Which Are The Basic Meaning Dimensions o

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Personality and Individual Differences 51 (2011) 986–990

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Personality and Individual Differences


journal homepage: www.elsevier.com/locate/paid

Which are the basic meaning dimensions of observable interpersonal behavior?


Daniel Leising a,⇑, Wiebke Bleidorn b,1
a
Department of Psychology, University of Halle-Wittenberg, Germany
b
Department of Psychology, University of Bielefeld, Germany

a r t i c l e i n f o a b s t r a c t

Article history: We investigated the basic meaning dimensions of overt interpersonal behavior in an observational multi-
Received 16 May 2011 rater multi-situation study. The interpersonal behavior of 99 participants in 17 different interpersonal
Received in revised form 30 July 2011 role-plays was videotaped and judged by three independent observers using 35 adjective-pairs. Principal
Accepted 3 August 2011
Components Analysis yielded three factors with Eigenvalues above chance level. The first two factors
Available online 10 September 2011
were easily identifiable as Agency and Communion, which represent the fundamental dimensions in inter-
personal theory (Wiggins, 1991). Unexpectedly, we also found a third, weaker factor pertaining to Emo-
Keywords:
tional Stability. Factor coefficients and factor scores of all three factors showed acceptable to good
Big Five
Agency
stability across observers and role-plays. Our study is the first to demonstrate the appropriateness of
Communion the Agency/Communion framework with observational data.
Emotional Stability Ó 2011 Elsevier Ltd. All rights reserved.
Neuroticism
Behavior
Observation

1. Introduction Another conceptual framework for assessing interpersonal


behavior is associated with the Five Factor Model of personality
A number of broad conceptual frameworks compete with each (e.g., John, Naumann, & Soto, 2008; McCrae & John, 1992). The Five
other regarding which best represents the various possible mean- Factor Model suggests that five broad factors, namely Extraversion,
ings of interpersonal behavior: One is the Interpersonal Circumplex Agreeableness, Conscientiousness, Neuroticism and Openness to
Model (Leary, 1957; Wiggins, 1979; Kiesler, 1983), which ad- Experience, suffice to capture most of the relevant personality var-
dresses interpersonal behavior in terms of two orthogonal dimen- iance between people. The first two are clearly the most interper-
sions: Dominance and Affiliation. High Dominance implies high sonal of these dimensions (see, McCrae & John, 1992): Extraversion
status, power, control, and leadership, whereas low Dominance im- distinguishes people who seek frequent, intense, and lively interac-
plies submission, obedience, yielding and surrender. High Affilia- tions with others (= high Extraversion) from more seclusive people
tion implies love, nurturance, warmth and intimacy, whereas low who prefer lower levels of arousal and tend to keep a distance from
Affiliation implies coldness, distance, and (possibly) hostility. Wig- others. Agreeableness distinguishes people who are willing to
gins (1991) expanded the Interpersonal Circumplex Model, by compromise and easy to get along with (= high Agreeableness)
using Bakan’s (1966) labels of ‘‘Agency’’ and ‘‘Communion’’ for from people who are more calculating and quarrelsome. McCrae
the two dimensions. Agency highlights a person’s motive and and Costa (1989) demonstrated that Extraversion and Agreeable-
capacity to ‘‘get ahead’’ (sometimes ahead of others). The Agency ness may be considered alternative rotations of the two Interper-
dimension is considerably broader than Dominance, as it also per- sonal Circumplex dimensions, or vice versa: Both sets of
tains to characteristics such as competence, efficiency and activity dimensions describe essentially the same two-dimensional do-
(cf. Abele-Brehm & Wojciske, 2007). Communion, on the other main of psychological functioning, which may be called the ‘‘inter-
hand, highlights a person’s motive and capacity to ‘‘get along’’ with personal plane’’. The only difference between the two frameworks
others (Hogan, 1983), and thus is quite similar to Affiliation. lies in the orientations of the ‘‘axes’’ of the plane: Extraversion is
essentially a mixture of high Dominance and high Affiliation,
whereas Agreeableness is a mixture of high Affiliation and some
submissiveness (= moderately low Dominance).
⇑ Corresponding author. Address: Department of Psychology, University of Halle- All of the above-named frameworks were largely established by
Wittenberg, D-06099 Halle (Saale), Germany. Tel.: +49 345 55 24377; fax: +49 345
analyzing global retrospective descriptions of persons. Thus, they
55 27217.
E-mail addresses: Daniel.Leising@psych.uni-halle.de (D. Leising), Wiebke.
essentially reflect the factor structure of traits or dispositions.
Bleidorn@uni-bielefeld.de (W. Bleidorn). We are not aware of any study that ever addressed the question
1
Tel.: +49 521 106 4540; fax: +49 521 106 6422. of how many, and which, interpersonal meaning dimensions

0191-8869/$ - see front matter Ó 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.paid.2011.08.003
D. Leising, W. Bleidorn / Personality and Individual Differences 51 (2011) 986–990 987

people would use spontaneously when they are asked to judge of other measures. In the present paper, we will only refer to
other people’s overt, momentary interpersonal behavior. The goal assessments of the participants’ overt interpersonal behavior. Each
of the present study was to answer this question. participant took part in 17 dyadic role-plays (‘‘standard interaction
Borkenau and Ostendorf (1998) demonstrated that the Five Fac- tasks’’), to assess his or her habitual ways of dealing with challeng-
tor Model of personality may not only be used to conceptualize sta- ing interpersonal situations. At the beginning of each role-play, the
ble individual differences between people, but also changes within participant received a written instruction containing an outline of a
individual persons (= states). For demonstrating this, they used ‘‘p- hypothetical situation and a request to demonstrate some critical
factoring’’, which means that the correlations of items across sev- target behavior. For example, in one role-play the participants
eral measurement occasions (= ‘‘cases’’) were separately factored were asked to imagine that they had attended a very good party
for each person. However, Borkenau and Ostendorf used self-report the evening before, and now incidentally met the host of that party
data only: Their participants reported their own states in terms of again. Their task was to thank and commend the host for the great
adjectives for 90 consecutive days. The idea that states and traits party.
may be described in terms of the same items has recently gained We used the following interaction tasks: (1) initiate a conversa-
some new popularity within the ‘‘personality states’’-approach tion, (2) apologize to someone, (3) thank someone, (4) assert a
(Bleidorn, 2009; Fleeson, 2001). For example, Fleeson (2001) con- claim, (5) confront someone, (6) present yourself positively, (7)
ceptualized personality in terms of ‘‘density distributions of be self-critical, (8) show empathy, (9) reprimand someone, (10)
states’’: As a person’s states accumulate over time, they form a dis- convince someone of doing something, (11) give instructions,
tribution. The mean of that distribution may be used as an estimate (12) pay a compliment, (13) ask for emotional support, (14)
of the person’s trait level, whereas measures of dispersion (e.g., the encourage someone, (15) bargain with someone, (16) express your
standard deviation) may be used to assess how much the person’s affection for someone, and (17) ask for instrumental support. The
states vary across time and situations. However, like Borkenau and creation and selection of the role-plays was partly based on the
Ostendorf (1998), Fleeson also used self-report measures (i.e., theoretical models we referred to above, and on experiences with
experience sampling) only. interpersonal role-plays that are reported in previous studies
We emphasize the issue of perspective (self- versus other-rat- (e.g., Leising, Sporberg, & Rehbein, 2006; Leising & Müller-Plath,
ings), because it is likely to make a difference in terms of the 2009). More detailed descriptions of the individual role-plays
dimensionality of person descriptions. Judgments of the same tar- may be obtained from the first author.
get person from different perspectives (e.g., from within versus In the role-plays, the participants interacted with one of three
from outside) may differ systematically with regard to the kind confederates (two female, one male), who were advanced psychol-
and amount of information on which they are based (cf. Beer & Wat- ogy students. Participants were randomly paired with the confed-
son, 2008; Vazire, 2010). Most important, because more internal erates, as the orders in which participants and confederates signed
phenomena like thoughts, intentions and expectations are difficult up for time slots in the study were independent of each other. The
or impossible to observe, they are unlikely to form separate factors only restriction was that the male confederate would be the inter-
when a person is judged from outside, by strangers. Thus, if we are action partner for about half of the sample. As a consequence of the
to judge only the overt (i.e., visible, audible), momentary behaviors random pairing, participant sex and confederate sex were uncorre-
of people who are interacting with others, and we have no prior lated. It was ensured that confederates and participants were unac-
information about those people, and no opportunity to ask them quainted with each other. For each participant, the order in which
about their inner experiences, it is likely that the number of mean- the individual role-plays were presented was randomized. A par-
ing dimensions we use in our judgments will be rather limited. The ticipant interacted with the same confederate in all role-plays,
intriguing question that remains is: How many, and which, dimen- and the confederates gave scripted answers, in order to make the
sions will it be? To answer this question, we videotaped target per- situations as similar as possible for all participants.
sons in several interpersonal role-plays, let unacquainted The participants’ interpersonal behavior in the role-plays was
observers judge the targets’ behavior by means of natural language videotaped and then rated from video by three female observers,
terms, and then applied exploratory factor analysis to the obser- all of whom were grad students in psychology. For their ratings,
ver-ratings. the observers used 35 pairs of adjectives, which always appeared
in the same order (reported in Table 1). The observers watched
each video-clip once, judged the respective participant’s behavior
2. Method
by means of the first 18 items, then watched the video-clip a sec-
ond time, and then judged the participant’s behavior by means of
2.1. Sample
the remaining 17 items. By using this procedure, we hoped to max-
imize the amount of actual behavioral information that would be
The study was carried out at a mid-size university in the East of
considered by the observers as a base for their judgments. It was
Germany. We used-an ad hoc sample of ninety-nine research vol-
ensured that the observers had never met the participants they
unteers (66 female) with a mean age of 23.0 years (SD = 3.8,
rated before. The observers worked independently, and did not
range = 18–36). About half of the participants were university stu-
communicate with each other about their judgments. Furthermore,
dents, whereas the remaining participants came from the commu-
the observers were not aware of the research questions of the
nity. Participation was denied to persons who were undergoing
study, and did not know how the items of the measure (see below)
psychiatric treatment, in order to protect them from the stress that
related to the different dimensional models.
may be caused by participating in the somewhat challenging inter-
personal role-plays (see below). All participants received a finan-
2.3. Measure
cial compensation of 15 Euro. The study was advertised online
and by public notice on campus.
The Minimum Redundancy Scales (Ostendorf, 1990) consist of
adjective pairs that were carefully selected to assess the Big Five per-
2.2. Procedure sonality factors with as little semantic overlap as possible. Its five-
factor structure has repeatedly been demonstrated with large sets
The data were collected in the course of a larger research pro- of self-ratings of personality. In the full version of the measure, each
ject, in which the same participants were also assessed by means factor is assessed by nine pairs of adjectives (e.g., talkative–silent for
988 D. Leising, W. Bleidorn / Personality and Individual Differences 51 (2011) 986–990

Table 1
Principal components analysis of ratings of overt interpersonal behavior (averaged across observers and situations).

Item MRS-Scale German English translation Factor


1 E Gesprächig–Schweigsam Talkative–silent .930 .085 .083
25 E Offen–Zugeknöpft Frank–restrained .926 .034 .151
33 C Fleißig–Faul Hardworking–lazy .919 .219 .124
15 C Übergenau–Ungenau Scrupulous–unscrupulous .912 .096 .118
11 O Kreativ–Unkreativ Creative–uncreative .912 .024 .227
17 O Originell–Konventionell Original–conventional .909 .085 .199
23 O Phantasievoll–Phantasielos Imaginative–unimaginative .892 .024 .227
3 C Gründlich–Unsorgfältig Thorough–careless .882 .140 .233
7 E Kontaktfreudig–Zurückhaltend Sociable–reserved .872 .020 .226
*
6 Entschlossen–Lasch Determined–slack .867 .298 .271
19 E Gesellig–Zurückgezogen Gregarious–aloof .825 .156 .187
*
35 Schüchtern–Durchsetzungsfähig Timid–assertive .712 .297 .542
34 ES Selbstvertrauend–Hilflos Self-confident–helpless .671 .240 .636
5 O Intelligent–Unintelligent Intelligent–unintelligent .664 .190 .559
9 C Geordnet–Ungeordnet Orderly–disorderly .662 .301 .530
*
12 Dominant–Unterwürfig Dominant–submissive .629 .595 .431
29 O Gebildet–Ungebildet Educated–uneducated .606 .185 .588
8 A Nachsichtig–Barsch Lenient–harsh .041 .955 .080
32 A Höflich–Grob Polite–rude .153 .954 .128
26 A Weichherzig–Rücksichtslos Softhearted–ruthless .061 .953 .134
20 A Friedfertig–Streitsüchtig Peaceful–quarrelsome .084 .951 .136
2 A Gutmütig–Reizbar Good-natured–irritable .068 .946 .071
14 A Selbstlos–Selbstsüchtig Self-forgetful–selfish .085 .913 .004
*
24 Stolz–Bescheiden Proud–unassuming .399 .814 .264
*
18 Eigenständig–Angepasst Self-sufficient–conforming .133 .799 .250
13 E Anschlussbedürftig–Einzelgängerisch Joiner–loner .240 .789 .314
31 E Impulsiv–Selbstbeherrscht Impulsive–self-controlled .425 .722 .338
27 C Ordentlich–Unachtsam Neat–sloppy .568 .681 .306
21 C Gewissenhaft–Nachlässig Conscientious–negligent .611 .668 .227
22 ES Gefühlsstabil–Labil Stable–unstable .467 .087 .820
16 ES Entspannt–Überempfindlich Relaxed–tense .084 .500 .772
*
30 Unabhängig–Abhängig Independent–dependent .391 .484 .670
28 ES Sicher–Unsicher Secure–insecure .666 .238 .666
4 ES Robust–Verletzlich Robust–vulnerable .409 .577 .630
10 ES Selbstzufrieden–Selbstmitleidig Self-satisfied–self-pitying .420 .566 .567

Note: Original items from the Minimum Redundancy Scales (MRS). The ‘‘Item’’ column contains the order in which the items were presented.
In the table, items were re-ordered to facilitate factor interpretation. E = Extraversion, ES = Emotional Stability, C = Conscientiousness, A = Agreeableness, O = Openness.
*
Additional items (not included in MRS). Boldface: Highest loading per item.

Extraversion (E); softhearted–ruthless for Agreeableness (A); secure– 3.1. Inter-rater agreement
insecure for Emotional Stability (ES); creative–uncreative for Open-
ness (O); thorough–careless for Conscientiousness (C)). In the present Separately for each of the 17 situations and each of the 35 items,
study, the observers used an abridged version, due to limited re- we computed the agreement (a) between the three observers. The
sources. This abridged version (MRS-30) comprises 30 items only, resulting 595 coefficients (17 situations  35 items) had a mean of
but has been shown to still provide good discriminant validity for .61 and a standard deviation of .13 (range: .13 to .87). Eighty per-
the factors, and good internal consistencies for the scales (Schallber- cent of these coefficients were .50 or higher. When aggregating
ger & Venetz, 1999). One Openness item (artistic–unartistic) was across the 17 situations before computing inter-rater agreement,
omitted because it seemed irrelevant for the assessment of interper- the average a was .80 with a standard deviation of .07 (range:
sonal behavior. Because the Dominance dimension of the Interper- .58–.90). Eighty percent of these coefficients were .76 or higher.
sonal Circumplex model is not sufficiently represented within the Thus, at least at a higher level of aggregation, the agreement be-
Minimum Redundancy Scales, we added another six items from tween the observers was good.
Ostendorf’s (1990) impressive set of adjective pairs to assess this do-
main as well (i.e., dominant–submissive, timid–assertive, determined–
slack, proud–unassuming, independent–dependent, self-sufficient-con- 3.2. Factor structure of aggregated observer-ratings
forming). For each item, the observers indicated which of the two
adjectives described the interpersonal behavior of a target person In order to determine the factor structure of the observer-rat-
better, by means of a six-point bipolar rating scale. ings, we conducted Principal Components Analyses (PCA) with
Varimax rotation. The number of factors to be retained was deter-
mined by parallel analysis (Horn, 1965). Fig. 1 displays the Scree
3. Results plot for a PCA with observer-ratings that were averaged across
observers and situations. The figure also contains the 95 percent
In the following, we will report on the agreement between observ- confidence limit for Eigenvalues that would be expected when
ers, as well as on the stability of values (factor coefficients, factor using a random data matrix with the same numbers of cases and
scores) across situations, and across observers. These different kinds variables (= parallel analysis, 1000 trials). By comparing the empir-
of associations are traditionally expressed by means of different indices ical Eigenvalues with the confidence limit, it is possible to identify
(i.e., Intraclass Correlations (ICC) vs. Cronbach’s a). However, because the factors whose Eigenvalues exceed chance level. The parallel
a and ICC (2, k), which is the appropriate measure of inter-rater analysis unequivocally suggested retaining three factors. Thus, as
agreement in the present study, yield identical results when applied expected, the factor structure of the item set was simpler when
to the same data, we will only use a, for the sake of simplicity. the items were used for judging people’s overt interpersonal
D. Leising, W. Bleidorn / Personality and Individual Differences 51 (2011) 986–990 989

18 once: (a) the similarities of the covariance structures of the ratings


by the individual observers (which was also tested in the first set of
16
analyses), and (b) the extent to which the observers assigned sim-
14 ilar ratings to the targets on the respective factors. Dissimilarities
12 of covariance structures and disagreements in judging the relative
Eigenvalue

positions of targets would both lead to lower consistencies, which


10
is why this approach represents an even more conservative test of
8 replicability. The resulting coefficients were a = .91 for Agency,
6
a = .90 for Communion, and a = .85 for Emotional Stability, imply-
ing that the observers arrived at very similar judgments regarding
4 the participants’ relative standings on the three factors.
2

0 3.4. Stability of factors across situations


Component
We also conducted separate PCAs (Varimax, three factors) for
Fig. 1. Eigenvalues for Principal Components Analysis of observer-ratings (averaged each of the seventeen role-plays, averaging across the three
across observers and situations). Thick line = empirical Eigenvalues. Thin line = 95% observers. The internal consistencies of the factor coefficients
confidence limit derived by parallel analysis (Horn, 1965).
across role-plays were a = .99 for Agency, a = .99 for Communion,
behavior. The first five Eigenvalues were 16.91, 10.77, 2.53, 1.22 and a = .92 for Emotional Stability. The internal consistencies of
and 0.81. The loadings of the 35 items on the three factors (after the respective factor scores were a = .91 for Agency, a = .92 for
rotation) are displayed in Table 1. For each item, the highest load- Communion and a = .78 for Emotional Stability. Thus, whereas
ing is printed in boldface. the factor structure itself was remarkably stable across role-plays,
The third factor was the easiest to interpret: It assembled five of the participants’ scores on the three factors were very stable for
the six Emotional Stability items, plus one of the six additional Agency and Communion, but somewhat less stable for Emotional
items (‘‘independent–dependent’’). In light of this pattern, we think Stability.
it is appropriate to use the label ‘‘Emotional Stability’’ for this fac-
tor. The six items with the highest loadings on the second factor 4. Discussion
were all from the Agreeableness scale. However, the second factor
also assembled a few items from other scales: Participants with The present study is the first to investigate the basic meaning
high scores on this factor were also described as being ‘‘unassum- dimensions of overt, momentary interpersonal behavior by means
ing’’ (and not ‘‘proud’’), ‘‘conforming’’ (and not self-sufficient), ’’join- of observational methods. One-hundred participants interacted
ers’’ (and not ‘‘loners’’), ‘‘self-controlled’’ (and not ‘‘impulsive’’), with confederates in 17 different interpersonal role-plays, and
‘‘neat’’ (and not ‘‘sloppy’’), and ‘‘conscientious’’ (and not ‘‘negligent’’). their interpersonal behavior was judged independently by three
According to our view, this pattern of loadings justifies naming the observers. A Principal Components Analysis of the observer-ratings
second factor ‘‘Communion’’, as the items seem to describe a per- yielded three factors that had Eigenvalues above chance level. The
son who is easy to ‘‘get along’’ with (Hogan, 1983). The first factor first factor mainly assembled items referring to activity, ambition,
was even broader than the other two. It comprised items referring competence, dominance, and creativity. Most of these reflect a per-
to activity (e.g., ‘‘talkative–silent’’, ‘‘hardworking–lazy’’), sociability son’s motive and/or capacity to ‘‘get ahead’’ (cf. Hogan, 1983). Even
(e.g., ‘‘gregarious–aloof’’), ambition (e.g., ‘‘determined–slack’’), though four of the six Extraversion items had their highest load-
precision (e.g., ‘‘thorough–careless’’), creativity (e.g., ‘‘original– ings on the first factor, the content domain that was covered by
conventional’’), competence (e.g., ‘‘intelligent–unintelligent’’, this factor was obviously broader. In light of the pattern of loadings
‘‘educated–uneducated’’), as well as dominance (e.g., ‘‘dominant– displayed in Table 1, we think that labeling the first factor
submissive’’, ‘‘timid–assertive’’). The majority of these items belong ‘‘Agency’’ is appropriate. The second factor comprised all six Agree-
to the Extraversion, Openness and Conscientiousness scales of the ableness items, as well as several other items reflecting a benign
MRS. We think it is straightforward to interpret the first factor as attitude towards other people. As these characteristics make it eas-
‘‘Agency’’, given that most of these characteristics reflect a person’s ier for a person to ‘‘get along’’ with others, we think it is justified to
willingness and/or ability to ‘‘get ahead’’ (Hogan, 1983). To conclude, call the second factor ‘‘Communion’’. Thus, our study largely sup-
we clearly identified three factors that accounted for the bulk of ports the notion that Agency and Communion are indeed the major
variance (86.3%) in observer-ratings of other people’s overt interper- meaning dimensions of observable interpersonal behavior.
sonal behavior. The first two factors were Agency and Communion, It may be noted that some items (e.g., 21 and 27) had substan-
whereas the third factor reflected Emotional Stability. tial loadings on more than one factor. Thus, when plotting the
loadings, some items would fall ‘‘in between’’ the end points of
3.3. Replicability of factors across observers the factors. A circumplex structure, however, would not be ob-
tained with this data, because the vast majority of items were
In order to determine how well the three factors of interper- keyed in the same direction (cf. Gurtman & Balakrishnan, 1998).
sonal behavior were replicable across observers, we independently The meaning of the third factor was also very clear, as it assem-
factored the ratings by the three observers (PCA with Varimax bled five of the six Emotional Stability items. Emotional Stability
rotation, three factors), averaging across role-plays. First, we com- (the opposite of Neuroticism or Negative Affectivity) is usually
puted the internal consistencies of the vectors of factor coefficients considered a more ‘‘internal’’ (i.e., not very well visible) character-
for corresponding factors. The resulting coefficients were a = .95 istic, because it mainly concerns people’s tendency to experience
for Agency, a = .97 for Communion, and a = .95 for Emotional Sta- negative emotions (Watson & Clark, 1984). Accordingly, this con-
bility. Thus, all three factors demonstrated excellent replicability tent domain is not represented in most dimensional models of
across observers. Second, we computed the internal consistencies interpersonal behavior. It neither features in Wiggins’s (1991) or
of the factor scores resulting from the different PCAs. It should Bakan’s (1966) model, nor in the original Interpersonal Circumplex
be noted that these latter consistencies reflect two influences at Model (Kiesler, 1983; Leary, 1957; Wiggins, 1979). However, our
990 D. Leising, W. Bleidorn / Personality and Individual Differences 51 (2011) 986–990

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