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International Journal of Cardiology 166 (2013) 38–43

Contents lists available at SciVerse ScienceDirect

International Journal of Cardiology


journal homepage: www.elsevier.com/locate/ijcard

Review

Vasculoprotective properties of enhanced external counterpulsation for coronary


artery disease: Beyond the hemodynamics
Da-ya Yang, Gui-fu Wu ⁎
Division of Cardiology, The First Affiliated Hospital of Sun Yat-sen University, China
The Key Laboratory on Assisted Circulation, The Ministry of Health, China

a r t i c l e i n f o a b s t r a c t

Article history: A growing pool of evidence has shown that enhanced external counterpulsation (EECP) is a non-invasive,
Received 29 October 2011 safe, low-cost, and highly beneficial therapy for patients with coronary artery disease. However, the exact
Received in revised form 22 February 2012 mechanisms of benefit exerted by EECP therapy remain only partially understood. The favorable hemody-
Accepted 1 April 2012
namic effects of EECP were previously considered as the primary mechanism of action. Nevertheless, recent
Available online 4 May 2012
advances have shed light on the shear stress-increasing effects of EECP which are vasculoprotective and anti-
Keywords:
atherosclerotic. EECP-induced endothelial shear stress increase may lead to improvement in endothelial
Atherosclerosis function and morphology, attenuation of oxidative stress and inflammation, and promotion of angiogenesis
Coronary artery disease and vasculogenesis. This review summarizes evidence of the potential mechanisms contributing to the im-
Enhanced external counterpulsation mediate and long-term benefits of EECP, from the perspective of its shear stress-increasing effects.
Hemodynamics © 2012 Elsevier Ireland Ltd. All rights reserved.
Shear stress

1. Introduction in the heterogeneous patient population seen in clinical practice. Fur-


thermore, patients with a favorable initial clinical response enjoyed a
Enhanced External Counterpulsation (EECP) is a non-invasive pneu- sustained benefit from EECP up to 5 years, as indicated by the follow-
matic technique that utilizes rapid electrocardiogram-gated sequential up data [3,17,19,20]. Currently, EECP therapy is recommended by the
inflation of cuffs wrapped around the calves, thighs, and buttocks at American Heart Association [21] as well as the Chinese Medical Associ-
supra-systolic pressures during diastole, followed by simultaneous de- ation [22] as a Class IIb intervention for treatment of refractory angina
flation during systole. The hemodynamic effects of EECP, primarily dia- pectoris (RAP); while the European Society of Cardiology views it as
stolic augmentation and systolic unloading, in addition to increased an interesting modality available for the treatment of RAP and calls for
venous return, result in an increase in cardiac output [1] as well as an more clinical trials to further define its role in treating RAP [23].
increase in blood flow to various vascular beds, including the coronary Although the body of evidence continues to grow, the exact mech-
arteries [2]. anisms by which EECP exerts its significant and sustained anti-anginal
The positive clinical effects of EECP, documented by several prelim- and vasoprotective effects remain poorly understood. Nevertheless,
inary small trials, included reduction of angina [3–9] and nitrate use recent advances in vascular biology have yielded insights into how
[3,5,6], increased exercise tolerance [4,5,8,10–12], favorable psycho- EECP brings about the clinically favorable effects mentioned above.
social effects and improved quality of life [13,14], as well as prolonga- Most studies have targeted the vascular endothelial cell and demon-
tion of the time to exercise-induced ST-segment depression [11,12], strated shear stress-related favorable responses to EECP in atheroscle-
and an accompanying resolution of myocardial perfusion defects rotic diseases. By reviewing currently available literature, this article
[3–6,8,10–12]. In 1999, Arora et al. reported the clinical benefits of summarizes the potential mechanisms supposedly responsible for
EECP with the results of the first randomized, double-blinded, sham- the immediate and long-term benefits of EECP, in terms of the classic
controlled Multicenter Study of Enhanced External Counterpulsation hemodynamic and the shear stress-related effects of EECP, with high-
(MUST-EECP) [15], with a sub-study showing a significant improve- lights of the latter (Fig. 1).
ment in quality of life parameters sustained in up to 12 months of
follow-up [16]. In the International EECP Patient Registry (IEPR) [17] 2. The hemodynamic effects of EECP
and the EECP Clinical Consortium [18], these benefits were confirmed
The technique of EECP involves pneumatic inflation of three pairs of
cuffs compressing the calves, thighs and buttocks in a sequential distal-
⁎ Corresponding author at: Division of Cardiology, The First Affiliated Hospital, Sun
Yat-sen University, 58 Zhongshan Rd II, Guangzhou, 510080, China. Tel.: + 86 20
to-proximal manner in early diastole, followed by simultaneous defla-
87330202; fax: + 86 20 87330396. tion just before the following systole. Similar to the effects of Intraaortic
E-mail address: eecpchina@yahoo.com.cn (G. Wu). Balloon Pumping (IABP), the diastolic compression significantly raises

0167-5273/$ – see front matter © 2012 Elsevier Ireland Ltd. All rights reserved.
doi:10.1016/j.ijcard.2012.04.003
D. Yang, G. Wu / International Journal of Cardiology 166 (2013) 38–43 39

Fig. 1. Currently understood mechanisms of EECP.

diastolic pressure (diastolic augmentation), thereby creating a strong and pulmonary capillary wedge pressure, indicating that EECP acutely
retrograde flow (counterpulse) of freshly oxygenated blood to the heart increased atrial preload without exerting extra preload on the ventri-
and coronaries, while the rapid pre-systolic decompression produces a cles, thereby improving cardiac performance without compromising
“run-off” decrease in systolic pressure (systolic unloading) which reduces ventricular function. In addition, EECP does not result in early electro-
the afterload of the left ventricle. physiological remodeling of the heart, as evidenced by alterations in
Michaels et al. invasively examined central aortic, intracoronary and the QT interval, unlike other hemodynamic-altering techniques, and
left ventricular hemodynamics of EECP during left heart catheterization is therefore relatively safer, shown in the study by Henrikson and
and found that the hemodynamic benefits of EECP are roughly compa- colleagues [33].
rable to that of the IABP [2]. However, unlike IABP, EECP also increases Although EECP therapy is currently primarily used for chronic stable
venous return, which consequently contributes to an increase in cardiac angina pectoris in the outpatient setting, the early concept of counter-
output by the Starling mechanism without an accompanying increase in pulsation model was developed for acute cardiac disorders such as
heart rate [1,24,25]. In another invasive study by Michaels et al., the pre- acute myocardial infarction and cardiogenic shock. Early studies in the
load increase by EECP was found to be counterbalanced by the afterload 1970s that had applied EECP in the settings of acute cardiac disorders
reduction, thereby resulting in a neutral effect on myocardial efficiency had provided promising results [34,35]. In a recent pilot study by
[26]. In the recent small Arteriogenesis Network trial, EECP was also Cohen et al., a portable EECP unit was applied in a small sample of pa-
demonstrated to have significantly improved coronary collateral flow tients with acute myocardial infarction with or without cardiogenic
index and fractional flow reserve in stable coronary artery disease pa- shock in the Coronary Care Unit, who were not candidates for IABP ther-
tients, although the trial is limited by its small sample size [27,28,72]. apy. Most patients responded positively to the treatment, though the
In addition, EECP has also been shown to improve both regional and benefit of EECP was less well documented owing to patient population
global LV function in patients with coronary artery disease, as docu- and sample size, and no adverse events were reported during or as a
mented by one comprehensive echocardiographic study [29]. In anoth- consequence of EECP therapy [36]. Therefore, EECP, as a non-invasive
er study by Casey et al., changes in aortic wave reflection after EECP circulation-assisting device, appears to be a safe and feasible therapy
were associated with decreased myocardial oxygen demand [30]. for patients with acute cardiac disorders. Ongoing studies with larger
Formerly, the clinical benefit of EECP therapy was felt to be attrib- sample size are warranted to further define the role of EECP in this
uted to its acute hemodynamic effects, the magnitude of which was setting.
defined as the ratio of diastolic to systolic pressure during EECP, or
the effectiveness ratio (ER). It has been shown by Suresh and his 3. The shear stress-related effect of EECP
co-investigators in a Doppler echocardiographic study that the hemo-
dynamic effects of EECP are maximized when ER is in the range of Results from many clinical studies have demonstrated a sustained
1.5–2.0 [31]. However, Stys et al. found that ER does not predict the benefit of EECP in the treatment of patients with coronary artery
immediate improvement in the angina class after EECP [7]. Michaels disease, from 6 months up to 5 years of follow-up, which prompted
AD et al. also reported that a higher ER ratio is not associated with a need for a closer scrutiny of the working mechanisms of this thera-
greater reduction in angina class compared with those with a lower py beyond its immediate hemodynamic effects. Filling this gap in our
ER ratio [32]. Also, the fact that a considerable number of patients understanding, recent advances in vascular biology, highlighting the
benefit from EECP therapy in the absence of an optimal ER further con- relationship between shear stress and vascular endothelium, have
founds its clinical relevance. In an attempt to resolve this confusion, yielded insights into the disease model of atherosclerosis and how
Taguchi et al. investigated the hemodynamic mechanism of EECP in EECP may exert a therapeutic effect.
relation to neurohumoral factors. They reproduced the acute hemody- The phenomenon that atherosclerotic plaques develop at specific
namic benefits of EECP in a group of patients with acute myocardial regions despite that the entire arterial tree is equally exposed to
infarction, and found that EECP had no effect on serum rennin, aldo- systemic risk factors has been subjects of intense study. It has been
sterone and catecholamine levels [24]. These authors also demon- proposed that low endothelial shear stress (ESS) in the local hemody-
strated that EECP increased blood atrial natriuretic peptide (ANP) namic environment may play a critically important role in this pro-
concentration, but not brain natriuretic peptide (BNP). The elevation cess. Through complex mechanoreception and mechanotransduction
in ANP level was concomitant with the increase in right atrial pressure pathways, low ESS ultimately leads to modulation of gene expression
40 D. Yang, G. Wu / International Journal of Cardiology 166 (2013) 38–43

resulting in endothelial acquisition of an atherogenic phenotype and found that EECP improved endothelial-dependent, but not endothelial-
subsequent formation of an early atherosclerotic plaque. The role of independent, vasorelaxation, but the benefit subsided after 1 month
endothelial shear stress and vascular remodeling has been reviewed [54]. Gloekler et al. further discovered that EECP promoted angiograph-
in detailed by Chatzizisis and others [37]. It can be reasonably deduced ically documented collateral growth in stable coronary disease patients,
that the atheroprotective effects of EECP could also be attributed to and that this collateral promotion was correlated with an improvement
improving endothelial flow conditions, resulting in an increase in in systemic endothelial function [55]. In a recent study by Braith et al.,
ESS [2,38–40]. EECP was shown to improve brachial and femoral flow-mediated dilata-
Vascular shear stress (τ) can be calculated according to the for- tion with a favorable profile of plasma markers of endothelial function
mula [41] τ (dyn/cm2) = 4ηV / ID, where η is the viscosity expressed [56].
in poise, V is the blood flow velocity expressed in centimeters per sec- In addition to its effect on vascular endothelium, EECP is also
ond, and ID is the internal diameter expressed in centimeters. It is postulated to ameliorate the migration and proliferation of vascular
recognized that physiological endothelial shear stress is within the smooth muscle cell caused by low ESS. This hypothesis was verified
range of 15–70 dyn/cm 2, whereas a magnitude of 100–400 dyn/cm 2 in the hypercholesterolemic porcine model by Zhang et al. [40]. In
is believed to be harmful to the endothelium. As stated previously, this study, EECP was shown to increase shear stress in the carotid
intracoronary hemodynamics of EECP were characterized by substan- arteries by about 2-fold, which corresponded with a significant reduc-
tial increase in diastolic pressure and flow in the local coronaries [2]. tion hypercholesterolemia-induced endothelial damage and arrest of
And therefore, theoretically, without significant changes in viscosity VSMC migration and proliferation, as well as collagen remodeling.
and vessel diameter, local ESS would see a proportional rise in response This suppression of atherosclerotic lesion, according to the authors,
to systemic increase in ESS. EECP-induced systemic ESS increase does is considered to be mediated by an activation of the endothelial nitric
not exceed the level of 30–60 dyn/cm2, supposedly rendering benefit oxide synthesase (eNOS)/NO pathway and downregulation of ERK-1/2
without risks [40]. Whether such an increase in ESS can be directly phosphorylation. There are, however, no clinical study to date that
extrapolated to reflect an atheroprotective local ESS increase is yet addresses the application of EECP in similar situations in which VSMC
disputable. Although clinical experiences so far are in strong favor of proliferation is a major clinical problem, for example, implantation of
this hypothesis, further in vitro and in vivo hemodynamic studies are a bare metal stent.
warranted.
In this section, three of the shear-stress-related benefits of EECP 3.2. EECP attenuates oxidative stress and inflammation
are reviewed, namely, the improvement in endothelial function and
morphology, the attenuation of oxidative stress and inflammation, Oxidative stress and inflammation are associated with various car-
and the promotion and angiogenesis and vasculogenesis. diovascular risk factors [57,58], shown to be promoted by low endo-
thelial shear stress [37].
3.1. EECP improves endothelial function and morphology In Barsness et al.'s study, EECP treatment resulted in a linear dose-
dependent decrease in circulating markers associated with oxidative
ESS has been proven to be a major regulatory factor for endothelial stress [1]. Casey et al. studied the effect of EECP on plasma levels of
release of nitric oxide (NO) [42–44], as well as endothelin-1 (ET-1) pro-inflammatory biomarkers, and found that patients in the EECP
[45], and a physiologically appropriate level plays an indispensable group demonstrated a significant reduction in plasma levels of tumor
role in the maintenance of vascular homeostasis [46,47]. Therefore, it necrosis factor-alpha and monocyte chemoattractant protein-1 com-
is plausible to assume that EECP, by increasing shear stress, is able to pared with controls, indicating EECP therapy was associated with atten-
improve endothelial function. Validating this notion, Barsness et al. uation of the pro-inflammatory status seen in cardiovascular diseases
and Masuda et al. have documented that EECP is associated with a sig- via its shear stress-increasing effect [59]. In pre-clinical studies, Zhang
nificant dose-related increase in plasma NO levels [1,11], as well as a et al. reported that the EECP-promoted endothelial shear stress increase
similar decrease in plasma endothelin-1 level [1] by the end of treat- was found to be correlated with attenuation of atherosclerosis progres-
ment compared with baseline. Further, Akhtar et al. measured plasma sion through modulation of pro-inflammatory mechanisms in terms
NO as well as ET-1 level before, during, and after the course of EECP of suppression of MAPK-P38/NF-kappaB/VCAM-1 signaling pathway,
in patients with symptomatic coronary artery disease (CAD) and which was overactivated in the hypercholesterolemic porcine animals
followed them post treatment for 3 months. These authors found [60].
that EECP progressively increases plasma NO levels and concomitantly In a recent study by Braith et al., EECP was shown to induce an
decreases ET-1 level over the course of therapy up to 3 months [48]. anti-inflammatory profile in patients with chronic angina on top of
Levenson et al. found a significant increase of cyclic GMP immediately improvement in angina symptoms and peripheral endothelial func-
after 1 h of EECP session both in plasma and in platelets, indicating the tion. This small-sample randomized control trial found that after a
acute effect of EECP on modulating vascular tone, supposedly through full-course of EECP, plasma levels of pro-inflammatory markers such
the NO pathway [49]. In addition to the previous results, Tao et al. as tumor necrosis factor-alpha, monocyte chemoattractant protein-1,
reported that EECP partially improves endothelium-dependent vaso- soluble vascular cell adhesion molecule-1, high-sensitivity C-reactive
relaxation, but not endothelium-independent vasorelaxation, in an protein, and lipid peroxidation marker 8-isoprostane all decreased
in vivo model of arterial ring harvested from hypercholesterolemic significantly compared with sham control [56].
pigs, confirming the functional improvement of vascular endothelium
from EECP [50]. Recently, Zhang et al. observed the effect of EECP on 3.3. EECP promotes angiogenesis and vasculogenesis
endothelial morphology under scanning electron microscopy and
found that EECP significantly alleviates endothelial disarray caused Angiogenesis is the de novo formation of capillary vessels from
by hypercholesterolemia [40]. pre-existing vessels. Increased shear stress has been shown to upreg-
These results vindicated the clinical findings that EECP improves en- ulate endothelial production of growth factors such as vascular endo-
dothelial function in symptomatic CAD patients as measured by reactive thelial growth factor (VEGF), which is involved in the complex process
hyperemic-peripheral arterial tonometry index [51] and brachial artery of angiogenesis [61]. Therefore, it is also plausible that the shear stress
flow-mediated dilatation [52]. In another study by Levenson et al., EECP increase induced by EECP may be translated into a pro-angiogenic
was shown to improve arterial stiffness and vascular resistance in the effect. Primitive canine studies have shown that 1 h of EECP therapy
carotid circulation in patients with coronary artery disease [53]. In resulted in immediate recruitment of collateralization of the ischemic
a small sample of ischemic cardiomyopathic patients, Hashemi et al. hind limb [58]. Wu et al. has demonstrated in a canine model of acute
D. Yang, G. Wu / International Journal of Cardiology 166 (2013) 38–43 41

myocardial infarction that chronic EECP is associated with a significant and differentiation of endogenous endothelial progenitor cells (EPCs).
increase in capillary density in the infarct area as well as in local In vivo studies have identified the properties of VEGF in EPC mobiliza-
and systemic VEGF levels. These authors also demonstrated that the tion and differentiation [65–67]. Given the fact that plasma increases
increase in capillary density corresponded to improved myocardial in VEGF and other cytokines are achievable through EECP-induced
perfusion by 99mTc-sestamibi single-photon emission computed to- shear stress enhancement, EECP may promote EPC mobilization and
mography [62,63]. thereby promote vasculogenesis. Luo et al. have demonstrated in an
In view of the dynamic interplay between vasodilatation and an- atherosclerotic porcine model that EECP increases endogenous G-
giogenesis, namely the fact that vasodilatation is involved in in-vivo CSF, subsequently enhancing mobilization of progenitor cells and
angiogenesis while several angiogenic factors, such as NO, possess augmenting myocardial expression of VEGF and SDF-1alpha [68]. In
vasodilatory properties [64], angiogenesis can be promoted by a robust the study by Barsheseht et al., a significant post-treatment increase in
endothelial function and NO bioavailability, which can be achieved by CD34+/KDR+ mononuclear cells (representative of EPCs), as well as
increasing endothelial shear stress. However, it must be pointed out in EPC-colony forming units were documented in EECP patients com-
that collaterals in dogs develop much faster than those in men, and pared with those treated with standard care [69]. Jewell et al. have
therefore whether these findings in animals can be directly extrapolated also demonstrated the regenerative effect of EECP in terms of gradual
to humans is still questionable. increase in circulatory EPCs over 4 weeks [70]. These changes were cor-
Vasculogenesis, on the other hand, is the spontaneous in situ related with improvement of symptoms and other functional parame-
formation of new blood vessels, which requires mobilization, homing ters. However, for reasons yet unknown, Kiernan et al. reported that

Table 1
Major clinical evidence of EECP relevant with proposed mechanisms discussed in the article.

Author (Ref. #) Year Subjects N Clinical improvement Other important findings

Acute hemodynamic benefits


Michaels et al. [2] 2002 CAG referral 10 N/A ● ↑diastolic and mean pressures and ↓systolic pressure
in the central aorta and the coronaries
● ↑coronary artery flow
Taguchi et al. [24] 2004 AMI 24 N/A ● ↑RAP and PCWP; ↑CI
● ↑blood ANP concentration, but not BNP
Michael et al. [26] 2009 CAG referral 10 N/A ● dose-dependent ↑RAP and aortic diastolic pressure
● ↑LV volume; ↓LV diastolic pressure
● ↑maximum positive and negative LV dP/dt
● neutral effect on myocardial mechanical efficiency
Buschmann et al. [27] 2009 Stable CAD 23 Improvement in CCS and ● ↑pressure-derived collateral flow index (CFIp)
NYHA class ● ↑fractional flow reserve (FFR)
Esmaeilzadeh et al. [29] 2009 Unrevascularizable CAD with NYHA 20 Improvement in CCS and ● ↑systolic and diastolic function parameters by
functional class III-IV NYHA class Tissue Doppler Echocardiography
Casey et al. [30] 2011 Stable CAD 42 Improvement in exercise ● ↓myocardial oxygen demand and wasted LV energy
capacity ● ↓central and peripheral arterial stiffness

Shear-stress-related benefit 1: improvement of endothelial function and morphology


Masuda et al. [11] 2001 Stable CAD 11 Improvement in treadmill ● ↑serum nitric oxide levels
performance ● ↑myocardial perfusion at rest and with challenge
Akhtar et al. [48] 2006 Stable CAD 13 N/A ● ↑plasma nitrates and nitrites
● ↓plasma ET-1
Levenson et al. [49] 2006 Patients with or at high risk of CAD 55 N/A ● ↑plasma and platelet cGMP
Bonetti et al. [51] 2003 Refractory angina 23 Improvement in CCS class ● ↑peripheral endothelial function by RH-PAT
Shechter et al. [52] 2003 Unrevascularizable refractory angina 40 Improvement in CCS class ● ↑brachial endothelial-dependent FMD but not
endothelial-independent NMD
Levenson et al. [53] 2007 CAD 30 N/A ● ↓beta stiffness index and carotid vascular resistance
Hashemi et al. [54] 2008 Ischemic cardiomyopathy 15 N/A ● ↑endothelial-dependent FMD but not
endothelial-independent NMD
Gloekler et al. [55] 2009 Stable CAD 20 ● ↑brachial FMD
● ↑coronary collateral flow index and conductance
(correlated with ↑in brachial FMD)

Shear-stress-related benefit 2: attenuation of oxidative stress and inflammation


Casey et al. [59] 2008 CAD 21 N/A ● ↓plasma levels of TNF-alpha and MCP-1
Braith et al. [56] 2010 CAD 42 Improvement in CCS class ● ↓plasma levels of TNF-alpha, MCP-1, soluble VCAM-1,
high-sensitivity CRP, and 8-isoprostane
● ↑brachial and femoral FMD

Shear-stress-related benefit 3: promotion of angiogenesis and vasculogenesis


Barsheshet et al. [69] 2008 CAD 25 Improvement in CCS class ● ↑CD34 +/KDR + mononuclear cells and colony
forming units (CFU)
● ↑FMD (correlated with ↑EPC-CFUs)
Kiernan et al. [71] 2010 CAD 13 Improvement in CCS class ● CD34+, CD133 + and CD34+, CD133 + CPC counts
and DASI scores ● DASI scores correlated with CD34+, CD133 + and
CD34+, CD133 + CPC counts
Buschmann et al. [27] 2009 Stable CAD 23 Improvement in CCS and ● ↑pressure-derived collateral flow index (CFIp)
NYHA class ● ↑fractional flow reserve (FFR)

Notes: CAG, coronary angiogram; AMI, acute myocardial infarction; RAP, right atrial pressure; PCWP, pulmonary capillary wedge pressure; CI, cardiac index; ANP, A-type natriuretic
peptide; BNP, B-type natriuretic peptide; LV, left ventricle; CAD, coronary artery disease; CCS, Canadian Cardiovascular Society; NYHA, New York Heart Association; cGMP, cyclic
GMP; RH-PAT, reactive hyperemia-peripheral arterial tonometry; FMD, flow-mediated dilatation; NMD, nitroglycerin-mediated dilatation; TNF-alpha, tumor necrosis factor-
alpha; MCP-1, monocyte chemoattractant protein; VCAM, vascular cell adhesion molecule; CRP, C-reactive protein; DASI, Duke Activity Status Index.
42 D. Yang, G. Wu / International Journal of Cardiology 166 (2013) 38–43

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