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Risk-Based Optimization of Seismic Mitigation Devices
Risk-Based Optimization of Seismic Mitigation Devices
Structures
journal homepage: www.elsevier.com/locate/structures
A R T I C L E I N F O A B S T R A C T
Keywords: The system optimization of complex structures is to achieve the overall best behaviour, however, specifications
Constrained optimization and engineers often pay more attention to the seismic performance of critical components. To comprehensively
User-defined threshold consider the requirement from theoretical research and practical engineering, a constrained optimization method
Seismic risk
of seismic mitigation devices for complex structures is proposed in this study, considering the user-defined
Cable-stayed bridges
importance of critical components. The seismic damage probability of individual components is defined as
Seismic mitigation devices
constrained functions (CFs). The overall probabilistic seismic performance of the bridge system is formulated as
the objective function (OF) to carry out optimization analysis within the admissible region obtained by CFs. The
surrogate functions between the variables and OF/CFs are formulated by the proposed Hazard-related Response
Surface Method (H-RSM). A three-dimensional long cable-stayed bridge with a mitigation device of the fluid
viscous damper (FVD) is constructed as the case-study model via FEM. Three constrained conditions are imposed
by restricting the CFs less than a user-defined threshold to satisfy different safety requirements of the pylon,
bearing and FVD. Different protection levels of the pylon are investigated to compare the constrained and un
constrained optimization methods. The influence of the maximum displacement of FVD on the optimal variables
is also investigated.
1. Introduction technique to cope with the difficult problem. In this design method,
many objectives are constructed to evaluate the design and retrofit
Seismic isolation systems [1–3], energy dissipation and damper de effectiveness, such as the repair cost ratio of the column and bearing
vices [4–6], Self-centering systems [7–9] have been developed to reduce [18], sustainability and cost of retrofit actions [19], total recovery time
excessive seismic responses. Past studies of bridge seismic performance and skew of the recovery trajectory [20], cost of base isolation and the
during earthquake events show that shear force or bending moment displacement limits [21], safety and sustainability [22], reliability of the
would increase extremely if the girder-pier connection is firmly con structure and material costs [14,23], cost-benefit and sustainability
strained, while the weak connection would cause excessive seismic [24,25], initial cost and maximum inter-story drift [26], minimum
displacement [10]. Accordingly, the seismic mitigation strategy should system seismic risk [27]. Martins et al. [28] investigated the optimiza
be designed to balance the seismic deformation (isolation devices) and tion of concrete cable stayed bridge with considering the multi-
seismic force (columns), which are usually hard to achieve. In past years, objectives of minimum cost, deflections, natural frequencies, service
various kinds of seismic mitigation devices are proposed such as: fluid ability and ultimate limit states. In the research from Franchini et al.
viscous dampers, variable dampers and clutching inerter dampers [29], key design variables of tower and cable cross sections are opti
[11,12]. mized, in which the seismic performance, repair cost and construction
Multi-objective optimized design [13–17] is regarded as an effective cost is comprehensively considered.
* Corresponding author.
E-mail address: pangyutao@cug.edu.cn (Y. Pang).
https://doi.org/10.1016/j.istruc.2023.02.124
Received 12 December 2022; Received in revised form 27 February 2023; Accepted 27 February 2023
Available online 10 March 2023
2352-0124/© 2023 Institution of Structural Engineers. Published by Elsevier Ltd. All rights reserved.
J. Zhong et al. Structures 50 (2023) 1857–1867
mum risk is also investigated. risk of the bridge without the aseismic devices as a reference. Similarly,
the normalized risk (Ri(X)) of bridge system is defined as the ratio of
2. Methodology for risk-informed constrained optimization
PF,Sys (X) compared to PF,Sys expressed as Eq. (6-b), where PF,Sys (X) is the
(0)
2.1. Analytical solutions of seismic risk system seismic risk of the bridge with aseismic devices of parameters X,
and PF,i is the system seismic reliability of the reference bridge without
(0)
The likelihood of seismic demand (Di) exceeding capacity (Ci) the aseismic devices.
conditioned on a specific intensity measure (IM) is defined as the Normalized Reliability functions of ith component (Ri(X)) and the
fragility function [43]. Presupposing Di and Ci follow normal distribu bridge system (RSys(X)) are expressed as Eqs. (7-a) and (7-b), respec
tions in logarithmic space, the fragility corresponding to ith component is tively, where the dispersion of the protected and reference bridge is
given as assumed to be identical.
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J. Zhong et al. Structures 50 (2023) 1857–1867
PF,i (X) ( / )− k ( ( )/ ) model for the ith component and bride system.
Ri (X) = = mR,i (X) m(0)
R,i exp k2 β2R,i − β2R,i0 2
P(0)
F,i (6a)
2.3. Construction of constrained optimization inequality functions
(i = 1, 2, ..., nc )
( / )− k
tions (CFi(X)) of each component.
(0)
RSys (X) = mR,Sys (X) mR,Sys The admissible parameter region is defined by restricting CFi(X)
(7b)
̃i ) for ith component, which can be solved
smaller than the limit value (P
(i = 1, 2, ..., nc )
by Eq. (9-a), marked as Xi*. Fig. 1 (a) illustrates the variable range that
where mR,i
(0)
and β2R,i0 are the median value and std. deviation of the i th can fulfill the requirement of ith constraint. If the seismic risk is required
to be less than 0.04, the design variable must fall inside the contour
component’s fragility for the reference bridge, respectively. mSys,i and
(0)
marked as 0.04, highlighted in Fig. 1 (a). Fig. 1 (b) illustrates a three-
β2R,Sys0 are the median value and std. deviation of the fragility function objective case, where the admissible variable range (X*) is obtained
for the reference bridge system. by overlapping Xi*(i = 1,2,3) and solved by Eq. (9-b). Therefore, it is
The response surface method (RSM) is usually utilized to establish quite convenient to impose constrained conditions separately. The en
the mapping relationship between the normalized risk and the input gineers, administrators, experts, or policymakers can identify different
variables (X) of the aseismic system. The ith constraint is defined as limit values (P̃i ) for different components according to their importance.
CFi(X), and the objective function is defined as OF(X). Hazard-related For example, since the pylon is the most vulnerable component of cable-
response surface method (H-RSM) surrogate model is proposed to ̃i can be defined as very low. On the other hand, since
stayed bridges, its P
construct CFi(X) and OF(X) associated with the design variables (X={x1, the bearings and other mitigation devices can be easily replaced, their
x2,…,xnv}), formulated by Eqs. (8-a) and (8-b). corresponding limit values can be defined relatively higher.
( )− k
(i)
∑nv ∑nv
(i) 2
nv − 1 ∑
∑ nv
X*i = solve{CFi (X) < P
̃i } (9a)
CFi (X) = a0 + a(i) x + a x + a(i)
x x
p=1
p p
p=1
pp p
p=1 q=p+1
pq p q
(8a)
X* = X*1 ∩ ...X *i ... ∩ X *nc (9b)
(i = 1, 2, ..., nc )
The objective function is defined as the overall system risk (PF,Sys) of
( )−
∑
nv ∑
nv nv − 1 ∑
∑ nv k
a long-span bridge (OF(X)). The next step is to determine the best
OF(X) = a(Sys)
0 + a(Sys)
p xp + a(Sys) 2
pp xp + a(Sys)
pq xp xq (8b) behavior for a long bridge and find out the corresponding design vari
ables of the aseismic devices within the admissible range (X*) discussed
p=1 p=1 p=1 q=p+1
X 1*
x2
X2*
X*
x2
X3*
x1 x1
Fig. 1. (a) The admissible design range to fulfill the requirement of the ith constraint, and (b) the overlapping of the design range associated with all the constraints.
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J. Zhong et al. Structures 50 (2023) 1857–1867
find Xop = [x1 , x2 , ...xnv ] where sgn(⋅) indicates the signum function, Cd and α are two variables
minimize OF(X)
̃1 (X = [Cd , α]) of FVD.
subject to CF1 (X) < P
̃2 (10)
CF2 (X) < P
... 4. Risk evaluation of the investigated bridge
CFnc (X) < P ̃ nc
Dynamic demands associated with the long-span bridge are obtained
3. Analytical model and simulation by performing numerous (ns = 100) nonlinear time history analyses
under a set of earthquake excitations from Shafieezadeh et al. [57] to
In past decades, cable-stayed bridges have been widely favored due consider the randomness of ground motions. The detailed information of
to its advantages of beautiful appearance, short operation time and small the ground motions is listed in Table A1, which inclueds 80 measured
size of components, etc. [46,47]. Therefore, a single tower cable-stayed ground motions and 20 synthetic ground motions. Moreover, the exci
bridge with the configuration of 150 + 150 m is built as an illustration tations are simulated differently for each support point (pylons and
case, as shown in Fig. 2. Detailed information of the tower, pier, girder piers) to consider the spatial variability of ground motions (wave-pas
and other critical components of the long-span bridge is described in sage effect, incoherence effect, site-response effect). Zhong et al. [41]
[48]. evaluated long-structure seismic risk under differential support motions,
OpenSEES platform [49] is utilized to perform seismic analysis of the which is used to construct the seismic risk in this study. Peak ground
bridge by building a nonlinear three-dimensional FEM (Fig. 3(a)). The velocity (PGV) is chosen to be the specific IM, due to its capability of
tower section is constructed using a fiber section to account for stiffness/ well estimating dynamic demand for long-span structures [41]. The
strength degradation, force-moment interaction, material plasticity hazard curve that a certain PGV will be exceeded for a certain time range
(Fig. 3(b)) and geometry nonlinearity, etc. Concrete-01 and Steel-01 are is expressed as λ(PGV) = k0PGV− k [58], where k0 and k are the two
adopted to simulate the concrete and longitudinal bar respectively, and parameters, which are determined to be 3.6 × 10− 4 and 1.926, respec
the grades of the concrete and longitudinal bar are set as C50 and tively, following the work of Zhong et al [41].
HRB400. The girder is defined to be elastic according to field disaster Critical components including pylon, bearing and FVD are vulner
investigation. The friction bearings, located on the pier to connect the able during earthquake, and their demands are recorded under time
girders, are fixed laterally, and modeled as bilinear elements (Fig. 3(c)) history analysis. The seismic demand parameters (EDPs) for pylon,
longitudinally. The friction coefficient, yield displacement and effective bearing and FVD are defined as the curvature ductility of pylon bottom
radius are set as 0.04, 2 mm and 5 m, respectively [50–53]. Ernst method section (μφ), the longitudinal displacement of the bearing (δb), and the
[54] is employed to reflect the large displacement and sage effect of the longitudinal deformation of FVD (δFVD) respectively, according to
cables (Fig. 3(d)). The stiffness of the pile foundation is simulated by a quantities of existed research [40,46,59,60]. The mean values and std.
foundation model consisting of six linear lumped springs [55]. deviations of the limit states of pylon curvature ductility, deformation of
To facilitate the seismic control of cable-stayed bridges, various FVD and bearings are obtained from the work of Ramanathan [61].
aseismic devices such as hysteretic elastomeric bearings, lead-rubber Table 1 summarizes the risk parameters of critical components and
bearings, friction pendulum system are proposed [56]. Among them, system of the long-span bridge.
fluid viscous dampers (FVDs) are especially wide-adopted due to its
effectiveness to reduce bridge dynamic response. Therefore, FVD is 5. Sensitivity analyses and optimization of FVD
chosen as the aseismic device and installed between the deck and the
pylon longitudinally in this study. The seismic force (fd) of FVD (Fig. 3 5.1. Formulation of the constrains and objective function
(e)) is determined by displacement (d) and velocity (ḋ), and is expressed
as Three constrains conditions are imposed to fulfill the requirement of
critical components, i.e., (1) to prevent the damage of the pylon (μφ), (2)
fd = Cd |ḋ|α sgn(ḋ) (11) to reduce the displacement of bearing (δb) to avoid deck unseating, and
Fig. 2. General layout of the single tower cable-stayed bridge (unit: cm).
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J. Zhong et al. Structures 50 (2023) 1857–1867
Kfc
fc
0.2Kfc
0.2fc
uu cu c
Fy
K
K
Fig. 3. (a) FEM of the single tower bridge (unit: m) (b) confined and unconfined concrete, (c) friction bearing, (d) stayed cable, (e) FVD.
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Cd
Cd
Cd
Cd Cd Cd
Fig. 4. The H-RSM surrogate model of CFs for (a) μφ, (b) δb, (c) δFVD associated with damping coefficient (Cd) and exponent (α).
Cd Cd Cd
Fig. 5. Admissible domain of damping coefficient (Cd) and exponent (α) for each CFs (a) μφ, (b) δb, (c) δFVD.
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OFSys OFSys
Cd
Cd CdCd
Fig. 7. Sensitivity analysis of system seismic risk with respect to (a) damping coefficient Cd and (b) exponent α.
Cd
Cd Cd
Fig. 8. (a) Partial deviation of seismic risk with respective to Cd and (b) risk variation corresponding to Cd.
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J. Zhong et al. Structures 50 (2023) 1857–1867
Cd
Fig. 10. The contour map of system risk constrained by different conditions.
6. Conclusions
mC-FVD = mC-FVD =
Compared to short-span bridges, the seismic assessment and opti
mization of long bridges should focus on: (1) nonlinearity of material
and structures, (2) uncertainty and spatial variability of ground motions,
(3) multiple components and their different importance, and (4) the
overall behavior of the whole bridge, etc. To deal with the challenges,
this paper proposes a reliability-oriented constrained optimization
method to optimize the design parameters of the aseismic devices sub
Cd Cd jected to constrained conditions. During the optimization, the seismic
risk of each component is limited according to their importance so that
some important components will not face a higher risk when improving
mC-FVD = mC-FVD =
the seismic performance of the whole bridge. The probabilistic perfor
mance of each component is constructed as the inequality constrained
functions (CFs) and must be fulfilled to obtain the admissible design
parameter ranges of mitigation devices. The system-level seismic reli
ability is formulated as the objective function (OF) to perform the
optimization analysis within the obtained range. The surrogate model
between the variables and the seismic risk is formulated by Hazard-
Cd Cd
related Response Surface Method (H-RSM).
A three-dimensional single-tower cable-stayed bridge FEM is con
Fig. 11. The contour map of bridge system risk for different deformation ca structed as an illustrative case with fluid viscous damper (FVD) as the
pacity (mC-FVD) of bearing and FVD (a) 0.2 m, (b) 0.3 m, (c) 0.4 m and (d) 0.5 m. aseismic device. Three risk-informed constrained functions (deforma
tion of bearing, curvature ductility of the pylon, displacement of the
constrained conditions significantly influence the optimal solution. FVD) and the objective function are formalized. The effectiveness of our
Conclusions can be clearly obtained in Fig. 12, where optimal Cd are proposed constrained optimization method investigated in comparison
plotted for given values of α to be 0.3. The optimal Cd for the bridge with the unconstrained method. The risk-informed constrained optimi
system is decreased when the mC-FVD changed from 0.2 to 0.6, but the zation method is also demonstrated to characterize the importance of
trend becomes flat gradually, and finally converges to a specific value the component with different protection levels (quantified by the
(Cd = 0.59). It can be explained as the failure of FVD or bearing does not acceptable seismic failure probability), which is quite useful for engi
contribute to the bridge system with a sufficiently large value of mC-FVD. neering practicality. The influence of the allowable displacement of FVD
Therefore, it can be concluded that the deformation capacity of the FVD on the optimal variables and minimum risk is also investigated.
should be enlarged to be 0.5. Beyond 0.5, however, it does not signifi The study enables the identification of different reliability thresholds
cantly change the optimal parameters of the damper or reduce the sys for each critical component by separately considering their importance,
tem risk of the cable-stayed bridge anymore. which also benefits the engineering practicality of long-span bridge
design.
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J. Zhong et al. Structures 50 (2023) 1857–1867
Risk
Cd
mC-FVD mC-FVD
Fig. 12. The optimal Cd (a) and corresponding minimum bridge system risk (b), dependent on deformation capacity of FVD.
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