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Technical Review of Polysomnography: Chest January 2009
Technical Review of Polysomnography: Chest January 2009
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Polysomnography has developed from our understanding of sleep and its associated physiologic
processes. This important tool extends the clinical examination into dynamic states that typically
do not permit intrusive inspection. The two critical components of polysomnography are the
determination of sleep-wake stage and identification of related bodily processes. In this article,
the authors review the current standards for clinical polysomnography and discuss technical
considerations that influence the accuracy of recorded data.
(CHEST 2008; 134:1310-1319)
Abbreviations: AASM = American Academy of Sleep Medicine; EMGsub = electromyography of the submentalis;
EGG = electrooculogram; NREM = non-rapid eye movement; REM = rapid eye movement
Our interest in the processes of sleep have devel- From this foundation, polysomnography was ap-
oped over a long period of time. From the plied to the clinical arena, and the discipline of
earliest records of medical accounts by Aristotle and sleep medicine began." In efforts to standardize
Calen,' sleep has been understood as part of health. sleep staging, Rechtshaffen and Kales" developed
Over the last century, however, the study has been a manual for the scoring of normal adult sleep,
redirected toward undershmding sleep as an active which remained the discipline standard for 40
process by defining sleep and its associated physiol- years. This was recently replaced by the more
ogy. Macwilliams- demonstrated in 1923 that BP comprehensive American Academy of Sleep Medi-
decreased during sleep and fluctuated during certain cine (AASM) Manual for Scoring Sleep Stages and
periods. In 1937, Loomis et al3 showed that EEG Associated Events."
changes correlated with non-rapid eye movement Polysomnography is devoted to recording multiple
(NREM) sleep, while 16 years later, Aserinsky and parameters during sleep. To accomplish this, clini-
Kleitmarr' demonstrated the features of rapid eye cians must acquire the following two major groups of
movement (REM) sleep. These studies set the stage parameters: those essential to determine sleep stage;
for more definitive work to evaluate the physiology and those demonstrating related physiology. Several
dependent on sleep stage. This work led researchers physiologic parameters change with sleep stage in-
in the 1960s to study patients with sleep complaints. cluding the following: heart rate; BP; respiratory
function; and even renal function. H Despite these
'From the Department of Neurology, University of North Caro- associated changes, sleep stages are defined by the
lina, Chapel Hill, NC.
The authors have reported to the ACCP that no significant following three parameters: EEG; electrooculogram
conflicts of interest exist with any companies/organizations whose (EOG); and electromyography of the submentalis
products or services may be discussed in this article. (EMGsub). These parameters are not necessarily
Manuscript received March 24, 2008; revision accepted July 14,
2008. the best parameters, but they do represent our
Reproduction of this articleis prohibited without written permission current definition of the sleep-wake state. Addi-
hum the American College of Chest Physicians (www.chestjournal, tional parameters focus on issues of breathing,
orglmisc/reprints.shtml).
Correspondence to: Bradley V. Vaughn, MD, Professor of Neu- circulation, movement, and occasionally other sys-
rology and Biomedical Engineeling~ Chiefofthe Division ofSleep tems. Polysomnographers must also understand
and ElJilepsy, 2112 Physician Office Building, Department of that, to study sleep and its related physiology,
Neuro ogy, University of North Carolina School of Medicine,
Chapel Hill, NC 27599-7025; e-mail: vaughnb@glial.med.unc.edu clinicians must use probes that by their very
DOl: lO.1378/chest.08-0812 nature will alter sleep. Sleep clinicians must strike
a difficult balance between accurately estimating fields are largely recordable due to the radial posi-
sleep physiology with minimal disruption. In this tioning of most cortical synapses. In the awake adult,
article, the authors will review the technical as- EEG fields typicallyare in the amplitude range of 10
pects of determining sleep stage and related phys- to 50 IJ.V and the frequency range of 8 to 13 Hz.
iology, During resting wakefulness, the posterior dominant
rhythm is the predominant waveform in the occipital
region; however, this waveform is attenuated with
SLEEP STATE DETERMINATION the onset of sleep and eye opening (Table 2, Fig 1).10
The accurate assessment of these electrical fields
The principles of sleep stage determination are requires the appropriate placement of electrodes
established by the following three parameters: EEG; and attention to the recording device. Electrodes
EGG; and EMGsub. EEG is the primary parameter should be lO-mm gold cups that are attached to the
used, but muscle tone and eye movements add
additional information (Table 1). The importance of
EEG in determining sleep stage rests on the recog-
Table 2-EEG Frequencies"
nition of specific EEG figures; therefore, special
attention must be directed toward the accurate EEG Waves Frequencies, Hz
assessment of EEG. Delta 0-4
Theta >4, <8
EEG Alpha 8-13
Beta > 13
Since Hans Berger recorded the first human EEG
*Mnemonic for EEG frequencies is "D-TAB," or Delta, Theta,
in 1929, the summation of delicate electrical fields Alpha. and Beta EEG frequencies in ascending order of frequency.
emanating from cortical neuronal synaptic activity Please note that although all slow waves are in the delta frequency
has been used as a marker of brain activity." These range, not all delta waves are slow waves.
FIGURE 1. Definitions and examples of sleep figures encountered on an EEG. Please note that although all slow waves are in the delta
frequency range, not all delta waves are slow waves.
M1 ··~.·
'C
.. ·······.. ·O······~
.
..·········
4·
M2 M1 :C C • C : M2
\ \
\ \
3 i
i !
1 \ 3
r z
i
4
, ! j \ ,\ f
\ I:
·····Q·,·······01
... .......
6·········
!
. . .0
..
\6t: 6 . .I
!
... ~
. i......:! .. ~ .I
A
FIGURE 3. Recommended F 4·M 1, C 4·M 1 , 02·Ml (left, A), and alternate Fz'C z, C.·Oz, C 4·M 1 (right, B)
placements of EEG electrodes, with backup electrodes shown as set forth by the AASM. Adapted from
Iber et al.'
distance so that spatially large waveforms are not cancels out equally the detected 60-Hz waveform
cancelled by the amplifier. The AASM recommends? through common mode rejection. If an electrode
recording the right frontal parasagittal, central, and becomes dislodged or broken, the disparate 60-Hz
occipital regions paired with the opposite mastoid signal will be amplified, indicating an instrumenta-
region (Fig 3). Each of these areas generates impor- tion error (Fig 4). Thus, attention to the details of
tant waveforms that contribute to identifying the electrode application and signal acquisition improves
sleep stage. The AASM manual? allows for an alter- the reliability and accuracy of sleep staging.
nate placement of midline frontal to midline central
and midline central to midline occipital. This com-
EGG
bination of electrodes, or montage, allows for central
activity to appear as a phase reversal but minimizes Eye movements aid in determining the continuum
the viewed amplitude of slow waves. Overall, these of waking to light sleep and are they hallmarks of
montages provide limited spatial resolution across REMs in REM sleep.P The eye is a unique electric
the head and limit the ability to record interictal dipole with a strong relative positive charge on the
discharges, focal epileptic seizures, and normal vari- cornea and a minor negative charge at the retina.
ants from distant areas. These types of discharges are Electrodes may be placed just outside each outer
also difficult to interpret on a typical 30-s epoch canthus with the left outer canthus being 1 cm below
window and may be more accurately determined on the horizontal midline, and the right outer canthus 1
a lO-s window. Increasing the number of locations em above the horizontal midline and referenced to a
covered by electrodes and the ability to change mastoid electrode (Fig 5). This provides relatively
window size are thus critical for the detection and straightforward detection and identification of verti-
delineation of these discharges. 12 cal and lateral eye movements as waveforms of
Although the AASM recommends that EEG sig- opposite phase or polarity. An alternative montage
nals be displayed at a bandwidth of 0.3 to 35 Hz, the designates each outer canthus electrode placed 1 cm
authors advise using a bandwidth of 0.3 to 70 Hz and below the horizontal midline and referenced to the
avoid using the 60-Hz notch filter. This added midline frontal polar electrode. This montage shows
bandwidth allows for the reader to recognize a 60-Hz lateral movements as being out-of-phase waveforms
artifact, which is important in determining the elec- and vertical movements as being in-phase wave-
trical integrity of the recording. Most 60-Hz fields forms, providing easier electrical detection of verti-
are broad enough to influence properly attached cal eye movements." To avoid potential injury to the
electrodes equally. By design, a differential amplifier eye, the use of collodion is not recommended. The
C3-A2
HFF 70 Hz
C4-Al
FIGURE 4. Excessive high-frequency filtering will obscure a 50-Hz artifact and may appear as typical
physiologic activity. These electrographic samples were recorded from electrodes dangling from the
side of a bed.
sample rate and bandwidth are similar to the EEG cle fibers and typically recognized as activity of > .30
parameters. Eye movements are designated as being Hz. The EMGsub is recorded by surface electrodes
either rapid or slow. Although no clear studies have placed 2 ern below the inferior edge of the mandible
delineated REMs from slow eye movements in sleep, and 2 cm to the right and left of the midline. These
< 500 ms from the initiation of the deflection to the electrodes are referenced to an electrode placed in
initial peak is used as the industry standard to define the midline 1 em above the inferior edge of the
REM. mandible. Electrodes may be attached with collo-
dion or paste and secured with tape. The sample rate
EMGsub should be 500 Hz with a display bandwidth of 10 to
100 Hz.7
Muscle tone provides further support in determin-
ing sleep stage. The most important application is in
distinguishing the waking state from REM sleep. SLEEP STAGES
Muscle tone diminishes gradually with depth of
sleep in NREM sleep, but most skeletal muscles are The combination of the EEG, EOG, and EMGsub
atonic during REM sleep.v? Muscle tone is mea- provides the basis for sleep stage scoring (Table 1).
sured as a function of the electrical fields generated The reader should score the stage based on the
by the membrane depolarization of submental mus- majority stage of a 30-s epoch. The wake stage is
R L R L
,,'"----e---- ..........
1,.-1 "
'" ....
Roc I
// Fpz " ,
I \
I
/t--
1cm
--
_-------------------tt
L
oc
'1cm
\
tt
I
\
1 Roc lee
A B
FIGURE 5. Recommended Roc-M2, Loc-M2 (left, A) and alternate Roc-Fpz, Loc-Fpz (right, B)
placement of EOG electrodes as set forth by the AASM. Adapted from Iber et al.'
Flow
0.6
Air flow can be directly measured by pneumota-
chometry, but this is frequently cumbersome and
uncomfortable for the patient. Standard sleep stud-
ies use the features of air temperature and nasal o...-----:"o::-----~---~
pressure as estimates of flow. Air temperature is a
sensitive measure of respiratory air flow. On exhala-
tion, air leaves at near body temperature and is at FIGURE 6. Flow measured as peak to peak (y-axis) generated by
ambient air temperature on inspiration. These tem- different distances between air source (artificial nose) and a
thermistor for different distances (0 mm [e]; 10 mm [_]); 20 mm
perature differences can be measured using a ther- [.]) and for a double section of artificial nose (0) at 10 mm
mistor or thermocouple. These sensors measure the compared to actual flow (x-axis), Adapted from Farre et aI. 17
on the anterior neck. Nasal pressure can detect standard for respiratory effort estimation; however,
snoring by altering the display bandwidth to focus on these sensors become uncalibrated following move-
these high frequencies (sample rate, 500 Hz; band- ment. Intercostal electromyography may qualita-
width, 10 to 100 Hz).7 Other devices may also detect tively assess effort. 22 Surface electrodes are placed
these vibrations through mechanical or electrical < 3 em apart over the fifth to eighth lateral inter-
means. costal space. Lower placement of these electrodes
provides the observance of both diaphragmatic and
Effort intercostal activity. This is helpful especially during
stage R sleep when intercostal muscles are atonic but
The basis of respiratory effort is neuronal output diaphragmatic activity persists. Due to a lack of
from the respiratory control center. The estimation current studies showing equivalency, the use of
of effort is essential to the classificationof respiratory alternative measures such as piezoelectrodes and
events. Our current measures rely on an intact strain gauges are not currently recommended.
neuromuscular system. Our "gold standard" for ef-
fort, intrathoracic pressure monitoring, provides an
accurate and sensitive determination of muscular VENTILATORY CONSEQUENCES: OXYGEN AND
effort to breathe. Unfortunately, this device is inva- CO 2 MEASURES
sive and may disturb sleep. Alternatively, calibrated
inductance plethysmography can quantitatively esti- The exchange of oxygen and CO 2 are measures of
mate chest and abdominal movement. 21 Inductance adequate ventilation. Oxygen levels are measured via
plethysmography utilizes wire coils to generate and a pulse oximeter transmitting two wavelengths of
measure a magnetic field. Coils may be aligned so light to detect pulsation and oxygen saturation of
that a change in diameter or shape results in a hemoglobin.s" This device depends on a clean con-
change in the electromagnetic field. These measures nection to the epidermis, and results may be skewed
are recommended by the AASM manual? as the by motion, skin pigmentation, or fingernail discolor-