27/04/21 Set Block & Restrictions

TEMENOS Banking Reference Processes

Set Block & Restrictions Last change: 17-Mar-2021 12:05:15
Type: EPC

Open Customer
Portfolio

Back Office Ops

COS Officer (WM)
Restrictions to
PBO.OPRTN.
be recorded/ set
HOME.PAGE
Portfolio
Administrator (WM)
COS
PBO.ADMIN.
HOME.PAGE Front Office
Operations Office...

Determine type of
COS Relationship
restrictions to be
PVT.FOO.HP Manager (WM)
set

COS
RM.HOME.PA
GE
Back Office Ops Back Office Ops Back Office Ops Back Office Ops
Officer (WM) Officer (WM) Officer (WM) Officer (WM)
Futures and
Holding Transactions Portfolio
Options trading
restrictions to be restrictions to be restrictions to be
Portfolio Portfolio Portfolio restrictions to be Portfolio
set set set
Administrator (WM) Administrator (WM) Administrator (WM) set Administrator (WM)

Front Office Front Office Front Office Front Office

Operations Office... Operations Office... Operations Office... Operations Office...

SC.SECURIT SC.SECURIT DX.TRADING. Set futures and

Set holding Relationship Set transaction Relationship RESTRICTIO Set portfolio Relationship Relationship
Y.CONSTRAI Y.CONSTRAI CONSTRAINT options trading
restrictions Manager (WM) restrictions Manager (WM) N,INP restrictions Manager (WM) Manager (WM)
NT,REST.H... NT,REST.T... ,INPUT restrictions

Set Holding Restrictions Set transaction restrictions Set Portfolio Restrictions

Restrictions
recorded/ set

Open Customer
Portfolio

Temenos R21 Proprietary & Confidential 1