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H I G H L I G H T S G R A P H I C A L A B S T R A C T
a r t i c l e i n f o a b s t r a c t
Article history: Reliable Life Cycle Assessment (LCA) indicators for wastewater treatment plants (WWTP) construction and op-
Received 28 December 2019 eration phases are still a demand mainly in developing countries. Thus, the purpose of this paper was to present
Received in revised form 10 February 2020 and discuss the environmental performance of a full-scale WWTP installed in a Brazilian city using LCA approach.
Accepted 25 February 2020
The treatment process consists of a UASB reactor followed by constructed wetlands, which makes it particularly
Available online 26 February 2020
attractive to developing countries due to its operational simplicity. The Life Cycle Inventory (LCI) was developed
Editor: Konstantinos G Moustakas from a WWTP design and operation data including those of untreated wastewater and effluent quality. The re-
sults show that the environmental impacts from construction phase should not be neglected in LCA studies of
Keywords: low complexity treatment technologies (e.g. UASB reactor, constructed wetlands and pond systems). There is a
Life cycle assessment trade-off between the use of materials and energy for construction and the low energy and materials consump-
Constructed wetlands tion during the operation phase in these systems. The majority share of hydroelectric generation in the energy
UASB reactor matrix and the combination of anaerobic and natural processes for wastewater treatment have contributed to
Emissions a smaller impact potential for the operation phase. The LCA approach should be associated with plans and actions
Environmental impact
Abbreviations: AC, Acidification; AD, Abiotic depletion; BOD5, Biological oxygen demand; CED, Cumulative energy demand; COD, Chemical oxygen demand; CW, Constructed
wetlands; eq, Equivalent; EU, Eutrophication; FEW, Fresh water ecotoxicity; FU, Functional unit; GW, Global warming; GWP, Global warming potential; HSF, CW Horizontal subsurface
flow constructed wetlands; HT, Human toxicity; IPCC, Intergovernmental Panel Climate Change; ISO, International Organization for Standardization; kg, Kilogram; kWh, Kilowatt hour;
L, Liter; LCA, Life cycle assessment; LCI, Life cycle inventory; LCIA, Life cycle impact assessment; MAE, Marine aquatic ecotoxicity; OLD, Ozone layer depletion; PE, Equivalent
population; PO, Photochemical oxidation; SDG, Sustainable Development Goals; TE, Terrestrial ecotoxicity; tkm, Ton per kilometer; TKN, Total Kjeldahl nitrogen; TSS, total suspended
solids; UASB, Upflow anaerobic sludge blanket reactor; UNEP, United Nations; WWTP, Wastewater treatment plants.
⁎ Corresponding author at: Department of Environmental Engineering, Federal University of Bahia (UFBA), Aristides Novis Street 2, 4° floor, Federação, 40210-630 Salvador, Bahia,
Brazil.
E-mail addresses: lmqueiroz@ufba.br (L.M. Queiroz), ednildo@ufba.br (E.A. Torres).
https://doi.org/10.1016/j.scitotenv.2020.137593
0048-9697/© 2020 Elsevier B.V. All rights reserved.
2 T.A.S. Lopes et al. / Science of the Total Environment 720 (2020) 137593
to face the challenges of providing wastewater treatment in developing countries. Only in this way, compliance
with the eco-efficiency targets and protect public health will be guaranteed.
© 2020 Elsevier B.V. All rights reserved.
Dismantling has been excluded of the analysis due to the lack of data Table 1
and because the WWTP is still in operation. Some authors assumed that Wastewater physicochemical characteristics.
the dismantling impact would be small when compared to the construc- Parameters Unit Inlet Outlet Removal
tion and operation phases (Foley et al., 2010; Garfí et al., 2017; Larrey- BOD5 concentration mg O2 L−1 321.5 21.3 93%
Lassalle et al., 2017). The allocation has not been used since the studied COD concentration mg O2 L−1 767.8 95.5 88%
WWTP does not have co-functions. TSS concentration mg TSS L−1 278.0 18.0 94%
Ammonia mg N-NH3 L−1 41.3 39.5 4%
Total Kjeldahl nitrogen mg TKN L−1 46.2 45.7 1%
2.2. Data quality requirements Total phosphorous mg TP L−1 7.3 7.9
Nitrate mg N-NO− 3 L
−1
1.8
Chlorine mg Cl2 L−1 0.8
According to the ISO 14040 (2006), data quality requirements are
necessary to demonstrate the reliability of the study results, and to
allow LCA interpretation to be performed properly. The data represents
The equations provided by the Intergovernmental Panel Climate Change
the actual scale of the system construction and operation, collected from
Report were used (IPCC, 2013).
the WWTP project. The laboratory analyses of the raw wastewater and
The general equation for estimating the CH4 emissions from CW for
effluent contributed to the representativeness, consistency and com-
domestic wastewater treatment is given by Eq. (1).
pleteness of the study.
The Standard Deviation values for the downstream system flows X X
were taken under basic uncertainty and pedigree matrix with the avail- CH4 emissions ¼ j TOW j EF j þ j TOW j EF j ð1Þ
able uncertainty factors in Simapro® 8.1, which considers the lognormal
probability distribution function by default. where:
CH4 emissions expressed in kg CH4 per year
TOWj = total organic load in domestic wastewater expressed in kg
2.3. Life cycle inventory
BOD or COD per year
EFj = emission factor, kg CH4 per kg BOD (for domestic wastewater)
The LCI included the following treatment steps: the analysis of
j = type of CW
the construction's material, the construction and operation of the
The CH4 emission factor for constructed wetlands is shown in
pretreatment stage, WWTP with a disinfection step (e.g. building
Eq. (2).
materials, air emissions, chemicals and energy use), the biological
sludge disposal and the treated effluent discharge. The LCI of the con-
EFj ¼ Bo MCFj ð2Þ
struction phase used data collected from the WWTP project,
websites of manufacturers and construction materials. The LCI oper-
where:
ation phase used: the flow rate, physicochemical characteristics of
Bo = maximum CH4 producing capacity, kg CH4 per kg BOD or COD
the effluent, chemical and, energy consumed and air emissions. The
MCF = methane correction factor (fraction)
physicochemical parameters were biological oxygen demand
j = type of CW
(BOD 5 ), chemical oxygen demand (COD), total suspended solids
According to IPCC (2013), the default Bo value for domestic waste-
(TSS), total Kjeldahl nitrogen (TKN), ammonia, nitrate, total phos-
water is 0.6 kg CH4 per kg BOD. The methane correction factors (MCF)
phorus and chlorine (Table 1).
for HSF CW is equal to 0.1.
The biological sludge is discarded from the UASB reactors,
The general equation for estimating the N2O emissions from CW for
dewatered in geotextile bags for 21 days and sent for final disposal in
domestic wastewater treatment is given by Eq. (3).
a municipal landfill 22 (twenty-two) kilometers away from the WWTP.
The operation phase included the electricity and chemicals con- X
sumed, the air and water emissions, and the transport of residues (bio- N2 O emissions ¼ j N j EF j 44=28 ð3Þ
logical sludge, solid residues, sand and greases) to the landfill. The air
emissions, sludge generation and methane dissolved from the UASB re- where:
actor were calculated by the mass balance of the fractions of COD pro- N2O emission = kg N2O per year
posed by Lobato et al. (2012). The COD fractions load is shown in Nj = total nitrogen load in domestic wastewater (kg N per year)
Table 2. Nj = total nitrogen in industrial wastewater (kg N per year)
It was used an emission factor for kg CH4 per kg BOD and kg N2O-N EFj = emission factor, kg N2O-N/kg N
per kg N (for domestic wastewater) to calculate the methane (CH4) and j = type of CW
nitrous oxide (N2O) emissions from the constructed wetlands (CW). The factor 44/28 is the conversion of kg N2O-N into kg N2O.
COD fractions Contribution Load 3.1. Impact assessment of the construction and operation phases
Influent COD 100% 3.07 kg h−1
Effluent COD 30% 0.92 kg h−1 The Fig. 2 shows the impact potential of each wastewater treatment
Biogas 42.5% 1.31 kg h−1 step by using the CML method.
Methane (CH4) Dissolved 7.9% 0.24 kg h−1 The result shows that impacts that are more relevant are the WWTP
Waste gas 2.2% 0.07 kg h−1
construction and operation phases. The WWTP_Co shows the greatest
Sulfate reduction 2.4% 0.07 kg h−1
Biological Sludge 14.9% 0.46 kg h−1 impact potential for Abiotic depletion, Ozone layer depletion, all toxicity
categories and Acidification, mainly, due to the use of reinforcing steel
during concrete production. Although several LCA studies in WWTP
point out that the operation phase has an impact potential greater
The N2O emission factor for HSF CW is 0.0079 kg N2O-N per kg N than the construction phase (Renou et al., 2008; Foley et al., 2010;
(IPCC, 2013). Lopsik, 2013; Limphitakphong et al., 2016).
GHG emissions are important sustainable development indica- The result shows that the WWTP_Co phase is responsible for a sig-
tors for wastewater treatment plants. However, according to nificant potential impact, mainly recognizing that this configuration
Gallego-Schmid and Tarpani (2019), only half of the analyzed stud- (UASB + CW) is a low operational complexity WWTP. Cornejo et al.
ies in developing countries included direct GHG emissions and 30% (2013) analyzing a system composed by a UASB reactor and maturation
estimated any N2O emissions. The direct CH4 emissions from UASB ponds, concluded that the construction phase has a greater impact than
reactors are difficult to estimate because of their measurements, the operation phase for embodied energy due to the low electricity and
and due to the influence of specific site conditions, such as climate material consumption needed to operate and maintain this system.
and organic matter load. The direct CH4 emissions from the UASB re- Lutterbeck et al. (2017) noted that 67% of the environmental impacts
actor were based on mass balance, which was based on specific were related to the construction phase of the WWTP, composed by a
Brazilian conditions, therefore increasing the representativeness of UASB reactor combined with an anaerobic filter, subsurface constructed
the data. However, the same could not be done for the GHG emis- wetlands, and disinfection with ultraviolet radiation.
sions from the CW, which were based on emission factors found Although low complexity treatment technologies require less en-
only in the literature (IPCC, 2013). Despite the GHG emissions from ergy, they occupy large areas and much raw material for their construc-
the CW being influenced by soil, climate and plants management tion. Despite UASB reactors followed by post-treatment not being
(Mander et al., 2014), it was used the emissions factor from the liter- common in Europe and developed countries, some authors highlight
ature. Although with some uncertainty, it is better to use data from the importance of evaluating the construction phase of CW (Dixon
the literature than to exclude these direct emissions. et al., 2003; Lopsik, 2013). The construction phase should not be ex-
One of the premises of the CML method is that the carbon dioxide cluded in LCA studies of low complexity wastewater treatment technol-
produced by the degradation of organic matter present in wastewa- ogies (e.g. UASB reactor, anaerobic filters, constructed wetlands and
ter is biogenic. Therefore, according to this method, this amount of stabilization pond systems). In such cases, there is a trade-off between
CO 2 is part of the natural carbon cycle and should not be counted the use of materials and energy for the construction and the low energy
as a pollutant in emissions to air (Renou et al., 2008; FOLEY et al., and materials consumption during the operation phase.
2010). It is noteworthy that the CO2 produced in the UASB reactor The WWTP_Op phase is responsible for a great impact potential for
and constructed wetlands was considered biogenic and the quantity Global warming (96%) and for Photochemical oxidation (94%) due to
is negligible when included in the natural carbon cycle on a plane- methane (CH4) and dinitrogen monoxide (N2O) direct air emissions
tary scale. It is necessary to replace the support material (gravel) of (Fig. 2). One of the main characteristics of anaerobic reactors is the bio-
each CW bed every five years due to clogging. That has been taken gas generation, mainly composed of CH4. The biogas generation in UASB
into account in the LCI and the contaminated gravel removed was reactors plays an important role, since it can be positive, if this biogas is
considered as waste (Table 3). recovered, or negative if this biogas is sent directly to the atmosphere.
A detailed LCA is critical to the interpretation of results in the face of Unfortunately, in most WWTPs built in developing countries, biogas is
material and energy flows, since the LCA intends to identify the impact sent to the atmosphere without treatment. Therefore, the search for
chain from extraction to final disposal. Therefore, it is necessary to know eco-efficiency in these WWTP needs to consider this aspect and seek
which inputs, background processes and outputs are related to the po- technological solutions for the use of biogas. However, one of the
tential impacts shown in the results. main challenges in implementing the principles of circular economy in
small WWTP is how to take advantage of the biogas energy in small
WWTP without raising operating costs.
2.4. Life cycle impact assessment The impacts from Sewer system_Co and Sludge disposal_Op are neg-
ligible mainly due to low material and energy consumption. The studied
The Impact Assessment was carried out using the CML 2 baseline WWTP can be considered small and decentralized which means that the
2000 and Cumulative Energy Demand (CED) assessment method pro- sewer collection is provided by a free flow system without pumping, the
vided in SimaPro® 8.1, which has been frequently used for midpoint im- extension of the sewage collection network is approximately equal to
pact categories. Gallego-Schmid and Tarpani (2019) conducted an 1.1 km it is not a significant source of CH4 emission as can be seen in
extensive literature review and demonstrated that the CML impact as- Fig. 2.
sessment method is one of the well-established methods for perfor-
mance tracking and the most applied in LCA related to WWTP in 3.2. Energy consumption for the WWTP
developing countries. The contribution analysis was used for the inter-
pretation of the impact assessment results. The midpoint impact catego- The electricity consumption at the WWTP for the operation phase
ries included in our study were: abiotic depletion (AD), global warming was 0.18 kWh m−3, whereas for all WWT systems it was 0.30 kWh
(GW), ozone layer depletion (OLD), human toxicity (HT), fresh water m −3 . This result is below average for non-extensive treatments,
ecotoxicity (FWE), marine aquatic ecotoxicity (MAE), terrestrial which explains the low impact potential of the operation phase for
ecotoxicity (TE) photochemical oxidation (PO), Acidification (AC), eu- some impact categories. When comparing the studies conducted in
trophication (EU). Europe to the ones conducted in countries with an electricity mix
T.A.S. Lopes et al. / Science of the Total Environment 720 (2020) 137593 5
Table 3
Life cycle inventory (LCI) of wastewater treatment system.
Pre treatment_Coa
Reinforcing steel {GLO} 0.002 kg m−3 1.13 WWTP Project
Cement, Portland {RoW} 0.007 kg m−3 1.13
Sand {GLO} 0.325 kg m−3 1.13
Gravel, crushed {GLO} 0.022 kg m−3 1.13
Tap water {RoW} 0.005 kg m−3 1.13
Extrusion, plastic pipes {GLO} 0.001 kg m−3 1.13
Sawnwood, hardwood, raw, kiln dried {RoW} 0.001 m3 m−3 1.13
Electricity, medium voltage {BR} 0.001 kWh m−3 1.13
Transport, freight, lorry N32 metric ton, {RoW} 0.003 tkm m−3 2.02
Pre treatment_Opb
Electricity, medium voltage {BR} 0.114 kWh m−3 1.13 WWTP Project
Transport, freight, lorry N32 metric ton, {RoW} 0.001 tkm m−3 2.34
WWTP_Coa
Reinforcing steel {GLO} 0.055 kg m−3 1.13 WWTP Project
Cement, Portland {RoW} 0.078 kg m−3 1.13
Sand {GLO} 0.704 kg m−3 1.13
Gravel, crushed {GLO} 1.479 kg m−3 1.13
Tap water {RoW} 0.053 kg m−3 1.13
Extrusion, plastic pipes {GLO} 0.002 kg m−3 1.13
Sawnwood, hardwood, raw, kiln dried {RoW} 0.001 m3 m−3 1.13
Brick {GLO} 0.003 kg m−3 1.13
Glass fibre {GLO} 0.001 kg m−3 2.07
Electricity, medium voltage {BR} 0.001 kWh m−3 1.13
Transport, freight, lorry N32 metric ton, {RoW} 0.010 tkm m−3 2.34
WWTP_Opb
Electricity, medium voltage {BR} 0.180 kWh m−3 1.06 WWTP Project
Gravel, crushed {GLO} 0.925 kg m−3 1.13
Sodium hypochlorite, without water, in 15% solution{GLO} 0.030 kg m−3 1.22
Air emissions
Methane, biogenic 0.351 kg m−3 1.32 Lobato et al., 2012
Dinitrogen monoxide 0.001 kg m−3 1.49 IPCC, 2013
Final waste
Waste, final, inert 0.925 kg m−3 1.63 Operation report
b
Sludge Disposal_Op
Sludge 0.115 kg m−3 1.52 Operation report
Transport, freight, lorry N32 metric ton, {RoW} 0.003 tkm m−3 2.34
Water emissions
Solids, inorganic 0.005 kg m−3 1.63 Lima et al., 2018
Nitrogen 0.001 kg m−3 1.63
Phosphorus 0.001 kg m−3 1.63
Potassium 0.001 kg m−3 1.63
Effluent Discharge_Coa
Cast iron {GLO} 0.003 kg m−3 1.13 WWTP Project
b
Effluent Discharge_Op
Electricity, medium voltage {BR} 0.137 kWh m−3 1.13 WWTP Project
Water emissions
BOD5, biological oxygen demand 0.021 kg m−3 1.5 Laboratory analysis
COD, chemical oxygen demand 0.096 kg m−3 1.5
TSS, suspended solids, unspecified 0.018 kg m−3 1.5
Nitrogen, total (TKN) 0.046 kg m−3 1.5
Nitrate 0.002 kg m−3 1.5
Phosphorus, total 0.008 kg m−3 1.5
Chlorine free 0.001 kg m−3 1.5 Operation report
Methane dissolved 0.136 kg m−3 1.5 Lobato et al., 2012
GLO means global and represents activities, which are considered to be an average valid for all countries in the world.
RoW represents the Rest-of-the-World. in Ecoinvent® database.
BR (Brazil) – geographic location.
a
Co = construction.
b
Op = Operation.
c
SD = Standard Deviation.
6 T.A.S. Lopes et al. / Science of the Total Environment 720 (2020) 137593
Fig. 3. Cumulative Energy Demand (CED) for the total WWT system. Legend: Co – Fig. 4. Global warming (GWP100a) for the total WWT system. Legend: Co – Construction
Construction phase; Op – Operation phase. phase; Op – Operation phase.
T.A.S. Lopes et al. / Science of the Total Environment 720 (2020) 137593 7
The HSF CW are primarily designed to remove organics and - The construction phase should not be excluded in LCA of low com-
suspended solids and do not promote significant nutrient removal. plexity operational wastewater treatment technologies. The use of
Proper management of macrophytes in CW beds contributes to better materials and energy for construction is high when compared with
nutrient removal. Considering the results, which have shown high the low energy and materials consumption during the operation
GWP for WWTP_Op, it is evident that there is a straight correlation be- phase. Furthermore, energy mix based on hydropower contributes
tween the nutrients removal efficiency and the Global warming poten- to the small impact potential of this phase.
tial. Saeed and Sun (2017) carried out a broad review of the literature on - Air emissions from the UASB reactor have a great potential impact
nutrient removal in HSF CW. These authors concluded that the removal on global warming, indicating the need to mitigate GHG direct emis-
of phosphorus was only possible with the insertion of P-adsorbing ma- sions. There is a correlation between nutrients removal efficiency
terials in the bed filter. Phosphorus is the limiting nutrient for the occur- and Global warming potential. Therefore, WWTP operation prob-
rence of eutrophication in aquatic environments; what explains the lems influence the results of the impact assessment. LCA studies
high impact potential for Discharge_Op. should discuss if the WWT process is operating properly. The results
The LCA considers impacts in the local context to be as important as show a correlation between operation – GHG emissions – eutrophi-
those that occur far away and later on (Gallego-Schimid and Tarpani, cation.
2019). The results are consistently by pointing out the potential envi- - One of the main challenges for LCA studies to be used for wastewater
ronmental impacts that play a role locally and globally for wastewater stakeholders in developing countries is to improve data quality.
treatment process studied. Furthermore, it stands out the relationship
between the potential impacts pointed out in the LCA study and the
planet's boundaries that already been transgressed, going therefore Declaration of competing interest
against the safety of humanity. Some of those aspects are the climate
change, and nitrogen and phosphorus flows, which emphasize the im- The authors declare that they have no known competing financial
portance of evaluating and improving the environmental performance interests or personal relationships that could have appeared to influ-
of WWTP (Steffen et al., 2015). ence the work reported in this paper.
The LCA does not prioritize any impact category for WWT, since it
would require knowledge of local specificities to determine priority ac- Acknowledgments
tions for improving the environmental performance of the WWTP
(Rodriguez-Garcia et al., 2014). However, it is clear that the layout and “This study was financed in part by the Coordenação de
design of a wastewater treatment plant must be aligned with the con- Aperfeiçoamento de Pessoal de Nível Superior - Brasil (CAPES) - Finance
cepts of resource recovery. Moreover, the environmental laws and reg- Code 001”.
ulations established in developing countries need to integrate the life
cycle assessment, including not only discharge restrictions but also Appendix A. Supplementary data
how to stimulate the reduction of energy and water consumption, and
waste generation, besides enabling the recycling of nutrients, biogas re- Supplementary data to this article can be found online at https://doi.
covery and water reclaim. One possible way is to follow some recom- org/10.1016/j.scitotenv.2020.137593.
mendations of the European Water Framework Directive that
promoting integration of pollution prevention and control and environ- References
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