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Shell Structures Lessons in Structural Efficiency For Sustainable Construction
Shell Structures Lessons in Structural Efficiency For Sustainable Construction
Shell Structures Lessons in Structural Efficiency For Sustainable Construction
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April 2020 | thestructuralengineer.org
Design philosophy:
an exploration
The arch as a structural form came into
being when beams were no longer able
to bridge increasingly long spans. Vaults
and domes may also have evolved for
this reason, although some historians
and architects suggest that domical
roofs in cathedrals are suggestive
of heaven or the realm of gods.
Nonetheless, vaults and domes (the
most common early shell geometries)
were used for different functions and
built from different materials in different
places around the globe.
Nubian technique
Earthen structures as practised by
the Auroville Earth Institute (AVEI), a
partner institute of the UNESCO Chair of
Earthen Architecture, are not necessarily
a traditional Indian technology, but
rather a mindful adoption of the Nubian
technique, as popularised by Egyptian
architect Hassan Fathy. However,
significant improvements to the design
methodology, production of material and vault is built as a sequence of arches ÏFIGURE 2: Model
construction have taken place at AVEI slightly leaning on each other. The binder of proposed MLK Jr
Pavilion in Austin,
during its 30 years of existence.
The Nubian technique originated in
is a silty-clayey soil (traditionally from the
Nile) and a binder layer of 10–15 mm is
Texas
CATALAN
southern Egypt, with the famous vaults used with sun-dried earthen blocks. VAULTING IS ALSO
of the granaries of the Ramesseum at
Gourna testament to the success of Catalan vaulting
A FREE-SPANNING
the technique. The basis of the Nubian In contrast to the heavy, thick masonry TECHNIQUE
technique is that the earthen blocks shells of the Nubian technique, Catalan
adhere to each other with an earthen vaulting (known as Guastavino vaulting in be used with free-form shells such as
binder (Figure 1)2. The dryer blocks the USA) uses multiple layers of very thin that proposed for the Martin Luther
draw in water by capillary suction and tiles (usually three layers of 15–20mm King (MLK) Jr Pavilion in Austin, Texas
the clay components of the soil act as thick tiles). (Figure 2). The first layer of a Catalan
an adhesive to bind the blocks. Catalan vaulting is also a free- ÓFIGURE 3: vault is built in space with a fast-setting
Guastavino vaulted
Traditionally, the Nubian technique spanning technique, using guides to gypsum mortar. The subsequent layers
ceiling at Oyster Bar
requires a back wall to mark the curve define the geometry in space. This in Grand Central are built with the first layer acting as the
and ‘lean’ the first course of blocks. The makes it an interesting technique to Station, New York formwork.
There are many examples of Catalan
vaulting in both Barcelona and the USA.
Examples in Barcelona include Teatre
La Massa (Rafael Guastavino), a factory
building in Terrassa (Lluís Muncunill i
Parellada), Palau de la Música Catalana
(Lluís Domènech i Montaner) and
Restaurant En Ville (Guastavino).
Examples in Boston include the
Boston Public Library, the patio of
the Boston Coast Guard building and
Fariborz Maseeh Hall at MIT, while
examples in New York City include the
Municipal Building on Chambers Street,
Queensboro Bridge, and the Oyster Bar
at Grand Central Station (Figure 3). All
these US examples were designed and
built by the Guastavino company.
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thestructuralengineer.org | April 2020
canvas of the three-dimensional (3D) ÔFIGURE 4: Gaudí’s one quadrant gives a maximum stress
space to produce some wonderful forms following forces, of 11.2MPa; by adjusting itself through
Park Güell, Barcelona
structures. Although one might be active controls, the shell can reduce the
hesitant to call them shells, they follow maximum stress to 3.2MPa.
the principle of form resistance. The hand-off point between the mass-
Park Güell houses simple examples resistant system and the active-control
of forms following forces (Figure 4), system (i.e. the material utilisation
whereas La Sagrada Família, Colònia factor) is determined based on energy:
Güell, Casa Milà and Casa Batlló depict the embodied energy of the material
more elaborate expressions of this idea. that resists permanent loads and the
actuation energy required for active
Similar yet di erent control of the structure. Further research
All three traditions of shell structures – on active-control structures continues at
Roman, Nubian and Catalan – do the ILEK Stuttgart.
same fundamental thing: they carry
loads primarily in compression. However, Resisting lateral thrust
there are interesting differences in (i) how The heavy masonry structures observed
they account for variable loading, and (ii) in Auroville (Nubian technique) and in
how the lateral thrusts at supports are traditional masonry structures (i.e. Roman
resisted. arches) use masonry buttresses to safely
carry the large horizontal thrusts created.
Accounting for variable load a) Domed roof slab In contrast, lightweight Catalan vault
Like Roman arches, the heavy Nubian systems use steel tie rods (Fig. 5a) to
vaults have a much higher self-weight carry the horizontal thrusts.
in comparison to variable loads. Also, These tie-back techniques are
these shell structures are typically used observed in more modern projects by
the Block Research Group (BRG) at ETH
Zurich. The Armadillo Vault for the Venice
Biennale in 2016 used steel support
ALL THREE TRADITIONS plates tied back with steel rods so as
not to damage the historical fl oor of the
DO THE SAME exhibition hall. The ETH Zurich pavilion for
FUNDAMENTAL THING: THEY the 2015 Ideas City festival in New York
did not use any ties. The lighter weight
CARRY LOADS PRIMARILY of the vault (due to the material used)
IN COMPRESSION meant that the stability of the stack of
timber pallets supporting the vault (tied
together to act as a single unit) could be
as roof structures rather than slab guaranteed by weighing down the timber
systems. Thus, the self-weight itself is pallets with ballast loads.
the significant loading and the effects Gaudí took a different view of
of variable action can be reasonably transferring the thrusts from heavy shells.
accounted for by having a ‘safety Instead of traditional buttressing, which
margin’ on the thickness of the shell. stays true to the concept of rectilinear
Catalan vaults are used as slab b) Vaulted viaduct spaces, he used inclined columns to
systems (Figure 5) and have a much support the random rubble vaulted
thinner shell. As such, the variable viaducts at Park Güell (Fig. 4). These are
loading is a significant factor for the oriented so that the columns primarily
safety of the structure. Catalan vaulted resist axial loads and minimise bending
fl oor slabs account for the variable moments.
loading by having vertical stiffeners
(Fig. 5c). Furthermore, the doubly Prinzip leichtbau
curved shell is extremely stiff and is The lightweight principle presented by
capable of safely carrying asymmetric Frei Otto compares masses and how
loadings due to its multiple load paths. they can transmit forces. The ability to
This was masterfully exploited by transmit forces (Tra) is quantified using
Guastavino (Fig. 3). the force that can be transmitted (F)
The next generation of ‘engineered’ and the length of the load path (s). This
shells can be observed at the Institute extends the concept of form and forces
of Lightweight Structures (ILEK) in to include masses. With masses brought
Stuttgart: the SmartShell (Figure 6). into the mix, it is now possible to relate
This 40mm thick timber shell of 10.28m form and forces to energy and cost –
span and 3.57m rise has three supports which are much easier parameters for the
which can be actively controlled and one public and policy makers to comprehend.
stationary support. The shell is sized to In ILEK publication IL 24, Otto presents
resist only the permanent actions. The a parameter called Bic (with units g/
variable loads are resisted by the active Nm), which is the ratio of mass to Tra.
control of the structure at the supports An interesting observation from his study
(Fig. 6b). A 0.4kN/m2 additional load on c) Tilted columns is that tension systems (e.g. cable nets)
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April 2020 | thestructuralengineer.org
Design methodology:
from intuition to the ÐÎc) Partially
demolished part of
information age slab showing vertical
Structural analysis of compression-only stiffeners in hollow
forms has evolved over the years. But slab
Physical models
Antoni Gaudí
Physical models are the most minimum bending forces. ÏFIGURE 5: Catalan were used to extract the geometry and
fundamental manifestation of Hooke’s A 1:500 scale model (design model) vaulted slab system member forces.
in old weaving mill in
observation. Gaudí made extensive use was first built to get a sense of the size Vilassar de Dalt, Spain Three methods were developed
of physical models (Figure 7) which are and the form of the structure. A 1:100 at ILEK to take measurements of the
daring in their size and complexity, as are scale model (form-finding model) was geometry from a hanging-chain model.
his realised structures. then built to carry out a rigorous form- A measurement table with a pointer to
Hanging-chain models are a more finding exercise and determine the final drop a plumb line was the most basic
complex manifestation of Hooke’s geometry. Playing around with these method used. Measurements with a
hanging chain. Different weights are scale models gave a better understanding precision of ±0.1 mm are possible with
attached to nodes to represent the of the force fl ows and the final this method. Aerial photogrammetry for
loadings on the structure, due to self- geometries were adjusted based on the ÐFIGURE 5: Stuttgart
cartography adjusted for close range was
weight or otherwise. Unlike Heinz Isler’s understanding gained. Separate models SmartShell a more advanced method used. This can
models described later, the hanging-chain achieve a similar level of accuracy, but
model is not rigidified, but the inversion the technology of the day meant it was
is done on paper with the geometry time-consuming and costly. Parallel light
measured from the hanging-chain model. measurement was the third method used.
Gaudí used a glass mirror to get a sense
of the inverted shape generated. From line of thrust to thrust network
The concept of ‘line of thrust’ (or thrust
Heinz Isler line) has been attributed to Thomas
Isler’s physical models are much simpler. Young (1817), Franz Joseph Ritter von
The scale model in Figure 8 is a hanging- Gerstner (1789), Méry (1840) and Henry
cloth model rigidified in plaster of Paris Moseley (1835).
(gypsum plaster), which also include Jacque Heyman’s safe theorem is the
cables to resist the horizontal thrusts. It a) Prototype shell at ILEK, formalisation of Hooke’s observation and
was built as a form-finding model for the University of Stuttgart concept of the line of thrust into the realm
Norwich Sports Village roof structures in of limit state analysis. Heyman’s safe
the UK3. theorem states that ‘if a set of internal
forces in a masonry structure can be
Frei Otto found that equilibrate the external loads,
ILEK – under Frei Otto’s guidance – and which lie everywhere within the
developed a systematic approach and masonry, then the structure is safe – safe
expertise in using hanging-chain models in the sense that it cannot collapse under
for form-finding of compression-only those loads (i.e. a lower-bound solution)’.
structures. These approaches were In ‘The stone skeleton’4, he describes
developed for projects such as the this safe theorem and notes the
Mannheim Multihalle and the Munich corresponding uniqueness theorem
Olympic Stadium in Germany (the former with the additional requirement of the
is a timber gridshell and the latter a thrust line allowing ‘… the formation
cable-net structure). Note that gridshells, of su cient hinges to transform the
although not fully solid, are considered b) Actuator system structure into a mechanism’.
shell structures and are designed to have At AVEI, Heyman’s safe theorem is
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thestructuralengineer.org | April 2020
a) During
construction
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April 2020 | thestructuralengineer.org
(Figure 9). This reduces echo in spherical Catalan vaulting uses a thin burnt clay
domes and segments thereof. Echo is tile of 15–20mm thickness. The shell is
rarely an issue in other types of domes typically of three layers, giving a shell
(e.g. pointed domes, groin vaults). ISLER’S SHELLS ARE A thickness of less than 100mm, with a
CLASSIC EXAMPLE OF THIN 10mm mortar layer between courses.
Construction: from earthen
masonry to concrete and CONCRETE SHELLS The thinness of the tiles is essential to
make full use of the optimal shape of the
beyond shell.
Material plays an integral role in construction time but larger blocks ÑFIGURE 10: Wyss The construction process does not
Garden Centre in
compression-only structures. In fact, the would be heavier and di cult to handle. involve any formwork and the first
Solothurn, Switzerland
need for a compression-only shell stems A five-axis CNC (computer numerical layer of tiles acts as the formwork for
from the masonry itself not being able to controlled) machining process was subsequent layers. A system of guides
carry significant tensile stresses. used to cut the limestone blocks to is used to mark the geometry of the first
the required geometry. Considering the layer (discussed further on). The first
Construction materials time constraints, the geometry was layer is built free standing and requires
Unbonded stone selected so that the extrados face was a fast-setting mortar. Gypsum mortar
Early Roman arches were made of planar, requiring cutting in only one is used in Catalonia, where it is readily
unbonded dressed stones. BRG face. Further, all the contact faces were available.
demonstrated the possibility of thin maintained as planar surfaces to enable In contrast, good-quality gypsum is
shells with unbonded dressed stones a single cut with a circular saw. The not easy to come by in southern India
at the Venice Biennale in 2016 with the curved intrados surface was formed by (and in many other places) and would be
design and construction of the Armadillo CNC cutting grooves at close spacings expensive. The Nubian vaulting practised
Vault. and then hacking away the resulting in Auroville therefore uses a completely
As well as highlighting possibilities stone fins to give a rough surface. different construction system: cement-
with shell structures, the Armadillo stabilised and compressed earth blocks
Vault was a showcase for the material Bonded masonry (CSEB) with a cement-stabilised clay
technology involved. The shell was Bonded masonry is used in both mortar. The blocks are typically 9cm
discretised to blocks considering Catalan vaulting and Nubian vaulting thick and the plan dimensions range
the principal stress directions and technologies. But the blocks and from 19 × 9cm2 to 39 × 9cm2.
interlocking of blocks. The fabrication the binder used are different and The construction proceeds without
and assembly processes were also demonstrate the possibility of adopting formwork. The clay mixture is applied to
considered in the discretisation: a local material for construction of the block to be fixed, and the surface to
smaller blocks would mean a longer compression-only shells. which it is to be attached is wetted. Then
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thestructuralengineer.org | April 2020
the block is placed. The block is pressed ÏFIGURE 11: Glass proportions and simple in situ tests to a segmental concrete shell structure.
dome at ILEK,
on with a repetitive left, to right, to left check the consistency of the mortar. The porosity of this 3cm thick shell is to
University of Stuttgart
sliding motion. During this process, most give an illusion of a translucent material,
of the clay mortar extrudes out from the Concrete shells while still being identified as a shell. The
sides. An excessive amount of mortar Isler’s shells are a classic example of need for segmental shells came out of
is initially used to guarantee a void-less thin concrete shells. The Wyss Garden the limitations in constructing the shell as
bond. Centre in Solothurn, Switzerland was a single unit. Precast sections are bolted
Once a scratching sound is heard, built in 1962 (Figure 10). This is a using M4 bolts along the connecting
the block can be released and will stay geometric shell (with a thickness of edges. The compression-only shell
in place. For a skilled bricklayer this 70mm), but has a cantilevered edge (under self-weight) guarantees that the
process will take less than 30 seconds. (with a maximum cantilevered length bolts do not have to carry any bending.
If the position of the block is not of 3.5m) which mimics the upturned The concrete shell fl oor system
correct, the brick and the binder must lips observed in hanging-cloth models. developed at BRG is a 2cm thick,
be removed, and the surface cleaned These lips act as edge stiffeners, in lieu unreinforced, doubly curved ribbed slab.
before the block is re-laid. The block of bulky edge beams. The complex rib pattern is to activate the
should not be tapped in to place as is The twin, 31.6m long, 26.0m wide, compression shell action, and external
done with regular masonry work. three-point-supported, prestressed steel ties are used to resist the horizontal
The blocks are 5% cement stabilised if concrete shells at a highway service thrust. This system is found to result in
the soil is a sandy soil. Lime stabilisation station in Deitingen, Switzerland (built in a 70% cost reduction compared with
is recommended for clayey soils. The 1968) are another classic Isler shell. This conventional concrete slabs. However,
ÔFIGURE 12: Blocks
blocks are cured under shade for two made of recycled shape was derived from a hanging-cloth the complex formwork required to
weeks and then for a further 4–6 months beverage carton model. The shells are 90mm thick and achieve the rib pattern makes it more
in the open before they are ready for use boards, used for BRG the doubly curved nature gives it a high suitable for a repetitive fl oor footprint.
pavilion at Ideas City
in construction. Festival 2015 in New load capacity. A full-scale prototype of the HiLo
The embodied energy of the blocks York Rosenstein Pavilion, built by ILEK, is roof shell was constructed at ETH
is shown to be less than 10% of that of Zurich using fabric formwork supported
fired bricks (6122.54MJ/m3 for a fired on a cable net. Node markers of the
brick and 548.32MJ/m3 in CSEB bricks cable net were used to monitor its
produced in Auroville). The blocks are
also claimed to be 15–20% cheaper
than fired bricks – although in a context
where labour is cheap and good-quality
soil is readily available.
The mortar used is also a cement-
stabilised earthen mortar, typically
stabilised 1.5 times more than the
blocks. The mortar includes sand to
reduce the effects of drying shrinkage.
The mix proportions and the fl uidity
of the earthen mortar depend on the
characteristics of the soil and the usage
of the mix (e.g. type of vault). AVEI
has developed guidelines for the mix
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April 2020 | thestructuralengineer.org
b) Segment of timber
block assembly
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thestructuralengineer.org | April 2020
ensured that the dome was completed ÏFIGURE 15: intermediate stages of construction. lift to support the blocks. Once settled
successfully, with an accepted tolerance Compasses developed The construction sequence needs under self-weight, the thrusting
at AVEI
of 2–3mm from the defined geometry. to be decided during the design stage: between the blocks could keep them in
A free-spanning technique inspired the decision is based on equilibrium place. A tensioned cable was also sent
by the Nubian technique has been analysis, but the number and size of through the blocks (along the axis of the
developed at AVEI. This distinguishes the blocks needs to be determined well arch) as additional support.
between horizontal courses – blocks before construction begins. The Armadillo Vault used timber
laid in a length-by-width surface – and Different types of guide work for thin skeletal formwork to support the stones
vertical courses – blocks laid in a tile vaulting have been tested in various until the keystone was placed and the
breadth (or length)-by-height surface. free-form shell construction projects. shell was able to carry its own weight.
This is made possible by the various Simple guide work has been used for The block placement was assisted by
block sizes manufactured at Auroville vaults (which are essentially extrusions of grooves in the blocks. A total station
and the vaults generally having a wider arches). Two steel frames are placed at was used to locate the exact positions
base and a thinner crown. either end of the longitudinal axis of the of the blocks and wooden shims were
The number of horizontal courses vault and guide strings are run between used to make finer adjustments to the
is based on the height of the leaning the two guide frames. This system was position.
wall segment that can support its own used in BRG’s SUDU urban housing The shell started to carry its own
weight, i.e. the moment of the horizontal project in Ethiopia. A skeletal structure weight only after the formwork was
courses about the vertical line passing made of freely bent rebars was used as decentred and the blocks settled into
through the intrados at the support guide work for two Catalan free-form their final positions. The decentring
should be balanced (Figure 16). Beyond shells built at IAAC’s Valldaura Labs sequence was crucial as the decentring
that, the vertical courses commence. and at the Universitat Politècnica de is equivalent to applying a large
The first vertical course requires a side Catalunya in Barcelona. asymmetric load to the shell.
wall to adhere to or temporary formwork In some cases, it is not possible to Formwork for the Armadillo Vault
to support it. The subsequent vertical avoid formwork. In the New York pavilion was placed on eleven independent
courses can be built sequentially, project, BRG used temporary guide scaffolding towers which allowed for
providing safe load paths to the work supported on a moveable industrial a gradual and sequential decentring.
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April 2020 | thestructuralengineer.org
This was done in a circular pattern of structural e ciency and architectural One of the key missing pieces in a fully
with stiffer parts decentred first. The beauty dictating the terms regardless of earthen construction is the slab system.
scaffolds were lowered in stages of people’s perceptions. People are said to Catalan vaulting has demonstrated the
0.4mm in each cycle. Falling of shims have mocked this ‘strange’ house built potential of shells to be the structural
indicated that the shell was no longer for an elite family in Barcelona. But 100 component for an earthen slab system.
supported by the formwork but was years later, it is one of the main tourist However, Catalan vaulting may not be
supporting its own weight. A final attractions in the city. The proposed possible everywhere in the world. Other
maximum settlement of the shell of MLK Jr Pavilion project in Texas is an local material technologies need to be
4mm was measured. example of local availability being a developed and tested, with earthen slab
primary reason for the choice of material. systems based on shell forms.
Socioeconomic dimensions However, although these exceptions But the greatest challenge of all is
Structural e ciency or material may exist – especially for marquee how to convince engineers and the
technology alone do not determine the projects – people generally like to have general public of the merits of using the
successful adoption of a construction new things: novelty is perceived as an structural e ciency of shell structures;
system. Social and economic reasons indicator of quality. that shells are not just part of history, but
can force out certain technologies, as the future as well.
evidenced by many historic events. The future: opportunities,
The rise of thin tile vaulting on the east possibilities and challenges Conclusions
coast of the USA was primarily due to The many projects mentioned in this In conclusion, it is recognised that:
the fire resistance characteristics of this article demonstrate the potential of shell Ò| there are several local traditions in
construction – which timber structures structures in producing aesthetically building shell structures, which are
of the day were unable to fulfil. The pleasing, e cient and sustainable practised around the globe
load-carrying capacity of the system was structures. However, in many cases – Ò| various tools have been developed
not a priority, although it had a superior apart from Auroville – these have been and used for analysis of shell
load-carrying capacity due to its double used mostly in landmark structures structures, all of which can be traced
curvature. rather than everyday public spaces or back to Hooke’s observation of a
In a similar vein, the downfall of domestic dwellings. hanging chain
the Guastavino company and thin tile It remains possible – and necessary Ò| the different material technologies
vaulting in the USA was not due to the in view of the call for a sustainable used with shell structures include
introduction of a superior material or a construction industry – to make shell unbonded and bonded masonry,
structural system. In the 1940s, concrete structures a more common structural concrete, glass, timber, and even
was simply seen as ‘the material of the form: from domestic dwellings to public recycled materials and 3D printed
future’, although thin tile vaulting was a spaces and landmark structures. The HAVE materials. Allied construction methods
far superior load-carrying system. Stuttgart SmartShell demonstrates YOUR have also been developed
In the current world of hyper- the potential to use shells in the next SAY Ò| there is a genuine interest among
connectivity, the same can be observed generation of structures: active-control researchers in showcasing the
in developing countries. People view structures. benefits of shell structures in moving
concrete and steel construction – However, there remain key towards a sustainable construction
primarily using imported materials and challenges in using shells as structural industry.
technology – as ‘modern’ and regard systems. One of the main issues is
earthen construction as ‘poor quality’. the rigorous development of material However, the biggest obstacles to
tse@istructe.org
This view neglects both the economies technologies and simultaneous more widespread use of shell structures
of using local materials and the local development of codes of practices. The appear to be:
climatic conditions under which the variability of material properties and the Ò| people’s perception
earthen constructions are likely to vast range of possible material solutions Ò| the lack of design freedom in rigid
perform far better (in terms of creating will be a challenge in developing design and building codes.
@IStructE
liveable spaces). relevant codes of practices. #TheStructuralEngineer
Auroville is an exception to this – or
rather a case study of how people’s
mindset can play a role in wise adoption REFERENCES
of technology. Auroville is a global village
founded in southern India in 1968. It
1) Kurrer K.-E. (2008) The History
aspires to live by the four main ideas of of the Theory of Structures, Berlin:
the Auroville Charter: Auroville (i) belongs Ernst and Sohn
to no one in particular; (ii) is a place
2) Maini S. and Davis L. (2020)
of unending education; (iii) is a bridge Building with arches, vaults
between the past and the future; and (iv) and domes: Training manual for
is a site of material and spiritual research. architects and engineers, Auroville:
This environment has created an Auroville Earth Institute
ideal platform for the development 3) Chilton J. (2000) The engineer’s
of earthen construction technologies contribution to contemporary
and their successful implementation. architecture: Heinz Isler, London:
Many structures there are earthen shell ÔFIGURE 16: Thomas Telford
Limit on height of
structures using Auroville’s take on the horizontal courses 4) Heyman J. (1966) ‘The stone
Nubian technique. Elsewhere in India – of vault considering skeleton’, Int. J. Solid. Struct., 2 (2),
as in many parts of the developing world varying block sizes2 pp. 249–279
– earthen construction is looked down 5) Maini S. (2011) Dome of
upon. Dhyanalinga Temple, Auroville:
In contrast, Casa Milà is an example Auroville Earth Institute
MAINI & DAVIS
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