Professional Documents
Culture Documents
72 Dirichlet Forms - Mazhe
72 Dirichlet Forms - Mazhe
Dirichlet forms
Définition 72.1.
Let t–t utP be a strongly continuous one parameter semigroup of automorphisms of a C ˚ -algebra
A and — P . A state Ê is a p–, —q ´ KM S-state if is fulfils the KMS condition:
` ˘
Ê a–i— pbq “ Êpbaq (72.1)
for every a and b in a norm dense and –-invariant ˚-subalgebra.
2833
2834 CHAPTER 72. DIRICHLET FORMS
` ˘ ` ˘
(1) –t apf q “ a eitH f ,
` ˘ ` ˘
(2) –t a˚ pf q “ a˚ eitH f
for every f P H0 . This is a strongly continuous group of automorphisms of the CAR algebra called
the Bogoliubov transform. If — P , the condition for a state Ê to be p–, —q-KMS requires
among others ´
` ˘ ` ˘¯ ` ˘
Ê apgqa˚ pe´—H f q “ Ê apgq–i— a˚ pf q “ Ê a˚ pf qapgq . (72.5)
Writing the relation (72.5) with pId `e´—H q´1 f instead of f , we get
´ ` ˘¯ ´ ` ˘¯
Ê apgqa˚ e´—H pId `e´—H q´1 f “ Ê a˚ pId `e´—H q´1 f apgq , (72.7)
where we used the fact that a˚ pe´—H f qapgq “ xg, e´—H f y Id ´apgqa˚ pe´—H f q and the fact that
ÊpIdq “ 1 since Ê is a state. In the last line, the first and last terms sum to zero because of the
KMS condition. What we obtained is
´ ` ˘ ¯
Ê a˚ rId `e´—H sf apgq “ xg, e´—H f y. (72.9)
It turns out that, using the CAR relations, that formula uniquely defines Ê. This is then the
unique p–, —q-KMS state on U pH q and is denoted by Ê— .
We already mentioned that, when — “ 0, the state Ê is a trace; what happens with the KMS
symmetry condition on in the case — “ 0 is
` ˘ ` ˘
Ê b paq “ Ê a pbq . (72.12)
Let us suppose that, for a generic —, the map commutes with the action. The symmetry
condition becomes ´ ` ˘¯
Êpb paqq “ Ê –´ i— paq– i— pbq
2 2
` ˘
“ Ê pbq–´ i— paq (72.13)
` ˘ 2
“ Ê a pbq
where we used twice the KM S condition for Ê.
72.1. KMS STATES AND CAR ALGEBRAS 2835
Lemme 72.3.
If Ê is a p–, —q-KMS state, the map is KMS-symmetric with respect to Ê if and only if
` ˘ ` ˘
Ê paq– i— pbq “ Ê – ´i— paq pbq . (72.14)
2 2
Proof. We write the usual KMS condition (72.1) for Ê with the replacements b Ñ – ´i— pbq and
2
a Ñ paq: ` ˘ ` ˘
Ê paq– i— pbq “ Ê –´ i— pbq paq , (72.15)
2 2
then we use the KMS condition (72.11) for with the replacements a Ñ b and b Ñ – ´i— paq in
` ˘ 2
order to get Ê –´ i— paq pbq .
2
We recall that an entire function is a function holomorphic over . We define the set D— as
D— “ tz P tel que 0 † Im z † —u if — • 0
(72.16)
D— “ tz P tel que — † Im z † 0u if — § 0
Proposition 72.4.
Let – “ t–t utP be a strongly continuous group of automorphisms of the C ˚ -algebra A, — P and
Ê be a state on A. The following two conditions are equivalent:
(1) Ê is a p–, —q-KMS state;
(2) for every pair a, b in A, there exists an analytic map Fa,b : D— Ñ A such that
Fa,b ptq “ Êpa–t pbqq (72.17a)
Fa,b pt ` i—q “ Êp–t pbqaq (72.17b)
for t P .
If these conditions are satisfied, we have |Fa,b pzq| § }a} · }b} for every z P D— .
Moreover, if a P A and b P A– , the function Fa,b is the restriction to D̄— of the entire function
` ˘
z fiÑ Ê a–z pbq . (72.18)
The point in the proposition is that the relations (72.17) define only Fa,b on the boundary of
D— .
We have the same kind of proposition for a KMS symmetry.
Proposition 72.5.
Let – “ t–t utP be a strongly continuous automorphism group of the C ˚ -algebra A and Ê, a
p–, —q-KMS state for some — P . Then for a bounded map : A Ñ A, the following conditions
are equivalent:
(1) is p–, —q-KMS symmetric with respect to Ê;
(2) pour every pair a, b in A, there exists a continuous bounded analytic map Fa,b : D̄— Ñ A
such that
´ ` ˘¯
Fa,b ptq “ Ê –´ t paq – t pbq (72.19a)
´ 2 ` 2 ˘¯
Fa,b pt ` i—q “ Ê – t pbq – t paq (72.19b)
2 2
for every t P .
If these conditions are satisfied, the function Fa,b is bounded on D̄— and
|Fa,b pzq| § } } · }a} · }b} (72.20)
for every z P D̄— . If a P A and b P A– , the function Fa,b is the restriction to D̄— of the entire
function ´ ` ˘¯
Ga,b pzq “ Ê –´ z2 paq – z2 pbq (72.21)
on .
2836 CHAPTER 72. DIRICHLET FORMS
Let us briefly recall the GNS construction of a C ˚ -algebra A (see theorem 69.80). Let Ê be a
state on A. First we consider the space
and we define the Hilbert space HÊ as the completion of the quotient A{NÊ . The representation
fiÊ on HÊ is then defined as
fiÊ paqrbs “ rabs (72.23)
where the bracket ras denotes the class of a P A for the quotient by NÊ .
The kernel of the representation is given by the elements a such that
rabs “ 0 (72.24)
for every b P A. This means that a P NÊ . Thus the kernel of the GNS representation is given by
the set of elements a P A such that Êpa˚ aq “ 0.
Suppose that we have an semigroup –t of automorphisms of A and a –-invariant state Ê. Then
if a P kerpfiÊ q we have ` ˘ ` ˘
Ê –t pa˚ q–t paq “ Ê –t pa˚ aq
“ Êpa˚ aq (72.25)
“ 0,
so that –t paq belongs to kerpfiÊ q too.
Proposition 72.6.
Let t–t utP be a strongly continuous group of automorphisms of the C ˚ -algebra A and Ê be a fixed
p–, —q-KMS state for some — P . Then a map : A Ñ A which is p–, —q-KMS symmetric with
respect to Ê leaves globally invariant the kernel kerpfiÊ q of the GNS representation of Ê.
Proof. Let a P kerpfiÊ q. Since –t is an automorphism of A, we also have –t paq P kerpfiÊ q. Let Fa,b
is the map guaranteed by proposition 72.5; since Ê is positive (it is a state, definition 69.60), it
fulfils the condition (69.62), so that
´ ` ˘¯ ´ ` ˘˚ ¯ ´` ˘˚ ` ˘ ¯
|Fa,b ptq|2 “ |Ê –´ t paq – t pbq |2 § Ê –´ t paq –´ t paq Ê – t pbq – t pbq . (72.26)
2 2 2 2 2 2
What we proved is that |Fa,b ptq| “ 0 when t is real. Being analytic, the function Fa,b vanishes
everywhere. By property (72.19b),
` ˘
0 “ Fa,b pi—q “ Ê b paq . (72.28)
defines a sesquilinear form on L. We denote by L2 pA, · q the Hilbert space obtained by completion
of L with respect to the sesquilinear form p., .q· . Such a construction is similar to the one of L2 pM q
on page 2816. Since the trace is faithful, we have Êpa˚ aq “ 0 only when a “ 0. The space L2 pA, · q
is thus also the GNS construction described in theorem 69.80.
We denote by ÷· : L Ñ L2 pA, · q the natural injection whose image is, by construction, dense.
The space ÷· pLq has the product
Lemme 72.7.
Let E “ ta P L tel que a “ a˚ § 1M u and C “ E. We recall that L2` pA, · q “ L` . Then
Proof. First, it is obvious that ta P L tel que 0 § a § 1M u “ E X L` . Thus we have to show that
E X L` “ E X L` . The inclusion
E X L` Ä E X L` (72.41)
is only topology.
The delicate part is the reverse inclusion. Let x P E X L` . In a first time we suppose that
}x} “ 1. By hypothesis we can find a sequence xi Ñ x with xi P L` . Since }xi } Ñ 1, we consider
the sequence
xi
yi “ Ñ x. (72.42)
}xi }
The element yi still belongs to L` from proposition 69.31. Moreover yi § because proposi-
tion 69.33 shows that xi § }xi } . So we have yi P E X L` and x P E X L` .
Let us now consider any x P E X L` . By the preceding point we build a sequence yi P E X L`
such that
$
& yi Ñ x (72.43a)
}x}
%
}yi } “ 1. (72.43b)
Then we consider the sequence zi “ }x}yi . This converges to x and zi P L` . We still have to show
that zi P E.
First we prove that }x} § . For that we consider ai Ñ x with ai P E. Since x P L` for every
‘ we have
Specpai q Ä r´‘, }ai }s. (72.44)
Here I’m using the fact that the norm is continuous. This is due to the fact that we are precisely working on the completion with respect to the
norm.
By the definition zi “ }x}yi and }yi } “ 1, we have }zi } § 1. Once again by proposition 69.33
we have zi § }zi } § .
Définition 72.8.
Let tTt ut•0 be a J-real, symmetric, strongly continuous semigroup acting on L2 pA, · q. That semi-
group is said to be
(1) Markovian if it leaves globally invariant the set (see lemma 72.7)
` ˘
(2) completely positive if its extensions to L2 n pAq, ·n are positive;
` ˘
(3) completely Markovian if its extensions to L2 n pAq, ·n are Markovian.
72.3. MODULES OVER C ˚ -ALGEBRA 2839
In the case of a A-module we do not explicitly write the representation fi and we write }a›b} §
}a}}b}}›}.
When H is a bimodule over A, a derivation is a linear map B : DpBq Ä A Ñ H such that
for every a, b P DpBq. Notice that one always has Bp1q “ 0. A derivation is symmetric if its domain
DpBq is a selfadjoint subalgebra and if the A-bimodule pH , Jq is symmetric with Bpa˚ q “ JpBaq.
Lemme 72.10.
Let H , J a symmetric Hilbert A-bimodule and pB, DpBqq be a symmetric derivation defined on an
involutive subalgebra of A. Let a “ a˚ P DpBq. Then
2840 CHAPTER 72. DIRICHLET FORMS
(1) For every polynomials f , we have f paq P DpBq and the chain rule
` ˘
B f paq “ pLa b Ra qpf˜qBpaq. (72.53)
Remarque 72.11.
The equation (72.53) is a short notation for the following. First we introduce the following repre-
sentation of A b Aop on H :
pa b bq7› “ a›b. (72.55)
Then pLa b Ra qpf˜q› with f˜p0q “ 0 stands for
´ ¯
pLa b Ra qpf˜1 b f˜2 q7› “ La pf˜1 q b Ra pf˜2 q 7› “ f˜1 paq› f˜2 paq. (72.56)
Here the functions f˜i are associated with f˜ by the map (69.139).
Proof. (1) If a “ a˚ P DpBq, then f paq P DpBq because the domain of B is an algebra.
Let us begin with the constant function f “ 1. In this case f˜ps, tq “ 0 and all terms are
vanishing in the decomposition (69.140), so f˜ “ 0 b 0. Formula (72.56) then produces
Bp1q “ 0.
If f ptq “ t, then f˜ps, tq “ 1 and we get Bpaq “ Bp1q.
The general statement comes from the formula
n´1
ÿ
xn ´ y n
“ xk y n´1´k . (72.57)
x´y k“0
∞
Then, for f ptq “ n –n t
n, one defines
ÿ n´1
ÿ
Dfa “ –n ak b an´1´k (72.58)
n k“0
` ˘
and the formula to be checked becomes B f paq “ Dfa 7Bpaq that can be checked by induc-
tion.
Let us now prove the bound (72.54). If f ptq “ tn , then
n´1
ÿ
Dfa 7› “ ak ›an´1´k . (72.59)
k“0
In this computation we also used the fact that }ab} § }a}}b}. Since }a} § suptPSpecpaq |t| by
proposition 57.56(1), we have
Since the operator B is supposed to be closable (see proposition 57.10), we can define
Bpaq “ lim Bpan q. By continuity of the left and right actions, we also have
In the same spirit, limpan bn q “ ab and we have lim Bpan bn q “ Bpabq. Thus taking the limit
in both side of equation (72.62), we found Bpabq “ aBb ` pBaqb.
` ˘
(3) Now we suppose that pB, DpBqq is closed and we consider f P C 1 Specpaq . In particular f 1
is continuous and we can consider polynomials fn such that fn1 Ñ f 1 and fn Ñ f uniformly
on Specpaq. Indeed on each connected component K of Specpaq we have
}fn ptq ´ f ptq} § sup |fn1 ptq ´ f 1 ptq|¸ “ ¸}fn1 ´ f 1 } § 2}a}}fn1 ´ f 1 } (72.64)
tPK
where ¸ is the length of K. We also used the fact that the length of Specpaq is smaller or
equal to 2}a} by Since fn1 Ñ fn uniformly, the right-hand side can be made smaller than ‘
by a suitable choice of n. We suppose that fn p0q “ 0 by choosing the suitable primitive of
fn1 .
For each n we have ` ˘
}B fn paq } § }fn1 }}Bpaq}. (72.65)
` ˘ ` ˘ ` ˘
We
` prove now˘ that B fk paq is a Cauchy sequence. By linearity, B fk paq ´ B fl paq “
B pfk ´ fl qpaq . By the bound (72.54) we have
` ˘
}B pfk ´ fl qpaq } § }fk1 ´ fl1 }}Bpaq}. (72.66)
Since fk1 Ñ f 1 uniformly, the right hand side of (72.66) can be set smaller than ` ‘ ˘by
choosing
` suitably
˘ large k and l. This shows that f paq P DpBq and, by definition, B f paq “
lim B fn paq .
As far as f˜ is concerned, we have the uniform limit f˜n,i Ñ f˜i and then
` ˘
B fn paq “ f˜n,1 paqBpaqf˜n,2 paq. (72.67)
` ˘
By definition the limit of the left hand side is B f paq while the limit of the right hand side
is, by continuity of the actions, f˜1 paqBpaqf˜2 paq.
Théorème
` ˘72.12.
Let B, DpBq be a symmetric derivation on A defined on a dense subset with values in` a symmetric
˘
Hilbert A-bimodule pH , Jq. We suppose that DpBq is dense in L2 pA, · q and that B, DpBq is a
closable form from L2 pA, · q to H . The form pE, Fq defined by
E : L2 pA, · q Ñ r0, 8r
(72.68)
a ބ }Ba}2H
Proposition
` ˘ 72.13.
Let E, DpEq be a completely Dirichlet form on L2 pA, · q. Then B “ A X DpEq is an involutive
subalgebra
` of M.
˘
If E, DpEq` is a C˘˚ -Dirichlet form, the subalgebra B is an involutive subalgebra of A and a
core form for E, DpEq .
` ˘
The subalgebra B “ A X DpEq is the Dirichlet algebra of the form E, DpEq . We also
consider the hermitian sesquilinear form obtained from E by polarization:
E : DpEq ˆ DpEq Ñ
1´ ¯ (72.69)
p›, ÷q fiÑ Er› ` ÷s ´ Er› ´ ÷s ` iEr› ` i÷s ´ iEr› ´ i÷s .
4
It allows to recover E.
Proposition 72.14.
The sesquilinear form on the algebraic tensor product B b B given by
1` ˘
pc b d, a b bq fiÑ Epc, abd˚ q ` Epcdb˚ , aq ´ Epdb˚ , c˚ aq (72.70)
2
is definite positive.
We denote by H0 the Hilbert space obtained after separation[505] and completion of B bB with
respect to the sesquilinear form given by proposition 72.14. The inner product will be denoted by
p.|.qH0 and if a b b P B b B, we denote by a bE b the canonical image in H0 .
Théorème
` ˘72.15. ˚
Si E, DpEq is a C -Dirichlet form on L2 pA, · q, there exists a A-bimodule structure on H0 char-
acterised by
(1) apb bE cq “ ab bE c ´ a bE bc
(2) pb bE cqa “ b bE ca
for every a, b, c in the Dirichlet algebra B.