Globe Capital Brokerage Firm

Internship Report

Submitted By: DIPTANSHU LASHKARKAR

MBA (finance and marketing)
RENAISSANCE UNIVERSITY,INDORE (M.P)

SESSION 2022-2024
INTERNSHIP DURATION: JUNE -JULY 2023
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 STUDENT DECLARATION
I DIPTANSHU LASHKARKAR here by declare that the presented
Summer Internship Project Report titled “INVESTMENT, and
TRADING IN STOCK MARKET” is uniquely prepared by me after
the completion of my Summer Internship (1st June to 31st July)
work at “GLOBE CAPITAL MARKET PVT. LTD. INDORE. I also con-
firm that the report is prepared only for my academic require-
ment, and not for any other purpose. It must not be used in the
interest of the opposite party of the corporation. I also hereby
declare that I have read, and understood the evaluation method
(rubric) of the Summer Internship Project.
DIPTANSHU LASHKARKAR
(MBA III Semester)

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 ACKNOWLEDGEMENT

I would like to express my sincere gratitude to Mr. Aklank Jain,

Zonal Head of Globe Capital Market Ltd ., for providing me the
opportunity to intern at his company. I am grateful for the
opportunity to learn about the stock market and to gain
practical experience in online trading.I would also like to thank
Mr. Pawan Mukati, my mentor, for his guidance and support
throughout my internship. He has been a valuable resource
and has helped me to understand the stock market in a deeper
way.I am also grateful to the entire team at Globe Capital
Market Ltd. For their warm welcome and support. I have
learned a great deal from everyone and I am grateful for the
opportunity to have worked with such a talented and
dedicated team.This internship has been a valuable learning
experience for me. I have gained a deeper understanding of
the stock market and I have developed valuable skills in online
trading. I am grateful for the opportunity to have interned at
Globe Capital Market Ltd. and I am confident that the skills and
knowledge I have gained will be of great benefit to me in my
future career
Sincerely,(DIPTANSHU LASHKARKAR)

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 INDEX
• About the Industry type/sector
• Globe capital

• What are investments ?

• Globe capital product and services
• Advantages globe offers
• Shares and share capital
• Stock exchange of india
• Indian depository
• Brokerage
• Primary and secondary market
• What is an IPO and it’s allocation process
• Target and Stop loss
• Difference between large,mid and small
• Technical analysis
• Conclusion
• References

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 GLOBE CAPITAL
• At Globe Capital, we are a financial services group that has, for
over 35 years, been committed to lend a helping hand as you set
about turning your dreams into reality, with practical advice
from our team of experts at every step of the way.
• We aim to earn your trust with our expertise and an ever-growing
network of over 500 offices across 200 locations in India.
• We let our metrics speak for us. Always.
• Our Achievments
• 2,00,000 + - Retail Investors
• 500 - Representative Offices
• 200+ - Cities
• 35+ - Years of existence

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India’s leading Depository Participants
with NSDL and CDSL.
We pride ourselves on building a diversified
clientele and offering a whole host of services to
meet their expectations. These services include
Equities, Commodities & Currencies, Markets
Intermediation, Portfolio Management Schemes
(PMS), Depository Services, Mutual Fund and IPO
distribution, Securities Lending and Borrowing
Services, Corporate Advisory and International
Broking.
• Our Vision

Be the finest : To be the most respected Financial

Solutions Company, while always adhering to our
values and never compromising on our purpose
• Our Mission

Our only purpose is to make your money grow.

Regardless of how big or small, no matter what the
market condition or the nature of the asset, we will
always strive to help you achieve your financial
goals.

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 • How Globe Capital works?
Globe Capital Market Limited is a trustworthy
stockbroker in India. It is registered with SEBI and
has been in operation for over 35 years. The
company has a wide range of services to offer
investors, including equities, commodities,
currencies, portfolio management, depository
services, mutual funds, IPO distribution, securities
lending and borrowing, corporate advisory, and
international broking. Globe Capital has a strong
track record of performance and is well-regarded by
investors.
• Here are some of the reasons why Globe Capital

is considered to be a trustworthy stockbroker:

• It is registered with SEBI, which is the

regulatory body for the securities market in

India. This means that Globe Capital has met the
high standards set by SEBI and is required to
follow strict rules and regulations.

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• Globe Capital has been in operation for over
35 years. This shows that the company has a
proven track record of success and is
committed to providing quality services to its
clients.
• Globe Capital has a wide range of services to
offer investors. This means that investors can
find the right products and services to meet
their needs.
• Globe Capital has a strong track record of
performance. The company has consistently
generated positive returns for its investors
over the years.
• Globe Capital is well-regarded by investors.
The company has a high customer
satisfaction rating and is consistently ranked
among the top stockbrokers in India.
• If you are looking for a trustworthy
stockbroker in India, Globe Capital Market
Limited is a good option to consider. The
company is registered with SEBI, has been in
operation for over 35 years, has a wide range
of services to offer investors, has a strong
track record of performance, and is well-
regarded by investor.

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HOW WE WORKED WITH GLOBE AS INTERN?
As an intern at Globe, we got the opportunity to work on real
projects that have a direct impact on the business. We paired
with a mentor who help us learn the ropes and provide
guidance. we also had the opportunity to interact with senior
management and executives.
Here are some of the specific tasks that we might be asked to
do as an intern at Globe:
• Research and analyze data
• Develop presentations and reports
• Create marketing material
• Analyze market
• Attend sessions
• Work for globe by creating customer through
marketing and calling

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What are Investments?
An investment is an asset or item acquired with the goal
of generating income or appreciation. Appreciation
refers to an increase in the value of an asset over time.
Investments can be made in a variety of assets, including
stocks, bonds, real estate, and commodities.
Here are some examples of investments:
• Stocks: Stocks represent ownership in a company.
When you buy a stock, you are essentially buying a
small piece of the company. Stocks can appreciate in
value over time, and they can also generate income
through dividends.
• Bonds: Bonds are loans that you make to a company
or government. When you buy a bond, you are
essentially lending money to the issuer of the bond.
Bonds typically pay a fixed interest to be considered
lower investments than stocks.

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 • Real estate: Real estate is a physical asset that can
appreciate in value over time. It can also generate
income through rent payments. However, real
estate is also a illiquid asset, meaning that it can be
difficult to sell quickly.
• Commodities: Commodities are raw materials such
as oil, gold, and wheat. Commodities can be a good
investment if you believe that the price of the
commodity will increase in the future. However,
commodities are also a volatile investment, meaning
that their prices can fluctuate wildly.
When choosing investments, it is important to consider
your risk tolerance and your investment goals. If you are
looking for a low-risk investment, then bonds may be a
good option for you. If you are looking for a higher-risk
investment with the potential for greater returns, then
stocks or real estate may be a better choice.
It is also important to diversify your investments. This
means investing in a variety of assets, so that you are not
too exposed to any one asset class. By diversifying your
investments, you can reduce your risk and increase your
chances of achieving .

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The best investment for you will depend on your individual
circumstances and risk tolerance. It is important to do your
research and talk to a financial advisor before making any
investment decisions.
Here are some of the best investments to consider in 2023:
• High-yield savings accounts: These accounts offer higher
interest rates than traditional savings accounts.
• Short-term certificates of deposit (CDs): CDs offer a
guaranteed return for a set period of time.
• Series I bonds: These bonds are inflation-protected, which
means that their value will increase with inflation.
• Short-term corporate bond funds: These funds offer higher
interest rates than government bonds.
• Dividend stock funds: These funds invest in companies that
pay dividends, which can provide you with a steady stream
of income.
• Value stock funds: These funds invest in companies that
are trading at a discount to their intrinsic value.
• REIT index funds: These funds invest in real estate
investment trusts (REITs), which are companies that own
and operate income-producing real estate.

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Globe Products and Services
Globe Capital is a financial services company that offers a
wide range of products and services, including:
• Equities: Trading in stocks, both listed and unlisted.
• Commodities: Trading in commodities, such as gold,
silver, and crude oil.
• Currencies: Trading in foreign currencies.
• Portfolio Management Services (PMS): Professional
management of your investment portfolio.
• Depository Services: Holding your shares and other
securities in electronic form.
• Mutual Fund and IPO distribution: Selling and
distributing mutual funds and initial public offerings
(IPOs).
• Securities Lending and Borrowing Services: Lending
and borrowing securities to and from other
investors.
• Corporate Advisory: Providing advice on corporate
matters, such as mergers and acquisitions.
• International Broking: Trading in securities on
international exchanges.

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If you are looking for a financial services company that can help
you achieve your financial goals, Globe Capital is a good option
to consider.
• Here are some additional details about Globe Capital's
products and services:
• Equities: Globe Capital offers a wide range of equities,
including stocks from both listed and unlisted companies.
You can trade equities through Globe Capital's online
trading platform or through a mobile app.
• Commodities: Globe Capital offers trading in a variety of
commodities, including gold, silver, crude oil, and natural
gas. You can trade commodities through Globe Capital's
online trading platform or through a mobile app.
• Currencies: Globe Capital offers trading in a variety of
currencies, including the US dollar, the euro, the British
pound, and the Japanese yen. You can trade currencies
through Globe Capital's online trading platform or through
a mobile app.
• Portfolio Management Services (PMS): Globe Capital
offers a range of PMS services, including discretionary
PMS, advisory PMS, and hybrid PMS. These services are
designed to help you grow your wealth over the long
term.
• Depository Services: Globe Capital is a depository
participant with NSDL and CDSL. This means that you can
hold your shares and other securities in electronic form
through Globe Capital.

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• Mutual Fund and IPO distribution: Globe Capital offers a
range of mutual funds and IPOs. You can buy and sell
mutual funds and IPOs through Globe Capital's online
trading platform or through a mobile app.
• Securities Lending and Borrowing Services: Globe Capital
offers securities lending and borrowing services. This
means that you can lend your securities to other investors
and earn interest on them.
• Corporate Advisory: Globe Capital offers corporate
advisory services. This includes providing advice on
mergers and acquisitions, debt restructuring, and other
corporate matters.
• International Broking: Globe Capital offers international
broking services. This means that you can trade securities
on international exchanges.

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Advantages that globe offers
The variety of advantages that globe offers are:
• Wide coverage: Globe has one of the widest networks in the
Philippines, covering over 96% of the population. This means
that you can be sure to have reliable coverage wherever you
go in the country.
• Variety of plans: Globe offers a variety of prepaid and
postpaid plans to suit different needs and budgets. There are
plans for everyone, from casual users to heavy data users.
• Data-rich promos: Globe offers a variety of data-rich promos
that give you more data for your money. These promos are
perfect for people who use their phones for streaming,
gaming, or social media.
• Unlimited calls and texts: Many of Globe's plans offer
unlimited calls and texts to other Globe and TM subscribers.
This is a great way to save money on your monthly bill.
• GoWiFi: Globe's GoWiFi service allows you to connect to Wi-
Fi hotspots all over the Philippines. This is a great way to stay
connected when you're on the go.

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 Share and share capital
Shares and share capital are two terms that are often used
interchangeably, but they actually have different meanings.
• Shares are units of ownership in a company. When you buy
shares of a company, you are essentially buying a small piece of
the company. The more shares you own, the larger your
ownership stake in the company.
• Share capital is the total amount of money that a company has
raised by selling shares. It is the sum of the par value of all the
shares that have been issued. The par value of a share is the
nominal value of the share, which is the price that the company
originally sold the share for.
• For example, let's say a company sells 1,000 shares at $10 per
share. The par value of each share is $10, so the share capital of
the company would be $10,000.
There are two main types of share capital: common stock and
preferred stock.
• Common stock is the most basic type of share capital. Common
shareholders have the right to vote on company matters and to
receive dividends, if any.
• Preferred stock has some features that are similar to common
stock, but it also has some special features. For example,
preferred shareholders often have the right to receive dividends
before common shareholders.

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 Stock Exchange Of India
There are currently 23 stock exchanges in India, of
which the top 10 are:

• Bombay Stock Exchange (BSE)

• Bombay Stock Exchange (BSE) in India
• National Stock Exchange of India (NSE)
• National Stock Exchange of India (NSE) in India
• Calcutta Stock Exchange (CSE)
• Calcutta Stock Exchange (CSE) in India
• India International Exchange
• India International Exchange (India INX) in India

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Traditional/Offline method of stock exchange:
The traditional or offline method of stock
exchanges is a system where traders place their
orders through a broker who then executes the
orders on their behalf. This method of trading is still
used today, but it has been largely superseded by
online trading.
• Here are some of the key features of offline
trading:
• Brokers: Traders need to work with a broker to
place their orders. The broker will have access
to the stock exchange and will be able to
execute the orders at the best possible price.
• Telephone: Orders are placed over the
telephone. This can be a time-consuming
process, especially if the market is volatile.
• Paperwork: Traders need to keep a record of
their trades in paper format. This can be a
cumbersome process, especially if they are
trading frequently.

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Indian Depository
Indian depository is a financial institution that holds securities
on behalf of investors. There are two main Indian depositories:
• Central Depository Services (India) Limited (CDSL)
• National Securities Depository Limited (NSDL)
• CDSL and NSDL are both regulated by the Securities and
Exchange Board of India (SEBI). They offer a variety of
services to investors, including:
• Holding securities in electronic form
• Transferring securities between investors
• Paying dividends and interest
• Providing voting rights to investors
• Indian depositories are an important part of the Indian
securities market. They allow investors to hold securities in
a safe and secure manner, and they make it easy for
investors to trade securities.

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Brokerage:
A brokerage is a company that facilitates transactions between buyers
and sellers of financial assets. Brokers are compensated for their
services by charging commissions or fees.
There are many different types of brokerages, including:
• Stock brokerages: These brokerages allow investors to buy and
sell stocks, bonds, and other securities.
• Commodity brokerages: These brokerages allow investors to buy
and sell commodities, such as oil, gold, and wheat.
• Futures brokerages: These brokerages allow investors to buy and
sell futures contracts, which are agreements to buy or sell an
asset at a future date at a predetermined price.
• Options brokerages: These brokerages allow investors to buy and
sell options contracts, which give the holder the right, but not the
obligation, to buy or sell an asset at a future date at a
predetermined price.
Brokerages can be either online or traditional. Online brokerages offer
a lower cost of entry, but they may not offer the same level of customer
service as traditional brokerages. Traditional brokerages typically offer
more personalized service, but they may charge higher fees.
When choosing a brokerage, it is important to consider your needs and
goals. If you are a beginner investor, you may want to choose an online
brokerage with low fees. If you are a more experienced investor, you
may want to choose a traditional brokerage with more personalized
service.

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Primary and secondary market:
The primary market and the secondary market are two different types
of financial markets. The primary market is where new securities are
issued and sold for the first time. The secondary market is where
existing securities are traded between investors.
• Primary Market
• the primary market is where companies raise capital by issuing
new securities, such as stocks, bonds, or other financial
instruments. When a company goes public, it sells shares of its
stock to investors in the primary market. This is known as an
initial public offering (IPO).
• The primary market is important for companies because it allows
them to raise capital to finance their growth. It is also important
for investors because it gives them the opportunity to buy new
securities that have the potential to appreciate in value.
• Secondary market
The secondary market is where existing securities are traded between
investors. This market is also known as the "stock market" or the
"exchange". The secondary market allows investors to buy and sell
securities that have already been issued.
• The secondary market is important for investors because it allows
them to buy and sell securities quickly and easily. It also allows
investors to buy and sell securities that they believe are under.

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What is an IPO and its allocation process?
an IPO, or initial public offering, is the first time that a
company's shares are offered for sale to the public. This allows
the company to raise capital from investors and to become
listed on a stock exchange.
The allocation process for an IPO is typically as follows:
• The company files a prospectus with the Securities and
Exchange Commission (SEC). This document provides
investors with information about the company, such as its
financial performance, management team, and business
prospects.
• The company sets a price range for the IPO shares.
• The company opens the IPO for subscription. Investors can
submit bids for the number of shares they want to buy.
• The IPO is allocated to investors. The allocation is typically
based on a lottery system, with priority given to larger
bids.
• The IPO shares are listed on a stock exchange and begin
trading.

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Target and stop loss:
Target and stop loss are two important concepts in trading.
They are used to help traders manage their risk and profits.
• Target is the price at which a trader wants to sell a security
to realize a profit.
• Stop loss is the price at which a trader wants to sell a
security to limit a loss.
When a trader places a target order, they are essentially saying
that they are willing to sell a security at a certain price, no
matter what happens in the market. This can be a good way to
lock in profits, but it also means that the trader will miss out on
any further gains if the price of the security continues to rise.
A stop loss order is designed to protect a trader from losing too
much money on a trade. When the price of a security reaches
the stop loss price, the order is automatically executed and the
security is sold. This can help to limit the trader's losses, even if
the market continues to decline.
It is important to set realistic target and stop loss prices. If the
target price is too high, the trader may never reach it. If the
stop loss price is too low, the trader may sell the security too
early and miss out on further gains.

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 Difference between Large Cap,Mid Cap and Small Cap

A B C D

1 Feature Large Cap Mid Cap Small Cap

Market $10 billion or $2 billion - $10 Less than $2
2
capitalization more billion billion

3 Risk Low Medium High

Potential for
4
growth Low Medium High
Apple,
5 Microsoft, Facebook, Netflix, Shopify,
Examples Amazon Alphabet, Tesla Beyond Meat

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Large cap , mid-cap, and small-cap are terms used to categorize
companies based on their market capitalization, which is the
total value of a company’s outstanding shares of stock. Market
capitalization is calculated by multiplying the company’s stock
price by the number of outstanding shares. Here’s an overview
of the differences between these three categories:
Large-Cap:
• Large-cap companies are typically the largest and most
established firms in the market.
• They have a high market capitalization, often in the
billions or tens of billions of dollars.
• Large-cap companies are usually well-known, household
names with a long track record of success.
• Due to their size and stability, large-cap companies tend to
be less volatile compared to mid and small-cap stocks.
• They may pay dividends to their shareholders and are
often seen as more conservative investment options.
• Examples of large-cap companies include Apple Inc.,
Microsoft Corporation, and Amazon.com Inc.

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Mid-Cap:
• Mid-cap companies fall in between large-cap and small-cap
companies in terms of market capitalization.
• Their market capitalization is generally in the range of a few
hundred million to several billion dollars.
• Mid-cap companies are typically in a phase of growth and
expansion, seeking to increase market share and profitability.
• While they are more established than small-caps, they may still
have higher growth potential compared to large-caps.
• Mid-cap stocks tend to have a moderate level of volatility and can
offer a balance between growth and stability.
• Examples of mid-cap companies include Lyft Inc., Etsy Inc., and
Pinterest Inc.
Small-Cap:
• Small-cap companies are the smallest publicly traded companies
in terms of market capitalization.
• They often have market capitalization ranging from a few million
to a few billion dollars.
• Small-cap stocks are usually younger, less established companies
with higher growth potential but also higher risk.
• Due to their smaller size and sometimes limited financial
resources, small-cap stocks can be more volatile and susceptible
to market fluctuations.
• Investing in small-cap stocks can offer the possibility of significant
returns, but it comes with a higher level of risk.
• Examples of small-cap companies include CarParts.com Inc., Acme
United Corporation, and Legacy Education Alliance Inc.

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 TECHNICAL ANALYSIS

• Technical analysis is a trading discipline that uses historical price

data and volume data to identify patterns and trends that can be
used to predict future price movements. Technical analysts
believe that past price movements can be a reliable indicator of
future price movements, and they use this information to make
trading decisions.
• There are two main types of technical analysis: chart patterns and
technical indicators.
• Chart patterns are visual representations of price movements that
can be used to identify potential trading opportunities. Some
common chart patterns include the head and shoulders pattern,
the double bottom pattern, and the triangle pattern.
• Technical indicators are mathematical formulas that are used to
analyze price and volume data. Some common technical
indicators include the moving average, the relative strength index
(RSI), and the stochastic oscillator.
• Technical analysis can be a powerful tool for traders, but it is
important to remember that it is not a foolproof method. There is
no guarantee that technical analysis will always be accurate, and
traders should always use it in conjunction with other factors,
such as fundamental analysis, to make trading decisions.

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29
About the Industry Type/sector (finance sector)
The financial sector is a section of the economy made up of firms, and
institutions that provide financial services to commercial, and retail
customers. This sector comprises a broad range of industries including
banks, investment companies, stock brokerage companies, insurance
companies, and real estate firms. A stock brokerage firm plays a vital
role in the finance sector by facilitating the buying, and selling of
securities for individual, and institutional investors.
Here are the key points:
➢ Execution of Trades: They act as intermediaries, executing trades on
behalf of clients at prevailing market prices.
➢ Investment Advice: They provide guidance, and recommendations
on suitable investment strategies based on clients' goals, and risk
tolerance.
➢ Market Access, and Liquidity: They provide investors with access to
financial markets, and ensure efficient execution of trades.
➢ Portfolio Management: Some firms offer active management of
clients' investment portfolios.
➢ Research, and Analysis: Many firms have research departments that
conduct indepth analyses and provide market insights.
➢ Trading Platforms, and Tools: They offer online platforms, and tools
for investors to trade securities conveniently.
➢ Regulatory Compliance: They operate within regulatory frameworks,
and must comply with securities laws, and regulations.
These functions collectively enable investors to participate in financial
markets, make informed investment decisions, and manage their
portfolios effectively

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 About Organization
Globe is one of India's largest clearing houses with an investment platform for Stocks, IPOs,
Mutual Funds, Currencies, Commodities & PMS.
Globe Capital Market Limited (GCML) is a leading Public Limited Indian NonGovernment
Company incorporated in India on 27 June 1985 and has a history of 38 years. Its registered
office is in Central Delhi, Delhi, India.
The Corporation was formerly known as Globe Merchants Limited.
Address: (Branch) Office No. 202, 2nd Floor Commercial Multi Storey Building Plot No. 567,
Block no.1 Kishan Colony, Mahatma Gandhi Rd, opp. High Court, near Regal Square, Indore,
Madhya Pradesh 452001

Mr. Ashok Kumar Agarwal

Executive Chairman, and Founder
Mr. Ashok Kumar Agarwal is the Executive Chairman and Promoter of the Company. A
qualified Chartered Accountant, he is a Fellow member of the Institute of Chartered
Accountants of India with vast experience in various fields of more than 30 years. He was
elected as the youngest ever President of The Delhi Stock Exchange Association Ltd. in
1993,1994, and 2000 for his valuable contribution to the growth of the business of the
Exchange. He was awarded the “National Citizenship Award - 1993” by Rev. Mother Teresa for
his outstanding contribution to the development of Indian Capital Markets.
Mr Yash Pal Mendiratta
Managing Director, and Founder
Mr. Yash Pal Mendiratta is the Managing Director and Promoter of the Company. He is a
Fellow member of the Institute of Chartered Accountants of India with vast experience in the
fields of Finance, Taxation, and Legal for more than 30 years. Mr. Mendiratta is the driving
force behind the success of Globe Capital Market Limited. He is an active member of the
Depository Participant Association of India, and the Association of NSE Members of India for
advising on various issues on Capital Market, and Depository activities. Mr. Mendiratta is also a
member of the Advisory Committee of USE and a member of various Executive Committees of
ANMI

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Key Business:
➢ Clearing Services: Globe is a trusted Clearing Service provider in Equity, Equity
Derivatives, and Currency Derivatives segment in NSE, BSE, MSEIL, INDIA INX, and
NSE IFSC, Commodity Derivatives segment in BSE, NSE, MCX, NCDEX, and ICEX.
➢ NBFC: Globe Capital Market Limited is a Non-Banking Company (NBFC)
registered with RBI, is a subsidiary of Globe Capital Market Limited, and provides
loans.
➢ Portfolio Management: As a SEBI-registered PMS, Globe offers Discretionary
as well as Non-Discretionary Management Services.
➢ Depository Services: Trusted by a large number of individuals, and corporate,
and trading members Globe provides depository services with NCDEX and CDSL.
Moreover, Globe is empaneled with NSDL for holding Commodities Demat
accounts.
➢ Broking: Trading in Equities, Commodities, Currency, and their Derivatives,
through online, and offline platforms are offered to Individuals, Corporate, NRIs,
HNIs, and Institutional Investors.
➢ Mutual Funds: Distribution of all mutual fund schemes & SIPs of all the
reputed fund houses based on sound research to generate positive returns.
The Objective of organization:
Their only purpose is to make your money grow. Regardless of how big or small,
no matter what the market condition or the nature of the asset, they will always
strive to help you achieve your financial goals.
History:
Globe Capital Market Limited is a Public incorporated on 27 June 1985. It is
classified as a non-govt company, and is registered at Registrar of Companies,
Delhi. Its authorized share capital is Rs. 510,000,000, and its paid-up capital is Rs.
262,500,000. It is involved in Legal, accounting, book-keeping, and auditing
activities; tax consultancy; market research, and public opinion polling; business,
and management consultancy Globe Capital Market Limited's Annual General
Meeting (AGM) was last held on 29 September 2021, and as per records .

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The Directors of Globe Capital Market Limited are Arun Kumar Gupta,
Alka Agarwal, Yash Pal Mendiratta, Sunil Kumar Jain, Ashok Kumar
Agarwal, Alok Kumar Bansal, Alka Mendiratta, Globe Capital Market
Limited's Corporate Identification Number is (CIN)
U74100DL1985PLC021350, and its registration number is 21350.
Its Email address is dhirajkjaiswal@globecapital.com, and its registered
address is 609, ANSAL BHAWAN, 16, KASTURBA GANDHI MARG, NEW
DELHI DL 110001 IN.
The current status of Globe Capital Market Limited is - Active.
The Corporation was formerly known as Globe Merchants Limited. The
Company is engaged in providing financial services in India, and
internationally.
Globe Capital Market offers a wide range of products, and services,
including:
• Business Planning, and Management
• Business Consultant
• Stock Trading/Money Market
• Share Trading Services
• Real Estate Agent & Property Dealers
• Commercial Property
• Forwarding & Custom Clearing
• Freight Forwarding Services
• Currency Trading Services

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Key milestones in the last 35 years:
• 2018 & 2019 Clearing Member of the Year
• 2016 Globe Capital IFSC Limited
• 2015 Globe Capital Foundation
• 2013 UCX-Clearing & Trading member
• 2012 MSE-F&O Trading cum Clearing member
• 2011 Corporate finance, and international broking business/NSE-E-
series Clearing member
• 2010 ACE (commodity) & USE (Currency) Trading cum Clearing
member
• 2009 NBFC/Trading cum Clearing member ICEX
• 2008 FDI investment-CVCI invested $42 million/Trading cum Clearing
member NSE/ BSE/ MSE /Currency
• 2007 Trading cum Clearing member NCDEX spot exchange/ PMS-
SEBI/ Trading cum Clearing member BSE • 2006 Member DGCX-
Registered with ESCA
• 2003 Trading cum Clearing member MCX, NCDEX, NMCE
• 2000 Trading cum Clearing member NSE-F&O/ Depository
participant-CDSL 11 1999 Depository participant NSDL.

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Departments Description
Finance Department
The finance department in a stock brokerage firm is responsible for
managing, and overseeing various financial aspects of the firm's
operations. Its primary function is to ensure the firm's financial health,
and compliance with regulatory requirements., and the finance
departments also deal with financial planning & analysis, accounting &
financial reporting, risk management, treasury operations, regulatory
compliance, financial control & auditing, tax planning & compliance,
capital management, etc. which is handled, and operate by the head
office situated in Delhi for the Globe Capital Market Ltd. For the Indore
branch, Mr. Aklank Jain and Mrs. Kavita Somvanshi handled the finance
department.

HR Department
The HR (Human Resources) department in firms is responsible for
managing the human capital, and ensuring that the organization's
workforce is effectively recruited, developed, and supported. Which is
efficiently handledd by Miss. Rashi Sharma, who also deals with the
administration in the organization.

Operation Department
The operations department in a firm is responsible for handling the
day-to-day operational functions, and processes involved in executing,
and settling trades, managing accounts, and ensuring efficient, and
smooth operations. The department plays a critical role in supporting
the firm's trading activities and maintaining regulatory compliance,
Clearing & settlement, Technology, and Systems.

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Which is also efficiently handledd by Miss. Rashi Sharma. She plays a
pivotal role in supporting the firm's trading activities and maintaining
operational integrity.

Marketing, and Sales Department

The sales, and marketing departments in stock brokerage firms are
responsible for generating revenue by attracting, and acquiring new
clients, and increasing trading volumes. It focuses on building
relationships with individual investors, institutional clients, and other
market participants to promote the firm's brokerage services and
products. Mrs. Kavita Somvanshi, Vaibhav Jain, Pawan Mukati, Saurabh
Namdev, and Amit sir, and their team deal with the sales, and
marketing activities in the firm. They are also responsible for Client
Relationship Management, Investment Recommendations, Trade
execution, Market research, and insights. 13

Other Department
The other department of Globe Capital Market Ltd. like the KYC (Know
Your Customer) department in a stock brokerage firm is responsible for
ensuring compliance with regulatory requirements, and verifying the
identity of clients. It focuses on collecting, and verifying relevant
information about clients to mitigate the risk of money laundering,
fraud, and other illicit activities which is handled by the head office.

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Trading & Research Department
The trading & research department is responsible for executing client
orders to buy or sell securities. It consists of traders who work on
trading floors or electronically, executing trades on various exchanges,
and conducting financial analysis, market research, and providing
investment recommendations to clients which is handled by Mrs.
Khushbu Sanghvi, Mr. Krishna Kumar Nageshwar, Miss Anuja Dhiman,
Mr. Sanskar Jain who analyze market trends, company financials, and
economic indicators to generate insights for clients

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Strengths, and Weakness of the Organization :
Strengths:
1. Established Presence:
Globe Capital Market Limited has been operating for 35 years,
indicating a long-standing presence in the market. This
experience suggests that the company has weathered various
market conditions and gained valuable insights over time.
2. Relationship Managers:
The company provides Relationship Manager (RM) Dealers to
clients. These experts may provide clients with personalised
advice and support, enabling them to make well-informed
investing decisions. Having dedicated RMs can enhance the
client experience and build long-term relationships.
3. Experienced Workforce:
The employees of Globe Capital Market Limited boast an
average of 15 years of experience in the field. Since customers
can rely on specialists who are competent and have a thorough
understanding of the market and investing plans, this
experience can inspire confidence in clients.
4. Pan-India Availability:
The company has a wide reach, with availability across India.
This means that clients from different parts of the country can
access the services of Globe Capital Market Limited, facilitating
convenience, and accessibility

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 5. Strong Support, and Guidance:
Globe Capital Market Limited is known for providing strong
support, and guidance to its clients. This support can manifest
in various ways, such as market research, investment advice,
portfolio analysis, and regular updates on market trends. The
company's commitment to guiding its clients can help them
make informed decisions, and navigate the complexities of the
financial markets.
6. Variety of Investments:
Globe Capital Market Limited offers a diverse range of
investment options to its clients. Customers can select
investments based on their risk tolerance, financial objectives,
and preferences thanks to this variety. The various interests and
tastes of clients can be catered to by offering a large variety of
investment possibilities.

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Weaknesses:

1. Limited Branch Network:

One of the weaknesses of Globe Capital Market Limited is
that it operates only one branch in Indore. This limited
physical presence may hinder clients who are located far
away from the branch, as they might face difficulties in
accessing the company's services, and engaging in faceto-
face interactions.
2. Weak Brand Image:
Globe Capital Market Limited lacks a strong brand image.
This indicates that the company may not be widely
recognized or trusted by potential clients. A poor brand
reputation can negatively affect customer 15 perception and
trust, making it more difficult to draw in new customers and
outbid more seasoned competitors.
3. Slow Trading Application:
The trading application provided by Globe Capital Market
Limited is perceived to be slow. A slow application can
frustrate clients who rely on fast, and efficient execution of
trades. It could cause delays or missed opportunities,
potentially creating a bad user experience and customer
unhappiness.

40
 Learnings

✓ Getting Experience in an Organisational Environment:

Gaining experience in an organisational environment can give you
important insights into how the business in question operates.It helps
in understanding the company's culture, processes, teamwork
dynamics, and the overall work environment. It also offers a chance to
pick up practical information and industry-specific skills while learning
from peers, mentors, and supervisors.

✓ Analysis of Charts:
Commonly referred to as technical analysis, is the process of
examining historical price and volume data for financial instruments in
order to spot patterns, trends, and anticipated future price
movements. Making educated decisions regarding purchasing or selling
shares is made easier for traders and investors thanks to this analysis.
Price data is interpreted using a variety of charting methods, indicators,
and tools to pinpoint probable entry or exit points in the market.

✓ Handling Rejections:
Any learning or professional journey will inevitably involve some level
of rejection. It's crucial to build resilience and take rejections to heart.
Rejections should be viewed as opportunities for improvement rather
than as a source of discouragement. Examine the causes of rejection,
get input, and focus on developing the areas that require
improvement. A good attitude, adaptability, and persistence are
necessary for handling rejections effectively.

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✓ Trading:
Trading refers to the buying, and selling of financial instruments such
as stocks, bonds, currencies, or commodities in various financial
markets. Understanding market dynamics, analysis methods, and risk
management procedures are necessary for trading. It is crucial to know
fundamental, and technical analysis, as well as an understanding of
market trends, and indicators.
Equity, Derivatives, and Commodities: These are different types of
financial instruments that are commonly traded in the capital markets.
➢ Equity: Equity refers to ownership in a company. Stocks or shares
represent equity ownership, and trading in equities involves buying and
selling shares of publicly traded companies.
➢ Derivatives: Derivatives are financial contracts whose value is
derived from an underlying asset. Examples include options, futures,
and swaps. Derivatives allow investors to speculate on price
movements without owning the underlying asset. ➢ Commodities:
Physical things that may be purchased and traded are known as
commodities. Examples include gold, oil, wheat, and natural gas.
Trading in commodities entails making bets about how their prices will
develop in the future.

✓ Insurance:
A risk management instrument, insurance offers financial security
against unforeseen occurrences or losses. It involves paying premiums
to an insurance company, which then provides compensation in case of

42
specified events, such as accidents, illness, property damage, or death.
It is essential to understand different types of insurance policies,
coverage limits, deductibles, and exclusions to make informed
decisions.

✓ Mutual Funds:
Investments in a diverse portfolio of securities are made
possible by mutual funds, which aggregate the cash of
many individuals. They are managed by professional
fund managers. Investors can buy units of the mutual
fund, which represent their share in the fund's assets.
Returns are distributed to investors based on their
proportionate ownership. ✓ Portfolio Management
Services (PMS): PMS is a personalized investment service
offered by professional portfolio managers. PMS caters
to high-net-worth individuals and provides customized
investment strategies based on their investment goals,
risk tolerance, and investment horizon. PMS offers direct
ownership of securities, and greater control over the
portfolio compared to mutual funds.

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LEARNING, and WEEKLY OVERVIEW OF INTERNSHIP ACTIVITIES
Day Date Work Performed
Monday - -
Tuesday - -
1st Week

Wednesday - -
Thursday 01/06/2023 Introduction of Company
Friday 02/06/2023 Product & Services of
Company
Saturday 03/06/2023 Broker & Brokerage
Sunday 04/06/2023 -

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LEARNING ,and WEEKLY OVERVIEW OF INTERNSHIP ACTIVITIES
Day Date Work Performed
Monday 10/07/2023 Marketing
Tuesday 11/07/2023 Pitching of Products in
the Market
7th Week

Wednesday 12/07/2023 Calling to Follow- Ups

Thursday 13/07/2023 Trading
Friday 14/07/2023 Presentation
Saturday 15/07/2023 Explore the market as an
employee
Sunday 16/07/2023 -

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 Certificate
This is to certify that DIPTANSHU LASHKARKAR a student of Master of
Business Administration FULL TIME program of RENAISSANCE
UNIVERSITY ,Indore has completed the Summer Internship Project
Report titled “INVESTMENT & TRADING” under my guidance, and
supervision. As per my knowledge, the work carried out by his original
and genuine. I wish further success to him.

RENAISSANCE UNIVERSITY
INDORE (M.P)

46
 CONCLUSION
• Acquired valuable industry-specific knowledge, and skills

• Completed assigned tasks, and projects

• Received positive feedback, and recognition from supervisors or clients
• Built a professional network with mentors, colleagues, and industry professionals
• Demonstrated personal growth, including increased confidence, and adaptability
• Developed a clearer understanding of future career goals, and aspirations
• Grateful for the internship opportunity, and the support received
• Appreciation for the guidance, and learning experiences provided by the company
• Prepared for future career opportunities based on the internship experience

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 Suggestions
• Whenever Interns explore the market at that time one of the seniors should go with them
otherwise interns provide wrong or ungenuine data.
• Provide t-shirts to interns with the logo of Globe Capital so that at the time of collecting leads
or data or marketing people will notice that, and it will help in creating new approaches.
• Not everyone should have soft behavior toward the interns otherwise they will not take
seriously seniors’ one word

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 References
➢ https://globecapital.com/about-us/

➢ Rough Notes Of Learning At Internship

➢ Seniors Guidance

49
THANK YOU

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