Professional Documents
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Himt STSDSD
Himt STSDSD
Date: April 23
Security Training for Seafarers with Designated
Prep by:
Security Duties (STSDSD)
Appr by:
Edition : Third
Compiled by:
Faculty, Hindustan Institute of Maritime Training (HIMT), Chennai – 10.
Hindustan Institute of Maritime Training Rev: 03
Date: April 23
Security Training for Seafarers with Designated
Prep by:
Security Duties (STSDSD)
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PREFACE
The development of the ISPS code including mandatory requirements for a Ship
Security Officer was a reaction to the events of the 9/11 attacks on the United States
in 2001 and the bombing of SS Limburg, the French oil tanker a year later. Although
decided in 2002, it came in to force on 1st July 2004.
The ISPS Code consists of two parts. The first part, Part A has mandatory
requirements for a Ship Security Officer to put in place: the second part Part B offers
guidance on its implementation for Ship Security Officer. The Code acts as a guide for
maritime security for all stake holders and personnel including the Ship Security officer
to ensure the security of the Ships and ports including terrorism and piracy
All ships, passenger and cargo, over 500 GRT on international voyages must
implement this code. Mobile offshore drilling units are also subject to this Code.
The ship security officer has responsibilities which include ensuring that appropriate
security measures are maintained according to the security level: maintaining and
supervising the implementation of the ship security plan and proposing any
amendments: ensuring co-ordination with port facility security officer; and company
security officer. He is the custodian of SSP, SSA and ISPS code records which are to
be maintained on board ship as per SSP.
The compilation of this book is done from various sources to provide the reader with
information which can be practically followed on the ships.
This book details the topics provided as per STCW 2010 and conforms to the
requirements of Directorate General of Shipping, India. This aims at creating
awareness for those joining the ships and good knowledge of security requirements
for those already sailing.
This book covers in detail all the security related courses mentioned under section A-
VI/6 of STCW convention, viz:
1. Standard of competence for security related familiarization training – IMO model
course 3.19.
2. Standard of competence for security awareness training – IMO model course 3.27
3. Standard of competence for seafarers with designated security duties and human
response to maritime piracy – IMO model course 3.26.
-Sanjeev S. Vakil
Chief Executive Officer
Hindustan Institute of Maritime Training Rev: 03
Date: April 23
Security Training for Seafarers with Designated
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1 Introduction 2
3 Security responsibilities 13
5 Security equipment 25
10 Security administration 73
11 Security training 76
12 Anti Piracy 78
13 Pirate Attack 83
16 Conclusion 92
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Hindustan Institute of Maritime Training Rev: 03
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1.0 INTRODUCTION
Note: Whilst the material in this handout is primarily intended for participants of the SSO
course, it will be also be beneficial for seafarer’s with designated ship security duties.
Historical perspective
Right from very early days, sea farers have had to face many perils. Apart from those caused
by nature, other issues such as stowaways, smuggling, piracy and robbery are very old
threats which needed addressing. Over recent years terrorism has gained a much attention.
The last few years have seen piracy and threat to seafarer’s lives taking centre stage.
Achille Lauro
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On October 7, 1985, four men representing the Palestine Liberation Front (PLF) hijacked the
Italian liner MS Achille Lauro off Egypt as she was sailing from Alexandria to Port Said. One
elderly, wheelchair bound man was murdered by the hijackers and thrown overboard. Holding
the passengers and crew hostage, they directed the vessel to sail to Tartous, in Syria, and
demanded the release of 50 Palestinians; then in Israeli prisons.
USS Cole
The USS Cole bombing was a suicide attack against the United States Navy destroyer USS
Cole on October 12, 2000, while it was harbored and refueled in the Yemeni port of Aden.
The terrorist organization al-Qaeda claimed responsibility for the attack. On the morning of
Thursday, October 12, 2000, USS Cole entered Aden harbor for a routine refueling stop. USS
Cole completed mooring at 09:30. Refueling started at 10:30. Around 11:18 local time, a small
craft approached the port side of the destroyer, and an explosion occurred, causing a 40-by-
40-foot gash in the ship's port side, the blast appeared to be caused by explosives molded
into a shaped charge against the hull of the boat. Around 400 to 700 pounds (200–300 kg) of
explosives were used. 17 sailors were killed and 39 were injured in the blast.
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MT Limburg
On October 6, 2002, the MT Limburg was carrying 397,000 barrels (63,100 m 3) of crude oil
from Iran to Malaysia, and was in the Gulf of Aden off Yemen to pick up another load of oil. It
was registered under a French-flag and had been chartered by the Malaysian petrol firm
PETRONAS.
While it was some miles offshore, an explosives-laden dinghy rammed the starboard side of
the tanker and detonated. The vessel caught on fire and approximately 90,000 barrels
(14,000 m3) of oil leaked into the Gulf of Aden. Although Yemeni officials initially claimed that
the explosion was the result of an accident, later investigations found traces of TNT on the
damaged ship.
One crew member was killed, and 12 other crew members were injured. The fire was put out,
and four days later the Limburg was towed to Dubai, United Arab Emirates.
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Hindustan Institute of Maritime Training Rev: 03
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The following definition of piracy is contained in article 101 of the 1982 United Nations
Convention on the Law of the Sea (UNCLOS):
(a) Any illegal acts of violence or detention, or any act of depredation, committed for private
ends by the crew or the passengers of a private ship or a private aircraft, and directed:
(i) on the high seas, against another ship or aircraft, or against persons or property on board
such ship
(ii) against a ship, aircraft, persons or property in a place outside the jurisdiction of any State;
(b) Any act of voluntary participation in the operation of a ship or of an aircraft with knowledge
of facts making it a pirate ship or aircraft;
(c) Any act inciting or of intentionally facilitating an act described in sub-paragraph (a) or (b).”
(d) Any illegal acts of violence or detention, or any act of depredation, committed for private
Initiatives to counter piracy and armed robbery at sea
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PIRACY REPORTS
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Assembly resolution A.584 (14) on Measures to prevent unlawful acts which threaten the
safety of ships and the security of their passengers and crew, adopted in 1985, invited the
MSC to develop detailed and practical technical measures to ensure the security of
passengers and crews on board ships,.
In 1986, IMO issued MSC/Circ.443 on Measures to prevent unlawful acts against passengers
and crews on board ships gave guidelines on the steps that should be taken, with particular
reference to passenger ships engaged on international voyages of 24 hours or more and the
port facilities which service them.. In March 1988 a conference in Rome adopted the
Convention for the Suppression of Unlawful Acts against the Safety of Maritime Navigation,
1988( SUA) and the Protocol for the Suppression of Unlawful Acts against the Safety of Fixed
Platforms Located on the Continental Shelf, 1988. In 1996 the MSC adopted MSC/Circ.754
on Passenger ferry security
Convention for the Suppression of Unlawful Acts ( SUA ) against the Safety of Maritime
Navigation, 1988
The main purpose of the convention is to ensure that appropriate action is taken against
persons committing unlawful acts against ships. These include:
● the seizure of ships by force;
● acts of violence against persons on board ships; and
● the placing of devices on board a ship which are likely to destroy or damage it.
It was agreed that amendments would be made to the Safety of Life at Sea Convention 1974
("the SOLAS Convention"). Contracting governments to the SOLAS Convention finalised the
text of these amendments at a diplomatic conference held at the IMO in London in December
2002.
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The International Ship and Port Facility Security Code and other maritime security measures
were developed by IMO’s Maritime Safety Committee (MSC) and its Maritime Security
Working Group before being adopted by a Conference on Maritime Security in December
2002, and entered into force on 1 July 2004
SOLAS Chapter XI -2
1 - Definitions.
Ship/port interface means the interactions that occur when a ship is directly and
immediately affected by actions involving the movement of persons, goods or the
provisions of port services to or from the ship.
Ship-to-ship activity means any activity not related to a port facility that involves the
transfer of goods or persons from one ship to another.
Security incident means any suspicious act or circumstance threatening the security of
a ship, including a mobile offshore drilling unit and a high-speed craft, or of a port
facility or of any ship/port interface or any ship-to-ship activity.
2 - Application.
This chapter applies to certain ship types (already detailed) engaged in international
voyages and port facilities serving such ships engaged on international voyages…
…Contracting Governments shall decide the extent of application of this chapter and
of the relevant sections of part A of the ISPS Code to those port facilities within their
territory…
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3. in cases where the ship is employed under the terms of charter party(ies), who are the
parties to such charter party(ies).
7 - Threats to Ships.
Contracting Governments shall set security levels and ensure the provision of
security related information to ships operating in their territorial sea or have
communicated an intention to enter their territorial sea.
If in the professional judgment of the master, a conflict between any safety and
security requirements applicable to the ship arises during its operations, the master
shall give effect to those requirements necessary to maintain the safety of the ship.
In such cases, the master may implement temporary security measures and shall
forthwith inform the Administration and, if appropriate, the CG in whose port the ship
is operating or intends to enter.
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13 - Communication of information.
Contracting Governments shall communicate to the IMO and make available information of
Companies and ship.
The ISPS Code provides a framework through which ships and port facilities can co-operate
to detect and deter acts which pose a threat to maritime security.
The Objectives of the Code:
● Enable the detection and deterrence of security threats within an international
framework
● Establish roles and responsibilities
● Enables collection and exchange of security information
● Provide a methodology for assessing security
● Ensure that adequate security measures in place
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Under the new instrument, a person commits an offence within the meaning of the
Convention if that person unlawfully and intentionally transports another person on board a
ship knowing that the person has committed an act that constitutes an offence under the
SUA Convention or an offence set forth in any treaty listed in the Annex. The Annex lists
nine such treaties.
The new instrument also makes it an offence to unlawfully and intentionally injure or kill any
person in connection with the commission of any of the offences in the Convention; to
attempt to commit an offence; to participate as an accomplice; to organize or direct others
to commit an offence; or to contribute to the commissioning of an offence.
A new Article requires Parties to take necessary measures to enable a legal entity (this
could be a company or organization, for example) to be made liable and to face sanctions
when a person responsible for management of control of that legal entity has, that capacity,
committed an offence under the Convention.
The ILO/IMO Code of practice on security in ports is available in English, French and Spanish.
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The signatories also undertook to review their national legislation with a view to ensuring that
there are laws in place to criminalize piracy and armed robbery against ships and to make
adequate provision for the exercise of jurisdiction, conduct of investigations and prosecution
of alleged offenders.
National Legislations
The Maritime Transportation Security Act of 2002 (MTSA) is an Act of Congress enacted
by the US Congress to address port and waterway security. It was signed into law on
November 25, 2002.
Australia
The Australian Government developed the Maritime Transport Security Act 2003 to implement
the ISPS Code in Australia. Both the ISPS Code and the Act came into effect on 1 July 2004.
In 2005 the Act was extended and renamed the Maritime Transport and Offshore Facilities
Security Act 2003 (MTOFSA). The amended Act, and Regulations under it, establishes the
legislative basis for also approving security plans for offshore oil and gas facilities.
Legal Implications:
Law Enforcement
– Vessel, Facility & owners and operators must permit law enforcement personal, in the
performance of official duties, who show proper ID to enter/board without delay or
obstruction.
– Upon boarding or entering, will as soon as possible explain their mission to the master,
operator, owner or designated agent.
– Action/non-action by security personnel
– ISPS Code A/4, 6
– SOLAS Chapter XI-2
– Entering foreign jurisdictions
– Clear grounds
Administrations shall set security levels and ensure the provision of security level information
to ships entitled to fly their flag. When changes in security level occur, security-level
information shall be updated as the circumstance dictates.
Contracting Governments shall set security levels and ensure the provision of security-level
information to port facilities within their territory, and to ships prior to entering a port or whilst
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in a port within their territory. When changes in security level occur, security-level information
shall be updated as the circumstance dictates.
Contracting Governments, when they set security level 3, shall issue, as necessary,
appropriate instructions and shall provide security related information to the ships and port
facilities that may be affected.
Contracting Governments shall, to the extent they consider appropriate, test the effectiveness
of the Ship or the Port Facility Security Plans, or of amendments to such plans, they have
approved, or, in the case of ships, of plans which have been approved on their behalf.
An RSO may also advise or provide assistance to Companies or port facilities on security
matters, including ship security assessments, ship security plans, port facility security
assessments and port facility security plans. This can include completion of a SSA or SSP or
PFSA or PFS. If an RSO has done so in respect of a SSA or SSP that RSO is not permitted
to approve that ship security plan.
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port facility in such a manner as to cause a minimum of interference with, or delay to,
passengers, ship, ship’s personnel and visitors, goods and services.
When a port facility security officer is advised that a ship encounters difficulties in complying
with the requirements of chapter XI-2 or this part or in implementing the appropriate measures
and procedures as detailed in the ship security plan, and in the case of security level 3
following any security instructions given by the Contracting Government within whose territory
the port facility is located, the port facility security officer and ship security officer shall liaise
and co-ordinate appropriate actions.
When a port facility security officer is advised that a ship is at a security level, which is higher
than that of the port facility, the port facility security officer shall report the matter to the
competent authority and shall liaise with the ship security officer and co-ordinate appropriate
actions, if necessary.
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Members of the ship’s crew may be assigned designated security duties in support of the
ship security plan and shall be provided training as appropriates Other shipboard and port
facility personnel may have a role in the enhancement of maritime security should be
familiar with the SSP /PFSP as applicable and also have received some training in the
following as appropriate.
The SSA shall include the following steps, which should than be adapted to each type
of ship:
I) Identification of key shipboard operations
II) Identification of existing security measures and procedures
III) Identification of potential threats (refers to threat scenarios)
IV) Performance of an on-scene security surveys
V) Identification of weakness in both the infrastructure and in the procedures
VI) Identification of key shipboard operations
In this step, the company is to clearly identify what the key shipboard operations are with
respect to security, which need to be protected , this is to identify:
- The operations
- The systems and equipment
- The areas and spaces on-board the ship
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The aim of this step is, for the company, to clearly identify and describe the existing security
measures, procedures and operations.
As an example, security procedures may include (but are not limited to):
- Procedures for response to emergency conditions (fire, flooding…)
- Procedures for security patrols
- Procedures for handling surveillance equipment, if any
- Procedures for handling security communication systems
- Procedure for handling security doors, barriers and lighting
The company may list the existing measures / procedures for each key shipboard operation.
This will allow the company to identify any key shipboard operation with inappropriate
security measure, non-existing, too limited or weak:
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In this step, the company is to clearly identify the potential threat scenarios to a ship under
specific circumstances.
It is of the utmost importance that the threat scenarios that are identified as being possible
remain “credible”, in order for the Ship Security Assessment to be as efficient as possible.
These threat scenarios should consequently encompass the specific features of the ship in
terms of type of ship, crew, cargo, trade, area and ports. To this end, it will be useful to
consider what are the possible situations, which could motivate security threats:
- Political
- Image
- Economical
- Fear driven
For any of these situations, the review should aim at establishing whether the motivation
factors are unlikely, probable or likely to occur. Particular threat scenarios should then be
considered accordingly.
The company may then list and describe the potential threat scenarios, especially the ones it
considers particularly relevant in its case:
A consequence assessment (in terms of injury or death, economic and environmental impact)
and a risk (vulnerability) assessment should then be carried out for each scenario, in order to
determine whether existing security measures and procedures are sufficient, whether they
shall be improved or whether additional new security measures and procedures are required.
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Select a scenario
Consequence Score
Vulnerability score
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Mitigation determination
Note: For further information, you may consult the Appendix B “Guidance on
Performing Security Assessment” to the United States Coast Guard (USCG) Navigation
and Vessel Inspection Circular NVIC 10-02.IV) Performance of an on-scene security
survey
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Mitigation Implementation
Reporting
If the SSA has not been carried out by the Company the SSA documentation shall be
reviewed and verified by the CSO.
The SSA shall be reviewed periodically. Records of the reviews shall be prepared and kept on
board for verification.
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Apart from the ship security alert system which is mandated by the SOLAS
requirements, a vessel may have other security equipment on board. These may include,
night vision binoculars, additional search lights, closed circuit TV, intrusion detection
equipment, dog leg mirrors and similar search equipment. Where piracy attacks are possible,
barbed wires, electric fencing, long range acoustic devices and razor wires etc may be
provided by the ship owners
Weapons are not envisaged as security equipment for ships as per the ISPS code.
However due to the increase in piracy attacks, private armed security guards may be placed
on board ships subject to the Flag Administration agreements when transiting through high
risk areas.
The system is intended for transmitting a security alert when the ship is under attack by
pirates, terrorists, etc. It notifies a preset flag administration on land that the ship is under
threat, without generating any audio/visual alarms to prevent others onboard from sensing
that a security alert is transmitted. Its multi-addressed transmission function enables reports
to a ship’s owner as well as to a flag administration in parallel.
The information transmitted includes ship’s current position and identification. Ship’s position,
obtained by using the built-in GPS receiver, is sent at regular intervals so that a flag
administration and the ship owner are kept informed of the position of the ship. A backup
battery is available as an option to drive the system up to five days for continual data
transmission. Furthermore, its polling function enables tracking of a ship even after the loss of
ship's communication.
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Securing Monthly
Dead-bolt Doors check and
1
Door Lock and lubrication
Hatches as required
Securing
doors Monthly
Door Hook and check and
2A
Lock hatches lubrication
from as required
inside
Securing
Doors Monthly
Door Hook and check and
2B
Lock Hatches lubrication
from as required
Inside
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Monthly
Securing
Screw check and
3 doors and
Bolt lubrication as
hatches
required
Securing
Monthly
Doors and
Sliding check and
4 Hatches
Bolt lubrication as
from
required
Inside
Monthly
Securing
check and
5 Padlock Doors and
lubrication as
Hatches
required
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Maintenance
Code Type Utilization Example
Required
Used as both
a lock for
Check during
"securing"
6 Bolt Seal routine security
and a seal for
rounds
"intrusion
detection"
Denying
Access or Monthly check
Metal Bar
7A Securing a and lubrication
Door
Compartment as required
/ entrance
Denying
Access or Monthly check
Metal Bar
7B Creating a and lubrication
Door
"Access as required
Zone"
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Intrusion Detection of
Doors, Hatches, Check during
Plastic
8A Compartments, routine security
Strap Seal
Lockers, rounds
etc.
Intrusion Detection of
Doors, Hatches, Check during
Metal Strap
8B Compartments, routine security
Seal
Lockers, rounds
etc.
Intrusion Detection of
Security Doors, Hatches, Check during
9A Seal Tape Compartments, routine security
(serialized) Lockers, rounds
etc.
Intrusion Detection of
Security Doors, Hatches, Check during
9B Seal Tape Compartments, routine security
(serialized) Lockers, rounds
etc.
Intrusion Detection of
Security Doors, Hatches, Check during
9C Seal Tape Compartments, routine security
(serialized) Lockers, rounds
etc.
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Located on
Monthly Check
Access External and
11 for repair and
Control Signs Internal Stairs &
painting
Access Points
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Challenge of
Persons
boarding,
Access Control
12A Inspection of ID N/A
Measures
badge, and
Recording in
Log
Retention of
Visitor/Vendor/S
Access Control tevedore
12B N/A
Measures ID Badge and
Issue of
Ship ID
Retention of
Visitor/Vendor/S
Access Control tevedore
12C N/A
Measures ID Badge and
Issue of
Ship ID
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Retention of
Visitor/Vendor/St
Access
evedore
12D Control N/A
ID Badge and
Measures
Issue of
Ship ID
Inspection of all
packages,
Access bags, coolers,
13 Control etc. at N/A
Measures Gangway or
other Access
Point
Search of
Access
Persons --
14 Control N/A
Increased Threat
Measures
Level
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K-9 Search of
Access Persons &
15 Control Bags-- Increased N/A
Measures Threat
Level
Security Officer
16 Patrolling protecting the N/A
Seaward side
Security Officer
protecting
13 Patrolling the Seaward side -- N/A
Increased Threat
Level
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Security Officer
monitoring
activities on
14 Patrolling N/A
decks, in
cargo bays,
and dockside
K-9 Search of
Containers,
Monitoring /
Cargo, Ship's
15A Detection by N/A
Stores, and
K- 9 Team
Baggage for
Contraband
K-9 Search of
Ship Storage
Monitoring / Areas, Lockers,
15B Detection by Accommodatio N/A
K-9 Team ns, Engine
Room, etc. for
Contraband
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Maintenance
Code Type Utilization Example
Required
Use of Probe
Monitoring / or Hands to
Detection Search Cargo,
16 by Ship's N/A
Security Stores, and
Officer Baggage for
Contraband
Use of SCUBA
Monitoring / Divers to
Detection inspect Hull of
17 by the Ship for N/A
SCUBA Attachments
Divers (Drugs or
Explosives)
Use at Access
Hourly
Points for
checks
Monitoring / Detecting
when in
18 Detection Weapons
usage to
Device being
determine
carried by
functionality
Persons
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"Secure-Ship" High
Monitoring /
Voltage fence As recommended by
20B Detection
produced by Manufacturer
Device
"Secure-Marine"
Monitoring /
Intrusion Detection As recommended by
21 Detection
Devices and Alarms Manufacturer
Device
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The Administration may entrust the review and approval of ship security plans, or of
amendments to a previously approved plan, to recognized security organizations.
The recognized security organization, undertaking the review and approval of a ship
security plan, or its amendments, for a specific ship shall not have been involved in
either the preparation of the ship security assessment or of the ship security plan, or of
the amendments, under review.
Such a plan shall be developed, taking into account the guidance given in part B of
this Code and shall be written in the working language or languages of the ship. If the
language or languages used is not English, French or Spanish, a translation into one of
these languages shall be included. The plan shall not be restricted to but address, at
least, the following:
1. Measures designed to prevent weapons, dangerous substances and devices
intended for use against persons, ships or ports and the carriage of which is not
authorized from being taken on board the ship;
2. Identification of the restricted areas and measures for the prevention of unauthorized
access to them
3. Measures for the prevention of unauthorized access to the ship;
4. Procedures for responding to security threats or breaches of security, including
provisions for maintaining critical operations of the ship or ship/port interface;
5. Procedures for responding to any security instructions Contracting Governments
may give at security level 3;
6. Procedures for evacuation in case of security threats or breaches of security;
7. Duties of shipboard personnel assigned security responsibilities and of other
shipboard personnel on security aspects;
8. Procedures for auditing the security activities;
9. Procedures for training, drills and exercises associated with the plan;
10. Procedures for interfacing with port facility security activities;
11. Procedures for the periodic review of the plan and for updating;
12. Procedures for reporting security incidents;
13. Identification of the ship security officer;
14. Identification of the company security officer including 24-hour contact details;
15. Procedures to ensure the inspection, testing, calibration, and maintenance of any
security equipment provided on board;
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16. Frequency for testing or calibration of any security equipment provided on board;
17. Identification of the locations where the ship security alert system activation points
are provided and
18. Procedures, instructions and guidance on the use of the ship security alert system,
including the testing, activation, deactivation and resetting and to limit false alerts.
The nature of the changes to the ship security plan or the security equipment that have
been specifically approved by the Administration, pursuant to section 9.5, shall be
documented in a manner that clearly indicates such approval. This approval shall be
available on board and shall be presented together with the International Ship Security
Certificate (or the Interim International Ship Security Certificate). If these changes are
temporary, once the original approved measures or equipment are reinstated, this
documentation no longer needs to be retained by the ship.
The plan may be kept in an electronic format. In such a case, it shall be protected by
procedures aimed at preventing its unauthorized deletion, destruction or amendment.
The plan shall be protected from unauthorized access or disclosure.
Ship security plans are not subject to inspection by officers duly authorized by a
Contracting Government to carry out control and compliance measures in accordance
with regulation XI-2/9, save in circumstances specified below.
If the officers duly authorized by a Contracting Government have clear grounds to
believe that the ship is not in compliance with the requirements of chapter XI-2 or part A
of this Code, and the only means to verify or rectify the non-compliance is to review the
relevant requirements of the ship security plan, limited access to the specific sections of
the plan relating to the non- compliance is exceptionally allowed, but only with the
consent of the Contracting Government of, or the master of, the ship concerned.
Nevertheless, the provisions in the plan relating to section 9.4 subsections .2, .4, .5, .7,
.15, .17 and .18 as above are considered as confidential information, and cannot be
subject to inspection unless otherwise agreed by the Contracting Governments
concerned.
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.2. It is interfacing with a ship to which this Code does not apply)
.3. It is interfacing with fixed or floating platforms or a mobile drilling unit on
location; or
.4. It is interfacing with a port or port facility which is not required to comply with
chapter XI-2 and part A of this Code.
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.1 physical security
.2 structural integrity
.3 personnel protection systems
.4 procedural policies
radio and telecommunication systems, including
.5
computer systems and networks;
other areas that may, if damaged or used for illicit
.6 observation, pose a risk to people, property, or
operations on board the ship or within a port facility
Are those involved in a SSA able to draw upon
B/8.4
expert assistance in relation to the following?
.1 knowledge of current security threats and patterns
recognition and detection of weapons, dangerous
.2
substances and devices
.3 recognition, on a non-discriminatory basis, of
characteristics and behavioral patterns of
persons who are likely to threaten security
.4 techniques used to circumvent security measures
.5 methods used to cause a security incident
effects of explosives on ship structures and
.6
equipment
.7 ship security
.8 ship/port interface business practices
contingency planning, emergency preparedness
.9
and response
.10 physical security
radio and telecommunications systems, including
.11
computer systems and networks
.12 marine engineering
.13 ship and port operations
Has the CSO obtained and recorded the
B/8.5 information required to conduct an assessment for
the following?
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Page/
Ship Security Plan
Requirements of Yes No item in
Questionnaire
SSP
Part A Part B Section 5 DECLARATION OF SECURITY
Are the requirements for the use of DoS set
DOS B/5.2
out in the ship security plan?
Has the SSP detailed how requests for DoS
from a port facility will be handled and the
B/9.52
circumstances under which the ship itself
should request a DoS?
Section 6 OBLIGATIONS OF THE
COMPANY
A/6.1 Has the Company ensured that the ship
security plan contains a clear statement
emphasizing the
Master’s authority?
A/6.1 Has the Company established in the ship
security plan that the master has the
overriding authority and responsibility to
make decisions with respect to the security
of the ship and to request the assistance of
the Company or of any Contracting
Government authority.
Has the Company ensured that the
company security officer, the master and
the ship security officer are given the
necessary support to fulfill their duties and
responsibilities in accordance with chapter
XI-2 and this part of the Code?
Has following information included?
A/6.2 Parties responsible for appointing
shipboard personnel, such as ship
management companies,
Manning agents, contractors,
B/6.1 concessionaries, for example, retail sales
outlets, casinos etc
.1 Parties responsible for deciding the
employment of the ship including, time or
bareboat
Charterer (s) or any other entity acting in
such capacity
.2 In cases when the ship is employed under
the terms of a charter party, the contact
details of those parties including time or
voyage chatterers
.3 Is the result of Ship Security Assessment
attached to the Ship Security Plan?
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.10
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.2 access gangways
.3 access ramps
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facility
increasing the frequency and detail of searches of
.5 people, personal effects, and vehicles being
embarked or loaded onto the ship;
ESCORTING
VISITORS
escorting visitors on the ship
.6
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in the SSP
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to a port facility?
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** Note: Although not a requirement for SSP approval under the ISPS Code,
Company’s shall ensure compliance with security-related training and
instruction for all seafarers in accordance with A-VI/6 of the STCW
Code, as amended.
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● Weapon Identification
9mm, Semi, Magazine Fed, Recoil Operated Cal, Semi, Magazine Fed, Recoil
Operated
AK 47
UZI
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● Substances
● Cocaine-Crack
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● Devices
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• Profiling:
– Ethnic back ground
– Religion
– Dress
– Actions
– Accents
– Beliefs
– Political following
– You cannot tell by any means who might be a terrorist
– In the Maritime Security field any person coming onto your vessel could
pose a threat
– Visitors
• Check ID’s for fakes
– Vendors
• Don’t assume they have not been approached
– Persons taking pictures of vessel or facility
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• For Security Levels 2 and 3, the SSO will implement additional security
measures and notify all personnel of the change in Security Level, identified
threats, and emphasize reporting procedures and stress the need for increased
vigilance;
• For Security Level 3, the SSO will implement further additional security measures
as directed in the Ship Security Plan or as directed by the designated authority,
such as arrangements to ensure that the vessel can be towed or moved if
deemed necessary.
• Non-compliance issues must be reported immediately.
Maintaining Security of the vessel/Facility Interface
• Ship/port interface means the interactions that occur when a ship is directly and
immediately affected by actions involving the movement of persons, goods or the
provisions of port services to or from the ship.
• Security Measures during interfaces are effected by Security levels
• Coordination of duties between CSO, SSO, and FSO
• Review of SSP and FSP as applicable.
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Example of a DOS
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Contingency Planning: Contingency plans are based on any security incident the
vessel may encounter and are guidelines for the SSO to follow. Each security incident
will merit its own evaluation, and the procedures and measures used will be based on
several factors that only the VSO can decide at the time of the security incident. Any
such actions taken shall always consider the safety of the crew, passengers, and vessel
as priority.
• Action to take in the event of a security incident
– All vessel personnel are familiar with the various types of security incidents
through security training provided by the company, to include the appropriate
communication lines of reporting;
– Any personnel having knowledge of or witnessing a security incident, of any
degree, will immediately notify the SSO or Master with particulars;
– The SSO will notify, without delay, the CSO, and the local designated authority ,
and take instructions as are available for responding to a given security incident;
– The SSO will ensure communication lines are maintained with the above entities
and any other agencies involved in responding to a security incident; Wheelhouse
will immediately be secured;
– The SSO will convene a meeting and brief personnel;
– The SSO will sound alarms as appropriate, to include the SSAS, depending on
the immediacy and severity of the incident.
– Implement measures for various contingency plans, as appropriate;
– Prepare to evacuate all personnel and visitors from the vessel.
– Emergency Contact Information for the following incidents:
– Notification of suspicious activities, persons, or packages;
– Notification of breaches of security;
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Frequency
At least once every calendar year with no more
than 18 months between the exercises
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Interim Certification
An interim certificate may be issued for the purposes of
- A Ship without a certificate, on delivery or prior to its entry or re-entry into service.
- Transfer of a Ship from the flag of a Contracting Government to the flag of another
Contracting Government.
- Transfer of a Ship to the flag of a Contracting government from a State which is not a
Contracting Government.
- A company assuming the responsibility for the operation of a Ship not previously
operated by the company.
This Interim certificate is issued only after verification that :
- The Ship security assessment has been completed, copy of the Ship Security Plan is
provided on board, that it has been sent for approval and that is being implemented on
the Ship., The ship is provided with a SSAS {Ship security alert system.},The Company
Security Officer has, Ensured that the plan is being implemented on the Ship.,
Established the necessary arrangements for drills, exercises and internal audits., is
satisfied that the Ship will successfully complete the required verification within 6
months., Arrangements have been made for carrying out the required verifications ,-
The Master, the Ship Security Officer and other Ship’s personnel with specific security
duties are familiar with their duties and responsibilities specified in the Code.,- The Ship
Security Officer meets the requirements of the Code.
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RECORDS:
Records of the following activities shall be kept on board for at least the minimum
period specified by the Administration:
These records may be kept in electronic format, and if so must be protected
against unauthorized deletion, destruction, or amendment
Security-related records will also be kept and protected by the SSO from
unauthorized access or disclosure.
The records shall be kept in the working language or languages of the Ship. If the
language or languages used is not
English, French or Spanish, a translation into one of these languages shall
be included.
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Unless impracticable due to the size and nature of the company or vessel, personnel
conducting internal audits of the security measures specified in the SSP or evaluating
it’s implementation must:
– Have knowledge of methods for conducting audits and inspections, and
security, control, and monitoring techniques;
– Not have regularly assigned security duties;
– Be independent of any security measures being implemented.
– Change in the company’s or vessel’s ownership or operator
Any non conformities raised must be dealt with as appropriate and may require
– Modifications to the vessel, including but not limited to physical structure,
emergency response procedures, security measures, or operations
– Require amendments of either the SSA or SSP which must be submitted
to the Administration/RSO for review and approval as appropriate
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9. SECURITY TRAINING
The Company Security Officer and appropriate shore-based personnel and the Ship
Security Officer shall have knowledge and receive training.
Shipboard personnel having specific security duties and responsibilities shall have
Shipboard additional training may be required for Ship security Officer, Relevant
shipboard personnel, and other ship board personnel.
The SSO should have adequate knowledge of, and receive training, in some or all of the
following, as appropriate:
.1. The layout of the ship;
.2. The ship security plan (SSP) and related procedures (including scenario-based
training on how to respond);
.3. Crowd management and control techniques;
.4. Operations of security equipment and systems; and
.5. Testing, calibration and whilst at–sea maintenance of security equipment and
systems.
Shipboard personnel having specific security duties should have sufficient knowledge
and ability to perform their assigned duties, including, as appropriate:
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All ships, regardless of the level of threat in the waters in which they operate,
should have an up to date security plan. The ship security plan should contain
measures to be taken corresponding to the levels of threat which may be
encountered. The number and scope of the measures, including restrictions on
normal shipboard tasks, must be in accordance with the different levels of threat
the security plan is intended to meet. All crew members must be familiar with their
responsibilities as set out in the plan. The measures set out in the plan must also
form part of the training exercises to be undertaken at regular intervals. Crew
members may learn and understand the plan and their respective responsibilities,
but it is only through training exercises that the plan can be properly tested and any
weak points discovered.
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Preparedness
The number of crew involved in security related duties must be adequate in
reflection to the level of threat. Where a high state of alert is maintained over a long
period of time, fatigue is inevitable, especially when sailing in potentially dangerous
areas for days at a time. The ship’s master must take these factors into
consideration and plan accordingly.
General vigilance
When entering waters where pirate attacks are more likely to occur, it is vital to
emphasise to the entire crew the importance of general vigilance. Current threat
assessments for high risks areas and the corresponding level of preparedness
should be the decisive factor as to the number of crew assigned with specific
security duties. However, all crew members should be more vigilant as to possible
threats or suspicious activity, whether on or off duty, and whether the vessel is
anchored or in port. Prior to entering high risk areas the anti-piracy measures
referred to in the security plan should be put in place.
Watch keeping
A watch should be kept on the stern covering radar “blind spots” and night vision
(infrared) binoculars should also be used during hours of darkness when
approaching high risk areas, in addition to constant radar monitoring. The element
of surprise is important to any attackers, and an early detection may very well result
in the attack being aborted. Early detection will also give the ship time to raise the
alarm and prevent the crew from being caught unprepared.
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During a Pirate Attack, a big uncertainty and panic shall grip the Seafarers’ even
though the vessel is well prepared for such an attack. Human behavioural changes
cannot be ruled out, as most of the crew can act differently in dismay and fear.
‘Understanding Human Behavior in Emergencies’ by Odyssey Training Ltd it is stated
that in an emergency:
• Group 1: 60% may do little, or may engage in appropriate behaviours, whilst
awaiting the initiatives of others.
• Group 2: 25% may act rationally, perhaps attacking the threat, closing doors or
warning others.
• Group 3: 15% may be almost totally paralysed by the seriousness of the situation.
The publication then states that the breakdown of Group 2 will be:
• Super-cool 1 – 5 % act on their own initiative in attempting to deal with the
emergency itself
• Super-cool 2 – 10% will warn or instruct others.
• Super-cool 3 – 10% will attempt to look after themselves
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It should be noted that BMP 5 is not a like for like replacement for BMP 4. Members
should therefore carefully consider the content of BMP 5 to determine whether
their ships comply with these new requirements and further consider other
applicable guidance such as Global Counter Piracy Guidance for Companies,
Master and Seafarers.
The piracy focus page has further information and links to BMP5 and Global Counter
Piracy Guidance for Companies.
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Coping in a hostage situation is the biggest challenge any Seafarer could face.
Following should be followed in a hostage situation.
• Keep Calm / cool head
• Do not react violently (or) do not be aggressive
• Obey fully to the orders given by the Pirates
• Have mutual cooperation within crew members, support and motivate others during
a long term captivity
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Most of the time, the hostages are released after four to six weeks of negotiation
between the pirates and specialised consultants hired by the companies. Once the
agreement on the ransom is fixed, the ransom is paid by the company itself or, more
commonly, by its insurance company, if the victims are insured for abduction for
ransom.
The process involves several rounds of meetings between the company and the
negotiator until an agreement is reached for the release of hostages.
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• What could be the greatest worries or concerns in your family about Piracy?
• What is your own specific responsibility towards your family?
The only thing the Pirates invoke is fear, and to anyone who’s become their victim –
post-traumatic stress disorder (PTSD). Many establishments have carried out
extensive research that revealed the long-term impact of sea piracy on seafarers and
their family members.
One of the key findings revealed that 25% of former hostages showed symptoms of
PTSD. This puts the seafarers at risk of poor wellbeing, overall
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Involvement
• Need for credible information
• Company Liaison person
• Support during & after incident
• Support organisations
Seafarers should be able to communicate with their families the procedures the
company has in place to protect the vessel and crew from pirates and what would
happen in the unlikely event of the vessel being hijacked.
• Ensure that the family has the correct contact details of the company in the event
of a piracy attack
• Ensure that the company has the up-to-date family contact details and family
liaison representatives details
• Seafarers should know their legal rights and contractual entitlements after a
period of piracy
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Conclusion
Recognise that everyone is involved; seafarers, their families, friends & others within
their organisations.
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