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Effect of Heliostat Size On CSP Plant Costs
Effect of Heliostat Size On CSP Plant Costs
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Effect of heliostat size on the levelized cost of electricity for power towers
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Abstract. The objective of this study is to investigate the effects of heliostat size on the levelized cost of electricity
(LCOE) for power tower plants. These effects are analyzed in a power tower with a net capacity of 100 MWe, 8 hours of
thermal energy storage and a solar multiple of 1.8 in Upington, South Africa. A large, medium and a small size heliostat
with a total area of 115.56 m2, 43.3 m2 and 15.67 m2 respectively are considered for comparison. A radial-staggered
pattern and an external cylindrical receiver are considered for the heliostat field layouts. The optical performance of the
optimized heliostat field layouts has been evaluated by the Hermite (analytical) method using SolarPILOT, a tool used
for the generation and optimization of the heliostat field layout. The heliostat cost per unit is calculated separately for the
three different heliostat sizes and the effects due to size scaling, learning curve benefits and the price index is included.
The annual operation and maintenance (O&M) costs are estimated separately for the three heliostat fields, where the
number of personnel required in the field is determined by the number of heliostats in the field. The LCOE values are
used as a figure of merit to compare the different heliostat sizes. The results, which include the economic and the optical
performance along with the annual O&M costs, indicate that lowest LCOE values are achieved by the medium size
heliostat with an area of 43.3 m2 for this configuration. This study will help power tower developers determine the
optimal heliostat size for power tower plants currently in the development stage.
INTRODUCTION
The heliostat field typically contributes to about 40% of the overall costs in a concentrating solar power (CSP)
tower plant [1]. It is essential to reduce these costs to make power tower plants competitive with parabolic trough
technology which is considered the most commercially mature CSP technology. The purpose of this study is to
investigate the effect of heliostat size on the levelized cost of electricity (LCOE) for power tower plants. In order to
achieve this objective, this study reviews the history and process of heliostat design, considers past studies on
heliostat cost reduction and identifies new opportunities for cost reduction. This paper suggests a holistic approach
for determining the optimal heliostat sizes, where focus is placed on costs at the solar field level, individual heliostat
level and at the sub-component level. Several power tower developers are currently considering developing power
tower plants near Upington because of the high annual beam radiation values in the region [2]. For this reason, this
location has been chosen for this case study. The study aims to develop a theoretical framework to identify the
optimal heliostat size for this power tower plant with a net capacity range of 100 MWe.
APPROACH
Several heliostat cost reduction studies have been conducted, each with a different approach. However, there is
neither any unanimity between these studies, nor the power tower developers, regarding the optimal size of a
heliostat. Currently, heliostats in operational power tower plants are in the size range between 1.14 m2 to 140 m2 [3].
Heliostat field construction costs remain a major challenge as large heliostats are usually assembled on site in a
special purpose-built facility called a Heliostat Assembly Building (HAB) [4]. The motivation behind eSolar’s small
SolarPACES 2016
AIP Conf. Proc. 1850, 030038-1–030038-8; doi: 10.1063/1.4984381
Published by AIP Publishing. 978-0-7354-1522-5/$30.00
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heliostats was that they could be constructed and assembled in factories; this shows great potential for reducing on-
site labor costs [5]. Furthermore, eSolar asserts that their 2.2 m2 heliostats are sufficiently small so they can be
installed manually without the need of a lifting device [6]. Smaller heliostats with higher costs per unit area, but with
better optical efficiencies could result in lower LCOE values due to the lower tower height, smaller receiver area and
lower number of heliostats with optical properties reminiscent of large heliostats [7,8]. It is only recently that ‘cost
versus heliostat size’ has been taken into consideration with an indication that the lowest life cycle costs might
eventually be achieved by heliostat sizes larger than 50 m2 [9]. However, power tower developers and research
facilities like German Aerospace Center (DLR) and Solar Thermal Energy Research Group (STERG) have
developed small heliostats with an area less than 10 m2 [3]. A holistic LCOE model is suggested in this study to
compare not only the assembly and erection costs but also the optical efficiency of the heliostats.
THEORETICAL FRAMEWORK
Apart from the assembly and erection costs, the effects of heliostat ‘cost-size’ scaling relationships must also be
taken into consideration. These relationships are based on the length of the chord, area of the heliostat and in some
cases, the number of mirror modules on a given heliostat [10]. Learning curve effects also play an important role in
the case of smaller heliostats as there is a percentage drop in cost with the doubling of each production. Learning
curve effects have been used in several models to predict the decrease in costs (or time) with the increase in
production volumes as workers in a manufacturing plant become more efficient [11]. These effects are significant in
the manufacturing of smaller heliostats. It is also important to note that learning curve effects for ‘off-the-shelf’
products (like drives and torque tubes) are considered to be lower than for custom made products. Additionally, the
optics of a heliostat field layout is often characterized using one of these two techniques: analytical methods and
Monte-Carlo Ray-Tracing (MCRT). In this study, this has been done using Solar Power tower Integrated Layout and
Optimization Tool – SolarPILOT. This tool has been developed by NREL and can be used to characterize the optical
performance of heliostat field layouts. The advantage of using this tool is that both methods, analytical and MCRT,
are combined to characterize the optical performance of the heliostat field in greater detail and accuracy [12].
The optical efficiency of heliostats depends on the mirror surface slope and beam quality errors. The mirror slope
errors can further be divided into errors due to shape (deformations due to self-weight and wind loads), temperature,
and assembly. The beam quality errors can be divided into shape, waviness and specularity errors [13]. Heliostats
with different sizes have different optical errors and hence different optical efficiencies [14]. All these parameters
are taken into consideration while developing the heliostat field layout in SolarPILOT. Tracking accuracies and the
‘cost-area’ scaling relationship must also be taken into consideration while increasing the size of a heliostat [7,16].
Therefore, a holistic LCOE model is suggested to examine the effects of different heliostat sizes on the LCOE for
power towers. Furthermore, a new method has been developed to evaluate the O&M personnel required for the solar
field which estimates the number of instrument technicians and mechanical technicians (Machinist/welders) required
based on the number of heliostats in the field [16, 17].
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TABLE 1. Heliostat subcomponent cost-area proportionality
Cost-Area proportionality
Heliostat subcomponent
(Scaling factor ) s Reference
ECONOMIC ASSESSMENT
The costs for the power tower have been categorized into direct and indirect capital costs. The costing model for
tower/receiver system, thermal energy storage (TES) system, site preparation, and the steam and power generation
system is adopted from the 2013 report ‘Molten Salt Power Tower Cost Model for the System Advisor Model’ to
reflect the current state of the art molten salt power tower technology [17]. The cost inputs for this study have been
indexed to the year 2015 using the Chemical Engineering Plant Cost Index (CEPCI) from the above mentioned
report. The heliostat costs have been calculated separately for the three different heliostat sizes considered and
include the effects due to size scaling, learning curves benefits and the price index. The annual O&M costs are
estimated separately for the three heliostat fields.
The heliostat field costs include the foundation, steel supporting structure, drives, controls, mirrors and assembly
costs. These costs are estimated using a reference specific cost for a single heliostat which is then multiplied by cost
effects due to scaling factor ( s ), effects due to high volumes accounting for learning curve benefits measured by a
progress ratio ( pr ) and a price index ( pi ) reflecting the changes in heliostat sub-costs over the years. The scaling
effect deals with varying heliostat sizes and is the ratio of the heliostat area under investigation ( Aheliostat ) to that of
0
the reference heliostat ( A heliostat ) with ( s ) as the exponent. Learning curve effects predict the decrease in costs (or
time) with the increase in production volumes as workers in a manufacturing plant become more efficient [21].
These effects are important for smaller heliostats since there is a percentage drop in cost with doubling of each
production. These effects are accounted for using the progress ratio with the ratio of current volume of production
0
( V heliostat ) and a reference volume ( V heliostat ) as exponent. The price index is estimated for each cost category to
reflect the latest costs. However, since latest price indices for 2016 are not available for heliostats, the prices have
been indexed until 2011 [20]. The total heliostat field costs ( C heliostat ,total ) can therefore be expressed as a function
of individual heliostat direct cost ( Cheliostat , direct ) and the total number of heliostats in the field ( N heliostat ) [20]:
C heliostat ,total C heliostat ,direct N heliostat (1)
s
A V
C 0 0heliostat pr 2
log heliostat 0
where, C heliostat ,direct V heliostat pi (2)
A heliostat
The heliostat optical improvement costs are calculated separately to identify the importance of the heliostat
optical efficiency. The heliostat optical quality indicates the capability of a heliostat to reflect a circular and a
specular sun-image on the receiver surface. These costs are calculated using a single ‘root-sum-square’ (RSS) value
which is ‘bundled’ by the slope and the tracking error. The heliostat optical RSS error of the medium sized heliostat
( rss ) is chosen as the reference heliostat optical error. This means that a heliostat with a higher optical quality
O
than the reference heliostat will not necessarily lower the LCOE due to the higher costs involved in achieving this
optical quality. The total heliostat optical costs ( C heliostat , optical ) can therefore be expressed as a function of optical
improvement cost per heliostat ( C heliostat ,optic ) and the total number of heliostats in the field [20]:
Cheliostat , optical Cheliostat , optic N heliostat (3)
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1 1
where, Cheliostat , optic 0.01 10 3 O 2 Aheliostat (4)
rss rss
2
The heliostat cost per unit is calculated using the reference cost for each subcomponent. Table 2 shows the
heliostat subcomponent reference costs in USD, the progress ratio and the price index used for the calculation of the
heliostat subcomponent costs.
TABLE 2. Heliostat subcomponent reference cost, progress ratio and the price index [14, 20].
Reference
Heliostat subcomponent cost Progress ratio (-) Price index (-)
cost/unit ($)
Foundation ($) 563.27 0.9806 1.0816
FIGURE 1. Sankey diagram for plant losses in a CSP power tower setting [24].
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FIGURE 2. Heliostat field layout with 21 290 medium sized heliostats with solar field efficiency data overlay
Once the optimized heliostat field layout is generated, the optical performance of the heliostat field layout is
evaluated for the three heliostat fields using the Hermite (analytical) flux simulation model. The design point is
chosen at solar noon, Spring Equinox. The heliostat geometry, canting method, focusing type, optical error
parameters and the mirror performance parameters are typical inputs for evaluating the optical performance of the
plant. The blocking losses are eliminated using the ‘no-blocking’ method described by Siala and Elayeb [25].
Shading losses are most prevalent when the elevation angle of the sun is low [26] and have not been considered for
the heliostat fields. The atmospheric attenuation is calculated using the slant distance between the individual
heliostat and the receiver using the method described by Augsburger [20]. Table 3 shows the optical performance of
the three heliostat fields with the major losses in a radial staggered heliostat field layout.
TABLE 3. Optical performance of the three heliostat fields with the major system design parameters.
Field with large Field with medium Field with small
Optical performance results
heliostat heliostat heliostat
Heliostat area (m2) 115.56 [27] 43.3 [27] 15.67 [27]
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OPERATIONS AND MAINTENANCE COSTS
The costing model for the annual O&M expenditure is adapted from a study [17] which assumes a schedule that
provides the maintenance personnel and the consumable material quantities associated with the plant. There is
insufficient information in current literature about the relationship between O&M personnel required and the
number of heliostats in a field. Hence a new method has been developed to estimate the O&M personnel required
for the solar field while considering the suggestions from studies made in the past [16, 17]. The new method
estimates the number of instrument technicians and mechanical technicians (Machinist/welders) based on the
number of heliostats in the field and is shown in Table 4. The instrument and mechanical technicians are required to
foresee the heliostat field operations and hence the number of these personnel required varies in a plant with more
heliostats. The number of maintenance supervisors, maintenance foremen and clerks/assistants has not been changed
as it is perceived that this number does not depend on the number of heliostats or the size of the field.
Solar field reflective area (m2) 943 120.15 922 586.73 917 739.13
Machinist/Welder/Technician (-) 2 3 5
Clerk/Assistant (-) 4 4 4
Total annual O&M costs ($) 8 107 845.41 8 266 131.64 8 546 940.91
The annual O&M cost for a heliostat field with more heliostats is significantly higher because of the higher
number of O&M personnel required for the minimal maintenance-related downtime. These costs play a major role in
the calculation of the LCOE of a plant and must therefore be properly estimated based on the number of heliostats in
the field layout.
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receiver is approximated using the individual heliostat area ( Aheliostat ), the number of heliostats in the field
( N heliostat ), the annual direct normal irradiance value ( DNI ) and the solar field efficiency ( SF ) as follows [29]:
E REC Aheliostat N heliostat DNI SF (5)
The net annual electrical energy generated by the plant is obtained by assuming a power block efficiency ( PB )
of 40%, a solar to thermal efficiency of the receiver ( REC ) and a capacity factor ( CF ) of 60% and is expressed as:
E PB E REC PB REC CF (6)
The total installed costs involved during the construction are calculated by summing up the direct and indirect
capital costs. O&M costs are calculated separately based on the number of personnel required in the three heliostat
fields. The annual fuel costs are considered to be null since the power towers plants are considered as solar only i.e.
without any hybridization. Table 5 shows the thermo-economic performance of the three heliostat fields with the
single and derived indicators used to obtain the LCOE which is used as the figure of merit to compare the heliostats.
Total capital costs ($) 587 966 857.00 565 893 074.07 541 617 452.15
Annual O&M costs ($) 8 107 845.41 8 266 131.64 8 546 940.91
ACKNOWLEDGMENTS
The authors wish to thank the department of Mechanical and Mechatronic Engineering, Stellenbosch University
and members of the Solar Thermal Energy Research Group (STERG).
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