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Engineering Structures 23 (2000) 1518–1528

www.elsevier.com/locate/engstruct

The behavior of reinforced concrete columns subjected to axial


force and biaxial bending
a,* b
Jin-Keun Kim , Sang-Soon Lee
a
Department of Civil Engineering, Korea Advanced Institute of Science and Technology, Kusong 373-1, Yusong, Taejon, South Korea
b
Department of Civil Engineering, Korea Advanced Institute of Science and Technology, Kusong 373-1, Yusong, Taejon, South Korea

Received 27 January 1999; received in revised form 14 September 1999; accepted 16 September 1999

Abstract

When stress is beyond elastic limit or cracking occurs in a reinforced concrete member subjected to axial force and biaxial
bending, curvature about each principal axis of gross section may be influenced by axial force and bending moments about both
major and minor principal axes. It is mainly due to the translation and rotation of principal axes of the cross section after cracking.
In this study, a numerical method for predicting the behavior of reinforced concrete columns subjected to axial force and biaxial
bending is proposed considering curvature localization. To verify the proposed numerical method, a series of tests was also carried
out for 16 tied reinforced concrete columns with 100×100 mm square and 200×100 mm rectangular sections under various loading
conditions. The boundary conditions at both ends of the column were hinged and eccentricities (40 mm) were equal and of the
same directions. The angles between the direction of eccentricity and the major principal axis of gross section were 0°, 30°, 45°
for the square section and 0°, 30°, 45°, 60°, 90° for the rectangular section.
A comparison between the numerical predictions and the test results shows good agreements in ultimate loads, axial force-lateral
deflection relations, and lateral deflection trajectories. It is also found, in this limited investigation, that ACI’s moment magnifier
method is conservative in both uniaxial and biaxial eccentric loading conditions.  2000 Elsevier Science Ltd. All rights reserved.

Keywords: Reinforced concrete column; Biaxial bending; Curvature localization; Cracking; Moment magnification factor

1. Introduction affected by bending moments about both major and


minor principal axes.
The inherent characteristic of quasi-brittle materials Short reinforced concrete columns subjected to biaxial
such as concrete creates cracking when the material is bending have received considerable attention. As a
applied with external loading. Therefore, the failure result, there are several empirical and approximate
mechanism of a concrete column with multiple loading methods and design aids available for strength design of
conditions changes from an uncracked to a cracked con- short column [1–8]. A few studies [9–14] have also
dition. In the uncracked condition, axial force and bend- emerged for the analysis of slender reinforced concrete
ing moment applied to the column will have no coupling columns subjected to biaxial bending. Chan [9]
effects. However, in the cracked condition, axial force developed a filament beam element with a rectangular
applied at the centroid of gross section may have an cross section for the analysis of beam slab systems. Mari
effect on curvature and bending moment about principal [10] developed a similar element with arbitrary cross
axis of gross section may also have an effect on axial section and applied the proposed method to predict the
strain at the sectional centroid. Furthermore, when behavior of reinforced concrete columns under biaxial
biaxial bending occurs in a reinforced concrete column, bending. Although unloading may take place at points
curvature about each principal axis of gross section is adjacent to the curvature localization zone, they could
not account for this phenomenon. Therefore, in this
study, a numerical method for predicting the behavior
* Corresponding author. Tel: +82-42-869-3614; fax: +82-42-869- of reinforced concrete columns subjected to axial force
3610. and biaxial bending is proposed considering curvature
E-mail address: kimjinkeun@cais.kaist.ac.kr (J.-K. Kim). localization.

0141-0296/00/$ - see front matter  2000 Elsevier Science Ltd. All rights reserved.
PII: S 0 1 4 1 - 0 2 9 6 ( 9 9 ) 0 0 0 9 0 - 5
J.-K. Kim, S.-S. Lee / Engineering Structures 23 (2000) 1518–1528 1519

There have been many experimental studies on nodal displacements and forces are d̃=(d1,d2,%d12)T and
reinforced concrete columns, but they have mostly been f̃=(f1,f2,%f12)T, respectively, where T denotes matrix
limited to columns under uniaxial bending. There are a transpose. The local coordinate axes x, h, z coincide
few tests about columns under biaxial bending in the with the frame centroidal axis and the principal axes of
past [15–21]. However, only the behavior of columns the gross cross section, respectively. It is assumed, in
until ultimate load was measured in these tests. The post- this study, that the cross section remains plain and nor-
peak behavior is important for determining ductility and mal to deflection line, shear deformations are neglected,
energy absorption capacity. Thus, for the present study, a and strain is small even though displacements and
series of tests was also carried out for 16 tied reinforced rotations may be large. From the previously mentioned
concrete columns under various loading conditions and assumptions, the strain-displacement relations of the
the test results were compared with the results of space frame element may be defined as
numerical analysis and ACI’s moment magnifier
1
method. Data from an investigator [16] was also used eξx⫽u⬘⫺hv⬙⫺␵w⬙⫹ ((v⬘)2⫹(w⬘)2) (1a)
for further evidence of the reliability of the proposed 2
numerical method. eξh⫽⫺␵f⬘ (1b)
eξ␵⫽hf⬘ (1c)
2. Constitutive laws for materials eηh⫽e␵␵⫽eη␵⫽0 (1d)
Fafitis and Shah’s model [22] was used for uniaxial in which u, v and w are displacements for x, h and z
compressive stress–strain relationship of concrete and directions, respectively, and f is twist angle. A superim-
Vebo and Ghali’s model [23] was used for tension of posed prime indicates differentiation with respect to x.
concrete. To account for the loading history, Ottor and u, v, w and f may be decomposed into shape functions
Naaman’s model [24] was used for compression, and a and nodal displacements d̃:
straight line passing through the origin was used for ten- u⫽Ñud̃⫽(N1,0,0,0,0,0,N7,0,0,0,0,0)d̃ (2a)
sion.
For a reinforcing bar, an elastic-perfectly plastic v⫽Ñvd̃⫽(0,N2,0,0,0,N6,0,N8,0,0,0,N12)d̃ (2b)
stress–strain relationship in both compression and ten- w⫽Ñwd̃⫽(0,0,N3,0,N5,0,0,0,N9,0,N11,0)d̃ (2c)
sion was adopted where the unloading and reloading
slopes were assumed to be that of the elastic part. f⫽Ñφd̃⫽(0,0,0,N4,0,0,0,00,N10,0,0)d̃ (2d)
in which N1=1⫺x/l, N2=1⫺3(x/l)2+2(x/l)3, N3=N2,
N4=N1, N5=l(⫺x/l+2(x/l)2⫺(x/l)3), N6=⫺N5, N7=x/l,
3. Finite element formulations
N8=3(x/l)2⫺2(x/l)3, N9=N8, N10=N7,
N11=l((x/l)2⫺(x/l)3), N12=⫺N11
A space frame element considered in this study is a
Then, applying the virtual work principle, the force-
straight bar of uniform cross section which is capable of
displacement relation of the space frame element is
resisting axial force, shear forces and bending moments
obtained as follows
about two principal axes in the plane of the gross cross
section as shown in Fig. 1(a). The column matrices of (K̃⫹PK̃G)d̃⫽f̃ (3)

Fig. 1. Notations for frame element and fiber model.


1520 J.-K. Kim, S.-S. Lee / Engineering Structures 23 (2000) 1518–1528

where enon, axial force applied at the centroid of gross section


may have an effect on curvature and bending moment
K̃⫽K̃0⫹K̃PM⫹K̃MM
may also have an effect on axial strain at the sectional

冕冋
centroid. In this case, the axial force and the bending
∂ÑTu ∂Ñu ∂2ÑTv ∂2Ñv ∂2ÑTw ∂2Ñw moments are coupled and K̃PM is not a zero matrix. For
K̃0⫽ E ⫹Eh2 2 ⫹E␵2 2
∂x ∂x ∂x ∂x 2
∂x ∂x2 reinforced concrete members subjected to axial force and
V
biaxial bending, as shown in Fig. 2(b), the principal axes
⫹G(h2⫹␵2)
∂x ∂x 册
∂ÑTf ∂Ñf
dV
of the reinforced concrete section may not only translate
but also rotate after cracking. Thus, the transverse
deflection along each principal axis is influenced by the

冕冋 冉 冊
bending moments about both major and minor principal
∂ÑTu ∂2Ñv ∂2ÑTv ∂Ñu
K̃PM⫽⫺ Eh ⫹ axes and K̃MM is not zero matrix in this case.
∂x ∂x2 ∂x2 ∂x
V

⫹E␵ 冉 ∂ÑTu ∂2Ñw ∂2ÑTw ∂Ñu



∂x ∂x2 ∂x2 ∂x 冊册
dV
4. Effect of element size and modification

As expected on the basis of previous experience with

冕 冉 冊
strain softening problems [25–29], the results of the
∂2ÑTv ∂2Ñw ∂2ÑTw ∂2∂Ñv finite element analysis in the softening range are found
K̃MM⫽ Eh␵ ⫹ dV
∂x2 ∂x2 ∂x2 ∂x2 to be highly sensitive to the chosen element size
V
(element size dependency). Fig. 3(a) shows the axial

冕冉 冊
l force-lateral deflection relations for the column SS0 (see
∂ÑTv ∂Ñv ∂ÑTw ∂Ñw Fig. 5 and Table 2) using different element size while
K̃G⫽ ⫹ dx
∂x ∂x ∂x ∂x the element size is kept uniform throughout the column.
0
As an element size decreases, a sharper postpeak drop


of the axial force is observed due to curvature localiz-
P⫽ EeξxdA ation in the midheight of the column.
The reason is that, in the finite element analysis, fail-
A
ure does not occur within the length of the curvature
in which E is the secant modulus of material, K̃ is a localization segment lp but occurs within the chosen
material stiffness matrix, K̃G is a geometric stiffness element size. Thus, the energy dissipation depends on
matrix, and P is the axial force applied at the centroid the chosen element size. Accordingly the strain and the
of gross section. K̃PM represents a coupling effect secant modulus of material need to be modified in order
between axial force and bending moments, and K̃MM rep- to obtain consistent results. To illustrate this effect, con-
resents a coupling effect between bending moments sider a frame element of length le(leⱖlp). If the curvature
about major and minor principal axes. localizes in the segment of length lp, then the remaining
For a member with symmetric section which is com- segment of length (le⫺lp) undergoes unloading. We con-
posed of elastic materials, K̃PM and K̃MM are zero matr- sider a fiber in which the stress before and after curvature
ices. However, reinforced concrete members are com- localization is s1 and (s1+ds), respectively, as shown
posed of nonlinear and inelastic materials. When a stress in Fig. 4(a). The strain increases only in the curvature
is beyond elastic limit or cracking occurs in a reinforced localization segment lp of the fiber, while the strain
concrete section subjected to axial force and uniaxial decreases in the remaining segment (le⫺lp). The mean
bending, the principal axes of the cross section may change of the strain de in the fiber can be expressed
translate as shown in Fig. 2(a). Because of this phenom- as follows

Fig. 2. Principal axes of cross section after cracking.


J.-K. Kim, S.-S. Lee / Engineering Structures 23 (2000) 1518–1528 1521

Fig. 3. Axial force-lateral deflection relations with different element size.

Fig. 4. Influence of curvature localization on the material strain softening properties.

ds ds lp ds (le−lp) s1+ds
de⫽ ⫽ ⫹ (4) Em⫽ (7)
Rt Rp le Ru le e1+de
in which Rp is slope of the line passing through two
points A and B, and Ru is slope of the line passing
Since slopes Rp and Ru vary according to ds as well
through two points A and B⬘. Solving for ds, Eq. (5)
can be obtained. as s1, dem is difficult to obtain. For simplicity, the tan-
gential values Rtp and Rtu at point A instead of Rp and Ru
ds⫽Rtde⫽Rpdem (5) can be used as follows

冉 冊
in which
−1

冉 冊
Rtp
Rt Rp −1 dem⫽le lp⫹ t (le⫺lp) de (8)
dem⫽ de⫽le lp⫹ (le⫺lp) de (6) Ru
Rp Ru

Fig. 4(b) shows that the stress (s1+ds) can be It is found from Fig. 3(b) that the results obtained by
obtained from the modified strain (e1+dem) and the orig- using the above modification technique are consistent.
inal stress–strain curve of concrete. The modified secant
modulus of concrete is obtained by
1522 J.-K. Kim, S.-S. Lee / Engineering Structures 23 (2000) 1518–1528

5. Solution algorithm bending. In this test program, two factors were taken as
test variables: (1) the eccentricity angle and (2) the shape
Since the axial load influences the moment-curvature of the column section. The eccentricity angle is defined
relation, there is no unique moment-curvature relation as the angle between the direction of eccentricity and
for a column section. Obviously, it is necessary to trace the major principal axis. The eccentricity angles were
the stress–strain path independently at the various 0°, 30°, 45°, 60° and 90° for the rectangular section and
locations of the given section. Fiber model is suitable 0°, 30° and 45° for the square section.
for this purpose. In this study, the cross section is div-
ided into n fibers as shown in Fig. 1(b), some of which 6.1. Material properties
represent reinforcing bars.
Among various possible step-by-step algorithms, the The mix proportion is given in Table 1. Sixteen
direct iteration method (iterative secant stiffness batches were prepared and one column and six com-
algorithm) was adopted to search for a nonlinear sol- panion cylinders of f100×200 mm were cast from each
ution, and the displacement control solution algorithm batch. Three cylinders were used for compressive
was used to analyze the entire load-deflection diagram strength and elastic modulus tests, and the others for
including the postpeak softening. The algorithm is splitting tensile strength tests (Brazilian test). Therefore,
briefly stated as follows the values of compressive strength, splitting tensile
strength and elastic modulus listed in Table 1 were the
1. Read the input data on structural geometry and mean values of the test results of forty-eight cylinders.
material properties. The longitudinal reinforcement consisted of No. 3
2. Loop on load steps (increase the controlled displace- deformed steel bars and the ties were made of f4.7 mm
ment at each load step). plain steel bars. The mean yield strengths of No. 3
3. Store the values of nodal displacements and also store deformed steel bars and f4.7 mm plain steel bars were
maximum and minimum strains of all fibers, calcu- 436 MPa and 165 MPa, respectively.
lated up to the preceding load step.
4. Loop on the iterations for the present load step. 6.2. Details of specimens
5. Calculate the strain at the center of each fiber in all
elements from nodal displacements in the preceding The columns were designed with a 200×100 mm rec-
iteration (for the first iteration, from the values tangular section (RS-series) and a 100×100 mm square
obtained in the preceding step). For each fiber, check section (SS-series) as shown in Fig. 5. The longitudinal
the unloading conditions. According to the stress– steel ratio was 2.14% for the rectangular section and
strain relationship of concrete and steel, calculate the 2.85% for the square section. The length of column was
stress and the secant modulus from the strain. Calcu- 1200 mm and the thickness of steel end plate attached
late the axial force applied at each element. If curva- on both ends of column was 50 mm. The spacing of the
tures localize in an element, modify secant modulus. ties was 100 mm but was reduced to 50 mm at both ends
Using the secant modulus for the individual fibers, of the column. The thickness of concrete cover measured
calculate the stiffness matrix of each element and then from the center of longitudinal reinforcement to the con-
assemble the global stiffness matrix. Implement the crete surface was 23 mm.
boundary conditions and solve the system of equilib- The columns were cast in forms made of plywood and
rium equations by the displacement control method to were cured in 23±1°C water until testing. Before casting,
obtain new nodal displacements. foil strain gauges were attached on the longitudinal rein-
6. Check the convergence criterion. If the criterion is not forcing bar at the midheight of the columns as shown in
met, return to step 4 and repeat step 5 and 6. Fig. 5.
7. Calculate the internal forces for each element and
print the results. Return to step 2 and start next 6.3. Instrumentation and testing procedure
load step.
A servo-controlled hydraulic machine of 2500 KN
(INSTRON 8506) was used and the rate of loading was
Table 1
6. Tests of columns under uniaxial and biaxial Mix proportion and test results of concrete
loading
Slump
Proportions (kg/m3) fsp (MPa) fc⬘ (MPa) Ec (MPa)
The main purpose of this test was to verify the pro- (cm)
C W S G
posed numerical method and to investigate the effects of
cracking on the behavior and ultimate load of reinforced 315 205 822 882 8 3.4 27 24300
concrete columns subjected to axial force and biaxial
J.-K. Kim, S.-S. Lee / Engineering Structures 23 (2000) 1518–1528 1523

Fig. 5. Details of specimens and loading.

controlled by a constant rate of increment of vertical dis- 7. Test results and discussion
placement such that the peak load was reached in
approximately 20 minutes. To accurately apply the load 7.1. Length of curvature localization segment
to the specimen, the steel end plates were fixed on both
ends of column by bolts. The boundary conditions at To make sure the solution is reliable, the length of
both ends of the column were hinged and the end eccen- the curvature localization segment must be determined
tricities (e=40 mm) were equal and of the same direc- in advance. Fig. 7 shows the measured length of the cur-
tions as shown in Fig. 5. Each column was instrumented vature localization segment with eccentricity angle. The
with LVDTs, as shown in Fig. 6, to measure the lateral
deflections at the midheight of the column. The strains
of longitudinal reinforcing bars were also measured by
foil strain gauges imbedded at the midheight of column.

Fig. 6. LVDT details. Fig. 7. Length of curvature localization with eccentricity angle.
1524 J.-K. Kim, S.-S. Lee / Engineering Structures 23 (2000) 1518–1528

measured lengths of curvature localization segment trend of deflections could be greatly different from the
show a small difference in the case of SS-series, but a real behavior after cracking (shown in Fig. 10).
large difference in the case of RS-series. The maximum
length of curvature localization segment in RS-series 7.3. Slenderness effects
occurs at ϑ=60°.
To consider slenderness effect, ACI 318-95 [30] rec-
7.2. Behavior ommends the moment magnification factor of

All specimens failed in compression mode. Most of d⫽Cm/(1⫺Pu/0.75Pcr)ⱖ1 (9)


the columns failed at the midheight of the column. How- in which Cm is the end effect factor (Cm=1.0); Pu is the
ever SS0-2 and RS30-1 failed near the haunch of the factored axial load; Pcr(=π2EI/(klu)2) is the elastic buck-
column which might be due to an imperfect alignment ling load; k is the effective length factor; EI is the flex-
of loading instruments. Fig. 8 shows the measured and ural rigidity of column section. The value of EI shall be
predicted strains at longitudinal reinforcing bars. Nega- taken as
tive values mean compressive strain and positive values
tensile strain. EI⫽0.4EcIg/(1⫹bd) (10a)
Fig. 9 shows the measured and predicted axial force- EI⫽(0.2EcIg⫹EsIs)/(1⫹bd) (10b)
lateral deflection relations. The proposed numerical
method gives good predictions for axial force-lateral in which Ec and Es are the elastic modulus of concrete
deflection relations of columns subjected to axial force and steel, respectively; Ig is the moment of inertia of
and biaxial bending. If the coupling effect was not con- gross section and Is is the moment of inertia of reinforce-
sidered, the ultimate load could be overestimated and the ment about the centroidal axis of cross section; bd is the

Fig. 8. Strains of longitudinal reinforcing bars.


J.-K. Kim, S.-S. Lee / Engineering Structures 23 (2000) 1518–1528 1525

Fig. 9. Axial force-lateral deflection relations of columns.

Fig. 10. Influence of the interaction between bending moments in both major and minor principal axes.

concrete creep factor (bd=1.0). For biaxial bending, ACI In the last column of Table 2, the moment magnifi-
318-95 recommends that the moment magnification fac- cation factors based on the measured ultimate load and
tors be separately computed with respect to each princi- lateral deflections of column are presented. dη,ACI and
pal axis. dζ,ACI are the values determined according to Eqs. (9)
1526 J.-K. Kim, S.-S. Lee / Engineering Structures 23 (2000) 1518–1528

Table 2
Results of test and analysis

Specimen b×h (mm) ϑ Pu,t (kN)a Pu,a (kN)b Pu,t/Pu,a Lateral deflections at Moment magnification factor
ultimate load (mm)
About z axis About h axis
⌬η,t ⌬ζ,t dζ,tc dζ,ACId dη,tc dη,ACId

RS0-1 200×100 0° 204 200 1.02 15.6 - 1.39 1.41 - -


RS0-2 206 1.03 17.3 - 1.43 1.41 - -
RS30-1 30° 208 212 0.98 14.0 1.1 1.40 1.42 1.06 1.08
RS30-2 217 1.02 13.3 2.3 1.38 1.45 1.12 1.08
RS45-1 45° 266 235 1.13 9.6 2.5 1.34 1.61 1.09 1.10
RS45-2 239 1.02 11.3 2.8 1.40 1.51 1.10 1.09
RS60-1 60° 313 275 1.14 7.8 2.4 1.39 1.80 1.07 1.13
RS60-2 295 1.07 7.6 2.8 1.38 1.72 1.08 1.12
RS90-1 90° 418 403 1.04 - 4.8 - - 1.12 1.17
RS90-2 443 1.10 - 4.0 - - 1.10 1.19
SS0-1 100×100 0° 119 113 1.05 16.0 - 1.40 1.51 - -
SS0-2 126 1.11 18.1 - 1.45 1.56 - -
SS30-1 30° 112 103 1.09 10.0 6.6 1.29 1.47 1.33 1.47
SS30-2 104 1.01 10.4 6.5 1.30 1.42 1.33 1.42
SS45-1 45° 103 101 1.01 9.5 9.4 1.34 1.41 1.33 1.41
SS45-2 106 1.05 8.4 8.6 1.30 1.43 1.30 1.43

a
Pu measured ultimate load by test
b
Pu,a calculated ultimate load by analysis
c
δη,t=(eζ+⌬ζ,t)/eζ, δζ,t=(eη+⌬η,t)/eη, where eζ=e cosϑ and eη=e sinϑ
d
δη,ACI, δζ,ACI are determined according to Eqs. (8) and (9) with Pu,t

and (10a). dη,t and dζ,t are the moment magnification fac- 8. Comparisons with other experimental results
tors deduced from the measured lateral deflections.
dη,t⫽(eζ⫹⌬ζ,t)/eζ (11a) Nine rectangular columns reported by Mavichak [16]
were selected for the comparison. The length of columns
dζ,t⫽(eη⫹⌬η,t)/eη (11b)
was 1829 mm and the boundary conditions of both ends
in which eζ=e cos ϑ, eη=e sin ϑ, e is the eccentricity, of columns were hinged. During the sequence of loading,
and ⌬η,t and ⌬␵,t are the measured lateral deflections at axial force was maintained at one of three different load
ultimate load along the h and ␵ directions, respectively. levels (0.2 P0, 0.35 P0, and 0.5 P0) while eccentricities
Although the ACI’s moment magnification factors are were increased gradually until failure. P0 is the ultimate
separately computed about each principal axis, it seems load of a short column under axial force.
that the ACI’s moment magnifier method is still con- Mavichak [16] presented biaxial moment-curvature
servative in biaxial loading conditions. data. The secondary deflections are affected by the
chosen element size, and the ratio of biaxial moments
7.4. Ultimate load is also affected by the secondary deflections. Thus, the
moment-curvature relationship is affected by the chosen
A comparison between the measured and the predicted element size. Since no data about curvature localization
ultimate loads is also given in Table 2 where Pu,t is the length is available in the report, Mavichak columns of
measured ultimate load and Pu,a is the value calculated RC-2 and RC-4 were analyzed for two different curva-
by the proposed method. It is found that the proposed ture localization lengths. The moment curvature relation-
numerical method predicts the ultimate load of columns ships are found to be sensitive to chosen curvature local-
under biaxial bending in both rectangular and square sec- ization length. Deduced from Fig. 12, the curvature
tions fairly well. localization length of two columns is about 500 mm.
The ultimate load of a column may be predicted from Moment magnification factors are plotted against the
biaxial interaction surface and ACI’s moment magnifi- axial load ratio Pu,s/P0 in Fig. 13 in which Pu,s is axial
cation factors. The biaxial interaction surface was force sustained during the test. The comparisons between
obtained by using the equivalent rectangular stress block moment magnification factors of the ACI Code and the
in this study. It is found from Fig. 11 that the ultimate test results indicate that, with low axial force level, the
loads (Pu,ACI) obtained from the biaxial interaction sur- ACI’s moment magnification method gives some unsafe
face and the ACI’s moment magnification factors, are values. The comparisons between moment magnification
conservative for both rectangular and square sections. factors of the ACI Code and numerical prediction indi-
J.-K. Kim, S.-S. Lee / Engineering Structures 23 (2000) 1518–1528 1527

Fig. 11. Ultimate loads with eccentricity angle.

Fig. 12. Moment curvature relationship for Mavichak Specimens.

Fig. 13. Moment magnification factor for Mavichak Specimens.


1528 J.-K. Kim, S.-S. Lee / Engineering Structures 23 (2000) 1518–1528

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