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Underground Space 7 (2022) 748–766
www.keaipublishing.com/undsp

Underground space use of urban built-up areas in the central city


of Nanjing: Insight based on a dynamic population distribution
Yulu Chen a, Zhilong Chen a,⁎, Dongjun Guo a,⁎, Ziwei Zhao a, Tong Lin b
Chenhao Zhang a
a
Army Engineering University of PLA, Nanjing, Jiangsu Province 210007, PR China
b
Nanjing Academy of Urban Planning and Design Co., Ltd, Nanjing, Jiangsu Province 210000, PR China

Received 21 October 2020; received in revised form 15 November 2021; accepted 10 December 2021
Available online 24 January 2022

Abstract

With the expansion of cities and the emergence of various urban problems, urban underground space has been developed as a solu-
tion. In China’s urban transition context, there is a need for the development of underground space in urban built-up areas. In this case-
study of the central city of Nanjing, we used spatial analysis and statistical methods to characterize the underground space use of urban
built-up areas from a dynamic spatiotemporal perspective. We first analyzed the relationship between the population distribution and the
underground space use of the central city of Nanjing based on a Baidu heat map, which can reflect the real-time population distribution,
and then, we explored the spatiotemporal characteristics and spatial structure of the underground space use in urban built-up areas. The
analysis results provide a reference for planning to improve and optimize the layout of underground space in the central city of Nanjing
and, more generally, for the stock-type planning of underground space in urban built-up areas.

Keywords: Underground space use; Dynamic population distribution; Urban built-up area; Spatiotemporal characteristics

1 Introduction development (Bobylev, 2009; Cui & Lin, 2016; Hunt


et al., 2016) and solves urban problems (Carmody &
Since the economic reform and opening-up, China’s Sterling, 1993; Broere, 2012; Qian, 2016; Qiao et al.,
urbanization process has been accelerating, expanding the 2019), urban underground space has been greatly devel-
urban built-up areas. The urbanization rate of China oped in recent years.
increased from 17.92% in 1978 to 58.52% in 2017, and Currently, China’s urban development is in a transi-
the total urban built-up area increased from approximately tional stage, with strict control on the boundary of urban
7400 km2 to approximately 56 000 km2 in the same period development and further constraints on urban space
(Ministry of Housing and Urban-Rural Development, P.R. resources. In this context, urban planning and construction
CHINA, 2018). Urbanization has led to rapidly increasing have gradually shifted from ‘‘incremental expansion” to ‘‘s-
urban problems, such as unguided population expansion, tock optimization” (Zhao et al., 2014). Underground
traffic congestion, and environmental pollution, making space, as a type of stock resource, has received increasing
urban space resources increasingly scarce (Broere, 2016). attention in cities, especially in urban built-up areas—pre-
As an important resource that supports urban sustainable senting great demand for development. What are the char-
acteristics of underground space use (USU) in urban built-

Corresponding authors.
up areas? Can the current layout of underground space
E-mail addresses: chen-zl@vip.163.com (Z. Chen), guo_dongjun@163. meet the needs of urban development? Sufficient research
com (D. Guo). on underground space in urban built-up areas is required.

https://doi.org/10.1016/j.undsp.2021.12.006
2467-9674/Ó 2021 Tongji University. Publishing Services by Elsevier B.V. on behalf of KeAi Communications Co. Ltd.
This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
Y. Chen et al. / Underground Space 7 (2022) 748–766 749

Urban built-up areas are the developed and constructed and Paris and revealed that high population density or high
areas within urban administrative districts, in which munic- building density is the driving force of urban underground
ipal utilities and urban infrastructures are widely available; space development. A quantitative study of the under-
urban built-up areas are the sites of various activities of the ground space in Shanghai revealed that population density
urban population. The construction of underground space has an independent positive predictive power for the
in urban built-up areas mostly concerns the improvement density of urban USU (He et al., 2012). Li et al. (2016a,
and perfection of the existing space and involves the subjec- 2016b) pointed out that population density determines
tive feelings of people who use urban spaces. Therefore, the the potential of urban underground space. Peng et al.
planning and layout of underground space in urban built- (2019) analyzed the quantitative relationship between the
up areas should not only consider factors such as the social distribution of underground space around subway stations
economy, technology, history, culture, and conflict resolu- and several candidate influencing factors, indicating that
tion (Beroggi, 2000; Bartel & Janssen, 2016; Zhao et al., underground spaces tend to cluster in areas with good
2016), but also focus on the changes in the space-related economic conditions and high population density. More-
activities and demands of the urban population. over, many studies have considered population density as
Currently, most of the research on underground space is an important demand index for underground space evalu-
qualitative, and few are quantitative. A variety of methods ation (Li et al., 2013a; 2013b; 2016a, 2016b; Chen et al.,
and technologies have been introduced in the quantitative 2018; Zhou et al., 2019).
analysis of underground space, including statistical meth- Several studies have noted the human-related complex
ods, modeling methods, economics, GIS, and other data and spatiotemporal dynamic nature of USU; however,
visualization tools. For example, Bobylev (2010) conducted most of the population data studied are static data from
quantitative research on underground space based on the traditional censuses and social surveys. Such data cannot
number and depth of underground infrastructure and the be used to address the complexity of residents’ spatial
functions of underground structures in Alexandria square movement or the flexibility of their lifestyle (Mateos,
in Berlin. Wang et al. (2013) investigated the key factors 2004) and cannot reflect the real use of urban space or
influencing the development potential of urban under- the real needs of urban space users. Population migration
ground space by using a structural equation model. Zhu is a basic reason for the change in urban spatial structure,
et al. (2016) demonstrated the relevant concepts and main and population distribution data are the key factors for the
technologies of digitization and established an intelligent planning of underground space (Peng & Peng, 2018). In the
underground engineering geological system. Kaliampakos urban transformation and development context, it is parti-
et al. (2016) conducted a comprehensive review of econo- cularly important to scientifically grasp residents’ activity
metric statistics of underground space, including construc- space and rationally plan and manage urban underground
tion costs for different types of structures and the output of space based on residents’ needs. The existing research on
the world underground construction industry. Makana underground space pays little attention to people’s spatio-
et al. (2016) proposed a sustainable underground use resi- temporal behavior and the analysis of USU from the
lience evaluation framework that could quantify the spa- perspective of residents’ activities, especially from the
tiotemporal impacts of urban underground development perspective of real-time activities. As a promising method
solutions based on future economic, environmental, and to fill this gap, big data offers an effective tool for mining
social changes. the rules of USU and studying the transformation of
The quantitative research of underground space mainly underground space planning.
focuses on the correlation analysis between underground The research value of ‘‘big data” has attracted the atten-
space and various influencing factors, such as geological, tion of western mainstream academia since the beginning
hydrological, and socio-economic factors. Among them, of the new millennium (Lynch, 2008). With the develop-
the social factor of population, as the demand subject of ment of society and the innovation of information technol-
urban underground space, is an important factor in urban ogy, the scope and complexity of people’s activities have
underground space development and has received increas- expanded. Spaces of flows become the main carrier of
ing attention in the literature. Edelenbos et al. (1998) dis- urban residents’ activities (Castells, 1991) and can be
cussed the motives for choosing the underground option reflected through a large number of complex networks
based on its specific advantages, and broadly analyzed and mobile data. Multi-source big data, such as social net-
the stakeholders corresponding to different motivations. works, mobile signaling, and traffic travel, contain the spa-
Admiraal and Cornaro (2016) argued that spatial dialogue tiotemporal activity characteristics of user groups and can
among diverse stakeholders, including planners, engineers, effectively show the trajectory of urban population flow
developers, and public decision-makers, is essential for tap- and the state of spatiotemporal aggregation. This compen-
ping the real potential of urban underground space and sates for the lack of consideration of dynamic aspects in
promoting its development. Bobylev (2009) analyzed the traditional data and provides an opportunity for innova-
relationship between population density and the volume tion in research. A large amount of information about
of urban underground infrastructure in Stockholm, Tokyo, ‘‘people” can better reflect the ‘‘man-land relationship”
750 Y. Chen et al. / Underground Space 7 (2022) 748–766

and provide methodological support for the study of parts of the Jiangbei and Xianlin sub-cities are built up,
underground space planning in the transition period. This and most are new urban areas.
‘‘data-driven” method based on the ‘‘bottom-up”
approach, lays more emphasis on observational empirical 2.2 Data source and processing
research of data sources, providing a new way to explore
the spatiotemporal characteristics and laws of research The research data in this study mainly include the pop-
objects. ulation distribution data reflected by the Baidu heat map
This study attempts to make up for the deficiency of and underground space data. Usually, only in built-up
spatiotemporal regularity and quantitative research in areas, people can gather, and underground space can be
underground space research, focusing on urban built-up distributed. Both the static data of the underground space
areas, improving research ideas, and innovating research and the Baidu heat map data reflect the spatial state of the
paradigms from the research methods. Using Baidu heat urban built-up area. Therefore, both sources can be used in
map big data, from the human behavior and spatial distri- the analysis to investigate the characteristics of USU in
bution perspective, this study analyzed the spatiotemporal urban built-up areas.
rules of USU in urban built-up areas from three aspects: The population distribution data mainly came from the
the relationship between urban population distribution Baidu heat map. The heat map calculates the crowd density
and USU, the spatiotemporal characteristics of USU, and flow speed of each cluster site according to the location
and the spatial structure of USU, to provide a reference clustering of smartphone users when they visit Baidu prod-
for the stock-type planning of underground space in the ucts (such as maps, searches, weather, music, etc.) and visu-
transformation context. alizes the calculated population thermal index on the base
This study makes two specific contributions. On the one map through different colors and levels of brightness,
hand, by revealing the relationship between urban popula- showing the spatial difference of the population distribu-
tion distribution and USU as well as the spatiotemporal tion density. The heat map was provided in real-time and
characteristics of USU, it is helpful to better understand updated every 15 min. It adds time dimension information
the rules of USU in built-up areas and improve the theore- to the geographical location information of the population
tical research of underground space. On the other hand, it distribution, which is of great significance for the spa-
provides useful guidance for relevant departments and tiotemporal dynamic research of underground space.
planners to formulate policies and plans regarding USU, According to the data of major mobile mapping applica-
and helps the transformation of underground space plan- tions in China in 2018, the Baidu map is downloaded
ning in the transformation context. approximately 1.85 billion times and has 320 million
monthly users (Baidu News, 2019). The most recent data
show that the Baidu map responds to approximately 80 bil-
2 Research area and data processing lion location service requests every day (Doc, 2019). The
large database offers strong credibility for research based
2.1 Overview of the research area on the Baidu heat map. However, the heat map cannot
reflect the real population density, but can only approxi-
This study considered the central city of Nanjing as the mate the population distribution trend and the spatial dif-
research area. Nanjing, located in the southwestern part of ferences in the population density. Therefore, this study
Jiangsu Province and the lower reaches of the Yangtze emphasized the relative situation of population agglomera-
River, is the capital city of Jiangsu Province and one of Chi- tion and distribution in different areas in different periods.
na’s megacities. The satellite images are shown in Fig. 1. Considering the periodic variation of population activi-
The central city is the core area of the Nanjing ties weekly and the difference in activities between working
metropolitan area, with a total area of approximately days and rest days, this study selected two days, July 4,
846 km2. It includes the main urban districts of Old Town, 2019 (working day) and July 6, 2019 (rest day), and inter-
Hexi District, East District, South District, and North Dis- cepted the Baidu heat map every two hours from 7:00 to
trict and the three sub-cities of Jiangbei, Dongshan, and 23:00. A total of 18 heat maps were obtained as the basic
Xianlin (Fig. 1). Old Town is the commercial center of data for this study (Fig. 2). According to the needs of the
the entire city where historical and cultural elements are data analysis, the heat map data were vectorized based
concentrated. The Old Town is fully built up. The Hexi on the GIS platform, and the density of the population dis-
District is located south of Old Town and is used for com- tribution was assigned by heat intensity values ranging
mercial, cultural, and sports purposes. All of the northern from 1–7—corresponding to different color zones in the
parts of Hexi are built up, the central part is basically com- heat map (Fig. 3). When, the population density increases,
pleted, and the southern part is a new urban area and is rel- the number is higher. To facilitate the latter analysis, the
atively less developed. Most areas in the East, South, and zones with heat intensities of 6–7 are collectively referred
North districts are built-up areas; thus, there are many to as urban high heat zones (HHZs), and the zones with
opportunities for renovation. The built-up area of the heat intensities of 4–5 are collectively referred to as urban
Dongshan Sub-city coexists with the new area, while small secondary heat zones (SHZs) (Figs. 3 and 4)—representing
Y. Chen et al. / Underground Space 7 (2022) 748–766 751

Fig. 1. Satellite photo and district structure of Nanjing central city (data source: drawn based on Amap).

Fig. 2. Baidu heat map of Nanjing central city (part) (data source: drawn based on a Baidu map).

the urban areas with the highest population density (Wu & dynamic distribution of the population, this study chose
Ye, 2016). parking, commercial, sports, entertainment, and other
The underground space data are mainly derived from the point-shaped underground facilities in direct supply–
Master Plan for the Development and Utilization of Urban demand relationships with the population distribution as
Underground Space in Nanjing (2015–2030). Such data are research objects. Through the ArcGIS platform, the data
obtained through the current land use interpretation, topo- of the status quo of the underground space are transformed
graphic data verification, on-site verification, online prop- into spatial vector data, and attributes are assigned, includ-
erty information queries, and other channels, and the ing functions, the number of layers, and areas.
construction data of some underground spaces are included The underground space facilities in the central city
in the existing planning information platform. Urban are mainly parking and commercial facilities—primarily
underground space comprises functional structures with distributed in the main urban districts. The underground
mainly linear or point-shaped characteristics. The develop- space facilities in the sub-cities are combined with the
ment and utilization of linear underground facilities, such layout of public buildings and residential areas, and
as rail transit and underground pipelines, are mostly led the construction volume increases annually. The under-
by the city government for planning, construction, and ground space in the central city is mainly developed
management. The development and utilization of point- in shallow layers, among which underground commer-
shaped underground facilities, such as parking, commercial, cial and underground parking facilities are mainly
office, and entertainment facilities, are mostly driven by the distributed in the first and second floors of the under-
daily activities of the urban population. Therefore, to effec- ground, with less development in the middle layers
tively investigate the characteristics of USU based on the (Figs. 5 and 6).
752 Y. Chen et al. / Underground Space 7 (2022) 748–766

hensive analysis, notably, from the distributional pattern


perspective, the underground space presents characteristics
of agglomeration and clustering that closely match the
population distribution. Underground space in areas with
population agglomeration has been fully developed, while
that in areas with low population density is poorly devel-
oped. The development density of the underground space
is higher in HHZs than in other zones. Regarding the func-
tion distribution, the HHZs are highly consistent with the
underground public facilities distribution. Almost all
underground public facilities are concentrated in HHZs,
and the underground space in HHZs has more diversified
functions. To further investigate the relationship between
the vertical distribution of the underground space and the
population distribution, the vertical stratification map of
the underground space was superimposed with the Baidu
heat map at each moment of the working day and the rest
day. Notably, there is a certain relationship between the
HHZs and the number of layers in the underground space.
Most multilayer underground facilities are located in
HHZs. Through further investigation of the relationship
between underground space and the location of the rail
transit site, most underground space and most HHZs are
aggregated around subway stations because the under-
ground space combined with subway stations can create
more commercial opportunities and transportation space
Fig. 3. Vectorized Baidu heat map of Nanjing central city (2019–07-06, to attract more people and promote economic and social
9:00). development around the stations (Durmisevic, 1999).
To further determine the supply effect of underground
space resources, the relationship between the population
3 Analysis and results distribution density and the underground space develop-
ment intensity was quantitatively analyzed. As mentioned
3.1 The relationship between the urban population above, the HHZs and SHZs are the areas with the highest
distribution and USU density of the urban population; thus, the scales of the
HHZs and SHZs can be used to measure the population
For this part of the analysis, the function distribution distribution density. However, because of the different land
map of the underground space in the central city was areas in each district, the statistical areas of HHZs and
superimposed with the Baidu heat map at each moment SHZs in each district are not comparable. Based on the
of the working day and the rest day. Through a compre- planned construction land area, the HHZ and SHZ areas

Fig. 4. Vector map of HHZs and SHZs during the working day (2019–07-04).
Y. Chen et al. / Underground Space 7 (2022) 748–766 753

Fig. 5. Function distribution of the underground space in the central city Fig. 6. Vertical stratification of the underground space in the central city
(data source: drawn based on the Master plan for the development and (data source: drawn based on the Master plan for the development and
utilization of urban underground space in Nanjing [2015–2030]). utilization of urban underground space in Nanjing [2015–2030]).

in each district were normalized, and the calculation for- I j ¼ U j =Aj ; ð3Þ
mula is
mjx ¼ ajx =Aj ; ð1Þ where I j is the development intensity of the underground
space in district j, U j is the area of the underground space
where mjx is the normalized standard value of the HHZ or
of district j, and Aj is the planned construction land area of
SHZ area in the district j at time x, ajx is the HHZ or SHZ
district j.
area in district j at time x, and Aj is the planned construc-
According to the above formulas, the development
tion land area of district j. j represents the districts in cen- intensity of the underground space and the population dis-
tral city—Old Town, Hexi District, South District, North tribution density of each district were calculated (Tables 1
District, East District, Dongshan Sub-city, Jiangbei Sub- and 2). SPSS software was used to draw scatter diagrams,
city, and Xianlin Sub-city; x=7:00, 9:00, 11:00, 13:00, with the population distribution density as the abscissa and
15:00, 17:00, 19:00, 21:00, and 23:00. the development intensity of underground space as the
Considering the particularity of population activities at ordinate (Fig. 7).
7:00, the average value of the population distribution den- According to Tables 1 and 2 and Fig. 7, the population
sity from 9:00 to 23:00 was calculated, and the formula is distribution density of the SHZ is positively correlated with
X
dj ¼ mjx =8; ð2Þ the development intensity of the underground space, while
there is an obvious abnormal point in the HHZ—Old
where d j is the average value of the day-long population Town. The population density in Old Town is very high,
distribution density in district j, mjx is the normalized stan- but the intensity of underground space development is rel-
dard value of the HHZ or SHZ area of district j at time x, atively low, and the supply of underground space resources
and x = 9:00, 11:00, 13:00, 15:00, 17:00, 19:00, 21:00, and is scarce. This is because of the restrictive factors of capital
23:00. and property rights in the renewal and reconstruction of
The development intensity of underground space is Old Town, the difficulty of underground space develop-
expressed as the ratio between the underground space area ment, and the high development cost—resulting in an
and the planned construction land area of each district, and imbalance between the supply and demand of underground
it is calculated as space. Therefore, the redevelopment of underground space
754 Y. Chen et al. / Underground Space 7 (2022) 748–766

Table 1 Table 2
Data on the average density of the population distribution (d j ) during the Data on the Average density of the population distribution (d j ) during the
working day and the development intensity of underground space (I j ). rest day and the development intensity of underground space (I j ).
j d j of HHZ d j of SHZ Ij j d j of HHZ d j of SHZ Ij
Old Town 0.790 0.270 0.085 Old Town 0.785 0.254 0.085
Hexi District 0.378 0.328 0.146 Hexi District 0.381 0.272 0.146
South District 0.155 0.248 0.099 South District 0.163 0.221 0.099
North District 0.105 0.264 0.074 North District 0.134 0.281 0.074
East District 0.047 0.185 0.136 East District 0.061 0.246 0.136
DongshanSub-city 0.066 0.164 0.039 DongshanSub-city 0.081 0.177 0.039
JiangbeiSub-city 0.012 0.055 0.030 JiangbeiSub-city 0.019 0.071 0.030
XianlinSub-city 0.005 0.031 0.014 XianlinSub-city 0.004 0.035 0.014

in Old Town must be undertaken to improve the supply of of underground space. Therefore, the spatiotemporal char-
underground space resources and to meet the needs associ- acteristics of the demand for USU can be analyzed based
ated with the activities of the high-density population. on the dynamic changes in the HHZ and SHZ in different
As seen in Fig. 7(a) and (c), the development intensity of districts. The normalized standard values of the HHZ and
the underground space in the Hexi District is the highest SHZ areas in different districts (Eq.(1)) are plotted as line
among all districts. However, compared with the other charts for comparative analysis, as shown in Figs. 8 and 9.
six districts, it is still not sufficient because the Hexi District The line charts show that the HHZ area in each district
government adopted the strategy of restricting the con- during the working day is at its lowest at 7:00, probably
struction of underground parking facilities considering that because fewer people are using smartphones as people are
the presence of too many underground parking spaces will still resting or just getting up. By 9:00, the HHZ area rises
aggravate aboveground traffic congestion. According to rapidly, and then maintains a steady fluctuation state. At
the traffic situation released by Amap (AutoNavi 21:00, there is a trough, and the area rises again by
Software, 2019), the traffic situation is better in the Hexi 23:00. Some districts even reach their peak at 23:00. The
District than that in other similar districts, and the traffic change rules of the HHZ area are similar on the rest day
flows within the region are efficient and fast. Although this and the working day. Overall, the HHZ covers a larger
condition is closely related to reasonable urban planning, it area during the rest day than during the working day,
also proves the efficacy of restricting underground parking. but there is a lag in the timing of the changes compared
Through the above analysis, the urban population dis- to the working day. This is because people’s activities dur-
tribution and USU show an obvious positive correlation ing rest days lag behind their activities during working
regardless of form or quantity, which demonstrates the days, and during rest days, people engage in a wider range
positive predictive ability of population density to deter- of activities.
mine the demand for underground space, indicating that The variation in the SHZ during the working and rest
population distribution density reflects the demand and days presents a similar rule. The SHZ areas in the seven
utilization intensity of underground space to a certain districts other than Old Town are the lowest at 7:00, and
extent. It provides the basis for the analysis of USU spa- it fluctuates steadily during the rest day. However, the
tiotemporal characteristics in urban built-up areas based SHZ area in Old Town is the highest at 7:00 and declines
on the Baidu heat map. rapidly by 9:00, after which it presents a stable fluctuation.
This is because of the high degree of population agglomer-
3.2 Spatiotemporal characteristics of USU in urban built-up ation in Old Town. Most of the districts after 9:00 are
areas HHZ, while the SHZ areas are relatively small.
The HHZ and SHZ areas in the entire central city reveal
3.2.1 The spatiotemporal characteristics of USU demand a similar change rule in each district. A comprehensive
The changes in the population concentration at different observation of the line charts shows that each district pre-
times of the day are associated with a variety of factors, sents an upward trend after 21:00 and reaches a peak at
such as urban land-use types (Liu et al., 2020), different 23:00—quite different from people’s usual activity habits.
activities, and locations. However, regardless of the factors The reason for this phenomenon is probably because most
that the changes in population concentration depend on, people in the city are still up after 21:00, and more people
high concentrations of the population at any time of the use smartphones at night than during the day—leading the
day signal a relatively high demand for space, including Baidu heat map to reflect the HHZ and SHZ over a large
aboveground space and underground space. From the area.
above analysis, the urban population distribution and According to the above analysis, regarding spatial distri-
USU show a positive correlation; therefore, the HHZs bution, Old Town has the highest population density, fol-
and the SHZs are the areas with the highest population lowed by Hexi district, and the population density in the
density, which, in turn, represent the high demand intensity sub-cities is very low showing the demand for USU in
Y. Chen et al. / Underground Space 7 (2022) 748–766 755

Fig. 7. The relationship between the population distribution density and the underground space development intensity.

the main urban district is much higher than that in the intensity of each unit from 9:00 to 23:00 was calculated
sub-cities. Concerning time variation, the population distri- (Figs. 10 and 11). The formula is
bution density of each district presents dynamic spatiotem- X
poral variation characteristics—because of the change in Hk ¼ H kx =8; ð4Þ
the population spatiotemporal distribution caused by the
separation of the urban occupation and residence, housing where H k is the day-long average heat intensity of unit k,
and schooling, and urban function division, and reflects the H kx is the heat intensity of unit k at time x, x=9:00,
spatiotemporal law of the demand for underground space 11:00, 13:00, 15:00, 17:00, 19:00, 21:00, and 23:00, and k
in different districts. In the planning of underground space, = 1, 2, 3, ∙∙∙, n.
we can make full use of the spatiotemporal law of urban There were 25 continuous HHZs in the central city of
population distribution, study the USU demand degree in Nanjing during the working day. The average heat map
different districts at different times, and make use of the was superimposed with the Baidu map to identify the speci-
time-elasticity of underground space demand in different fic geographic locations of the HHZs. The HHZs are
districts to provide a reference for the interval sharing named according to their geographical locations and iconic
and off-peak utilization of underground space resources. sites, and their order by area from large to small is Xin-
The geographical location of the continuous HHZ was jiekou, Hunan Road, Confucius Temple, Hexi Center,
investigated to further analyze the spatial characteristics Nanjing South Railway Station, Longjiang Business Dis-
of the demand for USU. For this analysis, the central city trict, Hong Yue, Oil Mill Bridge, Hongyang Plaza Business
of Nanjing was divided into 50 m  50 m raster units Circle, Dongshan Sub-city Center, Jiangning Wanda Plaza,
through the ArcGIS platform, and a raster calculator Nanjing Station, Xinzhuang Square, Yin Hua Street of
was used to calculate the average value of the Baidu heat Integrity Avenue, Nanjing Yiwu Commodity City, Maigao
map. According to the above analysis, the data error at Bridge Square, Shuanglong Avenue, Maqun Business Cir-
7:00 is relatively large; thus, the average value of the heat cle, Dingjia Village, Nanjing University of the Arts, Tian-
756 Y. Chen et al. / Underground Space 7 (2022) 748–766

Fig. 8. Area changes in the HHZs or SHZs in every district.

Fig. 9. Area changes in the HHZs or SHZs in the central city.

long Temple, World Trade Riverside, Fengxiang Garden added—specifically, Southern Times Plaza, Tian Run,
and Cuiping Mountain Mass Transit Rail Station (Fig. 12). Mingfa Bund Plaza, and Wutang Plaza, reflecting the lei-
Through further observation of the land use functions, sure orientation of the population distribution during the
the HHZs are mostly distributed among commercial cen- rest day (Fig. 13).
ters, transportation hubs, and employment centers on a Owing to the positive correlation between population
working day—showing an obvious work orientation. The distribution density and USU, the distribution of these per-
distribution of HHZs on the rest day is like the distribution sistent HHZs represents the high-demand areas of under-
of HHZs on a working day but more extensive. Tianlong ground space and the spatial structure of the USU. The
Temple and Fengxiang Garden are no longer HHZs for optimization and improvement of the underground space
the rest day, but four commercial leisure regions are structure system should be based on this. On the one hand,
Y. Chen et al. / Underground Space 7 (2022) 748–766 757

Fig. 10. Average heat intensity of the working day.

it can reflect the people-oriented planning orientation; on GIS, the vector data of the underground space in each dis-
the other hand, it can effectively meet the actual space trict were clipped and counted with the HHZ at different
demand of the city. time points as the boundary. In the underground space
of the central city, the three functions, namely, residential
3.2.2 Spatiotemporal characteristics of USU underground parking facilities (RUPFs), public under-
The HHZ is the area with the highest urban population ground parking facilities (PUPFs), and underground com-
density, and it represents a high demand for urban space, mercial facilities (UCFs) account for more than 97% of the
including underground space. The function and scale of total area of underground space and are distributed across
the underground space covered by the HHZ reflect the every district. However, the areas with other functions
demand degree and utilization intensity of spaces with dif- account for less than 3% (Fig. 14) and are mostly dis-
ferent functions among the urban population. Therefore, tributed in Old Town—making it difficult to mine the data
the spatiotemporal characteristics of the USU can be inves- rules. Therefore, only the areas of RUPFs, PUPFs, and
tigated by analyzing the area change in the underground UCFs at different times were counted and plotted as line
space covered by the HHZ. By using the clipping tool in charts (Figs. 15 and 16).
758 Y. Chen et al. / Underground Space 7 (2022) 748–766

Fig. 11. Average heat intensity of the rest day.

According to Figs. 15 and 16, for either the whole cen- is similar to the rule during the working day, but with a
tral city or each district, the area of underground facilities slight time lag. The UCF area varies similarly to the work-
in the HHZ shows a similar change trend. During the ing day from 7:00 to 23:00 according to the ‘‘low–high-lo
working day, the scale of RUPFs varies from 9:00 to w” rule.
23:00 according to the ‘‘high-low–high” rule. The area of As shown in Fig. 16, in the entire central city, from 9:00
RUPFs is at its minimum at 7:00; after which it rapidly to 22:00 during the working day, the PUPF area far
increases reaching a peak at 9:00, then decreases slightly exceeds the RUPF area. Moreover, the RUPF area varies
and fluctuates on a small scale, but quickly increases again greatly from day to night—indicating that a considerable
after 21:00 and reaches its maximum at 23:00. The scale of portion of RUPFs are vacant during the daytime and result
PUPFs presents an opposite trend and varies from 7:00 to in a waste of space resources. After 22:00, the scale of the
23:00 according to the ‘‘low–high-low” rule. The area RUPFs far exceeds the scale of the PUPFs. During the rest
changes are similar in the UCFs and PUPFs. day, the scale of RUPFs far exceeds the scale of PUPFs
During the rest day, the RUPF area in the HHZ rises after 15:00.
from 7:00 to 23:00, except for slight fluctuations, and The underground space in the HHZs is highly utilized
reaches its maximum at 23:00. The variation rule of PUPFs due to the high population concentration and the high
Y. Chen et al. / Underground Space 7 (2022) 748–766 759

Fig. 12. Locations of high population concentration during the working day.

demand for urban space in the HHZ compared with other x = 7:00, 9:00, 11:00, 13:00, 15:00, 17:00, 19:00, 21:00, and
zones. As stated earlier, this study focused more on relative 23:00.
comparisons than absolute ones of the data. Therefore, the The utilization efficiency of underground facilities at dif-
utilization efficiency of underground space with different ferent times of the day is shown in Fig. 17. From the
functions can be measured by the proportion of the total change trend perspective, the change rule of the utilization
underground area occupied by the underground area in efficiency of underground facilities is like that of the under-
the HHZs. The calculation formula is ground facilities area in the HHZ. The utilization efficiency
of UCFs and PUPFs is low in the morning and at night but
eix ¼ uix =U i ; ð5Þ
high in the daytime, while the utilization efficiency of
where eix is the utilization efficiency of the underground RUPFs is low in the daytime and high at night. Regarding
facilities of function i at time x, and uix is the underground value, UCFs have the highest utilization efficiency, fol-
facility area of function i in the HHZ at time x. U i is the lowed by PUPFs and RUPFs. This phenomenon reflects
total area of the underground facilities of function i. i rep- people’s space use rules, that is, people use more public
resents the three functions of RUPFs, PUPFs, and UCFs. space in the daytime and more living space and supporting
760 Y. Chen et al. / Underground Space 7 (2022) 748–766

Fig. 13. Locations of high population concentration during the rest day.

parking facilities in the morning and evening. Conversely, to a shortage of PUPFs in urban public service places.
it reflects the uneven utilization efficiency of underground Therefore, in the planning of underground space, the
facilities with different functions—causing the waste of multi-function configuration and flexible layout design of
space resources to some extent. underground space should be strengthened to meet the
Through the above analysis, PUPFs are like UCFs in functional utilization requirements of different periods.
terms of space utilization. This is because urban service Additionally, the time-elasticity of USU should be fully
places such as commerce and business are the main destina- exploited to realize the sharing of RUPFs and PUPFs stag-
tion and return-starting point of urban transportation, and gered peaks in a certain area, to improve the utilization effi-
the attribute of service places (such as UCFs) has a signif- ciency of underground space resources.
icant impact on PUPFs, therefore they show a relatively
similar spatiotemporal law regarding USU. However, the 3.3 Spatial structure of the USU
utilization rule of RUPFs and PUPFs are contrary. The
vacancy rate of RUPFs is high during the day, while the The population distribution density reflects the charac-
utilization rate of PUPFs is high during the day, leading teristics of the urban spatial structure and the actual space
Y. Chen et al. / Underground Space 7 (2022) 748–766 761

Fig. 14. Underground facilities area in the central city of Nanjing (data source: drawn based on the Master plan for the development and utilization of
urban underground space in Nanjing [2015–2030]).

Fig. 15. Area changes of the underground facilities in the HHZ in every district.
762 Y. Chen et al. / Underground Space 7 (2022) 748–766

Fig. 16. Area changes of the underground facilities in the HHZ in the central city.

Fig. 17. Utilization efficiency changes of underground facilities.

needs of urban built-up areas. Therefore, regions with a five level 3 centers. In the sub-cities, except for the level 1
high population density can be used to determine the center of Dongshan Sub-city Center and the three level 3
important nodes of underground space. The continuous centers located in HHZs, all the other planned centers
HHZs are the regions with the highest population density, are in the general zones of population agglomeration.
and their geographic locations can be considered important Overall, the planned centers in the main urban districts
nodes in urban space, which can provide a reference for the are the most consistent with the HHZ, followed by the
planning and layout of urban underground space. Accord- Dongshan, Jiangbei, and Xianlin sub-cities. The regions
ing to the Master Plan for the Development and Utilization with high population density in the main urban districts
of Urban Underground Space in Nanjing (2015–2030), the correspond to the planned underground space centers,
key development regions of underground space are divided while the centers planned for the sub-cities greatly deviate
into three levels: level 1 and level 2 centers are all dis- from the HHZs on the heat map. This is because most
tributed in the central city, and level 3 centers are mostly regions of the main urban districts are built up, all types
located in the central city (Table 3 and Figs. 18 and 19). of urban infrastructure are complete, and the urban spatial
By superimposing the average heat maps of the working structure has been established. The location, land use,
and rest days (Figs. 10 and 11) with the planned structure transportation, and other factors considered in the plan
of underground space (Fig. 18), the HHZs in the main for underground space are highly coupled with the popula-
urban districts comprise three level 1 centers (Xinjiekou, tion distribution density, and the important nodes of
Nanjing South Railway Station, and Hexi Center), two underground space determined on this basis are in regions
level 2 centers (Confucius Temple and Hunan Road), and with a high population density. However, the sub-cities
Y. Chen et al. / Underground Space 7 (2022) 748–766 763

Table 3
Structure of Nanjing’s underground space in the Master plan (data source: Master plan for the development and utilization of urban underground space in
Nanjing [2015–2030]).
Planning center Location
Level 1 center Xinjiekou Center, South Station-Honghua Airport Center, Hexi Center, and Pukou Center
Level 2 center Hunan Road, Confucius Temple, Xiaguan Riverfront, Dongshan Sub-city Center, Xianlin Sub-city Center, Xiongzhou Center, and
Nanjing North Station
Level 3 center Nanjing Station, airport and other transportation hub stations, and other regional business centers

Fig. 19. Planned layout of the underground space in the central city (data
source: Master plan for the development and utilization of urban
underground space in Nanjing [2015–2030]).
Fig. 18. The planned structure of the underground space in the central
city (data source: Master plan for the development and utilization of
the nodes in the regions with an average level of population
urban underground space in Nanjing [2015–2030]).
agglomeration, which are planned according to various
have fewer built-up areas and a lower population density. mechanism factors. The purpose of their construction is
The planning of underground space in the sub-cities is to guide the development of the region; thus, they are
mainly based on regional development positioning, and called guiding-type nodes (Fig. 21).
the determination of important nodes is often influenced Demand-type nodes are mostly in urban built-up areas
by mechanism factors that are not completely consistent with relatively complete urban spatial structures. The plan-
with the objective of development laws and their ning of demand-type nodes is intended to improve and
requirements. optimize the existing underground space and integrate sur-
According to the geographical location of the sustained face functions with underground space resources to solve
HHZs, the important nodes of underground space develop- urban development constraints. Therefore, the structure
ment can be delimited, and the planning layout of under- of the surface space should be considered in the develop-
ground space in the central city of Nanjing can be ment of demand-type nodes in underground space to
supplemented and optimized (Fig. 20). The important ensure the continuity and integrity of the overall spatial
nodes are divided into two types, and different develop- structure in the region. Such consideration promotes rea-
ment strategies are proposed for each type. One type of sonable reorganization and intensive utilization of under-
node is consistent with regions with a high population ground space resources to solve surface problems.
agglomeration. As their construction is intended to meet The guiding-type nodes are located mainly in the new
the space demand of the high-density population, they urban area, and the planning of these underground spaces
are called demand-type nodes. The other type concerns should guide land development based on the regional
764 Y. Chen et al. / Underground Space 7 (2022) 748–766

Fig. 20. Optimized plan of the underground space in the central city. Fig. 21. Types of important nodes in the planned underground space of
the central city.

development orientation. By relying on the construction of


rail transit, guiding-type nodes should be developed as the
core of the new urban area to gradually drive the develop- wise, it is the underground space structure that needs to be
ment of underground space in the entire region. Further- re-optimized.
more, underground space should be developed in advance As the contradiction between supply and demand of
around important nodes to form a relatively complete underground space resources in Old Town is the most
underground spatial structure that provides sufficient prominent in the whole central city, it is necessary to con-
reserves of public space and support the infrastructure of sider the redevelopment of underground space. In Old
the region. Town, there are a large number of underground space
According to the above analysis, in the recent under- stock resources, and the redevelopment of underground
ground space construction, the underground space of the space includes not only the new construction of under-
three level 1 centers (Xinjiekou, South Railway Station- ground space on the stock land, but also the renewal and
Honghua Airport, and Hexi Center) and the three level 2 transformation of existing underground space. In the hor-
centers (Hunan Road, Confucius Temple, and Dongshan izontal dimension, concerning the fragmentation and poor
Sub-city Center) must be reorganized and used intensively systematization of the underground space in Old Town, the
based on the function and structure of the surface. Accord- network construction of the underground space should be
ing to the spatiotemporal characteristics of the under- considered, the time sequence of the redevelopment of the
ground space in these areas, the sharing of underground underground space in different periods should be coordi-
facilities and multi-function configurations can be imple- nated, and the connecting channels should be reasonably
mented to improve the utilization efficiency of under- reserved. Vertically, the underground space stock resources
ground space. Planned centers, such as the Pukou Center, in Old Town are mainly concentrated in the shallow and
Xiaguan Riverfront, Xianlin Sub-city Center, Xiongzhou middle layers, and the shallow and middle underground
Center, and Nanjing North Railway Station, should be fur- space resources in the core area tend to be saturated.
ther investigated to determine whether they are suitable Therefore, further consideration should be given to the
centers. If found suitable, the underground space needs development and utilization of deep underground space
to be developed in advance and become the core of the to supplement urban infrastructure and public welfare
underground space development in the entire region; other- facilities.
Y. Chen et al. / Underground Space 7 (2022) 748–766 765

4 Discussion sity and USU in the study area directly. In future work,
the utilization rule of underground space will be discussed
Based on big data of the Baidu heat map, this study dis- substantively in combination with ‘‘small data” such as
cussed the spatiotemporal distribution of urban population field investigations and questionnaire surveys. As an
aggregation degree in a certain research period, analyzed attempt using the big data to analyze urban underground
the relationship between urban population distribution space, although there are still many undeveloped places in
and USU as well as the spatiotemporal characteristics of research methods and processing of big data, this study
USU, and proposed a USU structure optimization strategy provides a possible idea for the transformation of under-
for the application of big data—providing a reference for ground space research paradigm and the innovation of
underground space planning in Nanjing. method systems in the transition period from a new
The location-based big data represented by the Baidu perspective.
heat map provides a new perspective for the research of
underground space in the context of urban transformation. 5 Conclusion
Through the analysis and application of the Baidu heat
map, we can reveal the spatiotemporal distribution and Based on the population dynamic distribution data of
spatiotemporal behavior modes of urban populations, the Baidu heat map, this study analyzed the spatiotemporal
and the gathering information of people in various places law of USU in urban built-up areas from three aspects: the
in different periods largely reflects the demand and utiliza- relationship between urban population distribution and
tion of underground space. This information is important USU, the spatiotemporal characteristics of USU, and the
for understanding the operation of USU and optimizing spatial structure of USU, and the following conclusions
the layout of underground space. are drawn:
The research presented in this study has reference signif-
icance for the planning and policymaking of USU. First, (1) The urban population distribution and USU show an
for decision-makers, obtaining and analyzing the dynamic obvious positive correlation regardless of form or
data of the Baidu heat map enables them to investigate quantity—demonstrating the positive predictive abil-
the changes in urban population distribution and the uti- ity of population density to determine the demand for
lization of underground space resources from a more underground space, that is, the population distribu-
detailed and dynamic perspective, which is of great help tion density reflects the demand and utilization inten-
to objectively understand the spatiotemporal law of USU sity of underground space to a certain extent.
and its structure, reducing the risk of dislocation between (2) The utilization efficiency differs notably among
underground space and urban space structure; from a big underground facilities with different functions. Over-
data perspective, it explores the ideas for underground all, UCFs have the highest utilization efficiency, fol-
space planning, construction, and management; Second, lowed by PUPFs and RUPFs. UCFs and PUPFs
for planners, big data application provides data and show a relatively similar spatiotemporal law regard-
method support for guiding urban underground space ing USU; however, the utilization rules of RUPFs
planning from material space with ‘‘land use” as the core and PUPFs are contrary. The vacancy rate of RUPFs
to urban socio-economic comprehensive evaluation with is high during the day, while the utilization rate of
‘‘individual daily activities” as the core. The rule of USU PUPFs is high during the day.
and its structure optimization strategy for big data applica- (3) According to the spatial structure of the USU
tion proposed in this study provide a reference for under- reflected by the continuous HHZs of the population,
ground space stock-type planning; third, for the public, the regions with high population density in the main
in the current underground space planning, the public is urban districts correspond to the planned under-
mostly a passive waiting role. Conversely, in this study, ground space centers, while the centers planned for
because Baidu heat map is the digital footprint when users the sub-cities greatly deviate from the HHZs on the
visit Baidu products, it contains the ‘‘public participation” heat map.
in urban planning, which is the public’s unconscious partic-
ipation in planning decisions. The combination of bottom- Against the background of urban transition in China,
up demand mechanism and top-down decision-making the underground space of urban built-up areas, with con-
mechanism improves the accuracy and authority of centrated human activities, presents great development
planning. demand. In the planning of underground space in urban
This study used big data to conduct regular mining of built-up areas, not only the physical space but also the
USU in urban built-up areas—making up for the defects human activities and demands in the area must be consid-
of traditional data and providing a research example for ered. Besides considering the overall arrangement of space
stock-type planning of underground space. However, it resources, it is important to evaluate and provide feedback
is impossible to identify whether the population actually regarding the activities of the people who use these spaces
uses the underground space, and only measures the and combine the top-down regional development orienta-
‘‘quantity” balance between population distribution den- tion with the bottom-up space use characteristics.
766 Y. Chen et al. / Underground Space 7 (2022) 748–766

Declaration of Competing Interest Hunt, D., Makana, L., Jefferson, I., & Rogers, C. (2016). Liveable cities
and urban underground space. Tunnelling and Underground Space
Technology, 55, 8–20.
The authors declare that they have no known competing Kaliampakos, D., Benardos, A., & Mavrikos, A. (2016). A review on the
financial interests or personal relationships that could have economics of underground space utilization. Tunnelling and Under-
ground Space Technology, 55(5), 236–244.
appeared to influence the work reported in this paper. Li, H., Li, X., Parriaus, A., & Thalmann, P. (2013a). An
integrated planning concept for the emerging underground
Acknowledgements urbanism: Deep city method part 2 case study for resource
supply and project valuation. Tunnelling and Underground Space
Technology, 38, 569–580.
The authors gratefully acknowledge the support of the Li, H., Li, X., & Soh, C. (2016a). An integrated strategy for sustainable
National Natural Science of China (Grant No. development of the urban underground: From strategic, economic and
societal aspects. Tunnelling and Underground Space Technology, 55,
51878660), the National Natural Science of China (Grant 67–82.
No. 51608527) and the Natural Science of Jiangsu Province Li, H., Parriaus, A., Thalmann, P., & Li, X. (2013b). An integrated
(Grant No. BK20191330). planning concept for the emerging underground urbanism: Deep city
method part 1 concept, process and application. Tunnelling and
Underground Space Technology, 38, 559–568.
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