Neuroimage: Chunshui Yu, Chaozhe Zhu, Yujin Zhang, Hai Chen, Wen Qin, Moli Wang, Kuncheng Li

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NeuroImage 47 (2009) 451–458

Contents lists available at ScienceDirect

NeuroImage
j o u r n a l h o m e p a g e : w w w. e l s ev i e r. c o m / l o c a t e / y n i m g

A longitudinal diffusion tensor imaging study on Wallerian degeneration of


corticospinal tract after motor pathway stroke
Chunshui Yu a,⁎, Chaozhe Zhu b, Yujin Zhang b, Hai Chen c, Wen Qin a, Moli Wang c, Kuncheng Li a
a
Department of Radiology, Xuanwu Hospital, Capital Medical University, No. 45, Chang-Chun Street, Xuanwu District, Beijing 100053, PR China
b
State Key Laboratory of Cognitive Neuroscience and Learning, Beijing Normal University, Beijing 100875, PR China
c
Department of Neurology, Xuanwu Hospital, Capital Medical University, Beijing 100053, PR China

a r t i c l e i n f o a b s t r a c t

Article history: Wallerian degeneration of the corticospinal tract (CST) after motor pathway ischemic stroke can be
Received 5 March 2009 characterized by diffusion tensor imaging (DTI). However, the dynamic evolution of the diffusion indices in
Revised 5 April 2009 the degenerated CST has not previously been completely identified. We investigated this dynamic evolution
Accepted 20 April 2009
and the relationship between early changes of the diffusion indices in the degenerated CST and long-term
Available online 3 May 2009
clinical outcomes. DTI and neurological examinations were performed repeatedly in 9 patients with first-
Keywords:
onset motor pathway subcortical infarction at 5 consecutive time points, i.e. within 1 week, at 2 weeks,
Stroke 1 month, 3 months and 1 year. Using a region of interest method, we analyzed the ratios of the fractional
Wallerian degeneration anisotropy (rFA), mean diffusivity (rMD), primary eigenvalue (rλ1) and transverse eigenvalue (rλ23)
Corticospinal tract between the affected and unaffected sides of the CSTs. We did not find any significant changes in the
Diffusion tensor imaging diffusion indices of the contralesional CSTs across time points. The rFA decreased monotonously during the
Magnetic resonance imaging first 3 months and then stabilized. The rMD increased after 2 weeks and stabilized after the third month. The
rλ1 decreased during the first 2 weeks and then remained unchanged. The rλ23 increased during the first
3 months and then stabilized. We also found that the changes in the rFA between the first 2 time points were
correlated with the NIHSS (P = 0.00003) and the Motricity Indices (P = 0.0004) after 1 year. Our results
suggest that for patients with motor pathway stroke the diffusion indices in the degenerated CST stabilize
within 3 months and that early changes in the rFA of the CST may predict long-term clinical outcomes.
© 2009 Elsevier Inc. All rights reserved.

Introduction the tract than in the perpendicular directions because axonal mem-
branes and myelin sheaths restrict transverse diffusion (Beaulieu
Degeneration of the distal parts of nerves after injury to the and Allen, 1994; Wimberger et al., 1995). Pathological processes
proximal axon or cell body is referred to as Wallerian degeneration which change the microstructural environment, such as neuronal
(WD), which occurs in both peripheral and central nervous systems. size, extracellular space and tissue integrity, result in altered
WD was first reported by Waller (1850) who found this pattern of diffusion (Anderson et al., 1996; Sevick et al., 1992). Molecular
degeneration after cutting the glossopharyngeal and hypoglossal diffusion can be measured by several indices derived from DTI data.
nerves of the frogs. In the central nervous system, WD is characterized Mean diffusivity (MD) and fractional anisotropy (FA) are commonly
by a highly stereotypical course, starting with disintegration of the used indices that reflect the average amplitude and the directionality
axonal skeleton and membrane within days after injury, followed by of molecular motion, respectively (Pierpaoli and Basser, 1996). They
degradation of the myelin sheath and infiltration by macrophages and are calculated from 3 diffusion tensor eigenvalues, which are the
microglia, with subsequent atrophy of the affected fiber tracts diffusion coefficients along the major, medium and minor axes of the
(Johnson et al., 1950; Lampert and Cressman, 1966). WD of the diffusion ellipsoid. The primary eigenvalue (λ1) is the diffusion
corticospinal tract (CST) after motor pathway ischemic stroke is a coefficient along the direction of maximum diffusion. The transverse
well-known phenomenon, which can be characterized by diffusion eigenvalue (λ23) is generated by averaging the medium (λ2) and
tensor imaging (DTI). minimum eigenvalues (λ3), thus avoiding sorting bias due to similar
DTI, a non-invasive MRI technique, measures the random motion magnitudes of λ2 and λ3 (Basser and Pajevic, 2003). This measure
of water molecules and provides information about cellular integrity reflects the average diffusivity perpendicular to the direction of
and pathology (Le Bihan 2003). Within a highly ordered white maximum diffusion.
matter tract, water molecules diffuse faster in the direction parallel to Two popular analytic approaches for detecting changes in the
diffusion indices of a specific fiber tract are the pure region of
⁎ Corresponding author. Fax: +86 10 8319 8376. interest (ROI) analysis and the tract ROI analysis. In the pure ROI
E-mail address: chunshuiyu@yahoo.cn (C. Yu). analysis the ROIs are manually defined on MR images. This method

1053-8119/$ – see front matter © 2009 Elsevier Inc. All rights reserved.
doi:10.1016/j.neuroimage.2009.04.066
452 C. Yu et al. / NeuroImage 47 (2009) 451–458

is easy to perform, but the definition of the ROI must be carefully and (3) whether the clinical outcomes could be predicted by the early
designed to improve the reproducibility, because the boundary of a changes in the diffusion indices.
fiber tract is often ill-defined. In tract ROI analysis defining the ROI
of a fiber tract is based on tractography, which can either be Subjects and methods
performed by considering a fiber tract as an entire ROI or by
defining a segment of the fiber tract as a ROI (Berman et al., 2005; Subjects
Lin et al., 2006; Pagani et al., 2005; Partridge et al., 2005; Yu et al.,
2007, 2008). In this study, we analyzed the CST using both Nine right-handed (Oldfield, 1971) patients (all males; age 48 ±
methods. 5 years, range 41–53 years) with motor pathway subcortical infarction
Using a non-invasive approach to characterize and stage WD in were recruited from the inpatient services at the Xuanwu Hospital of
the CST is clinically important for patients with motor pathway Capital Medical University. All patients were first-onset stroke and
stroke. A few previous studies have delineated the process of WD manifested motor deficits. None of them had a history of any other
using DTI (Pierpaoli et al., 2001; Thomalla et al., 2004, 2005). At the neurological or psychiatric disorders. Conventional MR images did not
chronic stage (more than 1 year) after stroke, the degenerated CST find any abnormalities except for the infarct in patients. Neurological
showed a sharp decrease in FA, a slight increase in MD, a decrease in examinations included the National Institutes of Health Stroke Scale
λ1, and an increase in λ23 (Pierpaoli et al., 2001). At the early stage (NIHSS) (Brott et al., 1989), and the Motricity Index (MI) of the
(within 2 weeks), the degenerated CST demonstrated a decrease in affected side (Demeurisse et al., 1980). They were scanned and
FA and λ1, an unchanged MD, and an increased λ23 (Thomalla et al., clinically assessed at 5 consecutive TPs, i.e. within 1 week, at 2 weeks,
2004). A single pioneering study on 2 stroke patients who were at 1 month, at 3 months and at 1 year. The demographical and clinical
examined at three time points (TP), is the only one to date that has characteristics of stroke patients were summarized in Table 1. The
attempted to describe the time course of WD (Thomalla et al., 2005). location of the lesion in each patient was shown in Fig. 1. We enrolled
Thus, the detailed time course of WD after stroke still needs to be 9 control subjects with no history of stroke and a normal neurological
investigated. examination, and well matched to the stroke patients with regard to
In previous DTI studies of WD of the CST, the ratios of the diffusion age (48 ± 5 years, range 41–53 years), gender (9 males) and hand
indices (rFA, rMD, rλ1 and rλ23) between the affected and unaffected dominance (all right-handed). All aspects of the study received
sides of the CSTs have commonly been used based on the hypothesis approval from the Local Ethical Committee and all subjects provided
that diffusion indices of the contralesional CST are unchanged after full written informed consent about all aspects of the study before the
stroke. However, a recent study has reported that the FA of the MR examinations.
normal-appearing white matter of the whole brain was increased
within 2 years after stroke, apparently suggesting a long-term MRI examination
improvement in apparent white matter integrity following ischemic
stroke (Wang et al., 2006). Therefore, it is critically important to study We examined all subjects with a 3.0 T MR scanner (Trio system;
the possible plasticity in the contralesional CST before using the ratios Siemens Magnetom scanner, Erlangen, Germany). The DTI scheme
(rFA, rMD, rλ1 and rλ23) to study the dynamic changes of the included the collection of 12 images with non-collinear diffusion
degenerated CST. gradients (b = 1000 s/mm2) and 1 non-diffusion-weighted image
Impairment of motor function is one of the most serious disabling (b = 0 s/mm2), employing a single shot echo planar imaging
sequelae of ischemic stroke. Thus an early prediction of the long-term sequence. Using an integrated parallel acquisition technique (iPAT)
outcome of motor function is critically important for stroke treatment with an acceleration factor of 2 reduced the acquisition time and
and rehabilitation. Two previous studies (Maeda et al., 2005; allowed us to obtain images with less distortion from susceptibility
Thomalla et al., 2004) attempted to predict the motor outcome at artifacts. We collected 45 slices from each participant. The field of
3 months after stroke using the ratios of the diffusion indices of the view was 256 × 256 mm, the acquisition matrix was 128 × 128 and was
CSTs from an earlier time point (TP). However, this method may be zero filled into a 256 × 256 matrix, the number of averages was 3, and
confounded by individual side differences in the diffusion indices of the slice thickness was 3 mm without a gap, which resulted in voxel-
the CSTs before the stroke. Thus we propose that it seems to be more dimensions of 1 mm × 1 mm × 3 mm. The echo time and repetition
appropriate to use the changes in the ratios of the diffusion indices time were 87 ms and 6000 ms, respectively. To maintain the
between 2 earlier TPs (i.e. within 1 week and at 2 weeks) to predict consistency of the slices among the 5 scans, we consistently
the long-term motor outcomes. positioned the slices of each scan parallel to a line that joined the
Here, we aimed to investigate (1) whether the contralesional CST most infero-anterior and infero-posterior parts of the corpus
shows plastic changes following motor pathway ischemic stroke; (2) callosum, and attempted to keep the central slices of the last 4 scans
the dynamic evolution of the diffusion indices in the degenerated CST; consistent with that of the first scan.

Table 1
Demographic, clinical and radiological data from ischemic stroke patients.

Case Sex Age Lesion Time points (days after stroke) NIHSS Motricity index
(years) Location Volume (ml) 1 2 3 4 5 1 2 3 4 5 1 2 3 4 5
1 M 49 R IC, BG, CR 12.24 6 20 33 90 244 2 2 2 2 2 72 94 94 99 99
2 M 42 L CR, BG 24.77 5 14 32 145 355 10 3 2 0 0 17 44 65 95 95
3 M 48 L IC, BG, CR 23.64 2 13 35 88 298 14 11 10 8 5 0 7 10 41 48
4 M 53 L IC, BG, CR 12.08 4 18 35 97 352 8 6 3 2 2 7 29 44 57 57
5 M 52 L CR, BG 9.95 1 14 30 90 370 5 2 2 0 0 71 92 99 99 99
6 M 51 L IC, BG, CR 3.54 7 14 30 95 425 10 8 8 5 2 7 19 24 44 58
7 M 42 R CR, BG 7.04 2 13 31 98 323 18 12 8 9 7 0 0 14 17 29
8 M 41 L IC, BG, CR 31.86 6 15 30 110 376 15 13 13 6 6 0 7 17 39 42
9 M 52 R IC 1.73 5 16 25 92 353 9 8 6 3 3 14 24 34 42 42

M, male; L, left; R, right; IC, internal capsule; BG, basal ganglia; CR, corona radiate; NIHSS, National Institutes of Health Stroke Scale.
C. Yu et al. / NeuroImage 47 (2009) 451–458 453

Fig. 1. Lesion location in each stroke patient. Lesion of each stroke patient is shown on a T2 weighted image with the largest area of the lesion. Arabic numbers denote the case
numbers of the stroke patients.

Data preprocessing affine transformation to correct for their eddy-current distortion and
head motion; (3) for each subject, each of the follow-up b = 0 images
DTI data were preprocessed by the following procedures: (1) all was aligned to the corresponding b = 0 image at the first TP using an
diffusion-weighted images were visually inspected by 2 radiologists affine transformation and the derived transformation matrix was
for apparent artifacts due to subject motion and instrument malfunc- applied to the corresponding parametric maps, such as the FA, MD, λ1,
tion; (2) for each examination of each subject, the diffusion-weighted andλ23 maps; (4) DTI data were interpolated into 1 mm × 1 mm ×
images were registered to the corresponding b = 0 images with an 1 mm voxels; (5) the diffusion tensor of each voxel was calculated by a

Fig. 2. Examples for segments of the corticospinal tract and the corpus callosum and region of interest in the corticospinal tract. (A) The segment of the corticospinal tract is a part of
the corticospinal tract from the uppermost slice of the cerebral peduncle to the lowest slice of the pons. (B) The segment of the corpus callosum is defined as the part of the corpus
callosum connecting the bilateral occipital lobes. (C) The white circles show the region of interest of the corticospinal tract.
454 C. Yu et al. / NeuroImage 47 (2009) 451–458

Table 2
Normalized diffusion indices of the contralesional sCSTs in stroke patients and healthy controls.

Diffusion Controls Stroke patients (n = 9)


indices (n = 18) 1 2 3 4 5
nFA 1.04 ± 0.17 0.97 ± 0.22 0.96 ± 0.19 0.96 ± 0.18 0.94 ± 0.22 0.96 ± 0.19
nMD 0.96 ± 0.17 0.98 ± 0.17 0.98 ± 0.15 0.99 ± 0.16 1.02 ± 0.20 1.04 ± 0.20
nλ1 0.94 ± 0.16 0.94 ± 0.16 0.94 ± 0.15 0.94 ± 0.15 0.95 ± 0.17 0.96 ± 0.18
nλ1 0.98 ± 0.24 1.03 ± 0.23 1.03 ± 0.20 1.05 ± 0.20 1.10 ± 0.27 1.13 ± 0.25

sCST, segment of the corticospinal tract; nFA, normalized fractional anisotropy; nMD, normalized mean diffusivity; nλ1, normalized primary eigenvalue; nλ23, normalized transverse
eigenvalue. Diffusion indices of the contralesional sCSTs were normalized by the diffusion indices of the segment of the corpus callosum.

linear least-square fitting algorithm (Basser et al., 1994). After We projected the sCST and sCC that were obtained in the above
diagonalization of the diffusion tensor, the diffusion tensor eigenva- manner to the coregistered parameter maps of the other 4 TPs.
lues (λ1, λ2 and λ3) were obtained; the λ23 was generated by Quantitative analysis was performed by defining all voxels penetrated
averaging λ2 and λ3. The MD and FA were derived for each voxel by a tract as the tract ROI. Then we calculated the FA, MD, λ1 and λ23
according to the following equations: for these tracts for each TP of each participant.

λ1 + λ2 + λ3 Dynamic changes in the diffusion indices in the degenerated CST


MD =
3
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
ðλ1 −λ2 Þ2 + ðλ1 − λ3 Þ2 + ðλ2 −λ3 Þ2 Tract ROI analysis cannot precisely characterize the dynamic
FA = : changes in the degenerated CST because of the effects of atrophy of
2ðλ1 + λ2 + λ3 Þ2
the affected CST in the late TPs. Thus a pure ROI method was adopted
Here MD measures the average magnitude of the molecular to study the dynamic changes in the diffusion indices in the
motion and FA measures its directionality. All the preprocessing degenerated CST. We established the ROI on the FA images at the
procedures were implemented using FMRIB's free software FSL fifth TP and then copied this ROI to the other TPs. This ensured that we
(Oxford Centre for Functional MRI of the Brain, UK). always located the ROI within the CST in any TP. Specifically, we placed
the ROI at the middle slice of the pons on the axial plane (Fig. 2C).
Plasticity of contralesional CST Finally, we used the ratios (rFA, rMD, rλ1 and rλ23) between the
affected and unaffected CST-ROIs to study the dynamic changes of the
To investigate whether the contralesional CST undergoes plastic diffusion indices in the affected CST.
changes after motor pathway ischemic stroke, we adopted a normal-
ized tract ROI analysis using the ratios of the diffusion indices between Reproducibility analysis
a segment of the CST (sCST, Fig. 2A) from the uppermost slice of the
cerebral peduncle to the lowest slice of the pons and a segment of the Since a single rater manually defined the ROIs for the pure ROI
corpus callosum (sCC, Fig. 2B) connecting the bilateral occipital lobes. analysis, we determined the intra-rater reproducibility for the
The reasons that we studied the sCST are as follows: (1) the fibers of positioning of the ROIs by re-defining these ROIs and re-measuring
the sCST are highly oriented, which is suitable for the assessment by the FA, MD, λ1 and λ23 of each ROI at the fifth TP in all patients on 2
DTI; (2) to establish the comparability across subjects; (3) the sCST separate occasions (separated by at least 3 months).
was not directly involved by the lesions of stroke patients. We
normalized the diffusion indices of the sCST by the sCC because this Statistical analysis
part of the corpus callosum was relatively reproducible and was not
affected by the lesions. This method may help to reduce the influence We analyzed the data with SPSS 13.0 for Windows (SPSS Inc, Chicago,
of the slight instability of the MR scanner. Ill). All data were first examined for normality to conform to the
Tractography for the CC and CST was implemented using DTI assumptions of the parametric statistics used. We tested the side
Studio (free software from the Radiology Department, Johns Hopkins differences in the diffusion indices of the sCST in healthy controls using
University, USA), in which the fiber assignment by means of an independent-samples t test, but found no significant differences
continuous tracking (Mori et al., 1999; Mori and Van Zijl 2002) was (P N 0.05). Thus we merged them to increase statistical power. To
used with a FA threshold of 0.2 and angle transition threshold of investigate possible plasticity in the contralesional CST in stroke
45°during tracking. To reconstruct the tracts of interest, we used a patients, we performed a one-way analysis of variance (ANOVA) on
multiple-ROI approach (Catani et al., 2002; Wakana et al., 2004) based the normalized diffusion indices of the contralesional sCST (sCST/sCC)
on existing anatomic knowledge about tract trajectories. We
performed tracking from all voxels inside the brain, and assigned
Table 3
the results that penetrated the manually defined ROIs to the specific Comparisons of diffusion indices between the affected and unaffected CSTs at the first
tracts associated with these ROIs. time point in stroke patients using a paired samples t test.
We used DTI data from the first TP to trace the fibers since the
Diffusion indices Affected side Unaffected side t value P
diffusion indices of the degenerated CST had not yet changed signi-
Tract ROI analysis
ficantly at this stage, and placed the seed ROI for tracing the CST in the
FA 0.42 ± 0.09 0.44 ± 0.06 0.662 0.526
cerebral peduncle. Then we used a filter ROI, which was placed in the MD (× 10− 4 mm2s− 1) 9.15 ± 1.24 8.81 ± 1.34 0.445 0.668
anterior part of the pons, to exclude non-CST fibers. Other non-CST fibers λ1 (× 10− 4 mm2s− 1) 13.43 ± 1.14 13.16 ± 1.59 0.324 0.754
were excluded using the “not” function of the software. The sCST was a λ23 (× 10− 4 mm2s− 1) 7.01 ± 1.48 6.63 ± 1.38 0.491 0.637
Pure ROI analysis
segment of the traced CST from the uppermost slice of the cerebral pe-
FA 0.53 ± 0.10 0.55 ± 0.08 − 1.171 0.275
duncle to the lowest slice of the pons (Fig. 2A). To trace the sCC we used MD (× 10−4 mm2s− 1) 7.22 ± 0.78 7.49 ± 1.21 − 1.095 0.306
the posterior part of the CC on the midsagittal FA image as the first seed λ1 (× 10−4 mm2s− 1) 11.87 ± 0.56 12.53 ± 1.51 − 1.505 0.171
ROI. Then we excluded other fibers using 2 filter ROIs, which were placed λ23 (× 10− 4 mm2s− 1) 4.89 ± 1.10 4.96 ± 1.26 − 0.294 0.776
in the bilateral occipital lobes on the parasagittal planes. Only fibers CST, corticospinal tract; ROI, region of interest; FA, fractional anisotropy; MD, mean
passing through all 3 ROIs were defined as the sCC (Fig. 2B). diffusivity; λ1, primary eigenvalue; λ23, transverse eigenvalue.
C. Yu et al. / NeuroImage 47 (2009) 451–458 455

in the stroke patients at different TPs and the indices in healthy controls. Table 5
To test whether the diffusion indices of the degenerated CSTs were Posthoc analyses (LSD) after repeated measures ANOVA in degenerated CSTs of the
stroke patients.
abnormal at the first TP, we used a paired samples t test to compare the
diffusion indices of the sCSTs and the ROIs of the CSTs between the P values 2 3 4 5
affected and unaffected sides in stroke patients at the first TP. To study 1 (rFA) b0.001 b0.001 b0.001 b0.001
the dynamic changes in the diffusion indices of the affected CST, we 2 (rFA) 0.005 b0.001 0.001
3 (rFA) 0.034 0.081
performed a repeated measures ANOVA on the rFA, rMD, rλ1 and rλ23 of
4 (rFA) 0.114
the ROIs of the CSTs in stroke patients at different TPs. Then we used a 1 (rMD) 0.189 0.009 0.001 b0.001
post hoc (least significant difference, LSD) test to examine the 2 (rMD) 0.024 0.001 b0.001
differences in the diffusion indices between every 2 TPs. On the data 3 (rMD) 0.005 b0.001
of stroke patients, we performed a Spearman correlation to test for the 4 (rMD) 0.663
1 (rλ1) 0.005 0.005 0.005 0.006
possible correlations between changes in the rFA, rMD, rλ1 and rλ23 of 2 (rλ1) 0.783 0.183 0.111
the ROIs of the CSTs at the first 2 TPs and the clinical measures after 3 (rλ1) 0.251 0.169
1 year. We used intraclass correlation coefficients (ICC) calculated by a 4 (rλ1) 0.864
one-way random effects model to test the intra-rater reproducibility 1 (rλ23) 0.001 b0.001 b0.001 b0.001
2 (rλ23) 0.005 b0.001 0.001
(McGraw and Wong 1996). The significance level was defined as
3 (rλ23) 0.001 0.003
P b 0.05, 2-tailed, for all statistical procedures. 4 (rλ23) 0.121

LSD, least significant difference; CST, corticospinal tract; FA, fractional anisotropy; MD,
Results mean diffusivity; λ1, primary eigenvalue; λ23, transverse eigenvalue; rFA, rMD, rλ1 and
rλ23 denote ratios of the FA, MD, λ1 and λ23 between the affected and unaffected sides.
Reproducibility of ROI placement Arabic numbers (1, 2, 3, 4, and 5) represent the time points post stroke, i.e. within
1 week, at 2 weeks, at 1 month, at 3 month, and at 1 year.
The ICCs of the 2 measurements were 0.98 for the FA, 0.96 for the
MD, 0.91 for the λ1 and 0.89 for the λ23. These findings indicated an Dynamic changes of diffusion indices in the degenerated CST
acceptable reproducibility in defining the ROIs.
Table 4 showed the diffusion indices of the ROI of the degenerated
Plasticity in the contralesional CST in stroke patients CST at the 5 TPs. The repeated measures ANOVA showed significant
differences in the rFA (F = 44.34, P b 0.001), rMD (F = 22.45,
We performed a tract ROI analysis to investigate whether the P b 0.001), rλ1 (F = 8.13, P b 0.001) and rλ23 (F = 31.66, P b 0.001).
contralesional CST underwent plastic changes. See Table 2 for the After posthoc (LSD) analyses (Table 5), the ROI of the degenerated
normalized diffusion indices of the contralesional sCSTs (sCST/sCC) in CST exhibited differences in the rFA between TP1 and TP2-5, TP2
the stroke patients at the 5 TPs, as well as those in the healthy controls. and TP3-5, TP3 and TP4; in the rMD between TP1 and TP3-5, TP2 and
A one-way ANOVA did not show any significant differences in the TP3-5, TP3 and TP4, 5; in the rλ1 between TP1 and TP2-5; and in the
normalized FA (F = 0.48, P = 0.79), MD (F = 0.28, P = 0.92), λ1 rλ23 between TP1 and TP2-5, TP2 and TP3-5, TP3 and TP4, 5. The
(F = 0.03, P = 1.00) and λ23 (F = 0.62, P = 0.68) of the healthy sCSTs dynamic changes in the rFA were sharply decreased within the first
across the 6 groups. This suggests that there was no detectable month, slowly decreased from 1 month to 3 months, and then
plasticity in the contralesional CSTs in the stroke patients. Then we remained relatively stable (Fig. 3A). The rMD did not change
adopted a more optimized method for normalization by using the significantly within the first 2 weeks, increased from 2 weeks to
ratios (rFA, rMD, rλ1 and rλ23) between the affected CST and the 3 months, and then reached a relatively stable state (Fig. 3B). The rλ1
unaffected CST to study the dynamic changes in the diffusion indices decreased within 2 weeks and then reached a stable state or slightly
in the affected CST. increased (Fig. 3C). The rλ23 increased over the first 3 months, and
then did not change significantly (Fig. 3D).
Differences in the diffusion indices between the affected and unaffected
CSTs at the first TP Correlations between early changes in the diffusion indices in the
degenerated CST and clinical outcomes after 1 year
To test whether the diffusion indices of the degenerated CSTs were
abnormal at the first TP, we analyzed the differences in the diffusion It is clinically important to test whether early changes in the
indices between the affected and unaffected CSTs at the first TP in the diffusion indices of the degenerated CSTs can predict the clinical
stroke patients using a paired samples t test. For the first TP we did not outcomes after 1 year in stroke patients. Spearman correlation was
find any significant differences between the affected and unaffected used to test whether changes in the diffusion indices within the first
sides in the diffusion indices of either the segment or the ROIs of the 2 weeks post stroke can be used to predict the clinical variables after
CSTs in the stroke patients (Table 3). 1 year. We found that the changes in the rFA of the CSTs between the
first 2 TPs were correlated with the MI (rs = − 0.924, P = 0.0004;
Fig. 4A) and NIHSS (rs = 0.962, P = 0.00003; Fig. 4B) after 1 year in
the stroke patients. However, we did not find any significant
Table 4 correlation (P N 0.05) between the rFA, rMD, rλ1 or rλ23 of the CSTs
Diffusion indices of the ROI in the degenerated CST at the five time points for the stroke
at either the first or second TPs and the clinical scales after 1 year.
patients.

Diffusion Within 1 week 2 weeks 1 month 3 months 1 year Discussion


indices (n = 9) (n = 9) (n = 9) (n = 9) (n = 9)
rFA 0.96 ± 0.11 0.73 ± 0.12 0.63 ± 0.14 0.55 ± 0.14 0.57 ± 0.13
In this study, we did not find any significant differences in the
rMD 0.97 ± 0.09 1.01 ± 0.08 1.06 ± 0.07 1.16 ± 0.12 1.17 ± 0.10
rλ1 0.96 ± 0.10 0.86 ± 0.05 0.85 ± 0.08 0.88 ± 0.08 0.88 ± 0.06 diffusion indices of the contralesional CSTs of the stroke patients
rλ23 1.00 ± 0.12 1.20 ± 0.17 1.33 ± 0.14 1.53 ± 0.21 1.65 ± 0.28 among any of the 5 TPs and those of the healthy controls, which
CST, corticospinal tract; FA, fractional anisotropy; MD, mean diffusivity; λ1, primary
suggests no detectable plasticity in the contralesional CSTs in these
eigenvalue; λ23, transverse eigenvalue; rFA, rMD, rλ1 and rλ23 denote ratios of the FA, patients. We showed the dynamic changes in the degenerated CST in
MD, λ1 and λ23 between the affected and unaffected sides. stroke patients: (1) the rFA of the degenerated CST monotonously
456 C. Yu et al. / NeuroImage 47 (2009) 451–458

Fig. 3. Dynamic changes in the ratios of the fractional anisotropy (rFA, A), mean diffusivity (rMD, B), primary eigenvalue (rλ1, C) and transverse eigenvalue (rλ23, D) between the
affected and unaffected sides of the corticospinal tracts (CST) in individual stroke patients.

decreased during the first 3 months, and then remained relatively and then did not change significantly; and (4) the rλ23 increased
unchanged; (2) the rMD maintained relatively stable during the first during the first 3 months and then maintained relative stability.
2 weeks, and gradually increased until 3 months, and then reached a Finally, we found that changes in the rFA of the CST within the first
relatively stable level; (3) the rλ1 decreased during the first 2 weeks 2 weeks were correlated with the NIHSS and MI after 1 year, which

Fig. 4. Plots of relationships between the changes in the ratios of the fractional anisotropy (rFA) of the corticospinal tracts within the first 2 weeks and the Motricity Index (MI) of the
affected side (rs = − 0.924, P = 0.0004, (A) and the National Institutes of Health Stroke Scale (NIHSS) (rs = 0.962, P = 0.00003, (B) after 1 year in stroke patients. The rs is the
Spearman correlation coefficient.
C. Yu et al. / NeuroImage 47 (2009) 451–458 457

suggests that early changes of the rFA of the CSTs could be used to These findings agreed with an animal study (Song et al., 2003), in
predict clinical outcomes in stroke patients. which the authors performed serial diffusion measurements of the
optic nerve to describe the process of WD in a mouse model of retinal
Plasticity of the contralesional CST ischemia. They found a decrease in the λ1 in the first days of
degeneration corresponding to the disintegration of the axonal micro-
During the first several months after stroke, spontaneous recovery structure, during which time the myelin remained intact. 5 days after
of motor function is a common phenomenon (Duncan et al., 2000). the initial injury λ23 increased, corresponding to the degradation of
Such recovery has been attributed to cortical reorganization, including the myelin sheaths. The increase in FA and the unchanged MD are the
the recruitment of the ipsilesional non-motor areas (Calautti and result of the decrease in λ1 and the increase in λ23.
Baron 2003; Schaechter et al., 2006; Seitz et al., 1998; Weiller et al., From 2 weeks to 1 month after stroke, the λ1 did not decrease
1993), contralesional motor areas (Chollet et al., 1991; Cramer et al., further, a finding which can be explained by the complete fragmenta-
1997; Nelles et al., 1999), and bilateral non-primary motor areas tion of the affected axons. However, the λ23 increased further,
(Fridman et al., 2004; Johansen-Berg et al., 2002; Ward et al., 2003). corresponding to further degradation of the myelin sheaths and the
An earlier study reported that the FA of the normal-appearing white beginning of the clearance of the axonal and myelin debris. The
matter of the whole brain increased within 2 years after stroke, which changes in the diffusion tensor eigenvalues may lead to the decrease
suggests a long-term improvement in apparent white matter integrity in FA and the increase in MD.
following ischemic stroke (Wang et al., 2006). Therefore, it is critically From 1 month to 3 months after stroke, most of the axonal frag-
important to study the possible plasticity in the contralesional CST ments are cleared, allowing the water molecules to once again diffuse
before using the ratios (rFA, rMD, rλ1 and rλ23) between the affected in the longitudinal direction, resulting in the slight increase of λ1. The
and unaffected sides to study the dynamic changes of degenerated clearance of the axonal and myelin debris with no apparent axonal
CST. In the present study, we did not find any obvious plasticity in the regeneration and new myelin formation can lead to a further increase
contralesional CST in the stroke patients. This supports the use of the in the λ23. The changes in the diffusion tensor eigenvalues may lead to
rFA, rMD, rλ1 and rλ23 as measures to assess the severity of WD in the the decrease in FA and the increase in MD.
CST in stroke patients, which has been adopted in many previous From the fourth month to 1 year after stroke, none of the diffusion
studies (Pierpaoli et al., 2001; Thomalla et al., 2004, 2005). indices showed significant changes. These results suggest that the pro-
cess of WD had reached a relatively stable state by 3 months post stroke.
Dynamic changes in the diffusion indices of the degenerated CST
Early prediction of clinical outcomes
In the central nervous system WD is characterized by a series of
simultaneous events. From several hours to days after the time of the We did not find any significant correlation between the diffusion
lesion, the cytoskeleton of the axons disintegrates into axonal indices at the first TP (4 ± 2 days, 1–7 days from onset) or the second
fragments (George and Griffin, 1994a; Kerschensteiner et al., 2005). TP (15 ± 2 days, 13–20 days from onset) and the clinical variables at
Simultaneously, the myelin sheaths that surround the axons become 1 year after stroke. These findings differ from a previous DTI study of 9
less tightly wrapped and eventually break apart forming ovoids stroke patients (9 ± 4 days, 2–16 days from onset) (Thomalla et al.,
(George and Griffin, 1994b). Although an early transient period of 2004), which reported significant correlations between a decrease in
microglial activation in the degenerating fibers occurs, the appearance the rFA in the cerebral peduncle and motor scales at the outcome
of round macrophages is delayed until days 18–21. The activated examination 90 days after stroke. Although we cannot provide a
microglial cells digest the axonal and myelin debris. Both axonal definite reason, the differences in recruitment criteria and examina-
debris and myelin debris are almost completely cleared from the CNS tion times may account for the differences. In the present study, we
in 90 days (George and Griffin, 1994b), whereas axonal regeneration found strong correlations between early changes in the rFA of the CSTs
and myelin formation are almost non-existent due to the apoptosis of and the MI (rs = −0.924, P = 0.0004; Fig. 4A) and NIHSS (rs = 0.962,
oligodendrocytes in the first few weeks following injury (Crowe et al., P = 0.00003; Fig. 4B) at 1 year after stroke. We think that the early
1997). This process can be well characterized by changes in the changes in the rFA between the first 2 TPs could be superior to the
diffusion tensor eigenvalues. measurements at a single TP since the latter is more likely to be
WD occurs several hours to days after the insult, but how early can influenced by individual side differences that existed before the stroke
DTI detect the changes that result from WD in the human brain? To onset. These results are partly consistent with previous studies that
answer this question, we studied the possible differences in diffusion found a worse outcome in patients if WD was evident on conventional
indices between the affected and unaffected CSTs within a week after MRI (Fukui et al., 1994; Sawlani et al., 1997). In another study,
stroke. We did not find any significant differences using either tract anisotropy contrast images derived from diffusion-weighted imaging
ROI or pure ROI method. This finding suggests that the pathologic along 3 directions at 3 weeks after ischemic stroke or intracerebral
changes of the affected CST are not apparent enough to be detected by hemorrhage showed early WD in all patients with poor recovery, but
the technique of DTI within 1 week after stroke. Thus we can regard WD was not found in patients who got a good recovery (Watanabe
the rFA, rMD, rλ1 and rλ23 at the first TP as baseline values, and the et al., 2001). In line with these data, the results of our study indicate
changes in the diffusion indices resulted from WD at different TPs can that the extent of early WD at sites remote from the initial infarct
be assessed by comparing with the baseline. Additionally, we can use appears to be a predictor of motor outcomes.
the changes in rFA, rMD, rλ1 and rλ23 between TP2 and TP1 as the
early changes in the diffusion indices of the degenerated CST to study Methodological consideration
whether early changes in the diffusion indices of the degenerated CST
can predict long-term clinical outcomes after 1 year. In this study, we used an affine transformation to align the images
At the second week, we found these changes in the diffusion from later time points to the first time point. This procedure could
indices: a sharply decreased FA, a reduced λ1, an increased λ23, and an cause a misalignment problem as a result of volume changes (edema
unchanged MD. The decrease in the λ1 can be explained by the during the early stage and atrophy in the later course), such that some
fragmentation of axons creating barriers to the longitudinal displace- voxels containing fibers from the CST at the first time point might not
ment of water molecules (Kerschensteiner et al., 2005). The increase contain CST fibers at later time points following volume changes due
in λ23 corresponds to the degradation of the myelin sheaths, leading to to atrophy. This could affect the results of our ROI analysis of the
water molecules becoming more mobile perpendicular to the axons. diffusion indices of the degenerated CSTs. In the pure ROI analysis of
458 C. Yu et al. / NeuroImage 47 (2009) 451–458

the present study, we tried to avoid the problem by drawing the ROI of Kerschensteiner, M., Schwab, M.E., Lichtman, J.W., Misgeld, T., 2005. In vivo imaging of
axonal degeneration and regeneration in the injured spinal cord. Nat. Med. 11,
the CST on the FA image of the last time point. Our goal was to ensure 572–577.
that the ROIs would be located within the CST at all time points Lampert, P.W., Cressman, M.R., 1966. Fine-structural changes of myelin sheaths after
because the atrophy effect of the ipsilesional CST is more prominent at axonal degeneration in the spinal cord of rats. Am. J. Pathol. 49, 1139–1155.
Le Bihan, D., 2003. Looking into the functional architecture of the brain with diffusion
later stages. Moreover, when we drew the ROIs, we also carefully MRI. Nat. Rev. Neurosci. 4, 469–480.
checked the location of the ROI at each time point in each patient to Lin, F., Yu, C., Jiang, T., Li, K., Li, X., Qin, W., Sun, H., Chan, P., 2006. Quantitative analysis
ensure that the ROIs were within the CSTs. along the pyramidal tract by length-normalized parameterization based on
diffusion tensor tractography: application to patients with relapsing neuromyelitis
In conclusion, we did not find apparent plasticity in the contrale- optica. NeuroImage 33, 154–160.
sional CST in patients with motor pathway ischemic stroke, which Maeda, T., Ishizaki, K., Yura, S., 2005. Can diffusion tensor imaging predict the functional
suggests that plasticity of the contralesional CST is not a critical outcome of supra-tentorial stroke? No To Shinkei 57, 27–32.
Mori, S., Van Zijl, P.C., 2002. Fiber tracking: principles and strategies—a technical review.
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NMR Biomed. 15, 468–480.
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which may help in understanding the process of WD in other axonal projections in the brain by magnetic resonance imaging. Ann. Neurol. 45,
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Acknowledgments Pagani, E., Fillipi, M., Rocca, M.A., Horsfield, M.A., 2005. A method for obtaining tract-
specific diffusion tensor MRI measurements in the presence of disease: applica-
tion to patients with clinically isolated syndromes suggestive of multiple sclerosis.
This study was partly supported by the Natural Science Foundation NeuroImage 26, 258–265.
of China (Nos. 30670601, 30870694), and the Program for New Century Partridge, S.C., Mukherjee, P., Berman, J.I., Henry, R.G., Miller, S.P., Lu, Y., Glenn, O.A.,
Ferriero, D.M., Barkovich, A.J., Vigneron, D.B., 2005. Tractography-based quantifica-
Excellent Talents in University (NCET-07-0568). We appreciate the
tion of diffusion tensor imaging parameters in white matter tracts of preterm
English language assistance of Drs. Rhoda E. and Edmund F. Perozzi. newborns. J. Magn. Reson. Imaging 22, 467–474.
Pierpaoli, C., Basser, P.J., 1996. Toward a quantitative assessment of diffusion anisotropy.
Magn. Reson. Med. 36, 893–906.
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