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REVIEW ARTICLE

Treatment of Mandibular Prognathism


Hong-Po Chang,* Yu-Chuan Tseng, Hsin-Fu Chang1

Mandibular prognathism (MP) or skeletal Class III malocclusion with a prognathic mandible is one of the
most severe maxillofacial deformities. Facial growth modification can be an effective method of resolvingg
skeletal Class III jaw discrepancies in growing children with dentofacial orthopedic appliances includingg
the chincup, face mask, maxillary protraction combined with chincup traction and the Fränkel functional
regulator III appliance. Orthognathic surgery in conjunction with orthodontic treatment is required for the
correction of adult MP. The two most commonly applied surgical procedures to correct MP are sagittal splitt
ramus osteotomy (SSRO) and intraoral vertical ramus osteotomy. Both procedures are suitable for patients
in whom a desirable occlusal relationship can be obtained with a setback of the mandible, and each has its
own advantages and disadvantages. In bilateral SSRO, the intentional ostectomy of the posterior part of the
distal segment can offer long-term positioned stability. This may be attributable to reduction of tension in
the pterygomasseteric sling that applies force in the posterior mandible. While various environmental factors
have been found to contribute to the development of MP, heredity plays a substantial role. The relative con-
tributions of genetic and environmental components in the etiology of MP are unclear. The recent identifi-
cation of the genetic susceptibilities to MP constitutes the first step toward understanding the molecularr
pathogenesis of MP. Further studies in molecular biology are needed to identify the gene–environmentt
interactions associated with the phenotypic diversity of MP and the heterogenic developmental mechanisms
thought to be responsible for them. [J Formos Med Assoc 2006;105(10):781–790]

Key Words: dentofacial orthopedics, environmental factors, genetics, mandibular prognathism,


morphogenetic basis, orthognathic surgery

In the early 1900s, Angle,1 the father of modern from 15% to 23%, has been observed in Asian
orthodontics, described three basic types of mal- Mongoloid populations of Taiwanese, Japanese,
occlusion for dental occlusion: Class I, II and III Korean and Chinese.3–6 In contrast, most studies
malocclusions. Class III malocclusion is defined reported an incidence of this class of malocclu-
by the mandibular first permanent molar being sion in American, European and African Caucasian
“mesial”, i.e. forward to normal in its relation- populations below 5%.7–9 Class III malocclu-
ship with the maxillary first molar. Lischer2 later sion is thus a common clinical problem in
termed Angle’s Class III malocclusion as mesio- orthodontic patients of Asian or Mongoloid
occlusion. This method of categorization, however, descent.10–12
does not provide information about the devel- Studies indicate that 63–73% of Class III mal-
opmental mechanisms by which the observed occlusions are of skeletal type.4,13 Such skeletal
occlusal relationship has been reached. A rela- cases result from growth disharmony between the
tively high prevalence of Class III malocclusion, mandible and maxilla, thus producing a concave

©2006 Elsevier & Formosan Medical Association


. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Department of Orthodontics, Kaohsiung Medical University Hospital and Faculty of Dentistry and Graduate Institute of Dental Sciences,
College of Dental Medicine, Kaohsiung, and 1Department of Orthodontics, National Taiwan University Hospital and School of Dentistry,
National Taiwan University College of Medicine, Taipei, Taiwan.

Received: January 5, 2006 *Correspondence to: Dr Hong-Po Chang, Department of Orthodontics, Kaohsiung Medical University,
Revised: February 14, 2006 100 Shih-Chuan 1st Road, Kaohsiung 807, Taiwan.
Accepted: April 4, 2006 E-mail: hopoch@kmu.edu.tw

J Formos Med Assoc | 2006 • Vol 105 • No 10 781


H.P. Chang, et al

facial profile. Patients with skeletal Class III mal- noted for this skeletal Class III deformity may re-
occlusion can exhibit mandibular protrusion, present a developmental elongation of the man-
maxillary retrusion or a combination of the two.4,8 dible anteroposteriorly, leading to the appearance
Mandibular prognathism (MP) or skeletal Class III of a prognathic facial profile.18–20
malocclusion with a prognathic mandible has long
been viewed as one of the most severe maxillo-
facial deformities.9 Morphogenetic Basis for MP
The etiologic factors of this skeletal type of
Class III malocclusion have not been fully unrav- The results of studies of the cranial base in subjects
eled, remain incompletely understood, and the re- with Class III malocclusion and MP compared
gions of the craniofacial complex that are affected with normal occlusion controls showed that the
by various treatment modalities have not been greatest between-group differences occurred in the
delineated explicitly. The aims of this review are posterior cranial base region.18,21 It was concluded
to rationalize morphologic and etiologic compo- that shortening and angular bending of the cranial
nents and to identify areas where further research base, and a diminished angle between the cranial
is needed to fully delineate the basis of MP and its base and ascending ramus, may be associated with
clinical management. the formation of MP, and with the appearance of a
Class III facial morphology of retrognathic midface
and/or prognathic mandible.18,21 Besides the more
Maxillofacial Complex in MP acute articular or saddle angle in the cranial base,
individuals with MP had a more obtuse fronto-
Cephalometric and geometric morphometric nasal angle, presumably associated with a retrusive
studies14–19 have shown that the deformations in midfacial profile.21
subjects with Class III malocclusion may represent The shape of the cranial base appears to be es-
a developmental shortening of the palatomaxillary tablished during fetal development,22–24 and re-
complex and elongation of the mandible antero- mains relatively stable during postnatal growth.25,26
posteriorly, which leads to the appearance of a Kerr27 found that saddle angle was one of the few w
retrognathic midface and prognathic mandibular craniofacial parameters that varied little duringg
profile. the growth period from 5 to 15 years of age.
MP may be due to a hypoplastic and/or retro- An extensive longitudinal study by Bhatia and
positioned maxilla, a greater total length and an- Leighton28 confirmed such stability in both sexes,
terior positioning of the mandible.17 Our previous although there was wide interindividual variabil-
study in adults showed that the position of the ity. A prominent feature of this early growth is
maxilla relative to the anterior cranial base progressive flattening of the cranial base duringg
showed no significant difference between MP late prenatal development.22,23,29,30 Therefore, a
and normal occlusion groups.18 Nevertheless, there Class III cranial base morphology may be estab-
were significantly shorter palatal and maxillary lished very early in development, possibly at the
lengths in the prognathic group. The total length prenatal stage.31 Moreover, a Class III morphologyy
and anterior positioning of the mandible are may arise, not because of increased cranial base
particularly suitable criteria for the differential di- flexion, but rather because of deficient ortho-
agnostic evaluation of MP, as revealed by discrim- cephalization, or failure of the cranial base to flat-
inant analysis.17 The midfacial deformations may ten anteroposteriorly. However, cranial base flexure
represent a developmental diminution of the pala- is not the only factor involved in determining mal-
tomaxillary complex anteroposteriorly that allies occlusion. Scott32,33 suggested that several factors
with the vertical shortening of midfacial height an- determine or influence the jaw position and, con-
teriorly.18 The changes in mandibular morphology sequently, occlusion in individual cases. The three

782 J Formos Med Assoc | 2006 • Vol 105 • No 10


Treatment off mandibular prognathism

principal factors involved are the cranial base angle, in Asians. Our analysis of local differences in
the extent to which the mandible and maxilla are cranial base configuration on cephalographs be-
moved forward in relation to the cranium, and the tween European–American and four Asian groups
amount of surface bone deposition along the (Taiwanese, Japanese, Korean, Chinese) in youngg
facial profile from nasion to menton.32,33 adults with normal Class I molar occlusion, usingg
The anterior cranial base provides the template thin-plate spline and strain tensor graphical
that establishes the horizontal length of the mid- analyses,41 showed that the greatest differences
facial complex, which is also relatively short in occurred in the anterior portion of the cranial base
Class III malocclusion.34 Therefore, the cranial and upper midface region, which generally con-
base has a role in the final positioning of the mid- sisted of horizontal compression. The posterior-
face and mandible that could account for the clin- most cranial base region also showed horizontal
ical presentation of mandibular protrusion and/or compression between the Bolton point (Bo) and
maxillary retrusion in individuals with MP. How- Ar with forward compression of the Ar. This
ever, conflicting data in the literature35–37 suggest represented frontal and facial flatness (the char-
that anterior cranial base length might not play acteristic feature of Asian faces)42–44 and anteriorr
an important role in the pathogenesis of Class III displacement of the temporomandibular joint.
malocclusion. The nasion may be quite variable These findings indicated that the composite resultt
in its position during growth and, thus, may con- is a relative retrusion of the nasomaxillary com-
tribute to the contradictory findings.37,38 Another plex and a more forward relative placement of the
possible explanation for such findings is that the mandible. This results in a greater tendency toward
foramen cecum of frontal bone is the anterior ana- a prognathic mandible and/or retrognathic mid-
tomic limit of the anterior cranial base,39 and the face and a Class III type of malocclusion in Asian
nasion may not be appropriate for characterizing populations. Therefore, it appears that Class III
anterior cranial base configuration. malocclusions are prevalent to a greater degree in
Decreased angulation between the anterior Asian populations and even Class I and II cases
and posterior cranial bases, particularly associated may exhibit an underlying Class III character.45,46
with the articulare (Ar), was also noted in studies
of adults with MP and children with Class III
malocclusion. Thus, anterior displacement of the Etiologic Factors of MP
temporomandibular joint appears to be demon-
strable in subjects with Class III malocclusion and Heredity of MP
MP. The resulting prognathic face, characterized MP is one of the best-known facial genetic traits
by shortening and angular bending of the cranial or phenotypes. It is also well recognized that eth-
base, and a diminished angle between the cranial nicity is a risk factor for MP; the highest incidence
base and mandibular ramus,40 provides an indi- has been observed in Asian populations and the
cation of apparent cranial base kyphosis, associ- lowest in Caucasian populations as previously dis-
ated with the appearance of a Class III facial cussed. The existence of familial aggregation of MP
morphology. suggests that genetic components play an impor-
tant role in its etiology. Numerous studies have
shown a significantly higher incidence of this phe-
Ethnic Variations in Craniofacial Form: notype in the relatives of affected probands.47–50
Structural Basis of Basicranium for MP In the offspring of affected parents, extensive stud-
ies of Japanese families showed a frequency of 31%
Class III malocclusion shows a relatively low if the father was affected, 18% if the mother was
prevalence in Caucasian populations, whereas its affected and 40% if both parents were affected.47,51
prevalence has been observed to be much higher In siblings of affected probands, Litton et al52

J Formos Med Assoc | 2006 • Vol 105 • No 10 783


H.P. Chang, et al

found a frequency of 13% irrespective of sex. susceptible to MP with 90 affected sibling pairs
Concordance for MP among twin pairs collected from 50 Japanese and 40 Korean populations.
from published reports was 81.0–83.3% for The replication of these results with an inde-
monozygotic and 10.0–13.3% for dizygotic twin pendent dataset should facilitate the positional
pairs.53,54 However, the inheritance pattern of cloning of the gene or genes that influence the
MP is controversial; findings have been reported development of MP. Therefore, large-scale studies
suggesting autosomal-recessive inheritance,47,55 of well-defined families, including those of otherr
autosomal-dominant inheritance,49,56 dominant ethnicities, are warranted to confirm the evidence
inheritance with incomplete penetrance48,57,58 or of linkage to MP.
a polygenic model of transmission.52
The Habsburgs, one of Europe’s foremost royal Environmental factors associated with MP
families, are famous not only for the duration of Various environmental factors have been found
their reign and brilliance of their leadership, but to contribute to the development of MP, inclu-
also because they represent one of the few exam- ding congenital anatomic defects (cleft lip–cleftt
ples of the inheritance patterns of facial char- palate),63,64 endocrine disturbance (acromegaly,
acteristics. The term “Habsburg jaw” has been gigantism, pituitary adenomas),20,55,63,65,66 naso-
coined to describe the prognathic mandible seen airway obstruction (enlarged tonsils),20,67 habitual
in 23 successive generations of this family.57,59,60 posture (habit of protruding the mandible)23,70
Males were more severely affected than females. and trauma (instrumental deliveries).68,69
The facial characteristics of the royal Habsburgs Determination of tongue position is impor-
included MP, thickened lower lip, prominent, often tant in the diagnosis of certain clinical conditions,
misshapen nose, flat malar areas (maxillary hy- such as MP, dentoalveolar crossbite or bialveolarr
poplasia) and mildly everted lower eyelids.57,59,60 protrusion of teeth. These clinical conditions can
The Habsburgs suffered from various other ail- be associated with forward tongue position and/orr
ments including asthma, gout, dropsy, epilepsy enlarged tonsils.20,67 A lower pharyngeal width off
and melancholia. The early Habsburgs were unfor- more than 15 mm suggests anterior positioningg
tunate enough to not have been acquainted with of the tongue, either as a result of habitual pos-
the laws of heredity and the consequences of con- ture or due to an enlargement of the tonsils.67 The
sanguineous marriage or inbreeding. lower pharyngeal width is measured from the in-
Although there appears to be a strong familial tersection of the posterior border of the tongue
tendency in the development of MP, the rate of and the inferior border of the mandible to the clos-
developing MP in patients with a positive family est point on the posterior pharyngeal wall.67
background (49.3%) is not higher than those with MP may result from pituitary adenoma with
a negative one (50.7%).61 Therefore, the preva- acromegaly.66 Pituitary adenomas are benign tu-
lence of MP may depend on candidate genes being mors located in the sella turcica and usually asso-
expressed, with gene–environment interactions ciated with hypersecretion of pituitary hormones.
determining the severity of MP. The relative con- One of these hormones is growth hormone (GH).
tributions of genetic and environmental compo- The GH-secreting pituitary adenoma leads to acro-
nents in the etiology of MP are unclear. Little is megaly, which is a highly disproportionate growth
known about the interaction between genetic and of the mandible and facial bones in postpubertal
environmental factors in the causation of MP. patients, mainly as a result of reactivation of the
Recent progress in molecular genetics has en- subcondylar growth zones and also due to perio-
abled the genetic determinant to be approached steal bone apposition.66
directly. Yamaguchi et al62 performed a genome- Patients with cleft lip–cleft palate clearly exhibitt
wide linkage analysis identifying three chromo- the underlying potential for midfacial deficiencyy
somal loci (including 1p36, 6q25 and 19p13.2) or skeletal Class III growth as a result of the

784 J Formos Med Assoc | 2006 • Vol 105 • No 10


Treatment off mandibular prognathism

original deformity and subsequent multiple ope- face mask.70,71 However, controlled prospective
rations necessary for its repair.64 Cleft cases with randomized clinical trials by Turley71,79 and
midfacial deficiency usually underdevelop antero- Vaughn et al80 demonstrated that maxillary pro-
posteriorly and also vertically, leading the accen- traction therapy with or without palatal expansion
tuation of the relative mandibular protrusion in produced equivalent changes in the dentofacial
maxillary retrognathism or MP.64 complex that combined to improve the skeletal
and dental Class III correction. Their results sug-
gest that the indication for palatal expansion
Dentofacial Orthopedic Therapy in should be based on clinical criteria (such as
Growing Class III Children maxillary constriction or space deficiency) otherr
than assisting the Class III correction.
Treatment of MP or skeletal Class III malocclu- Appliances that combine maxillary protraction
sion in growing children remains one of the most and chincup traction are appropriate for skeletal
challenging problems confronting the practicing Class III patients showing both midface deficiencyy
orthodontist. A number of treatment protocols and moderate MP.75 Combining maxillary pro-
have been used to address skeletal Class III cases, traction therapy for the midface deficiency with
including the chincup,9,19,20 face mask,70–73 max- the necessary mandibular retraction strategy often
illary protraction combined with chincup trac- produces satisfactory results. Skeletal Class III pa-
tion74,75 and the Fränkel functional regulator III tients with midface deficiency and MP are often
appliance.76,77 less difficult to treat than patients with MP alone,
The chincup is recommended in growing pa- since some improvement may be obtained in the
tients who have a moderately protrusive mandible midface by maxillary protraction, and some in
and a relatively normal anteroposterior position the mandible by chincup therapy.81 They may nott
and maxilla size.78 While chincup therapy for MP respond as well if the strategies are focused on
has been used for a long time, varying levels of one region only.
success have been reported. Differences in these The ultimate treatment goal for skeletal Class
findings may be causally related to the duration III patients should not only be the correction off
of treatment, level of force utilized in the appli- the jaw relationship and negative incisal overjett
ance and/or the age of the patient being treated. related to mesial occlusion at that stage, but also
This orthopedic appliance is effective for mandi- the stabilization of the intermaxillary skeletal and
bular prognathic patients in late deciduous or early dental relationships resulting from orthopedicc
mixed dentition.78 After resolution of the inter- appliance treatment. Thus, close observation and
maxillary skeletal imbalance, both the amount follow-up of midfacial and mandibular growth
of chincup force and the duration of wear are during adolescence, particularly during the sec-
reduced. The appliance is then used as a retainer ond or third stage of orthodontic treatment, are
for the remainder of the treatment period. essential.
Maxillary protraction is recommended for devel- Using dried human skulls with strain gauges,
oping skeletal Class III patients with maxillary Omatsu and Kawamoto82 investigated the effects
deficiency. For a growing patient who suffers of a chincup on the pediatric craniofacial skeleton.
from maxillary retrognathia with or without mild This included consideration of different direc-
MP, maxillary protraction with a face mask is an tions of traction force imparted by the chincup.
adequate treatment method. Maxillary protrac- They found that when the direction of traction was
tion therapy is sometimes combined with palatal 20° more vertical than the chin–condyle line, i.e.
expansion in the belief that palatal expansion through the occlusal surfaces of the molars, the
may disrupt the circummaxillary suture system vertical-pull chincup (VPCC) produced strong ver-
and thus enhance the protraction effect of the tical compression stress on the maxillary molars,

J Formos Med Assoc | 2006 • Vol 105 • No 10 785


H.P. Chang, et al

suggestive of induction of counterclockwise rota- and alveolar retroinclination may result from a
tion of the mandible. Therefore, this treatment restraining effect of the orbicularis oris muscula-
strategy may prevent the relapse of treated ske- ture on the crowns as the roots are carried for-
letal Class III malocclusion. The effects of ortho- ward by the prognathic mandible.4 In contrast, the
pedic force produced by VPCC were correlated upper incisors and upper alveolar process in prog-
with the cephalometric and histologic observa- nathic adults are more proclined compared with
tions during use of this appliance in animal normal controls. The upper incisors with alveolarr
studies.83,84 process may be tipped labially by the tongue while
the mandible is prognathic.4 Such compensatoryy
dentoalveolar changes should be eliminated from
Orthognathic Surgery Combined with both arches during orthodontic treatment presur-
Orthodontic Therapy in Adult MP gically or postsurgically.91 Orthodontic prepara-
tion can eliminate dentoalveolar compensations
Facial growth modification can be an effective by aligning the teeth over the basal bone to allow w
method of resolving skeletal Class III jaw discre- maximal repositioning of the mandible.
pancies with dentofacial orthopedic appliances. The diagnosis and planning of treatment forr
Nevertheless, continued growth in early adulthood patients with these maxillofacial deformities can
may detract from treatment results obtained in be complex and challenging. It is important to
childhood or adolescence. Orthognathic surgery in determine the quantity of necessary surgical cor-
conjunction with orthodontic treatment would be rection of the prognathic mandible and/or retro-
required for correction of this problem in adults.85 gnathic midface. This will allow design of the
Skeletal Class III patients make up a consider- desired correction possible by an orthodontic pre-
able percentage of the orthognathic surgery popu- paration. Considering the needs of each patient,
lation. A number of surgical techniques can be the therapeutic goal is to eliminate dentoalveo-
used for the treatment of maxillofacial deformities. lar compensation. An orthodontic preparation
According to the location of the sagittal jaw with dentoalveolar decompensation will allow an
problem in adult skeletal Class III cases, orthog- increase in the quantity of surgical correction,
nathic surgical treatment is accomplished by a making better functional and aesthetic results
mandibular setback, a maxillary advancement or possible.
a combination of the two. Several methods have Relapse after maxillofacial surgery for the cor-
been proposed for surgical correction of MP. The rection of jaw deformities is distressing to both
two most commonly applied surgical procedures clinicians and patients. The muscular factor is re-
to correct MP are sagittal split ramus osteotomy garded as being most important in postoperative
(SSRO)86,87 and intraoral vertical ramus osteo- relapse following mandibular setback.92 The mostt
tomy.88–90 Both are suitable for patients in whom reliable fixation method to reduce postoperative
a desirable occlusal relationship can be obtained relapse is rigid fixation because it provides stabil-
with setback of the mandible, each having its ity of the postoperative position and reduces re-
own advantages. lapse.93,94 The other consideration is to reduce
Dentoalveolar compensation is characteristic muscular force, since postoperative relapse could
of skeletal Class III malocclusion. In prognathic be exacerbated by tension in the pterygomassetericc
patients, dentoalveolar compensation is com- sling95 or by postoperative contracture of the oper-
mon in both maxillary and mandibular arches. ated soft tissue and muscles.96 Additional methods
Prognathic patients compensate for the inter- for preventing postoperative relapse were consid-
maxillary skeletal dysplasia during mandibular ered with glossectomy and condylar positioning.
protrusion by lingual tipping of the mandibular In Class III cases, when the condyles are displaced
incisors with alveolar process. The lower incisors inferoanteriorly, the condyles tend to return into

786 J Formos Med Assoc | 2006 • Vol 105 • No 10


Treatment off mandibular prognathism

the fossa, which thereby reduces the likelihood during distraction osteogenesis has yet to be
of postoperative relapse.97,98 characterized. This will ultimately guide the devel-
Rigid fixation has been recognized as a success- opment of targeted strategies designed to acceler-
ful method for preventing relapse, although apply- ate bone healing.
ing the distal ostectomy technique (intentional Future work will employ molecular genetics
ostectomy of the posterior part of the distal seg- to identify candidate genes within the human
ment) in addition to bilateral SSRO is even more genome to predict those individuals most likelyy
effective as it offers even better long-term posi- to develop MP. Further studies in molecular biol-
tional stability.98 This may be due to the reduction ogy are needed to disclose the gene–environmentt
of tension in the pterygomasseteric sling that interactions associated with the phenotypic di-
applies force in the posterior mandible. versity of MP and the heterogenic developmental
For the practicing orthodontist and oral max- mechanisms thought to be responsible for them.
illofacial surgeon, modern molecular techniques Identification of candidate genes will permit earlyy
may appear to be of little relevance. However, clinical diagnosis and intervention, as the growingg
MP and cleft lip–cleft palate have a genetic back- craniofacial complex may be amenable to prophy-
ground. It is important for clinicians to be well lactic treatments. Identification of the susceptible
informed of the molecular background of these genes in the linkage regions will pave the way forr
conditions, such as distraction osteogenesis and insights into the molecular pathways that cause
bone grafting. MP, especially overgrowth of the mandible, and
may lead to the development of novel therapeuticc
tools.
Conclusion

Further research into the growth changes and/or References


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