Professional Documents
Culture Documents
What It Means To Be Caboclo
What It Means To Be Caboclo
http://coa.sagepub.com/
Published by:
http://www.sagepublications.com
Additional services and information for Critique of Anthropology can be found at:
Subscriptions: http://coa.sagepub.com/subscriptions
Reprints: http://www.sagepub.com/journalsReprints.nav
Permissions: http://www.sagepub.com/journalsPermissions.nav
Citations: http://coa.sagepub.com/content/18/1/83.refs.html
What is This?
pology and its specific ethnographic tradition. What are its parameters?
And how is it different from other regional anthropologies?
Nugent’s article concerns the conditions of existence within which par-
ticular polities and social configurations operate. The case cited is Brazil-
ian Amazonia in the last thirty years. He is interested to document the
formation of the social identity amongst the heterogeneous historical peas-
antries (caboclos) of the Brazilian Amazon. The focus on identity is con-
cerned with its production in relation to global socio-economic
transformations or externalities, rather than its cultural attributes. Indeed,
for Nugent, this historical peasantry is unique in Latin American terms,
because there is no indigenous primordial baseline. In this sense, they are
somewhat similar to Mintz’s reconstituted Caribbean peasantry, virtual and
modern artifacts of the European expansion into the New World.
The starting point for Nugent, and for this article as well, is the problem
of representation of what he ironically calls ’deviant societies’. These aber-
rant societies in the Amazon are unlike those which traditionally occupy the
anthropological gaze in the area. They ostensibly have little ’culture’, and
their way of life is the direct result of the history of European colonialism
and the consequent destruction of indigenous Amerindian societies begun
in the 16th century. Historically, there has been no collective identity
expressed amongst the peasantries in the region, even though they occupy
structurally similar positions. Instead, allegiances are definitively local:
Vol 83-95; 002487]
18 ( 1) 83-95 [0308-275X(199803)18:1,83
Copyright 1998 © SAGE Publications
(London, Thousand Oaks, CA and New Delhi)
Amazonian anthropology?
[T] he failureto recognize caboclo culture [on the part of Amazonian anthro-
pologists]may be as much a mark of the failure of the anthropological prob-
lematic as it is a mark of the socio-historical peculiarities of non-Indian
Amazonian peoples. (Nugent, 1997: 41)
elsewhere) and Europeans (mostly men). It is vital to include this new popu-
lation alongside what was taking place in the re-formation of aboriginal
society, since they were both heavily mediated by the influence of religious
missions and the representatives and policies of the Portuguese Crown (see
Alden, 1973; Kieman, 1954; Maclachlan, 1973). What was taking place in
the 16th, 17th and 18th centuries was crucial to the building of contem-
porary Amazonia. I am arguing for a more integrated vision of the making
of Amazonian history; there seems little justification for not having this
general vision.
And yet such a separation, between aboriginal society and colonial
society, is understandable despite their common origins. The development
of serious anthropological interest in Amazonia came about once the con-
nections were extremely distant, some two centuries in the past. In addition,
the political economic situation in the 20th century was pitching Indian and
peasant against each other, in the battle for resources, rubber, land, gold
and wood and so forth. Each had begun their own history, with the colonial
peasantry never being collectively aware of any other possibility than a form
of mercantile capitalism and an oppressively oriented patron-clientelism.
What are the implications of such a generalizing vision?
They would probably not look like two recent reviews of Amazonian
anthropology by Paul Henley (1996) and Eduardo Viveiros de Castro
(1996). Again there is a consistent separation between the present of
Amerindian social life and the past which has generated it, in anything
other than cultural terms. Henley opens his review with the following:
Native Amazonians are now thought to number about a million people, scat-
tered over nine countries. They constitute less than five percent of the region’s
total present day inhabitants and no more than twenty percent of the estimated
pre-Columbian population. (1996: 231)
Despite acknowledging the small proportion of the so-called native popu-
lation, and the fact that another 19 million people live in the Amazon, he
continues the article without any further mention of this ’other half’ and
their anthropological status. This would be acceptable if the article did not
set itself up as a general review. Its main title is ’Recent Themes in the
Anthropology of Amazonia’. Amazonia is thus constituted as an anthropo-
logical object through sole attention to what is considered proper study: the
tribally bound, ethnically strong society. It is incredible that such a position
can still be intellectually maintained in anthropology today. Are we to con-
clude that the other 95 percent are without culture, kinship, social life, and
thus are anthropologically uninteresting, and even more worrisomely,
without rights, pawns in the global process?
In an otherwise brilliant interpretive review, Viveiros de Castro (1996)
has a similarly restricted notion of what constitutes Amazonia. Entitled
’Images of Nature and Society in Amazonian Ethnology’, he deals exclu-
sively with the literature on Amerindians. This limitation is somewhat
and his view that they would soon become acculturated and mix with rural
Brazilians. In other words, they would end up becoming caboclos.
Wagley premised his discussion of caboclo culture with reference to
the fusion of races: the Amerindian and the European (and the African).
Common phrases include ’the culture of these Amazon caboclos ...
derives many important patterns from the aboriginal Indian cultures of the
valley’ (1976: 225), and ’the material objects used by the caboclo are for
the most part of European origin, many of them manufactured abroad or
in Southern Brazil; yet many residues of aboriginal tropical forest culture
remain’ (1976: 225-6), and ’Amazon folk culture ... is a regional variety
of Brazilian national culture, sharing many elements developed in Brazil
out of its Old World heritage’ (1976: 226), ’Amazon folk culture contains
pologists who have worked with this Amazon folk culture (see for example
work by Furtado, 1993; Lima, 1992; Loureiro, 1985, 1987; Maues, 1990,
Sousa Santos, 1982). Most of these anthropologists generally seem more
concerned with questions of the political and economic nature of the peas-
antry (Maues excepted).
Moran gave more prominence to environmental constraints than
Wagley, departing from him to claim that the caboclo is ’the most important
adaptive system in the Amazon’ ( 1974: 136 and see also 144). For Moran, the
caboclo was a cultural type, which emerged as a result of the ’tupinization’
. of Iberian and non-Tupian cultures. ’Tupinization’ implies a historical
process, but there is no explanation of why such changes were occurring, and
therefore no theory of socio-economic transformation. Ross is much clearer
on the historical production of a caboclo culture. He outlines the different
identify a caboclo Amazon folk culture, are people not aware of it? Why is
there no collective identification with it? Why is it not aware of itself?
The other contributors to Parker’s volume are similarly unreflexive and
uncritical of the use of concepts; though there is some excellent material.
What is striking about the volume is its organization. The reader is pre-
sented with two sections, one on history, which ends in 1920, and the other
on contemporary perspectives, 1970s onwards. The impression is that
hunting’ (Wagley 1985, but see also Parker 1985b). My point is that accord-
ing to these authors caboclo culture was solidified at the beginning of this
century and expressed itself in the kinds of ways briefly touched on above.
Once this way of life had been created, a template was created which was
portrayed as timeless; it no longer needed to be explained, simply docu-
mented. There was little or no sense of history continuing and caboclo
society evolving in relation to regional and national intervention - in short,
no vision of 20th-century history and how Amazon caboclo might be chang-
along with the ambiguity and complexity in pinning down what or who is
a caboclo. The caboclo for Nugent is not a template for folk culture but a
general term for the coalition of historical forces in Amazonia that con-
tributed to current social reality - hence the title of his major work, Ama-
zonian Caboclo Society. The object is not a particular community or town, but
an inclusive sweep which extends to the northeastern frontier, migrant
Cleary also contends that current political economy theories are inad-
equate for explaining the heterogeneity of Amazonia. We are no longer
dealing with a state in expansion or decline, or massive national integration,
but a vast and interconnected region with a complex past which operates
and has operated on its own terms. The salient social categories are far too
complex to be singularly defined but this does not mean that they cannot
be sought. Cleary’s list above provides a starting point.
Conclusion
Acknowledgements
I wish to thank Anna Grimshaw, Stephen Nugent and John Gledhill for stylistic
improvements and critical discussions.
References
Alden, D., ed. (1973) Colonial Roots of Modern Brazil. Berkeley: University of Cali-
fornia Press.
Cleary, D. (1993) ’After the Frontier: Problems with Political Economy in the
Modern Brazilian Amazon’, Journal of Latin American Studies 25: 331-49.
Descola, P. and A. Christine-Taylor, eds (1993) ’La Remontée de l’Amazone’,
126-8.
L’Homme
Furtado, L.G. (1993) Pescadores do Rio Amazonas: Um Estudo Antropológico da Pesca
Ribeirinha numa Area Amazônica. Belém: MPEG, CNPq.
Galvão, E. (1955) Santose Visagens: Uma Estudo da Vida Religiosa de Itá. São Paulo:
Editora Nacional.
Goodman, D. and A. Hall, eds (1990) The Future of Amazonia? Deforestation or Sus-
tainable Development? London: Macmillan.
Harris, M. (1996) ’People of the Amazon Floodplain: Kinship, Work and Exchange
in a Caboclo Community near Obidos, Para, Brazil’, PhD thesis, London School
of Economics.
Henley, P. (1996) ’Recent Themes in the Anthropology of Amazonia: History,
Exchange, Alterity’, Bulletin of Latin American Research 15(2): 231-45.
Kieman, M. (1954) The Indian Policy of Portugal in the Amazon Basin, 1614-1693.
Washington, DC: Catholic University Press.
Lima, D.d.M. (1992) ’The Social Category "Caboclo": History, Social Organisation,
Identity and Outsider’s Social Classification of the Rural Population of an Ama-
zonian Region’, PhD thesis, University of Cambridge.
Loureiro, V.R. (1985) Os Parceiros do Mar. Belém: CNPq, MPEG.
Loureiro, V.R. ( 1987) A Miseria da Ascensão Social: Capitalismo e Pequena Produçào na
Amazonia. São Paulo: Ed. Marco Zero.
Maclachlan, C. (1973) ’The Indian Labour Structure in the Portuguese Amazon,
1700-1800’, in D. Alden (ed.) Colonial Roots of Modern Brazil. Berkeley: Uni-
versity of California Press.
Maues, R.H. (1990)
A Ilha Encantada: Medicina e Xamanismo Numa Comunidade de
Pescadores. Belém: UFPa.
Moran, E. (1974) ’The Adaptive System of the Amazonian Caboclo’, in C. Wagley
(ed.) Man in the Amazon. Gainesville: University of Florida Press.
Moran, E. (1993) Through Amazonian Eyes: The Human Ecology of Amazonian Popu-
lations. Illinois: University of Iowa Press.
Nugent, S. (1981) ’Amazonia: Ecosystem and Social System’, Man (n.s.) 16: 62-74.
Nugent, S. (1990) Big Mouth: The Amazon Speaks. London: Fourth Estate.
Nugent, S. (1993) Amazonian Caboclo Society: An Essay on Invisibility and Peasant
Economy. Oxford: Berg.
Nugent, S. (1997) ’The Coordinates of Identity in Amazonia: At Play in the Fields
of Culture’, Critique of Anthropology 17 (1): 33-53.
Parker, E., ed. (1985a) The Amazon Caboclo: Historical and Contemporary Perspectives
( Studies in Third World Societies, 32). College of William and Mary, Williamsburg,
VA.
Parker, E. (1985b) ’Cabocloization: The Transformation of the Amerindian in
Amazonia 1615-1800’, in E. Parker (ed.) The Amazon Caboclo: Historical and
Contemporary Perspectives (Studies in Third World Societies, 32). College of William
and Mary, Williamsburg, VA.
Posey, D. and W. Balée, eds (1989) Resource Management in Amazonia: Indigenous and
Folk Strategies (Advances in Economic Botany, Vol. 7). New York: The New York
Botanical Gardens.
Redford, K. and C. Padoch, eds (1992) Conservation of Neotropical Forests: Working from
Traditional Resource Use. New York: Columbia University Press.
Roosevelt, A. (1981) Parmana: Prehistoric Maize and Manioc Subsistence along the
Amazon and the Orinocco. London: Academic Press.
Roosevelt, A., ed. (1994) Amazonian Indians from Prehistory to the Present: Anthropo-
logical Perspectives. Tucson: University of Arizona Press.
Ross, E. (1978) ’The Evolution of the Amazonian Peasantry’, Journal of Latin Ameri-
can Studies 10(2): 196-218.
Slater, C. (1994) Dance of the Dolphin: Transformation and Disenchantment in the Ama-
zonian Imagination. Chicago: University of Chicago Press.
Sousa Santos, A. (1982) ’Aritapera: uma comunidade de pequeno produtores’,
Boletim de Museu Goeldi (Antropologia) 83.
Taussig, M. (1987) Shamanism, Colonialism and the Wild Man: A Study in Terror and
Healing. Chicago: University of Chicago Press.
Viveiros de Castro, E. (1996) ’Images of Nature and Society in Amazonia’, Annual
Review of Anthropology 27: 179-200.
Wagley, C. (1976, original 1953) Amazon Town: A Study of Man in the Tropics. New
York: Macmillan.
Wagley, C. (1967) ’The Folk Culture of the Brazilian Amazon’, in Sol Tax (ed.)
Acculturation in the Americas. New York: Cooper Square Publishers.
Wolf, E. (1982) Europe and the People Without History. Berkeley: University of Cali-
fornia Press.
z Mark Harris received his PhD from the London School of Economics. His article
’The Rhythm of Life: Seasonality and Sociality on the Amazon Floodplain’ is due to
appear in the Journal of the Royal Anthropological Institute, March 1998. His current
project is the joint edited (with Stephen Nugent) Other Amazonians: Historical Peas-
antries of the Brazilian Amazon. Address Department of Social Anthropology, Roscoe
Building, The University of Manchester, Oxford Road, Manchester M13 9PL, UK.
[email.mark.harris@man. ac.uk]