, nearly expelling the Germans of the Orange River (Oranjemund) a few
before it was quelled with extreme sav- years later. Railways linked Lüderitz,
agery by tactics including extermination, Keetmanshoop, and Windhoek as well as
hangings, and forced detention in con- Swakopmund, Windhoek, and Tsumeb.
centration camps. German direct rule never extended
The first phase of the war was to the north. The “red line” delimited
fought between the Germans and the the southern two-thirds of South West
Herero (with a single Ovambo battle at Africa in which the German were able to
Fort Namutoni near the Etosha Pan). It establish effective European-style police
reached a climax when Lieut. Gen. Lothar control—known as the Police Zone—from
von Trotha defeated the main Herero the Ovambo and Kavango areas. In the
army at the Battle of Waterburg and, tak- latter, the near extinction of elephants,
ing no prisoners, drove them into the a rinderpest epidemic, and the rising
Kalahari, where most died. By 1910 the consumption habits of the kings led to a
loss of life by hanging, battle, or starva- migration of single male contract labour-
tion and thirst—plus the escape of a few ers to work in the mines and ranches and
to the Bechuanaland protectorate—had in construction. The “contract labour sys-
reduced the Herero people by about 85 tem”—which was to provide the cheap
124 | The History of Southern Africa

German soldiers stationed in what is now Namibia in the early 1900s. German troops were
assigned with putting down a revolt by the indigenous Herero. Three Lions/Hulton Archive/
Getty Images
Namibia | 125

labour for the colonial economy and later to Walvis Bay (the one good natural
provided the national communication port) and south to the South African bor-
and solidarity links to build the liberation der and to Cape Town to tie South West
movements of 1960–90—had begun. Africa’s economy to South Africa’s on
both the import and export sides.
THE SOUTH AFRICAN South Africa extended direct rule
CONQUEST to the Kunene and Okavango rivers—
parallel to a Portuguese push south to the
In 1914–15 South African troops invaded Angola-Namibia border. Resistance there
and captured South West Africa as and elsewhere in South West Africa flared
part of the World War I conquest of the into violence repeatedly until the 1930s,
German colonies in Africa. Except for dia- while trade union organizing and politi-
mond mines, most property—including cal as well as economic resistance began
Tsumeb—found its way back into German in the 1920s. Until 1945 South West Africa
hands. The rising De Beers colossus was not a productive colony—cattle and
bought Oranjemund and the balance of karakul (sheep) were in oversupply, dia-
the diamond-producing area to bolster mond output was held low, and export
its world domination. It was used as a prices for base metals were not attractive.
market-balancing mine (that is, its pro- Governance, security, and settler survival
duction was varied to control the price all had to be financed in large part from
of diamonds, and it was totally closed for Pretoria.
more than two years in the 1930s), a role
it played into the 1980s. Afrikaner settlers THE POLITICAL ECONOMY
were encouraged to come to South West OF A COLONIAL BOOM
Africa for security reasons—to hold the
inhabitants in check—at least as much as The European enclave boomed. The situ-
for economic reasons. ation was quite different for the other 90
The League of Nations awarded percent of the people. Rising population
a Class C mandate (meaning no real was eroding productive capacity—per
targets for development of the people capita and absolutely by ecological
toward independence were intended) to damage—in African areas. Until the late
the crown of Great Britain to be exercised 1970s, contract labour paid only enough
by the Union of South Africa authorities. to support a single person at subsistence
That “sacred trust” was read as justify- level. Black nurses, teachers, and secretar-
ing settlement, greater exploitation, and ies, as well as semiskilled workers, began
no rights for black (and precious few to be trained and employed on a signifi-
for Coloured) Africans, plus a creeping cant scale only in the mid-1970s. Land
annexation into South Africa as a “fifth reallocations increased contract labour.
province.” The rail system was extended A body called the Odendaal Commission
126 | The History of Southern Africa

organized separate development, which had become increasingly national in staff


led to the creation of “homeland” authori- and outlook, in some cases after severe
ties that benefited a new black elite—as conflicts with the overseas “parent” bod-
in the 1980s did government wages and ies and local missionaries.
salaries for teachers, nurses, and black- Black trade union activity (illegal
area administrators and troops, and a until the mid-1980s) began to revive as
wage increase by large employers in min- well and focused rather more on politi-
ing and finance. A rising proportion of cal than on economic mobilization.
black Namibians—two-thirds by the late The major strike of 1971–72 was against
1980s—was left in abject poverty. Further, contract labour, the implementation of
contract labour eroded the social and apartheid (the policy that sanctioned
civil structures, giving rise to numerous racial segregation and political and
and usually very poor female-headed economic discrimination against non-
households in the “homelands” and the whites), and the 1966 failure of the initial
urban peripheries. World Court case as much as it was for
wage increases per se.
FROM RESISTANCE TO From 1958 to 1960 the political focus
LIBERATION STRUGGLE turned from resistance to liberation, and
leadership passed from traditional chiefs
From 1947, Namibians (initially via to party leaders. SWAPO (nominally
intermediaries) had begun to petition South West Africa People’s Organization,
the United Nations (UN) against South although only the acronym has been
African rule. A series of cases before the used since 1980) was founded as the
International Court of Justice (World Ovamboland People’s Organization in
Court)—the last, in 1971, declaring the 1958; it achieved a national following as
mandate forfeiture by the United Nations SWAPO in 1960. In 1959 SWANU (South
in 1966 to be valid—led to a de jure UN West Africa National Union) was formed,
assumption of sovereignty and de facto largely by Herero intellectuals. Within a
support via publicity, negotiation, and decade, SWAPO had become the domi-
training for Namibian liberation. nant party and had grown beyond its
In South West Africa the churches Ovambo roots. The presence of Ovambo
(numbering at least 80 percent of black throughout the nation due to contract
Namibians in their membership) took labour was used to forge a national
an early lead in petitioning the UN and communication system and mobilizing
South Africa, and created a climate of capacity.
black social and civil opinion favourable The parties had been formed
to the liberation struggle. However, they because petitioning seemed ineffective.
were slow to endorse its armed phase. The forced removal (with violence and
From the 1950s to the ’70s the churches deaths) of black Namibians from a part of
Namibia | 127

Windhoek known as the Old Location to of drought, decline in fishing yields


the outlying township of Katatura in the (because of overfishing), serious worsen-
late 1950s was perhaps the key catalytic ing of import-export price ratios, the slow
event. Until 1966 the parties sought— growth and mismanagement of the South
in the face of increasing repression—to African economy, and the impact of the
press for redress of grievances from war on the budget and on both domes-
South Africa and via the United Nations. tic and foreign investor confidence. For
Indeed, until the 1970s the armed white residents, real incomes (except in
struggle, then largely across the border ranching) stagnated or rose slowly. For
from Zambia, was only a minor nuisance blacks, they rose for perhaps one-sixth
to South Africa. of households in wage employment with
The 1971–72 strike marked a turning government or large enterprises and
point in terms of national solidarity and declined rapidly for others, especially for
nationwide participation in the struggle. residents of the northern “operational
This greatly alarmed South Africa. A area” (war zone).
rising crescendo of trials and summary For South Africa, Namibia turned
imprisonment and torture was pursued, from an economic asset to a millstone
though this process had already begun (with a war bill by the late 1980s on the
when Herman Toivo ja Toivo and most order of $1 billion a year—comparable
other SWAPO leaders not already in exile to Namibia’s gross domestic product).
were tried for terrorism and imprisoned Capital stock was run down, and out-
on Robben Island in 1968. From 1969 put of all major products—beef, karakul,
SWAPO had operated along almost all fish, base metals, uranium oxide, and
of the northern border—an operation that diamonds—fell.
was easier after Angolan independence On the domestic side, a long series
in 1975—and in the north-central farming of South African attempts to build up
areas around Grootfontein. Although set pro-South African parties with sub-
back by an internal leadership crisis and stantial black support failed even when
division among fighting cadres in 1976, trade unions were legalized, wages
the armed struggle had become militar- raised, and petty apartheid laws (includ-
ily damaging and economically costly to ing abolition of the contract labour and
South Africa by the end of the 1970s. residence restrictions) relaxed. Indeed,
after the failure of the alliance between
THE ROAD TO NAMIBIA moderate black Bishop Abel Muzorewa
and white Prime Minister Ian Smith in
From 1977 through 1988 the economy of the Zimbabwe independence elections,
Namibia stagnated overall and fell by South Africa’s internal political maneu-
more than 3 percent per year per capita. vers looked increasingly desperate and
Five factors influenced this: six years lacking in conviction.
128 | The History of Southern Africa

Sam Nujoma

(b. May 12, 1929, Owambo, South West


Africa [now Namibia])

Sam Nujoma was one of the leaders in


the fight against South Africa for the
independence of his homeland, South
West Africa. He served as the first
president of the newly independent
country—which had been renamed
Namibia—from 1990 to 2005.
Nujoma was born Samuel
Shafiihuma Nujoma to a peasant fam-
ily in the remote Ongandjera region of
Owambo (Ovamboland) and spent his
early years tending the family’s few
cattle and goats. His primary educa-
Sam Nujoma. Trevor Samson/AFP/Getty Images tion began at night school, and he left
school at age 16 to become a railway
dining-car steward. After a fellow worker was sent home without compensation following a
serious injury, Nujoma tried to form a trade union for railway men but was discharged. He
subsequently worked as a clerk and a store assistant.
In the late 1950s he helped found the Ovamboland People’s Organization, the forerunner
of the South West Africa People’s Organization (SWAPO). He went into exile in 1960 and was
named president of SWAPO after it was founded on April 19 of that year. After several years
of fruitlessly petitioning the United Nations to compel South Africa to release control of South
West Africa, SWAPO embarked on an armed struggle in 1966. Although its guerrilla force, the
People’s Liberation Army of Namibia (PLAN), failed to liberate any territory, it succeeded in
focusing international attention on Namibia. In 1973 the UN General Assembly recognized
SWAPO as the sole legitimate representative of the Namibian people, and in 1978 the Security
Council adopted Resolution 435, which set out terms for eventual Namibian independence
and which was finally accepted by South Africa in 1988. In September 1989, after nearly 30
years in exile, Nujoma returned to Namibia to lead SWAPO to victory in the UN-supervised
November elections. On the day of Namibia’s independence, March 21, 1990, Nujoma was
sworn in as president.
Although often accused of being a Marxist, Nujoma professed himself drawn more to the
pragmatism of Scandinavian democratic socialism. In 1994 he was reelected president, and in
1998 the SWAPO-controlled parliament agreed to amend the constitution, allowing Nujoma to
run for a third term. The move drew international and domestic criticism, but Nujoma easily
Namibia | 129

won reelection in 1999. He later announced that he would not run for a fourth term, and in 2005
he stepped down from office, allowing for a peaceful transfer of power to his democratically
elected successor, Hifikepunye Pohamba (SWAPO). Nujoma stepped down from his position as
president of SWAPO in 2007.

Internationally and militarily, decline it had negotiated a UN-supervised transi-


was slower and less apparent. While the tion to elections, a new constitution, and
UN Security Council had passed resolu- independence for Namibia.
tions (notably resolution 435) demanding
independence for Namibia, South Africa INDEPENDENCE
skillfully and repeatedly protracted
negotiations and played on U.S. fears of The United Nations Transition Assistance
communism and paranoia about Cuba, Group (UNTAG) opened operations in
whose troops had defeated the 1975 South April 1989. After a disastrous start—in
African invasion of Angola and remained which South African forces massacred
there to augment the defense against South PLAN forces seeking to report to UNTAG
Africa and its Angolan allies or proxies. to be confined to designated areas—
Through 1986 about 2,500 South UNTAG slowly gained control over the
African soldiers had died, a figure pro- registration and electoral process in
portionally higher per capita than the U.S. most areas.
death toll in the Vietnam War. However, The election of 1989, held under the
the South African government skillfully auspices of the UN, gave SWAPO 57 per-
disguised the high casualty rate as well as cent of the vote and 60 percent of the
the fiscal burden of the Namibian occu- seats. Sam Nujoma, the longtime leader
pation and policy in Angola. The war, like of SWAPO, became president. With
the negotiations, appeared stalemated. two-thirds majorities needed to draft
The turning point came in 1988. and adopt a constitution, some mea-
South African forces, which had invaded sure of reconciliation was necessary to
Angola the previous year, were defeated avoid deadlock. In fact, SWAPO and the
near Cuito-Cuanavale. Air control was business community—as well as many
lost, and the Western Front defenses were settlers—wanted a climate of national rec-
tumbled back to the border (by a force onciliation in order to achieve a relatively
consisting largely of units of SWAPO’s peaceful initial independence period.
People’s Liberation Army of Namibia As a result, a constitution emphasiz-
[PLAN] under Angolan command). By ing human, civil, and property rights was
June South Africa had to negotiate a total adopted unanimously by the end of 1990,
withdrawal from Angola to avoid a mili- and reconciliation with settlers and (to
tary disaster, and by the end of December a degree) with South Africa became the
130 | The History of Southern Africa

dominant mood. For the new govern- The political climate was calm. The
ment, the costs of reconciliation included main opposition party, the Democratic
retaining about 15,000 unneeded white Turnhalle Alliance (heir to South Africa’s
civil servants, deferring the landown- puppet government efforts and ben-
ership and mineral-company terms eficiary of considerable South African
issues, and offering de facto amnesty for funds for campaign financing), held
all pre-independence acts of violence almost one-third of the seats in the leg-
(including those of SWAPO against sus- islature but was neither particularly
pected spies and dissidents in Angola constructive nor totally obstructive. In
in the late 1980s). The benefits were the the 1994 national elections, SWAPO con-
takeover of a functioning public admin- solidated its hold on power, surpassing
istration and economy (with growth the two-thirds majority needed to revise
rising to 3 percent in 1990) and grudg- the constitution—which it did in 1998,
ing but real South African cooperation passing an amendment that allowed
on fishing and use of Walvis Bay. Above President Nujoma to run for a third term.
all, South Africa abstained from mount- Despite widespread disapproval of the
ing destabilization measures or creating amendment, Nujoma was easily reelected
proxy armed forces. in 1999.
On March 21, 1990, the South African SWAPO maintained its hold on power
flag was lowered and Namibia’s raised in the country’s 1999 elections, in the face
at the National Stadium. Namibia sub- of allegations from the opposition—now
sequently joined the Commonwealth, headed by a SWAPO splinter party, the
the UN, and the Organization of Congress of Democrats—that the gov-
African Unity (now the African Union). ernment was engaging in authoritarian
Diplomatic relations were established practices. Opponents also questioned
with many countries. The Namibian the government’s 1998 decision to dis-
Defense Force—which included members patch troops to the Democratic Republic
of PLAN as well as the former South West of the Congo to support the government
African Territory Force—was created with of Congolese Pres. Laurent Kabila during
the assistance of British military advisers. that country’s civil war. The government
South Africa agreed to a transition to generated even greater controversy in
Namibian sovereignty over Walvis Bay, 1999 when it granted the Angolan gov-
which was effected in 1994. It also agreed ernment permission to pursue Angolan
to a revised boundary along the Orange rebels into Namibian territory, leading to
River, giving Namibia riparian rights; the unrest along the border that did not sub-
earlier border had been placed on the side until 2002.
north bank and thus left Namibia without At the beginning of the 21st century
water rights. Namibia remained a member and after its first decade of indepen-
of the Southern African Customs Union. dence, Namibia stood apart from many
Namibia | 131

other African countries as a model country. After leading Namibia since the
of political and economic stability. country gained independence, Nujoma
Nevertheless, the country still had seri- stepped down from office at the end of
ous matters to address. As in much of his third term. Fellow SWAPO member
Africa, the spread of AIDS was a concern: Hifikepunye Pohamba prevailed in the
by 2000 one in five adult Namibians was November 2004 presidential elections
infected. Another issue at the forefront and was inaugurated the next year. In
was land reform—the government pro- the presidential and parliamentary elec-
gram of purchasing farmland owned by tions of November 2009, Pohamba was
the white minority and redistributing reelected, and SWAPO maintained its
it to the historically disadvantaged and hold on the majority of parliamentary
landless black Namibians. The contro- seats. Several opposition groups, how-
versy surrounding land reform continued ever, refused to accept the results of the
to escalate in the first decade of the new election, claiming that the country’s elec-
century as the slow progress of the pro- toral laws were violated. International
gram frustrated many, and the threat of observers, while noting that some aspects
forcible seizures of farmland loomed. of electoral procedures needed improve-
The new millennium also saw the ment, declared that the elections were
democratic transfer of power in the largely transparent and fair.
CHAPTER 10
South Africa

S outh Africa is the southernmost country on the African


continent. Four British colonies formed the Union of
South Africa, a dominion within the British Commonwealth
that came into existence in 1910. In 1961 it withdrew from the
British Commonwealth and declared itself the independent
Republic of South Africa. There are three cities that serve as
capitals: Pretoria (executive), Cape Town (legislative), and
Bloemfontein ( judicial).

PREHISTORY

The prehistory and history of South Africa span nearly the


entire known existence of human beings and their ancestors—
some three million years or more. The earliest creatures that
can be identified as ancestors of modern humans are classi-
fied as australopithecines (literally “southern apes”). The first
specimen of these hominins to be found (in 1924) was the
skull of a child from a quarry site at Taung in what is now the
North West province. Subsequently more australopithecine
fossils were discovered in limestone caves farther northeast
at Sterkfontein, Swartkrans, and Kromdraai (collectively des-
ignated a UNESCO World Heritage site in 1999), where they
had originally been deposited by predators and scavengers.
South Africa’s prehistory has been divided into a series
of phases based on broad patterns of technology. The pri-
mary distinction is between a reliance on chipped and flaked
South Africa | 133

stone implements (the Stone Age) and recognize new species in the genus Homo.
the ability to work iron (the Iron Age). An archaic form of H. sapiens appeared
Spanning a large proportion of human about 500,000 years ago. Important spec-
history, the Stone Age in Southern imens belonging to this physical type
Africa is further divided into the Early have been found at Hopefield in Western
Stone Age, or Paleolithic Period (about Cape province and at the Cave of Hearths
2,500,000–150,000 years ago), the Middle in Mpumalanga province.
Stone Age, or Mesolithic Period (about
150,000–30,000 years ago), and the Late The Middle Stone Age
Stone Age, or Neolithic Period (about
30,000–2,000 years ago). The simple The long episode of cultural and physi-
stone tools found with australopithecine cal evolution gave way to a period of
fossil bones fall into the earliest part of more rapid change about 200,000 years
the Early Stone Age. ago. Hand axes and large bifacial stone
tools were replaced by stone flakes and
The Early Stone Age blades that were fashioned into scrapers,
spear points, and parts for hafted, com-
Most Early Stone Age sites in South posite implements. This technological
Africa can probably be connected with stage, now known as the Middle Stone
the hominin species known as Homo Age, is represented by numerous sites in
erectus. Simply modified stones, hand South Africa.
axes, scraping tools, and other bifacial Open camps and rock overhangs
artifacts had a wide variety of purposes, were used for shelter. Day-to-day debris
including butchering animal carcasses, has survived to provide some evidence
scraping hides, and digging for plant of early ways of life, although plant foods
foods. Most South African archaeologi- have rarely been preserved. Middle Stone
cal sites from this period are the remains Age bands hunted medium-sized and
of open camps, often by the sides of riv- large prey, including antelope and zebra,
ers and lakes, although some are rock although they tended to avoid the largest
shelters, such as Montagu Cave in the and most dangerous animals, such as the
Cape region. elephant and the rhinoceros. They also
Change occurred slowly in the Early ate seabirds and marine mammals that
Stone Age. For more than a million years could be found along the shore and some-
and over a wide geographic area, only times collected tortoises and ostrich eggs
slight differences existed in the forms of in large quantities. The rich archaeologi-
stone tools. The slow alterations in homi- cal deposits of Klasies River Mouth, on
nins’ physical appearance that took place the Cape coast west of Port Elizabeth,
over the same time period, however, have preserved the first known instance
have allowed physical anthropologists to of shellfish being used as a food source.
134 | The History of Southern Africa

Klasies River Mouth has also provided years ago. Small finely worked stone
important evidence for the emergence of implements known as microliths became
anatomically modern humans. Some of more common, while the heavier scrap-
the human skeletons from the lower levels ers and points of the Middle Stone Age
of this site, possibly 115,000 years old, are appeared less frequently. Archaeologists
decidedly modern in form. Fossils of com- refer to this technological stage as the
parable age have been excavated at Border Late Stone Age. The numerous collec-
Cave, in the mountainous region between tions of stone tools from South African
KwaZulu-Natal province and Swaziland. archaeological sites show a great degree
of variation through time and across the
The Late Stone Age subcontinent.
The remains of plant foods have
Basic toolmaking techniques began to been well preserved at such sites as
undergo additional change about 40,000 Melkhoutboom Cave, De Hangen, and

San art etched in stone in uKhahlamba-Drakensberg Park, South Africa. Experts suggest these
drawings were created by shamans, which means they may have served as talismans. Ariadne
Van Zandbergen/Lonely Planet Images/Getty Images
South Africa | 135

Diepkloof in the Cape region. Animals human communities had survived by


were trapped and hunted with spears gathering plant foods and by hunting,
and arrows on which were mounted well- trapping, and scavenging for meat, but
crafted stone blades. Bands moved with with the introduction of agriculture—
the seasons as they followed game into arguably the single most important event
higher lands in the spring and early sum- in world history—people began to make
mer months, when plant foods could also use of domesticated animals and plants.
be found. When available, rock overhangs This in turn led to a slow but steady rise in
became shelters; otherwise, windbreaks population and to more-complex political
were built. Shellfish, crayfish, seals, and and religious organizations, among other
seabirds were also important sources of things. Crops could be grown and cattle,
food, as were fish caught on lines, with sheep, and goats herded near permanent
spears, in traps, and possibly with nets. villages and towns in the east, where rain-
Dating from this period are numer- fall was adequate. In the more arid west,
ous engravings on rock surfaces, mostly domestic livestock were kept by nomadic
on the interior plateau, and paintings on pastoralists, who moved over wide terri-
the walls of rock shelters in the moun- tories with their flocks and herds.
tainous regions, such as the Drakensberg Although the origin of nomadic pas-
and Cederberg ranges. The images were toralism in South Africa is still obscure,
made over a period of at least 25,000 linguistic evidence points to northern
years. Although scholars originally saw Botswana as a probable source. The lin-
the South African rock art as the work guistic evidence is supported by finds of
of exotic foreigners such as Minoans or sheep bones and pottery from Bambata
Phoenicians or as the product of primi- Cave in southwestern Zimbabwe that
tive minds, they now believe that the have been dated to about 150 bce.
paintings were closely associated with the Whether new communities moved into
work of medicine men, shamans who were South Africa with their flocks and herds
involved in the well-being of the band and or whether established hunter-gatherer
often worked in a state of trance. Specific bands took up completely new ways
representations include depictions of of living remains unclear. In any case,
trance dances, metaphors for trance such the results of archaeological excava-
as death and flight, rainmaking, and con- tions have shown that sheep were being
trol of the movement of antelope herds. herded fairly extensively by the first few
centuries ce in eastern and western parts
Pastoralism and of the Cape and probably in the northern
Early Agriculture Cape as well.
While traces of ancient herding camps
New ways of living came to South Africa tend to be extremely rare, one of the best-
about 2,000 years ago. Until that time, preserved finds is at Kasteelberg, on the
136 | The History of Southern Africa

southwest coast near St. Helena Bay. they lived near enough to the coast. Where
Pastoralists there kept sheep, hunted seals conditions for agriculture were favour-
and other wild animals, and gathered shell- able, such as in the Tugela River valley
fish, repeatedly returning to the same site in the east, villages grew to house sev-
for some 1,500 years. Such communities eral hundred people. Some trade existed
were directly ancestral to the Khoekhoe between groups of farmers—evidence for
(also spelled Khoikhoi) herders who specialization in salt making has been
encountered European settlers at the Cape found in the northeast—and with the
of Good Hope in the mid-17th century. hunter-gatherer bands that continued to
The archaeological traces of farmers occupy most parts of South Africa. Finely
in the eastern regions of South Africa are made life-size ceramic heads found near
more substantial. The earliest sites date the city of Lydenburg (now Mashishing)
to the 3rd century ce, although farming in eastern South Africa and dated to the
was probably already well established by 7th century ce are all that remains of the
this time. Scatters of potsherds with dis- people who once inhabited this region.
tinctive incised decoration mark early Early Iron Age villages were built
village locations in Mpumalanga and in low-lying areas, such as river valleys
parts of KwaZulu-Natal. and the coastal plain, where forests and
savannas facilitated shifting (slash-and-
THE IRON AGE burn) agriculture. From the 11th century,
however, in the period conventionally
Because the first farmers had knowledge known as the Late Iron Age, farming com-
of ironworking, their archaeological sites munities began to settle the higher-lying
are characterized as Iron Age (c. 200 ce). grasslands. It has not been established
New groups of people arriving in South whether these new communities were
Africa at that time had strong connec- inhabited by invaders or reflected the
tions to East Africa. They were directly diffusion of new knowledge to existing
ancestral to the Bantu-speaking peoples populations. In many areas the new com-
who form the majority of South Africa’s munities started making different forms
population today. of pottery and built villages out of stone.
Most probably these and other changes in
Iron Age Sites patterns of behaviour reflect the increas-
ing importance of cattle in economic life.
Early Iron Age farmers grew crops, cut-
ting back the vegetation with iron hoes First Urban Centres
and axes, and herded cattle and sheep.
They heavily supplemented farming by Other changes came in the north. Arab
gathering wild plant foods, engaging in traders established small settlements on
some hunting, and collecting shellfish if the Tanzanian and Mozambican coasts
South Africa | 137

in their search for ivory, animal skins, and occupants intent on gaining a share of
other exotica. The trade beads they offered the lucrative Arab trade with the East.
in return began to reach villages in the Over the following century, numerous
interior, the first indications that the more vessels made their way around the South
complex economic and social structures African coast, but the only direct African
associated with long-distance trade were contacts came with the bands of ship-
developing. The arid Limpopo River valley, wreck survivors who either set up camp
avoided by the earliest farmers, developed in the hope of rescue or tried to make
as a trade route. Sites such as Pont Drift (c. their way northward to Portuguese settle-
800–1100) and Schroda (dated to the 9th ments in present-day Mozambique. Both
century) show that their occupants were the British and the Dutch challenged the
wealthy in both livestock and trade beads. Portuguese control of the Cape sea route
The Limpopo River valley was also from the early 17th century. The British
the setting in which Bambandyanalo and founded a short-lived settlement at Table
Mapungubwe developed as South Africa’s Bay in 1620, and in 1652 the Dutch East
first urban centres during the 11th century. India Company set up a small garrison
Starting as a large village like Schroda and under the slopes of Table Mountain for
Pont Drift, Mapungubwe rapidly devel- provisioning their fleets.
oped into a town of approximately 10,000
people. Differences in status were clearly SETTLEMENT OF THE
demarcated: the elite lived and were bur- CAPE COLONY
ied at the top of the stark sandstone hill
at the town’s centre, while the rest of the The Dutch East India Company, always
population lived in the valley below. mindful of unnecessary expense, did not
Hilltop graves contained lavish burial intend to establish more than a mini-
goods, including a carefully crafted gold mal presence at the southernmost part
rhinoceros and evidence of specialized of Africa. Because farming beyond the
crafts such as bone and ivory working. shores of Table Bay proved necessary,
Bambandyanalo and Mapungubwe were however, nine men were released from
abandoned after the 13th century after their contracts with the company and
having been occupied for several hun- granted land along the Liesbeek River
dred years. The trade connections that the in 1657. The company made it clear that
Limpopo valley offered were taken over the Khoekhoe were not to be enslaved,
by Great Zimbabwe, farther to the north. so, beginning in that same year, slaves
arrived in the Cape from West and East
Europeans in South Africa Africa, India, and the Malay Peninsula.
By the end of the century, the imprint of
The first Portuguese ships rounded Dutch colonialism in South Africa was
the Cape of Good Hope in 1488, their clear, with settlers, aided by increasing
138 | The History of Southern Africa

numbers of slaves, growing wheat, tend- break the monotony of the interior
ing vineyards, and grazing their sheep plateau. While it is difficult to make pop-
and cattle from the Cape peninsula to ulation estimates, it is thought that some
the Hottentots Holland Mountains some of the larger villages could have housed
30 miles (50 km) away. A 1707 census of several hundred people. Cattle were held
the Dutch at the Cape listed 1,779 settlers in elaborately built stone enclosures,
owning 1,107 slaves. the ruins of which survive today across
In the initial years of Dutch settle- a large part of Free State province and
ment at the Cape, pastoralists had readily in the higher areas north of the Vaal
traded with the Dutch. However, as the River. Extensive exchange networks
garrison’s demand for cattle and sheep brought iron for hoes and spears from
continued to increase, the Khoekhoe specialized manufacturing centres in the
became more wary. The Dutch offered Mpumalanga Lowveld and the deep river
tobacco, alcohol, and trinkets for live- gorges of KwaZulu-Natal.
stock. Numerous conflicts followed, Thus, by the closing decades of the
and, beginning in 1713, many Khoekhoe 18th century, South Africa had fallen into
communities were ravaged by smallpox. two broad regions: west and east. Colonial
At the same time, colonial pastoralists— settlement dominated the west, includ-
the Boers, also called trekboers—began ing the winter rainfall region around the
to move inland beyond the Hottentots Cape of Good Hope, the coastal hinter-
Holland Mountains with their own herds. land northward toward the present-day
The Khoekhoe chiefdoms were largely border with Namibia, and the dry lands
decimated by the end of the 18th century, of the interior. Trekboers took increas-
their people either dead or reduced to ingly more land from the Khoekhoe and
conditions close to serfdom on colonial from remnant hunter-gatherer commu-
farms. The San—small bands of hunter- nities, who were killed, were forced into
gatherers—fared no better. Pushed back marginal areas, or became labourers
into marginal areas, they were forced to tied to the farms of their new overlords.
live by cattle raiding, justifying in colonial Indigenous farmers controlled both
eyes their systematic eradication. The the coastal and valley lowlands and the
men were slaughtered, and the women Highveld of the interior in the east, where
and children were taken into servitude. summer rainfall and good grazing made
The trekboers constantly sought new mixed farming economies possible.
land, and they and their families spread Cape Town was developing into South
northeast as well as north, into the grass- Africa’s major urban centre, although it
lands that long had been occupied by took many years for it to equal the size
African farmers. For many generations that Mapungubwe had attained some
these farmers had lived in settlements five centuries earlier. The initial grid of
concentrated along the low ridges that streets had been expanded and linked
South Africa | 139

the company’s garden to the new for- empire in India. In the next few years,
tress that overlooked Table Bay. Houses however, it also served as a market, a
featuring flat roofs, ornate pediments, source of raw materials, and an outlet for
and symmetrical facades sheltered offi- emigration from Britain.
cials, merchants, and visitors en route African societies after the 1760s were
between Europe and the East. A gover- increasingly affected by ivory and slave
nor and council administered the town traders operating from Delagoa Bay,
and colony. While the economy was in Inhambane, and the lower Zambezi River
principle directed by the interests of the in the northeast as well as by traders and
Dutch East India Company, in practice raiders based in the Cape to the south. In
corruption and illegal trading were domi- response to these invasions, the farming
nant forces. Both the town and the colony communities created a number of sister
existed in large part because of slaves, states different in structure, scale, and
who by now outnumbered their owners. military capacity from anything that had
existed before. The Pedi and Swazi in the
GROWTH OF THE eastern Highveld, the Zulu south of the
COLONIAL ECONOMY Pongola River, the Sotho to the east of
the Caledon River valley, the Gaza along
From 1770 to 1870 the region became the lower Limpopo, and the Ndebele in
more fully integrated into the world present-day southwestern Zimbabwe
capitalist economy. Trekboers, who were proved to be the most successful.
weakly controlled by the Dutch East The areas of the western Cape with
India Company, advanced across the the longest history of settlement by
semidesert Karoo of the central Cape Europeans had evolved an agricultural
and collided with African agricultural economy based on wheat farming and
peoples along a line running from the viticulture, worked by imported slave
lower Vaal and middle Orange river val- labour. Slaves were treated harshly, and
leys to the sea around the Gamtoos River punishments for slaves who assaulted
(west of modern Port Elizabeth). These Europeans were brutal—one of the
agriculture-based African societies most heinous being death by impale-
proved resilient but, even at their height ment. Escaped slaves formed groups
in the 1860s, were unable to unite com- called Maroons—small self-sufficient
pletely enough to expel the Europeans. communities—or fled into the interior.
The decisive moment for the colony Because slave birth rates were low and
occurred in 1806 when Britain seized settler numbers were increasing, in the
Cape Colony during the Napoleonic 1780s the Dutch stepped up the enserf-
Wars. Initially the colony’s importance ment of surviving Khoe (also spelled
was related to its function as a strate- Khoi; pejoratively called Hottentots) to
gic base to protect Britain’s developing help run their farms. Those Khoe who
140 | The History of Southern Africa

could escape Dutch subjugation joined from the Komati and Usutu (a major tribu-
Xhosa groups in a major counteroffen- tary of the Maputo) river regions and sent
sive against colonialism in 1799–1801, to the Mascarene Islands in the Indian
and there were slave rebellions in the Ocean and to Brazil to work on sugar-
outskirts of Cape Town in 1808 and 1825. cane and coffee plantations. By 1800 trade
The Dutch refusal to grant citizenship routes linked Delagoa Bay and coastal
and land rights to the “Coloured” off- trade routes with the central interior.
spring of unions between Europeans and European trade precipitated struc-
Khoe or slaves produced an aggrieved tural transformation within societies
class of people, known as Basters (or inland of Delagoa Bay. Warlords reor-
Bastards), who were Christian, spoke ganized military institutions to hunt
Dutch, and had an excellent knowledge elephants and slaves. Profits from this
of horses and firearms. Many fled north trade enhanced the warlords’ ability to
toward and over the Orange River in disperse patronage, attract followers,
search of land and trading opportunities. and raise military potential and, in turn,
After merging with independent Khoe their capacity to dominate land, people,
groups, such as the Kora, they formed and cattle. Near the bay, Tembe and
commando states under warlords, three Maputo were already powerful states by
of the more successful being the Bloem, the 1790s. To the west of the coastal low-
Kok, and Barends families, who were per- lands emerged the Maroteng of Thulare,
suaded by missionaries in the early 19th the Dlamini of Ndvungunye, and the
century to change their name to Griqua. Hlubi of Bhungane. Between the Pongola
By the 1790s they were trading with and Tugela rivers evolved the Mthethwa
and raiding local African communities of Dingiswayo south of Lake St. Lucia,
such as the Rolong, Tlhaping, Hurutshe, the Ndwandwe of Zwide, the Qwabe of
and Ngwaketse. For self-defense some Phakatwayo, the Chunu of Macingwane,
of these African communities formed and, south of the Tugela, the Cele and
larger groupings who competed against Thuli. Several groups—for example, the
each other in their quest to control trade Mthethwa, Ndwandwe, and Qwabe—later
routes going south to the Cape and east merged with the Zulu. These groups
to present-day Mozambique. competed to dominate trade and became
The Portuguese and also some British, more militarized the closer they were to
French, Americans, and Arabs traded the Portuguese base.
beads, brass, cloth, alcohol, and firearms
along the southeast coast in return for INCREASED EUROPEAN
ivory, slaves, cattle, gold, wax, and skins. PRESENCE (C. 1810–35)
During the late 18th century, large vol-
umes of ivory were exported annually The Cape Colony had spawned the
from Delagoa Bay, and slaves were taken subcolonies of Natal, the Orange Free
South Africa | 141

State, and the Transvaal by the 1860s. the British market until the mid-1820s.
European settlement advanced to the Merino sheep were introduced, and inten-
edges of the Kalahari region in the west, sive sheep farming was initiated in order
the Drakensberg and Natal coast in the to supply wool to British textile mills.
east, and the tsetse-fly- and mosquito- The infrastructure of the colony
ridden Lowveld along the Limpopo River began to change: English replaced Dutch
valley in the northeast. Armed clashes as the language of administration; the
erupted over land and cattle, such as British pound sterling replaced the Dutch
those between the Boers and various rix-dollar; and newspaper publishing
Xhosa groups in the southeast begin- began in Cape Town in 1824. After Britain
ning in the 1780s, and Africans lost most began appointing colonial governors, an
of their land and were henceforth forced advisory council for the governor was
to work for the settlers. The population of established in 1825, which was upgraded
European settlers increased from some to a legislative council in 1834 with a few
20,000 in the 1780s to about 300,000 in “unofficial” settler representatives. A vir-
the late 1860s. Although it is difficult to tual freehold system of landownership
accurately estimate the African popula- gradually replaced the existing Dutch
tion, it probably numbered somewhere tenant system, under which European
between two and four million. colonists had paid a small annual fee to
the government but had not acquired
British Occupation land ownership.
of the Cape A large group of British settlers
arrived in 1820. This, together with a
When Great Britain went to war with high European birth rate and waste-
France in 1793, both countries tried to ful land usage, produced an acute land
capture the Cape so as to control the shortage, which was alleviated only when
important sea route to the East. The the British acquired more land through
British occupied the Cape in 1795, end- massive military intervention against
ing the Dutch East India Company’s role Africans on the eastern frontier. Until the
in the region. Although the British relin- 1840s the British vision of the colony did
quished the colony to the Dutch in the not include African citizens (referred to
Treaty of Amiens (1802), they reannexed pejoratively by the British as “Kaffirs”),
it in 1806 after the start of the Napoleonic so, as Africans lost their land, they were
Wars. The Cape became a vital base for expelled across the Great Fish River, the
Britain prior to the opening of the Suez unilaterally proclaimed eastern border of
Canal in 1869, and the Cape’s economy the colony.
was meshed with that of Britain. To pro- The first step in this process included
tect the developing economy there, Cape attacks in 1811–12 by the British army on
wines were given preferential access to the Xhosa groups, the Gqunukhwebe and
142 | The History of Southern Africa

Ndlambe. An attack by the Rharhabe- Dutch before them, made the Khoe serfs
Xhosa on Graham’s Town (Grahamstown) through the Caledon (1809) and Cradock
in 1819 provided the pretext for the (1812 ) codes.
annexation of more African territory, to Anglo-Boer commandos provided
the Keiskamma River. Various Rharhabe- another source of African labour by ille-
Xhosa groups were driven from their gally capturing San women and children
lands throughout the early 1830s. They (many of the men were killed) as well as
counterattacked in December 1834, and Africans from across the eastern fron-
Governor Benjamin D’Urban ordered a tier. Griqua raiding states led by Andries
major invasion the following year, dur- Waterboer, Adam Kok, and Barend
ing which thousands of Rharhabe-Xhosa Barends captured more Africans from
died. The British crossed the Great among people such as the Hurutshe,
Kei River and ravaged territory of the Rolong, and Kwena. Other people, such
Gcaleka-Xhosa as well. (The Gcaleka as those known as the Mantatees, were
chief, Hintsa, invited to hold discussions forced to become farmworkers, mainly
with British military officials, was held in the eastern Cape. European farm-
hostage and died trying to escape.) The ers also raided for labour north of the
British colonial secretary, Lord Glenelg, Orange River.
who disapproved of D’Urban’s policy, Cape authorities overhauled their
halted the seizure of all African land policy in 1828 in order to facilitate labour
east of the Great Kei. D’Urban’s initial distribution and to align the region with
attempt to rule conquered Africans with the growing imperial antislavery ethos.
European magistrates and soldiers was Ordinance 49 permitted black labourers
overturned by Glenelg. Instead, for a time, from east of the Keiskamma to go into
Africans east of the Keiskamma retained the colony for work if they possessed the
their autonomy and dealt with the colony proper contracts and passes, which were
through diplomatic agents. issued by soldiers and missionaries. This
The British had chronic difficulties was the beginning of the pass laws that
procuring enough labour to build towns would become so notorious in the 20th
and develop new farms. Indeed, though century. Ordinance 50 briefly ended the
Britain abolished its slave trade in 1807 restrictions placed on the Khoe, includ-
and pressured other countries to do the ing removing the requirement for passes,
same, the British in Southern Africa and allowed them to choose their employ-
continued to import some slaves into ers, own land, and move more freely.
the Cape after that date, but in numbers Because an insufficient labour force still
insufficient to alleviate the labour prob- existed, Anglo-Boer armies (supported
lem. A ban in 1809 on Africans crossing by Khoe, Tembu, Gcaleka, and Mpondo
into the Cape aggravated the labour auxiliaries) acquired their own work-
shortage, and so the British, like the ers by attacking the Ngwane east of the
South Africa | 143

Great Kei at Mbolompo in August 1828. moved east out of Transorangia, where
The formal abolition of slavery took place they ran into Bay slavers, and migrated
in 1834–38, and control of African labour- west into Botswana. In 1826 they were
ers became stricter through the Masters attacked by an alliance of Ngwaketse
and Servants Ordinance (1841), which and European mercenaries and ended up
imposed criminal penalties for breach of in Zambia in the 1850s exporting slaves
contract and desertion of the workplace themselves to the Arabs and Portuguese.
and increased the legal powers of settler
employers. Emergence of the
Eastern States
The Delagoa Bay Slave Trade
Four main defensive African state clus-
While events were unfolding at the Cape, ters had emerged in eastern South Africa
the slave trade at Delagoa Bay had been by the 1820s: the Pedi (led by Sekwati)
expanding since about 1810 in response in the Steelpoort valley, the Ngwane (led
to demands for labour from plantations by Sobhuza) in the eastern Transvaal,
in Brazil and on the Mascarene Islands. the Mokoteli (led by Moshoeshoe) in the
During the late 1820s, slave exports Caledon River region, and the Zulu (led
from the Delagoa Bay area reached sev- by Shaka) south of the Swart-Mfolozi
eral thousand a year, in advance of what River. The Pedi received refugees from
proved to be an ineffective attempt to the Limpopo and coastal plains, and the
abolish the Brazilian trade in 1830. After a Mokoteli absorbed eastern Transorangian
dip in the early 1830s, the Bay slave trade refugees, which enabled them to defeat
peaked in the late 1840s. the Griqua and Korana raiders by the
The impact of the slave trade was mid-1830s. By 1825 Shaka had welded the
increasing destabilization of hinterland Chunu, Mthethwa, Qwabe, Mkhize, Cele,
societies as populations were forcibly and other groups into a large militarized
removed. The Gaza, Ngoni, and other state with fortified settlements called
groups became surrogate slavers and amakhanda. Zulu amabutho (age sets
joined the Portuguese soldiers in inland or regiments) defended against raiders,
raiding. Along the Limpopo and Vaal provided protection for refugees, and,
river networks, Delagoa Bay slavers com- apparently, began to trade in ivory and
peted with Griqua slavers in supplying slaves themselves.
the Cape. After slavers burned crops From 1824 the Zulu began to clash
and famines became common, many with Cape colonists who came to Port
groups—including the Ngwane, Ndebele, Natal (renamed Durban in 1835) and orga-
and some Hlubi—fled westward into the nized mercenary armies. These groups
Highveld mountains during the 1810s were comparable to the Portuguese praz-
and ’20s. The Kololo, on the other hand, ero armies along the Zambezi and to the
144 | The History of Southern Africa

warlord state set up by the Portuguese The Great Trek


trader João Albasini in the eastern
Transvaal in the 1840s, but they oper- A few Boer settlers had moved north
ated on a smaller scale. During the 1820s of the Orange River before 1834, but
European raiders joined Zulu amabutho after that the number increased signifi-
in attacking areas north of the Swart- cantly, a migration later known as the
Mfolozi River and south of the Mzimkulu Great Trek. The common view that this
River, where in the mid-1820s French was a bid to escape the policies of the
ships exported slaves. Francis Farewell’s British—i.e., the freeing of slaves—is dif-
raiders, in alliance with Zulu groups, ficult to sustain, as most of the former
seized women and children in the same slave owners did not migrate (most
area in 1828. trekkers came from the poorer east
Conflicts split the Zulu elite into rival Cape), and the earlier labour shortage
factions and led to Shaka’s assassination had been alleviated by 1835. Instead,
in 1828. Shaka’s half brother Dingane the trek was more of an explosive cul-
became the Zulu leader, but his succes- mination of a long sequence of colonial
sion was accompanied by civil wars and labour raids, land seizures, punitive
by increasing interference in the Delagoa commando raids, and commercial
Bay trading alliances. By the mid-1830s a expansions. Europeans, who possessed
coalition of Cape merchants had begun technologically advanced weaponry,
planning for the formal colonization also had instructive examples of how
of Natal, with its superb agricultural small groups of raiders in Natal and
soils and temperate climate. The British Transorangia could cause disruption
left the less-desirable malaria-ridden over large areas. Thus, the trekkers
Delagoa Bay region to the Portuguese, should not be seen as backward feudal-
who traded slaves out of Lourenço ists escaping the modern world, as some
Marques (now Maputo, Mozam.) for historians have maintained, but as ener-
another half century. gized people extending their frontier.
Several thousand Boers migrated
THE EXPANSION OF with their families, livestock, retain-
EUROPEAN COLONIALISM ers, wagons, and firearms into a region
(C. 1835–70) already destabilized and partially depop-
ulated by Griqua and coastal raiders.
European colonialism in the region They did encounter some Africans (such
expanded for a number of reasons, as the Ndebele), who in the early 1830s
including the desires to claim more land had moved from the southeastern to
and search for greater economic opportu- the western Transvaal. The Boers and
nities. The impact of this expansion was their Rolong, Taung, and Griqua allies,
far-reaching. however, crushed the Ndebele during
South Africa | 145

1837, taking their land and many cattle, agent (later secretary for native affairs),
women, and children. The remaining and his position served as a prototype for
Ndebele fled north, where they resettled later native commissioners. The Harding
in southern Zimbabwe. Commission (1852) set aside reserves
The trekkers had penetrated much of for Africans, and missionaries and pli-
the Transvaal by the early 1840s. A group- ant chiefs were brought in to persuade
ing of commando states emerged based Africans to work. After 1849 Africans
at Potchefstroom, Pretoria, and, from became subject to a hut tax intended to
1845, Ohrigstad-Lydenburg in the eastern raise revenue and drive them into labour.
Transvaal. Andries Hendrik Potgieter, Roads were built, using forced labour,
Andries Pretorius, Jan Mocke, and others and Africans were obliged to pay rent on
competed for followers, attacked weaker state land and European farms. To meet
African chiefdoms, hunted elephants these burdens some African cultivators
and slaves, and forged trading links with grew surplus crops to sell to the growing
the Portuguese. Other Boers turned east towns of Pietermaritzburg and Durban.
into Natal and allied themselves with the The British were reluctant, though, to
resident British settlers. Farms developed annex the Transorangian interior, where
slowly and, as had been the case in the no strategic interests existed. Boer trade
Cape prior to the 1830s, depended on links with Delagoa Bay posed little threat
forced labour. Until the 1860s the Pedi and because Portugal was virtually a cli-
Swazi in the east and even the Kwena and ent state of Britain. To the Boers fell the
Hurutshe in the west were strong enough tasks of eroding African resistance and
to avoid being conscripted as labour and developing the land, although the policy
thus limited the labour supply. never received clear enunciation or much
financial backing. Britain halfheartedly
The British in Natal attempted to protect some of its African
client states, such as that of the Griqua
The appearance of thousands of British and the Sotho state led by Moshoeshoe.
settlers in Natal in the 1840s and ’50s However, after further fighting with the
meant that for the first time Africans Rharhabe-Xhosa on the eastern frontier
and European settlers lived together— in 1846, Governor Colonel Harry Smith
however uneasily—on the same land. The finally annexed, over the next two years,
Boers began to carve out farms in Natal as not only the region between the Great
they had done along the eastern frontier, Fish and the Great Kei rivers (establish-
but further slave and cattle raids on the ing British Kaffraria) but also a large
Bhaca south of the Mzimkulu provided area between the Orange and Vaal riv-
the pretext for British annexation of Natal ers, thus establishing the Orange River
in 1843. Theophilus Shepstone received Sovereignty. These moves provoked fur-
an appointment in 1845 as a diplomatic ther warfare in 1851–53 with the Xhosa
146 | The History of Southern Africa

(joined once more by many Khoe), with a because of its older colonial history and
few British politicians ineffectively trying its seacoast links to the British Empire.
to influence events. Banks, insurance companies, and
A striking feature of this period was limited-liability companies arose in the
the capacity of the Sotho people to fend off 1840s and ’50s, and a class of prosperous
military conquest by the British and Boers. colonial shopkeepers, financiers, traders,
After defeating and absorbing the rival and farmers emerged as Cape Town grew
Tlokwa in 1853–54, Moshoeshoe became to more than 30,000 people in the 1850s.
the most powerful African leader south of Port Elizabeth, established in 1820, also
the Vaal-Pongolo rivers. His soldiers uti- became an important trading centre and
lized firearms and, in the cold Highveld, harbour. The British government granted
horses—which proved to be the keys to the Cape settlers what was termed “rep-
political and military survival there. resentative government” in March 1853
(the Legislative Assembly had elected
Attempts at Boer members, with an executive appointed
Consolidation from London) and “responsible govern-
ment” in 1872 (the assembly appointed
Faced with these unprofitable conflicts, the executive). Franchise qualifications
the British temporarily withdrew from were relatively low, and even some
the Southern African interior, and the Africans could vote, although their small
Transvaal and Orange Free State Boers number had no political impact. These
gained independence through the nominal rights were reduced later in the
Sand River and Bloemfontein conven- century and abolished outright in 1936.
tions (1852 and 1854, respectively). Both Between 1811 and 1858 colonial
Boer groups wrote constitutions and aggression deprived Africans of most
established Volksraade (parliaments), of their land between the Sundays and
although their attempts at unification Great Kei rivers and produced poverty
failed. For more than a decade, civil and despair. From the mid-1850s British
wars and the struggle with the environ- magistrates held political power in
ment hampered consolidation among British Kaffraria, destroying the power of
the Boers. Nevertheless, the Orange Free the Xhosa chiefs. Following a severe lung
State’s economy grew rapidly, and by the sickness epidemic among their cattle in
1860s the Boers were exporting signifi- 1854–56, the Xhosa killed many of their
cant amounts of wool via Cape ports. remaining cattle and in 1857–58 grew few
crops in response to a millenarian proph-
The Cape Economy ecy that this would cause their ancestors
to rise from the dead and destroy the
Capitalist infrastructure came earlier whites. Many thousands of Xhosa starved
to the Cape than to the Boer regions to death, and large numbers of survivors
South Africa | 147

Missionaries walk across a suspension bridge over the Orange River in South Africa. European
missionaries infiltrated South Africa starting in the early 19th century, introducing western goods
as well as Christianity to native peoples. Imagno/Hulton Archive/Getty Images.
148 | The History of Southern Africa

were driven into the Cape Colony to behind those of Australia and remained
work. British Kaffraria fused with the susceptible to drought and market
Cape Colony in 1865, and thousands of slumps. African labour built roads, but
Africans newly defined as Fingo resettled only a few miles of railway were con-
east of the Great Kei, thereby creating structed before 1870. Various alternatives
Fingoland. The Transkei, as this region that would broaden the economic base
came to be known, consisted of the hilly were explored. Accumulations of guano
country between the Cape and Natal. It (droppings of gannets and cormorants
became a large African reserve and grew used as fertilizer) were exploited on off-
in size when those parts that were still coast islands; copper mining began in
independent were annexed in the 1880s the southwestern party of the country;
and ’90s (Pondoland lost its indepen- hunters operating as far north as the
dence in 1894). Zambezi sent back large quantities of
European missionaries and their ivory; and traders, hunters, missionaries,
African catechists worked unremittingly and full-time prospectors surveyed and
from the 1820s to Christianize indig- sampled the rocks. The most potentially
enous communities and to introduce rewarding commodities were diamonds
them to European manufactured goods discovered in the Vaal valley and gold
they had previously done well without. found in the Tati valley and in the north-
Whatever intentions the missionaries ern and eastern Transvaal between 1866
may have had, their efforts undermined and 1871.
African worldviews and contributed to
the destruction of traditional African Disputes in the
communities throughout South Africa. North and East
For a time nevertheless, a small number of
African peasant farmers used plows, paid To the north, colonial communities
rents and taxes, produced for the mar- and African states alternately cooper-
ket, and sold surplus grain to the towns ated and competed with each other,
in competition with colonial farmers. with the advantage slowly moving to
The difficulty they encountered obtain- the colonists. The Swazi and Gaza sup-
ing capital, however, as well as the legal plied slaves both to the Transvaal Boers
and political discrimination they faced, and to the Portuguese. During the 1850s
drove most of them out of business in the the Swazi overran much of the Lowveld,
decades following the South African War where they absorbed many groups and
of 1899–1902. exchanged captured children for fire-
The Cape economy, narrowly based arms and horses with the Transvaal
on wine and wool, was not particularly settlers. After the death of Soshangane
prosperous. Wool exports, though soar- (leader of the Gaza state) in 1856, a Gaza
ing to some 6,000 tons in 1855, lagged far civil war broke out that also involved the
South Africa | 149

Swazi, Boers, and Portuguese. After the their unity. The Sotho were forced to sign
Swazi gained control of land almost to the Treaty of Thaba Bosiu (1866), and only
Maputo in 1864, the Gaza (under the vic- British annexation of Sotho territory in
torious Mzila) migrated northward into 1868 prevented their complete collapse.
the Buzi River area of present-day east-
ern Zimbabwe. The Zulu After Shaka
Farther south the Zulu competed
with the Swazi and the Boers to domi- The Zulu, although initially successful
nate the Pongolo and Ngwavuma valleys at repelling the Europeans, were, like
and with the Boers to control the Buffalo the Ndebele, eventually overpowered by
(Mziniathi) River area. The colonial them in clashes such as the Battle of Blood
administrator, Theophilus Shepstone, (Ncome) River in 1838. Boer attacks on the
interfered not only in Zulu politics but Zulu between 1838 and 1839 precipitated
also in Ndebele succession dispute a Zulu civil war between Dingane and
(1869–72), attempting to oust the even- Mpande. The latter allied himself with
tual leader (Lobengula) in favour of the Boer invaders and so split the king-
a pretender. Marthinus Pretorius, the dom. Between 1839 and 1840 the Boers
Transvaal leader, annexed huge areas, at seized large parts of the Zulu kingdom,
least on paper. To the irritation of settler including the area between the Tugela
farmers and plantation owners, few Zulu and the Swart-Mfolozi. When the British
went south to work in Natal. Instead, in turn evicted the Boers and annexed
a supply of Mozambican indentured Natal in 1843, the southern region to the
labourers (some of them forced) entered Tugela was restored to the Zulu. Mpande
the region. This eventually evolved into a (reigned 1840–72), a formidable ruler,
steady flow of migrant workers in the fol- controlled territory between the Tugela
lowing decades, but, because not enough in the south and, roughly, the Pongolo in
labour appeared initially in the early the north, boundaries that were not seri-
1860s, indentured labourers from India ously disturbed until 1879.
were brought in to work on the new sugar In 1856 the primary conflict in the Zulu
plantations. civil war (the Battle of Ndondakasuka on
The Sotho continued their tenacious the lower Tugela River, close to the sea) ele-
hold on their lands along the Caledon vated Mpande’s younger son, Cetshwayo,
River and for a time supplied the Boers over Mpande’s older son, Mbuyazi.
of the Orange Free State with grain and Although Cetshwayo formally became
cattle. The Sotho mobilized a force of ruler of Zululand only upon his father’s
10,000 and defeated the Boers in 1858. death in 1872, he had in fact effectively
The Boers, however, coveted the fertile ruled the kingdom since the early 1860s.
Caledon valley and defeated the Sotho By the late 1870s, colonial officials had
eight years later after the Boers regained identified the Zulu kingdom as a major
150 | The History of Southern Africa

obstacle to confederation, and in January 1879. The annihilation of a large British


1879 British and colonial troops invaded force at Isandhlwana slowed the inva-
Zululand. During his rule Mpande had sion, but imperial firepower ultimately
expanded Zulu military capacity, and prevailed. For the Zulu, political dismem-
Cetshwayo used this effectively against berment followed military defeat. British
the British invaders at Isandhlwana in divide-and-rule policies precipitated

Cetshwayo
(b. c. 1826, near Eshowe, Zululand [now in South Africa]—d. Feb. 8, 1884, Eshowe)

Cetshwayo (also spelled Cetewayo) was the last great king of the independent Zulus (reigned
1872–79), whose strong military leadership and political acumen restored the power and pres-
tige of the Zulu nation, which had declined during the reign of his father, Mpande (Panda). As
absolute ruler of a rigidly disciplined army of 40,000 men, Cetshwayo was considered a threat
to British colonial interests. The Anglo-Zulu War (1879) and subsequent destruction of Zulu
power removed that threat.
Cetshwayo distinguished himself early in life, taking part in the 1838 Zulu attempt to evict
the invading Boers from Natal, and in the early 1850s he was involved in fighting between the
Zulu and the Swazi for control of the Pongola region. Cetshwayo was widely regarded as the
de facto heir to Mpande, and from about 1861, as his father aged, Cetshwayo effectively ruled
Zululand. After his father’s death in 1872, Cetshwayo’s position as ruler was formalized. His
sovereignty was also recognized by the neighbouring British administration, which controlled
the colony of Natal to the immediate south of the Zulu kingdom.
In 1877 the British annexed the Boer republic of Transvaal, an event that fostered a drive to fed-
erate the Southern African white colonies and to destroy the autonomy of the independent Southern
African kingdoms. The British took over preexisting Boer claims to parts of western Zululand, and
in early 1878 Sir Theophilus Shepstone, the Transvaal administrator, and Sir Bartle Frere, the high
commissioner of the Cape, began a propaganda campaign against Cetshwayo and the Zulu.
In December 1878 Frere issued an ultimatum to Cetshwayo that was designed to be impos-
sible to satisfy: the Zulu were, among other things, to dismantle their “military system” within 30
days. As expected, the ultimatum was not met, and in January 1879 the British attacked Zululand.
Cetshwayo was eventually captured in August 1879 and subsequently exiled to Cape Town.
In July 1882 Cetshwayo was permitted to travel to the United Kingdom to seek support from
British politicians for the restoration of the Zulu monarchy. Permission was granted, but the ensu-
ing plan ensured the permanent emasculation of the monarchy. Cetshwayo returned in January
1883 and became embroiled in a Zulu civil war. He later fled to the British Zulu Native Reserve,
where he died at the British administrative centre of Eshowe in February 1884. The official cause
of his sudden death was given as a heart attack, though the Zulu believed he had been poisoned.
Cetshwayo’s grave, in the Nkandla forest, is considered sacred and is guarded by the Zulu.
South Africa | 151

another civil war in 1883, and Zululand the diamond fields from the competing
was annexed in 1887. Griqua, Tlhaping, and Boers in 1871 (the
Keate Award), Colonial Secretary Lord
The Decline of the Carnarvon’s more determined federation
African States plan of 1875, Shepstone’s invasion of the
Transvaal in 1877, and the British inva-
As the 1860s came to an end, the great sions of Zululand and Pediland in 1879.
African states began to weaken. Not only British troops also took part in an 1879
did many important African leaders die campaign that crushed Pedi military
during this period (Soshangane in 1858, power in the northern Transvaal. With the
Sekwati of the Pedi in 1861, Mswati in collapse of Zulu resistance in the 1880s,
1865, Mzilikazi in 1868, Moshoeshoe in the invasions of the Gaza and Ndebele
1870, and Mpande in 1872), but, increas- kingdoms in 1893–96, and the crushing
ingly, Europeans were determined to of Venda resistance in 1898, by 1900 no
exploit Africans as a source of labour and autonomous African societies remained
to acquire the last large fertile areas con- in the region.
trolled by them.
Colonial troops tipped the balance DIAMONDS, GOLD, AND
decisively against societies that had pre- IMPERIALIST INTERVENTION
viously withstood attempts to bring them (1870–1902)
under the settlers’ control. A century
of military conflict on the Cape fron- South Africa experienced a transforma-
tier ended with the Cape-Xhosa war of tion between 1870, when the diamond
1877–78. Between 1878 and 1881 the Cape rush to Kimberley began, and 1902, when
Colony defeated rebellions in Griqualand the South African War ended. Midway
West, the Transkei, and Basutoland. Sir between these dates, in 1886, the world’s
Bartle Frere, governor of the Cape and largest goldfields were discovered on the
high commissioner from March 1877, rap- Witwatersrand. As the predominantly
idly decided that independent African agrarian societies of European South
kingdoms had to be tamed in order to Africa began to urbanize and industri-
facilitate political and economic integra- alize, the region evolved into a major
tion of the region. supplier of precious minerals to the world
Governor George Grey had already economy; gold especially was urgently
proposed a federated South Africa in 1858, needed to back national currencies and
and in the late 1860s the discovery of gold ensure the continued flow of expanding
and diamonds reactivated this idea. The international trade. British colonies, Boer
annexation of Basutoland in 1868 began republics, and African kingdoms all came
a series of movements toward consolida- under British control. These dramatic
tion that included the British seizure of changes were propelled by two linked
152 | The History of Southern Africa

forces: the development of a capitalist (then lieutenant governor of Natal) found


mining industry and a sequence of impe- in favour of Waterboer, but the British
rialist interventions by Britain. persuaded him to request protection
against his Boer rivals, and the area was
Diamonds and Confederation annexed as Griqualand West.
The annexation of the diamond fields
A chance find in 1867 had drawn several signaled a more progressive British pol-
thousand fortune seekers to alluvial dia- icy under a Liberal ministry but fell short
mond diggings along the Orange, Vaal, of the ambitious confederation policy
and Harts rivers. Richer finds in “dry dig- pursued by Lord Carnarvon, the colo-
gings” in 1870 led to a large-scale rush. By nial secretary in Benjamin Disraeli’s 1874
the end of 1871 nearly 50,000 people lived Conservative government. He sought to
in a sprawling polyglot mining camp that unite the republics and colonies into a
was later named Kimberley. self-governing federation in the British
Initially, individual diggers, black and Empire, a concept inspired by Theophilus
white, worked small claims by hand. As Shepstone, who, as secretary for native
production rapidly centralized and mech- affairs in Natal, urged a coherent regional
anized, however, ownership and labour policy with regard to African labour and
patterns were divided more starkly along administration.
racial lines. A new class of mining capital- Carnarvon concentrated at first
ists oversaw the transition from diamond on persuading the Cape and the Free
digging to mining industry as joint-stock State to accept federation, but a confer-
companies bought out diggers. The ence in London in August 1876 revealed
industry became a monopoly by 1889 how unreceptive these parties were to
when De Beers Consolidated Mines (con- the proposal. With his southern gam-
trolled by Cecil Rhodes) became the sole bit frustrated, Carnarvon embarked on
producer. Although some white diggers a northern strategy. The South African
continued to work as overseers or skilled Republic (Transvaal), virtually bankrupt,
labourers, from the mid-1880s the work- had suffered military humiliation at the
force consisted mainly of black migrant hands of the Pedi, and support for Pres.
workers housed in closed compounds by Thomas F. Burgers had declined because
the companies (a method that had previ- of this. Carnarvon commissioned
ously been used in Brazil). Shepstone to annex the Transvaal, and,
The diamond zone was simultane- after encountering only token resistance
ously claimed by the Orange Free State, at the beginning of 1877, he proclaimed it
the South African Republic, the western a British colony a few months later.
Griqua under Nicolaas Waterboer, and The new possession proved difficult
southern Tswana chiefs. At a special to administer as empty coffers and insen-
hearing in October 1871, Robert W. Keate sitivity to Afrikaner resentments led to
South Africa | 153

a clash over tax payments, and, under a acquired a new base of support—mainly
triumvirate of Paul Kruger, Piet Joubert, wealthier farmers and urban profession-
and Marthinus Wessel Pretorius, the als. When Hofmeyr threw his support
Transvaal Boers opted to fight for inde- behind Cecil Rhodes in 1890, he enabled
pendence. British defeats, especially at Rhodes to become prime minister of
Majuba in 1881, ended British insistence the Cape; their alliance stemmed from
on the concept of confederation. By the a mutual desire for northward economic
London Convention of 1884, republican expansion. A major cleavage, however,
self-government was restored, subject to opened up between Bond politicians
an imprecise British “suzerainty” over and the English-speaking voters loosely
external relations. defined as Cape liberals. The latter,
particularly those in constituencies in
Afrikaner and African the eastern Cape that had a significant
Politics in the Cape percentage of black male voters, were
tactically friendly to the small enfran-
The white population in the Cape num- chised stratum of fairly prosperous black
bered 240,000 by the mid-1870s and peasants, whereas the Bond and most
constituted about one-third of the colony’s English-speaking white voters were hos-
population. Cape revenues accounted for tile toward the black farmers growing
three-fourths of the total income in the cash crops and pursued more-restrictive
region’s four settler states in 1870, as the franchise qualifications.
diamond discoveries created more rev- The number of blacks in the colony
enue that could be used to build railways greatly increased between 1872 and 1894
and public works. Although by this time as heretofore independent territories
some two-thirds of the settler popula- were annexed to the Cape. As black farm-
tion spoke Dutch or Afrikaans, political ers became more prosperous and as more
power rested largely with an English- blacks became literate clerks and teach-
speaking elite of merchants, lawyers, and ers, many individuals qualified to vote.
landholders. The rise of the Afrikaner Bond and new
The conflict between Afrikaners laws affecting franchise qualifications
and English speakers led to the estab- and taxes also stimulated more-vigorous
lishment of the Afrikaner Bond in 1879. black participation in electoral politics
The Bond initially represented poorer after 1884. New political and educational
farmers and espoused an anti-British bodies came into existence in the eastern
Pan-Afrikanerism in the Cape and Cape, as did the first black newspapers and
beyond, but, after its reorganization black-controlled churches. The period
a few years later under Jan Hendrik also witnessed the first political organiza-
Hofmeyr, the group began to champion tions among Coloureds in the Cape and
the Cape’s commercial interests and Indians in Natal and the Transvaal.
154 | The History of Southern Africa

Gold Mining from throughout Southern Africa, espe-


cially from present-day Mozambique,
Prospectors established in 1886 the exis- earned low pay (at century’s end about
tence of a belt of gold-bearing reefs 40 one-ninth the wage of white miners).
miles (60 km) wide centred on present- Migrant miners were housed in com-
day Johannesburg. The rapid growth pounds, which facilitated their control
of the gold-mining industry intensi- and reduced overhead costs.
fied processes started by the diamond
boom: immigration, urbanization, capi- The Road to War
tal investment, and labour migrancy.
By 1899 the gold industry attracted Even before the discovery of gold, the
investment worth £75 million, produced South African interior was an arena
almost three-tenths of the world’s gold, of tension and competition. Germany
and employed more than 100,000 people annexed South West Africa in 1884. The
(the overwhelming majority of them Transvaal claimed territory to its west.
black migrant workers). Britain countered by designating the ter-
The world’s richest goldfield was ritory the Bechuanaland protectorate and
also the most difficult to work. Although then annexed it as the crown colony of
the gold ore was abundant, the layers British Bechuanaland. Rhodes secured
of it ran extremely deep, and the ore concessionary rights to land north of the
contained little gold. To be profitable, Limpopo River, founded the British South
gold mining had to be intensive and Africa Company, and in 1890 dispatched
deep-level, requiring large inputs of a pioneer column to occupy what became
capital and technology. A group system, known as Rhodesia.
whereby more than 100 companies had While these forces jostled for posi-
been arranged into nine holding com- tion in the region at large, the domestic
panies, or “groups,” facilitated collusion politics of the Transvaal became unset-
between companies to reduce competi- tled. Paul Kruger’s government made
tion over labour and keep costs down. strenuous efforts to accommodate
The gold mines rapidly established a the mining industry, but it was soon
pattern of labour recruitment, remu- at loggerheads with Britain, the mine
neration, and accommodation that left magnates, and the British and other
its stamp on subsequent social and eco- non-Afrikaner Uitlander (“Outlander”)
nomic relations in the country. White immigrants. British policy makers
immigrant miners, because of their expressed concern about the Transvaal’s
skills, scarcity, and political power, won potential as an independent actor, and
relatively high wages. In contrast, the deep-level-mine owners chafed at mine
more numerous unskilled black migrants bosses’ corruption and inefficiency. The
South Africa | 155

grievances of the Uitlanders, largely Britain, and, when it expired on October


excluded from the vote, provided 11, Boer forces invaded Natal.
both cause and cover for a conspiracy
between British officials and mining The South African
capitalists. An Uitlander uprising in War (1899–1902)
Johannesburg was to be supported by
an armed invasion from Bechuanaland, While the government of Lord Salisbury
headed by Leander Starr Jameson, in Britain went to war to secure its
Rhodes’s lieutenant, who would inter- hegemony in Southern Africa, the Boer
vene to “restore order.” republics did so to preserve their inde-
The plot was botched. The Uitlander pendence. The expensive and brutal
rising did not take place, but Jameson went colonial war lasted two and a half years
ahead with his incursion in December and pitted almost 500,000 imperial troops
1895, and within days he and his force against 87,000 republican burghers, Cape
had been rounded up. While Rhodes “rebels,” and foreign volunteers. The
had to resign as prime minister of the numerical weakness of the Boers was off-
Cape, British Colonial Secretary Joseph set by their familiarity with the terrain,
Chamberlain managed to conceal his support from the Afrikaner populace,
complicity. The Jameson Raid polarized and the poor leadership and dated tactics
Anglo-Boer sentiment in South Africa, of the British command. Although often
simultaneously exacerbating republican styled a “white man’s war,” both sides
suspicions, Uitlander agitation, and impe- used blacks extensively as labour, and at
rial anxieties. least 10,000 blacks fought for the British.
In February 1898 Kruger was elected In the first phase of the war, Boer
to a fourth term as president of the armies took the offensive and punished
Transvaal. He entered a series of nego- British forces at Colenso, Stormberg,
tiations with Sir Alfred Milner (who and Magersfontein in December 1899
became high commissioner and gover- (“Black Week”). During 1900 Britain
nor of the Cape in 1897) over the issue of rushed reinforcements to the front,
the Uitlander franchise. Milner declared relieved sieges at Ladysmith, Kimberley,
in private early in 1898 that “war has got and Mafeking, and took Bloemfontein,
to come” and adopted intransigent posi- Johannesburg, and Pretoria. In the third
tions. The Cape government, headed by phase, Boer commandos avoided conven-
William P. Schreiner, attempted to medi- tional engagements in favour of guerrilla
ate, as did Marthinus Steyn, the president warfare. The British commander, Lord
of Free State, even while he attached his Kitchener, devised a scorched-earth pol-
cause to Kruger’s. In September 1899 the icy against the commandos and the rural
two Boer republics gave an ultimatum to population supporting them, in which he
156 | The History of Southern Africa

Men guard South African railway tracks during the conflict known as the South African War.
British troops outnumbered Boer forces five to one, yet the conflict lasted more than two years.
Popperfoto/Getty Images

destroyed arms, blockaded the country- of British power but made a crucial con-
side, and placed the civilian population cession. It promised that the “question
in concentration camps. Some 25,000 of granting the franchise to natives
Afrikaner women and children died of [blacks]” would be addressed only after
disease and malnutrition in these camps, self-government had been restored to the
while 14,000 blacks died in separate former Boer republics. The treaty thus
camps. In Britain the Liberal opposition allowed the white minority to decide the
vehemently objected to the government’s political fate of the black majority.
methods for winning the war.
Boer forces, which at the end con- RECONSTRUCTION, UNION,
sisted of about 20,000 exhausted and AND SEGREGATION (1902–29)
demoralized troops, sued for peace in
May 1902. The Treaty of Vereeniging The Union of South Africa was born on
reflected the conclusive military victory May 31, 1910, created by a constitutional
South Africa | 157

convention (in Durban in 1908) and an mission of constructing a new order in


act of the British Parliament (1909). The South Africa. When Milner departed in
infant state owed its conception to central- 1905, his vision of a country politically
izing and modernizing forces generated dominated by English-speaking whites
by mineral discoveries, and its character had failed. Schemes to flood the rural
was shaped by eight years of “reconstruc- Transvaal with British settlers yielded
tion” between 1902 and 1910. During that only a trickle, and, worse yet, compulsory
period, efficient administrative struc- Anglicization of education only intensi-
tures were created, and a relationship fied feelings of Afrikaner nationalism.
developed between Afrikaner politicians Opposition to “Milnerism” defined the
and mining capitalists that consoli- emergent political groups led by former
dated the economic dominance of gold. Boer generals Louis Botha, Jan Smuts,
Reconstruction also ensured that settler and J.B.M. (Barry) Hertzog. Milner had
minorities would prevail over the black hoped to withhold self-rule from whites
majority. Black societies were policed in South Africa until “there are three men
and taxed more effectively, and the new of British race to two of Dutch.” But, when
constitution excluded blacks from politi- Henry Campbell-Bannerman’s Liberal
cal power. Racial segregation was further ministry granted responsible government
developed through policies proposed to the former republics in 1907, Afrikaner
during reconstruction and solidified parties won elections in the Transvaal.
after 1910. Yet, if Milner’s political design failed
Both Afrikaner and black nationalism to take shape, he did largely realize his
utilized new political vehicles. Syndicalist blueprint for economic and social engi-
white workers and Afrikaner republican neering. Served by a group of handpicked
diehards fought against employers and young administrators, he made economic
government, their clashes culminating recovery a priority because it was impera-
in the Rand Revolt of 1922. Black pro- tive to restore the mines to profitability. He
tests against the new order ranged from lowered rail rates and tariffs on imports
genteel lobbying and passive resistance and abolished the expensive concessions
to armed rural revolt, strikes, and mass granted by the Kruger regime. Milner
mobilization. also made strenuous efforts to ensure
cheap labour to the mines. To achieve
Milner and Reconstruction this goal, he authorized the importa-
tion of some 60,000 Chinese indentured
High Commissioner Milner transferred labourers when black migrants resisted
his headquarters from Cape Town to wage cuts. Chinese miners, who would
Pretoria in 1902. The move symbolized mostly return home by 1910, performed
the centrality of the Transvaal to his only certain tasks, but their employment
158 | The History of Southern Africa

set a precedent for a statutory colour bar Convention and Union


in the gold mines. Although this experi-
ment provoked political outcries in the Concern in London over the electoral
Transvaal and in Britain, it succeeded victory by the Afrikaner party Het Volk
in undercutting the bargaining power of evaporated as soon as it became clear that
black workers. The value of gold produc- both Botha and Smuts understood the
tion swelled from £16 million in 1904 to economic preeminence of mining capi-
£27 million by 1907. tal. A policy of reconciliation between
The administration worked to Afrikaans- and English-speaking whites
remodel the Transvaal as a stable base for was also promoted.
agricultural, industrial, and finance capi- A national convention, which met
tal, spending some £16 million to return in Durban in 1908–09, drafted a con-
Afrikaners to their farms and equip them. stitution. Afrikaner leaders and Cape
It established a land bank, promoted sci- Premier John X. Merriman opted for a
entific farming methods, and developed unitary state with Dutch and English as
more-efficient tax-collection methods, official languages and with parliamen-
which increased pressures on black peas- tary sovereignty. Executive authority
ants to work for white farmers. Especially was vested in a governor-general who
on the Witwatersrand, the young admin- would be advised by a cabinet from
istrators tackled town planning, public the governing party. Two “entrenched”
transport, housing, and sanitation, and in clauses, on language and franchise,
each of these spheres a new urban geog- could be amended only by a two-thirds
raphy proceeded from the principle of majority vote in Parliament. While Cape
separating white and black workers. delegates favoured a colour-blind fran-
The South African Native Affairs chise, those from the Transvaal and
Commission (SANAC) was appointed to Orange Free State demanded an exclu-
provide comprehensive answers to “the sively white electorate. A compromise
native question.” Its report (1905) pro- simply confirmed existing electoral
posed territorial separation of black and arrangements. The former republics
white landownership, systematic urban retained white male adult suffrage and
segregation by the creation of black “loca- did not consider female suffrage (white
tions,” the removal of black “squatters” women finally won the right to vote in
from white farms and their replacement 1930). In 1910, 85 percent of Cape vot-
by wage labourers, and the segregation of ers were white, 10 percent Coloured,
blacks from whites in the political sphere. and 5 percent black. Representation was
These (and other SANAC recommenda- further limited on racial lines: even in
tions) provided the basis for laws passed the Cape, only whites could stand for
between 1910 and 1936. Parliament.
South Africa | 159

Black, Coloured, and Indian armed rising led by Bambatha, a Zulu


Political Responses chief. At the end of this “reluctant rebel-
lion,” between 3,000 and 4,000 blacks
The South African War occurred at a had been killed and many thousands
time when many black communities imprisoned.
suffered under great hardship. During Parallel developments took place
the 1890s, drought and cattle disease among politically conscious Coloureds
(particularly rinderpest) impoverished and Indians. Their first nationally based
pastoralists, while competition increased organization was the African Political
for black land and labour. During the (later People’s) Organization, founded
war, most black South Africans identified in Cape Town in 1902. Under the presi-
with the British cause because imperial dency of Abdullah Abdurahman, this
politicians assured them that “equal laws, body lobbied for Coloured rights and had
equal liberty” for all races would prevail links at times with other black political
after a Boer defeat. groups. Indians in the Transvaal, led by
However, the Treaty of Vereeniging Mohandas K. Gandhi, also resisted dis-
withdrew such promises, and a sense criminatory legislation. Gandhi spent
of betrayal stimulated political protest, the years 1893 to 1914 in South Africa
especially among mission-educated as a legal agent for Indian merchants in
blacks. Various organizations arose to Natal and the Transvaal. Between 1906
counter the impending union of white- and 1909, in protest against a Transvaal
ruled provinces by ethnically and registration law requiring Indians to
regionally uniting blacks. In response carry passes, Gandhi first implemented
to the constitutional convention, blacks the methods of satyagraha (nonviolent
held their own (the South African Native noncompliance), which he later used with
Convention) in Bloemfontein. This pro- great effect in India.
vided an important step toward the
formation of a permanent national black Union and Disunity
political organization. Such an organiza-
tion was finally founded on Jan. 8, 1912, Supported by the majority party in each
when the South African Native National province and by the British govern-
Congress (from 1923 the African ment, Louis Botha formed the first union
National Congress; ANC) came into government in May 1910. The Botha
existence. Not all black protest occurred administration entered a period of con-
through the new middle-class organiza- tinuous change and violent conflict as
tions, however. Some black farmers from tensions arose from issues left unre-
Natal refused to pay a poll tax in 1906, solved by the constitution, from rapid but
and their resistance developed into an uneven economic growth, and from the
160 | The History of Southern Africa

African National Congress (ANC)

The African National Congress is a South African political party and black nationalist organi-
zation. Founded in 1912 as the South African Native National Congress, it had as its main goal
the maintenance of voting rights for Coloureds (persons of mixed race) and black Africans in
Cape Province. It was renamed the African National Congress in 1923. From the 1940s it spear-
headed the fight to eliminate apartheid, the official South African policy of racial separation
and discrimination.
In the late 1920s the ANC’s leaders split over the issue of cooperation with the Communist
Party, and the ensuing victory of the conservatives left the party small and disorganized
through the 1930s. In the 1940s, however, the ANC revived under younger leaders who pressed
for a more militant stance against segregation in South Africa. The ANC Youth League,
founded in 1944, attracted such figures as Walter Sisulu, Oliver Tambo, and Nelson Mandela,
who galvanized the movement and challenged the moderate leadership. Under the presidency
of Albert Luthuli, the ANC after 1952 began sponsoring nonviolent protests, strikes, boycotts,
and marches against the apartheid policies that had been introduced by the National Party
government that came to power in 1948. Party membership grew rapidly. A campaign against
the pass laws (blacks were required to carry passes indicating their status) and other gov-
ernment policies culminated in the Defiance Campaign of 1952. In the process ANC leaders
became a target of police harassment: in 1956 many of its leaders were arrested and charged
with treason.
In 1960 another group, the Pan-Africanist Congress (PAC), organized massive dem-
onstrations against the pass laws, during which police killed 69 unarmed demonstrators at
Sharpeville (south of Johannesburg). At this point the National Party banned, or outlawed,
both the ANC and the PAC. Denied legal avenues for political change, the ANC first turned
to sabotage and then began to organize outside of South Africa for guerrilla warfare. In 1961
an ANC military organization, Umkhonto we Sizwe (“Spear of the Nation”), with Mandela as
its head, was formed to carry out acts of sabotage as part of its campaign against apartheid.
Mandela and other ANC leaders were sentenced to life imprisonment in 1964 (the Rivonia
Trial). Although the ANC’s campaign of guerrilla warfare was basically ineffective because of
stringent South African internal security measures, surviving ANC cadres kept the organiza-
tion alive in Tanzania and Zambia under Tambo’s leadership. The ANC began to revive inside
South Africa toward the end of the 1970s, following the Soweto uprising in 1976, when the police
and army killed more than 600 people, many of them children.
The administration of F.W. de Klerk lifted the ban on the ANC in 1990, and its leaders
were released from prison or allowed to return to South Africa. Mandela succeeded Tambo
as ANC president in 1991 and led the group in negotiations (1992–93) with the government
over transition to a government elected by universal suffrage. In April 1994 the party swept
to power in the country’s first such election. Mandela stepped down as ANC president in 1997
and was succeeded by Thabo Mbeki, who, in turn, was succeeded by Jacob Zuma in 2007.
South Africa | 161

legacy of conquest and dispossession of the strike, but not before 11 miners died
the indigenous peoples. and more than 100 were injured. This
One source of conflict was the strike was part of a wave of protest in
relationship between employers and several cities as inflation eroded the real
organized white workers. The Chamber wages of black workers.
of Mines and miners’ trade unions on the
Witwatersrand engaged in combat for a Afrikaner Rebellion
decade and a half. Whenever violent con- and Nationalism
frontations flared up—as they did in 1907,
1913, and 1914—the government deployed When Britain declared war on Germany
troops to end the strikes. White workers in 1914, South Africa’s dominion sta-
suspended strike action during World tus meant that it was automatically at
War I, but militancy returned in 1919, this war, and its troops mobilized to invade
time fueled by inflation. The Chamber of German South West Africa. This sparked
Mines announced in December 1921 that, a rebellion led by former Boer generals,
because of rising costs and a falling gold who held high-ranking positions as offi-
price, it planned on replacing semiskilled cers in the Union Defence Force. Some
white workers with lower-paid blacks. A 10,000 soldiers, mainly poverty-stricken
miners’ protest stoppage in January 1922 rural Afrikaners, joined the rising. The
became a general strike, and in March government used 32,000 troops to sup-
it developed into an armed rising, with press it, and more than 300 men lost their
strikers organized as commandos. Jan lives in the fighting.
Smuts, prime minister since Botha’s The rebellion, though, was an atypical
death in 1919, used artillery and aircraft episode in the rise of Afrikaner nation-
to crush what became known as the Rand alism as a political force. More-telling
Revolt, at a cost of some 200 lives. This responses came from those Afrikaners
intense conflict between white unions who had been profoundly affected by eco-
and employers ended with the passage nomic change, war, and reconstruction.
of the Industrial Conciliation Act in 1924, After 1902, thousands of landless families
which set up new state structures for reg- streamed into the cities, indicating the
ulating industrial conflicts. extent to which the prewar rural social
Black workers also engaged in spo- order had crumbled. One response to the
radic strikes before, during, and after threat of further disintegration was a “sec-
World War I, giving rise to the first black ond language movement” spearheaded
trade unions. More than 70,000 African by teachers, clergymen, journalists, and
gold miners halted production for a week lawyers who felt deeply threatened by the
when they struck for higher wages in cultural dominance of English speakers.
February 1920. Soldiers and police broke It succeeded in its immediate aim when
162 | The History of Southern Africa

Afrikaans replaced Dutch as an official through a coalition between the National


language in 1925. and Labour parties known as the Pact
J.B.M. Hertzog founded the National government.
Party in 1914, with support mainly from
“poor whites” and militant intellectuals. Segregation
The general election of 1915 gave the
National Party 30 percent of the vote, In the first two decades of the union, seg-
with Afrikaners deserting the South regation became a distinctive feature of
African Party led by Botha and Smuts. South African political, social, and eco-
Hertzog’s party won a majority of both nomic life as whites addressed the “native
seats and votes in 1920 on a platform of question.” Blacks were “retribalized” and
republicanism and separate school sys- their ethnic differences highlighted. New
tems for Afrikaans- and English-speaking statutes provided for racial separation
whites. The June 1924 election propelled in industrial, territorial, administrative,
Hertzog to the position of prime minister and residential spheres. This barrage of
legislation was partly the product of reac-
tionary attitudes inherited from the past
and partly an effort to regulate class and
race relations during a period of rapid
industrialization when the black popula-
tion was growing steadily.
The 1911 Mines and Works Act and
its 1926 successor reserved certain jobs in
mining and the railways for white work-
ers. The Natives’ Land Act of 1913 defined
less than one-tenth of South Africa as
black “reserves” and prohibited any pur-
chase or lease of land by blacks outside
the reserves. The law also restricted the
terms of tenure under which blacks could
live on white-owned farms. The Native
(Urban Areas) Act of 1923 segregated
urban residential space and created
“influx controls” to reduce access to cities
by blacks. Hertzog proposed increas-
ing the reserve areas and removing
black voters in the Cape from the com-
mon roll in 1926, aims that were finally
J.B.M Hertzog. Hulton Archive/Getty Images realized through the Representation of
South Africa | 163

Natives Act (1936). Blacks now voted on in the reserves continued to deteriorate,
a separate roll to elect three white repre- the terms of tenancy became more oner-
sentatives to the House of Assembly. ous on white-owned farms, and the urban
slums provided a harsh alternative for
The Pact Years (1924–33) those who left the land.
The first mass-based black politi-
Hertzog’s Pact government strengthened cal organization, the Industrial and
South Africa’s autonomy, aided local cap- Commercial Workers Union (ICU),
ital, and protected white workers against flourished in response to deteriorating
black competition. Hertzog also played a conditions. Until 1926 the ICU was a
leading role at the Imperial Conference Cape-based organization with black and
in London that issued the Balfour Report some Coloured members drawn mainly
(1926), establishing autonomy in for- from urban areas. As a broadly based
eign affairs for the dominions. When he vehicle of rural protest, it had many
returned from Britain, Hertzog turned thousands of supporters among black
his attention to creating the symbols of tenants on white farms. The ICU linked
nationalism—flag and anthem. Economic innumerable local rural grievances with
nationalism included protective tariffs a generalized call for land and liberation,
for local industry, subsidies to facilitate but by 1929 its influence had declined.
agricultural exports, and a state-run iron However, other organizations built on
and steel industry. White trade unions its base. The Communist Party of South
grew more bureaucratic and less militant, Africa (CPSA), founded in 1921, was at
although their members enjoyed at best first active almost solely within white
modest material gains. Unskilled and trade unions, but from 1925 it recruited
nonunionized whites who received sup- black members more energetically, and
port through sheltered employment in in 1928–29 it called for black majority rule
the public sector and through prescribed and closer cooperation with the ANC. Its
minimum wages in the private sector connection to the ANC occurred most
gained more directly. Although the over- prominently with Josiah Gumede (pres-
all level of white poverty remained high, ident 1927–30), whose political views
through these policies the manufactur- moved leftward in the late 1920s. This led
ing sector absorbed white labour nearly to a split in the ANC in 1930 as the more
twice as fast as black. moderate members expelled the more
Blacks gained little during this period radical ones.
and continued to lose earlier benefits. The 1929 general election reflected
For them, segregation meant restricted the political challenges to white suprem-
mobility, diminished opportunities, acy. For the first time since union,
more-stringent controls, and a general questions of “native policy” domi-
sense of exclusion. Economic conditions nated white electoral politics. Afrikaner
164 | The History of Southern Africa

nationalists made “black peril” and “com- Hertzog as prime minister and Smuts
munist menace” their rallying cries. It his deputy. The two parties and the two
was not to be the last such occasion. leaders had a common interest in favour-
ing the enfranchised population, nearly
THE APARTHEID YEARS all of whom were white, over the unen-
franchised, all of whom were black. They
The Hertzog government achieved a agreed to provide massive support for
major goal in 1931 when the British white farmers, to assist poor whites by
Parliament passed the Statute of providing them with jobs protected from
Westminster, which removed the last black competition, and to curb the move-
vestiges of British legal authority over ment of blacks from the reserves into the
South Africa. Three years later the South towns. Meanwhile, National Party mem-
African Parliament secured that decision ber Daniel F. Malan disagreed with the
by enacting the Status of the Union Act, merger of the parties and chose to keep
which declared the country to be “a sov- the National Party functioning.
ereign independent state.” These actions The earnings from South Africa’s
also laid the groundwork for segregation- gold exports increased sharply after
ist policies to flourish in South Africa. Britain and the United States aban-
doned the gold standard in the early
The Intensification of 1930s. White farmers prospered, new
Apartheid in the 1930s secondary industries were established,
and South Africans of all races contin-
Although Hertzog’s National Party held ued to flock to the towns. South Africa
a majority of the seats in the House of changed from a predominantly rural
Assembly and dominated the South country that exported raw materials and
African cabinet in the early 1930s, its imported manufactured consumer goods
mismanagement of problems created into a country with a diverse economy.
by the Great Depression led him to Although the standard of living for most
form a coalition with his rival Smuts in whites improved greatly from this expan-
1933. Smuts was the leader of the South sion, the lives of Coloureds, blacks, and
African Party, whose support came from Indians were hardly affected. The govern-
the major industrialists and which was ment did add some land to the reserves
the party of most of the English-speaking in 1936, but it never exceeded 13 per-
whites (who made up less than half of cent of the area of the country. Until the
the white population). In contrast, the end of apartheid, almost nine-tenths of
National Party derived its main support South Africa—including the best land
from Afrikaner farmers and intellectu- for agriculture and the bulk of the min-
als. By 1934 the two organizations had eral deposits—belonged exclusively to
merged to form the United Party, with whites. Unsurprisingly, conditions on the
South Africa | 165

native reserves became progressively independent churches that had broken


worse through overpopulation and soil away from mainstream white churches).
erosion. The government attempted to Educated blacks were frustrated by
resolve these problems through a series the fact that whites did not treat them
of programs called Betterment Schemes, as equals, and some of them took part in
which involved keeping tight control opposition politics in the ANC. However,
over land use in the reserves, often dras- the ANC and two parallel movements—
tically culling cattle, and enforcing the the African Political Organization (a
building of contour ridges to reduce soil Coloured group) and the South African
erosion. Overcrowding in the reserves Indian Congress—had little popular sup-
made it necessary for a high proportion port and exerted little influence during
of the men to work for wages elsewhere— this period. Their leaders were mission-
on white farms or in the towns, where educated men who had liberal goals and
they lived in a hostile world. Black and used strictly constitutional methods,
Coloured farm labourers, scattered in such as petitions to the authorities. The
small groups throughout the agricultural radical African ICU had collapsed by
areas, were isolated, and in the towns life 1930, and the CPSA made little headway
was insecure and wages low. In the gold- among blacks.
mining industry the real wages of blacks
declined by about one-seventh between World War II
1911 and 1941; white miners received 12
times the salary of blacks. When Britain declared war on Germany
Education for blacks was left largely on Sept. 3, 1939, the United Party split.
to Christian missions, whose resources, Hertzog wanted South Africa to remain
even when augmented by small govern- neutral, but Smuts opted for joining the
ment grants, enabled them to enroll only British war effort. Smuts’s faction nar-
a small proportion of the black popu- rowly won the crucial parliamentary
lation. Missionaries did, however, run debate, and Hertzog and his followers left
numerous schools, including some excel- the party, many rejoining the National
lent high schools that took a few pupils Party faction Malan had maintained
through to the university level, and were since 1934. Smuts then became the prime
the dominant influence at the South minister, and South Africa declared war
African Native College at Fort Hare on Germany.
(founded 1916), which included degree South Africa made significant con-
courses. These institutions educated a tributions to the Allied war effort. Some
small but increasing number of blacks, 135,000 white South Africans fought
who secured teaching jobs and positions in the East and North African and
in the lower reaches of the civil service Italian campaigns, and 70,000 blacks
or functioned as clergy (especially in the and Coloureds served as labourers and
166 | The History of Southern Africa

transport drivers. South African plati- Afrikaners felt threatened by the


num, uranium, and steel became valuable concessions given to blacks and cre-
resources, and, during the period that ated a series of ethnic organizations to
the Mediterranean Sea was closed to the promote their interests, including an
Allies, Durban and Cape Town provi- economic association, a federation of
sioned a vast number of ships en route Afrikaans cultural associations, and the
from Britain to the Suez. Afrikaner Broederbond, a secret society
The war proved to be an economic of Afrikaner cultural leaders. During the
stimulant for South Africa, although war many Afrikaners welcomed the early
wartime inflation and lagging wages German victories, and some of them even
contributed to social protests and strikes committed acts of sabotage.
after the end of the war. Driven by The United Party, which had won
reduced imports, the manufacturing and the general election in 1943 by a large
service industries expanded rapidly, and majority, approached the 1948 election
the flow of blacks to the towns became a complacently. While the party appeared
flood. By the war’s end, more blacks than to take an ambiguous position on race
whites lived in the towns. They set up relations, Malan’s National Party took
vast squatter camps on the outskirts of an unequivocally pro-white stance. The
the cities and improvised shelters from National Party claimed that the gov-
whatever materials they could find. They ernment’s weakness threatened white
also began to flex their political muscles. supremacy and produced a statement
Blacks boycotted a Witwatersrand bus that used the word apartheid to describe
company that tried to raise fares, they a program of tightened segregation and
formed trade unions, and in 1946 more discrimination. With the support of a tiny
than 60,000 black gold miners went on fringe group, the National Party won the
strike for higher wages and improved liv- election by a narrow margin.
ing conditions.
Although the 1946 strike was bru- The National Party
tally suppressed by the government, and Apartheid
white intellectuals did propose a series
of reforms within the segregation frame- After its victory the National Party rap-
work. The government and private idly consolidated its control over the
industry made a few concessions, such as state and in subsequent years won a
easing the industrial colour bar, increas- series of elections with increased majori-
ing black wages, and relaxing the pass ties. Parliament removed Coloured voters
laws, which restricted the right of blacks from the common voters’ rolls in 1956. By
to live and work in white areas. The gov- 1969 the electorate was exclusively white:
ernment, however, failed to discuss these Indians never had any parliamentary
problems with black representatives. representation, and the seats for white
South Africa | 167

representatives of blacks and Coloureds Following a recession in the early


had been abolished. 1960s, the economy grew rapidly until
One plank of the National Party the late 1970s. By that time, owing to the
platform was for South Africa to efforts of public and private enterprise,
become a republic, preferably outside South Africa had developed a modern
the Commonwealth. The issue was pre- infrastructure, by far the most advanced
sented to white voters in 1960 as a way in Africa. It possessed efficient financial
to bring about white unity, especially institutions, a national network of roads
because of concern with the problems and railways, modernized port facilities in
that the Belgian Congo was then expe- Cape Town and Durban, long-established
riencing as it became independent. By mining operations producing a wealth of
a simple majority the voters approved diamonds, gold, and coal, and a range of
the republic status. The government industries. De Beers Consolidated Mines
structure would change only slightly: the and the Anglo American Corporation
governor-general would be replaced by of South Africa, founded by Ernest
a state president, who would be chosen Oppenheimer in 1917, dominated the pri-
by Parliament. At a meeting in London vate sector, forming the core of one of the
in March 1961, South Africa had hoped world’s most powerful networks of min-
to retain its Commonwealth status, but, ing, industrial, and financial companies
when other members criticized it over and employing some 800,000 workers
its apartheid policies, it withdrew from on six continents. State corporations
the organization and on May 31, 1961, (parastatals) controlled industries vital
became the Republic of South Africa. to national security. South African Coal,
The government vigorously fur- Oil, and Gas Corporation (SASOL) was
thered its political goals by making it established in 1950 to make South Africa
compulsory for white children to attend self-sufficient in petroleum resources
schools that were conducted in their by converting coal to gasoline and die-
home language, either Afrikaans or sel fuel. After the United Nations (UN)
English (except for the few who went to placed a ban on arms exports to South
private schools). It advanced Afrikaners Africa in 1964, Armaments Corporation
to top positions in the civil service, army, of South Africa (Armscor) was created to
and police and in such state corpora- produce high-quality military equipment.
tions as the South African Broadcasting The man who played a major part
Corporation. It also awarded official in transforming apartheid from an elec-
contracts to Afrikaner banks and insur- tion slogan into practice was Hendrik
ance companies. These methods raised F. Verwoerd. Born in the Netherlands,
the living standard of Afrikaners closer Verwoerd immigrated with his parents
to that of English-speaking white South to South Africa when he was a child.
Africans. He became minister of native affairs in
168 | The History of Southern Africa

1950 and was prime minister from 1958 buses, taxis, and hearses, in cinemas, res-
until 1966, when Dimitri Tsafendas, taurants, and hotels, in trains and railway
a Coloured man, assassinated him in waiting rooms, and in access to beaches.
Parliament. (Tsafendas was judged to When a court declared that separate ame-
be insane and was confined to a mental nities should be equal, Parliament passed
institution after the murder.) Verwoerd’s a special law to override it.
successor, B.J. Vorster, had been minis- “Grand apartheid,” in contrast,
ter of justice, police, and prisons, and related to the physical separation of the
he shared Verwoerd’s philosophy of racial groups in the cities and country-
white supremacy. In Verwoerd’s vision, side. Under the Group Areas Act (1950)
South Africa’s population contained the cities and towns of South Africa were
four distinct racial groups—white, black, divided into segregated residential and
Coloured, and Asian—each with an inher- business areas. Thousands of Coloureds,
ent culture. Because whites were the blacks, and Indians were removed from
“civilized” group, they were entitled to areas classified for white occupation.
control the state. Blacks were treated like “tribal”
The all-white Parliament passed people and were required to live on
many laws to legalize and institutional- reserves under hereditary chiefs except
ize the apartheid system. The Population when they worked temporarily in white
Registration Act (1950) classified every towns or on white farms. The govern-
South African by race. The Prohibition ment began to consolidate the scattered
of Mixed Marriages Act (1949) and the reserves into 8 (eventually 10) distinct ter-
Immorality Act (1950) prohibited inter- ritories, designating each of them as the
racial marriage or sex. The Suppression “homeland,” or Bantustan, of a specific
of Communism Act (1950) defined com- black ethnic community. The govern-
munism and its aims broadly to include ment manipulated homeland politics
any opposition to the government and so that compliant chiefs controlled the
empowered the government to detain administrations of most of those territo-
anyone it thought might further “com- ries. Arguing that Bantustans matched
munist” aims. The Indemnity Act (1961) the decolonization process then taking
made it legal for police officers to com- place in tropical Africa, the government
mit acts of violence, to torture, or to kill devolved powers onto those administra-
in the pursuit of official duties. Later laws tions and eventually encouraged them
gave the police the right to arrest and to become “independent.” Between 1976
detain people without trial and to deny and 1981 four accepted independence—
them access to their families or lawyers. Transkei, Bophuthatswana, Venda, and
Other laws and regulations collectively Ciskei—though none was ever recog-
known as “petty apartheid” segregated nized by a foreign government. Like the
South Africans in every sphere of life: in other homelands, however, they were
South Africa | 169

Bantustan territories (also known as black homelands or black states) in South Africa during the
apartheid era.

economic backwaters, dependent on business. A particularly brutal series of


subsidies from Pretoria. forced removals were conducted from
Conditions in the homelands con- the 1960s to the early ’80s, in which more
tinued to deteriorate, partly because than 3.5 million blacks were taken from
they had to accommodate vast num- towns and white rural areas (including
bers of people with minimal resources. lands they had occupied for generations)
Many people found their way to the and dumped into the reserves, some-
towns. Attempting to reverse this flood, times in the middle of winter and without
the government strengthened the pass any facilities.
laws by making it illegal for blacks to The government also established
be in a town for more than 72 hours at direct control over the education of
a time without a job in a white home or blacks. The Bantu Education Act (1953)
170 | The History of Southern Africa

took black schools away from the After the ANC Youth League
missions, and more state-run schools— emerged in the early 1940s, the ANC
especially at the elementary level—were itself came to life again under a vigor-
created to meet the expanding econo- ous president, Albert Luthuli, and three
my’s increasing demand for semiskilled younger men—Walter Sisulu, Oliver
black labour. The Extension of University Tambo, and Nelson Mandela (the lat-
Education Act (1959) prohibited the ter two briefly had a joint law practice
established universities from accepting in Johannesburg). The South African
black students, except with special per- Indian Congress, which had also been
mission. Instead, the government created revitalized, helped the ANC organize a
new ethnic university colleges—one each defiance campaign in 1952, during which
for Coloureds, Indians, and Zulus and one thousands of volunteers defied discrimi-
for Sotho, Tswana, and Venda students, natory laws by passively courting arrest
as well as a medical school for blacks. and burning their pass books. A mass
The South African Native College at Fort meeting held three years later, called
Hare, which missionaries had founded Congress of the People, included Indians,
primarily but not exclusively for blacks, Coloureds, and sympathetic whites. The
became a state college solely for Xhosa Freedom Charter was adopted, asserting
students. The government staffed these that “South Africa belongs to all who live
ethnic colleges with white supporters of in it, black or white, and no Government
the National Party and subjected the stu- can justly claim authority unless it is
dents to stringent controls. based on the will of the people.” The
government broke up the meeting,
Resistance to Apartheid subsequently arrested more than 150
people, and charged them with high trea-
Apartheid imposed heavy burdens on son. Although the trial did not result in
most South Africans. The economic any guilty verdicts, it dragged on until
gap between the wealthy few, nearly 1961. To prevent further gatherings, the
all of whom were white, and the poor government passed the Prohibition of
masses, virtually all of whom were Political Interference Act (1968), which
black, Coloured, or Indian, was larger banned the formation and foreign financ-
than in any other country in the world. ing of nonracial political parties.
While whites generally lived well, Robert Sobukwe, a language teacher
Indians, Coloureds, and especially at the University of the Witwatersrand,
blacks suffered from widespread pov- led a group of blacks who broke away
erty, malnutrition, and disease. Most from the ANC in 1959 and founded the
South Africans struggled daily for sur- Pan-Africanist Congress (PAC) because
vival despite the growth of the national they believed that the ANC’s alli-
economy. ance with white, Coloured, and Indian
South Africa | 171

organizations had impeded the struggle After Sharpeville the ANC and PAC
for black liberation. The PAC launched leaders and some of their white sympathiz-
a fresh antipass campaign in March ers came to the conclusion that apartheid
1960, and thousands of unarmed blacks could never be overcome by peaceful
invited arrest by presenting themselves means alone. PAC established an armed
at police stations without passes. At wing called Poqo, and the ANC set up its
Sharpeville, a black township near military wing, Umkhonto we Sizwe (“Spear
Johannesburg, the police opened fire of the Nation”), in 1961. Although their
on the crowd outside a police station. military units detonated several bombs
At least 67 blacks were killed and more in government buildings during the next
than 180 wounded, most of them shot few years, the ANC and PAC did not pose
in the back. Thousands of workers then a serious threat to the state, which had a
went on strike, and in Cape Town some virtual monopoly on modern weaponry.
30,000 blacks marched in a peaceful pro- By 1964 the government had captured
test to the centre of the city. Rebellion many of the leaders, including Mandela
in rural areas such as Pondoland also and Sobukwe, and they were sentenced to
erupted at this time against the controls long terms at the prison on Robben Island
of homeland authorities. The govern- in Table Bay, off Cape Town. Other perpe-
ment reestablished control by force trators of acts of sabotage, including John
by mobilizing the army, outlawing the Harris (who was white), were hanged.
ANC and the PAC, and arresting more Hundreds of others fled the country, and
than 11,000 people under emergency Tambo presided over the ANC’s executive
regulations. headquarters in Zambia.

Robben Island

Robben Island is located in Table Bay, part of the Western Cape province of South Africa. It
is 5 miles (8 km) west of the mainland and 6 miles (10 km) north of Cape Town and has an
approximate area of 5 square miles (13 square km). Its name is the Dutch word for “seals,”
once plentiful in the surrounding waters. The island was a common stopping point for pass-
ing ships in the 16th and early 17th centuries. After early efforts at settlement, it was made
a Dutch and then a British penal colony. The island housed a leper colony from 1846 to 1931,
and those judged insane were also sent there. A lighthouse was installed in 1864. Fortifications
were erected during World War II, and from the mid-1960s to 1991 Robben Island served as
South Africa’s maximum-security prison. Most inmates, including Nelson Mandela, were black
South Africans incarcerated for their resistance to apartheid. The last of these prisoners were
released in 1991. The island continued to serve as a medium-security prison for criminal offend-
ers until 1996. In 1997 it was turned into a museum and declared a national monument, and in
1999 it received designation as a UNESCO World Heritage site.
172 | The History of Southern Africa

The Unraveling of Apartheid The illusion that apartheid would


bring peace to South Africa had shat-
The government was successful at con- tered by 1978. Most of the homelands
taining opposition for almost a decade, proved to be economic and political
and foreign investment that had been disasters: labour was their only signifi-
briefly withdrawn in the early 1960s cant export, and most of their leadership
returned. Such conditions proved to be was corrupt and unpopular. The national
only temporary, however. economy entered a period of recession,
A new phase of resistance began in coupled with high inflation, and many
1973 when black trade unions organized skilled whites emigrated. South Africa,
a series of strikes for higher wages and increasingly isolated as the last bas-
improved working conditions. Stephen tion of white racial domination on the
Biko and other black students founded continent, became the focus of global
the Black Peoples Convention (BPC) in denunciation.
1972 and inaugurated what was loosely At that time the leadership of the
termed the Black Consciousness move- National Party passed to a new class
ment, which appealed to blacks to take of urban Afrikaners—business leaders
pride in their own culture and proved and intellectuals who, like their English-
immensely attractive. speaking white counterparts, believed
On June 16, 1976, thousands of chil- that reforms should be introduced to
dren in Soweto, an African township appease foreign and domestic critics.
outside Johannesburg, demonstrated Pieter W. Botha succeeded B.J. Vorster
against the government’s insistence that as prime minister in August 1978, and his
they be taught in Afrikaans rather than in government introduced some reforms,
English. When the police opened fire with but it also increased state controls. It
tear gas and then bullets, the incident repealed the bans on interracial sex and
initiated a nationwide cycle of protest marriage, desegregated many hotels,
and repression. Using its usual tactics, restaurants, trains, and buses, removed
the government banned many organi- the reservation of skilled jobs for whites,
zations such as the BPC, and within a and repealed the pass laws. Provided
year the police had killed more than 500, that black trade unions registered, they
including Biko. These events focused received access to a new industrial
worldwide attention on South Africa. The court, and they legally could strike. A
UN General Assembly had denounced new constitution was promulgated that
apartheid in 1973; four years later the created separate parliamentary bod-
UN Security Council voted unanimously ies for Indians and for Coloureds, but it
to impose a mandatory embargo on the also vested great powers in an executive
export of arms to South Africa. president, namely Botha.
South Africa | 173

The Botha reforms, however, stopped Resistance) rebels in Mozambique and


short of making any real change in the the UNITA (National Union for the
distribution of power. The white par- Total Independence of Angola) fac-
liamentary chamber could override the tion in Angola’s civil war. SADF troops
Coloured and Indian chambers on mat- entered Botswana, Swaziland, Zimbabwe,
ters of national significance, and all blacks Lesotho, and Mozambique in order
remained disenfranchised. The Group to make preemptive attacks on ANC
Areas Act and the Land Acts maintained groups and their allies in these coun-
residential segregation. Schools and tries. Botha kept what was then called
health and welfare services for blacks, South West Africa/Namibia under South
Indians, and Coloureds remained segre- African domination in defiance of the
gated and inferior, and most nonwhites, UN, which had withdrawn the mandate
especially blacks, were still desperately it had granted to South Africa over the
poor. Moreover, Botha used the State region. The country even produced a few
Security Council, which was dominated nuclear weapons, the testing of which
by military officers, rather than the cabi- was detected in 1979. Increasingly, South
net as his major policy-making body, African dissidents from all race groups
and he embarked on a massive military were harassed, banned, or detained
buildup. Military service for white males, in prison without necessarily being
already universal, increased from nine charged under renewable 90-day deten-
months to two years and included annual tion sentences.
reserve duty. During the 1980s the conserva-
South Africa’s black neigh- tive administrations of Prime Minister
bours formed the Southern African Margaret Thatcher in Britain and Pres.
Development Coordinating Conference Ronald Reagan in the United States faced
in 1979 in an effort to limit South Africa’s increasingly insistent pressures for sanc-
economic domination of the region, but tions against South Africa. A high-level
it made little progress. Most of the export Commonwealth mission went to South
trade from the region continued to pass Africa in 1986 in an unsuccessful effort to
through the country to South African persuade the government to suspend its
ports, and South Africa provided employ- military actions in the townships, release
ment for some 280,000 migrant workers political prisoners, and stop destabilizing
from neighbouring countries. Botha also neighbouring countries. Later that year
used South Africa’s military strength American public resentment of South
to restrain its neighbours from pursu- Africa’s racial policies was strong enough
ing antiapartheid policies. The South for the U.S. Congress to pass—over a
African Defense Force (SADF) assisted presidential veto—the Comprehensive
the Renamo (Mozambique National Anti-Apartheid Act, which banned new
174 | The History of Southern Africa

investments and loans, ended air links, clerics and intellectuals withdrew their
and prohibited the importation of many support. Resistance by black workers
commodities. Other governments took continued, including a massive strike
similar actions. by the National Union of Mineworkers,
The struggle intensified during and saboteurs caused an increasing
the early 1980s and became further number of deaths and injuries. The
polarized. The new constitution of economy suffered severe strain from
1983 attempted to split the opposition the costs of sanctions, administering
to apartheid by meeting Indian and apartheid, and military adventurism,
Coloured grievances while at the same especially in Namibia and Angola. The
time giving blacks no political rights gross domestic product decreased,
except in the homelands. In response, annual inflation rose above 14 percent,
more than 500 community groups and investment capital became scarce.
formed the United Democratic Front, Moreover, in 1988 the army suffered a
which became closely identified with military setback in Angola, after which
the exiled ANC. Strikes, boycotts, and the government signed an accord pav-
attacks on black police and urban coun- ing the way for the removal of Cuban
cillors began escalating, and a state of troops that had been sent to Angola and
emergency was declared in many parts for the UN-supervised independence of
of the country in 1985; a year later the Namibia in 1990. Given these circum-
government promulgated a nationwide stances, many whites came to realize
state of emergency and embarked on a that there was no stopping the incorpo-
campaign to eliminate all opposition. ration of blacks into the South African
For three years policemen and soldiers political system.
patrolled the black townships in armed Government officials held several
vehicles. They destroyed black squatter discussions with imprisoned ANC leader
camps and detained, abused, and killed Mandela as these events unfolded, but
thousands of blacks, while the army Botha balked at the idea of allowing
continued its forays into neighbouring blacks to participate in the political
countries. Rigid censorship laws tried to system. National Party dissent against
conceal those actions by banning televi- Botha in 1989 forced him to step down
sion, radio, and newspaper coverage. as both party leader and president. The
The brute force used by the National Party parliamentary caucus
government did not halt dissent. Long- subsequently chose F.W. de Klerk, the
standing critics such as Anglican party’s Transvaal provincial leader, as his
Archbishop Desmond Tutu, the 1984 successor. More than 20 years younger
Nobel Peace Prize laureate, defied the than Botha, de Klerk exhibited more sen-
government, and influential Afrikaner sitivity to the dynamics of a world where,
South Africa | 175

as democracy arose in eastern Europe Buthelezi, who was chief minister of the
and the former Soviet Union, the blatant KwaZulu homeland.
racism that still existed in South Africa As the bargaining continued, both
could no longer be tolerated. De Klerk Mandela and de Klerk made conces-
announced a program of radical change sions, with the result that both of them
in a dramatic address to Parliament on ran the risk of losing the support of
Feb. 2, 1990; nine days later Mandela their respective constituencies. While
was released from prison. During the whites were loath to forfeit their power
next year Parliament repealed the basic and privileges, blacks had hoped to win
apartheid laws, lifted the state of emer- complete control of the state. A majority
gency, freed many political prisoners, of white voters endorsed the negotiat-
and allowed exiles to return to South ing process in a referendum in 1992, but
Africa. Mandela was elected president both white and black extremists tried to
of the ANC in 1991, succeeding Tambo, sabotage the process through various
who was in poor health and died two acts of terror.
years later. Mandela and de Klerk finally
reached a peaceful agreement on the
Transition to Majority Rule future of South Africa at the end of 1993,
an achievement for which they jointly
Mandela and de Klerk, who both received the 1993 Nobel Peace Prize.
wanted to reach a peaceful solution In addition, leaders of 18 other parties
to South Africa’s problems, met with endorsed an interim constitution, which
representatives of most of the politi- was to take effect immediately after
cal organizations in the country, with South Africa’s first election by universal
a mandate to draw up a new constitu- suffrage, scheduled for April 1994. A par-
tion. These negotiations took place liament to be elected at that time would
amid pervasive and escalating violence, oversee the drafting of a permanent con-
especially in the southern Transvaal, stitution for the country. The temporary
the industrial heart of the country, constitution enfranchised all citizens
and in Natal. Most of the conflicts in 18 and older, abolished the homelands,
the Transvaal occurred between Zulu and divided the country into nine new
migrant workers, who were housed in provinces, with provincial governments
large hostels, and the residents of the receiving substantial powers. It also
adjacent townships. The conflicts in contained a long list of political and
Natal existed mainly between Zulu sup- social rights and a mechanism through
porters of the ANC and members of the which blacks could regain ownership
Inkatha Freedom Party (IFP), a Zulu of land that had been taken away under
movement led by Chief Mangosuthu apartheid.
176 | The History of Southern Africa

POSTAPARTHEID well as white voters—won a majority in


SOUTH AFRICA Western Cape. Mandela was sworn in
as president of the new South Africa
In the April 1994 election the ANC on May 10 before a vast jubilant crowd
won almost two-thirds of the vote, the that included the secretary-general of
National Party slightly more than one- the UN, 45 heads of state, and delega-
fifth, and the IFP most of the rest; all tions from many other countries. Thabo
three received proportional cabinet rep- Mbeki, a top official in the ANC, and de
resentation. The ANC also became the Klerk both became deputy presidents.
majority party in seven of the provinces,
but the IFP won a majority in KwaZulu- The Mandela Presidency
Natal, and the National Party—supported
by mixed-race (people formerly classi- The new, multiparty “government of
fied as “Coloured” under apartheid) as national unity” aimed to provide Africans

Nelson Mandela being sworn in as president of South Africa in 1994. Walter Dhladhla/AFP/
Getty Images
South Africa | 177

with improved education, housing, elec- the army, and new municipal govern-
tricity, running water, and sanitation. ments that embraced both the old white
Recognizing that economic growth was cities and their black township satellites
essential for such purposes, the ANC sprang into existence. Labour disputes,
adopted a moderate economic policy, criminal violence, and conflict between
dropping the socialist elements that Zulu factions, especially in KwaZulu-
had characterized its earlier programs. Natal, continued. The IFP (which
Mandela and his colleagues campaigned supported a new provincial constitu-
vigorously for foreign aid and invest- tion that granted a sweeping autonomy
ment, but capital investment entered the to KwaZulu-Natal but was struck down
new South Africa slowly. by the Constitutional Court) refused to
The government also had to grapple participate in the process that resulted
with a host of daunting institutional in the creation of the new national con-
problems associated with the transition stitution that Parliament passed in May
to a postapartheid society. Blacks joined 1996. Parliament revised the constitution
the civil service, antiapartheid guerril- in October after it was reviewed by the
las became members of the police and Constitutional Court; Mandela signed it

The Truth and Reconciliation Commission

The most important domestic agency created during Mandela’s presidency was the Truth and
Reconciliation Commission (TRC), which was established to review atrocities committed dur-
ing the apartheid years. It was set up in 1995 under the leadership of Archbishop Tutu and was
given the power to grant amnesty to those found to have committed “gross violations of human
rights” under extenuating circumstances.
The TRC was the target of widespread criticism; whites saw it as selectively targeting
them, and blacks viewed its actions as a charade that allowed perpetrators of heinous crimes
to go free. Former president P.W. Botha refused to answer a summons to give testimony to the
commission and received a fine and a suspended sentence, although the sentence was later
appealed and overturned. Nonetheless, the TRC uncovered information that otherwise would
have remained hidden or taken longer to surface. For example, details of the murders of numer-
ous ANC members were exposed, as were the operations of the State Counterinsurgency Unit
at Vlakplaas. Its commander, Colonel Eugene de Kock, was subsequently sentenced to a long
prison term. The commission also investigated those opposed to apartheid. One of the most
prominent was Winnie Madikizela-Mandela, the former wife of Nelson Mandela, who served
briefly as a deputy minister in 1994–95. The TRC report indicated that she had been involved
in apartheid-era violence. The report also allowed many to finally learn the fate of relatives or
friends who had “disappeared” at the hands of the authorities.
178 | The History of Southern Africa

into law in December of the same year. popular figure within the ANC and was
Also in 1996, the National Party left the selected over Mbeki to be party presi-
government to form a “dynamic but dent at the ANC conference in December
responsible” opposition. 2007, in what was one of the most con-
tentious leadership battles in the party’s
South Africa Since Mandela history. Later that month Zuma was
recharged with corruption and fraud,
Mbeki replaced Mandela as presi- and additional charges were brought
dent of the ANC in December 1997 against him. All charges were eventu-
and became president of the country ally dismissed in September 2008 on a
after the ANC’s triumphant win in the legal technicality, but prosecutors from
June 1999 elections. Mbeki pledged to the National Prosecuting Agency (NPA)
address economic woes and the need vowed to appeal the ruling.
to improve the social conditions in the Ironically, it was perhaps Mbeki
country. The ANC was again victorious rather than Zuma who was most politi-
in the April 2004 elections, and Mbeki cally harmed by the controversy
was elected to serve another term. South surrounding Zuma’s corruption charges.
Africa had entered the 21st century with Following an allegation by a High
enormous problems to resolve, but the Court judge that there had been politi-
smooth transition of power in a govern- cal interference (allegedly by Mbeki or
ment that represented a majority of the at his behest) in Zuma’s prosecution
people—something unthinkable less on corruption-related charges, on Sept.
than a decade earlier—provided hope 20, 2008, Mbeki was asked by the ANC
that those problems could be addressed to resign from the South African presi-
peaceably. dency, which he agreed to do once the
In March 2005 deputy president relevant constitutional requirements had
Jacob Zuma—who was widely held to been fulfilled. On September 25 he was
be Mbeki’s successor as president of the succeeded by Kgalema Motlanthe, who
ANC and, eventually, as president of the was selected by the National Assembly to
country—was dismissed by Mbeki amid serve as interim president until elections
charges of corruption and fraud; the next could be held in 2009.
year Zuma stood trial for an unrelated As the 2009 general election drew
charge of rape. He was acquitted of rape near, the spotlight was once again
in May 2006, and the corruption charges on the corruption-related charges
were dropped later that year. Despite against Zuma and the allegations of
the repeated allegations of wrongdo- political interference, culminating
ing, which his supporters claimed were in an announcement by the National
politically motivated, Zuma remained a Prosecuting Authority (NPA) on April
South Africa | 179

6, 2009, that the charges would be with- of Zuma’s innocence unresolved. The
drawn. Although prosecutors stated ANC, however, was unscathed by the
that they felt the charges had merit, they pre-election drama. It finished far ahead
noted evidence of misconduct in the of the other parties in the April 22 gen-
handling of Zuma’s case. Opposition eral election, winning almost 66 percent
parties condemned the announcement, of the vote, and Zuma was poised to
alleging that the NPA bowed to pres- become the country’s next president. He
sure from the ANC to drop the charges was officially elected to the presidency
before the election, and complained in a National Assembly vote, held on
that the NPA’s actions left the question May 6; he was inaugurated on May 9.
CHAPTER 11
Swaziland

S waziland is a landlocked country in southeastern Southern


Africa. A former British protectorate, it gained indepen-
dence in 1968. The capital is Mbabane.

EARLY HISTORY

The Swazi nation is a relatively recent political grouping,


the main amalgamation of clans having taken place under
Dlamini military hegemony about the middle of the 19th
century. However, the record of human settlement in what is
now Swaziland stretches far back into prehistory. The earliest
stone tools, found on ancient river terraces, date back more
than 250,000 years, and later stone implements are associated
with evidence of Homo sapiens from perhaps as long ago as
100,000 years. By 42,000 years ago the inhabitants were quar-
rying red and black hematite ore for cosmetic purposes on
the top of the Ngwenya massif (where in 1964 a large open-
cut mining operation was developed to exploit the rich ore
deposit). This ranks as one of the world’s earliest mining and
trading activities, and mining continued for many thousands
of years after that. Much later—about 20,000 years ago—the
archaeological record reveals occupation by the ancestors of
the San hunter-gatherers, who created the distinctive rock
paintings found throughout the western part of the country.
About 2,000 years ago groups of Bantu-speaking peoples
(Nguni, Sotho, and Tswana) moved southward across the
Swaziland | 181

Limpopo River. They cultivated crops, major clan groupings were struggling for
kept livestock (sheep and goats), used supremacy. Two of these, the Ndwandwe
pottery, and smelted iron—hence their and the Zulu, located to the south of
designation as Early Iron Age peoples. the new Ngwane homeland, constituted
At a later date cattle were introduced. a serious threat to the Dlamini, who
These people are recorded at Ngwenya, strove to establish their control over the
where the mining of iron ore has been clans among whom they had settled.
dated to about 400 ce. During the follow- Nevertheless, by the end of the century,
ing centuries the more attractive areas of they had achieved considerable success
Swaziland were settled by these ances- in assimilating some of these clans and
tors of the Nguni and Sotho clans, whom in forging bonds with others to create a
the Swazi encountered in the late 18th new political grouping.
and early 19th centuries. However, this new power base was
The ancestors of the Dlamini clan not strong enough to ward off aggression
were part of this southward movement, by their southern neighbours, so about
which reached the Delagoa Bay area 1820 under their new king—Sobhuza I, or
(now Maputo) of Mozambique some Somhlohlo (“The Wonder”)—they moved
considerable time before the arrival of northward to establish a safer heartland
the Portuguese in the early 16th century. in central Swaziland (the Middleveld).
There they settled as part of the Thembe- There the Dlamini consolidated their
Tonga group of peoples until the mid-18th power under Sobhuza I and his son
century, when, probably because of dynas- Mswati II. Part of this success must
tic conflict, they moved southward along be attributed to Sobhuza’s adoption of
the coastal plain between the mountains the Zulu age-group system of military
and the Indian Ocean—“scourging the organization, which created regiments
Lubombo,” as a royal praise song puts it. across clan loyalties and which was at
Up to this time they called themselves all times strictly disciplined. By 1860
Emalangeni. Later they moved westward they had extended their power through
through the Lubombo range and up the conquest and assimilation far beyond
Pongola valley, where about 1770 under the boundaries of present-day Swaziland
their king Ngwane III they established the under Mswati II, whom later generations
first nucleus of the Swazi nation (bakaNg- described as “their greatest fighting king”
wane) near what is now Nhlangano. and who gave his name to the nation.
At the peak of their power, however,
EMERGENCE OF THE a new factor had emerged in the regional
SWAZI NATION geopolitics, which over the next 40 years
caused the gradual contraction of Swazi
This was a turbulent period in the history territorial and political authority. This
of southeastern Africa, when a number of was the competing pressure from the
182 | The History of Southern Africa

Sobhuza

(b. c. 1795—d. c. 1839, near Manzini, Swaziland)

Sobhuza I was the Southern African king (reigned from about 1815) who developed the chief-
taincy that under his son, Mswati II, was to become the Swazi nation (now Swaziland).
Sobhuza was the son of the Ngwane chief Ndvungunye (of the Dlamini clan), whose chief-
taincy was situated somewhere near the Pongola River, south of Delagoa Bay (the exact area is
still uncertain). About 1820, after being attacked by warriors from the Ndwandwe chieftaincy
under Zwide, Sobhuza began to migrate with his people north of the Usutu River, where he was
attacked on several more occasions. After the destruction of the Ndwandwe in the mid-1820s
(attributed to the Zulu under Shaka), Sobhuza returned south to the Ezulwini valley (south-
ern Swaziland), where he established his village. He extended Dlamini-Ngwane influence over
much of what is now central Swaziland. Although the Dlamini-Ngwane were raided by the Zulu
in 1828 and 1836, Sobhuza’s people survived during the 1830s. Sobhuza married Thandile,
daughter of Zwide, and groomed his son, Mswati, as his heir.

expanding Boer republic of the Transvaal In 1888 the Swazi tried to regulate
and from the growing British imperial the new influences that the influx of
presence, especially after the discovery Europeans had created by granting them
in South Africa of diamonds in 1867 and a charter of conditional self-government
gold in 1871. subject to the royal veto. Behind the
The main destabilizing force was the concessions scramble by individuals,
stream into the country of European pros- however, lay the intrigue and conflict of
pectors and concession hunters, which the the two white powers, the Boers and the
Swazi were able to contain for a while but British. The former needed a route to the
which became a flood after the kingship sea, while the latter wanted to contain
passed to Mbandzeni in 1875. By 1890 so them. Swaziland stood in the way, as an
many concessions had been granted for obstacle to be manipulated by both.
so many purposes (in addition to land and Under a convention between the
mineral rights) that practically the whole British government and one of the Boer
country was covered two, three, or even states, the South African Republic (also
four deep in concessions of all kinds and known as the Transvaal), a provisional
for different periods. Although the Swazi government consisting of representatives
maintained that these were all leasehold of the two powers and a representative
rights that would terminate at some of the Swazi people was set up in 1890.
future date, they had, as it later transpired, In 1893 the British government signed
signed away their independence. a new convention permitting the South
Swaziland | 183

Mswati II

(b. c. 1825, near Manzini [now in Swaziland]—d. August 1865, Swaziland)

Mswati II was a Southern African king and son of Sobhuza I. Mswati (also spelled Mswazi) was
the greatest of the Dlamini-Ngwane kings, and the Swazi (as the Dlamini-Ngwane came to be
called) take their name from him. Mswati extended his kingdom northward into Rhodesia (now
Zimbabwe), including territory since lost by the Swazi.
Mswati was the son of Sobhuza I by his wife Thandile. He succeeded to the kingship on his
father’s death c. 1839, but he began his effective rule when he was circumcised (a rite of passage
signifying attainment of maturity) in 1845. He dealt with internal rebellion, pressures resulting
from Boer invasions into the eastern Transvaal, and land rivalries with Mpande’s Zulu in the
Ingwavuma River area. He expanded the control of Sobhuza’s original chieftaincy to include
much of modern Swaziland’s Lowveld, creating one of the most powerful nations of Southern
Africa. After the death of the Gaza king Soshangane (c. 1858–59), Mswati’s people interfered
in the Gaza succession in a long-running series of wars and clashes. By 1865 the Swazi were
hegemonic in the lowlands to the west of Delagoa Bay. In August 1865, however, Mswati died
prematurely at the height of his success. His successors, Ludvongo and, after 1874, Mbandzeni,
were unable to preserve Swazi power against Boer land claims and pursuit of minerals. By 1890
Swaziland had virtually collapsed as an autonomous entity and was preserved from incorpora-
tion into the Union of South Africa in 1910 only by previous British annexation in the aftermath
of the South African War (1899–1902).

African Republic to negotiate with the administer Swaziland and to legislate by


Swazi regent and her council for a proc- proclamation. In 1906 these powers were
lamation allowing the republic to assume transferred to a high commissioner for
powers of jurisdiction, legislation, and Basutoland, Bechuanaland, and Swaziland.
administration without the incorporation
of Swaziland into the republic. The Swazi COLONIAL ADMINISTRATION
refused to sign the proclamation, but in
1894 another convention was signed by The colonial years from 1906 to the late
the two powers, virtually giving unilateral 1940s saw Swaziland drift into a backwa-
effect to its terms. After the South African ter of the British Empire. A fundamental
War of 1899–1902 all the rights and powers reason was that provision had been made
of the republic passed to Great Britain, and in the South Africa Act of 1909 (which
in June 1903, by an order in council under established the Union of South Africa as
the Foreign Jurisdiction Act, the gover- a British dominion) for the possible even-
nor of the Transvaal was empowered to tual transfer of Swaziland (and Basutoland
184 | The History of Southern Africa

and Bechuanaland) to the union. While


this possibility existed, no socioeconomic
improvement took place, and it was dif-
ficult to distinguish Swaziland from the
neighbouring rural areas of South Africa
(there were no border posts). Politically,
the situation was epitomized in the
downgrading of the title of king to that
of paramount chief and of his function to
that of “native administration.” Despite
a number of requests from South Africa
over the years, however, the imperial
power declined to transfer Swaziland.
This resolution was stiffened by events
in South Africa after the 1948 election,
which heralded the onset of apartheid, a
policy of racial separation and discrimi-
nation. Also, from 1945 onward, Britain
had begun to tackle socioeconomic
problems. By the mid-1950s the issue
of transfer was dead, though the grand
apartheid design of separate homelands King Mswati III, during his 1986 coronation.
for Africans still included Swaziland. His administration faced accusations of cor-
From 1960 the economy forged ruption and demands for democratization.
ahead steadily, but sociopolitical prog- Mswati approved a new national constitu-
ress followed more slowly. A constitution tion in 2005. Walter Dhladhla/AFP/Getty
providing for limited self-government Images
was promulgated in 1963, and in 1967 the
country became a protected state under cherished and preserved Swazi tradi-
which the kingship was restored. This tions. Five years after independence, the
was followed by full independence on king repealed the constitution designed
Sept. 6, 1968. by the British and restored the tradi-
tional system of government, in which
SWAZILAND SINCE all effective power remains in the royal
INDEPENDENCE capital. A system of local government,
known as the tinkhundla, operates at
King Sobhuza II of Swaziland was the grass roots. Sobhuza’s concession to
installed as the Ngwenyama of the modern government was to retain the
Swazi nation in 1921. The king jealously cabinet system with a prime minister
Swaziland | 185

and other ministers, but all are chosen democratic reform. Demonstrations and
by the king. Under his firm but benevo- strikes were held during the 1990s and
lent rule, Swaziland enjoyed a remarkable 2000s to protest the slow pace of prog-
degree of political stability and eco- ress toward democratic change.
nomic progress. Emphasis was placed on To appease his many critics, King
education—which had been neglected in Mswati III appointed a committee to
colonial times—on health, and on other draft a new constitution in 2001. Released
human resource developments. for public comment in May 2003, it was
King Sobhuza’s death on Aug. 21, 1982, criticized for falling short of democratic
was followed by a power struggle within reform, as it banned opposition political
the royal family, which was not finally parties and allowed the king to retain
resolved until 1986, when the teenage absolute governing powers. A revised
heir, Prince Makhosetive, was installed as version, which neither banned political
King Mswati III. His rule, characterized parties nor acknowledged their existence,
as autocratic and rife with corruption was signed by the king in July 2005 and
and excess, was beset with demands for went into effect in February 2006.
CHAPTER 12
Zambia

Z ambia is a landlocked country in Southern Africa. A for-


mer British colony, it gained independence in 1964. The
capital is Lusaka.

ARCHAEOLOGY AND EARLY HISTORY

Stone tools attributable to early types of humans have


been found near Victoria Falls and in the far northeast,
near Kalambo Falls. In 1921, excavations at Kabwe revealed
the almost complete skull of Homo sapiens rhodesiensis
(“Broken Hill Man”), which may be well over 100,000 years
old. However, by 20,000 bce the only surviving type of
human throughout the Old World was the ancestor of mod-
ern humans, Homo sapiens sapiens, who developed the use
of spears, the bow and arrow, game traps, and grindstones.
Remains of such industries have been found in much of cen-
tral and northern Zambia, sometimes near lakes and rivers
but often in caves and rock-shelters.
During the 1st millennium ce, Zambia was occupied by
migrants from farther north who probably spoke Bantu lan-
guages; they certainly cultivated crops and kept domestic
stock. Traces of ironworking in central and western Zambia
have been dated to the first five or six centuries ce. Iron tools
and weapons greatly increased mastery over both man and
nature and, together with food production, promoted popula-
tion growth. Stone-using hunters and gatherers were liable
Zambia | 187

to be overrun and absorbed by the food trade with the east coast. About the 14th
producers, though some survived on the century a few people were buried wear-
edges of farming zones until a few centu- ing ornaments of seashells and exotic
ries ago. The complex layers of paintings glass beads near Kalomo and at Ingombe
found in rock-shelters in northeastern Ilede, near the confluence of the Zambezi
Zambia indicate that the homes of stone- and Kafue rivers. The latter burials also
using hunters became the shrines of included gold beads, copper ingots, and
invading farmers. iron bells of a kind later associated with
In central Zambia, by the 6th cen- chieftainship. These metals would have
tury ce, the first food producers worked come from south of the Zambezi, but they
copper as well as iron. By about 1000 were probably being reexported down
ce, copper ingots were being made at the river by Muslim traders, either Arab
Kansanshi, at the western end of the or African.
Copperbelt, which implies that copper The period between about 1500 and
was being traded extensively and per- 1800 remains relatively obscure. This was
haps used as currency. when copper was most intensively mined
Early in the 2nd millennium ce, cattle at Kansanshi, but it is not known who was
keeping became more intensive on the buying it. The main evidence for these
Batoka Plateau of southern Zambia, while centuries consists of oral traditions. In
cotton spinning and pipe smoking were much of Zambia, from the upper Kafue
introduced. The associated pottery seems to the Malawi border, there are legends of
directly ancestral to that made locally in groups being founded by chiefly families
the 20th century. Similar evidence of cul- who came from Luba country in what is
tural continuity over a long period has also now southeastern Democratic Republic
been found in the resemblance between of the Congo. Such stories should not
modern pottery in central, northern, and be taken at face value. They dramatize
eastern Zambia and a kind of pottery that prolonged processes of population drift
has been dated to the 12th century ce. and the spread of cultural influences.
The differences in pottery traditions have By the 18th century, small-scale chief-
been ascribed to immigration. They also tainship was probably widespread in
indicate thicker settlement of woodland northern and eastern Zambia, but few
through the adoption of chitemene culti- of the group names current today would
vation, widespread in Zambia even today. have meant much; such names refer not
This technique depends heavily on the to long-enduring communities but to
use of iron axes, because seed is sown in changing perceptions of cultural and
the ashes of branches lopped from trees. political differences. In the early 19th
In southern Zambia, archaeology has century, however, there were at least four
thrown light on both the emergence of areas in which the growth of kingdoms
class distinctions and the beginnings of was strengthening the sense of group
188 | The History of Southern Africa

Copperbelt

The Copperbelt is a zone of copper deposits and associated mining and industrial development
dependent upon them in Southern Africa. It extends about 280 miles (450 km) northwest from
Luanshya, Zamb., into the southern region of the Democratic Republic of the Congo. The zone is
up to 160 miles (260 km) in width and contains more than a tenth of the world’s copper depos-
its, found mostly in Late Precambrian sedimentary deposits with the ore concentrated in zones
indicative of hilltop and beach, or near-shore, environments. The Copperbelt forms the greatest
concentration of industry in sub-Saharan Africa outside the Republic of South Africa.
Upon Zambia’s independence in 1964, its thriving economy was heavily reliant on copper
exports. In 1969 the Zambian government nationalized the copper-mining industry, which was
then to be run by a parastatal organization, Zambian Consolidated Copper Mines. By the mid-
1970s the price of copper on the world market had steeply dropped, resulting in a damaging
economic decline. In the 1990s the mining industry began to be privatized, and most of the cop-
per mines were sold.

identity: in the east, among the Chewa; they were regularly acquiring ivory and
in the northeast, among the Bemba; on copper from Zambians in exchange for
the lower Luapula, among the Lunda cotton cloth. During the later 18th cen-
(who had indeed invaded from the west tury, slave-owning Goans and Portuguese
about 1740); and on the upper Zambezi, mined gold and hunted elephants among
among the Luyana (later called Lozi). the southern Chewa. Their activities
In the Lunda and Luyana kingdoms a were reported to Kazembe III, the Lunda
prosperous valley environment encour- king on the Luapula, by Bisa traders who
aged dense settlement and prompted exported his ivory and copper to the Yao
the development of relatively centralized in Malawi. Kazembe already had indirect
government. access to European goods from the west
coast; he now hoped to cut out his African
EXTERNAL CONTACTS middlemen. One Goan visited Kazembe
and was warmly received, but, though
Trade between Zambia and the Western the Portuguese government dispatched
world began with the Portuguese in further expeditions in 1798 and 1831, they
Mozambique. Early in the 17th century, came to nothing, mainly because the
the Portuguese ousted Muslims from the Portuguese on the Zambezi were turning
gold trade of central Africa. Early in the their attention to exporting slaves rather
18th century, they founded trading posts than ivory or gold. Western Zambia was
at Zumbo and Feira, at the confluence of also beginning to be enmeshed in the
the Zambezi and Luangwa rivers. By 1762 Portuguese slave trade, directed to Brazil.
Zambia | 189

From the early 19th century African trad- in 1873. Livingstone’s reports of the
ers from Angola bought slaves to the expanding slave trade inspired other
north of the Lozi kingdom, though the missionaries to come to central Africa
Lozi themselves kept servile labour for and continue the struggle against it, but
production at home. it was the mining magnate Cecil Rhodes
During the second half of the 19th who ensured that so much country
century Zambia was convulsed by trad- north as well as south of the Zambezi
ers, raiders, and invaders who came from came within a British sphere of influ-
all surrounding areas. From about 1840 ence during the “scramble for Africa.”
to 1864 the Lozi kingdom was ruled by In 1889 the British government granted
the Kololo, warrior-herdsmen who had a charter to Rhodes’s British South
fled north from Sotho country. In the Africa Company (BSAC), bestowing
1860s and ’70s the northern Chewa were powers of administration and enabling
conquered by a group of Ngoni, who had it to stake claims to African territory at
also come from the far south. Meanwhile, the expense of other European powers.
the Bemba and Kazembe’s Lunda began The unique butterfly shape of Zambia
selling ivory and slaves to Arabs and resulted from agreements in the 1890s
Africans from the east coast. At the same between Britain and Germany, Portugal,
time, ivory and slaves were hunted in and the Belgian king Leopold II, and
central Zambia by Chikunda adventur- these in turn rested on treaties, mostly
ers armed with guns, and South African stereotyped in form, between Rhodes’s
traders were buying ivory from the Lozi. agents and African chiefs.
A few rulers contrived to turn such At this stage there was little resis-
trade to their own advantage, and the tance to white intrusion. The most
general rise in demand for goods stimu- immediate threat to African land and
lated local production of ironwork, salt, labour came in Ngoniland, thought by
tobacco, and food. Indeed, several crops whites to be rich in gold, and the Ngoni
of American origin were introduced, duly fought company troops in 1898.
such as corn (maize), cassava (manioc), The Bemba, however, faced no such
peanuts (groundnuts), and sugarcane. challenge and in any case were deeply
Much of Zambia was devastated by divided, while the Lozi king believed that
marauders, however. alliance with the company would protect
At the end of the 19th century his empire against both the Portuguese
Zambia came under British rule. British and the Ndebele. It is also likely that dis-
interest in the region had first been ease and famine undermined the will to
aroused by the missionary-explorer resist: there were smallpox epidemics in
David Livingstone, who crossed Zambia the early 1890s, widespread rinderpest in
during three great expeditions between 1892–95, and locust plagues throughout
1853 and his death, near Lake Bangweulu, the decade.
190 | The History of Southern Africa

COLONIAL RULE Northern Rhodesia as well as Katanga.


The Bwana Mkubwa mine exported cop-
At first the BSAC administered its terri- per from 1916 to 1918, and from 1917 to
tory north of the Zambezi in two parts, 1925 the country’s main export was lead
North-Eastern and North-Western from Broken Hill (now Kabwe). African
Rhodesia. In 1911 these were united to resentment of wartime hardship found
form Northern Rhodesia, with its capi- expression in the millennial Watchtower
tal at Livingstone, near Victoria Falls. movement, which inspired rebellion
Among a population of perhaps one among the Mambwe in the northeast.
million, there were about 1,500 white More-effective opposition to BSAC rule
residents. Some had come to mine came from white settlers, especially
surface deposits of copper, and a few, when an income tax was imposed in
mostly from South Africa, farmed on the 1920. The company was ready to give up
plateau east of Livingstone. However, the increasingly costly burden of admin-
the BSAC regarded the country chiefly istering Northern Rhodesia and in 1924
as a source of labour for gold and coal handed over this responsibility to the
mines in Southern Rhodesia and for the Colonial Office in London, which soon
copper mines in the southern region of set up a legislative council to which five
the Belgian Congo, which in 1910 were members were elected by the white popu-
linked by rail to Southern Rhodesia and lation, then about 4,000.
the east-coast port of Beira, Mozam. By The British government hoped to
then company officials had been posted increase white settlement as part of a
to most parts of Northern Rhodesia and wider strategy to strengthen British influ-
levied taxes in order to force Africans to ence between South Africa and Kenya.
seek work. Such pressure sometimes pro- Land was reserved for white ownership
voked violent, but small-scale, resistance. along the railway line, in the far north, and
World War I bore heavily on the in the east. African reserves were marked
territory. For the campaign against the out around these areas in 1928–30. This
Germans in East Africa, 3,500 troops were soon led to overcrowding, soil exhaustion,
recruited and 50,000 porters conscripted, and food shortage, yet few whites took
mostly from the northeast; many never up the land available to them. By 1930 it
returned. Food supplies were requisi- was clear that copper was the country’s
tioned, yet food production was crippled. most promising resource. Huge deposits
Women, as always, bore the brunt of sow- had been located far beneath the head-
ing and harvesting, but, in the absence of waters of the Kafue and were mined by
men to cut trees and clear new land, farm companies mostly financed from South
plots were worked to exhaustion. Labour Africa, through the Anglo American
was also urgently needed for mining; war Corporation, and the United States,
boosted the demand for base metals from through the Rhodesian Selection Trust.
Zambia | 191

In 1930–31 prices for copper col- visiting financial expert, Sir Alan Pim. In
lapsed, partly as a result of the worldwide a report to the Colonial Office, he urged
depression. However, the new mines more public investment in roads, schools,
enjoyed a comparative advantage, since and health services, for Africans as well
they worked high-grade ores at relatively as whites. Missionaries ran many primary
low cost. For skilled labour they depended schools, but in 1942 only 35 Africans were
on whites, who had to be paid what they receiving secondary education.
might have earned in South Africa. When World War II broke out in
African labour, however, was cheap and 1939, Britain contracted to buy the whole
abundant, and employers accepted a output of the Copperbelt. British depen-
high turnover rate to avoid providing the dence on undisturbed copper production
amenities that would encourage perma- meant that white mine workers were
nent African settlement in urban areas. allowed to maintain an industrial colour
From 1935 copper prices rose sharply, bar. Nonetheless, a second strike by
and by 1938 Northern Rhodesia contrib- African mine workers, in 1940, caused a
uted a substantial amount to the world’s revision of wage scales to take account of
total output of copper. accumulating experience and skill. After
Yet copper exports did not confer the war the new Labour government in
much prosperity. Near the railway both Britain began to promote the formation
African and white farmers grew food for of African trade unions, and by 1949 half
the mines, but most African farmers were the African mine workers in Northern
too remote from the market to be able to Rhodesia belonged to a single union.
earn a cash income. More than half the In the same year, new legislation con-
able-bodied male population worked for firmed that (in contrast to South Africa
wages away from home, and as many and Southern Rhodesia) African unions
of these worked outside the territory as had the same bargaining rights as those
within it. On the Copperbelt itself, low of white workers. Meanwhile, between
wages and poor conditions provoked 1942 and 1946, African teachers, clerks,
Africans to strike at three mines in 1935. foremen, and clergy had formed wel-
Nor were rising copper sales of much fare societies both in the mining towns
benefit to the government (whose capi- and in rural areas; in 1948 these gave
tal was moved to Lusaka in 1935). The rise to the Northern Rhodesia Congress.
mineral rights were owned by the BSAC, Some of its members sat on the African
which duly exacted royalties. Taxation Representative Council set up by the
was levied on what profits remained, government in 1946. This body had no
but half was retained by the British gov- power, but it criticized political and social
ernment, which made only tiny grants conditions, especially the informal colour
for economic development. In 1938 bar, and from 1948 it elected two Africans
these arrangements were criticized by a to sit on the Legislative Council. In the
192 | The History of Southern Africa

countryside “indirect rule” through chiefs also dominated the federal parliament.
became more broadly representative. It had wide powers over all three territo-
In some respects, Africans made ries, though in the north Britain retained
important advances in the first postwar control over questions of African land,
years. On the other hand, these advances education, and political status. At first,
also strengthened white aspirations to African suspicions of federation were
settler self-government, as in Southern blunted in Northern Rhodesia by an eco-
Rhodesia. Although whites formed less nomic boom. Copper prices had risen
than 2 percent of the Northern Rhodesian steeply following sterling devaluation
population, their numbers rose between in 1949 and the outbreak of war in Korea
1946 and 1951 from 22,000 to 37,000, in 1950; the mining companies finally
partly because of immigration from began to pay regular dividends, while
Britain. The Legislative Council included the Northern Rhodesian government
eight elected white members, and in def- received a share of royalties. Following
erence to them a large-scale development a major African strike in 1952, the real
plan was drastically revised between wages of African mine workers at last
1947 and 1953 at the expense of African moved upward. The companies increased
education. their use of machinery and African
Yet this was not enough. To many skills; in 1955 the industrial colour bar
whites, the best hope of entrench- was breached, and a select minority of
ing white supremacy seemed to lie in African workers were encouraged to
amalgamation with the south. This live out their working lives in the min-
ambition gained support from British ing areas. “Stabilized” labour began to
politicians and civil servants who feared replace oscillating migrant labour.
that Southern Rhodesia would other- In 1956, however, the copper boom
wise fall under the sway of the Afrikaner came to an end. Whites in Northern
nationalists who had come to power in Rhodesia became increasingly aware
South Africa in 1948. In 1951 the British of how far the federal tax system chan-
Labour government was replaced by neled copper profits into Southern
Conservatives less concerned to avoid Rhodesia. Many Africans were thrown
alienating African opinion. Despite wide- out of work, while little had been done
spread popular protest, in which chiefs to help African farming or education,
and Congress combined, Northern and despite federal propaganda for “partner-
Southern Rhodesia and Nyasaland were ship.” A new generation of leaders in
brought together in the Central African Congress wanted Northern Rhodesia to
Federation in 1953. become an independent African state, as
The federation was a curious and Ghana had become in 1957. In 1958, led
unstable compromise. Its government by Kenneth Kaunda, a former teacher and
was based in Southern Rhodesia, which civil servant, these radicals split off from
Zambia | 193

Congress to found the Zambia African taxation. The country embarked on long-
National Congress and its successor, overdue investment in communications
the United National Independence Party and social services. In 1960 there had
(UNIP). Britain accepted that Africans been only 2,500 Africans in secondary
would have to be given more power than schools; by 1971 there were 54,000. At
the federal government was willing to independence there were fewer than 100
concede. In 1962 UNIP organized a mas- Zambian university graduates; in 1965
sive campaign of civil disobedience, but the University of Zambia was founded,
it agreed to take part in elections under and by 1971 it had 2,000 students.
a new constitution, and an election later Zambians finally began to predominate
that year gave Africans a majority in the in the upper ranks of the civil service,
legislature. The federation with Southern the army, business, and the professions.
Rhodesia and Nyasaland was dissolved The copper industry still relied heavily
at the end of 1963. on white expertise, but the colour bar had
vanished, and in 1966 black mine work-
INDEPENDENT ZAMBIA ers secured a large increase in pay, which
soon affected wage levels generally.
Early in 1964 an election in Northern On the other hand, Zambia incurred
Rhodesia based on universal adult suf- massive costs from the survival of white
frage gave UNIP a decisive majority, and supremacy across the Zambezi. Following
it was supported by nearly a third of the (Southern) Rhodesia’s Unilateral
white voters. On Oct. 24, 1964, the coun- Declaration of Independence (UDI) in
try became the independent Republic 1965, the United Nations imposed sanc-
of Zambia, within the Commonwealth tions intended to isolate that country,
and with Kaunda serving as executive but these bore much more heavily on
president. Zambia. Copper exports were expen-
sively rerouted northward, and a tarmac
Zambia Under Kaunda road and oil pipeline were built to Dar
es Salaam, Tanz. Trade with Rhodesia
During the early years of independence, was steadily reduced, and the border
Zambia was comparatively prosperous. was finally closed in 1973. A new coal
Copper prices rose steadily from 1964 to mine and new hydroelectric schemes
1970, boosted by the Vietnam War, and made Zambia largely independent of
Zambia became the world’s third larg- the Rhodesian-controlled power station
est producer of copper. Meanwhile, the at the Kariba Dam (built in 1959). In
leakage of copper profits abroad was 1970–75 China built a railway from the
greatly reduced. In 1964 the government Copperbelt to Dar es Salaam, which com-
acquired the mineral rights of the BSAC, mitted Zambia and Tanzania to extensive
and thereafter it also increased mining trade with China.
194 | The History of Southern Africa

National integration had been a major committed to high spending, both pub-
task for Zambia’s leaders at independence. lic and private, reacted by borrowing
White settlers presented no great dif- heavily abroad and drawing on reserves.
ficulty, and those farmers who stayed on Investment declined, as did the efficiency
were valued for their major contribution of the transport network. State control of
to food production. African “tribalism” the mining industry, achieved in 1969–
was a more serious problem. This had 75, artificially prolonged its life but also
less to do with the survival of precolonial increased the scope of corruption, as did
political loyalties than with regional dif- parastatal corporations set up to promote
ferences aggravated under colonial rule industrial diversification.
and the absence of any African lingua The government became increas-
franca. The Lozi and other peoples in ingly authoritarian. Kaunda felt
the west and south had long depended threatened by critics at home and by the
on labour migration across the Zambezi; illegal Rhodesian regime, which harassed
the Copperbelt was dominated by Bemba African guerrillas based in Zambia. UDI
speakers from the northeast. Kaunda had already prompted Kaunda to impose
did not himself belong to any major eth- emergency regulations, which thereafter
nic group, but his continuation in power were regularly renewed by the National
required constant reshuffling of col- Assembly and enabled the president to
leagues in the party and the government detain political opponents without trial.
to preclude the emergence of a rival. In the In 1973 the National Assembly approved
name of national unity, UNIP sometimes a one-party constitution, and in 1975
made exaggerated claims to allegiance; UNIP took over Zambia’s main newspa-
such claims had brought it into armed per. To some extent, fear of foreign attack
conflict in 1964 with the Lumpa church diminished with the advent of indepen-
founded by Alice Lenshina and in the late dence in Portuguese Africa in 1975 and
1960s with Jehovah’s Witnesses. UNIP in Rhodesia (Zimbabwe) in 1980. But
also challenged the independence of the warfare in Angola and South African
judiciary, though from 1969 the author- interference continued to provide pre-
ity of the bench was strengthened by the texts to curb internal opposition.
appointment of black Zambian judges. Still more worrying, however, was
In the early 1970s Zambia’s eco- the deepening economic crisis. Kaunda
nomic fortunes took a turn for the urged Zambians to look to agriculture
worse. Copper continued to provide the rather than mining for a solution, but
great bulk of export earnings, but prices rural development policies, though
fluctuated erratically and suffered a pro- consuming foreign aid, were mostly
longed fall in 1975. The price of oil shot ill-conceived and failed to stem the his-
up in 1973, and inflation, already seri- toric drift to the towns. By 1980, out of
ous, rapidly increased. The government, a population of 5.7 million, more than 2
Zambia | 195

million lived in towns—many without attempts by opposing forces to topple


jobs or housing—and inevitably, disease the ruling party, termed “coup attempts,”
and crime flourished. Urban dwellers although they involved neither blood-
refused to pay the high prices that shed nor widespread popular support.
might have encouraged more farmers On May 16, 1996, the National
to produce for the market. Government Assembly approved amendments to the
subsidies sometimes bridged the gap, constitution that declared that presiden-
but their partial removal in 1986 and 1990 tial candidates must be Zambian citizens
provoked major food riots in the towns. born of parents who are Zambian by
The restoration of subsidies in 1987 cost birth and that a candidate must not be
Zambia the support of the International a chief. These amendments were widely
Monetary Fund, though such support had viewed in both domestic and interna-
been critical in coping with enormous tional circles as a deliberate attempt to
foreign debts. Mounting discontent was prevent Kaunda—whose parents were
reflected in recurrent closings of the from Malawi—and his running mate,
University of Zambia, and in August 1991, Senior Chief Inyambo Yeta, from run-
in response to widespread pressure, the ning for office. Despite broad opposition,
National Assembly abolished the one- however, the National Assembly passed
party state. Multiparty elections were the amendments, thereby preventing
held in October, and Kaunda was deci- Kaunda’s candidacy. Later that year
sively defeated by a trade union leader, Chiluba was reelected to a second term.
Frederick Chiluba of the Movement for Some viewed his reelection as an empty
Multi-party Democracy (MMD). UNIP victory, however, since Kaunda had been
was left with fewer than one-sixth of the prevented from contesting and UNIP had
seats in the National Assembly. boycotted the elections.
Chiluba faced another weak coup
Chiluba Presidency attempt on Oct. 28, 1997, when a group
of Zambian army commandos seized
Although the 1991 election positioned control of the national radio station in
Zambia to become one of Africa’s leaders Lusaka and proclaimed that they had top-
in the area of political stability, its fulfill- pled Chiluba’s government; within hours,
ment of that promise was hampered by however, the group was overpowered
a variety of domestic issues. Chiluba’s by Zambian troops loyal to the presi-
administration worked to bring about dent. Several people were later charged
economic reform, but ironically economic in connection with the event, including
progress was limited due to the wide- Kaunda, who was arrested on December
spread corruption that became a problem 25. He was released six days later, but he
under his rule. In addition, Chiluba’s was placed under house arrest until June
presidency was marked by unsuccessful 1998, when all charges were withdrawn.
196 | The History of Southern Africa

growing refugee population in the coun-


try: beginning in 1999 and continuing for
several years, Zambia received more than
200,000 refugees fleeing conflicts in the
neighbouring Democratic Republic of
the Congo and Angola.
Limited to two terms in office, Chiluba
stepped down in 2001. His handpicked
successor, Levy Mwanawasa of the MMD,
was declared the winner of the hotly con-
tested election and was sworn into office
in January 2002.

Mwanawasa and Banda


Administrations

Despite being mired in election con-


troversy, Mwanawasa moved quickly
The presidency of Frederick Chiluba was to assert his authority and launched a
fraught with controversy and upheaval. campaign against corruption. The initial
Chiluba, who faced coup attempts and targets of the campaign—the individuals
nationwide strikes, stepped down as alleged to be responsible for the corrup-
Zambia’s president in 2001. Paul Vicente/ tion that damaged Zambia’s economy
AFP/Getty Images in the 1990s—included former president
Chiluba and many of his associates.
Discontent with the state of the econ- Mwanawasa also initiated a review of the
omy was evident in May 2001 when the country’s constitution in 2003 in an effort
country’s public sector workers went on to bring about political reform, but some
strike, demanding an increase in salaries organizations invited to participate in the
and improved working conditions. The review declined, claiming that the review
strike lasted several weeks and had a det- process itself was flawed.
rimental effect on the daily functioning of Concerns over Mwanawasa’s health
the country, closing schools and hospital emerged late in his first term, after he suf-
wards and bringing the judicial system fered a stroke in April 2006. He reassured
to a halt. The government resolved the the country that he was fit for office and
strike in July, just days before Zambia stood for reelection later that year, gar-
was to host an international summit. nering more than two-fifths of the vote.
Chiluba was also concerned with the His nearest competitor, Michael Sata,
Zambia | 197

made claims of voting irregularities and Under the terms of the constitution, a
contested the election. Sporadic violence special election to choose a new presi-
ensued in areas loyal to Sata, but the result dent was eventually scheduled for later
of the election stood, and Mwanawasa that year. In the interim, Vice President
was sworn in for his second term in Rupiah Banda served as acting president.
October 2006. Mwanawasa again suf- The election, held on Oct. 30, 2008, was
fered a stroke in late June 2008. Rumours contested by four candidates, including
of his death circulated a few days later but Banda and Sata. Banda won, although
were quickly refuted by Zambian govern- by only a narrow margin, and Sata, who
ment officials. He never fully recovered, finished a close second, alleged that the
however, and he died several weeks later. vote had been flawed.
CHAPTER 13
Zimbabwe

Z imbabwe is a landlocked country in Southern Africa. A


former British colony, it gained independence in 1980.
The capital is Harare.

EARLY HISTORY

The remains of Stone Age cultures dating to 500,000 years ago


have been found in Zimbabwe, and it is thought that the San,
who still survive mostly in the Kalahari desert of Botswana, are
the last descendants of these original inhabitants of southern
and central Africa. They were driven into the desert by Bantu-
speaking groups during the long migrations from the north
in the course of which the Bantu-speaking peoples populated
much of Africa from Lake Chad to present-day South Africa.
The first Bantu are thought to have reached Zimbabwe between
the 5th and 10th centuries ce. Zimbabwe is home to many stone
ruins, including those known as Great Zimbabwe (designated
a UNESCO World Heritage site in 1986). Some ruins date from
about the 9th century, although the most elaborate belong to a
period after the 15th century and are of Bantu origin.

PORTUGUESE EXPLORATION

The Portuguese, who arrived on the east coast of Africa at the


end of the 15th century, dreamed of opening up the interior and
establishing a route to connect their eastern settlements with
Zimbabwe | 199

Great Zimbabwe

The extensive stone ruin of an African


Iron Age city, known as Great Zimbabwe,
lies in southeastern Zimbabwe, about 19
miles (30 km) southeast of Masvingo
(formerly Fort Victoria). The central
area of ruins extends about 200 acres
(80 hectares), making Great Zimbabwe
the largest of more than 150 major stone
ruins scattered across the countries of
Zimbabwe and Mozambique.
It is estimated that the central
ruins and surrounding valley supported
a Shona population of 10,000 to 20,000.
Aerial view of the ruins of Great Zimbabwe. ZEFA With an economy based on cattle hus-
bandry, crop cultivation, and the trade
of gold on the coast of the Indian Ocean, Great Zimbabwe was the heart of a thriving trading
empire from the 11th to the 15th centuries. The word zimbabwe, the country’s namesake, is a Shona
word meaning “stone houses.”
The site is generally divided into three main areas: the Hill Complex, the Great Enclosure,
and the Valley Ruins. The Hill Complex, which was formerly called the Acropolis, is believed to
have been the spiritual and religious centre of the city. South of the Hill Complex lies the Great
Enclosure, the largest single ancient structure in sub-Saharan Africa. The Valley Ruins, located
between the Hill Complex and the Great Enclosure, include a large number of mounds that are
remnants of daga (earthen and mud-brick) buildings.
Great Zimbabwe was largely abandoned during the 15th century. With the city’s decline,
its stoneworking and pottery-making techniques seem to have transferred southward to Khami
(now also in ruins). Portuguese explorers probably encountered the ruins in the 16th century,
but it was not until the late 19th century that the existence of the ruins was confirmed, gener-
ating much archaeological research. European explorers who visited the site in the late 1800s
believed it to be the legendary city of Ophir, the site of King Solomon’s mines.
In the late 19th century numerous soapstone figurines in the form of a bird were found in the
ruins; this Zimbabwe Bird later became a national symbol, incorporated into the Zimbabwe flag
and shown in other places of high honour.

Angola in the west. The first European to Que Que (now Kwekwe). Nearly 50 years
enter Zimbabwe was probably António later the Mwene Matapa (“emperor”),
Fernandes, who tried to cross the conti- Negomo Chirisamhuru Mupunsagutu,
nent and reached the neighbourhood of was baptized by a Jesuit father, and in
200 | The History of Southern Africa

1569 an abortive Portuguese military return for guarantees of protection and


expedition entered the interior in search security of rights to the chiefs.
of gold. In 1890 a pioneer column set out
A second great movement of the from Bechuanaland and reached the site
Bantu peoples began in 1830, this time of the future capital of Rhodesia without
from the south. To escape from the power incident on September 12. There the new
of the great Zulu chief Shaka, three arrivals settled and began to lay claim to
important groups fled northward. One of prospecting rights. The Ndebele resented
them, the Ndebele, carved out a kingdom. this European invasion, and in 1893 they
The Ndebele were warriors and pastoral- took up arms, being defeated only after
ists, in the Zulu tradition, and under their months of strenuous fighting. Lobengula,
formidable chief Mzilikazi they mastered Mzilikazi’s son and successor, fled, and
and dispossessed the weaker groups, the company assumed administrative
known collectively as Shona (Mashona), control of the Ndebele region, known as
who were sedentary, peaceful tillers Matabeleland. In 1895 many of the pio-
of the land. For more than half a cen- neers were persuaded to take part in the
tury, until the coming of European rule, Jameson Raid into the Transvaal and were
the Ndebele continued to enslave and captured and sent to England for trial. In
plunder the Shona. During this period, the same year, the company-administered
however, British and Afrikaner hunters, territories, which had previously been
traders, and prospectors had begun to loosely known as Zambesia, were
move up from the south, and with them formally named Rhodesia by proclama-
came the missionaries. Robert Moffat tion. In 1896 the Ndebele rose again.
visited Mzilikazi in 1857, and this meet- Returning from London, Rhodes met
ing led to the establishment in 1861 of with the Ndebele chiefs and persuaded
the first mission to the Ndebele by the them to make peace. The Shona had at
London Missionary Society. first accepted the Europeans, but they too
became rebellious, and the whole country
THE BRITISH SOUTH was not pacified until 1897.
AFRICA COMPANY
Economic and Political
In South Africa Cecil Rhodes formed the Development
British South Africa Company, which
received its charter in October 1889. Its By 1892 about 1,500 settlers from the
objects were (1) to extend the railway from south had arrived in Rhodesia. The
Kimberley northward to the Zambezi, (2) railway reached Bulawayo in 1896 and
to encourage immigration and coloniza- Victoria Falls in 1904. By the following
tion, (3) to promote trade and commerce, year there were 12,500 settlers in the
and (4) to secure all mineral rights, in country, and in 1909 gold exports were
Zimbabwe | 201

worth more than £2,500,000. Agricultural Jan C. Smuts, a majority voted for self-
development, however, was slower, and it government. On Sept. 12, 1923, Southern
was not until 1907 that steps were taken Rhodesia was annexed to the crown and
to facilitate the acquisition of land. By became a self-governing colony. The
1911 nearly £35,000 worth of tobacco British government retained control of
was being exported annually, and the external affairs and a final veto in respect
European population had risen to 23,600. to legislation directly affecting Africans.
From the earliest years, the settlers The interwar period was one of mate-
had demanded representation on the rial progress, with the development of a
Legislative Council, which in 1903 com- reasonably prosperous economy based
prised seven company officials and seven on copper, gold, and other minerals,
elected representatives of the settlers. In corn (maize), tobacco, and cattle. By 1953
1907 the settlers were given a majority of Southern Rhodesia had a European pop-
seats. In 1914, when the 25-year term of the ulation of 157,000 and an annual revenue
company’s charter was due to expire, the of more than £28 million.
settlers, faced with the alternative of join- Sir Godfrey Huggins (later Lord
ing the Union of South Africa, asked for Malvern) served as prime minister of
the continuation of the charter pending Southern Rhodesia for 20 years. He
the grant of self-government. The British believed that political power should
government therefore extended the char- not be given to the Africans until they
ter for 10 years, with the proviso that were sufficiently experienced to know
self-government could be granted earlier how to exercise it in cooperation with
if the settlers showed themselves capable the Europeans and thus to maintain the
of administering the country unaided. economic development built up over
the years. A second principle in which
Self-Government Lord Malvern and most other Europeans
in Southern Rhodesia and Northern
Immediately after World War I the pres- Rhodesia (later Zambia) profoundly
sure for self-government was resumed, believed was that the two countries
and a royal commission was appointed to should be joined together, both for their
consider the future of the territory. As a mutual economic benefit and to ensure
result of the commission’s report, a refer- the establishment of a powerful state
endum of the electors among the 34,000 based on British culture and traditions.
Europeans in the country was held in Malvern failed to secure their amalgama-
1922; the choice was between entry into tion, but he supported the federation of
the Union of South Africa as its fifth prov- Southern Rhodesia, Northern Rhodesia,
ince and full internal self-government. and Nyasaland (later Malawi) when that
In spite of the offer of generous terms solution was eventually accepted by the
by the Union’s prime minister, Gen. British in 1953.
202 | The History of Southern Africa

Godfrey Huggins, 1st Viscount Malvern

(b. July 6, 1883, Bexley, Kent, Eng.—d. May 8, 1971, Salisbury, Rhodesia [now Harare, Zimb.])

Godfrey Huggins was the prime minister of Southern Rhodesia (1933–53) and architect of the
Federation of Rhodesia and Nyasaland, which he served as its first prime minister (1953–56).
After practicing medicine in London, Huggins migrated to Salisbury, Southern Rhodesia,
in 1911 for reasons of health and soon established a reputation as a surgeon. When Southern
Rhodesia became a self-governing colony in 1923, Huggins was elected to the Legislative
Council. In 1933 his Reform Party won about half the Assembly seats, and he became prime
minister and also secretary of native affairs (until 1949). He was knighted in 1941. In contrast
to the British government’s wish for a policy of “trusteeship,” in which the interests of black
Africans were paramount, Huggins supported the South African concepts of separate devel-
opment, speaking of a “two pyramid” policy with black Africans at the top of one pyramid but
barely equal to white settlers and their descendants at the bottom of the other.
His scheme to unite the two Rhodesias (Northern and Southern) and Nyasaland was finally
realized in 1953, and a decisive victory at the polls by the Federal Party confirmed his premier-
ship. Black Africans in all three territories opposed the Federation, however; although Huggins
had gradually moved away from the “two pyramid” policy to one of “partnership,” he revealed
his vision of interracial partnership between white settlers and their descendants and black
Africans to be that of “the rider and the horse,” with the majority of political and economic
power continuing to elude black Africans. He was created a viscount—Godfrey Martin Huggins,
1st Viscount Malvern of Rhodesia and of Bexley—in 1955.

FEDERATION was banned, he became president of the


National Democratic Party in 1960. It,
In 1957 a new electoral law was passed too, was soon banned, and he formed
providing for a common roll of voters the Zimbabwe African People’s Union
(the “A” roll, composed only of whites) (ZAPU), which in turn was banned in
with a special roll for those with lower 1962. In 1963 Robert Mugabe broke with
qualifications (the “B” roll, a tiny minor- ZAPU to join the Zimbabwe African
ity of the blacks). At the same time, there National Union (ZANU) and thereby
was growing political consciousness split African support along ethnic lines—
among the African population, together Nkomo retained the Ndebele ethnic
with increasing hostility to the idea of minority (mostly in the Matabeleland
federation. Joshua Nkomo was one of region), while Mugabe garnered the
the fiercest opponents of federation as Shona ethnic majority.
the local leader of the African National In June 1962 the UN General
Congress, and, when that organization Assembly called for a more liberal
Zimbabwe | 203

Robert Mugabe

(b. Feb. 21, 1924, Kutama, Southern Rhodesia [now Zimbabwe])

Robert Mugabe was the first prime minister (1980–87) of the reconstituted state of Zimbabwe,
formerly Rhodesia. A black nationalist of Marxist persuasion, he eventually established one-
party rule in his country, becoming executive president of Zimbabwe in 1987.
As prime minister, Mugabe initially followed a pragmatic course designed to reassure
Zimbabwe’s white farmers and businessmen, whose skills were vital to the economy. He formed
a coalition government between his party, ZANU-PF (which drew its support from the majority
Shona people), and Joshua Nkomo’s ZAPU (which drew its support from the minority Ndebele
people), and he abided by the new constitution’s guarantees of substantial parliamentary
representation for whites. At the same time, Mugabe took steps to improve the lot of black
Zimbabweans through increased wages, improved social services, and food subsidies. In 1982
Mugabe ousted Nkomo from the coalition cabinet, and ethnic strife between the Shona and
the Ndebele subsequently troubled the country. Zimbabwe’s economy steadily declined despite
Mugabe’s measures, and whites emigrated in substantial numbers.
Mugabe had always intended to convert Zimbabwe from a parliamentary democracy into
a one-party socialist state. In 1984 ZANU-PF held a congress, made Mugabe its unchallenged
leader, and set up a new party structure with a Central Committee and a Politburo that were
designed to rule both the party and Zimbabwe. In 1987 Mugabe’s and Nkomo’s parties merged
into one under the name of ZANU-PF, and as first secretary of the new party, Mugabe retained
absolute control over it. On Dec. 31, 1987, he became Zimbabwe’s first executive president, effec-
tively establishing one-party rule. In 1990 he was reelected president in a multiparty election
that was marked by intimidation and violence. His subsequent rule was also marked by intim-
idation and violence and by a decreasing tolerance of political opposition. Long-simmering
political tensions between Mugabe and and an opposition party, headed by Morgan Tsvangirai,
led to a hotly contested presidential election in 2008 and a protracted political crisis.

constitution for the territory. The election RHODESIA AND THE UDI
of December 1962, during which the 1961
constitution came into force, was boycot- The goal of the RF was Rhodesian inde-
ted by the African nationalists. The ruling pendence under guaranteed minority
United Federal Party was defeated by the rule. Field was replaced as prime min-
more conservative Rhodesian Front (RF), ister in April 1964 by his deputy, Ian
and Winston Field became prime min- Smith. The RF swept all A-roll seats in
ister. At the end of 1963 the federation the 1965 election, and Smith used this
was dissolved, and Southern Rhodesia parliamentary strength to tighten con-
reverted to its former status as colony. trols on the political opposition. After
204 | The History of Southern Africa

several attempts to persuade Britain Council (UANC), led by the Methodist


to grant independence, Smith’s gov- bishop Abel Muzorewa. Unlike ZAPU
ernment announced the Unilateral and ZANU—both banned and oper-
Declaration of Independence (UDI) on ating only from exile in Zambia and
Nov. 11, 1965. Mozambique, respectively—UANC was
Britain declined to respond to the UDI able to organize inside Rhodesia and
with force, instead attempting economic held talks with the government during
tactics such as ending the link between the 1970s. During the early 1970s ZAPU
sterling and the Rhodesian currency and ZANU had sporadically organized
and seizing assets. Smith’s government raids into Rhodesia, but in December
countered by defaulting on its (British- 1972 the violence of the conflict intensi-
guaranteed) debts, leaving the British fied after a ZANU attack in the northeast.
liable while at the same time balancing The Zambia-Rhodesia border was closed
its budget. The United Nations Security in 1973, but Mozambican independence
Council imposed mandatory economic in 1975 provided a valuable base of opera-
sanctions on Rhodesia in 1966, the first tions for ZANU, which had close links to
time that the UN had taken that action the Frelimo government.
against a state. The sanctions were broad- The white Rhodesian government
ened in 1968 but still were only partly was thus under diplomatic, military,
successful; some strategic minerals, espe- and, increasingly, economic pressure for
cially chromium, were exported to willing a settlement. The 1976 rapprochement
buyers in Europe and North America, fur- between Nkomo and Mugabe led to the
ther strengthening the economy. formation of the Patriotic Front (PF),
On June 20, 1969, a referendum was which received frontline support from
held in Rhodesia regarding adoption of a Rhodesia’s majority-ruled neighbours.
constitution that would enshrine political The fighting escalated in both area and
power in the hands of the white minor- intensity, and the emergency measures
ity and establish Rhodesia as a republic; adopted by the government to counter
Rhodesia’s predominantly white elec- it also served to increase antigovern-
torate overwhelmingly approved ment feeling. By 1979 the combination of
both measures. The constitution was pressures had forced Smith to accept the
approved by Parliament in November, necessity of an “internal settlement.”
and on March 2, 1970, Rhodesia declared
itself a republic. INDEPENDENCE
Unsuccessful negotiations with
Britain continued. A 1971 proposal to A 1978 agreement with internal black
lessen restrictions on the opposition leaders, including Muzorewa, had
led to the creation of a third nationalist promised elections for a transitional
movement, the United African National government that would provide for
Zimbabwe | 205

both enfranchisement of blacks and plotting a coup and dismissed him from
protection of white political and eco- his cabinet, while arresting other lead-
nomic interests. The UANC won a clear ers of ZAPU. Nkomo’s supporters in the
majority of the seats allotted to blacks Matabeleland region retaliated, precipi-
in the April 1979 election, and the tating a civil war. Fighting did not cease
country adopted the name Zimbabwe. until Mugabe and Nkomo reached an
Without PF participation or support for agreement in December 1987 whereby
Muzorewa’s new government, however, ZAPU was subsumed into ZANU-PF,
Zimbabwe was unable to end the warfare. Mugabe became the country’s first execu-
Diplomatic recognition of the new gov- tive president, and Nkomo became one of
ernment was not forthcoming given the the nation’s two vice presidents. Mugabe
stalemate; after talks between Muzorewa, was reelected in 1990, 1996, and 2002.
Mugabe, and Nkomo at the Lancaster The economy continued to lag
House conference in London in late 1979, throughout the 1990s as inflation soared,
Britain briefly retook control of Southern and a high level of unemployment led to
Rhodesia as a colony until a new round of significant unrest. In 1998 Mugabe’s inter-
elections was held in February 1980. Of vention in the civil war in the Democratic
the 80 contested black seats, ZANU (now Republic of the Congo—purportedly to pro-
using the name ZANU-PF) won 57, ZAPU tect his personal investments—resulted in
20, and the UANC 3. Mugabe became suspension of international economic aid
the first prime minister as Zimbabwe for Zimbabwe. This suspension of aid and
achieved an internationally recognized the millions of dollars spent to intervene
independence on April 18, 1980. in the war further weakened Zimbabwe’s
already troubled economy.
A New Government
The Issue of Land Reform and
Mugabe’s new government moved delib- the Rise of the Movement
erately to redress inequalities of race for Democratic Change
and class, redistribute land held by the
white minority, and promote economic Throughout the 1980s and ’90s the govern-
development, with a one-party social- ment continued to struggle with the issue
ist state as its long-term goal. During of land reform. Some 4,000 white farmers
the 1980s, drought and white emigra- collectively controlled about one-third of
tion badly damaged the economy, which Zimbabwe’s arable land, and hundreds of
was already strained by the need for white-owned farms were either officially
massive government spending in the redistributed by the government or par-
long-neglected areas of education, health, tially taken over by squatters responding
and social services for the black majority. to government promises and the lack of
In 1982 Mugabe charged that Nkomo was police deterrence. Nevertheless, public
206 | The History of Southern Africa

support for the farmers and opposition repressive. Media freedom was curtailed
to Mugabe’s increasingly autocratic rule by restrictive laws, and several newspa-
were evidenced by the defeat of a referen- pers were shut down by the government.
dum in February 2000 calling for a new The MDC and others critical of the govern-
constitution that would have extended ment were dealt with harshly. Mugabe’s
Mugabe’s rule for two more six-year terms reelection victory over Tsvangirai in 2002
and given him the power to confiscate was tainted by violence and criticized by
white-owned farms without compensa- observers, leading the Commonwealth
tion, as well as by the June elections, in to suspend Zimbabwe for one year. After
which the opposition party Movement the Commonwealth decided to extend
for Democratic Change (MDC), led by the suspension indefinitely, Zimbabwe
Morgan Tsvangirai, won almost half of withdrew from the organization in
the parliamentary seats. December 2003. The 2005 parliamen-
Despite the apparent reprieve for tary election was clouded by accusations
white owners, a law was passed in 2002 of irregularities and was not deemed
that allowed Mugabe to pursue an aggres- free or fair by the opposition and most
sive program of confiscating their farms, observers, though the Southern African
forcing more than half of the country’s Development Community (SADC)—the
white farmers to relinquish their property only foreign observers officially accred-
and rendering tens of thousands of black ited by the Zimbabwean government to
farmworkers homeless and unemployed. observe proceedings—determined that
As was the case in the 1990s, property was the election met the will of the people.
often claimed by politically connected indi- Shortly after the parliamentary election,
viduals with little or no farming experience the government launched “Operation
rather than by the landless peasant farm- Murambatsvina,” a cleanup campaign
ers or war veterans who were supposed to that destroyed thousands of homes and
benefit from the redistribution program. stores in shantytowns on the outskirts
The government’s lack of forethought of Harare and other urban centres. More
in forcing out the white farmers and not than half a million people were displaced,
replacing them with experienced farm- and critics of the government claimed
workers contributed to a significant decline that this was a punitive measure aimed
in agricultural productivity; this, as well as at the supporters of the opposition, who
drought, led to severe food shortages. were mainly located in the shantytowns.
The MDC began to experience inter-
Increasing Discord nal dissent in late 2005 as some members
became disenchanted with Tsvangirai’s
At the beginning of the 21st century, with leadership, especially his decision to
Mugabe’s popularity well in decline, his boycott elections for the newly rein-
regime became increasingly brutal and stated Senate, and a faction of the MDC,
Zimbabwe | 207

Zimbabwean President Robert Mugabe, prior to addressing the United Nations General Assembly
in 2009. Michael Nagle/Getty Images
208 | The History of Southern Africa

led by Arthur Mutambara, a former 2008, after government calculations had


student protest leader, professor, and resumed, the official estimate had risen
consultant, broke away. Harassment of to more than 100,000 percent; by the
the opposition continued, and in March end of the summer, it had surpassed 10
2007 Tsvangirai and several other mem- million percent. Economic problems
bers of the MDC were viciously beaten; also included an extremely high rate of
the Mugabe administration drew inter- unemployment, estimated at some four-
national criticism after images of the fifths of the population and among the
injured circulated throughout the world. highest in the world. Employment did
Increasing pressure to resolve the con- not guarantee financial security though,
flict between the MDC and ZANU-PF led as the wages earned by those who were
to mediation efforts by the SADC, facili- employed were unable to keep pace with
tated by South African president Thabo inflation. Many Zimbabweans left the
Mbeki, but talks broke off in early 2008 country—often going to South Africa—to
without reaching a resolution. find work; many of those who remained
relied on relatives abroad to send
Economic Crisis remittances.
In the midst of the country’s worsen-
Meanwhile, economic troubles con- ing economic situation was the debate
tinued as sanctions were imposed on on the root causes of it. Some—primarily
Zimbabwe and loans and economic supporters of the government—blamed
aid from many donors, including the what they deemed to be unfair economic
International Monetary Fund, were lim- sanctions, the failure of the British gov-
ited or completely withdrawn for various ernment to honour the terms of the 1979
reasons, most notably in protest of the Lancaster House agreement regarding
government’s land-seizure program and the transfer of land to black ownership,
because the country had fallen behind on and a Western plot to oust Mugabe from
repayments of previous loans. Inflation power. Others, especially critics of the
was rampant: the official government government, blamed the land-seizure
estimate reached nearly 8,000 percent program and the economic mismanage-
in September 2007 (other, nongovern- ment under the Mugabe administration.
ment estimates were up to several times Both groups acknowledged that corrup-
that figure) before the government’s tion also played a role. Regardless of the
Central Statistic Office stated that they reasons for the economic troubles, many
were unable to continue calculating infla- Zimbabweans were adversely affected,
tion rates, because of a lack of data; the lacking basic commodities and suffer-
basic consumer goods needed for the ing from food insecurity, fuel shortages,
calculations could no longer be found in record-high rates of unemployment, and
shops throughout the country. In early hyperinflation.
Zimbabwe | 209

2008 Elections and had captured slightly more than half the
Aftermath votes; the MDC’s claims were dismissed
by ZANU-PF, and the country continued
Through all of Zimbabwe’s political and to wait for official results. Later that day,
economic troubles, Mugabe retained the results indicated that Tsvangirai’s fac-
support of many African heads of state tion of the MDC had won the most seats
and remained popular within ZANU-PF. in the House of Assembly. Senate results
In December 2007 the party endorsed announced several days later revealed a
Mugabe as its presidential candidate split between the MDC and ZANU-PF,
in the 2008 elections. However, as the with the latter receiving an only slightly
country continued its downward spiral larger share of the votes. The final results
in the months leading up to the elec- for the presidential contest were not offi-
tions, support for Mugabe appeared cially released until May 2, when it was
to waver: former finance minister and announced that Tsvangirai had garnered
ZANU-PF stalwart Simba Makoni more votes (47.9 percent) than Mugabe
announced that he was running against (43.2 percent), but, since Tsvangirai had
Mugabe for the presidency, and the not secured a majority of the votes, a run-
MDC, with Tsvangirai as its presidential off election would be necessary, which
candidate once again, saw its popularity was later scheduled for June 27.
increase throughout the country, even In the weeks leading up to the runoff
in areas that were typically ZANU-PF election, MDC supporters were harassed
strongholds. As the elections drew near, and victimized by violent attacks, which
both opposition candidates and their the MDC asserted were sponsored by the
followers were subject to harassment ZANU-PF-led government; the govern-
and attacks by the police and ZANU-PF ment in turn claimed that the MDC was
loyalists. responsible for the violence. An increas-
Presidential, parliamentary, and local ingly tense climate was further heightened
elections were held on March 29, 2008. by several government actions, including
Unofficial preliminary results indicated the detention of Mutambara, Tsvangirai,
a favourable outcome for Tsvangirai and and several other MDC officials and
the MDC, but, as days passed with only supporters, as well as several diplomats
a slow, partial release of parliamentary from the United Kingdom and the United
results (and the complete absence of presi- States who were in the midst of investi-
dential results), many feared that Mugabe gating reports of preelection violence,
and ZANU-PF were manipulating the the suspension of all humanitarian aid
outcome of the elections in their favour. operations in the country, and statements
The MDC released its own accounting from Mugabe implying that he would not
of the presidential election results on cede power to the opposition if he lost
April 2, which indicated that Tsvangirai the runoff election. As the politically
210 | The History of Southern Africa

motivated violence, intimidation, and country’s independence in 1980 that the


rhetoric continued, on June 22 Tsvangirai speaker position was held by an opposi-
announced that he was withdrawing from tion party member.
the election, citing the impossibility of it SADC-led negotiations for a power-
being free and fair in the country’s cur- sharing government continued, and
rent political climate. Nevertheless, the on Sept. 15, 2008, Mugabe, Mutambara,
election was still held, and Mugabe was and Tsvangirai signed a comprehensive
declared the winner despite assertions power-sharing agreement—referred to
from independent observers that the as the Global Political Agreement. As
election was neither free nor fair. part of the agreement, Mugabe would
The fact that the election was even remain president but would cede some
held—as well as the outcome—prompted power to Tsvangirai, who would serve as
widespread international condemnation, prime minister; Mutambara would serve
most notably from some of the govern- as a deputy prime minister. Initial jubi-
ments of African countries that had lation quickly turned to disappointment
previously supported Mugabe, and there in the following months when it became
were calls for the MDC and ZANU-PF to clear that Mugabe and Tsvangirai could
form a power-sharing government. To not come to terms on how to implement
that end, SADC-led talks, again facili- the agreement, arguing over how to
tated by Mbeki, were held with ZANU-PF allocate the new government’s key min-
and the two factions of the MDC. istries between ZANU-PF and the MDC.
Although the parties were able to reach a Stalled talks and repeated attempts by
consensus regarding the Memorandum the SADC to get discussions back on
of Understanding (MOU) to direct the track continued against a backdrop of
terms and scope of the discussion, an worsening economic and humanitarian
agreement regarding a new power- conditions in the country. Rampant infla-
sharing government did not progress as tion continued, with official estimates at
quickly. Meanwhile, Mugabe announced more than 200 million percent (unof-
that he intended to convene Parliament ficial estimates were much higher), and
on Aug. 26, 2008; this announcement there were severe food shortages. The
was met with protest from the MDC and country’s municipal and health services,
others who complained that doing so lacking the funds and supplies to func-
before a power-sharing agreement was tion adequately, rapidly deteriorated;
reached contradicted the terms of the this fueled a deadly cholera epidemic.
MOU. Nonetheless, Parliament was con- Dozens of MDC supporters, human
vened per Mugabe’s directive. Notably, rights activists, and reporters had dis-
however, the House of Assembly speaker appeared; the MDC alleged that they
was elected from Tsvangirai’s faction had been abducted by ZANU-PF- and
of the MDC—the first time since the government-allied forces. International
Zimbabwe | 211

support for continued negotiations for branch, allowing for the creation of the
the power-sharing government began prime minister and deputy prime min-
to wane, with some critics calling for ister posts. On Feb. 11, 2009, Tsvangirai
Mugabe to step down from power; he was sworn in as prime minister and
adamantly refused to do so and later Thokozani Khupe, of Tsvangirai’s fac-
announced his intention to form a gov- tion of the MDC, and Mutambara were
ernment on his own if Tsvangirai and sworn in as deputy prime ministers.
the MDC would not participate. In late The unity government was a troubled
January 2009 Tsvangirai—under pres- one, however, as the MDC and ZANU-PF
sure from the SADC—agreed to join struggled to agree on various appoint-
Mugabe in a new government, despite ments, and Tsvangirai denounced
lingering misgivings. On Feb. 5, 2009, ongoing human rights violations. On the
Zimbabwe’s legislature passed the nec- one-year anniversary of the formation of
essary constitutional amendment that the unity government, several issues of
altered the structure of the executive contention remained between the parties.
Conclusion
G iven that Southern Africa has
been inhabited for some 3 million
years or more—nearly the entire known
impact on the region. Sometimes
groups were able to peacefully coex-
ist, although such existence was, at
existence of human beings and their times, tenuous at best. Some groups
ancestors—it is no wonder that it has a were eager to interact, such as those
rich and varied history. From the wander- who found it advantageous to engage
ing of small bands of hominins through in trade. Many groups, however, found
the savanna, through the inception of themselves engaged in conflict, whether
herding and farming as ways of life, to it was to gain dominance over new terri-
the construction of large urban centres, tory or resources, or because they were
inhabitants of the region continued to being forced to defend themselves in an
adapt, change, and evolve. Through this effort to survive.
diversity of human experience, several The Southern African region today
trends have been evident: the interplay is a reflection of the complex expe-
between physical evolution and learned riences of all these groups as they
behaviour, or culture; technological interacted throughout the millennia. In
and economic change; and shifting sys- particular, the region’s countries and
tems of belief. Some of these trends can their borders today reflect the events of
also be seen in Southern Africa’s pres- the colonial era, which lasted well into
ent, and they will continue to shape the the 20th century. Some of the region’s
region’s future. countries were able to peacefully shed
Southern Africa has seen a vast and their colonial status and embark upon
varied amount of interactions among their newly found independence with
its inhabitants, which also has shaped little strife, while others were embroiled
its history. The interactions between in long, violent conflicts before ulti-
the region’s first indigenous groups, mately winning their hard-fought
between these indigenous groups and independence. Likewise, some of the
the Bantu-speaking groups that came region’s countries have experienced a
from the north in waves over the course relatively peaceful and prosperous exis-
of more than a millennia, and between tence since gaining independence, but
both of these African groups and “out- many have seen some degree of conflict
siders”—most notably, the Europeans and economic struggle. Nonetheless,
who began entering the region in the many of the countries in the region have
15th century and would later come to demonstrated their ability to aptly meet
dominant the area—have all left their challenges as they arise, and several are
Conclusion | 213

among the most politically and econom- to be written. The Southern African
ically stable countries on the African region of tomorrow will be a reflec-
continent today. tion of how its inhabitants continue
At the dawn of a new millennium, to adapt to meet the challenges before
the story of Southern Africa continues them today.
Glossary
Afrikaner Any South African of Dutch, Polygynous Having more than one wife
German, or Huguenot descent at once.
whose native language is Afrikaans. Prazeros Primarily Portuguese settlers
Apartheid A former policy of segregation in Southern Africa who were able to
and political and economic discrimi- procure land grants and judicial
nation against non-European groups rights from local rulers.
in the Republic of South Africa. Protectorate A less powerful state that
Australopithecines Upright-walking is partially controlled by a stronger
creatures who are the earliest human state but is still autonomous in inter-
ancestors. nal affairs.
Caste Any of the ranked, hereditary, Rinderpest An acute infectious dis-
endogamous (exogamy and endog- ease of ruminant mammals such
amy) occupational groups that as cattle.
constitute traditional societies in Savanna A type of vegetation that
certain regions of the world. grows under hot, seasonally dry cli-
Hegemony Leadership or predominant matic conditions and is
influence exercised by one group characterized by an open tree can-
over another. opy (i.e., scattered trees) above a
Indenture To contractually bind the ser- continuous tall grass understory.
vice of one to another. Serf A commoner who is required to
Indigenes A person who is indigenous, perform work for a landowner in
or native, to a particular area. exchange for certain rights and
Kaffir An archaic term used to describe privileges.
Bantu-speaking peoples in Southern Trekboer A Dutch semi-nomadic
Africa; modern use of the term is farmer in Southern Africa.
considered pejorative.. Trekker A South African epithet used
Laager An encampment protected by a to describe a person who travels by
circle of wagons or armored vehicles. ox cart; an early settler of South
Pastoral Of or relating to the country- Africa who traveled inland.
side and/or the raising of livestock. Tribalism Tribal consciousness and loy-
Patrilineal One’s family connections or alty; exhibiting exaltation of the tribe
heritage as traced through the above other groups.
father’s line. Veld Open country or grasslands in
Pejorative Having a belittling effect or Southern Africa that is used for pas-
or negative overture. turage and farmland.
Bibliography
General works on Southern Africa Africa, 200–1860 (1987; also published
include Neil Parsons, A New History as Farmers, Kings, and Traders, 1990)
of Southern Africa, 2nd ed. (1993), an offers an overview of Southern African
introductory text dealing with the region history and archaeology, starting with
as a whole. A.J. Wills, An Introduction the first settlement of the subcontinent.
to the History of Central Africa: Zambia, Portuguese ventures in west-central
Malawi, and Zimbabwe, 4th ed. (1985), and east-central Africa are chronicled
is still a useful guide to British south- in Edward A. Alpers, Ivory and Slaves
central Africa. Leroy Vail and Landeg (also published as Ivory & Slaves in
White, Power and the Praise Poem: East Central Africa, 1975); and Jan
Southern African Voices in History (1991) Vansina, Kingdoms of the Savanna
signals a major turning point in the (1966). Slavery in the region is discussed
interpretation of Southern Africa’s past in Joseph C. Miller, Way of Death:
by insisting on the centrality of African Merchant Capitalism and the Angolan
interpretations through poetry, perfor- Slave Trade, 1730–1830 (1988); and John
mance, and other oral expressions. Thornton, Africa and Africans in the
Making of the Atlantic World, 1400–1800,
Southern Africa to 1800 2nd ed. (1998).

David W. Phillipson, African Southern Africa, 1800–C. 1900


Archaeology, 2nd ed. (1993), is an
introductory text with coverage rang- Donald Denoon and Balam Nyeko,
ing from prehistoric times to European Southern Africa Since 1800, new ed.
contact. Overviews of early societies are (1984), is a good overview. The era of
found in The Kingdoms of Africa (1978, mineral discoveries and the scramble
reissued 1990), an excellent introduc- for Southern Africa are the subject of
tion to the Iron Age in Southern Africa. Geoffrey Wheatcroft, The Randlords
Graham Connah, African Civilizations: (1986); and Randall M. Packard, White
An Archaeological Perspective, 2nd ed. Plague, Black Labor: Tuberculosis and
(2001), discusses the period of Great the Political Economy of Health and
Zimbabwe’s influence (c. 1250–1450) and Disease in South Africa (1989). The
Bantu occupation of east coast areas scramble for Africa and the establish-
from the end of the 1st millennium ment of colonial society are dealt with
ce. Martin Hall, The Changing Past: in Thomas Pakenham, The Scramble
Farmers, Kings, and Traders in Southern for Africa: White Man’s Conquest of
216 | The History of Southern Africa

the Dark Continent from 1876 to 1912 a masterly account of interregional


(1991); and Bill Freund, The Making of politics. The struggle in the Portuguese
Contemporary Africa: The Development colonies, South Africa, and Rhodesia
of African Society Since 1800, 2nd following the Portuguese coup of 1974,
ed. (1998). Events in Angola and covered from differing viewpoints, can
Mozambique are outlined in Malyn be found in Basil Davidson, Joe Slovo,
Newitt, Portugal in Africa: The Last and Anthony R. Wilkinson, Southern
Hundred Years (1981), a lucid overview Africa: The New Politics of Revolution
with a synopsis of the earlier period of (1976). Margaret Jean Hay and Sharon
Portuguese rule. Stichter (eds.), African Women South
of the Sahara, 2nd ed. (1995), discusses
Southern Africa, C. women and their roles in African soci-
1900 to the Present ety. Prosser Gifford and W. Roger Louis
(eds.), Decolonization and African
Martin Chanock, Britain, Rhodesia, and Independence: The Transfers of Power,
South Africa, 1900–45 (also published as 1960–1980 (1988), considers the decoloni-
Unconsummated Union, 1977), contains zation process.
Index
A C
African National Congress, 66–67, 69, 70, 98, Cape Colony, 26, 29, 31, 33, 34, 37, 39, 43, 47,
117, 118, 160, 163, 165, 170, 171, 174, 175, 176, 48, 50, 85, 86, 93, 95, 122, 123, 139, 140–151,
177, 178, 179, 202 152, 153, 155, 158, 160, 162
Afrikaans language, 12, 24 Cape of Good Hope, 7, 22–26, 31, 32–35, 36,
agriculture, 5–12, 13, 23, 24, 27, 28, 30, 33, 34, 38, 39, 42, 44, 47, 50, 51, 53, 112, 121, 122,
35, 36, 37, 45, 46, 47 54, 59–61, 63–64, 69, 136, 137, 138, 139, 140, 142, 144
70, 72, 74, 75, 76, 82–83, 85, 88, 91, 95, 102, Cape Town, 23–24, 25, 33, 44, 58–59, 61, 64, 67,
104, 110, 112, 135–136, 138, 139, 145, 148, 94, 125, 132, 138–139, 140, 141, 146, 150,
158, 191, 194, 201, 205–206 157, 166, 167, 171
Angola, 1, 6, 9, 15, 17–18, 22, 26, 27, 28, 45, 46, Cetshwayo, 149–150
47, 57, 63, 67, 68, 72–81, 85, 89, 114, 117, 129, Chikunda, 20, 26
173, 174, 189, 194, 196 Chokwe, 17–18, 26, 72, 74
apartheid, 55, 88, 89, 98, 106, 126, 127, 158, 160, Colonial Development and Welfare Acts, 70
162–175, 184 Communist Party, 58, 67, 69, 77, 160, 163
Copperbelt, 188
B
Banda, Hastings Kamuzu, 104–107 D
Bantu, 6, 8–9, 11, 30, 55, 74, 82–83, 85, 101, 102, decolonization, 70–71
110, 136, 180, 186, 198, 200, 212 Delagoa Bay, 22, 28, 46, 139, 140, 143, 144, 145,
Basters, 31, 122, 140 181, 182, 183
Basutoland, 38–39, 54, 60, 65, 93, 94, 95–97, Democratic Republic of the Congo, 11, 63,
151, 183 74, 75, 76, 77, 79, 80, 112, 130, 187, 188,
Benguela, 17–18, 26, 72, 75, 76 196, 205
Blood River, Battle of, 36, 37, 149 Dias, Bartolomeu, 15
Botswana, 1, 5, 6, 7, 9, 12, 54, 55, 60, 70, 82–90, 95, Dutch, the, 7, 18, 21, 22–26, 33–34, 37–38, 39,
99, 123, 135, 143, 154, 155, 183, 184, 198, 200 49, 50–51, 53, 58, 64–65, 75, 86, 93, 94, 95,
British, the, 18, 21, 26, 27, 32–36, 38, 39, 41, 121, 122, 137–175, 182, 183, 192, 200
42, 43, 44–45, 49–51, 54–56, 58, 60, 65, Dutch East India Company, 25, 33, 137, 138,
70, 86, 87, 88, 91, 93–97, 98, 101, 102–104, 139, 141
105, 113, 114, 121, 122–123, 125, 132, 137,
139, 140, 141–143, 144, 145–148, 149, 150, F
151, 152–159, 161, 164, 171, 180, 182–183,
184, 186, 189, 190, 191, 192, 193, 198, 200, French, the, 18, 26, 41, 113, 140, 144
201, 204
British Central African Federation, 65 G
British South Africa Company (BSAC), 42, 44, Gama, Vasco da, 15
45, 53, 56, 86, 154, 189, 190, 193, 200–201 Gandhi, Mahatma, 66, 159
218 | The History of Southern Africa

Germans, 41, 42, 43, 44, 47–48, 49, 55, 57, 58, League of Nations, 55, 56
63, 86, 114, 120, 121, 122, 123–125, 154, 161, Lesotho, 1, 31, 54, 70, 91–100
189, 190 Limpopo valley, 12, 13, 32, 38, 41, 43, 44, 66,
Graaff-Reinet, 23, 25, 34 68, 83, 84, 111, 113, 137, 139, 143, 154, 181
Great Zimbabwe, 13, 14, 199 Luanda, 17, 18, 27, 46, 72, 73, 75, 76, 77, 78, 79
Gun War, 95, 96 Lunda empire, 17, 73, 74

H M
Highveld, 12, 14, 31, 32, 35, 36, 37, 38, 138, 139,
143, 146 Machel, Samora, 116, 117
Huggins, Godfrey, 201, 202 Malawi (Nyasaland), 1, 11, 20, 21, 26, 29, 42,
52, 56, 61, 63, 65, 66, 67, 68, 70, 101–109,
115, 187, 188, 192, 193, 195, 201, 202
I Mandela, Nelson, 116, 160, 170, 171, 174, 175–178
Imbangala, 17, 18 manufacturing, 64–65, 69
Indian Ocean, 12, 13, 21 Mapungubwe, 13, 84
Industrial and Commercial Workers’ Maravi Confederacy, 20, 21, 102
Union, 67 Mfecane, 28–32, 91–93
ivory, 12, 13, 14, 19, 20, 21, 22, 26, 27, 28, 31, 44, migrant labour, impact of, 63–64, 65, 70,
47, 74, 113, 114, 121, 137, 140, 148, 189 86, 194
Milner, Alfred, 49, 50, 51, 64
J Mines and Works Act of 1911, 64
Jameson Raid, 50 mining, 39–44, 51, 56, 58, 59, 61, 62–63, 64, 69,
Johnston, Harry, 42, 44–45 75, 85, 88, 89, 95, 110, 180
copper, 11, 56, 63, 88, 112, 148, 188, 190, 191,
K 192, 193, 194
diamond, 39, 40–41, 42, 57, 89, 125, 152, 153,
Kalahari Desert, 9, 82, 84, 86, 90, 141, 198
167, 190
Kasanje kingdom, 17, 18, 73, 74–75
gold, 11, 18–19, 20, 39, 40, 41, 43, 49–50, 63,
Khama, Sir Seretse, 87, 88, 89, 90
86, 98, 112, 113, 114, 140, 154–155, 157, 158,
Khoisan, 11, 23, 24–25, 31, 33, 34, 35, 82, 83, 91
166, 167, 188, 190
Khoekhoe, 5, 6, 7–8, 22, 24, 47, 55, 137, 138,
missionaries, 35–36, 44, 45, 53, 68, 76, 86, 93,
139–140, 146
94, 102, 122, 140, 148, 165, 170, 191, 200
San, 5, 6, 7, 8, 83, 90, 101, 120, 138, 180
Moshoeshoe, 31–32, 38–39, 93–95, 97, 145,
Kongo kingdom and people, 15–16, 17, 47, 68,
146, 151
72, 73, 77
Movimento Popular de Libertação de Angola
(MPLA), 77–79, 81
L Mozambique, 8, 9, 11, 12, 13, 14, 18, 21, 22, 26,
Land Apportionment Act of 1930, 60 27, 29, 42, 43, 45, 46, 47, 57, 61, 63, 67, 68,
land reserves (homelands), 44, 53, 54, 55, 85, 89, 102, 107, 110–119, 136, 137, 140, 154,
59–61, 64, 88, 107, 123, 145, 162, 163, 164, 173, 181, 188, 199, 204
165, 168–169, 172, 174, 175, 181, 184, 190 Mswati II, 181, 182, 183
Index | 219

Mugabe, Robert, 116, 202, 203, 204, 205, 206–211 R


Mutapa, 13, 14, 17, 19–20
religion, 6, 30, 67–68, 126, 194
Christianity, 8, 15, 23, 30, 35–36, 37, 67–68,
N 73, 76, 86, 93, 94, 97, 102, 106, 140, 148,
Nama-Herero Wars, 47–48, 49 165, 199, 204
Namibia (South West Africa), 1, 5, 6, 31, 43, Islam, 102, 187, 188
47–48, 55, 58, 61, 67, 71, 79, 86, 89, 90, Rhodes, Cecil, 42, 45, 49, 50
120–131, 138, 154, 161, 173, 174 Robben Island, 171
Natal, 34, 36–37, 51, 53, 64, 140, 141, 144, Rozwi kingdom, 13, 14, 20
145–146, 148, 149, 150, 152, 153, 155, 159, 175 Rural Areas Proclamation, 55
Native Lands Act of 1913, 59–60, 66
Ndebele, 32, 42, 44, 86, 139, 143, 144–145, 149, S
151, 189, 200, 202, 203
Save River, 12, 63
Ndongo kingdom, 16–17, 28, 72, 73
segregation, 37, 53–54, 55, 88, 89, 98, 106,
Neto, Agostinho, 77, 78, 79
126, 127, 157, 158, 160, 162–175, 184
Ngoni, 27, 29, 31, 32, 45, 66, 102, 113, 143,
Shaka, 29–30, 31, 32, 36, 143–144, 182, 200
181, 189
Shona, 11, 20, 29, 32, 44, 68, 199, 200,
Non-European Unity Movement, 66
202, 203
Nujoma, Sam, 128–129, 131
slavery, 15, 17–18, 20, 21, 22, 23–28, 29, 31, 33,
Nyasa, Lake, 20, 21, 26, 35, 44
36, 38, 44–45, 46, 63, 64, 73–75, 84, 102,
113–114, 137–138, 139–140, 142–143, 144,
O 145, 148, 188–189
Odendaal Commission, 55 Sobhuza, 181, 182, 183
Orange Free State, 34, 38, 39, 49, 50, 51, 94, Sotho kingdom, 31, 32, 35, 39, 43, 91–95, 96
140–141, 145, 146, 149, 152, 155, 158 South Africa, 1, 3, 4, 8, 9, 11, 42, 46, 49, 54,
Ovamboland, 48, 55–56, 128 55, 58, 59, 61, 63, 64, 65, 66, 67, 68, 69,
Ovambo, 26, 47, 55, 61, 121, 123, 126 71, 75, 78, 80, 85, 87, 88, 89, 91, 95, 97,
Ovimbundu, 18, 26, 74, 78 98, 99, 105, 106, 114, 116, 118, 120, 125,
127, 128, 129, 132–179, 190, 192, 194, 198,
201, 208
P South Africa Act of 1909, 51, 53, 58–59,
Pan-Africanist Congress (PAC), 170–171 66, 183
political organizations, anticolonial, 66–67, South African Indian Congress, 66, 165, 170
69–70, 76–78, 88, 97–98, 104–107, 117, South African Native Affairs Commission
159, 165, 170–171, 173, 175, 202–205 (SANAC), 158
Polizei-Zone (Police Zone), 55, 56, 61, 123 South African War, 49–51, 53, 148, 151,
Portuguese, the, 15–23, 26, 28, 29, 42, 43, 44, 155–156, 159, 183
45–47, 54, 57, 58, 70, 72–78, 79, 102, 105, Stone Age, 3–5, 11
110, 112–118, 137, 140, 143–144, 145, 148, Swahili, 12–13, 44, 45, 102, 112,113
149, 181, 188, 189, 194, 198–200 Swaziland, 1, 4, 8, 29, 54, 60, 65, 70, 95,
prazo system, 20, 21, 46, 113, 114 180–185
220 | The History of Southern Africa

T World War I, 48, 55, 57, 58, 64, 67, 68, 125, 161,
190, 201
taxation, 59, 63, 76, 95, 96, 145, 148, 159, 190, 191
World War II, 56, 60, 65, 66, 67, 68–70, 97,
Torwa, 13, 14
165–166, 191
Toutswe, 11–12, 84
trade unions, anticolonial, 67, 70, 163, 172, 174
Transvaal (South African Republic), 3, 32, 34,
X
38, 39, 41, 42, 43, 44, 46, 49–50, 51, 53, 63, Xhosa, 11, 25, 30, 31, 34, 35, 43, 94, 140,
84, 86, 141, 143, 144, 145, 148, 149, 150, 151, 141–142, 145, 146, 151, 170
152, 153, 154, 155, 157 158, 159,174, 175,
182–183, 200 Z
tribalism, use by the colonial governments,
Zambezi River valley, 7, 9, 19–20, 21, 26, 29, 32,
61–62, 65–66, 95–96, 168–169
42, 44, 46, 47, 51, 60, 63, 83, 85, 86, 113, 114,
Truth and Reconciliation Commission, 116, 177
139, 143, 148, 187, 188, 200
Tswana, 31, 32, 35, 39, 42, 43, 83, 84–88, 152,
Zambia (Northern Rhodesia), 1, 9, 11, 21, 26,
170, 180
29, 32, 35, 42, 45, 52, 56, 58, 60, 61, 63, 64,
65, 67, 68, 70, 77, 88, 89, 102, 104, 116, 127,
U 143, 154, 171, 186–197, 201, 202, 204
União Nacional para a Independência Total Zimba, 20
de Angola (UNITA), 77–81, 173 Zimbabwe (Southern Rhodesia), 1, 7, 8, 9, 11,
12, 13, 29, 32, 45, 56, 58, 60, 61, 63, 64, 65,
V 67, 69, 70–71, 84, 86, 88, 89, 104, 105, 116,
Voortrekkers, 34, 36, 37–38 117, 118, 137, 139, 145, 149, 154, 183,
198–211
Zulu, 11, 29–31, 32, 36, 37, 43, 91, 102, 113, 140,
W 143, 144, 149–151, 159, 170, 175, 181, 182,
wage labour, 59, 61, 62–63, 64–65, 127, 191 183, 200

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