Professional Documents
Culture Documents
Berberoglu (Ed.) - The Palgrave Handbook of Social Movements, Revolution, and Social Transformation - Bab 1
Berberoglu (Ed.) - The Palgrave Handbook of Social Movements, Revolution, and Social Transformation - Bab 1
Berch Berberoglu
Social movements have been struggling against repressive states advancing the
interests of dominant classes for many centuries. Over time, millions of people
have organized and become empowered to bring about social change and
transformations in numerous societies across the globe. This opening introduc-
tory chapter provides an analysis of the conditions that lead to the emergence
and development of social movements struggling to bring about transforma-
tion of society. It examines the origins, nature, dynamics, and mobilization of
social movements as they struggle to transform the prevailing dominant social,
economic, and political order. After a brief historical background and an exami-
nation of objective and subjective conditions leading to the development of
social movements, the chapter explores the dynamics of movement organiza-
tion and mobilization with reference to concrete cases of social movements
that have succeeded in rising up and transforming societies across the globe in
the twentieth and early twenty-first centuries.1
Recent mobilization, protests, and political responses by various social
movements around the world are leading to protracted struggles that threaten
entrenched dominant class interests that have held on to power for decades.
The significance of the success of the Arab Spring of 2011 is more for its inspi-
rational value to social movements across the globe than simply replacing
authoritarian regimes to secure civilian multi-party rule. It is for this reason
that the rebellions across North Africa and the Middle East have had a ripple
B. Berberoglu ( )
Department of Sociology, University of Nevada, Reno, Reno, NV, USA
e-mail: berchb@unr.edu
effect in triggering similar uprisings in other countries when millions across the
globe have shed their fears and found their way to express their will through
collective political action.
HISTORICAL BACKGROUND
Many diverse social movements have emerged and developed in different soci-
eties throughout history. Some of these movements have developed spontane-
ously and without any prior preparation in terms of organization, strategy, and
tactics, such as slave rebellions in Ancient Rome and peasant revolts in medieval
Germany. Uprisings have occurred in oppressive systems such as old despotic
empires, just as they have under slavery, feudalism, and capitalism, where states
ruled by despots, slave masters, landlords, and capitalists have often repressed
attempts to alter the existing order to prevent the people from coming to
power. But they have not always succeeded in keeping the people down. There
have been instances when the oppressed have risen and put up a determined
fight and won, through a series of rebellions and revolutions that have brought
about social transformations across the globe.2
In the transition from feudalism to capitalism in Europe and elsewhere, a vari-
ety of social movements have come to challenge existing states and have trans-
formed them to serve the interests of the victorious classes that have succeeded in
taking state power. Among these we find the great bourgeois revolutions of the
eighteenth century, when the nascent national bourgeoisies of Europe rose up in
arms to smash the old (feudal) system to rule society under the banner of “free-
dom” across the continent for “free trade,” investment, and economic activity
that later facilitated the accumulation of private capital through the exploitation
of wage-labor. This victory assured the domination of capital that came to assume
state power to advance its own interests against that of the landlords. Thus, the
rule of the capitalists over the state was established in Europe, and later in North
America, where slavery and the rule of the slave-owners were replaced by that of
capitalists after the victory of the latter in the Civil War that brought them to
power in the United States in the late nineteenth century.3
The domination of society by the new ruling classes in Europe and North
America, which facilitated the development of capitalism in these regions of the
world, thus led to the development of a labor movement through the formation
of trade unions that came to organize workers to wage a determined struggle
against the new oppressive system.4
Many of the benefits that organized labor has secured for itself over the past
century have been the result of such struggles. While the balance of class forces
under capitalism in Europe and the United States came close to (but did not
quite result in) workers taking state power to transform society during the
Great Depression in the early twentieth century, social movements in other
parts of the world did succeed to effect change that led to the construction of
new societies across the globe.5
INTRODUCTION: DYNAMICS OF SOCIAL MOVEMENTS, REVOLUTION… 3
Some of these movements succeeded in taking state power despite the unre-
lenting onslaught by the dominant forces to crush them, while others failed,
facing the counterrevolutionary machinations of foreign and domestic subver-
sion. Ironically, a few decades later, a number of these failed movements were
able to regroup and retake state power and survive attempts to derail their
efforts to rebuild their societies (as in Chile, Argentina, Nicaragua, and El
Salvador). Others, such as Venezuela, Bolivia, Ecuador, Uruguay, and several
other Latin American countries, as well as Brazil, led by grassroots people’s
movements, have taken a critical path and turned to the left, adopting policies
that are against neoliberalism and in favor of the interests of the great majority
of the people in these countries. We will have more to say about some of these
movements later in this chapter, but first we must examine the factors contrib-
uting to the formation and success of social movements in transforming con-
temporary capitalist society.
oppressed classes), the political structure and the nature of the state, and exist-
ing social and economic conditions. The subjective conditions include the level
of class consciousness among the oppressed classes; the emergence of leading
figures, organizations, and political parties of the oppressed; the response of the
government and the dominant classes; and the balance of class forces and mass
mobilization. In considering the opposing classes engaged in struggle, it is
important to know the nature and composition of the dominant class, including
its various fractions, who (i.e., which fraction of the dominant class) the state
represents, who the oppressed classes are that want to replace the established
order, and what the class alliances are in the social movement in question.6
Charts 1.1 and 1.2 illustrate the dynamics of social movement organization
and mobilization, taking into consideration the objective and subjective condi-
tions that lead to the formation and development of social movements. Whether
this is based on class domination or racial and gender oppression, the objective
conditions that set the stage for social inequalities must ultimately confront,
mass movements are thus able to coordinate their efforts and develop strategy
and tactics to succeed in their struggle for power. Such political mobilization
requires determination on the part of the leadership and social base of move-
ments, which may tip the balance of forces in their favor that may culminate in
their eventual success.
Chart 1.2 Emergence of social movements arising from racial and gender oppression
INTRODUCTION: DYNAMICS OF SOCIAL MOVEMENTS, REVOLUTION… 5
Howard J. Sherman and James Wood provide a list that specifies the conditions
that are required before a social movement can emerge7:
Sherman and Wood go on to argue that the above conditions for social move-
ments to develop flow from the prevailing social structure: society is built on a
certain economic base on which arises social and political institutions—such as
the state—as well as ideologies, and that these institutions and ideologies play
a vital role in supporting and justifying the present societal arrangements.9
Albert J. Szymanski in his book The Capitalist State and the Politics of Class10
provides additional insight into this process and argues that the material condi-
tions necessary for the emergence of social movements in contemporary society
must include the following:
These five important conditions set the stage for the emergence and develop-
ment of social movements in contemporary capitalist society and facilitate the
process that leads to social transformation, according to Szymanski.13
devastated the lives of millions of people across the globe. Clearly, the million-
aires and billionaires have seen their wealth and income grow and expand dur-
ing these depression-ridden times, while millions of working people have lost
their jobs, been foreclosed and thrown out of their homes, are without health
care, and are in a desperate condition.29
It is this dire situation that working people have been facing in the United
States and elsewhere around the world that has finally forced people to the
streets to fight back and reclaim their communities, their government, and
their nation. And it is through such political expression that working people
the world over have been pressing forward with their demands for social change
and social transformation throughout US history and the history of the world.
CONCLUSION
As social movements emerge, develop, and expand, the necessity for organized
collective political action to succeed becomes more and more evident. And as
the material conditions of life under the present economic, political, and social
system deteriorate and the situation becomes unbearable, more and more peo-
ple are bound to come together to express their frustration and anger to force
the state to meet their demands—demands that the state cannot meet as long
as it remains dominated and controlled by powerful class forces that benefit
from its policies.
Therein one faces both the problem and the solution to the crisis of con-
temporary society and the state: The exploitation and oppression that working
people have suffered throughout US history, compounded by the recent eco-
nomic crisis that has affected millions of working people in the United States
and the rest of the world, cannot be resolved without a thorough transforma-
tion of our capitalist society. And this transformation requires the full participa-
tion of the people who must gain control of their government so that it can
become a truly democratic people’s government to meet their needs. Such
participation for collective social action is the basis for organization and mobi-
lization of social movements to succeed.
As the condition of working people further deteriorates in the United States
and around the world, and as state repression becomes intensified in response
to that mobilization, one can see the possibility for the coalescence of diverse
groups to address major social inequalities in society and take the necessary
steps to eradicate them. That is the hope and the promise that social move-
ments offer in the popular struggles for social change and transformations that
are yet to come in the twenty-first century. It is also hoped that the contribu-
tions made to this Handbook by a committed group of scholars chronicling the
struggles of many progressive social movements during the twentieth and early
twenty-first centuries will make an important contribution to our understand-
ing and appreciation of social movements, revolutions, and social transforma-
tions that are yet to come in this turbulent twenty-first century.
12 B. BERBEROGLU
NOTES
1. This opening introductory chapter is based on my article “Social Movements
and Transformation in the Age of Globalization: Origins, Dynamics, and
Mobilization,” International Review of Modern Sociology, Vol. 41, No. 1 (Spring
2015), reprinted here with permission of the publisher.
2. Kenneth Neill Cameron, Humanity and Society: A World History (New York:
Monthly Review Press, 1977). Rodney Hilton, The Transition From Feudalism
to Capitalism (London: New Left Books, 1976).
3. Herbert Aptheker, The Unfolding Drama: Studies in US History (New York:
International Publishers, 1978). See also Charles Beard and Mary Beard, The
Rise of American Civilization (New York: Macmillan, 1930).
4. Richard Boyer and Herbert Morais, Labor’s Untold Story, 3rd ed. (New York:
United Electrical, Radio, and Machine Workers of America, 1980).
5. These include the numerous revolutions in the periphery of the global capitalist
system that took place during the course of the twentieth century (such as
Russia, China, Cuba, and Nicaragua, to name a few). See Jack Goldstone,
Revolutions: Theoretical, Comparative, and Historical Studies. Third Ed. (New
York: Cengage, 2002); Stephen K. Sanderson, Revolutions: A Worldwide
Introduction to Social and Political Contention. Second Ed. (Boulder, CO:
Paradigm Publishers, 2010); and James Defronzo, Revolutions and Revolutionary
Movements. Fourth Ed. (Boulder, CO: Westview Press, 2011).
6. Albert J. Szymanski, Class Structure: A Critical Perspective (New York: Praeger,
1983).
7. Howard Sherman and James Wood, Sociology (New York: Harper Collins,
1989), Chap. 18.
8. Sherman and Wood, Sociology, Chap. 18.
9. Sherman and Wood, Sociology, Chap. 18.
10. Albert J. Szymanski, The Capitalist State and the Politics of Class (Cambridge,
MA: Winthrop, 1978), pp. 293–318.
11. This could occur because of a loss at war, the disaffection of many upper-class
youth and their rejection of upper-class traditions, widespread corruption,
encroaching decadence and loss of will, or demoralizing internal antagonisms
that cannot be contained by a strong sense of class solidarity.
12. Szymanski, The Capitalist State and the Politics of Class, pp. 293–318.
13. Szymanski, The Capitalist State and the Politics of Class, p. 294.
14. Ted Goertzel, “Social Movements and Social Change: The Dynamics of Social
Transformation,” in Berch Berberoglu (ed.), Critical Perspectives in Sociology,
Second Edition (Dubuque, IA: Kendall Hunt, 1993), pp. 281–290.
15. Goertzel, “Social Movements and Social Change,” pp. 281–290.
16. Philip Foner, History of the Labor Movement in the United States: Industrial
Workers of the World, Vol. 4. New York: International Publishers. See also Joseph
Robert Conlin, Big Bill Haywood and the Radical Union Movement. Syracuse,
NY: Syracuse University Press, 1969).
17. Foner, History of the Labor Movement in the United States.
18. Philip Foner, The Case of Joe Hill. New York, NY: International Publishers.
19. Jack Goldstone, Revolutions: Theoretical, Comparative, and Historical Studies.
Third Ed. (New York: Cengage, 2002); Stephen K. Sanderson, Revolutions: A
Worldwide Introduction to Social and Political Contention. Second Ed. (Boulder,
CO: Paradigm Publishers, 2010); and James Defronzo, Revolutions and
Revolutionary Movements. Fourth Ed. (Boulder, CO: Westview Press, 2011).
INTRODUCTION: DYNAMICS OF SOCIAL MOVEMENTS, REVOLUTION… 13
20. R. Burbach, “Roots of the Postmodern Rebellion in Chiapas,” New Left Review
1, no. 205 (May–June 1994).
21. Neil Harvey, The Chiapas Rebellion: The Struggle for Land and Democracy
(Durham: Duke University Press, 1998).
22. James Petras and Henry Veltmeyer, Social Movements in Latin America (New
York: Palgrave Macmillan, 2011).
23. Francois Polet (ed.), The State of Resistance: Popular Struggles in the Global
South (London: Zed Books, 2007); Valentine M. Moghadam, Globalization
and Social Movements (Lanham, MD: Rowman & Littlefield, 2009).
24. See Jackie Smith, et al., Global Democracy and the World Social Forums (Boulder,
CO: Paradigm, 2008), xi–xii, 3–4; and Val Moghadam, Globalization and Social
Movements, 106.
25. Martin Orr, “The Struggle Against Capitalist Globalization: The Worldwide
Protests Against the WTO” in Berch Berberoglu (ed.), Globalization and
Change: The Transformation of Global Capitalism (Lanham, MD: Lexington
Books, 2005). See also Jackie Smith, “Globalizing Resistance: The Battle of
Seattle and the Future of Social Movements,” in Globalizing Resistance:
Transnational Dimensions of Social Movements, eds. Jackie Smith and
H. Johnston (Lanham, MD: Rowman & Littlefield, 2002).
26. Mike-Frank Epitropoulos, “The Global Capitalist Crisis and the European
Union, with Focus on Greece,” in Berch Berberoglu (ed.), Beyond the Global
Capitalist Crisis: The World Economy in Transition (Farnham, UK: Ashgate
Publishing, 2012), 83–101.
27. Mark L. Haas and David W. Lesch (eds.), The Arab Spring: Change and
Resistance in the Middle East (Boulder, CO: Westview Press, 2012). See also
James Petras and Henry Veltmeyer, Beyond Neoliberalism: A World to Win
(Burlington, VT: Ashgate, 2011), 175–197.
28. Todd Gitlin, Occupy Nation: The Roots, the Spirit, and the Promise of Occupy
Wall Street (New York: It Books, Harper Collins, 2012).
29. Howard Sherman, The Roller Coaster Economy: Financial Crisis, Great Recession,
and the Public Option (Armonk, NY: M.E. Sharpe, 2010).
REFERENCES
Aptheker, Herbert. 1978. The Unfolding Drama: Studies in U.S. History. New York:
International Publishers.
Beard, Charles, and Mary Beard. 1930. The Rise of American Civilization. New York:
Macmillan.
Berberoglu, Berch. 2003. Globalization of Capital and the Nation State. Lanham, MD:
Rowman and Littlefield.
———. 2007. The State and Revolution in the Twentieth Century: Major Social
Transformations of Our Time. Lanham, MD: Rowman and Littlefield.
———. 2013. Political Sociology in a Global Era: An Introduction to the State and
Society. Boulder, CO: Paradigm.
———. 2014. The Global Capitalist Crisis and Its Aftermath. Burlington, VT: Ashgate.
Boyer, Richard, and Herbert Morais. 1980. Labor’s Untold Story. 3rd ed. New York:
United Electrical, Radio, and Machine Workers of America.
Burbach, R. 1994. Roots of the Postmodern Rebellion in Chiapas. New Left Review 1,
no. 205 (May–June).
14 B. BERBEROGLU
Cameron, Kenneth Neill. 1977. Humanity and Society: A World History. New York:
Monthly Review Press.
Conlin, Joseph Robert. 1969. Big Bill Haywood and the Radical Union Movement.
Syracuse, NY: Syracuse University Press.
Defronzo, James. 2011. Revolutions and Revolutionary Movements. 4th ed. Boulder,
CO: Westview Press.
Epitropoulos, Mike-Frank. 2012. The Global Capitalist Crisis and the European Union,
with Focus on Greece. In Beyond the Global Capitalist Crisis: The World Economy in
Transition, ed. Berch Berberoglu. Farnham: Ashgate Publishing.
Foner, Philip S. 1965a. History of the Labor Movement in the United States: Industrial
Workers of the World, vol. 4. New York, NY: International Publishers.
———. 1965b. The Case of Joe Hill. New York, NY: International Publishers.
———. ed. 1983. Mother Jones Speaks: Speeches and Writings of a Working Class Fighter.
New York, NY: International Publishers.
Gitlin, Todd. 2012. Occupy Nation: The Roots, the Spirit, and the Promise of Occupy Wall
Street. New York: It Books, HarperCollins.
Goertzel, Ted. 1993. Social Movements and Social Change: The Dynamics of Social
Transformation. In Critical Perspectives in Sociology, ed. Berch Berberoglu, 2nd ed.
Dubuque, IA: Kendall Hunt Publishing Co.
Goldstone, Jack A. 2002. Revolutions: Theoretical, Comparative, and Historical Studies.
3rd ed. New York: Cengage.
Haas, Mark L., and David W. Lesch, eds. 2012. The Arab Spring: Change and Resistance
in the Middle East. Boulder, CO: Westview Press.
Harvey, Neil. 1998. The Chiapas Rebellion: The Struggle for Land and Democracy.
Durham: Duke University Press.
Hilton, Rodney. 1976. The Transition From Feudalism to Capitalism. London: New
Left Books.
Moghadam, Valentine M. 2009. Globalization and Social Movements. Lanham, MD:
Rowman and Littlefield.
Orr, Martin. 2005. The Struggle Against Capitalist Globalization: The Worldwide
Protests Against the WTO. In Globalization and Change: The Transformation of
Global Capitalism, ed. Berch Berberoglu. Lanham, MD: Lexington Books.
Parenti, Michael. 2002. To Kill A Nation: The Attack on Yugoslavia. London: Verso.
Petras, James, and Henry Veltmeyer. 2011a. Beyond Neoliberalism: A World to Win.
Farnham: Ashgate.
———. 2011b. Social Movements in Latin America. New York: Palgrave Macmillan.
Polet, Francois, ed. 2007. The State of Resistance: Popular Struggles in the Global South.
London: Zed Books.
Sanderson, Stephen K. 2010. Revolutions: A Worldwide Introduction to Social and
Political Contention. Second Ed. Boulder, CO: Paradigm Publishers.
Sherman, Howard. 2010. The Roller Coaster Economy: Financial Crisis, Great Recession,
and the Public Option. Armonk, NY: M. E. Sharpe.
Sherman, Howard, and James Wood. 1989. Sociology. New York: Harper Collins.
Smith, Jackie, and H. Johnston, eds. 2002. Globalizing Resistance: Transnational
Dimensions of Social Movements. Lanham, MD: Rowman & Littlefield.
Smith, Jackie, et al. 2008. Global Democracy and the World Social Forums. Boulder, CO:
Paradigm.
Szymanski, Albert J. 1978. The Capitalist State and the Politics of Class. Cambridge,
MA: Winthrop.
———. 1983. Class Structure: A Critical Perspective. New York: Praeger.