Download as docx, pdf, or txt
Download as docx, pdf, or txt
You are on page 1of 20

Republic of the Philippines

SUPREME COURT
Manila

EN BANC

G.R. No. L-45685 November 16, 1937

THE PEOPLE OF THE PHILIPPINE ISLANDS and HONGKONG & SHANGHAI BANKING CORPORATION, petitioners,
vs.
JOSE O. VERA, Judge . of the Court of First Instance of Manila, and MARIANO CU UNJIENG, respondents.

Office of the Solicitor General Tuason and City Fiscal Diaz for the Government.
De Witt, Perkins and Ponce Enrile for the Hongkong and Shanghai Banking Corporation.
Vicente J. Francisco, Feria and La O, Orense and Belmonte, and Gibbs and McDonough for respondent Cu Unjieng.
No appearance for respondent Judge.

LAUREL, J.:

This is an original action instituted in this court on August 19, 1937, for the issuance of the writ of certiorari and of prohibition
the Court of First Instance of Manila so that this court may review the actuations of the aforesaid Court of First Instance in
criminal case No. 42649 entitled "The People of the Philippine Islands vs. Mariano Cu Unjieng, et al.", more particularly the
application of the defendant Mariano Cu Unjieng therein for probation under the provisions of Act No. 4221, and thereafter
prohibit the said Court of First Instance from taking any further action or entertaining further the aforementioned application fo
probation, to the end that the defendant Mariano Cu Unjieng may be forthwith committed to prison in accordance with the fina
judgment of conviction rendered by this court in said case (G. R. No. 41200). 1

Petitioners herein, the People of the Philippine and the Hongkong and Shanghai Banking Corporation, are respectively the
plaintiff and the offended party, and the respondent herein Mariano Cu Unjieng is one of the defendants, in the criminal case
entitled "The People of the Philippine Islands vs. Mariano Cu Unjieng, et al.", criminal case No. 42649 of the Court of First
Instance of Manila and G.R. No. 41200 of this court. Respondent herein, Hon. Jose O. Vera, is the Judge ad interim of the
seventh branch of the Court of First Instance of Manila, who heard the application of the defendant Mariano Cu Unjieng for
probation in the aforesaid criminal case.

The information in the aforesaid criminal case was filed with the Court of First Instance of Manila on October 15, 1931, petitio
herein Hongkong and Shanghai Banking Corporation intervening in the case as private prosecutor. After a protracted trial
unparalleled in the annals of Philippine jurisprudence both in the length of time spent by the court as well as in the volume in
testimony and the bulk of the exhibits presented, the Court of First Instance of Manila, on January 8, 1934, rendered a judgm
of conviction sentencing the defendant Mariano Cu Unjieng to indeterminate penalty ranging from four years and two months
prision correccional to eight years of prision mayor, to pay the costs and with reservation of civil action to the offended party,
Hongkong and Shanghai Banking Corporation. Upon appeal, the court, on March 26, 1935, modified the sentence to an
indeterminate penalty of from five years and six months of prision correccional to seven years, six months and twenty-seven
days of prision mayor, but affirmed the judgment in all other respects. Mariano Cu Unjieng filed a motion for reconsideration a
four successive motions for new trial which were denied on December 17, 1935, and final judgment was accordingly entered
December 18, 1935. The defendant thereupon sought to have the case elevated on certiorari to the Supreme Court of the Un
States but the latter denied the petition for certiorari in November, 1936. This court, on November 24, 1936,
denied the petition subsequently filed by the defendant for leave to file a second alternative motion for reconsideration or new
trial and thereafter remanded the case to the court of origin for execution of the judgment.

The instant proceedings have to do with the application for probation filed by the herein respondent Mariano Cu Unjieng on
November 27, 1936, before the trial court, under the provisions of Act No. 4221 of the defunct Philippine Legislature. Herein
respondent Mariano Cu Unjieng states in his petition, inter alia, that he is innocent of the crime of which he was convicted, th
he has no criminal record and that he would observe good conduct in the future. The Court of First Instance of Manila, Judge
Pedro Tuason presiding, referred the application for probation of the Insular Probation Office which recommended denial of t
same June 18, 1937. Thereafter, the Court of First Instance of Manila, seventh branch, Judge Jose O. Vera presiding, set the
petition for hearing on April 5, 1937.

On April 2, 1937, the Fiscal of the City of Manila filed an opposition to the granting of probation to the herein respondent Mari
Cu Unjieng. The private prosecution also filed an opposition on April 5, 1937, alleging, among other things, that Act No. 4221
assuming that it has not been repealed by section 2 of Article XV of the Constitution, is nevertheless violative of section 1,
subsection (1), Article III of the Constitution guaranteeing equal protection of the laws for the reason that its applicability is no
uniform throughout the Islands and because section 11 of the said Act endows the provincial boards with the power to make
law effective or otherwise in their respective or otherwise in their respective provinces. The private prosecution also filed a
supplementary opposition on April 19, 1937, elaborating on the alleged unconstitutionality on Act No. 4221, as an undue
delegation of legislative power to the provincial boards of several provinces (sec. 1, Art. VI, Constitution). The City Fiscal
concurred in the opposition of the private prosecution except with respect to the questions raised concerning the constitutiona
of Act No. 4221.

On June 28, 1937, herein respondent Judge Jose O. Vera promulgated a resolution with a finding that "las pruebas no han
establecido de unamanera concluyente la culpabilidad del peticionario y que todos los hechos probados no son inconsistente
incongrentes con su inocencia" and concludes that the herein respondent Mariano Cu Unjieng "es inocente por duda raciona
the crime of which he stands convicted by this court in G.R. No. 41200, but denying the latter's petition for probation for the
reason that:

. . . Si este Juzgado concediera la poblacion solicitada por las circunstancias y la historia social que se han
expuesto en el cuerpo de esta resolucion, que hacen al peticionario acreedor de la misma, una parte de la
opinion publica, atizada por los recelos y las suspicacias, podria levantarse indignada contra un sistema de
probacion que permite atisbar en los procedimientos ordinarios de una causa criminal perturbando la quietud
eficacia de las decisiones ya recaidas al traer a la superficie conclusiones enteramente differentes, en
menoscabo del interes publico que demanda el respeto de las leyes y del veredicto judicial.

On July 3, 1937, counsel for the herein respondent Mariano Cu Unjieng filed an exception to the resolution denying probation
and a notice of intention to file a motion for reconsideration. An alternative motion for reconsideration or new trial was filed by
counsel on July 13, 1937. This was supplemented by an additional motion for reconsideration submitted on July 14, 1937. Th
aforesaid motions were set for hearing on July 31, 1937, but said hearing was postponed at the petition of counsel for the
respondent Mariano Cu Unjieng because a motion for leave to intervene in the case as amici curiae signed by thirty-three (th
four) attorneys had just been filed with the trial court. Attorney Eulalio Chaves whose signature appears in the aforesaid moti
subsequently filed a petition for leave to withdraw his appearance as amicus curiae on the ground that the motion for leave to
intervene as amici curiae was circulated at a banquet given by counsel for Mariano Cu Unjieng on the evening of July 30, 19
and that he signed the same "without mature deliberation and purely as a matter of courtesy to the person who invited me (hi

On August 6, 1937, the Fiscal of the City of Manila filed a motion with the trial court for the issuance of an order of execution
the judgment of this court in said case and forthwith to commit the herein respondent Mariano Cu Unjieng to jail in obedience
said judgment.

On August 7, 1937, the private prosecution filed its opposition to the motion for leave to intervene as amici
curiae aforementioned, asking that a date be set for a hearing of the same and that, at all events, said motion should be den
with respect to certain attorneys signing the same who were members of the legal staff of the several counsel for Mariano Cu
Unjieng. On August 10, 1937, herein respondent Judge Jose O. Vera issued an order requiring all parties including the mova
for intervention as amici curiae to appear before the court on August 14, 1937. On the last-mentioned date, the Fiscal of the C
of Manila moved for the hearing of his motion for execution of judgment in preference to the motion for leave to intervene
as amici curiae but, upon objection of counsel for Mariano Cu Unjieng, he moved for the postponement of the hearing of both
motions. The respondent judge thereupon set the hearing of the motion for execution on August 21, 1937, but proceeded to
consider the motion for leave to intervene as amici curiae as in order. Evidence as to the circumstances under which said mo
for leave to intervene as amici curiae was signed and submitted to court was to have been heard on August 19, 1937. But at
juncture, herein petitioners came to this court on extraordinary legal process to put an end to what they alleged was an
interminable proceeding in the Court of First Instance of Manila which fostered "the campaign of the defendant Mariano Cu
Unjieng for delay in the execution of the sentence imposed by this Honorable Court on him, exposing the courts to criticism a
ridicule because of the apparent inability of the judicial machinery to make effective a final judgment of this court imposed on
defendant Mariano Cu Unjieng."

The scheduled hearing before the trial court was accordingly suspended upon the issuance of a temporary restraining order b
this court on August 21, 1937.

To support their petition for the issuance of the extraordinary writs of certiorari and prohibition, herein petitioners allege that t
respondent judge has acted without jurisdiction or in excess of his jurisdiction:

I. Because said respondent judge lacks the power to place respondent Mariano Cu Unjieng under probation for the following
reason:

(1) Under section 11 of Act No. 4221, the said of the Philippine Legislature is made to apply only to th
provinces of the Philippines; it nowhere states that it is to be made applicable to chartered cities like th
City of Manila.

(2) While section 37 of the Administrative Code contains a proviso to the effect that in the absence of
special provision, the term "province" may be construed to include the City of Manila for the purpose o
giving effect to laws of general application, it is also true that Act No. 4221 is not a law of general
application because it is made to apply only to those provinces in which the respective provincial boar
shall have provided for the salary of a probation officer.

(3) Even if the City of Manila were considered to be a province, still, Act No. 4221 would not be applic
to it because it has provided for the salary of a probation officer as required by section 11 thereof; it b
immaterial that there is an Insular Probation Officer willing to act for the City of Manila, said Probation
Officer provided for in section 10 of Act No. 4221 being different and distinct from the Probation Office
provided for in section 11 of the same Act.

II. Because even if the respondent judge originally had jurisdiction to entertain the application for probation of the respondent
Mariano Cu Unjieng, he nevertheless acted without jurisdiction or in excess thereof in continuing to entertain the motion for
reconsideration and by failing to commit Mariano Cu Unjieng to prison after he had promulgated his resolution of June 28, 19
denying Mariano Cu Unjieng's application for probation, for the reason that:

(1) His jurisdiction and power in probation proceedings is limited by Act No. 4221 to the granting or
denying of applications for probation.

(2) After he had issued the order denying Mariano Cu Unjieng's petition for probation on June 28, 193
became final and executory at the moment of its rendition.

(3) No right on appeal exists in such cases.

(4) The respondent judge lacks the power to grant a rehearing of said order or to modify or change th
same.

III. Because the respondent judge made a finding that Mariano Cu Unjieng is innocent of the crime for which he was convicte
final judgment of this court, which finding is not only presumptuous but without foundation in fact and in law, and is furthermo
contempt of this court and a violation of the respondent's oath of office as ad interim judge of first instance.

IV. Because the respondent judge has violated and continues to violate his duty, which became imperative when he issued h
order of June 28, 1937, denying the application for probation, to commit his co-respondent to jail.

Petitioners also avers that they have no other plain, speedy and adequate remedy in the ordinary course of law.

In a supplementary petition filed on September 9, 1937, the petitioner Hongkong and Shanghai Banking Corporation further
contends that Act No. 4221 of the Philippine Legislature providing for a system of probation for persons eighteen years of age
over who are convicted of crime, is unconstitutional because it is violative of section 1, subsection (1), Article III, of the
Constitution of the Philippines guaranteeing equal protection of the laws because it confers upon the provincial board of its
province the absolute discretion to make said law operative or otherwise in their respective provinces, because it constitutes
unlawful and improper delegation to the provincial boards of the several provinces of the legislative power lodged by the Jone
Law (section 8) in the Philippine Legislature and by the Constitution (section 1, Art. VI) in the National Assembly; and for the
further reason that it gives the provincial boards, in contravention of the Constitution (section 2, Art. VIII) and the Jones Law
(section 28), the authority to enlarge the powers of the Court of First Instance of different provinces without uniformity. In ano
supplementary petition dated September 14, 1937, the Fiscal of the City of Manila, in behalf of one of the petitioners, the Peo
of the Philippine Islands, concurs for the first time with the issues raised by other petitioner regarding the constitutionality of A
No. 4221, and on the oral argument held on October 6, 1937, further elaborated on the theory that probation is a form of repr
and therefore Act. No. 4221 is an encroachment on the exclusive power of the Chief Executive to grant pardons and reprieve
On October 7, 1937, the City Fiscal filed two memorandums in which he contended that Act No. 4221 not only encroaches up
the pardoning power to the executive, but also constitute an unwarranted delegation of legislative power and a denial of the
equal protection of the laws. On October 9, 1937, two memorandums, signed jointly by the City Fiscal and the Solicitor-Gene
acting in behalf of the People of the Philippine Islands, and by counsel for the petitioner, the Hongkong and Shanghai Bankin
Corporation, one sustaining the power of the state to impugn the validity of its own laws and the other contending that Act No
4221 constitutes an unwarranted delegation of legislative power, were presented. Another joint memorandum was filed by the
same persons on the same day, October 9, 1937, alleging that Act No. 4221 is unconstitutional because it denies the equal
protection of the laws and constitutes an unlawful delegation of legislative power and, further, that the whole Act is void: that
Commonwealth is not estopped from questioning the validity of its laws; that the private prosecution may intervene in probati
proceedings and may attack the probation law as unconstitutional; and that this court may pass upon the constitutional quest
in prohibition proceedings.

Respondents in their answer dated August 31, 1937, as well as in their oral argument and memorandums, challenge each an
every one of the foregoing proposition raised by the petitioners.

As special defenses, respondents allege:

(1) That the present petition does not state facts sufficient in law to warrant the issuance of the writ
of certiorari or of prohibition.

(2) That the aforesaid petition is premature because the remedy sought by the petitioners is the very
same remedy prayed for by them before the trial court and was still pending resolution before the trial
court when the present petition was filed with this court.

(3) That the petitioners having themselves raised the question as to the execution of judgment before
trial court, said trial court has acquired exclusive jurisdiction to resolve the same under the theory that
resolution denying probation is unappealable.

(4) That upon the hypothesis that this court has concurrent jurisdiction with the Court of First Instance
decide the question as to whether or not the execution will lie, this court nevertheless cannot exercise
said jurisdiction while the Court of First Instance has assumed jurisdiction over the same upon motion
herein petitioners themselves.

(5) That upon the procedure followed by the herein petitioners in seeking to deprive the trial court of it
jurisdiction over the case and elevate the proceedings to this court, should not be tolerated because it
impairs the authority and dignity of the trial court which court while sitting in the probation cases is "a
of limited jurisdiction but of great dignity."

(6) That under the supposition that this court has jurisdiction to resolve the question submitted to and
pending resolution by the trial court, the present action would not lie because the resolution of the tria
court denying probation is appealable; for although the Probation Law does not specifically provide th
an applicant for probation may appeal from a resolution of the Court of First Instance denying probatio
still it is a general rule in this jurisdiction that a final order, resolution or decision of an inferior court is
appealable to the superior court.

(7) That the resolution of the trial court denying probation of herein respondent Mariano Cu Unjieng be
appealable, the same had not become final and executory for the reason that the said respondent had
filed an alternative motion for reconsideration and new trial within the requisite period of fifteen days,
which motion the trial court was able to resolve in view of the restraining order improvidently and
erroneously issued by this court. lawphi1.net

(8) That the Fiscal of the City of Manila had by implication admitted that the resolution of the trial cour
denying probation is not final and unappealable when he presented his answer to the motion for
reconsideration and agreed to the postponement of the hearing of the said motion.

(9) That under the supposition that the order of the trial court denying probation is not appealable, it is
incumbent upon the accused to file an action for the issuance of the writ of certiorari with mandamus,
appearing that the trial court, although it believed that the accused was entitled to probation, neverthe
denied probation for fear of criticism because the accused is a rich man; and that, before a petition
for certiorari grounded on an irregular exercise of jurisdiction by the trial court could lie, it is incumben
upon the petitioner to file a motion for reconsideration specifying the error committed so that the trial c
could have an opportunity to correct or cure the same.

(10) That on hypothesis that the resolution of this court is not appealable, the trial court retains its
jurisdiction within a reasonable time to correct or modify it in accordance with law and justice; that this
power to alter or modify an order or resolution is inherent in the courts and may be exercise either mo
proprio or upon petition of the proper party, the petition in the latter case taking the form of a motion fo
reconsideration.

(11) That on the hypothesis that the resolution of the trial court is appealable as respondent allege, sa
court cannot order execution of the same while it is on appeal, for then the appeal would not be availin
because the doors of probation will be closed from the moment the accused commences to serve his
sentence (Act No. 4221, sec. 1; U.S. vs. Cook, 19 Fed. [2d], 827).

In their memorandums filed on October 23, 1937, counsel for the respondents maintain that Act No. 4221 is constitutional
because, contrary to the allegations of the petitioners, it does not constitute an undue delegation of legislative power, does no
infringe the equal protection clause of the Constitution, and does not encroach upon the pardoning power of the Executive. In
additional memorandum filed on the same date, counsel for the respondents reiterate the view that section 11 of Act No. 422
free from constitutional objections and contend, in addition, that the private prosecution may not intervene in probation
proceedings, much less question the validity of Act No. 4221; that both the City Fiscal and the Solicitor-General are estopped
from questioning the validity of the Act; that the validity of Act cannot be attacked for the first time before this court; that proba
in unavailable; and that, in any event, section 11 of the Act No. 4221 is separable from the rest of the Act. The last memorand
for the respondent Mariano Cu Unjieng was denied for having been filed out of time but was admitted by resolution of this cou
and filed anew on November 5, 1937. This memorandum elaborates on some of the points raised by the respondents
refutes those brought up by the petitioners.

In the scrutiny of the pleadings and examination of the various aspects of the present case, we noted that the court below, in
passing upon the merits of the application of the respondent Mariano Cu Unjieng and in denying said application assumed th
task not only of considering the merits of the application, but of passing upon the culpability of the applicant, notwithstanding
final pronouncement of guilt by this court. (G.R. No. 41200.) Probation implies guilt be final judgment. While a probation case
may look into the circumstances attending the commission of the offense, this does not authorize it to reverse the findings an
conclusive of this court, either directly or indirectly, especially wherefrom its own admission reliance was merely had on the
printed briefs, averments, and pleadings of the parties. As already observed by this court in Shioji vs. Harvey ([1922], 43 Phil
333, 337), and reiterated in subsequent cases, "if each and every Court of First Instance could enjoy the privilege of overrulin
decisions of the Supreme Court, there would be no end to litigation, and judicial chaos would result." A becoming modesty of
inferior courts demands conscious realization of the position that they occupy in the interrelation and operation of the intergra
judicial system of the nation.

After threshing carefully the multifarious issues raised by both counsel for the petitioners and the respondents, this court pref
to cut the Gordian knot and take up at once the two fundamental questions presented, namely, (1) whether or not the
constitutionality of Act No. 4221 has been properly raised in these proceedings; and (2) in the affirmative, whether or not said
is constitutional. Considerations of these issues will involve a discussion of certain incidental questions raised by the parties.

To arrive at a correct conclusion on the first question, resort to certain guiding principles is necessary. It is a well-settled rule
the constitutionality of an act of the legislature will not be determined by the courts unless that question is properly raised and
presented inappropriate cases and is necessary to a determination of the case; i.e., the issue of constitutionality must be the
very lis mota presented. (McGirr vs. Hamilton and Abreu [1915], 30 Phil., 563, 568; 6 R. C. L., pp. 76, 77; 12 C. J., pp. 780-7
783.)

The question of the constitutionality of an act of the legislature is frequently raised in ordinary actions. Nevertheless, resort m
be made to extraordinary legal remedies, particularly where the remedies in the ordinary course of law even if available, are n
plain, speedy and adequate. Thus, in Cu Unjieng vs. Patstone ([1922]), 42 Phil., 818), this court held that the question of the
constitutionality of a statute may be raised by the petitioner in mandamus proceedings (see, also, 12 C. J., p. 783); and
in Government of the Philippine Islands vs. Springer ([1927], 50 Phil., 259 [affirmed in Springer vs. Government of the Philipp
Islands (1928), 277 U. S., 189; 72 Law. ed., 845]), this court declared an act of the legislature unconstitutional in an action of
warranto brought in the name of the Government of the Philippines. It has also been held that the constitutionality of a statute
may be questioned in habeas corpus proceedings (12 C. J., p. 783; Bailey on Habeas Corpus, Vol. I, pp. 97, 117), although t
are authorities to the contrary; on an application for injunction to restrain action under the challenged statute
(mandatory, see Cruz vs. Youngberg [1931], 56 Phil., 234); and even on an application for preliminary injunction where the
determination of the constitutional question is necessary to a decision of the case. (12 C. J., p. 783.) The same may be said a
regards prohibition and certiorari.(Yu Cong Eng vs. Trinidad [1925], 47 Phil., 385; [1926], 271 U. S., 500; 70 Law. ed., 1059;
vs. First Judicial District Court [1905], 28 Nev., 280; 81 Pac., 875; 113 A. S. R., 854; 6 Ann. Cas., 982; 1 L. R. A. [N. S], 843,
cases cited). The case of Yu Cong Eng vs. Trinidad, supra, decided by this court twelve years ago was, like the present one,
original action for certiorari and prohibition. The constitutionality of Act No. 2972, popularly known as the Chinese Bookkeepin
Law, was there challenged by the petitioners, and the constitutional issue was not met squarely by the respondent in a demu
A point was raised "relating to the propriety of the constitutional question being decided in original proceedings in prohibition.
This court decided to take up the constitutional question and, with two justices dissenting, held that Act No. 2972 was
constitutional. The case was elevated on writ of certiorari to the Supreme Court of the United States which reversed the judgm
of this court and held that the Act was invalid. (271 U. S., 500; 70 Law. ed., 1059.) On the question of jurisdiction, however, th
Federal Supreme Court, though its Chief Justice, said:

By the Code of Civil Procedure of the Philippine Islands, section 516, the Philippine supreme court is granted
concurrent jurisdiction in prohibition with courts of first instance over inferior tribunals or persons, and original
jurisdiction over courts of first instance, when such courts are exercising functions without or in excess of thei
jurisdiction. It has been held by that court that the question of the validity of the criminal statute must usually b
raised by a defendant in the trial court and be carried regularly in review to the Supreme Court. (Cadwallader
Gibson Lumber Co. vs. Del Rosario, 26 Phil., 192). But in this case where a new act seriously affected numer
persons and extensive property rights, and was likely to cause a multiplicity of actions, the Supreme Court
exercised its discretion to bring the issue to the act's validity promptly before it and decide in the interest of th
orderly administration of justice. The court relied by analogy upon the cases of Ex parte Young (209 U. S., 12
Law ed., 714; 13 L. R. A. [N. S.] 932; 28 Sup. Ct. Rep., 441; 14 Ann. Ca., 764; Traux vs. Raich, 239 U. S., 33
Law. ed., 131; L. R. A. 1916D, 545; 36 Sup. Ct. Rep., 7; Ann. Cas., 1917B, 283; and Wilson vs. New, 243 U.
332; 61 Law. ed., 755; L. R. A. 1917E, 938; 37 Sup. Ct. Rep., 298; Ann. Cas. 1918A, 1024). Although objectio
the jurisdiction was raise by demurrer to the petition, this is now disclaimed on behalf of the respondents, and
both parties ask a decision on the merits. In view of the broad powers in prohibition granted to that court unde
the Island Code, we acquiesce in the desire of the parties.

The writ of prohibition is an extraordinary judicial writ issuing out of a court of superior jurisdiction and directed to an inferior
court, for the purpose of preventing the inferior tribunal from usurping a jurisdiction with which it is not legally vested. (High,
Extraordinary Legal Remedies, p. 705.) The general rule, although there is a conflict in the cases, is that the merit of prohibiti
will not lie whether the inferior court has jurisdiction independent of the statute the constitutionality of which is questioned,
because in such cases the interior court having jurisdiction may itself determine the constitutionality of the statute, and its
decision may be subject to review, and consequently the complainant in such cases ordinarily has adequate remedy by appe
without resort to the writ of prohibition. But where the inferior court or tribunal derives its jurisdiction exclusively from an
unconstitutional statute, it may be prevented by the writ of prohibition from enforcing that statute. (50 C. J., 670; Ex parte Rou
tree [1874, 51 Ala., 42; In re Macfarland, 30 App. [D. C.], 365; Curtis vs. Cornish [1912], 109 Me., 384; 84 A., 799; Penningto
vs. Woolfolk [1880], 79 Ky., 13; State vs. Godfrey [1903], 54 W. Va., 54; 46 S. E., 185; Arnold vs. Shields [1837], 5 Dana, 19;
Am. Dec., 669.)

Courts of First Instance sitting in probation proceedings derived their jurisdiction solely from Act No. 4221 which prescribes in
detailed manner the procedure for granting probation to accused persons after their conviction has become final and before t
have served their sentence. It is true that at common law the authority of the courts to suspend temporarily the execution of t
sentence is recognized and, according to a number of state courts, including those of Massachusetts, Michigan, New York, a
Ohio, the power is inherent in the courts (Commonwealth vs. Dowdican's Bail [1874], 115 Mass., 133; People vs. Stickel [190
156 Mich., 557; 121 N. W., 497; People ex rel. Forsyth vs. Court of Session [1894], 141 N. Y., 288; Weber vs. State [1898], 5
Ohio St., 616). But, in the leading case of Ex parte United States ([1916], 242 U. S., 27; 61 Law. ed., 129; L. R. A., 1917E, 11
37 Sup. Ct. Rep., 72; Ann. Cas. 1917B, 355), the Supreme Court of the United States expressed the opinion that under the
common law the power of the court was limited to temporary suspension, and brushed aside the contention as to inherent jud
power saying, through Chief Justice White:

Indisputably under our constitutional system the right to try offenses against the criminal laws and upon convi
to impose the punishment provided by law is judicial, and it is equally to be conceded that, in exerting the pow
vested in them on such subject, courts inherently possess ample right to exercise reasonable, that is, judicial,
discretion to enable them to wisely exert their authority. But these concessions afford no ground for the
contention as to power here made, since it must rest upon the proposition that the power to enforce begets
inherently a discretion to permanently refuse to do so. And the effect of the proposition urged upon the
distribution of powers made by the Constitution will become apparent when it is observed that indisputable als
it that the authority to define and fix the punishment for crime is legislative and includes the right in advance to
bring within judicial discretion, for the purpose of executing the statute, elements of consideration which would
otherwise beyond the scope of judicial authority, and that the right to relieve from the punishment, fixed by law
and ascertained according to the methods by it provided belongs to the executive department.

Justice Carson, in his illuminating concurring opinion in the case of Director of Prisons vs. Judge of First Instance of Cavite (
Phil., 265), decided by this court in 1915, also reached the conclusion that the power to suspend the execution of sentences
pronounced in criminal cases is not inherent in the judicial function. "All are agreed", he said, "that in the absence of statutory
authority, it does not lie within the power of the courts to grant such suspensions." (at p. 278.) Both petitioner and respondent
are correct, therefore, when they argue that a Court of First Instance sitting in probation proceedings is a court of limited
jurisdiction. Its jurisdiction in such proceedings is conferred exclusively by Act No. 4221 of the Philippine Legislature.

It is, of course, true that the constitutionality of a statute will not be considered on application for prohibition where the questio
has not been properly brought to the attention of the court by objection of some kind (Hill vs. Tarver [1901], 130 Ala., 592; 30
499; State ex rel. Kelly vs. Kirby [1914], 260 Mo., 120; 168 S. W., 746). In the case at bar, it is unquestionable that the
constitutional issue has been squarely presented not only before this court by the petitioners but also before the trial court by
private prosecution. The respondent, Hon. Jose O Vera, however, acting as judge of the court below, declined to pass upon t
question on the ground that the private prosecutor, not being a party whose rights are affected by the statute, may not raise s
question. The respondent judge cited Cooley on Constitutional Limitations (Vol. I, p. 339; 12 C. J., sec. 177, pp. 760 and 762
and McGlue vs. Essex County ([1916], 225 Mass., 59; 113 N. E., 742, 743), as authority for the proposition that a court will n
consider any attack made on the constitutionality of a statute by one who has no interest in defeating it because his rights are
affected by its operation. The respondent judge further stated that it may not motu proprio take up the constitutional question
and, agreeing with Cooley that "the power to declare a legislative enactment void is one which the judge, conscious of the
fallibility of the human judgment, will shrink from exercising in any case where he can conscientiously and with due regard to
and official oath decline the responsibility" (Constitutional Limitations, 8th ed., Vol. I, p. 332), proceeded on the assumption th
Act No. 4221 is constitutional. While therefore, the court a quo admits that the constitutional question was raised before it, it
refused to consider the question solely because it was not raised by a proper party. Respondents herein reiterates this view.
argument is advanced that the private prosecution has no personality to appear in the hearing of the application for probation
defendant Mariano Cu Unjieng in criminal case No. 42648 of the Court of First Instance of Manila, and hence the issue of
constitutionality was not properly raised in the lower court. Although, as a general rule, only those who are parties to a suit m
question the constitutionality of a statute involved in a judicial decision, it has been held that since the decree pronounced by
court without jurisdiction is void, where the jurisdiction of the court depends on the validity of the statute in question, the issue
the constitutionality will be considered on its being brought to the attention of the court by persons interested in the effect to b
given the statute.(12 C. J., sec. 184, p. 766.) And, even if we were to concede that the issue was not properly raised in the co
below by the proper party, it does not follow that the issue may not be here raised in an original action of certiorari and
prohibitions. It is true that, as a general rule, the question of constitutionality must be raised at the earliest opportunity, so tha
not raised by the pleadings, ordinarily it may not be raised at the trial, and if not raised in the trial court, it will not considered o
appeal. (12 C. J., p. 786. See, also, Cadwallader-Gibson Lumber Co. vs. Del Rosario, 26 Phil., 192, 193-195.) But we must s
that the general rule admits of exceptions. Courts, in the exercise of sounds discretion, may determine the time when a ques
affecting the constitutionality of a statute should be presented. (In re Woolsey [1884], 95 N. Y., 135, 144.) Thus, in criminal
cases, although there is a very sharp conflict of authorities, it is said that the question may be raised for the first time at any s
of the proceedings, either in the trial court or on appeal. (12 C. J., p. 786.) Even in civil cases, it has been held that it is the du
of a court to pass on the constitutional question, though raised for the first time on appeal, if it appears that a determination o
question is necessary to a decision of the case. (McCabe's Adm'x vs. Maysville & B. S. R. Co., [1910], 136 ky., 674; 124 S. W
892; Lohmeyer vs. St. Louis Cordage Co. [1908], 214 Mo., 685; 113 S. W. 1108; Carmody vs. St. Louis Transit Co., [1905], 1
Mo., 572; 87 S. W., 913.) And it has been held that a constitutional question will be considered by an appellate court at any ti
where it involves the jurisdiction of the court below (State vs. Burke [1911], 175 Ala., 561; 57 S., 870.) As to the power of this
court to consider the constitutional question raised for the first time before this court in these proceedings, we turn again and
point with emphasis to the case of Yu Cong Eng vs. Trinidad, supra. And on the hypotheses that the Hongkong & Shanghai
Banking Corporation, represented by the private prosecution, is not the proper party to raise the constitutional question here
point we do not now have to decide — we are of the opinion that the People of the Philippines, represented by the Solicitor-
General and the Fiscal of the City of Manila, is such a proper party in the present proceedings. The unchallenged rule is that
person who impugns the validity of a statute must have a personal and substantial interest in the case such that he has
sustained, or will sustained, direct injury as a result of its enforcement. It goes without saying that if Act No. 4221 really violat
the constitution, the People of the Philippines, in whose name the present action is brought, has a substantial interest in havi
set aside. Of grater import than the damage caused by the illegal expenditure of public funds is the mortal wound inflicted up
the fundamental law by the enforcement of an invalid statute. Hence, the well-settled rule that the state can challenge the val
of its own laws. In Government of the Philippine Islands vs. Springer ([1927]), 50 Phil., 259 (affirmed in Springer vs. Governm
of the Philippine Islands [1928], 277 U.S., 189; 72 Law. ed., 845), this court declared an act of the legislature unconstitutiona
an action instituted in behalf of the Government of the Philippines. In Attorney General vs. Perkins ([1889], 73 Mich., 303, 311
312; 41 N. W. 426, 428, 429), the State of Michigan, through its Attorney General, instituted quo warranto proceedings to tes
right of the respondents to renew a mining corporation, alleging that the statute under which the respondents base their right
unconstitutional because it impaired the obligation of contracts. The capacity of the chief law officer of the state to question th
constitutionality of the statute was though, as a general rule, only those who are parties to a suit may question the
constitutionality of a statute involved in a judicial decision, it has been held that since the decree pronounced by a court witho
jurisdiction in void, where the jurisdiction of the court depends on the validity of the statute in question, the issue of
constitutionality will be considered on its being brought to the attention of the court by persons interested in the effect to begin
statute. (12 C.J., sec. 184, p. 766.) And, even if we were to concede that the issue was not properly raised in the court below
the proper party, it does not follow that the issue may not be here raised in an original action of certiorari and prohibition. It is
that, as a general rule, the question of constitutionality must be raised at the earliest opportunity, so that if not raised by the
pleadings, ordinarily it may not be raised a the trial, and if not raised in the trial court, it will not be considered on appeal. (12
p. 786. See, also, Cadwallader-Gibson Lumber Co. vs. Del Rosario, 26 Phil., 192, 193-195.) But we must state that the gene
rule admits of exceptions. Courts, in the exercise of sound discretion, may determine the time when a question affecting the
constitutionality of a statute should be presented. (In re Woolsey [19884], 95 N.Y., 135, 144.) Thus, in criminal cases, althoug
there is a very sharp conflict of authorities, it is said that the question may be raised for the first time at any state of the
proceedings, either in the trial court or on appeal. (12 C.J., p. 786.) Even in civil cases, it has been held that it is the duty of a
court to pass on the constitutional question, though raised for first time on appeal, if it appears that a determination of the
question is necessary to a decision of the case. (McCabe's Adm'x vs. Maysville & B. S. R. Co. [1910], 136 Ky., 674; 124 S. W
892; Lohmeyer vs. St. Louis, Cordage Co. [1908], 214 Mo. 685; 113 S. W., 1108; Carmody vs. St. Louis Transit Co. [1905], 1
Mo., 572; 87 S. W., 913.) And it has been held that a constitutional question will be considered by an appellate court at any ti
where it involves the jurisdiction of the court below (State vs. Burke [1911], 175 Ala., 561; 57 S., 870.) As to the power of this
court to consider the constitutional question raised for the first time before this court in these proceedings, we turn again and
point with emphasis to the case of Yu Cong Eng. vs. Trinidad, supra. And on the hypothesis that the Hongkong & Shanghai
Banking Corporation, represented by the private prosecution, is not the proper party to raise the constitutional question here
point we do not now have to decide — we are of the opinion that the People of the Philippines, represented by the Solicitor-
General and the Fiscal of the City of Manila, is such a proper party in the present proceedings. The unchallenged rule is that
person who impugns the validity of a statute must have a personal and substantial interest in the case such that he has
sustained, or will sustain, direct injury as a result of its enforcement. It goes without saying that if Act No. 4221 really violates
Constitution, the People of the Philippines, in whose name the present action is brought, has a substantial interest in having i
aside. Of greater import than the damage caused by the illegal expenditure of public funds is the mortal wound inflicted upon
fundamental law by the enforcement of an invalid statute. Hence, the well-settled rule that the state can challenge the validity
its own laws. In Government of the Philippine Islands vs. Springer ([1927]), 50 Phil., 259 (affirmed in Springer vs. Governmen
the Philippine Islands [1928], 277 U.S., 189; 72 Law. ed., 845), this court declared an act of the legislature unconstitutional in
action instituted in behalf of the Government of the Philippines. In Attorney General vs. Perkings([1889], 73 Mich., 303, 311, 3
41 N.W., 426, 428, 429), the State of Michigan, through its Attorney General, instituted quo warranto proceedings to test the
of the respondents to renew a mining corporation, alleging that the statute under which the respondents base their right was
unconstitutional because it impaired the obligation of contracts. The capacity of the chief law officer of the state to question th
constitutionality of the statute was itself questioned. Said the Supreme Court of Michigan, through Champlin, J.:

. . . The idea seems to be that the people are estopped from questioning the validity of a law enacted by their
representatives; that to an accusation by the people of Michigan of usurpation their government, a statute
enacted by the people of Michigan is an adequate answer. The last proposition is true, but, if the statute relied
in justification is unconstitutional, it is statute only in form, and lacks the force of law, and is of no more saving
effect to justify action under it than if it had never been enacted. The constitution is the supreme law, and to it
behests the courts, the legislature, and the people must bow . . . The legislature and the respondents are not
only parties in interest upon such constitutional questions. As was remarked by Mr. Justice Story, in speaking
an acquiescence by a party affected by an unconstitutional act of the legislature: "The people have a deep an
vested interest in maintaining all the constitutional limitations upon the exercise of legislative powers." (Allen v
Mckeen, 1 Sum., 314.)

In State vs. Doane ([1916], 98 Kan., 435; 158 Pac., 38, 40), an original action (mandamus) was brought by the Attorney-Gen
of Kansas to test the constitutionality of a statute of the state. In disposing of the question whether or not the state may bring
action, the Supreme Court of Kansas said:

. . . the state is a proper party — indeed, the proper party — to bring this action. The state is always interested
where the integrity of its Constitution or statutes is involved.

"It has an interest in seeing that the will of the Legislature is not disregarded, and need not, as
individual plaintiff must, show grounds of fearing more specific injury. (State vs. Kansas City 6
Kan., 518 [57 Pac., 118])." (State vs. Lawrence, 80 Kan., 707; 103 Pac., 839.)

Where the constitutionality of a statute is in doubt the state's law officer, its Attorney-General, or county attorn
may exercise his bet judgment as to what sort of action he will bring to have the matter determined, either by
warranto to challenge its validity (State vs. Johnson, 61 Kan., 803; 60 Pac., 1068; 49 L.R.A., 662), by mandam
to compel obedience to its terms (State vs. Dolley, 82 Kan., 533; 108 Pac., 846), or by injunction to restrain
proceedings under its questionable provisions (State ex rel. vs. City of Neodesha, 3 Kan. App., 319; 45 Pac.,
122).

Other courts have reached the same conclusion (See State vs. St. Louis S. W. Ry. Co. [1917], 197 S. W., 1006; State vs. S.H
Kress & Co. [1934], 155 S., 823; State vs. Walmsley [1935], 181 La., 597; 160 S., 91; State vs. Board of County Comr's [193
39 Pac. [2d], 286; First Const. Co. of Brooklyn vs. State [1917], 211 N.Y., 295; 116 N.E., 1020; Bush vs. State {1918], 187 In
339; 119 N.E., 417; State vs. Watkins [1933], 176 La., 837; 147 S., 8, 10, 11). In the case last cited, the Supreme Court of
Luisiana said:

It is contended by counsel for Herbert Watkins that a district attorney, being charged with the duty of enforcing
laws, has no right to plead that a law is unconstitutional. In support of the argument three decisions are cited,
State ex rel. Hall, District Attorney, vs. Judge of Tenth Judicial District (33 La. Ann., 1222); State ex rel. Nicho
Governor vs. Shakespeare, Mayor of New Orleans (41 Ann., 156; 6 So., 592); and State ex rel., Banking Co.,
vs. Heard, Auditor (47 La. Ann., 1679; 18 So., 746; 47 L. R. A., 512). These decisions do not forbid a district
attorney to plead that a statute is unconstitutional if he finds if in conflict with one which it is his duty to enforce
State ex rel. Hall, District Attorney, vs. Judge, etc., the ruling was the judge should not, merely because he
believed a certain statute to be unconstitutional forbid the district attorney to file a bill of information charging
person with a violation of the statute. In other words, a judge should not judicially declare a statute
unconstitutional until the question of constitutionality is tendered for decision, and unless it must be decided in
order to determine the right of a party litigant. State ex rel. Nicholls, Governor, etc., is authority for the propos
merely that an officer on whom a statute imposes the duty of enforcing its provisions cannot avoid the duty up
the ground that he considers the statute unconstitutional, and hence in enforcing the statute he is immune fro
responsibility if the statute be unconstitutional. State ex rel. Banking Co., etc., is authority for the proposition
merely that executive officers, e.g., the state auditor and state treasurer, should not decline to perform ministe
duties imposed upon them by a statute, on the ground that they believe the statute is unconstitutional.

It is the duty of a district attorney to enforce the criminal laws of the state, and, above all, to support the
Constitution of the state. If, in the performance of his duty he finds two statutes in conflict with each other, or o
which repeals another, and if, in his judgment, one of the two statutes is unconstitutional, it is his duty to enfor
the other; and, in order to do so, he is compelled to submit to the court, by way of a plea, that one of the statu
is unconstitutional. If it were not so, the power of the Legislature would be free from constitutional limitations i
the enactment of criminal laws.

The respondents do not seem to doubt seriously the correctness of the general proposition that the state may impugn the val
of its laws. They have not cited any authority running clearly in the opposite direction. In fact, they appear to have proceeded
the assumption that the rule as stated is sound but that it has no application in the present case, nor may it be invoked by the
City Fiscal in behalf of the People of the Philippines, one of the petitioners herein, the principal reasons being that the validity
before this court, that the City Fiscal is estopped from attacking the validity of the Act and, not authorized challenge the validi
the Act in its application outside said city. (Additional memorandum of respondents, October 23, 1937, pp. 8,. 10, 17 and 23.)
The mere fact that the Probation Act has been repeatedly relied upon the past and all that time has not been attacked as
unconstitutional by the Fiscal of Manila but, on the contrary, has been impliedly regarded by him as constitutional, is no reaso
for considering the People of the Philippines estopped from nor assailing its validity. For courts will pass upon a constitutiona
questions only when presented before it in bona fide cases for determination, and the fact that the question has not been rais
before is not a valid reason for refusing to allow it to be raised later. The fiscal and all others are justified in relying upon the
statute and treating it as valid until it is held void by the courts in proper cases.

It remains to consider whether the determination of the constitutionality of Act No. 4221 is necessary to the resolution of the
instant case. For, ". . . while the court will meet the question with firmness, where its decision is indispensable, it is the part of
wisdom, and just respect for the legislature, renders it proper, to waive it, if the case in which it arises, can be decided on oth
points." (Ex parte Randolph [1833], 20 F. Cas. No. 11, 558; 2 Brock., 447. Vide, also Hoover vs. wood [1857], 9 Ind., 286, 28
has been held that the determination of a constitutional question is necessary whenever it is essential to the decision of the c
(12 C. J., p. 782, citing Long Sault Dev. Co. vs. Kennedy [1913], 158 App. Div., 398; 143 N. Y. Supp., 454 [aff. 212 N.Y., 1: 1
N. E., 849; Ann. Cas. 1915D, 56; and app dism 242 U.S., 272]; Hesse vs. Ledesma, 7 Porto Rico Fed., 520; Cowan vs.
Doddridge, 22 Gratt [63 Va.], 458; Union Line Co., vs. Wisconsin R. Commn., 146 Wis., 523; 129 N. W., 605), as where the r
of a party is founded solely on a statute the validity of which is attacked. (12 C.J., p. 782, citing Central Glass Co. vs. Niagrar
Ins. Co., 131 La., 513; 59 S., 972; Cheney vs. Beverly, 188 Mass., 81; 74 N.E., 306). There is no doubt that the respondent C
Unjieng draws his privilege to probation solely from Act No. 4221 now being assailed.

Apart from the foregoing considerations, that court will also take cognizance of the fact that the Probation Act is a new additio
our statute books and its validity has never before been passed upon by the courts; that may persons accused and convicted
crime in the City of Manila have applied for probation; that some of them are already on probation; that more people will likely
take advantage of the Probation Act in the future; and that the respondent Mariano Cu Unjieng has been at large for a period
about four years since his first conviction. All wait the decision of this court on the constitutional question. Considering, theref
the importance which the instant case has assumed and to prevent multiplicity of suits, strong reasons of public policy deman
that the constitutionality of Act No. 4221 be now resolved. (Yu Cong Eng vs. Trinidad [1925], 47 Phil., 385; [1926], 271 U.S.,
70 Law. ed., 1059. See 6 R.C.L., pp. 77, 78; People vs. Kennedy [1913], 207 N.Y., 533; 101 N.E., 442, 444; Ann. Cas. 1914C
616; Borginis vs. Falk Co. [1911], 147 Wis., 327; 133 N.W., 209, 211; 37 L.R.A. [N.S.] 489; Dimayuga and Fajardo vs. Fernan
[1922], 43 Phil., 304.) In Yu Cong Eng vs. Trinidad, supra, an analogous situation confronted us. We said: "Inasmuch as the
property and personal rights of nearly twelve thousand merchants are affected by these proceedings, and inasmuch as Act N
2972 is a new law not yet interpreted by the courts, in the interest of the public welfare and for the advancement of public pol
we have determined to overrule the defense of want of jurisdiction in order that we may decide the main issue. We have here
extraordinary situation which calls for a relaxation of the general rule." Our ruling on this point was sustained by the Supreme
Court of the United States. A more binding authority in support of the view we have taken can not be found.

We have reached the conclusion that the question of the constitutionality of Act No. 4221 has been properly raised. Now for t
main inquiry: Is the Act unconstitutional?

Under a doctrine peculiarly American, it is the office and duty of the judiciary to enforce the Constitution. This court, by clear
implication from the provisions of section 2, subsection 1, and section 10, of Article VIII of the Constitution, may declare an ac
the national legislature invalid because in conflict with the fundamental lay. It will not shirk from its sworn duty to enforce the
Constitution. And, in clear cases, it will not hesitate to give effect to the supreme law by setting aside a statute in conflict
therewith. This is of the essence of judicial duty.

This court is not unmindful of the fundamental criteria in cases of this nature that all reasonable doubts should be resolved in
favor of the constitutionality of a statute. An act of the legislature approved by the executive, is presumed to be within
constitutional limitations. The responsibility of upholding the Constitution rests not on the courts alone but on the legislature a
well. "The question of the validity of every statute is first determined by the legislative department of the government itself." (U
vs. Ten Yu [1912], 24 Phil., 1, 10; Case vs. Board of Health and Heiser [1913], 24 Phil., 250, 276; U.S. vs. Joson [1913], 26 P
1.) And a statute finally comes before the courts sustained by the sanction of the executive. The members of the Legislature
the Chief Executive have taken an oath to support the Constitution and it must be presumed that they have been true to this
and that in enacting and sanctioning a particular law they did not intend to violate the Constitution. The courts cannot but
cautiously exercise its power to overturn the solemn declarations of two of the three grand departments of the governments.
R.C.L., p. 101.) Then, there is that peculiar political philosophy which bids the judiciary to reflect the wisdom of the people as
expressed through an elective Legislature and an elective Chief Executive. It follows, therefore, that the courts will not set as
law as violative of the Constitution except in a clear case. This is a proposition too plain to require a citation of authorities.

One of the counsel for respondents, in the course of his impassioned argument, called attention to the fact that the President
the Philippines had already expressed his opinion against the constitutionality of the Probation Act, adverting that as to the
Executive the resolution of this question was a foregone conclusion. Counsel, however, reiterated his confidence in the integ
and independence of this court. We take notice of the fact that the President in his message dated September 1, 1937,
recommended to the National Assembly the immediate repeal of the Probation Act (No. 4221); that this message resulted in
approval of Bill No. 2417 of the Nationality Assembly repealing the probation Act, subject to certain conditions therein mentio
but that said bill was vetoed by the President on September 13, 1937, much against his wish, "to have stricken out from the
statute books of the Commonwealth a law . . . unfair and very likely unconstitutional." It is sufficient to observe in this connect
that, in vetoing the bill referred to, the President exercised his constitutional prerogative. He may express the reasons which
may deem proper for taking such a step, but his reasons are not binding upon us in the determination of actual controversies
submitted for our determination. Whether or not the Executive should express or in any manner insinuate his opinion on a ma
encompassed within his broad constitutional power of veto but which happens to be at the same time pending determination
this court is a question of propriety for him exclusively to decide or determine. Whatever opinion is expressed by him under th
circumstances, however, cannot sway our judgment on way or another and prevent us from taking what in our opinion is the
proper course of action to take in a given case. It if is ever necessary for us to make any vehement affirmance during this
formative period of our political history, it is that we are independent of the Executive no less than of the Legislative departme
of our government — independent in the performance of our functions, undeterred by any consideration, free from politics,
indifferent to popularity, and unafraid of criticism in the accomplishment of our sworn duty as we see it and as we understand

The constitutionality of Act No. 4221 is challenged on three principal grounds: (1) That said Act encroaches upon the pardoni
power of the Executive; (2) that its constitutes an undue delegation of legislative power and (3) that it denies the equal protec
of the laws.

1. Section 21 of the Act of Congress of August 29, 1916, commonly known as the Jones Law, in force at the time of the appro
of Act No. 4221, otherwise known as the Probation Act, vests in the Governor-General of the Philippines "the exclusive powe
grant pardons and reprieves and remit fines and forfeitures". This power is now vested in the President of the Philippines. (Ar
VII, sec. 11, subsec. 6.) The provisions of the Jones Law and the Constitution differ in some respects. The adjective "exclusiv
found in the Jones Law has been omitted from the Constitution. Under the Jones Law, as at common law, pardon could be
granted any time after the commission of the offense, either before or after conviction (Vide Constitution of the United States
II, sec. 2; In re Lontok [1922], 43 Phil., 293). The Governor-General of the Philippines was thus empowered, like the Presiden
the United States, to pardon a person before the facts of the case were fully brought to light. The framers of our Constitution
thought this undesirable and, following most of the state constitutions, provided that the pardoning power can only be exercis
"after conviction". So, too, under the new Constitution, the pardoning power does not extend to "cases of impeachment". This
also the rule generally followed in the United States (Vide Constitution of the United States, Art. II, sec. 2). The rule in Englan
different. There, a royal pardon can not be pleaded in bar of an impeachment; "but," says Blackstone, "after the impeachmen
has been solemnly heard and determined, it is not understood that the king's royal grace is further restrained or abridged." (V
Ex parte Wells [1856], 18 How., 307; 15 Law. ed., 421; Com. vs. Lockwood [1872], 109 Mass., 323; 12 Am. Rep., 699; Sterlin
vs. Drake [1876], 29 Ohio St., 457; 23 am. Rep., 762.) The reason for the distinction is obvious. In England, Judgment on
impeachment is not confined to mere "removal from office and disqualification to hold and enjoy any office of honor, trust, or
profit under the Government" (Art. IX, sec. 4, Constitution of the Philippines) but extends to the whole punishment attached b
law to the offense committed. The House of Lords, on a conviction may, by its sentence, inflict capital punishment, perpetual
banishment, perpetual banishment, fine or imprisonment, depending upon the gravity of the offense committed, together with
removal from office and incapacity to hold office. (Com. vs. Lockwood, supra.) Our Constitution also makes specific mention
"commutation" and of the power of the executive to impose, in the pardons he may grant, such conditions, restrictions and
limitations as he may deem proper. Amnesty may be granted by the President under the Constitution but only with the
concurrence of the National Assembly. We need not dwell at length on the significance of these fundamental changes. It is
sufficient for our purposes to state that the pardoning power has remained essentially the same. The question is: Has the
pardoning power of the Chief Executive under the Jones Law been impaired by the Probation Act?

As already stated, the Jones Law vests the pardoning power exclusively in the Chief Executive. The exercise of the power m
not, therefore, be vested in anyone else.
". . . The benign prerogative of mercy reposed in the executive cannot be taken away nor fettered by any legislative restriction
nor can like power be given by the legislature to any other officer or authority. The coordinate departments of government ha
nothing to do with the pardoning power, since no person properly belonging to one of the departments can exercise any pow
appertaining to either of the others except in cases expressly provided for by the constitution." (20 R.C.L., pp., , and cases cit
" . . . where the pardoning power is conferred on the executive without express or implied limitations, the grant is exclusive, a
the legislature can neither exercise such power itself nor delegate it elsewhere, nor interfere with or control the proper exercis
thereof, . . ." (12 C.J., pp. 838, 839, and cases cited.) If Act No. 4221, then, confers any pardoning power upon the courts it is
that reason unconstitutional and void. But does it?

In the famous Killitts decision involving an embezzlement case, the Supreme Court of the United States ruled in 1916 that an
order indefinitely suspending sentenced was void. (Ex parte United States [1916], 242 U.S., 27; 61 Law. ed., 129; L.R.A. 191
1178; 37 Sup. Ct. Rep., 72; Ann. Cas. 1917B, 355.) Chief Justice White, after an exhaustive review of the authorities, expres
the opinion of the court that under the common law the power of the court was limited to temporary suspension and that the r
to suspend sentenced absolutely and permanently was vested in the executive branch of the government and not in the judic
But, the right of Congress to establish probation by statute was conceded. Said the court through its Chief Justice: ". . . and s
as the future is concerned, that is, the causing of the imposition of penalties as fixed to be subject, by probation legislation or
such other means as the legislative mind may devise, to such judicial discretion as may be adequate to enable courts to mee
the exercise of an enlarged but wise discretion the infinite variations which may be presented to them for judgment, recourse
must be had Congress whose legislative power on the subject is in the very nature of things adequately complete." (Quoted i
Riggs vs. United States [1926], 14 F. [2d], 5, 6.) This decision led the National Probation Association and others to agitate for
enactment by Congress of a federal probation law. Such action was finally taken on March 4, 1925 (chap. 521, 43 Stat. L. 15
U.S.C. title 18, sec. 724). This was followed by an appropriation to defray the salaries and expenses of a certain number of
probation officers chosen by civil service. (Johnson, Probation for Juveniles and Adults, p. 14.)

In United States vs. Murray ([1925], 275 U.S., 347; 48 Sup. Ct. Rep., 146; 72 Law. ed., 309), the Supreme Court of the Unite
States, through Chief Justice Taft, held that when a person sentenced to imprisonment by a district court has begun to serve
sentence, that court has no power under the Probation Act of March 4, 1925 to grant him probation even though the term at
which sentence was imposed had not yet expired. In this case of Murray, the constitutionality of the probation Act was not
considered but was assumed. The court traced the history of the Act and quoted from the report of the Committee on the
Judiciary of the United States House of Representatives (Report No. 1377, 68th Congress, 2 Session) the following statemen

Prior to the so-called Killitts case, rendered in December, 1916, the district courts exercised a form of probatio
either, by suspending sentence or by placing the defendants under state probation officers or volunteers. In th
case, however (Ex parte United States, 242 U.S., 27; 61 L. Ed., 129; L.R.A., 1917E, 1178; 37 Sup. Ct. Rep., 7
Ann. Cas. 1917B, 355), the Supreme Court denied the right of the district courts to suspend sentenced. In the
same opinion the court pointed out the necessity for action by Congress if the courts were to exercise probati
powers in the future . . .

Since this decision was rendered, two attempts have been made to enact probation legislation. In 1917, a bill
favorably reported by the Judiciary Committee and passed the House. In 1920, the judiciary Committee again
favorably reported a probation bill to the House, but it was never reached for definite action.

If this bill is enacted into law, it will bring the policy of the Federal government with reference to its treatment o
those convicted of violations of its criminal laws in harmony with that of the states of the Union. At the present
time every state has a probation law, and in all but twelve states the law applies both to adult and juvenile
offenders. (see, also, Johnson, Probation for Juveniles and Adults [1928], Chap. I.)

The constitutionality of the federal probation law has been sustained by inferior federal courts. In Riggs vs. United States sup
the Circuit Court of Appeals of the Fourth Circuit said:

Since the passage of the Probation Act of March 4, 1925, the questions under consideration have been revie
by the Circuit Court of Appeals of the Ninth Circuit (7 F. [2d], 590), and the constitutionality of the act fully
sustained, and the same held in no manner to encroach upon the pardoning power of the President. This cas
will be found to contain an able and comprehensive review of the law applicable here. It arose under the act w
have to consider, and to it and the authorities cited therein special reference is made (Nix vs. James, 7 F. [2d
590, 594), as is also to a decision of the Circuit Court of Appeals of the Seventh Circuit (Kriebel vs. U.S., 10 F
[2d], 762), likewise construing the Probation Act.

We have seen that in 1916 the Supreme Court of the United States; in plain and unequivocal language, pointed to Congress
possessing the requisite power to enact probation laws, that a federal probation law as actually enacted in 1925, and that the
constitutionality of the Act has been assumed by the Supreme Court of the United States in 1928 and consistently sustained
the inferior federal courts in a number of earlier cases.

We are fully convinced that the Philippine Legislature, like the Congress of the United States, may legally enact a probation la
under its broad power to fix the punishment of any and all penal offenses. This conclusion is supported by other authorities. I
parte Bates ([1915], 20 N. M., 542; L.R.A. 1916A, 1285; 151 Pac., 698, the court said: "It is clearly within the province of the
Legislature to denominate and define all classes of crime, and to prescribe for each a minimum and maximum punishment." A
in State vs. Abbott ([1910], 87 S.C., 466; 33 L.R.A. [N. S.], 112; 70 S. E., 6; Ann. Cas. 1912B, 1189), the court said: "The
legislative power to set punishment for crime is very broad, and in the exercise of this power the general assembly may confe
trial judges, if it sees fit, the largest discretion as to the sentence to be imposed, as to the beginning and end of the punishme
and whether it should be certain or indeterminate or conditional." (Quoted in State vs. Teal [1918], 108 S. C., 455; 95 S. E., 6
Indeed, the Philippine Legislature has defined all crimes and fixed the penalties for their violation. Invariably, the legislature h
demonstrated the desire to vest in the courts — particularly the trial courts — large discretion in imposing the penalties which
law prescribes in particular cases. It is believed that justice can best be served by vesting this power in the courts, they being
position to best determine the penalties which an individual convict, peculiarly circumstanced, should suffer. Thus, while cour
are not allowed to refrain from imposing a sentence merely because, taking into consideration the degree of malice and the in
caused by the offense, the penalty provided by law is clearly excessive, the courts being allowed in such case to submit to th
Chief Executive, through the Department of Justice, such statement as it may deem proper (see art. 5, Revised Penal Code)
cases where both mitigating and aggravating circumstances are attendant in the commission of a crime and the law provides
a penalty composed of two indivisible penalties, the courts may allow such circumstances to offset one another in considerat
of their number and importance, and to apply the penalty according to the result of such compensation. (Art. 63, rule 4, Revis
Penal Code; U.S. vs. Reguera and Asuategui [1921], 41 Phil., 506.) Again, article 64, paragraph 7, of the Revised Penal Cod
empowers the courts to determine, within the limits of each periods, in case the penalty prescribed by law contains three peri
the extent of the evil produced by the crime. In the imposition of fines, the courts are allowed to fix any amount within the limi
established by law, considering not only the mitigating and aggravating circumstances, but more particularly the wealth or me
of the culprit. (Art. 66, Revised Penal Code.) Article 68, paragraph 1, of the same Code provides that "a discretionary penalty
shall be imposed" upon a person under fifteen but over nine years of age, who has not acted without discernment, but always
lower by two degrees at least than that prescribed by law for the crime which he has committed. Article 69 of the same Code
provides that in case of "incomplete self-defense", i.e., when the crime committed is not wholly excusable by reason of the la
some of the conditions required to justify the same or to exempt from criminal liability in the several cases mentioned in articl
and 12 of the Code, "the courts shall impose the penalty in the period which may be deemed proper, in view of the number a
nature of the conditions of exemption present or lacking." And, in case the commission of what are known as "impossible"
crimes, "the court, having in mind the social danger and the degree of criminality shown by the offender," shall impose upon h
either arresto mayor or a fine ranging from 200 to 500 pesos. (Art. 59, Revised Penal Code.)

Under our Revised Penal Code, also, one-half of the period of preventive imprisonment is deducted form the entire term of
imprisonment, except in certain cases expressly mentioned (art. 29); the death penalty is not imposed when the guilty person
more than seventy years of age, or where upon appeal or revision of the case by the Supreme Court, all the members thereo
are not unanimous in their voting as to the propriety of the imposition of the death penalty (art. 47, see also, sec. 133, Revise
Administrative Code, as amended by Commonwealth Act No. 3); the death sentence is not to be inflicted upon a woman with
the three years next following the date of the sentence or while she is pregnant, or upon any person over seventy years of ag
(art. 83); and when a convict shall become insane or an imbecile after final sentence has been pronounced, or while he is se
his sentenced, the execution of said sentence shall be suspended with regard to the personal penalty during the period of su
insanity or imbecility (art. 79).

But the desire of the legislature to relax what might result in the undue harshness of the penal laws is more clearly demonstra
in various other enactments, including the probation Act. There is the Indeterminate Sentence Law enacted in 1933 as Act N
4103 and subsequently amended by Act No. 4225, establishing a system of parole (secs. 5 to 100 and granting the courts lar
discretion in imposing the penalties of the law. Section 1 of the law as amended provides; "hereafter, in imposing a prison
sentence for an offenses punished by the Revised Penal Code, or its amendments, the court shall sentence the accused to a
indeterminate sentence the maximum term of which shall be that which, in view of the attending circumstances, could be pro
imposed under the rules of the said Code, and to a minimum which shall be within the range of the penalty next lower to that
prescribed by the Code for the offense; and if the offense is punished by any other law, the court shall sentence the accused
an indeterminate sentence, the maximum term of which shall not exceed the maximum fixed by said law and the minimum sh
not be less than the minimum term prescribed by the same." Certain classes of convicts are, by section 2 of the law, exclude
from the operation thereof. The Legislature has also enacted the Juvenile Delinquency Law (Act No. 3203) which was
subsequently amended by Act No. 3559. Section 7 of the original Act and section 1 of the amendatory Act have become artic
80 of the Revised Penal Code, amended by Act No. 4117 of the Philippine Legislature and recently reamended by
Commonwealth Act No. 99 of the National Assembly. In this Act is again manifested the intention of the legislature to "human
the penal laws. It allows, in effect, the modification in particular cases of the penalties prescribed by law by permitting the
suspension of the execution of the judgment in the discretion of the trial court, after due hearing and after investigation of the
particular circumstances of the offenses, the criminal record, if any, of the convict, and his social history. The Legislature has
reality decreed that in certain cases no punishment at all shall be suffered by the convict as long as the conditions of probatio
are faithfully observed. It this be so, then, it cannot be said that the Probation Act comes in conflict with the power of the Chie
Executive to grant pardons and reprieves, because, to use the language of the Supreme Court of New Mexico, "the element
punishment or the penalty for the commission of a wrong, while to be declared by the courts as a judicial function under and
within the limits of law as announced by legislative acts, concerns solely the procedure and conduct of criminal causes, with
which the executive can have nothing to do." (Ex parte Bates, supra.) In Williams vs. State ([1926], 162 Ga., 327; 133 S.E., 8
the court upheld the constitutionality of the Georgia probation statute against the contention that it attempted to delegate to th
courts the pardoning power lodged by the constitution in the governor alone is vested with the power to pardon after final
sentence has been imposed by the courts, the power of the courts to imposed any penalty which may be from time to time
prescribed by law and in such manner as may be defined cannot be questioned."

We realize, of course, the conflict which the American cases disclose. Some cases hold it unlawful for the legislature to vest
the courts the power to suspend the operation of a sentenced, by probation or otherwise, as to do so would encroach upon th
pardoning power of the executive. (In re Webb [1895], 89 Wis., 354; 27 L.R.A., 356; 46 Am. St. Rep., 846; 62 N.W., 177; 9 A
Crim., Rep., 702; State ex rel. Summerfield vs. Moran [1919], 43 Nev., 150; 182 Pac., 927; Ex parte Clendenning [1908], 22
Okla., 108; 1 Okla. Crim. Rep., 227; 19 L.R.A. [N.S.], 1041; 132 Am. St. Rep., 628; 97 Pac., 650; People vs. Barrett [1903], 2
Ill, 287; 67 N.E., 23; 63 L.R.A., 82; 95 Am. St. Rep., 230; Snodgrass vs. State [1912], 67 Tex. Crim. Rep., 615; 41 L. R. A. [N
1144; 150 S. W., 162; Ex parte Shelor [1910], 33 Nev., 361;111 Pac., 291; Neal vs. State [1898], 104 Ga., 509; 42 L. R. A., 1
69 Am. St. Rep., 175; 30 S. E. 858; State ex rel. Payne vs. Anderson [1921], 43 S. D., 630; 181 N. W., 839; People vs. Brow
54 Mich., 15; 19 N. W., 571; States vs. Dalton [1903], 109 Tenn., 544; 72 S. W., 456.)

Other cases, however, hold contra. (Nix vs. James [1925; C. C. A., 9th], 7 F. [2d], 590; Archer vs. Snook [1926; D. C.], 10 F.
567; Riggs. vs. United States [1926; C. C. A. 4th], 14]) [2d], 5; Murphy vs. States [1926], 171 Ark., 620; 286 S. W., 871; 48 A
R., 1189; Re Giannini [1912], 18 Cal. App., 166; 122 Pac., 831; Re Nachnaber [1928], 89 Cal. App., 530; 265 Pac., 392; Ex
parte De Voe [1931], 114 Cal. App., 730; 300 Pac., 874; People vs. Patrick [1897], 118 Cal., 332; 50 Pac., 425; Martin vs. Pe
[1917], 69 Colo., 60; 168 Pac., 1171; Belden vs. Hugo [1914], 88 Conn., 50; 91 A., 369, 370, 371; Williams vs. State [1926], 1
Ga., 327; 133 S. E., 843; People vs. Heise [1913], 257 Ill., 443; 100 N. E., 1000; Parker vs. State [1893], 135 Ind., 534; 35 N.
179; 23 L. R. A., 859; St. Hillarie, Petitioner [1906], 101 Me., 522; 64 Atl., 882; People vs. Stickle [1909], 156 Mich., 557; 121
W., 497; State vs. Fjolander [1914], 125 Minn., 529; State ex rel. Bottomnly vs. District Court [1925], 73 Mont., 541; 237 Pac.
525; State vs. Everitt [1913], 164 N. C., 399; 79 S. E., 274; 47 L. R. A. [N. S.], 848; State ex rel. Buckley vs. Drew [1909], 75
H., 402; 74 Atl., 875; State vs. Osborne [1911], 79 N. J. Eq., 430; 82 Atl. 424; Ex parte Bates [1915], 20 N. M., 542; L. R. A.,
1916 A. 1285; 151 Pac., 698; People vs. ex rel. Forsyth vs. Court of Session [1894], 141 N. Y., 288; 23 L. R. A., 856; 36 N. E
386; 15 Am. Crim. Rep., 675; People ex rel. Sullivan vs. Flynn [1907], 55 Misc., 639; 106 N. Y. Supp., 928; People vs. Goodr
[1914], 149 N. Y. Supp., 406; Moore vs. Thorn [1935], 245 App. Div., 180; 281 N. Y. Supp., 49; Re Hart [1914], 29 N. D., 38;
R. A., 1915C, 1169; 149 N. W., 568; Ex parte Eaton [1925], 29 Okla., Crim. Rep., 275; 233 P., 781; State vs. Teal [1918], 10
C., 455; 95 S. E., 69; State vs. Abbot [1910], 87 S. C., 466; 33 L.R.A., [N. S.], 112; 70 S. E., 6; Ann. Cas., 1912B, 1189; Fults
States [1854],34 Tenn., 232; Woods vs. State [1814], 130 Tenn., 100; 169 S. W., 558; Baker vs. State [1814], 130 Tenn., 100
169 S. W., 558; Baker vs. State [1913],70 Tex., Crim. Rep., 618; 158 S. W., 998; Cook vs. State [1914], 73 Tex. Crim. Rep.,
165 S. W., 573; King vs. State [1914], 72 Tex. Crim. Rep., 394; 162 S. W., 890; Clare vs. State [1932], 122 Tex. Crim. Rep.,
162 S. W., 890; Clare vs. State [1932], 122 Tex. Crim. Rep., 211; 54 S. W. [2d], 127; Re Hall [1927], 100 Vt., 197; 136 A., 24
Richardson vs. Com. [1921], 131 Va., 802; 109 S.E., 460; State vs. Mallahan [1911], 65 Wash., 287; 118 Pac., 42; State ex r
Tingstand vs. Starwich [1922], 119 Wash., 561; 206 Pac., 29; 26 A. L. R., 393; 396.) We elect to follow this long catena of
authorities holding that the courts may be legally authorized by the legislature to suspend sentence by the establishment of a
system of probation however characterized. State ex rel. Tingstand vs. Starwich ([1922], 119 Wash., 561; 206 Pac., 29; 26 A
R., 393), deserved particular mention. In that case, a statute enacted in 1921 which provided for the suspension of the execu
of a sentence until otherwise ordered by the court, and required that the convicted person be placed under the charge of a pa
or peace officer during the term of such suspension, on such terms as the court may determine, was held constitutional and a
not giving the court a power in violation of the constitutional provision vesting the pardoning power in the chief executive of th
state. (Vide, also, Re Giannini [1912], 18 Cal App., 166; 122 Pac., 831.)

Probation and pardon are not coterminous; nor are they the same. They are actually district and different from each other, bo
origin and in nature. In People ex rel. Forsyth vs. Court of Sessions ([1894], 141 N. Y., 288, 294; 36 N. E., 386, 388; 23 L. R.
856; 15 Am. Crim. Rep., 675), the Court of Appeals of New York said:

. . . The power to suspend sentence and the power to grant reprieves and pardons, as understood when the
constitution was adopted, are totally distinct and different in their nature. The former was always a part of the
judicial power; the latter was always a part of the executive power. The suspension of the sentence simply
postpones the judgment of the court temporarily or indefinitely, but the conviction and liability following it, and
civil disabilities, remain and become operative when judgment is rendered. A pardon reaches both the
punishment prescribed for the offense and the guilt of the offender. It releases the punishment, and blots out
existence the guilt, so that in the eye of the law, the offender is as innocent as if he had never committed the
offense. It removes the penalties and disabilities, and restores him to all his civil rights. It makes him, as it we
new man, and gives him a new credit and capacity. (Ex parte Garland, 71 U. S., 4 Wall., 333; 18 Law. ed., 36
U. S. vs. Klein, 80 U. S., 13 Wall., 128; 20 Law. ed., 519; Knote vs. U. S., 95 U. S., 149; 24 Law. ed., 442.)

The framers of the federal and the state constitutions were perfectly familiar with the principles governing the
power to grant pardons, and it was conferred by these instruments upon the executive with full knowledge of
law upon the subject, and the words of the constitution were used to express the authority formerly exercised
the English crown, or by its representatives in the colonies. (Ex parte Wells, 59 U. S., 18 How., 307; 15 Law.
421.) As this power was understood, it did not comprehend any part of the judicial functions to suspend sente
and it was never intended that the authority to grant reprieves and pardons should abrogate, or in any degree
restrict, the exercise of that power in regard to its own judgments, that criminal courts has so long maintained
The two powers, so distinct and different in their nature and character, were still left separate and distinct, the
to be exercised by the executive, and the other by the judicial department. We therefore conclude that a statu
which, in terms, authorizes courts of criminal jurisdiction to suspend sentence in certain cases after conviction
a power inherent in such courts at common law, which was understood when the constitution was adopted to
an ordinary judicial function, and which, ever since its adoption, has been exercised of legislative power unde
constitution. It does not encroach, in any just sense, upon the powers of the executive, as they have been
understood and practiced from the earliest times. (Quoted with approval in Directors of Prisons vs. Judge of F
Instance of Cavite [1915], 29 Phil., 265, Carson, J., concurring, at pp. 294, 295.)

In probation, the probationer is in no true sense, as in pardon, a free man. He is not finally and completely exonerated. He is
exempt from the entire punishment which the law inflicts. Under the Probation Act, the probationer's case is not terminated by
mere fact that he is placed on probation. Section 4 of the Act provides that the probation may be definitely terminated and the
probationer finally discharged from supervision only after the period of probation shall have been terminated and the probatio
officer shall have submitted a report, and the court shall have found that the probationer has complied with the conditions of
probation. The probationer, then, during the period of probation, remains in legal custody — subject to the control of the
probation officer and of the court; and, he may be rearrested upon the non-fulfillment of the conditions of probation and, when
rearrested, may be committed to prison to serve the sentence originally imposed upon him. (Secs. 2, 3, 5 and 6, Act No. 422

The probation described in the act is not pardon. It is not complete liberty, and may be far from it. It is really a
mode of punishment, to be applied by the judge in a proper case, in substitution of the imprisonment and find
prescribed by the criminal laws. For this reason its application is as purely a judicial act as any other sentence
carrying out the law deemed applicable to the offense. The executive act of pardon, on the contrary, is agains
criminal law, which binds and directs the judges, or rather is outside of and above it. There is thus no conflict
the pardoning power, and no possible unconstitutionality of the Probation Act for this cause. (Archer vs. Snoo
[1926], 10 F. [2d], 567, 569.)

Probation should also be distinguished from reprieve and from commutation of the sentence. Snodgrass vs. State ([1912], 67
Tex. Crim. Rep., 615;41 L. R. A. [N. S.], 1144; 150 S. W., 162), is relied upon most strongly by the petitioners as authority in
support of their contention that the power to grant pardons and reprieves, having been vested exclusively upon the Chief
Executive by the Jones Law, may not be conferred by the legislature upon the courts by means of probation law authorizing t
indefinite judicial suspension of sentence. We have examined that case and found that although the Court of Criminal Appea
Texas held that the probation statute of the state in terms conferred on the district courts the power to grant pardons to perso
convicted of crime, it also distinguished between suspensions sentence on the one hand, and reprieve and commutation of
sentence on the other. Said the court, through Harper, J.:

That the power to suspend the sentence does not conflict with the power of the Governor to grant reprieves is
settled by the decisions of the various courts; it being held that the distinction between a "reprieve" and a
suspension of sentence is that a reprieve postpones the execution of the sentence to a day certain, whereas
suspension is for an indefinite time. (Carnal vs. People, 1 Parker, Cr. R., 262; In re Buchanan, 146 N. Y., 264
N. E., 883), and cases cited in 7 Words & Phrases, pp. 6115, 6116. This law cannot be hold in conflict with th
power confiding in the Governor to grant commutations of punishment, for a commutations is not but to chang
the punishment assessed to a less punishment.

In State ex rel. Bottomnly vs. District Court ([1925], 73 Mont., 541; 237 Pac., 525), the Supreme Court of Montana had under
consideration the validity of the adult probation law of the state enacted in 1913, now found in sections 12078-12086, Revise
Codes of 1921. The court held the law valid as not impinging upon the pardoning power of the executive. In a unanimous
decision penned by Justice Holloway, the court said:

. . . . the term "pardon", "commutation", and "respite" each had a well understood meaning at the time our
Constitution was adopted, and no one of them was intended to comprehend the suspension of the execution
the judgment as that phrase is employed in sections 12078-12086. A "pardon" is an act of grace, proceeding
the power intrusted with the execution of the laws which exempts the individual on whom it is bestowed from
punishment the law inflicts for a crime he has committed (United States vs. Wilson, 7 Pet., 150; 8 Law. ed., 64
It is a remission of guilt (State vs. Lewis, 111 La., 693; 35 So., 816), a forgiveness of the offense (Cook vs.
Middlesex County, 26 N. J. Law, 326; Ex parte Powell, 73 Ala., 517; 49 Am. Rep., 71). "Commutation" is a
remission of a part of the punishment; a substitution of a less penalty for the one originally imposed (Lee vs.
Murphy, 22 Grat. [Va.] 789; 12 Am. Rep., 563; Rich vs. Chamberlain, 107 Mich., 381; 65 N. W., 235). A "repri
or "respite" is the withholding of the sentence for an interval of time (4 Blackstone's Commentaries, 394), a
postponement of execution (Carnal vs. People, 1 Parker, Cr. R. [N. Y.], 272), a temporary suspension of
execution (Butler vs. State, 97 Ind., 373).

Few adjudicated cases are to be found in which the validity of a statute similar to our section 12078 has been
determined; but the same objections have been urged against parole statutes which vest the power to parole
persons other than those to whom the power of pardon is granted, and these statutes have been upheld quite
uniformly, as a reference to the numerous cases cited in the notes to Woods vs. State (130 Tenn., 100; 169 S
W.,558, reported in L. R. A., 1915F, 531), will disclose. (See, also, 20 R. C. L., 524.)

We conclude that the Probation Act does not conflict with the pardoning power of the Executive. The pardoning power, in res
to those serving their probationary sentences, remains as full and complete as if the Probation Law had never been enacted.
President may yet pardon the probationer and thus place it beyond the power of the court to order his rearrest and imprisonm
(Riggs vs. United States [1926],
14 F. [2d], 5, 7.)

2. But while the Probation Law does not encroach upon the pardoning power of the executive and is not for that reason void,
does section 11 thereof constitute, as contended, an undue delegation of legislative power?

Under the constitutional system, the powers of government are distributed among three coordinate and substantially indepen
organs: the legislative, the executive and the judicial. Each of these departments of the government derives its authority from
Constitution which, in turn, is the highest expression of popular will. Each has exclusive cognizance of the matters within its
jurisdiction, and is supreme within its own sphere.

The power to make laws — the legislative power — is vested in a bicameral Legislature by the Jones Law (sec. 12) and in a
unicamiral National Assembly by the Constitution (Act. VI, sec. 1, Constitution of the Philippines). The Philippine Legislature o
the National Assembly may not escape its duties and responsibilities by delegating that power to any other body or authority.
attempt to abdicate the power is unconstitutional and void, on the principle that potestas delegata non delegare potest. This
principle is said to have originated with the glossators, was introduced into English law through a misreading of Bracton, ther
developed as a principle of agency, was established by Lord Coke in the English public law in decisions forbidding the delega
of judicial power, and found its way into America as an enlightened principle of free government. It has since become an
accepted corollary of the principle of separation of powers. (5 Encyc. of the Social Sciences, p. 66.) The classic statement of
rule is that of Locke, namely: "The legislative neither must nor can transfer the power of making laws to anybody else, or plac
anywhere but where the people have." (Locke on Civil Government, sec. 142.) Judge Cooley enunciates the doctrine in the
following oft-quoted language: "One of the settled maxims in constitutional law is, that the power conferred upon the legislatu
make laws cannot be delegated by that department to any other body or authority. Where the sovereign power of the state ha
located the authority, there it must remain; and by the constitutional agency alone the laws must be made until the Constitutio
itself is charged. The power to whose judgment, wisdom, and patriotism this high prerogative has been intrusted cannot relie
itself of the responsibilities by choosing other agencies upon which the power shall be devolved, nor can it substitute the
judgment, wisdom, and patriotism of any other body for those to which alone the people have seen fit to confide this sovereig
trust." (Cooley on Constitutional Limitations, 8th ed., Vol. I, p. 224. Quoted with approval in U. S. vs. Barrias [1908], 11 Phil.,
327.) This court posits the doctrine "on the ethical principle that such a delegated power constitutes not only a right but a duty
be performed by the delegate by the instrumentality of his own judgment acting immediately upon the matter of legislation an
not through the intervening mind of another. (U. S. vs. Barrias, supra, at p. 330.)

The rule, however, which forbids the delegation of legislative power is not absolute and inflexible. It admits of exceptions. An
exceptions sanctioned by immemorial practice permits the central legislative body to delegate legislative powers to local
authorities. (Rubi vs. Provincial Board of Mindoro [1919], 39 Phil., 660; U. S. vs. Salaveria [1918], 39 Phil., 102; Stoutenburgh
Hennick [1889], 129 U. S., 141; 32 Law. ed., 637; 9 Sup. Ct. Rep., 256; State vs. Noyes [1855], 30 N. H., 279.) "It is a cardina
principle of our system of government, that local affairs shall be managed by local authorities, and general affairs by the cent
authorities; and hence while the rule is also fundamental that the power to make laws cannot be delegated, the creation of th
municipalities exercising local self government has never been held to trench upon that rule. Such legislation is not regarded
transfer of general legislative power, but rather as the grant of the authority to prescribed local regulations, according to
immemorial practice, subject of course to the interposition of the superior in cases of necessity." (Stoutenburgh vs.
Hennick, supra.) On quite the same principle, Congress is powered to delegate legislative power to such agencies in the
territories of the United States as it may select. A territory stands in the same relation to Congress as a municipality or city to
state government. (United States vs. Heinszen [1907], 206 U. S., 370; 27 Sup. Ct. Rep., 742; 51 L. ed., 1098; 11 Ann. Cas.,
Dorr vs. United States [1904], 195 U.S., 138; 24 Sup. Ct. Rep., 808; 49 Law. ed., 128; 1 Ann. Cas., 697.) Courts have also
sustained the delegation of legislative power to the people at large. Some authorities maintain that this may not be done (12
J., pp. 841, 842; 6 R. C. L., p. 164, citing People vs. Kennedy [1913], 207 N. Y., 533; 101 N. E., 442; Ann. Cas., 1914C, 616)
However, the question of whether or not a state has ceased to be republican in form because of its adoption of the initiative a
referendum has been held not to be a judicial but a political question (Pacific States Tel. & Tel. Co. vs. Oregon [1912], 223 U
118; 56 Law. ed., 377; 32 Sup. Cet. Rep., 224), and as the constitutionality of such laws has been looked upon with favor by
certain progressive courts, the sting of the decisions of the more conservative courts has been pretty well drawn. (Opinions o
Justices [1894], 160 Mass., 586; 36 N. E., 488; 23 L. R. A., 113; Kiernan vs. Portland [1910], 57 Ore., 454; 111 Pac., 379; 11
Pac., 402; 37 L. R. A. [N. S.], 332; Pacific States Tel. & Tel. Co. vs. Oregon, supra.) Doubtless, also, legislative power may b
delegated by the Constitution itself. Section 14, paragraph 2, of article VI of the Constitution of the Philippines provides that "
National Assembly may by law authorize the President, subject to such limitations and restrictions as it may impose, to fix wit
specified limits, tariff rates, import or export quotas, and tonnage and wharfage dues." And section 16 of the same article of th
Constitution provides that "In times of war or other national emergency, the National Assembly may by law authorize the
President, for a limited period and subject to such restrictions as it may prescribed, to promulgate rules and regulations to ca
out a declared national policy." It is beyond the scope of this decision to determine whether or not, in the absence of the
foregoing constitutional provisions, the President could be authorized to exercise the powers thereby vested in him. Upon the
other hand, whatever doubt may have existed has been removed by the Constitution itself.

The case before us does not fall under any of the exceptions hereinabove mentioned.

The challenged section of Act No. 4221 in section 11 which reads as follows:

This Act shall apply only in those provinces in which the respective provincial boards have provided for the sa
of a probation officer at rates not lower than those now provided for provincial fiscals. Said probation officer s
be appointed by the Secretary of Justice and shall be subject to the direction of the Probation Office. (Empha
ours.)

In testing whether a statute constitute an undue delegation of legislative power or not, it is usual to inquire whether the statute
was complete in all its terms and provisions when it left the hands of the legislature so that nothing was left to the judgment o
any other appointee or delegate of the legislature. (6 R. C. L., p. 165.) In the United States vs. Ang Tang Ho ([1922], 43 Phil.,
this court adhered to the foregoing rule when it held an act of the legislature void in so far as it undertook to authorize the
Governor-General, in his discretion, to issue a proclamation fixing the price of rice and to make the sale of it in violation of the
proclamation a crime. (See and cf. Compañia General de Tabacos vs. Board of Public Utility Commissioners [1916], 34 Phil.,
136.) The general rule, however, is limited by another rule that to a certain extent matters of detail may be left to be filled in b
rules and regulations to be adopted or promulgated by executive officers and administrative boards. (6 R. C. L., pp. 177-179.

For the purpose of Probation Act, the provincial boards may be regarded as administrative bodies endowed with power to
determine when the Act should take effect in their respective provinces. They are the agents or delegates of the legislature in
respect. The rules governing delegation of legislative power to administrative and executive officers are applicable or are at le
indicative of the rule which should be here adopted. An examination of a variety of cases on delegation of power to administr
bodies will show that the ratio decidendi is at variance but, it can be broadly asserted that the rationale revolves around the
presence or absence of a standard or rule of action — or the sufficiency thereof — in the statute, to aid the delegate in exerc
the granted discretion. In some cases, it is held that the standard is sufficient; in others that is insufficient; and in still others th
is entirely lacking. As a rule, an act of the legislature is incomplete and hence invalid if it does not lay down any rule or definit
standard by which the administrative officer or board may be guided in the exercise of the discretionary powers delegated to
(See Schecter vs. United States [1925], 295 U. S., 495; 79 L. ed., 1570; 55 Sup. Ct. Rep., 837; 97 A.L.R., 947; People ex rel
Rice vs. Wilson Oil Co. [1936], 364 Ill., 406; 4 N. E. [2d], 847; 107 A.L.R., 1500 and cases cited. See also R. C. L., title
"Constitutional Law", sec 174.) In the case at bar, what rules are to guide the provincial boards in the exercise of their
discretionary power to determine whether or not the Probation Act shall apply in their respective provinces? What standards
fixed by the Act? We do not find any and none has been pointed to us by the respondents. The probation Act does not, by th
force of any of its provisions, fix and impose upon the provincial boards any standard or guide in the exercise of their
discretionary power. What is granted, if we may use the language of Justice Cardozo in the recent case of Schecter, supra, i
"roving commission" which enables the provincial boards to exercise arbitrary discretion. By section 11 if the Act, the legislatu
does not seemingly on its own authority extend the benefits of the Probation Act to the provinces but in reality leaves the enti
matter for the various provincial boards to determine. In other words, the provincial boards of the various provinces are to
determine for themselves, whether the Probation Law shall apply to their provinces or not at all. The applicability and applica
of the Probation Act are entirely placed in the hands of the provincial boards. If the provincial board does not wish to have the
applied in its province, all that it has to do is to decline to appropriate the needed amount for the salary of a probation officer.
plain language of the Act is not susceptible of any other interpretation. This, to our minds, is a virtual surrender of legislative
power to the provincial boards.

"The true distinction", says Judge Ranney, "is between the delegation of power to make the law, which necessarily involves a
discretion as to what it shall be, and conferring an authority or discretion as to its execution, to be exercised under and in
pursuance of the law. The first cannot be done; to the latter no valid objection can be made." (Cincinnati, W. & Z. R. Co. vs.
Clinton County Comrs. [1852]; 1 Ohio St., 77, 88. See also, Sutherland on Statutory Construction, sec 68.) To the same effec
are the decision of this court in Municipality of Cardona vs. Municipality of Binangonan ([1917], 36 Phil., 547); Rubi vs. Provin
Board of Mindoro ([1919],39 Phil., 660) and Cruz vs. Youngberg ([1931], 56 Phil., 234). In the first of these cases, this court
sustained the validity of the law conferring upon the Governor-General authority to adjust provincial and municipal boundarie
the second case, this court held it lawful for the legislature to direct non-Christian inhabitants to take up their habitation on
unoccupied lands to be selected by the provincial governor and approved by the provincial board. In the third case, it was he
proper for the legislature to vest in the Governor-General authority to suspend or not, at his discretion, the prohibition of the
importation of the foreign cattle, such prohibition to be raised "if the conditions of the country make this advisable or if deceas
among foreign cattle has ceased to be a menace to the agriculture and livestock of the lands."

It should be observed that in the case at bar we are not concerned with the simple transference of details of execution or the
promulgation by executive or administrative officials of rules and regulations to carry into effect the provisions of a law. If we
were, recurrence to our own decisions would be sufficient. (U. S. vs. Barrias [1908], 11 Phil., 327; U.S. vs. Molina [1914], 29
Phil., 119; Alegre vs. Collector of Customs [1929], 53 Phil., 394; Cebu Autobus Co. vs. De Jesus [1931], 56 Phil., 446; U. S. v
Gomez [1915], 31 Phil., 218; Rubi vs. Provincial Board of Mindoro [1919], 39 Phil., 660.)

It is connected, however, that a legislative act may be made to the effect as law after it leaves the hands of the legislature. It
true that laws may be made effective on certain contingencies, as by proclamation of the executive or the adoption by the pe
of a particular community (6 R. C. L., 116, 170-172; Cooley, Constitutional Limitations, 8th ed., Vol. I, p. 227). In Wayman vs.
Southard ([1825], 10 Wheat. 1; 6 Law. ed., 253), the Supreme Court of the United State ruled that the legislature may delega
power not legislative which it may itself rightfully exercise.(Vide, also, Dowling vs. Lancashire Ins. Co. [1896], 92 Wis., 63; 65
W., 738; 31 L. R. A., 112.) The power to ascertain facts is such a power which may be delegated. There is nothing essentially
legislative in ascertaining the existence of facts or conditions as the basis of the taking into effect of a law. That is a mental
process common to all branches of the government. (Dowling vs. Lancashire Ins. Co., supra; In re Village of North Milwaukee
[1896], 93 Wis., 616; 97 N.W., 1033; 33 L.R.A., 938; Nash vs. Fries [1906], 129 Wis., 120; 108 N.W., 210; Field vs. Clark [18
143 U.S., 649; 12 Sup. Ct., 495; 36 Law. ed., 294.) Notwithstanding the apparent tendency, however, to relax the rule prohib
delegation of legislative authority on account of the complexity arising from social and economic forces at work in this modern
industrial age (Pfiffner, Public Administration [1936] ch. XX; Laski, "The Mother of Parliaments", foreign Affairs, July, 1931, V
IX, No. 4, pp. 569-579; Beard, "Squirt-Gun Politics", in Harper's Monthly Magazine, July, 1930, Vol. CLXI, pp. 147, 152), the
orthodox pronouncement of Judge Cooley in his work on Constitutional Limitations finds restatement in Prof. Willoughby's
treatise on the Constitution of the United States in the following language — speaking of declaration of legislative power to
administrative agencies: "The principle which permits the legislature to provide that the administrative agent may determine w
the circumstances are such as require the application of a law is defended upon the ground that at the time this authority is
granted, the rule of public policy, which is the essence of the legislative act, is determined by the legislature. In other words, t
legislature, as it its duty to do, determines that, under given circumstances, certain executive or administrative action is to be
taken, and that, under other circumstances, different of no action at all is to be taken. What is thus left to the administrative
official is not the legislative determination of what public policy demands, but simply the ascertainment of what the facts of the
case require to be done according to the terms of the law by which he is governed." (Willoughby on the Constitution of the Un
States, 2nd ed., Vol. II, p. 1637.) In Miller vs. Mayer, etc., of New York [1883], 109 U.S., 3 Sup. Ct. Rep., 228; 27 Law. ed., 97
974), it was said: "The efficiency of an Act as a declaration of legislative will must, of course, come from Congress, but the
ascertainment of the contingency upon which the Act shall take effect may be left to such agencies as it may designate." (Se
also, 12 C.J., p. 864; State vs. Parker [1854], 26 Vt., 357; Blanding vs. Burr [1859], 13 Cal., 343, 258.) The legislature, then m
provide that a contingencies leaving to some other person or body the power to determine when the specified contingencies
arisen. But, in the case at bar, the legislature has not made the operation of the Prohibition Act contingent upon specified fac
conditions to be ascertained by the provincial board. It leaves, as we have already said, the entire operation or non-operation
the law upon the provincial board. the discretion vested is arbitrary because it is absolute and unlimited. A provincial board ne
not investigate conditions or find any fact, or await the happening of any specified contingency. It is bound by no rule, — limit
by no principle of expendiency announced by the legislature. It may take into consideration certain facts or conditions; and,
again, it may not. It may have any purpose or no purpose at all. It need not give any reason whatsoever for refusing or failing
appropriate any funds for the salary of a probation officer. This is a matter which rest entirely at its pleasure. The fact that at
some future time — we cannot say when — the provincial boards may appropriate funds for the salaries of probation officers
thus put the law into operation in the various provinces will not save the statute. The time of its taking into effect, we reiterate
would yet be based solely upon the will of the provincial boards and not upon the happening of a certain specified contingenc
or upon the ascertainment of certain facts or conditions by a person or body other than legislature itself.

The various provincial boards are, in practical effect, endowed with the power of suspending the operation of the Probation L
in their respective provinces. In some jurisdiction, constitutions provided that laws may be suspended only by the legislature
by its authority. Thus, section 28, article I of the Constitution of Texas provides that "No power of suspending laws in this stat
shall be exercised except by the legislature"; and section 26, article I of the Constitution of Indiana provides "That the operati
of the laws shall never be suspended, except by authority of the General Assembly." Yet, even provisions of this sort do not
confer absolute power of suspension upon the legislature. While it may be undoubted that the legislature may suspend a law
the execution or operation of a law, a law may not be suspended as to certain individuals only, leaving the law to be enjoyed
others. The suspension must be general, and cannot be made for individual cases or for particular localities. In Holden vs.
James ([1814], 11 Mass., 396; 6 Am. Dec., 174, 177, 178), it was said:

By the twentieth article of the declaration of rights in the constitution of this commonwealth, it is declared that
power of suspending the laws, or the execution of the laws, ought never to be exercised but by the legislature
by authority derived from it, to be exercised in such particular cases only as the legislature shall expressly pro
for. Many of the articles in that declaration of rights were adopted from the Magna Charta of England, and from
the bill of rights passed in the reign of William and Mary. The bill of rights contains an enumeration of the
oppressive acts of James II, tending to subvert and extirpate the protestant religion, and the laws and liberties
the kingdom; and the first of them is the assuming and exercising a power of dispensing with and suspending
laws, and the execution of the laws without consent of parliament. The first article in the claim or declaration o
rights contained in the statute is, that the exercise of such power, by legal authority without consent of parliam
is illegal. In the tenth section of the same statute it is further declared and enacted, that "No dispensation by n
obstante of or to any statute, or part thereof, should be allowed; but the same should be held void and of no
effect, except a dispensation be allowed of in such statute." There is an implied reservation of authority in the
parliament to exercise the power here mentioned; because, according to the theory of the English Constitutio
"that absolute despotic power, which must in all governments reside somewhere," is intrusted to the parliame
Bl. Com., 160.

The principles of our government are widely different in this particular. Here the sovereign and absolute powe
resides in the people; and the legislature can only exercise what is delegated to them according to the
constitution. It is obvious that the exercise of the power in question would be equally oppressive to the subjec
and subversive of his right to protection, "according to standing laws," whether exercised by one man or by a
number of men. It cannot be supposed that the people when adopting this general principle from the English
of rights and inserting it in our constitution, intended to bestow by implication on the general court one of the m
odious and oppressive prerogatives of the ancient kings of England. It is manifestly contrary to the first princip
of civil liberty and natural justice, and to the spirit of our constitution and laws, that any one citizen should enjo
privileges and advantages which are denied to all others under like circumstances; or that ant one should be
subject to losses, damages, suits, or actions from which all others under like circumstances are exempted.

To illustrate the principle: A section of a statute relative to dogs made the owner of any dog liable to the owner of domestic
animals wounded by it for the damages without proving a knowledge of it vicious disposition. By a provision of the act, power
given to the board of supervisors to determine whether or not during the current year their county should be governed by the
provisions of the act of which that section constituted a part. It was held that the legislature could not confer that power. The c
observed that it could no more confer such a power than to authorize the board of supervisors of a county to abolish in such
county the days of grace on commercial paper, or to suspend the statute of limitations. (Slinger vs. Henneman [1875], 38 Wis
504.) A similar statute in Missouri was held void for the same reason in State vs. Field ([1853, 17 Mo., 529;59 Am. Dec., 275.
that case a general statute formulating a road system contained a provision that "if the county court of any county should be o
opinion that the provisions of the act should not be enforced, they might, in their discretion, suspend the operation of the sam
for any specified length of time, and thereupon the act should become inoperative in such county for the period specified in s
order; and thereupon order the roads to be opened and kept in good repair, under the laws theretofore in force." Said the cou
. . this act, by its own provisions, repeals the inconsistent provisions of a former act, and yet it is left to the county court to say
which act shall be enforce in their county. The act does not submit the question to the county court as an original question, to
decided by that tribunal, whether the act shall commence its operation within the county; but it became by its own terms a law
every county not excepted by name in the act. It did not, then, require the county court to do any act in order to give it effect.
being the law in the county, and having by its provisions superseded and abrogated the inconsistent provisions of previous la
the county court is . . . empowered, to suspend this act and revive the repealed provisions of the former act. When the questi
is before the county court for that tribunal to determine which law shall be in force, it is urge before us that the power then to
exercised by the court is strictly legislative power, which under our constitution, cannot be delegated to that tribunal or to any
other body of men in the state. In the present case, the question is not presented in the abstract; for the county court of Salin
county, after the act had been for several months in force in that county, did by order suspend its operation; and during that
suspension the offense was committed which is the subject of the present indictment . . . ." (See Mitchell vs. State [1901], 13
Ala., 392; 32 S., 687.)
True, the legislature may enact laws for a particular locality different from those applicable to other localities and, while
recognizing the force of the principle hereinabove expressed, courts in may jurisdiction have sustained the constitutionality of
submission of option laws to the vote of the people. (6 R.C.L., p. 171.) But option laws thus sustained treat of subjects purely
local in character which should receive different treatment in different localities placed under different circumstances. "They r
to subjects which, like the retailing of intoxicating drinks, or the running at large of cattle in the highways, may be differently
regarded in different localities, and they are sustained on what seems to us the impregnable ground, that the subject, though
embraced within the ordinary powers of municipalities to make by-laws and ordinances, is nevertheless within the class of pu
regulations, in respect to which it is proper that the local judgment should control." (Cooley on Constitutional Limitations, 5th e
p. 148.) So that, while we do not deny the right of local self-government and the propriety of leaving matters of purely local
concern in the hands of local authorities or for the people of small communities to pass upon, we believe that in matters of
general of general legislation like that which treats of criminals in general, and as regards the general subject of probation,
discretion may not be vested in a manner so unqualified and absolute as provided in Act No. 4221. True, the statute does no
expressly state that the provincial boards may suspend the operation of the Probation Act in particular provinces but, conside
that, in being vested with the authority to appropriate or not the necessary funds for the salaries of probation officers, they
thereby are given absolute discretion to determine whether or not the law should take effect or operate in their respective
provinces, the provincial boards are in reality empowered by the legislature to suspend the operation of the Probation Act in
particular provinces, the Act to be held in abeyance until the provincial boards should decide otherwise by appropriating the
necessary funds. The validity of a law is not tested by what has been done but by what may be done under its provisions. (W
E. Olsen & Co. vs. Aldanese and Trinidad [1922], 43 Phil., 259; 12 C. J., p. 786.)

It in conceded that a great deal of latitude should be granted to the legislature not only in the expression of what may be term
legislative policy but in the elaboration and execution thereof. "Without this power, legislation would become oppressive and
imbecile." (People vs. Reynolds, 5 Gilman, 1.) It has been said that popular government lives because of the inexhaustible
reservoir of power behind it. It is unquestionable that the mass of powers of government is vested in the representatives of th
people and that these representatives are no further restrained under our system than by the express language of the instrum
imposing the restraint, or by particular provisions which by clear intendment, have that effect. (Angara vs. Electoral Commiss
[1936], 35 Off. Ga., 23; Schneckenburger vs. Moran [1936], 35 Off. Gaz., 1317.) But, it should be borne in mind that a
constitution is both a grant and a limitation of power and one of these time-honored limitations is that, subject to certain
exceptions, legislative power shall not be delegated.

We conclude that section 11 of Act No. 4221 constitutes an improper and unlawful delegation of legislative authority to the
provincial boards and is, for this reason, unconstitutional and void.

3. It is also contended that the Probation Act violates the provisions of our Bill of Rights which prohibits the denial to any pers
of the equal protection of the laws (Act. III, sec. 1 subsec. 1. Constitution of the Philippines.)

This basic individual right sheltered by the Constitution is a restraint on all the tree grand departments of our government and
the subordinate instrumentalities and subdivision thereof, and on many constitutional power, like the police power, taxation a
eminent domain. The equal protection of laws, sententiously observes the Supreme Court of the United States, "is a pledge o
the protection of equal laws." (Yick Wo vs. Hopkins [1886], 118 U. S., 356; 30 Law. ed., 220; 6 Sup. Ct. Rep., 10464; Perley v
North Carolina, 249 U. S., 510; 39 Sup. Ct. Rep., 357; 63 Law. ed., 735.) Of course, what may be regarded as a denial of the
equal protection of the laws in a question not always easily determined. No rule that will cover every case can be formulated.
(Connolly vs. Union Sewer Pipe Co. [1902], 184, U. S., 540; 22 Sup. Ct., Rep., 431; 46 Law. ed., 679.) Class legislation
discriminating against some and favoring others in prohibited. But classification on a reasonable basis, and nor made arbitrar
or capriciously, is permitted. (Finely vs. California [1911], 222 U. S., 28; 56 Law. ed., 75; 32 Sup. Ct. Rep., 13; Gulf. C. & S. F
Co. vs. Ellis [1897], 165 U. S., 150; 41 Law. ed., 666; 17 Sup. Ct. Rep., 255; Smith, Bell & Co. vs. Natividad [1919], 40 Phil.,
136.) The classification, however, to be reasonable must be based on substantial distinctions which make real differences; it
must be germane to the purposes of the law; it must not be limited to existing conditions only, and must apply equally to each
member of the class. (Borgnis vs. Falk. Co. [1911], 147 Wis., 327, 353; 133 N. W., 209; 3 N. C. C. A., 649; 37 L. R. A. [N. S.]
489; State vs. Cooley, 56 Minn., 540; 530-552; 58 N. W., 150; Lindsley vs. Natural Carbonic Gas Co.[1911], 220 U. S., 61, 79
Law. ed., 369, 377; 31 Sup. Ct. Rep., 337; Ann. Cas., 1912C, 160; Lake Shore & M. S. R. Co. vs. Clough [1917], 242 U.S., 3
37 Sup. Ct. Rep., 144; 61 Law. ed., 374; Southern Ry. Co. vs. Greene [1910], 216 U. S., 400; 30 Sup. Ct. Rep., 287; 54 Law
ed., 536; 17 Ann. Cas., 1247; Truax vs. Corrigan [1921], 257 U. S., 312; 12 C. J., pp. 1148, 1149.)

In the case at bar, however, the resultant inequality may be said to flow from the unwarranted delegation of legislative power
although perhaps this is not necessarily the result in every case. Adopting the example given by one of the counsel for the
petitioners in the course of his oral argument, one province may appropriate the necessary fund to defray the salary of a
probation officer, while another province may refuse or fail to do so. In such a case, the Probation Act would be in operation i
the former province but not in the latter. This means that a person otherwise coming within the purview of the law would be lia
to enjoy the benefits of probation in one province while another person similarly situated in another province would be denied
those same benefits. This is obnoxious discrimination. Contrariwise, it is also possible for all the provincial boards to appropr
the necessary funds for the salaries of the probation officers in their respective provinces, in which case no inequality would
result for the obvious reason that probation would be in operation in each and every province by the affirmative action of
appropriation by all the provincial boards. On that hypothesis, every person coming within the purview of the Probation Act w
be entitled to avail of the benefits of the Act. Neither will there be any resulting inequality if no province, through its provincial
board, should appropriate any amount for the salary of the probation officer — which is the situation now — and, also, if we
accept the contention that, for the purpose of the Probation Act, the City of Manila should be considered as a province and th
the municipal board of said city has not made any appropriation for the salary of the probation officer. These different situatio
suggested show, indeed, that while inequality may result in the application of the law and in the conferment of the benefits
therein provided, inequality is not in all cases the necessary result. But whatever may be the case, it is clear that in section 11
the Probation Act creates a situation in which discrimination and inequality are permitted or allowed. There are, to be sure,
abundant authorities requiring actual denial of the equal protection of the law before court should assume the task of setting
aside a law vulnerable on that score, but premises and circumstances considered, we are of the opinion that section 11 of Ac
No. 4221 permits of the denial of the equal protection of the law and is on that account bad. We see no difference between a
which permits of such denial. A law may appear to be fair on its face and impartial in appearance, yet, if it permits of unjust a
illegal discrimination, it is within the constitutional prohibitions. (By analogy, Chy Lung vs. Freeman [1876], 292 U. S., 275; 23
Law. ed., 550; Henderson vs. Mayor [1876], 92 U. S., 259; 23 Law. ed., 543; Ex parte Virginia [1880], 100 U. S., 339; 25 Law
ed., 676; Neal vs. Delaware [1881], 103 U. S., 370; 26 Law. ed., 567; Soon Hing vs. Crowley [1885], 113 U. S., 703; 28 Law.
1145, Yick Wo vs. Hopkins [1886],118 U. S., 356; 30 Law. ed., 220; Williams vs. Mississippi [1897], 170 U. S., 218; 18 Sup. C
Rep., 583; 42 Law. ed., 1012; Bailey vs. Alabama [1911], 219 U. S., 219; 31 Sup. Ct. Rep. 145; 55 Law. ed., Sunday Lake Iro
Co. vs. Wakefield [1918], 247 U. S., 450; 38 Sup. Ct. Rep., 495; 62 Law. ed., 1154.) In other words, statutes may be adjudge
unconstitutional because of their effect in operation (General Oil Co. vs. Clain [1907], 209 U. S., 211; 28 Sup. Ct. Rep., 475;
Law. ed., 754; State vs. Clement Nat. Bank [1911], 84 Vt., 167; 78 Atl., 944; Ann. Cas., 1912D, 22). If the law has the effect o
denying the equal protection of the law it is unconstitutional. (6 R. C. L. p. 372; Civil Rights Cases, 109 U. S., 3; 3 Sup. Ct. Re
18; 27 Law. ed., 835; Yick Wo vs. Hopkins, supra; State vs. Montgomery, 94 Me., 192; 47 Atl., 165; 80 A. S. R., 386; State vs
Dering, 84 Wis., 585; 54 N. W., 1104; 36 A. S. R., 948; 19 L. R. A., 858.) Under section 11 of the Probation Act, not only may
said Act be in force in one or several provinces and not be in force in other provinces, but one province may appropriate for t
salary of the probation officer of a given year — and have probation during that year — and thereafter decline to make furthe
appropriation, and have no probation is subsequent years. While this situation goes rather to the abuse of discretion which
delegation implies, it is here indicated to show that the Probation Act sanctions a situation which is intolerable in a governme
laws, and to prove how easy it is, under the Act, to make the guaranty of the equality clause but "a rope of sand". (Brewer, J.
C. & S. F. Ry. Co. vs. Ellis [1897], 165 U. S., 150 154; 41 Law. ed., 666; 17 Sup. Ct. Rep., 255.) lawph!1.net

Great reliance is placed by counsel for the respondents on the case of Ocampo vs. United States ([1914], 234 U. S., 91; 58 L
ed., 1231). In that case, the Supreme Court of the United States affirmed the decision of this court (18 Phil., 1) by declining to
uphold the contention that there was a denial of the equal protection of the laws because, as held in Missouri vs. Lewis (Bow
vs. Lewis) decided in 1880 (101 U. S., 220; 25 Law. ed., 991), the guaranty of the equality clause does not require territorial
uniformity. It should be observed, however, that this case concerns the right to preliminary investigations in criminal cases
originally granted by General Orders No. 58. No question of legislative authority was involved and the alleged denial of the eq
protection of the laws was the result of the subsequent enactment of Act No. 612, amending the charter of the City of Manila
No. 813) and providing in section 2 thereof that "in cases triable only in the court of first instance of the City of Manila, the
defendant . . . shall not be entitled as of right to a preliminary examination in any case where the prosecuting attorney, after a
due investigation of the facts . . . shall have presented an information against him in proper form . . . ." Upon the other hand, a
analysis of the arguments and the decision indicates that the investigation by the prosecuting attorney — although not in the
had in the provinces — was considered a reasonable substitute for the City of Manila, considering the peculiar conditions of t
city as found and taken into account by the legislature itself.

Reliance is also placed on the case of Missouri vs. Lewis, supra. That case has reference to a situation where the constitutio
Missouri permits appeals to the Supreme Court of the state from final judgments of any circuit court, except those in certain
counties for which counties the constitution establishes a separate court of appeals called St. Louis Court of Appeals. The
provision complained of, then, is found in the constitution itself and it is the constitution that makes the apportionment of territ
jurisdiction.

We are of the opinion that section 11 of the Probation Act is unconstitutional and void because it is also repugnant to equal-
protection clause of our Constitution.

Section 11 of the Probation Act being unconstitutional and void for the reasons already stated, the next inquiry is whether or
the entire Act should be avoided.

In seeking the legislative intent, the presumption is against any mutilation of a statute, and the courts will reso
elimination only where an unconstitutional provision is interjected into a statute otherwise valid, and is so
independent and separable that its removal will leave the constitutional features and purposes of the act
substantially unaffected by the process. (Riccio vs. Hoboken, 69 N. J. Law., 649, 662; 63 L. R. A., 485; 55 Atl
1109, quoted in Williams vs. Standard Oil Co. [1929], 278 U.S., 235, 240; 73 Law. ed., 287, 309; 49 Sup. Ct.
Rep., 115; 60 A. L. R., 596.) In Barrameda vs. Moir ([1913], 25 Phil., 44, 47), this court stated the well-
established rule concerning partial invalidity of statutes in the following language:

. . . where part of the a statute is void, as repugnant to the Organic Law, while another part is valid, the valid
portion, if separable from the valid, may stand and be enforced. But in order to do this, the valid portion must
in so far independent of the invalid portion that it is fair to presume that the Legislative would have enacted it
itself if they had supposed that they could not constitutionally enact the other. (Mutual Loan Co. vs. Martell, 20
Mass., 482; 86 N. E., 916; 128 A. S. R., 446; Supervisors of Holmes Co. vs. Black Creek Drainage District, 99
Miss., 739; 55 Sou., 963.) Enough must remain to make a complete, intelligible, and valid statute, which carrie
out the legislative intent. (Pearson vs. Bass. 132 Ga., 117; 63 S. E., 798.) The void provisions must be elimina
without causing results affecting the main purpose of the Act, in a manner contrary to the intention of the
Legislature. (State vs. A. C. L. R., Co., 56 Fla., 617, 642; 47 Sou., 969; Harper vs. Galloway, 58 Fla., 255; 51
Sou., 226; 26 L. R. A., N. S., 794; Connolly vs. Union Sewer Pipe Co., 184 U. S., 540, 565; People vs.
Strassheim, 240 Ill., 279, 300; 88 N. E., 821; 22 L. R. A., N. S., 1135; State vs. Cognevich, 124 La., 414; 50 S
439.) The language used in the invalid part of a statute can have no legal force or efficacy for any purpose
whatever, and what remains must express the legislative will, independently of the void part, since the court h
no power to legislate. (State vs. Junkin, 85 Neb., 1; 122 N. W., 473; 23 L. R. A., N. S., 839; Vide, also,. U. S.,
Rodriguez [1918], 38 Phil., 759; Pollock vs. Farmers' Loan and Trust Co. [1895], 158 U. S., 601, 635; 39 Law
ed., 1108, 1125; 15 Sup. Ct. Rep., 912; 6 R.C.L., 121.)

It is contended that even if section 11, which makes the Probation Act applicable only in those provinces in which the respect
provincial boards provided for the salaries of probation officers were inoperative on constitutional grounds, the remainder of t
Act would still be valid and may be enforced. We should be inclined to accept the suggestions but for the fact that said sectio
in our opinion, is inseparably linked with the other portions of the Act that with the elimination of the section what would be lef
the bare idealism of the system, devoid of any practical benefit to a large number of people who may be deserving of the
intended beneficial result of that system. The clear policy of the law, as may be gleaned from a careful examination of the wh
context, is to make the application of the system dependent entirely upon the affirmative action of the different provincial boa
through appropriation of the salaries for probation officers at rates not lower than those provided for provincial fiscals. Withou
such action on the part of the various boards, no probation officers would be appointed by the Secretary of Justice to act in th
provinces. The Philippines is divided or subdivided into provinces and it needs no argument to show that if not one of the
provinces — and this is the actual situation now — appropriate the necessary fund for the salary of a probation officer, proba
under Act No. 4221 would be illusory. There can be no probation without a probation officer. Neither can there be a probation
officer without the probation system.

Section 2 of the Acts provides that the probation officer shall supervise and visit the probationer. Every probation officer is giv
as to the person placed in probation under his care, the powers of the police officer. It is the duty of the probation officer to se
that the conditions which are imposed by the court upon the probationer under his care are complied with. Among those
conditions, the following are enumerated in section 3 of the Act:

That the probationer (a) shall indulge in no injurious or vicious habits;

(b) Shall avoid places or persons of disreputable or harmful character;

(c) Shall report to the probation officer as directed by the court or probation officers;

(d) Shall permit the probation officer to visit him at reasonable times at his place of abode or elsewhere;

(e) Shall truthfully answer any reasonable inquiries on the part of the probation officer concerning his conduct
condition; "(f) Shall endeavor to be employed regularly; "(g) Shall remain or reside within a specified place or
locality;

(f) Shall make reparation or restitution to the aggrieved parties for actual damages or losses caused by his
offense;

(g) Shall comply with such orders as the court may from time to time make; and

(h) Shall refrain from violating any law, statute, ordinance, or any by-law or regulation, promulgated in accorda
with law.

The court is required to notify the probation officer in writing of the period and terms of probation. Under section 4, it is only a
the period of probation, the submission of a report of the probation officer and appropriate finding of the court that the probati
has complied with the conditions of probation that probation may be definitely terminated and the probationer finally discharg
from supervision. Under section 5, if the court finds that there is non-compliance with said conditions, as reported by the
probation officer, it may issue a warrant for the arrest of the probationer and said probationer may be committed with or witho
bail. Upon arraignment and after an opportunity to be heard, the court may revoke, continue or modify the probation, and if
revoked, the court shall order the execution of the sentence originally imposed. Section 6 prescribes the duties of probation
officers: "It shall be the duty of every probation officer to furnish to all persons placed on probation under his supervision a
statement of the period and conditions of their probation, and to instruct them concerning the same; to keep informed concer
their conduct and condition; to aid and encourage them by friendly advice and admonition, and by such other measures, not
inconsistent with the conditions imposed by court as may seem most suitable, to bring about improvement in their conduct an
condition; to report in writing to the court having jurisdiction over said probationers at least once every two months concerning
their conduct and condition; to keep records of their work; make such report as are necessary for the information of the Secre
of Justice and as the latter may require; and to perform such other duties as are consistent with the functions of the probation
officer and as the court or judge may direct. The probation officers provided for in this Act may act as parole officers for any p
or reformatory institution for adults when so requested by the authorities thereof, and, when designated by the Secretary of
Justice shall act as parole officer of persons released on parole under Act Number Forty-one Hundred and Three, without
additional compensation."

It is argued, however, that even without section 11 probation officers maybe appointed in the provinces under section 10 of A
which provides as follows:

There is hereby created in the Department of Justice and subject to its supervision and control, a Probation O
under the direction of a Chief Probation Officer to be appointed by the Governor-General with the advise and
consent of the Senate who shall receive a salary of four eight hundred pesos per annum. To carry out this Ac
there is hereby appropriated out of any funds in the Insular Treasury not otherwise appropriated, the sum of f
thousand pesos to be disbursed by the Secretary of Justice, who is hereby authorized to appoint probation
officers and the administrative personnel of the probation officer under civil service regulations from among th
who possess the qualifications, training and experience prescribed by the Bureau of Civil Service, and shall fi
the compensation of such probation officers and administrative personnel until such positions shall have been
included in the Appropriation Act.

But the probation officers and the administrative personnel referred to in the foregoing section are clearly not those probation
officers required to be appointed for the provinces under section 11. It may be said, reddendo singula singulis, that the proba
officers referred to in section 10 above-quoted are to act as such, not in the various provinces, but in the central office known
the Probation Office established in the Department of Justice, under the supervision of the Chief Probation Officer. When the
provides that "the probation officer" shall investigate and make reports to the court (secs. 1 and 4); that "the probation officer"
shall supervise and visit the probationer (sec. 2; sec. 6, par. d); that the probationer shall report to the "probationer officer" (s
3, par. c.), shall allow "the probationer officer" to visit him (sec. 3, par. d), shall truthfully answer any reasonable inquiries on t
part of "the probation officer" concerning his conduct or condition (sec. 3, par. 4); that the court shall notify "the probation offic
in writing of the period and terms of probation (sec. 3, last par.), it means the probation officer who is in charge of a particular
probationer in a particular province. It never could have been intention of the legislature, for instance, to require the probation
in Batanes, to report to a probationer officer in the City of Manila, or to require a probation officer in Manila to visit the probati
in the said province of Batanes, to place him under his care, to supervise his conduct, to instruct him concerning the condition
his probation or to perform such other functions as are assigned to him by law.

That under section 10 the Secretary of Justice may appoint as many probation officers as there are provinces or groups of
provinces is, of course possible. But this would be arguing on what the law may be or should be and not on what the law is.
Between is and ought there is a far cry. The wisdom and propriety of legislation is not for us to pass upon. We may think a la
better otherwise than it is. But much as has been said regarding progressive interpretation and judicial legislation we decline
amend the law. We are not permitted to read into the law matters and provisions which are not there. Not for any purpose —
even to save a statute from the doom of invalidity.

Upon the other hand, the clear intention and policy of the law is not to make the Insular Government defray the salaries of
probation officers in the provinces but to make the provinces defray them should they desire to have the Probation Act apply
thereto. The sum of P50,000, appropriated "to carry out the purposes of this Act", is to be applied, among other things, for the
salaries of probation officers in the central office at Manila. These probation officers are to receive such compensations as th
Secretary of Justice may fix "until such positions shall have been included in the Appropriation Act". It was the intention of the
legislature to empower the Secretary of Justice to fix the salaries of the probation officers in the provinces or later on to includ
said salaries in an appropriation act. Considering, further, that the sum of P50,000 appropriated in section 10 is to cover, amo
other things, the salaries of the administrative personnel of the Probation Office, what would be left of the amount can hardly
said to be sufficient to pay even nominal salaries to probation officers in the provinces. We take judicial notice of the fact that
there are 48 provinces in the Philippines and we do not think it is seriously contended that, with the fifty thousand pesos
appropriated for the central office, there can be in each province, as intended, a probation officer with a salary not lower than
of a provincial fiscal. If this a correct, the contention that without section 11 of Act No. 4221 said act is complete is an
impracticable thing under the remainder of the Act, unless it is conceded that in our case there can be a system of probation
the provinces without probation officers.

Probation as a development of a modern penology is a commendable system. Probation laws have been enacted, here and
other countries, to permit what modern criminologist call the "individualization of the punishment", the adjustment of the pena
to the character of the criminal and the circumstances of his particular case. It provides a period of grace in order to aid in the
rehabilitation of a penitent offender. It is believed that, in any cases, convicts may be reformed and their development into
hardened criminals aborted. It, therefore, takes advantage of an opportunity for reformation and avoids imprisonment so long
the convicts gives promise of reform. (United States vs. Murray [1925], 275 U. S., 347 357, 358; 72 Law. ed., 309; 312, 313;
Sup. Ct. Rep., 146; Kaplan vs. Hecht, 24 F. [2d], 664, 665.) The Welfare of society is its chief end and aim. The benefit to the
individual convict is merely incidental. But while we believe that probation is commendable as a system and its implantation i
the Philippines should be welcomed, we are forced by our inescapable duty to set the law aside because of the repugnancy t
our fundamental law.

In arriving at this conclusion, we have endeavored to consider the different aspects presented by able counsel for both partie
as well in their memorandums as in their oral argument. We have examined the cases brought to our attention, and others w
have been able to reach in the short time at our command for the study and deliberation of this case. In the examination of th
cases and in then analysis of the legal principles involved we have inclined to adopt the line of action which in our opinion, is
supported better reasoned authorities and is more conducive to the general welfare. (Smith, Bell & Co. vs. Natividad [1919], 4
Phil., 136.) Realizing the conflict of authorities, we have declined to be bound by certain adjudicated cases brought to our
attention, except where the point or principle is settled directly or by clear implication by the more authoritative pronounceme
of the Supreme Court of the United States. This line of approach is justified because:

(a) The constitutional relations between the Federal and the State governments of the United States and the d
character of the American Government is a situation which does not obtain in the Philippines;

(b) The situation of s state of the American Union of the District of Columbia with reference to the Federal
Government of the United States is not the situation of the province with respect to the Insular Government (A
sec. 8 cl. 17 and 10th Amendment, Constitution of the United States; Sims vs. Rives, 84 Fed. [2d], 871),

(c) The distinct federal and the state judicial organizations of the United States do not embrace the integrated
judicial system of the Philippines (Schneckenburger vs. Moran [1936], 35 Off. Gaz., p. 1317);

(d) "General propositions do not decide concrete cases" (Justice Holmes in Lochner vs. New York [1904], 198
S., 45, 76; 49 Law. ed., 937, 949) and, "to keep pace with . . . new developments of times and circumstances
(Chief Justice Waite in Pensacola Tel. Co. vs. Western Union Tel. Co. [1899], 96 U. S., 1, 9; 24 Law. ed., 708
Yale Law Journal, Vol. XXIX, No. 2, Dec. 1919, 141, 142), fundamental principles should be interpreted havin
view existing local conditions and environment.

Act No. 4221 is hereby declared unconstitutional and void and the writ of prohibition is, accordingly, granted. Without any
pronouncement regarding costs. So ordered.

Avanceña, C.J., Imperial, Diaz and Concepcion, JJ., concur.


Villa-real and Abad Santos, JJ., concur in the result.

The Lawphil Project - Arellano Law Foundation

You might also like