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ANALYSIS & PERSPECTIVE

A Unified Model for Stroke Recovery and Rehabilitation


Why Now?
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Preeti Raghavan, MD
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Abstract: The current model of stroke care delivery in the United therapy sessions per week, intensity of the therapy sessions, and
States and in many parts of the world is fragmented, resulting in lack type of interventions delivered.4 The American Heart Associa-
of continuity of care, inability to track recovery meaningfully across tion’s guidelines recommend consultation by a rehabilitation spe-
the continuum, and lack of access to the frequency, intensity, and dura- cialist leading a multidisciplinary team as soon as possible, ideally
tion of high-quality rehabilitation necessary to optimally harness recov- within 24 hours, for a patient admitted with a diagnosis of stroke.5
ery processes. The process of recovery itself has been overshadowed by Unfortunately, the focus of this consultation is typically on transi-
a focus on length of stay and the movement of patients across levels of tion of care and selection of the discharge destination,6–8 rather
care. Here, we describe the rationale behind the recent efforts at the than on providing multidisciplinary rehabilitation interventions
Johns Hopkins Sheikh Khalifa Stroke Institute to define and coordinate focused on facilitating recovery to reduce long-term disability.
an intensive, strategic effort to develop effective stroke systems of care This is particularly problematic because mortality at 1 yr after
across the continuum through the development of a unified Sheikh stroke is strongly predicted by ambulatory status at discharge
Khalifa Stroke Institute model of recovery and rehabilitation. from the acute hospital stroke service—patients who needed as-
sistance to walk and were nonambulatory at discharge were
Key Words: Stroke, Rehabilitation, Therapy, Disability, Value, Cost more likely to die at 1 yr than those who were ambulatory at dis-
(Am J Phys Med Rehabil 2023;102:S3–S9) charge.9 Hence, enhancing mobility should be a priority in the
days immediately after stroke.
It is well known that poststroke immobility can lead to in-
creased risk of falls, fractures, pneumonia, pressure ulcers, and
here are more than 80 million stroke survivors worldwide1;
T this staggering number is only matched by the equally
pulmonary embolism and increases healthcare costs substan-
tially, whereas early, high-frequency rehabilitation can reduce
enormous stroke-related medical costs that are projected to ex- these complications and reduce healthcare costs.10–13 In addi-
ceed US $183 billion annually by 2030.2 Although the overall tion, immobility limits cardiovascular exercise and increases
burden of stroke, as quantified by age-standardized disability- the risk for recurrent stroke or cardiovascular illness, and recent
adjusted life years, has decreased in the last three decades, the guidelines emphasize the importance of facilitating physical
absolute number of disability-adjusted life years due to stroke activity poststroke, which in turn has been shown to reduce re-
has increased because of population growth and aging result- admissions, mortality, and healthcare costs.14–18 Thus, it is
ing in a higher prevalence of chronic stroke.1 The trends are now imperative to implement early recovery-focused rehabili-
similar in the Middle East and North Africa.3 In most regions tation in the real world to best serve our patients, mitigate dis-
metabolic risks (high systolic blood pressure, high body-mass ability, and reduce unnecessary long-term healthcare costs.19
index, high fasting plasma glucose, high total cholesterol, and Hence, we—the leaders, faculty, and staff at the Johns Hopkins
low glomerular filtration rate), and behavioral factors (smoking, Sheikh Khalifa Stroke Institute (SKSI)—collaborated to de-
poor diet, and low physical activity) account for the largest pro- velop the unified SKSI model of recovery and rehabilitation,
portion of stroke disability-adjusted life years. Rehabilitation is which we describe here.
necessary both for reducing the burden of disability and for
modification of risk factors to reduce the enormous societal
and economic burden of stroke. RECOVERY AFTER STROKE: WHAT IS NEEDED?
Rehabilitation services after stroke in the United States are Recovery after stroke occurs across all domains (e.g., mo-
highly heterogeneous and vary by the type of care setting (acute tor, sensory, cognition, perception, language). One of the most
hospital service, acute inpatient rehabilitation, subacute facility, studied areas of recovery is in the motor domain. Motor recov-
home care services, or outpatient rehabilitation), duration of re- ery is defined in terms of recovery of motor performance rather
habilitation (length of stay in the specific setting), frequency of than recovery of neural integrity, because any kind of recovery
of performance after neural injury will require both neural repair
and neural compensation.20 Recovery of motor performance or
From the Department of Physical Medicine and Rehabilitation and Neurology, Johns skill is defined as the reappearance of elemental motor patterns
Hopkins University School of Medicine, Baltimore, Maryland.
All correspondence should be addressed to: Preeti Raghavan, MD, 600 N Wolfe St, present before central nervous system injury.21 In contrast, mo-
Phipps Building, Suite 174, Baltimore, MD 21287. tor compensation is defined as the appearance of new motor
This work is funded by the Johns Hopkins Sheikh Khalifa Stroke Institute.
Financial disclosure statements have been obtained, and no conflicts of interest have
patterns resulting from the adaptation of remaining motor ele-
been reported by the authors or by any individuals in control of the content of ments or substitution, meaning that functions are taken over,
this article. replaced, or substituted by different body segments. Reha-
Copyright © 2023 Wolters Kluwer Health, Inc. All rights reserved.
ISSN: 0894-9115 bilitation providers must carefully balance the need to restore
DOI: 10.1097/PHM.0000000000002141 function by teaching compensatory strategies versus striving

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Raghavan Volume 102, Number 2 (Suppl), February 2023

for improvements in movement quality by reducing motor im- and there were statistically significant gains in function.26 The
pairment. The degree of poststroke motor impairment has been Queen Square Upper Limb Neurorehabilitation program provided
shown to be a key factor in the extent of recovery that is possi- high-dose, high-intensity upper limb neurorehabilitation for
ble.22,23 However, biologic processes of neural repair interact 5 days a week over 3 wks (90 hrs total) for patients with
with behavioral activity to influence recovery (Fig. 1),24 and chronic stroke and reported significant changes in arm motor
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these processes are similar to those that occur in skill learning impairment, measured using the modified Fugl-Meyer Scale,
in individuals without neurologic injury. and arm function, measured using the Action Research Arm
A vast amount of evidence accumulated in the last three Test and the Chedoke Arm and Hand Activity Inventory 13.
decades has shown that recovery after stroke is dependent on There were clinically and statistically significant gains at the
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the timing, frequency, intensity, and content of rehabilitation end of the 3-wk intervention that persisted for 6 mos after the
interventions delivered after stroke.25 For example, high-intensity program ended.27 In a separate study, hand dexterity and finger
and long-dose therapy when given progressively, consistently, independence also increased in patients with chronic stroke that
and repetitively following motor learning principles substan- received high-intensity training, and the reduction in impair-
tially reduces motor impairment and increases function even in ment was maintained for 6 mos after training.28 The mecha-
patients with moderate-to-severe motor impairment in the chronic nisms of improvement in dexterity in patients with chronic
stage poststroke.26–29 In an upper limb study of long-dose ther- stroke have been shown to involve sensorimotor integration
apy, Daly et al. asked whether individuals with moderate/ and changes in muscle coordination, which may be noted af-
severe impairment in the chronic phase after stroke respond ter a single session of training with the appropriate type of
to high-dose therapy (300 hrs) or experience a midtreatment practice.30 Similarly, in a lower limb study, an array of interven-
plateau and whether gains in motor impairment and function tions targeted treatment-resistant impairments underlying persis-
were retained after treatment. Pretreatment to midtreatment tent mobility dysfunction, such as weakness, balance deficit, limb
and midtreatment to posttreatment gains in motor impairment, movement dyscoordination, and gait dyscoordination over 6
measured using the Fugl-Meyer scale, were statistically and mos, and showed clinically or statistically significant improve-
clinically significant, indicating no plateau at 150 hrs and a ments in an array of measures of impairment, functional mo-
continued benefit from the second half of treatment. From base- bility, and personal milestone achievements.29 These studies
line to 3-mo follow-up, the gains in motor impairment were suggest that even chronic stroke patients can benefit from
twice the clinically significant benchmark, and gains in func- high-intensity, high-dose therapy, with persistent reduction
tion, measured using the Arm Motor Ability Test, were greater in disability.
than the clinically significant benchmark. From posttreatment More recently, the value of an additional 20 hrs of therapy
to 3-mo follow-up, gains in motor impairment were maintained, given early on (within 3 mos) during a presumed critical period

FIGURE 1. Biologic principles of neural repair can inform rehabilitation therapeutics. From Carmichael24 (2016), with permission.

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Volume 102, Number 2 (Suppl), February 2023 Unified Model for Stroke Recovery

after stroke was tested. The study showed that patients who re- characteristics in turn predict the recovery time for indepen-
ceived the additional therapy in the acute (within 1 mo) and dence in poststroke abilities and need to be optimized early
subacute (between 2 and 3 mos) period poststroke had signifi- poststroke to reduce the socioeconomic impact caused by
cantly reduced arm motor disability measured using the Action poststroke disability.32,33
Research Arm Test at 1 yr compared with those who received A critical first step in delivering on our mission was to
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the same amount of therapy in the chronic stage (after 6 mos) bridge the continuum of care for patients with stroke to create
or did not receive additional therapy.31 Taken together, these a unified transdisciplinary focus on the patient’s recovery and
studies suggest that impairment-focused therapy can improve rehabilitation. Specifically, we needed to integrate care deliv-
the extent of recovery at any stage, but the dose of therapy re- ery across the system (i.e., the acute hospital stroke service,
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quired may be far greater in the chronic stage relative to the the acute inpatient rehabilitation service, and the outpatient
acute and subacute stages. Furthermore, retraining cardiovas- stroke service), and build an outcomes database to be able to
cular capacity within 3 mos poststroke may also have a non- consistently and reliably tailor clinical care and measure the
specific effect on mobility, activities of daily living, and cog- changes in outcomes across the continuum. The outcome mea-
nition as measured by patient-reported outcomes.15,17 Thus, surements also enable the development of algorithms to match
optimizing high-dose skill training as well as cardiovascular the timing, dose, and content of therapy/rehabilitation sessions
capacity during the period of biologic recovery may be particu- to each patient more precisely, given their level of impairment
larly conducive to motor recovery after stroke (Fig. 2) and im- and cardiovascular capacity. Our next step will be to test the ef-
portant to mitigate long-term disability and the associated fectiveness of the model and disseminate our learnings both
healthcare costs. A key question is—how can we consistently within Johns Hopkins and in the United Arab Emirates, as well
deliver high-dose stroke rehabilitation in the real world? as nationally and internationally (Fig. 3).

A UNIFIED MODEL OF STROKE CARE FACTORS TO CONSIDER IN


Postacute stroke care is delivered in silos created by mul- RECOVERY-CENTERED DELIVERY OF
tiple healthcare settings and specialties, making it difficult to REHABILITATION SERVICES
translate the available scientific evidence into optimal care de- Stroke recovery is complex. The delivery of rehabilitation
livery. The mission of the SKSI is to “transform the care of pa- is impacted by impairments across multiple domains, such
tients with stroke to facilitate optimal recovery and ultimately as motor planning, weakness, spasticity, sensory perception,
prevent or reduce disability.” To deliver on this core mission, sensory-motor integration, motor cognition, and language, etc.,
we needed to define and coordinate an intensive, strategic ef- which in turn impact function and participation as per the World
fort to treat stroke, and promote recovery to the greatest ex- Health Organization’s International Classification of Function-
tent possible, and as early as possible to mitigate long-term ing, Disability, and Health model.34 There is a many-to-one re-
disability. Furthermore, the early poststroke period is the op- lationship between impairment and function, and function and
timal time to instill a positive attitude and develop life habits participation, which makes impairment-focused treatment dif-
that are necessary for both recovery and secondary preven- ficult to deliver. For example, difficulty performing a func-
tion. Physical ability, neuropsychological, and life habit tional activity such as drinking from a cup may be caused by more

FIGURE 2. Poststroke recovery occurs at the intersection of biologic repair processes, skill retraining through task-specific therapies, and rebuilding
cardiovascular capacity.

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FIGURE 3. The unified SKSI model for recovery and rehabilitation.

than one impairment, including muscle weakness, spasticity, severe stroke may get physically deconditioned quickly,
tactile and proprioceptive sensory loss, as well as apraxia and compromising their cardiovascular capacity to participate in daily
perhaps executive dysfunction. An inability to drink from a life activities. These patients need early rehabilitation to pre-
cup is just one function that affects participation in one’s vent the adverse consequences of immobility and decondition-
self-care. Each impairment needs to be addressed to increase ing that can further compromise their recovery. However, in
function, and multiple functions must be addressed to increase our present system of care, more severely impaired patients
participation. Similarly, it is also possible that reducing only get even less rehabilitation than their less-severely impaired
one impairment might make no difference to a person’s func- counterparts as shown by the inverted pyramid (Fig. 4). This
tion. Thus, it is not surprising that patients with several and further exacerbates their disability and escalates healthcare
more severe impairments need longer and higher-dose inter- costs because of the complications of immobility and increas-
ventions and that change in function and participation may be ing dependence on others. Globally, 73% of stroke survivors
slower; nevertheless, they do occur.26–29 Second, patients with fall within 6 mos and are 4 times more likely to fracture their

FIGURE 4. The current inverted pyramid model of rehabilitation provides lower frequency and intensity of rehabilitation to the most impaired, which
can exacerbate disability and escalate healthcare costs. The desired upright pyramid model of care would deliver more frequent rehabilitation at the
highest tolerated intensity to prevent the downstream effects of immobility and deconditioning on recovery processes.

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Volume 102, Number 2 (Suppl), February 2023 Unified Model for Stroke Recovery
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FIGURE 5. The three dimensions of severity of impairment, acuity of stroke, and personal factors influence the rate of recovery and should be
considered in determining the frequency, intensity, duration, and content of rehabilitation interventions to optimize recovery.

hip.35 Furthermore, stroke survivors are sedentary 78% of the levels of independently mobile community-dwelling adults
time because of slow walking speed and are likely to be more greater than 3 mos after stroke, showed that physical activity
dependent.36,37 A more desired, upright pyramid model would levels in stroke survivors are influenced by social activities
deliver more frequent rehabilitation at the highest tolerated in- and support, prestroke identity, self-efficacy levels, and com-
tensity to severely impaired patients to prevent the effects of pletion of activities that are meaningful to stroke survivors.40
immobility and deconditioning on recovery processes. Perform- High-impact interventions are those that have an effect on all
ing frequent bouts of physical activity, for instance, has been three International Classification of Functioning, Disability,
shown to improve cardiovascular risk poststroke.38 and Health domains of impairment, function, and participation,
Personal and environmental factors, such as one’s prestroke by simultaneously reducing several impairments at once. Such
identity, level of motivation, attitude, self-efficacy, and access interventions typically harness natural repair mechanisms (that
to resources and support, also affect daily behaviors that impact are active during the critical period)24 and/or upregulate these
recovery from impairment, as well as function and participa- mechanisms, such as by combining aerobic exercise,41 or
tion.39 A recent systematic review of peer-reviewed, qualitative in enriched environments, for example, by incorporating music
studies on the perceived factors influencing physical activity therapy.42 Hence, delivering interventions during the acute period

TABLE 1. Differences between the current standard of care and the SKSI model of care

Current Standard of Care SKSI Model of Care


Acute hospital stroke service
• Rehabilitation consultation to determine discharge • Assess impairments, function, participation using a standard SKSI battery
destination • Medically cleared patients receive two 15- to 30-min sessions of PT, OT, and SLP each
• 1–3 therapy sessions for the duration of the length of stay daily; one focused on impairment reduction and the other on enhancing function
in the stroke unit • Patients are involved in social activity to encourage self-management and promote
• Stroke binder consisting of educational resources provided self-efficacy
by the American Heart Association
Acute inpatient rehabilitation service
• Function-focused regardless of impairment • Assess impairments, function, and participation using a standard SKSI battery
• 3 hrs of therapy per day • Optimize training time within length of stay beyond three hours of therapy per day
• One family meeting per admission • Focus on impairment reduction
• Engage and empower patients and caregivers to participate to enhance self-efficacy
• Implement a discharge algorithm to bridge the care to outpatient services
Outpatient stroke service
• Typical frequency 2–3 d/wk for PT, OT, ST, and • Assess impairments, function, and participation using a standard SKSI battery
neuropsychology if needed • Select from multiple PATH transdisciplinary programs depending on acuity, severity, and
• Struggle to discharge patients and to keep patients personal factors
• Lack of continuity of care • High-frequency PATH (4–5 d/wk)
• Intermediate-frequency PATH (2–3 d/wk)
• Low-frequency PATH (1 d/wk)
• Focus on impairment reduction
• Engage and empower patients and caregivers to participate to enhance self-efficacy
OT, occupational therapy; PATH, postacute therapy; PT, physical therapy; SLP, speech and language pathology.

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Raghavan Volume 102, Number 2 (Suppl), February 2023

or in conjunction with aerobic exercise,43,44 could be particularly 8. Cormier DJ, Frantz MA, Rand E, et al: Physiatrist referral preferences for postacute stroke
rehabilitation. Medicine (Baltimore) 2016;95:e4356
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the frequency, intensity, and content of rehabilitation interventions or ischemic stroke in China: a multicenter cross-sectional study. BMC Health Serv Res 2020;
20:905
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to optimize recovery. 11. Naito Y, Kamiya M, Morishima N, et al: Association between out-of-bed mobilization and
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DIFFERENCES BETWEEN THE STANDARD OF


study. J Stroke Cerebrovasc Dis 2020;29:105112
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CARE AND THE UNIFIED MODEL OF CARE
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2009;88:66–77
The unified model of care for recovery and rehabilitation 13. Oyanagi K, Kitai T, Yoshimura Y, et al: Effect of early intensive rehabilitation on the clinical
outcomes of patients with acute stroke. Geriatr Gerontol Int 2021;21:623–8
at the SKSI seeks to optimize recovery by innovatively en- 14. Gordon NF, Gulanick M, Costa F, et al: Physical activity and exercise recommendations for
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curs through enhanced communication across the acute care, Clinical Cardiology, Subcommittee on Exercise, Cardiac Rehabilitation, and Prevention; the
Council on Cardiovascular Nursing; the Council on Nutrition, Physical Activity, and
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and the multidisciplinary team, which includes physicians 15. Cuccurullo SJ, Fleming TK, Kostis WJ, et al: Impact of a stroke recovery program integrating
in the departments of physical medicine and rehabilitation modified cardiac rehabilitation on all-cause mortality, cardiovascular performance and
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therapy, psychologists, nurses, researchers, and staff. Our goal a stroke recovery program on all-cause hospital readmissions. Am J Phys Med Rehabil 2022;
is to develop a stroke recovery program that combines innova- 101:40–7
tive clinical care, technology, and research for predictive (iden- 17. Cuccurullo SJ, Fleming TK, Zinonos S, et al: Stroke recovery program with modified cardiac
tifying the right frequency, intensity, and content based on the rehabilitation improves mortality, functional & cardiovascular performance.
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factors that influence recovery), preventive (providing early 18. Kleindorfer DO, Towfighi A, Chaturvedi S, et al: 2021 guideline for the prevention of stroke
rehabilitation to prevent the complications of immobility), in patients with stroke and transient ischemic attack: a guideline from the American Heart
personalized (considering the personal factors that influence Association/American Stroke Association. Stroke 2021;52:e364–467
recovery), and participatory (engaging patients throughout 19. Duncan PW, Bushnell C, Sissine M, et al: Comprehensive stroke care and outcomes: time for
a paradigm shift. Stroke 2021;52:385–93
the continuum) rehabilitation. 20. Raghavan P: Upper limb motor impairment after stroke. Phys Med Rehabil Clin N Am 2015;
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21. Levin MF, Kleim JA, Wolf SL: What do motor “recovery” and “compensation” mean in
CONCLUSIONS patients following stroke? Neurorehabil Neural Repair 2009;23:313–9
Implementation of the SKSI model requires that we learn 22. Stinear CM, Byblow WD, Ackerley SJ, et al: Predicting recovery potential for individual
from and teach one another. It has led to the development of stroke patients increases rehabilitation efficiency. Stroke 2017;48:1011–9
better standards of practice to ensure more effective stroke 23. Prabhakaran S, Zarahn E, Riley C, et al: Inter-individual variability in the capacity for motor
recovery after ischemic stroke. Neurorehabil Neural Repair 2008;22:64–71
systems of care across the continuum informed by the latest 24. Carmichael ST: Emergent properties of neural repair: elemental biology to therapeutic
scientific research and discovery. The articles in this sup- concepts. Ann Neurol 2016;79:895–906
plement represent a synthesis of our collective effort and 25. Hayward KS, Kramer SF, Dalton EJ, et al: Timing and dose of upper limb motor intervention
an attempt to share our learnings toward a recovery-focused after stroke: a systematic review. Stroke 2021;52:3706–17
26. Daly JJ, McCabe JP, Holcomb J, et al: Long-dose intensive therapy is necessary for strong,
learning network. clinically significant, upper limb functional gains and retained gains in severe/moderate
chronic stroke. Neurorehabil Neural Repair 2019;33:523–37
ACKNOWLEDGMENTS 27. Ward NS, Brander F, Kelly K: Intensive upper limb neurorehabilitation in chronic stroke:
outcomes from the Queen Square programme. J Neurol Neurosurg Psychiatry 2019;90:
The author thanks Dr Pablo Celnik, Dr Justin McArthur, 498–506
and faculty and staff from the departments of physical medi- 28. Mawase F, Cherry-Allen K, Xu J, et al: Pushing the rehabilitation boundaries: hand
cine and rehabilitation and neurology involved in the Sheikh motor impairment can be reduced in chronic stroke. Neurorehabil Neural Repair 2020;
Khalifa Stroke Institute. 34:733–45
29. Boissoneault C, Grimes T, Rose DK, et al: Innovative long-dose neurorehabilitation for
balance and mobility in chronic stroke: a preliminary case series. Brain Sci 2020;10:555
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Volume 102, Number 2 (Suppl), February 2023 Unified Model for Stroke Recovery

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