Professional Documents
Culture Documents
Baumer 2003
Baumer 2003
Steven F. Messner
University at Albany, SUNY
Richard Rosenfeld
University of Missouri—St. Louis
The United States is one of the few developed societies in the world that
retains the death penalty. Various explanations for this aspect of American
exceptionalism have been proposed, including distinctive features of
American federalism and the populist nature of American politics (Zim-
ring and Hawkins 1986; Hood 1998; Radelet and Borg 2000). Whatever
1
We thank Tom Smith, National Opinion Research Center (NORC), for valuable
technical assistance, and Scott South, Janet Lauritsen, and the AJS reviewers for
helpful comments on an earlier version of this article. The research reported in this
article was supported in part by a grant from the National Consortium on Violence
Research (NCOVR), which is supported by the National Science Foundation (grant
SBR 9513040). Direct correspondence to Eric Baumer, Department of Criminology
and Criminal Justice, University of Missouri, St. Louis, Missouri 63121. E-mail:
baumer@umsl.edu
2
Gallup poll results for 2001 reveal that 67% of American adults support the death
penalty for persons convicted of murder, while a recent Harris poll (August 2000)
indicates that 64% of American adults support the death penalty (the most recent
Gallup and Harris death penalty poll results are available at www.gallup.com and
www.harrisinteractive.com, respectively). Nearly identical results were obtained from
a 2000 ABC News poll (see Daniel Merkle, “Death Penalty Remains in Favor,” http:
//abcnews.go.com/sections/politics/dailynews/poll000619.html [last accessed February
3, 2003]).
845
3
Between 1993 and 1999, the national homicide rate fell by 40%, from 9.5 to 5.7
homicides per 100,000 persons. The homicide data were compiled by the Bureau of
Justice Statistics and are available at www.ojp.usdoj.gov/bjs/homicide/nomtrnd.htm
(last accessed February 3, 2003).
846
Finckenauer 1988; Niemi, Mueller, and Smith 1989; Page and Shapiro
1992; Ellsworth and Gross 1994; Schneider 2000; Shapiro 2000).
Two main theoretical rationales have been cited for the apparent em-
pirical association between homicide rates and death penalty support.
One emphasizes instrumental/pragmatic concerns (Thomas and Foster
1975; Taylor, Scheppele, and Stinchcombe 1979; Stinchcombe et al. 1980;
Tyler and Weber 1982; Tyler and Boeckmann 1997; Garland 2000). This
perspective posits that persons exposed to high or rising rates of violent
crime are likely to support extreme forms of social control, such as the
death penalty, for the practical reason that such measures may deter
violence. As Ellsworth and Gross note, “This is a commonsensical expla-
nation: when crime goes up, people look for harsher punishments to bring
it back down” (1994, p. 40). A second perspective links violent crime rates
and support for capital punishment via direct and indirect socialization
experiences. Gelles and Straus (1975, p. 609) suggest that persons exposed
to higher levels of violence are more likely than others to support the
death penalty because they are socialized to accept the normalcy of vi-
olence and to regard violence as an acceptable and effective form of
punishment and social control (see also Borg 1998).
Despite speculation to the contrary (e.g., Stinchcombe et al. 1980; Ells-
worth and Gross 1994; Garland 2000; Jacobs and Carmichael 2002), other
than the widely observed correspondence in temporal patterns of homicide
rates and death penalty support at the national level, systematic evidence
to substantiate an empirical association between these factors is scant
(Beckett 1997). An important exception is the work by Rankin (1979).
Using data from the 1972–76 General Social Surveys, Rankin estimated
the effects of national crime rates on support for the death penalty. Con-
trolling for race, region of residence, and year of interview, he observed
a significant positive association between death penalty support and a
three-year lagged measure of violent crime rates.4
Rankin’s findings provide suggestive empirical support for a positive
effect of homicide rates on support for the death penalty. However, the
limited number of control variables included in this study raises the con-
cern that the effects reported for national homicide rates may be spurious.
On the other hand, Rankin’s (1979) focus on national-level homicide rates
may have resulted in a deflated estimate of the impact of homicide on
4
The magnitude and functional form of this association varied across regions, with a
relatively strong linear effect observed in the South and a weaker nonlinear effect
found for all other regions. For respondents who reside in nonsouthern regions, Rankin
(1979) observed significant effects for both a linear and quadratic form of the national
homicide rate. The nature of these effects suggests that although higher homicide rates
are generally associated with increasing support for capital punishment, this association
dampens as homicide rates reach very high levels.
847
848
5
Beckett and Sasson argue that public opinion on crime and punishment has always
been more complex than the law and order discourse of conservative politicians. For
example, as support increased for harsher criminal sanctions, substantial fractions of
the electorate also remained committed to rehabilitative prison programs, drug treat-
ment, and crime prevention initiatives (2000, pp. 136–42).
849
hypothesis is more mixed (Jacobs 1979; Jackson and Carroll 1981; Liska,
Lawrence, and Benson 1981; Chamlin 1989; Jackson 1989). Research on
perhaps the most repressive form of legal control—killings by police—has
also offered some support for the hypothesis of racial threat. Jacobs and
O’Brien (1998) examined the structural correlates of total police killings
and police killings of blacks for a sample of 170 cities. They found that,
although the percentage of the population that is black has no significant
association with total police killings, it is positively related to police kill-
ings of blacks.6
The threat hypotheses have generally been applied to the explanation
of the actual exercise of social control (e.g., police size, arrests, police
exercise of lethal violence). We extend the basic argument to public at-
titudes about crime and punishment. Consistent with the work of Beckett
and Sasson reviewed above, we propose that elites mobilize public opinion
in the direction of more punitive attitudes to further their interests, and
they are particularly likely to do so under threatening conditions. Ac-
cordingly, the relative size of the minority population and economic in-
equality should be positively related to death penalty support, net of the
officially recorded homicide rate. A recent study by Jacobs and Carmichael
(2002) that examined the presence of the death penalty in American states
provides evidence consistent with these hypotheses. They found that states
with relatively large minority populations and high levels of economic
inequality were more likely than others to have legalized the death penalty.
Also, in line with the constructionist hypothesis on the effects of political
climate, their analyses revealed that measures of Republican legislative
strength and conservative political climate are associated with death pen-
alty legalization. Interestingly, they found no significant effects on the
presence of capital punishment for violent crime rates or murder rates.
To summarize, the prior literature suggests four hypotheses about con-
textual determinants of death penalty support. Persons residing in areas
with high homicide rates, a strongly conservative political climate, a rel-
atively large minority population, and high income inequality should be
more likely to express support for the death penalty. These effects should
emerge net of individual attributes that have been linked with attitudes
toward capital punishment, indicating that spatial variation in support
for the death penalty is not simply a function of population distribution.
They also should persist after holding constant other contextual variables
6
Jacobs and O’Brien also detected significant positive effects of racial inequality on
both total police killings and killings of blacks. Their measure of income inequality
was not significant for either dependent variable. They speculated that the use of a
city sample might attenuate the impact of economic inequality because the affluent
suburbs are excluded from the analysis (1998, p. 857).
850
that may be associated with these conditions and with support for the
death penalty.
Data
The GSS is a cross-sectional probability sample survey of adults in the
United States conducted annually or biannually since 1972.7 The GSS has
been a valuable source of data for individual-level analyses of public
opinion (e.g., Firebaugh and Davis 1988; Ellison and Musick 1993;
DiMaggio, Evans, and Bryson 1996; Quillian 1996; Taylor 1998), and it
has been used extensively to examine the effects of individual attributes
on death penalty attitudes (e.g., Bohm 1991; Fox et al. 1991; Barkan and
Cohn 1994; Longmire 1996; Borg 1998). A distinctive feature of the GSS
data used for our research is that they contain geographic codes that
enable us to append data that describe the geographic areas in which
respondents reside (see also Taylor 1998; Rosenfeld, Messner, and Baumer
2001). These geographic areas are the primary sampling units (PSUs) used
to select the GSS national samples. Roughly two-thirds of the PSUs are
single- or multiple-county metropolitan areas, and the remaining third
are nonmetropolitan counties. Samples selected within these PSUs are
self-representing in the sense that aggregated individual responses are
representative of the PSU from which they are drawn, and within any
given survey year, the combined samples across PSUs compose a sample
of households that is representative of the continental United States (Davis
and Smith 1998). The sample upon which our analyses are based includes
32,632 respondents sampled from 268 PSUs between 1974 and 1998.8
7
The full samples for 1972–74, and half-samples for 1975 and 1976, were selected
using a modified probability design. A stratified, multistage area probability sample
design was implemented for half-samples in 1975–76 and has been used for the selection
of all respondents interviewed between 1977 and 1998 (for a detailed discussion of
GSS sampling methods, see Davis and Smith [1998, app. 1]).
8
We exclude the 1972 GSS data from our analysis because PSU identifiers are not
available for these respondents. Data for 1973 are excluded because of a difference in
the wording of the death penalty question compared to the one used in all subsequent
years. Overall, 34,136 persons were interviewed in the GSS between 1974 and 1998;
our sample excludes 1,434 of these cases due to missing data on the dependent and
independent variables.
851
Measures
The dependent variable for our analysis is a binary measure of respon-
dents’ attitudes toward the death penalty, coded “1” for those who favor
the death penalty for persons convicted of murder and coded “0” for those
who oppose the death penalty or who report that they do not know (favor
death penalty).9
The key independent variables in our research are the homicide rate,
the degree of conservatism in the local political climate, the relative size
of the minority population, and the level of economic inequality for the
PSUs in which GSS respondents reside. The homicide rate was created
using annual data on homicide from the NCHS and population estimates
from the U.S. Census Bureau, and it represents the number of homicides
9
We reestimated all regression models shown below after excluding respondents who
responded “don’t know” to the death penalty question (N p 1,990). The results of
these analyses were substantively identical to those reported.
852
per 100,000 residents in the year preceding the interview (homicide rate).10
A lagged measure of homicide is preferable to a contemporaneous measure
because the latter might include homicides that occurred after the date
of the survey, and because it is likely to take some time for the public to
become aware of the crime rate.11
We measure the degree of political conservatism in respondents’ PSUs
by aggregating responses to a GSS question about political ideology. Re-
spondents are asked to report where they would place their political views
on a scale from one (extremely liberal) to seven (extremely conservative).
Our measure of conservative political climate reflects the mean level of
conservatism in respondents’ PSUs during the period in which the GSS
interview was conducted (conservative climate). Because single-year sam-
ple sizes for some PSUs are relatively small, we combine responses to the
conservatism question across three surveys, then aggregate responses
within PSUs and compute moving averages for each PSU centered on
the survey year.12 This strategy seems reasonable given that the political
climate for counties and metropolitan areas is likely to be stable in the
short run.
The relative size of the minority population in the respondents’ PSU
is measured with census data on the percentage of residents who identify
themselves as black (%black). To reduce skewness, we use the natural
log of this variable in the regression models. The level of economic ine-
quality for the PSUs in our analysis is measured with the Gini index for
the relative distribution of family incomes within these areas (income
inequality). Both measures are derived from census data as described
above and characterize the demographic and economic conditions of the
respondent’s PSU in the year preceding the interview.
To isolate the effects of these contextual predictors, we include well-
established correlates of death penalty attitudes as control variables in
our analysis. Prior research on death penalty attitudes reveals higher levels
of support among whites, older persons, males, wealthier individuals,
conservatives, religious fundamentalists, married persons, and those who
10
The annual county population estimates were obtained from the Inter-University
Consortium for Political and Social Research (ICPSR) data archive (see studies #8384,
#6031, and #2372).
11
Although a one-year lagged measure of homicide rate seems justified on theoretical
grounds, we also estimated all models shown below using two- and three-year lagged
measures of homicide. The results obtained from these analyses (not shown) were very
similar to those reported.
12
For years in which the GSS sampling frame changes (i.e., 1982 and 1992), we centered
the three-year moving average on the year prior to the year in which the respondent
was surveyed. For the later years of the GSS data used in our study (1994, 1996, and
1998), which contain much larger annual sample sizes than earlier periods, we combine
data for two survey years.
853
reside in less populated areas (for reviews, see Zeisel and Gallup [1989],
Bohm [1991], Fox et al. [1991], and Longmire 1996). Although more am-
biguous, there is some evidence that church attendance reduces support
for the death penalty (Harvey 1986) and that the effect of educational
attainment on support for the death penalty is nonlinear, with low levels
of support observed among persons who did not finish high school and
those who graduated from college, and higher levels of support for those
whose educational attainment falls between these points (Fox et al. 1991).
Some research has uncovered regional differences in support for the death
penalty. Persons who reside in the U.S. West and, to a lesser extent, the
U.S. South exhibit higher levels of support than persons from other regions
(Bohm 1991; Fox et al. 1991; Barkan and Cohn 1994; Borg 1997).13
We include each of these variables in our analysis as controls, and our
measurement of them conforms closely to strategies used in prior research
(see app. table A1 for a more detailed description of the control variables).14
In addition, we capture time trends in support for the death penalty by
including a variable that distinguishes the year in which respondents were
interviewed. To facilitate a more intuitive interpretation of estimated co-
efficients than would be the case if the actual year of interview (e.g., 1974,
1975) were used, we constructed a rescaled measure by subtracting 73
from the year of the interview (i.e., 1974 respondents received a code of
“1,” 1975 respondents received a code of “2,” and 1998 respondents re-
ceived a code of “25”). To model the well-documented nonlinear trend in
support for capital punishment during this period, we also include a
13
There is some evidence in the literature that fear of crime also has a significant,
albeit weak, positive effect on support for the death penalty (Rankin 1979; Tyler and
Weber 1982; Seltzer and McCormick 1987; Keil and Vito 1991; Longmire 1996). The
GSS includes an indicator of fear of crime (e.g., Warr 1995), but it is unavailable for
about one-third of the cases in our sample. To avoid dropping data for years in which
this indicator is unavailable, we do not include it in the analysis presented below.
However, we replicated our analysis on the sample of cases for which the fear item
is available. These analyses reveal that fear exerts a significant, positive effect on death
penalty support and that the effects of the other variables are virtually identical to
those shown below.
14
We used mean replacement to minimize the loss of cases due to missing data for
some of the control variables. For church attendance and education, we mean-replaced
less than 1% of all responses. About 7% of the cases were mean-replaced because of
missing data on the conservatism scale (N p 2,282). In all regression models reported
below in which these variables appear, we include dummy variables that identify the
cases in which mean replacement was used. To assess the sensitivity of our results to
this strategy, we also reestimated all regression models after excluding respondents for
whom information on these variables was missing; the results obtained from these
supplementary analyses were substantively identical to those reported.
854
Analytic Strategy
We employ a multilevel modeling strategy to examine the effects of hom-
icide rates on support for the death penalty. Multilevel regression models
have become the standard method for estimating the effects of community
characteristics on individual attitudes and behaviors, especially when the
data used for such studies contain a substantial amount of respondent
clustering within communities (e.g., Raudenbush and Bryk 2002). Con-
ceptually, multilevel regression models provide a direct and efficient means
of describing the degree to which a given individual-level outcome, such
as support for the death penalty, varies across geographic areas. In ad-
dition, an important methodological benefit is that multilevel models for-
mally adjust for nonindependence of sample members who reside in the
same community. Failure to model this type of nonindependence can result
in estimated standard errors that are biased downward, which may in
turn produce misleading conclusions about the statistical and substantive
importance of community variables (DiPrete and Forristal 1994; Snijders
and Bosker 1999).
The two most general types of multilevel models used to estimate the
effects of community variables on a given individual-level outcome var-
iable are random-slope and random-intercept models. Random-slope mod-
els are particularly well-suited for examining cross-level interactions, such
15
We also conducted the analysis by modeling the time trend with dummy variables
for each interview year using 1974 as the reference year (analyses not shown). The
substantive conclusions drawn from these models were identical to those we describe
below.
16
Resource deprivation is a principal components index composed of the poverty rate,
median family income, and female-headed families (see app. table A1).
855
RESULTS
Table 1 presents descriptive statistics for all of the variables included in
the analysis. Although support for the death penalty has fluctuated sub-
stantially between 1974 and 1998, overall, 70% of GSS respondents in-
terviewed during this period reported that they favor the death penalty
for persons convicted of murder. On average, GSS respondents reside in
geographic areas (i.e., metropolitan areas and counties) in which there are
about 9 homicides annually per 100,000 residents and in which there is
a moderately conservative political climate, a population composition of
slightly more than 11% black (before logging), and a distribution of family
incomes that is moderately unequal. Table 1 also demonstrates that there
is variation in the social contexts to which respondents are exposed; our
analysis explores whether this translates into geographic differences in
support for the death penalty.
17
All models presented are estimated with HLM for Windows 4.01 (Bryk, Raudenbush,
and Congdon 1996). The results shown are from unit-specific models (see Raudenbush
and Bryk 2002).
856
TABLE 1
Descriptive Statistics for Variables Included in Analysis
of Contextual Effects on Support for the Death Penalty
Mean SD
Dependent variable:
Favor death penalty . . . . . . . . . . . . .70 .45
Contextual variables:
Homicide rate . . . . . . . . . . . . . . . . . . . 8.73 6.96
Conservative climate . . . . . . . . . . . . 4.13 .28
%black (logged) . . . . . . . . . . . . . . . . . . 1.66 1.61
Income inequality . . . . . . . . . . . . . . . .37 .03
Control variables:
Individual-level:
Time . . . . . . . . . . . . . . . . . . . . . . . . . . . 13.47 7.46
Time2 . . . . . . . . . . . . . . . . . . . . . . . . . . . 237.03 201.84
White . . . . . . . . . . . . . . . . . . . . . . . . . . .85 .35
Male . . . . . . . . . . . . . . . . . . . . . . . . . . . .44 .50
Age . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45.30 17.60
Bachelor’s degree or more . . . .18 .39
Junior college degree . . . . . . . . . .05 .21
High school degree . . . . . . . . . . . .52 .50
No high school degree . . . . . . . .25 .43
Family income . . . . . . . . . . . . . . . . 9.73 2.85
Married . . . . . . . . . . . . . . . . . . . . . . . . .56 .50
Conservatism . . . . . . . . . . . . . . . . . . 4.11 1.28
Religious fundamentalism . . . .32 .47
Church attendance . . . . . . . . . . . 2.63 1.17
Place size (logged) . . . . . . . . . . . . 3.44 2.11
South . . . . . . . . . . . . . . . . . . . . . . . . . . . .35 .48
West . . . . . . . . . . . . . . . . . . . . . . . . . . . . .18 .38
PSU-level:
Resource deprivation . . . . . . . . . -.01 .99
Unemployment rate . . . . . . . . . . 5.97 2.02
Male divorce rate . . . . . . . . . . . . . 5.93 2.35
Note.—Descriptive statistics for the dependent and individual-level control
variables are based on 32,632 cases, and descriptives for the contextual variables
and PSU-level control variables are based on the 268 PSUs within which these
respondents reside.
857
858
1 2 3 4
Fixed effects:
Intercept, g00 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .901* (.026) ⫺1.590* (.103) ⫺2.220* (.465) ⫺3.010* (.643)
Time . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .090* (.009) .090* (.009) .088* (.009)
Time2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ⫺.003* (.0003) ⫺.003* (.0003) ⫺.003* (.0003)
White . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .975* (.038) .989* (.039) .987* (.039)
Male . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .497* (.027) .498* (.027) .498* (.027)
Age . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .0003 (.001) .0004 (.001) .0004 (.001)
No high school degree . . . . . . . . . . . . . . . . . . ⫺.235* (.034) ⫺.236* (.034) ⫺.234* (.034)
Bachelor’s degree or more . . . . . . . . . . . . . . ⫺.516* (.035) ⫺.520* (.035) ⫺.521* (.035)
Family income . . . . . . . . . . . . . . . . . . . . . . . . . . . .044* (.005) .042* (.005) .042* (.005)
Married . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .157* (.028) .158* (.028) .158* (.029)
Conservatism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .215* (.010) .214* (.010) .214* (.010)
All use subject to University of Chicago Press Terms and Conditions (http://www.journals.uchicago.edu/t-and-c).
Church attendance . . . . . . . . . . . . . . . . . . . . . . ⫺.105* (.012) ⫺.104* (.012) ⫺.103* (.012)
Place size . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ⫺.027* (.008) ⫺.035* (.008) ⫺.038* (.008)
South . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .107* (.051) ⫺.012 (.061) .005 (.068)
West . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .241* (.067) .288* (.067) .242* (.074)
Homicide rate . . . . . . . . . . . . . . . . . . . . . . . . . . . . .012* (.004) .012* (.004)
Conservative climate . . . . . . . . . . . . . . . . . . . . .246* (.087) .244* (.090)
%black . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .054* (.019) .042* (.019)
Income inequality . . . . . . . . . . . . . . . . . . . . . . . . ⫺1.37 (1.03) .958 (1.57)
Resource deprivation . . . . . . . . . . . . . . . . . . . . ⫺.076† (.046)
Unemployment rate . . . . . . . . . . . . . . . . . . . . . ⫺.005 (.014)
Male divorce rate . . . . . . . . . . . . . . . . . . . . . . . . .010 (.016)
Random effects:
Intercept, t00:
j ........................................ .129 .094 .078 .077
x2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,117* 837* 731* 717*
859
Note.—N p 32,632. SEs are given in parentheses.
* P ! .05, two-tailed test.
†
P ! .05, one-tailed test.
Compositional Effects
Model 2 includes individual-level attributes shown in prior research to
be related to death penalty support. The fixed-effects portion of model 3
shows that whites, males, married persons, individuals with more con-
servative political views, and those with higher family incomes are sig-
nificantly more likely to favor the death penalty. Individuals with rela-
tively high or low levels of education, those who attend church more
regularly, and those who reside in places with larger populations are
significantly less likely to favor the death penalty. Net of these factors,
respondents who reside in the southern or western region of the United
States are more likely than those from other regions to favor capital
860
18
Some of the contextual variables examined exhibit relatively strong correlations (see
app. table A1), and therefore, multicollinearity is a potential concern. We inspected
variance inflation factors (VIFs) for each of the contextual variables, and none was
over 4 (the highest VIF was 3.8), indicating that multicollinearity is not a major problem
862
in our models. Evaluation of the condition indices, however, reveals some evidence of
multicollinearity between the indicators of income inequality and resource deprivation
included in model 4. Nevertheless, this does not alter the substantive conclusions drawn
about these two variables (e.g., neither is statistically significant when the other is
removed) and, more important, the coefficients for the other contextual predictors
exhibit stability across specifications that include or exclude these variables.
19
In subsequent analyses, we considered the possibility that short-term change in local
homicide rates, rather than the level of homicide, might affect death penalty attitudes.
We constructed a variety of change measures (e.g., absolute change, %change) ranging
from one to five years. None of these change measures yielded a significant effect on
support for the death penalty in our multivariate models (results not shown).
20
We evaluated a variety of different functional forms for these variables (e.g., linear
splines defined at various points of their distributions, a quadratic transformation),
but none yielded a significant coefficient or an improvement in model fit.
863
explains fully the effect on death penalty support of residence in the South.
Further analyses (not shown) reveal that higher levels of support for the
death penalty observed in the South are a function of regional differences
in racial composition and homicide rates.21
The most important findings shown in model 3 reveal that the homicide
rate, a conservative political climate, and the relative size of the black
population are significant predictors of death penalty support. In model
4 of table 2, we assess whether these conclusions hold up under a different
model specification. In particular, we evaluate whether the effects ob-
served for these variables are confounded with other community char-
acteristics, including levels of resource deprivation, unemployment rates,
and divorce rates. Although past studies of public opinion on the death
penalty have not considered these contextual variables, macrolevel studies
have demonstrated that each is at least moderately correlated with hom-
icide rates, %black, and income inequality (e.g., Land et al. 1990). More-
over, areas characterized by a more conservative political climate tend to
have higher levels of resource deprivation and higher male divorce rates
(see app. table A2). Thus, it is potentially important to hold these variables
constant in evaluating the effects on death penalty support observed for
homicide, conservative climate, and %black.
Model 4 shows that the unemployment rate and the male divorce rate
do not exert significant effects on support for the death penalty. The
coefficient for resource deprivation, in contrast, is negative and statistically
significant using a one-tailed test (P ≤ .05). Controlling for several indi-
vidual-level attributes and other contextual conditions, persons who reside
in communities with lower income levels and a larger percentage of fam-
ilies headed by females are significantly less likely to favor the death
penalty. Most important for the purposes of our analysis, even after con-
trolling for these factors, we find significant effects of homicide, conser-
vative climate, and %black on death penalty support. Overall, the con-
textual predictors considered account for 18% (.18 p .094 ⫺ .077/.094) of
the spatial variance in death penalty support not accounted for by the
control variables, and, collectively, the variables included in the analysis
21
We reestimated model 3 of table 2 with each of the contextual predictors entered
separately and in various combinations. The coefficient for southern regional location
was not attenuated when conservative climate and income inequality were controlled.
In contrast, it was reduced substantially and was no longer statistically significant
when either %black or the homicide rate was considered.
864
explain 40% (.40 p .129 ⫺ .077/.129) of the total spatial variance in death
penalty support.22
In general, the individual-level attributes exert the strongest effects on
support for the death penalty, but the magnitude of the effects of homicide,
conservative climate, and %black are nontrivial. Table 3 presents pre-
dicted probabilities of death penalty support for respondents who reside
in communities that differ substantially along these dimensions. In each
case, the predicted probabilities were computed using the coefficients from
model 4 of table 2 and assuming mean values for all other variables (see,
e.g., Hosmer and Lemeshow 2000). The predicted probabilities associated
with the estimated homicide effect imply that levels of support for capital
punishment range from about 70% in areas with very low homicide rates
(the 5th percentile) to about 75% in areas with very high homicide rates
(the 95th percentile), assuming mean values for all other variables (in-
cluding the other contextual predictors). Conservative climate and %black
exhibit effects of similar magnitude.
Although modest in magnitude, it is important to note that the effects
of these contextual variables are additive and, because some of them
covary significantly, it is informative to consider their combined effects.23
For instance, among those who reside in predominantly white commu-
nities with very low homicide rates, the predicted probability of death
penalty support is 0.67, while the comparable figure for persons who reside
in predominantly black areas with very high homicide rates is 0.77. This
difference represents more than half of the range of observed temporal
change in support for the death penalty across the years included in our
study.
22
We also considered the effects on death penalty attitudes of the legal status of the
death penalty (i.e., legal vs. illegal) and the number of executions carried out in the
state in which GSS respondents reside. The state of residence for GSS respondents is
not available, but can be inferred from the PSU geographic identifier for most re-
spondents. For persons who live in PSUs that cross state boundaries, we created
measures for all possible states in which they could have resided. The various measures
yielded similar effects: persons who reside in states in which the death penalty is legal
or in which more persons were executed by the state (in the year prior to the GSS
interview) are significantly more likely to support the death penalty, net of the indi-
vidual and other contextual variables. The causal order in these complex relationships
is uncertain: the relationships could reflect the influence of state policy and action on
public support for the death penalty, or they could reflect the responsiveness of the
state to public opinion. A full assessment of this issue is beyond the scope of the present
research. Nevertheless, the fact that the effects of homicide, conservative political
climate, and racial composition persist after controlling for these variables bolsters our
conclusions about their role in shaping public opinion about the death penalty.
23
We tested for the possibility that the effects of the contextual independent variables
were multiplicative. Of the numerous two- and three-way interactions considered, none
was statistically significant.
865
TABLE 3
Predicted Probabilities of Death Penalty Support in Different Social
Contexts
Contextual variables 5 10 25 50 75 90 95
866
death penalty, but we also found support for the hypothesized effects of
the homicide rate, political climate, and racial composition. Consistent
with expectations, higher levels of homicide in the local area increase the
likelihood that individuals will favor capital punishment, net of a wide
array of individual-level predictors and other contextual factors. The the-
oretical literature on attitudes about crime and punishment suggests that
exposure to high homicide rates may increase support for the death penalty
by motivating pragmatic or instrumental crime-control responses or
through socialization processes whereby residents of high violence areas
come to consider violence, including violence carried out by the state, as
an acceptable and effective form of punishment.24
Although plausible, there are other possible interpretations of the as-
sociation between homicide rates and support for capital punishment. For
instance, Garland (2000) suggests that high crime rates have weakened
the effectiveness of some informal social control mechanisms (see also
Anderson 1999; Sampson and Raudenbush 1999), which in turn has cre-
ated an insecure and precarious social environment in which support for
punitive crime control policies has flourished. Somewhat similarly, Black
(1976) has argued that where informal social controls are weak, popu-
lations tend to be more open to formal measures of social control. Thus,
it is conceivable that high homicide rates increase support for capital
punishment (and presumably other measures of formal social control) by
increasing social disorganization and reducing confidence in informal so-
cial controls.
Whatever the mechanisms are that link homicide to support for capital
punishment, our findings are inconsistent with the extreme constructionist
view that objective conditions are irrelevant to the formation of public
opinion about the death penalty. The framing of the crime issue in local
areas is likely to be highly influential in the formation of attitudes about
the death penalty, but objective levels of homicide also are important. We
suspect that objective levels of crime and the rhetoric and imagery used
by elites and the media to frame the crime issue coalesce in shaping public
opinion about capital punishment (see also Garland 2000).25 Consistent
24
For a subset of the years included in our study, the GSS contains items that have
been used in prior research as indicators of “fear of crime” (see Warr 1995) and “support
for violence” (see Dixon and Lizotte 1987; Cao, Adams, and Jensen 1997). To evaluate
whether these factors mediate the homicide effect, we reestimated our regression models
based on the subset of cases for which these indicators were available (see also n. 12).
Although fear of crime and the indicators of support for violence exert significant
positive effects on death penalty support, they do not mediate the effects of any of the
contextual predictors.
25
For a general discussion of the importance of both objective and subjective features
in the construction of social problems, see Best (1993).
867
with this assertion, Beckett suggests that “the increased incidence of crime-
related problems may facilitate their politicization and contribute to grow-
ing support for getting-tough” (1997, p. 15).
The significant contextual effect observed for our indicator of the po-
litical climate provides support for the constructionist argument that,
independent of levels of violence, the political context in which social
problems are framed has an important influence on public sentiment about
capital punishment. Although we do not have direct measures of the
claims-making process, the results are consistent with suggestions that
conservative politicians exploit concerns about crime in a manner that
effectively increases support for punitive policies, even among those who
do not hold a conservative ideology themselves. This could occur directly
through exposure to political initiatives or media coverage of crime and
punishment, or indirectly through collective socialization processes
whereby some elements of conservative ideology (e.g., support for capital
punishment), but not others, become contagious and spread throughout
the community.
The results reveal mixed support for the threat hypotheses examined.
Consistent with much of the literature on threat effects on the exercise
of various forms of social control (for a review, see Liska and Messner
[1999]), controlling for levels of homicide and a variety of other factors,
we found that %black exhibits a significant positive effect on support for
the death penalty, whereas the effect of income inequality is nonsignificant.
It is perhaps not surprising that racial composition affects attitudes about
capital punishment more than economic composition given the substantial
degree to which race and punishment are inextricably intertwined in the
United States (Hawkins 1997; Kennedy 1997; Blume, Eisenberg, and
Johnson 1998; Bowers, Steiner, and Sandys 2001; Jacobs and Carmichael
2002).
We cannot test directly the causal mechanisms that account for the
association between racial composition and support for the death penalty.
It could reflect differences in perceived threat, but it also could represent
some other macro- or microlevel process. For instance, Anderson and
others (Massey and Denton 1993; Kennedy 1997) have suggested that in
many predominantly black communities in the United States there is a
“sense of alienation from mainstream society and its institutions” (An-
derson 1999, p. 34), and as noted above, Garland (2000) argues that such
conditions may increase public support for punitive measures of social
control.
Overall, our analyses underscore the general importance of the larger
social context for explaining individual attitudes toward capital punish-
ment. The results suggest that a comprehensive understanding of public
opinion on capital punishment requires information both about the char-
868
869
Individual-level variables:
White . . . . . . . . . . . . . . . . . . . . . . . . . . Respondent’s race (0 p nonwhite; 1 p white)
Male . . . . . . . . . . . . . . . . . . . . . . . . . . . Respondent’s sex (0 p female; 1 p male)
Age . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Respondent’s age in years
Education . . . . . . . . . . . . . . . . . . . . . Four dichotomous variables indicating the highest
educational degree attained by the respondent
(bachelor’s degree or more; junior college degree;
high school diploma or GED; no high school
degree)
Family income . . . . . . . . . . . . . . . . Eight-point scale ranging from less than $1,000 to
over $25,000
Married . . . . . . . . . . . . . . . . . . . . . . . . Respondent’s marital status (0 p unmarried; 1 p
married)
Conservatism . . . . . . . . . . . . . . . . . . Seven-point scale indicating respondent’s political
views (1 p extremely liberal; 2 p liberal; 3 p
slightly liberal; 4 p moderate; 5 p slightly con-
servative; 6 p conservative; 7 p extremely
conservative)
Religious fundamentalism . . . Fundamentalism/liberalism of respondent’s religion
(1 p fundamentalist; 0 p moderate or liberal)
Church attendance . . . . . . . . . . . Four-point scale indicating how often respondent
attends religious services (1 p less than once per
year; 2 p several times per year; 3 p 1–3 times
per year; 4 p weekly or more)
Place size . . . . . . . . . . . . . . . . . . . . . . Logged population size of the census place in
which respondent lives
South . . . . . . . . . . . . . . . . . . . . . . . . . . . Respondent resides in the south
West . . . . . . . . . . . . . . . . . . . . . . . . . . . . Respondent resides in the west
PSU-level variables:
Resource deprivation . . . . . . . . . Three-item principal components factor that com-
bines percentage of families living in poverty,
median family income, and the percentage of
families headed by a female
Unemployment rate . . . . . . . . . . Percentage of persons age 16 and older in the civil-
ian labor force who are not employed
Male divorce rate . . . . . . . . . . . . . Percentage of males age 14 and older who are
divorced
TABLE A2
Correlations for PSU-Level Variables in Analysis of Contextual Effects on
Support for the Death Penalty
1 2 3 4 5 6 7
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