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JHassan FHoque Elsevier Economics Paper 15sept22
JHassan FHoque Elsevier Economics Paper 15sept22
JHassan FHoque Elsevier Economics Paper 15sept22
Regular Article
A R T I C L E I N F O A B S T R A C T
Keywords: The concept of yield gaps arose from IRRI experiments undertaken in the 1970s. The yield gap in this study refers
DEA methods to the discrepancy between prospective farm yield and actual average farm yield. This study aims to find the
Abiotic yield gap by studying the efficiency, abiotic and biotic factors. Simple random sampling techniques were used to
Biotic
collect data, and a total of 72 respondents were interviewed for this purpose. The study revealed that 90.70%,
Efficiency
Yield gap
80.30%, and 73% of farmers were technical, allocative, and cost-efficient for bitter gourd production. The yield
Bitter gourd gap was 15, 245 kg/ha due to the non-transferable component of technology, whereas 3914 kg/ha was due to
Bangladesh existing inefficiency at the farm level. Moreover, combined biotic and abiotic factors were responsible for the
19.91 percent yield loss, constituting a mean yield gap of 6598 kg/ha. Low price of bitter gourd, high labor wage
rate, and high input price was the main socio-economic constrain for improving bitter gourd production where
excessive rainfall, attack by insect and disease, lack of quality seed, and lack of proper utilization of irrigation
facilities were identified as main biophysical constraints for bitter gourd production. Government intervention by
providing training, maintaining an effective marketing system, and ensuring quality input can greatly remove the
problem mentioned by farmers.
* Corresponding author.
E-mail address: jaberrana3403@gmail.com (M.J. Rana).
https://doi.org/10.1016/j.ssaho.2022.100335
Received 20 October 2021; Received in revised form 10 September 2022; Accepted 12 September 2022
Available online 15 September 2022
2590-2911/© 2022 The Authors. Published by Elsevier Ltd. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-
nc-nd/4.0/).
F. Hoque et al. Social Sciences & Humanities Open 6 (2022) 100335
efficiency estimation with the help of production function has been a of Bangladesh. Fig. 1 represent the sample collecting area for the study.
popular area of applied econometrics. Estimates on the extent of effi Simple random sampling techniques were applied to select farmers for
ciency may help improve productivity through input reallocation or cost the study. We collected the list of farmers of these three villages who
minimization. prospectively produce bitter gourd. Then, we randomly select the
There have been many studies on the efficiency of different crops in farmers for interview purposes. A total of 72 farmers’ households were
Bangladesh and the world. Warade et al. (2010) estimated the yield gap interviewed for study purposes. The study was based on field-level pri
for cotton production in the Akola district. They concluded that the yield mary data collected from the sampled farmers by direct interview with a
gap of cotton production is declining with the production improvement. set of interview schedules designed for this research.
Deihimfard et al. (2015) estimated major wheat-growing areas of However, the farm management standards were used to create a
Khorasan province in Iran. They stated farmers have yet to attain the draft interview schedule before preparing the final interview schedule.
average simulated potential yield of 7.8 Metric tonnes/ha, and there is a Then the draft interview schedule was pre-tested in the study area by
wide difference between actual and prospective production levels interviewing a few bitter gourd growers. In light of the experience
(approximately 5.2 Metric tonnes/ha). Chapagain and Good (2015) gained during pre-testing, the interview schedule was rectified,
studied wheat, barley, and canola in Alberta using ten years of data restructured, and updated. The researcher himself interviewed the
(2005–2014). They found significant management gaps between farmers. Before the interview, the study’s objectives were clear to the
achievable and actual yields of rainfed wheat (24%), barley (25%), and farmers. Initially, the farmers hesitated to answer questions from an
canola (30%). Also, in wheat, barley, and canola, genetic gaps (i.e., gaps outsider. For this reason, some of the influential persons in the study
caused by genetic selection) were 18, 12, and 5%, respectively. Dei area, to whom the farmers had confidence, were contacted. The inter
himfard et al. (2015), De Ponti et al. (2012), and Sentelhas et al. (2015) view schedule was designed to collect information in local units. How
also found a yield gap due to managerial practice. Schulthess et al. ever, these local units were converted into standard units before
(2013) demonstrate an approach for creating a yield gap map and analyzing and presenting data. Finally, the sample farmers were
explain its possible applications in providing farmers with optimal crop convinced and extended their cooperation. Formal survey data were
management suggestions in Bangladesh. Using the Hybrid Maize crop collected from November 2020 to December 2020.
simulation model, they estimated the potential yield for maize culti
vated in the winter season in northwestern Bangladesh. The model 2.2. Analytical technique
predicted a mean potential yield of 12.87 tonnes/ha. They used a Rapid
Eye satellite image acquired around tasselling to identify the maize 2.2.1. Efficiency analysis
fields, calculate ground cover, and its regression to actual yield from Coelli et al. (1998) provide a comprehensive introduction to DEA
farmers’ fields. Ponisio et al. (2015), on the other hand, compare the methods. Next, we will review the four efficiency measures we
organic and conventional yield gaps by building a novel hierarchical employed (technical, allocative, cost, and scale).
analytical framework that can better account for the data’s variability
and structure. They discover that organic yields are just 19.2% (3.7%) 2.2.2. Technical efficiency analysis
lower than conventional yields, a smaller yield difference than prior With certain technology and environmental conditions around the
estimates. In Bangladesh, there are studies on farm-level efficiency. The farm, technical efficiency (TE) can be described as the farm’s ability and
majority of the research, however, used the frontier technique to esti willingness to produce the maximum potential output with a given
mate farm-level efficiency. For example, Rahman et al. (2004) used a endowment of inputs (Mythili & Shanmugam, 2000).
single computation of Cobb-Douglas stochastic production and cost Technical inefficiency is the result of failing to operate at the pro
frontiers to estimate farm-specific and farm-size-specific efficiency. duction frontier. Technical efficiency describes a farmer’s capacity to
Hasan and Islam (2010) investigated the technical efficiency of wheat maximize an available set of inputs or use the fewest inputs possible to
production in Bangladesh and found that by improving managerial capitalize on a specific output level fully. These two conceptions of
practices, production may be enhanced by 16 percent. Only a few pieces
of research on the technological efficiency of bitter gourd production
have been found. Khuda et al. (2007) researched Pakistan’s Punjab
province and found that the level of technological efficiency in bitter
gourd production was 60%. Chithra et al. (2008) did a similar study in
Kerala’s Thrissur and Palakkad districts (2008). In Thrissur and Pal
akkad, the mean technical efficiency was 0.79 and 0.84, respectively.
Some authors also used technical efficiency to calculate the yield gap.
For instance, in Ethiopia, Hailu (2016) found that potato cultivation
efficiency and yield gaps were 62.6 percent and 15.2 tonnes/ha. Similar
studies were also concluded by Henderson et al. (2016) and Silva et al.
(2017). The above discussion clarifies that there are very few studies
related to bitter gourd production efficiency and yield. Moreover,
available studies on efficiency analysis used a parametric approach
which only estimates technical efficiency. In our study, we will use the
data envelope analysis (DEA) technique which will facilitate us in esti
mating allocative and cost efficiency and technical efficiency. Esti
mating allocative and cost efficiency will facilitate us in understanding
the optimum level of input cost for bitter gourd production in the studies
area.
2. Methodology
The study was conducted at Shibpur Upazila in the Narsingdi district Fig. 1. Map showing Study Area.
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F. Hoque et al. Social Sciences & Humanities Open 6 (2022) 100335
λ≥0 (1) A drawback of this scale efficiency indicator is that it does not reveal
whether the firm operates in a segment with increasing or decreasing
Where θ is a scalar, N1 is an N X 1 vector of ones, and λ is an N X 1 vector returns to scale. Run a second DEA problem with non-increasing returns
of constants. The technical efficiency score for the i-th farm is the value to scale (NIRS) applied to it to find the solution to this issue. To do this,
of θ achieved. The Farrell (1957) definition states that it will satisfy: θ 1, modify equation (1)’s DEA model so that the N1′ l = 1 constraint is
with a value of 1 designating a frontier position and, hence, a technically changed to the N1′ l ≤ 1 restriction. The data were assessed with DEAP
effective farm. The linear programming problem needs to be resolved N 2.1 software.
times to determine a value for θ for each farm in the sample.
2.2.5. Yield gap analysis
2.2.3. Allocative and cost efficiency analysis The main procedure of analysis was separated into four parts (Fig. 2)
Allocative efficiency is the ratio of the theoretically greatest products based on the IRRI approach to yield gap analysis (Ghodake & Walker,
that can be produced at the farmer’s level of resources to the output that 1983). The fundamental question of whether there was a yield gap and,
can be produced at the best level of resources. The best input proportions if so, how big it was addressed in the first step. The answer to this
are chosen in light of comparative pricing and production technology. question was the location- and time-specific, taking into account the
AE is sometimes described as maximizing profit from input allocation type and level of technology employed by typical farmers in a region. It
under a set of farm-specific information, output pricing, and technology. was determined using pre-existing knowledge and preliminary surveys.
The typical AE test compares the input’s MVP to its normalized price. The total yield gap was partitioned into two primary components in
Allocating inefficiency is the absence of marginal conditions for profit the second stage to create a baseline for future study. This partitioning
maximization (Ali & Byerlee, 1991). The ability of a production unit or was performed by analyzing data from preliminary surveys, on-station
farm to generate a clearly defined output at the lowest cost is known as research, and on-farm experimentation. The first phase (Yield Gap I)
cost efficiency (CE). The process is efficient if there is no other way for was linked to environmental differences and non-transferable compo
the production unit to produce more output with the same or fewer nents to technology. The second (Yield Gap II) was attributed to farmers’
inputs or the same amount of output with fewer inputs. CE is typically inefficient cultural practices and sub-optimal input utilization, resulting
defined as the ratio of the price of the outputs of an economical process in lower yields than those on their farms. The third phase estimates the
to the price of the inputs required to produce those outputs. concerning potential Yield and actual Yield on farmers’ fields and identifies the
production technology, a range of available inputs, and the prices of variables that cause these two yield levels to differ. We used field
outputs and inputs, CE of any farm relates to how the company opti observation to understand the contribution of different components in
mizes profit. Technical and allocative (cost) efficiency combine to pro the yield gap. This section of the study aims to maximize a technology’s
duce CE.. output potential at the farm level, with implications largely for tech
The cost and allocative efficiencies are obtained by solving the nology transfer and development strategy.
following additional cost minimization DEA problem: After recording the variables and their contributions to yield gaps,
the fourth stage concentrated on why farmers were not taking the
Min λ, x*i , wi xi *
′
necessary steps to reach on-farm economic yield potential. Risk-taking
Subject to skills, a lack of technology knowledge, profit-seeking behavior, institu
tional and social infrastructures, and others may be to blame. In reality,
− yi + Yλ ≥ 0 these were the root reasons for yield disparities, and it is important to
understand them to create effective policy recommendations. With the
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F. Hoque et al. Social Sciences & Humanities Open 6 (2022) 100335
Fig. 2. General Steps in yield gap analysis developed based on IRRI approach adopted from Hasan, 2006
Note: The boxes with solid lines indicate steps; while those with dotted lines denote the implicit outcome of these steps.
help of the tabular method, descriptive analysis was performed to The average cost efficiency is about 73 percent. This indicated about 27
categorize the data and produce useful conclusions by utilizing per percent inefficiency among the farmers as well as a potential for
centages, averages, ratios, etc. increasing bitter gourd output by 27 percent through the improvement
of both technical and allocative efficiency. Farm-wise technical, allo
3. Result and discussion cative, and cost efficiency were enumerated in the appendix.
The mean technical efficiency score for bitter gourd was 90.70
3.1. Efficiency analysis of bitter gourd production percent. From Fig. 3, we see that 26.39 percent of bitter gourd farmers
are fully technically efficient. Their technical efficiency is 1. Hence
The main objective of this chapter is to estimate the technical, allo among 72 farmers, technical efficiency below 1 is about 73.61 percent of
cative, economic, and scale efficiencies and input use patterns under farmers.
different efficiency levels of bitter gourd farmers. In times of operating a The percentage of the efficient technical farmer is calculated by,
farm, making optimal use of inputs for getting the best possible output is
% of farmers = ( No of farmers ÷ 72) × 100
essential. Hence, economic efficiency gives us this idea of whether the
farm is operating in optimal condition or not. Basically, technical effi The mean allocative efficiency score for bitter gourd was 80.30
ciency differs from 0 to 1. If technical efficiency (TE) is 0, then the farm percent. From Fig. 4, we see that only one farmer is fully efficient. His
is fully inefficient, and if 1, the farm is fully efficient. We can assume a allocative efficiency is 1. Hence among 72 farmers, allocative efficiency
constant return to scale when considering the input quantities with the below 1 to 0.7 is 83.33 percent farmers. Allocative efficiency below 0.7
output to calculate technical efficiency. But if we take into consideration is about 15.28 percent of farmers.
price too, we use variable returns to scale. When allocative and technical efficiencies are combined to form
Table 1 shows that the mean value of technical, allocative, and cost cost-efficiency measures. The mean cost efficiency score for bitter gourd
efficiency is 90 percent, 80.30 percent, and 73 percent, respectively. It was 73 percent. Fig. 5 shows that only one farmer is fully cost-efficient.
means most of the bitter gourd farmers are technically efficient. The His cost efficiency is 1. Hence among 72 farmers, cost efficiency below 1
average technical and allocative inefficiency of bitter gourd production to 0.6 is 79.17 percent farmers. Cost efficiency below 0.6 is about 19.44
in the study area is 9.3 and 19.70 percent, respectively. This indicates a percent of bitter gourd farmers.
good potential for increasing bitter gourd output by 9.30 percent with Fig. 6 shows that the variable return to scale is higher than the
the existing technology and levels of inputs; the farmers could reduce constant return to scale. The average technical efficiency for constant
the cost of bitter gourd production by about 19.70 percent by giving return to scale, variable return to scale, and scale efficiency are 90.70
more attention to relative input prices when selecting input quantities. percent, 97.50 percent, and 93 percent, respectively, for bitter gourd
farmers.
Table 1
3.2. Yield gap of bitter gourd production
Mean value of Technical Efficiency, Allocative Efficiency, and
Cost Efficiency of bitter gourd production.
This study aims to present and debate the yield gap and constraints in
Efficiency Mean (%)
bitter gourd production in the Narsingdi district. This research also looks
Technical Efficiency (TE) 90.7% at the technical efficiency of bitter gourd growers. The term “yield gap”
Allocative Efficiency (AE) 80.3% comes from the International Rice Research Institute’s (IRRI) constraint
Cost Efficiency (CE) 73%
studies, identifying a quantitative discrepancy between experimental
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F. Hoque et al. Social Sciences & Humanities Open 6 (2022) 100335
station yield and actual farm yield. In this study yield level of bitter Experiment station yield: It is the highest level of yield obtained by
gourd in different situations is identified. Then yield gap is quantified the researchers in the experimental station with a favorable environ
concerning technical efficiency, biotic and abiotic factors, top farm ment and improved management practices. For the variety Lalteer,
yield, and yield of the fourth quartile. which presently covers 73.6 percent of the bitter gourd area, experiment
station yield was estimated as 53 tons/ha, and farm level expected mean
yield was assumed to be 45 tons/ha (Lalteer, 2020). This farm-level
3.3. Yield gap expected yield was the researchers’ expectation that this yield level
would be obtained by the bitter gourd growing farmers with variety Tia
The first step in estimating the yield gap in production is to deter F1 in a good production environment and management. This yield level
mine the yield levels at different phases. As mentioned earlier, yield gap- was achieved by on-farm trials and demonstrations conducted during
l is the difference between experiment station yield and potential farm the variety release process.
yield. This study obtained experiment station yields from the Lalteer Potential farm yield: Potential farm yield is that yield level that can
seed company. On the other hand, potential farm yields were estimated be obtained at the farm level. It refers to the maximum potential yield of
from the actual farm-level data of the Narsingdi district.
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F. Hoque et al. Social Sciences & Humanities Open 6 (2022) 100335
Fig. 6. Comparison of average Technical Efficiency (TE) for Constant Return to Scale (CRS), Variable Return to Scale (VRS), and Scale Efficiency (SE).
a variety at the farm level. Considering technical inefficiency or biotic potential farm output due to biotic and abiotic causes and biophysical
and abiotic constraints, potential farm yield can be defined differently. and socio-economic restrictions. The observed yield of bitter gourd
The yield can be obtained at the farm level in technically efficient varied with farm categories with a mean yield of 33,141 kg/ha.
condition. Farm-level potential yield may also be estimated considering
a certain proportion of farms that performed better in yield. This po 3.3.1. Overall yield gap
tential farm yield is generally a higher-level yield, and the average farms Fig. 7 depicts the yield gap in bitter gourd production, which was
usually fail to achieve this level for various reasons. determined using various yield levels. The Production gap-I was 15,945
For estimating farm-level yield gap, i.e., yield gap II, four different kg/ha, which was the gap between experimental station yield and pro
methods were applied to find out potential farm yield. Firstly, the spective farm yield due to non-transferable technical components and
technically full efficient yield was considered as the potential farm yield. environmental conditions. This meant the yield gap-I was extremely
Secondly, potential farm yield was obtained by adding less yield due to large and far from the potential and actual farm yields.
biotic and abiotic factors with the farm level observed yield. Thirdly, the Technical inefficiency caused a yield gap-II of 3,914 kg/ha. Because
mean yield of better performed (yield) 10 percent of the farms was of physical and socio-economic limits, it existed. Farmers utilized inputs
considered farm-level potential yield, and finally, a quartile grouping or techniques that resulted in lower yields than possible on their farms,
was done to find potential farm yield. In this process, the 4th quartile resulting in this gap. So, in total estimated yield gap was 19 859 kg/ha in
represented the higher yielder 18 farms derived from a list of all farms the study area. In their study, Anderson et al., 2016 found that the
organized in descending order of yield, which considered the cumulative average potential yield gap for rainfed legumes and cereal was between
percent 75.4–100. 0.5 t/ha to over 5 t/ha in Australia.
The potential farm yield of bitter gourd in the study areas is pre
sented in Table 2. It was observed that potential yield varied with a 3.3.2. Yield gap due to technical inefficiency
different methods of calculations. Whatever way was applied, the po Table 3 shows the yield gap that resulted from technological in
tential farm yield varied from 35,692 to 39,739 kg/ha. However, the efficiencies. The average technical inefficiency was 9.30 percent,
mean yield of these four methods was 37,100 kg/ha, which could be resulting in a bitter gourd yield gap of 3,914 kg/ha. With existing
considered the potential farm yield. technology, medium and small farmers had more potential to boost yield
Actual farm yield: Actual farm yield is the observed yield of any than large farmers, according to farm categories. Small farmers had the
variety in the field. The yield gained is the real farm yield when a biggest yield difference in bitter gourd due to technological inefficiency,
combination of a crop is farmed under farmers’ conditions, that is, in the followed by large and medium farmers.
farmers’ environment and management with available technology and
the presence of limits and strains. Actual farm yield may be lower than 3.3.3. Yield gap due to biotic and abiotic factors
Table 4 shows farmers’ perceptions of yield loss owing to biotic and
abiotic variables. Farmers said that three biotic factors, such as bug,
Table 2 disease, and weed, were blamed for reducing bitter gourd production.
Potential farm yield of bitter gourd. These three factors, in combination, were responsible for 10.14 percent
Sl. Method Consideration Potential farm yield loss of bitter gourd, with the highest 4.62 percent by the insect,
No. yield (kg/ha) 3.46 percent by disease, and 2.06 percent by weed. On the other hand,
1 Technically efficient Technically full efficient yield. 36,539 abiotic factors like rainfall and drought combined were responsible for
yield Adding less yield due to another 9.77 percent yield loss of bitter gourd. Among the abiotic fac
technical inefficiency with the
tors, rainfall of bitter gourd was responsible for the highest yield loss of
observed Yield
2 Yield by Adding less yield due to biotic 39,739 7.03 percent, followed by drought (2.74%). Since bitter gourd is an
compensating biotic and abiotic factors with the irrigated vegetable, draught is related to the irrigation facility. Due to
and abiotic loss observed Yield the drought situation, the existing irrigation facility does not work.
3 Top farms yield Mean yield of better performed 36,251 Farmers needed to use deep well-tubes instead of the shallow irrigation
10 percent of the total farms(07)
4 Yield of forth quartile Mean yield of higher yielder 18 35,692
pump. Some farmers failed to irrigate their bitter gourd plots due to a
farmsa lack of deep-well irrigation facilities. Sometimes, timely irrigation was
Mean 37,055 not possible due to mechanical problems, which caused yield loss. The
a
Derived from a list of all farms organized in descending order of yield, which
biotic and abiotic factors together were responsible for 19.91 percent
considered the cumulative percent 75.4–100. yield loss. According to Mondal, 2011, in India the average yield gap for
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F. Hoque et al. Social Sciences & Humanities Open 6 (2022) 100335
factors was estimated at 6,598 kg/ha. This is, in fact, the less yield
Table 3
creates obstacles for the farmers to reach their potential yield level. As
Yield gap of bitter gourd due to technical inefficiency.
observed, yield and yield loss due to biotic and abiotic factors varied to
Farm No. of Mean technical Observed Potential Yield farm categories, and the yield gap varied to some extent.
category Farms inefficiency yield (kg/ Yield (kg/ gap
Considering the farm categories, the highest yield gap was found
(%) ha) ha) (kg/
ha) with the small farmers (6,781 kg/ha), largely contributed by biotic
factors insects, disease, and weeds. The lowest yield gap of large farmers
Large 09 0.042 32,606 35,207 2,601
(>3.0
may be due to their ability to control or minimize some biotic and
ha) abiotic factors.
Medium 17 (1.0 0.087 33,566 36,772 3,206
ha–3.0 Yield gap due to biotic and abiotic factors
ha)
Due to the input use pattern, the gap occurs between the top, bottom,
Small 46 (0.2 0.105 33,089 36,970 3,881
ha–1.0 and average farms. The average yield performance of 72 farmers was
ha) 33,141 kg/ha. In Table 6, the mean yield of top farms was estimated at
All farms 72 0.093 33,141 36,539 3,398 36,251 kg/ha, and that of bottom farms was 29,569 kg/ha, resulting in a
6,682 kg/ha yield gap.
The yield gap between the top and all farms was estimated at 3,110
Musterd, Rice, Wheat, and cotton varied from 15.5 to 60% due to bio
logical and climate reasons.
The yield loss due to biotic and abiotic factors differed slightly with Table 5
variations in farm categories. Considering farm categories, the highest Yield gap of bitter gourd due to biotic and abiotic factors.
yield loss of 20.49 percent was found among the small farmers, greatly Farm No. of Observed Less yield due Potential Yield
contributed by rainfall, insect, and disease, followed by 19.53 percent by category Farms yield (kg/ to biotic & Yield (kg/ gap
medium farmers, where rainfall, disease, and insect had a higher ha) abiotic factors ha) (kg/ha)
contribution. The lowest yield loss was found with the large farmers, (%)
possibly due to their higher ability to control some of the biotic and Large 09 32,606 17.63 38353 5,747
abiotic factors in bitter gourd production. Medium 17 33,566 19.53 40121 6,555
Small 46 33,089 20.49 39870 6,781
The yield gap of bitter gourd caused by biotic and abiotic factors is
All farms 72 33,141 19.91 39,739 6,598
presented in Table 5. The mean yield gap caused by all biotic and abiotic
Table 4
Farmers’ perception about yield loss of bitter gourd due to biotic and abiotic factors.
Farm category Yield loss due to biotic factors (%) Yield loss due to abiotic factors (%) Total yield loss (%)
Note: The same farmer mentioned more than one factor as they faced a different period of bitter gourd production. As a result, adding all responses may exceed a
hundred.
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F. Hoque et al. Social Sciences & Humanities Open 6 (2022) 100335
Table 6 Table 8
Mean yield gap between top, bottom, and average farms. Constraints of bitter gourd production as mentioned by the farmers.
Performance of farms Yield (kg/ha) Constraints of bitter gourd production Responded (%) Rank
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F. Hoque et al. Social Sciences & Humanities Open 6 (2022) 100335