Giovanni Borelli Father of Biomechanics

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SPINE Volume 30, Number 20, pp 2350 –2355

©2005, Lippincott Williams & Wilkins, Inc.

Giovanni Alfonso Borelli—The Father of Biomechanics

Malcolm H. Pope, DrMedSc, PhD

and the medical and the biologic sciences. His De Motu


Giovanni Alfonso Borelli is often described as the fa- Animalium, published in Rome in 1680, was an attempt
ther of biomechanics. He was born in Naples in 1608. His to extend to biology the rigorous analytical and geomet-
De Motu Animalium, published in 1680, extended to biol-
ogy the rigorous analytical methods developed by Galileo
rical method developed by Galileo in the field of mechan-
in the field of mechanics. Borelli calculated the forces ics.4 He became a student of Galileo’s former student,
required for equilibrium in various joints of the human Benedetto Castelli, founder of the science of hydraulics
body well before Newton published The Laws of Motion. in Rome. (Antonio Castelli [1577/8 –1643] was born in
Borelli was the first to understand that the levers of the
Brescia, Italy. He took the name Benedetto on entering
musculoskeletal system magnify motion rather than
force, so that muscles must produce much larger forces the Benedictine order in 1595. On Galileo’s recommen-
than those resisting the motion. Borelli died in Rome on dation, Castelli was appointed professor of mathematics
December 31, 1679, but his impressive body of original at the University of Pisa in 1613.)
work helped inspire a great number of future scientists,
microscopists, and inventors. The highest honor be-
stowed by the American Society of Biomechanics is the Academic Career
Giovanni Borelli Award. Spine 2005;30:2350 –2355
It was Castelli who recommended Borelli to the Univer-
sity of Messina for the vacant chair of mathematics.
Giovanni Alfonso Borelli is often described as the father Borelli studied physics in Galileo’s class at Pisa. Borelli
of biomechanics (Figure 1). He was born in Naples, Jan- taught mathematics at the University of Pisa and later at
uary 28, 1608. Borelli deliberately obscured his date and the University of Messina. He was a member of the Ac-
place of birth to conceal his connection to his father’s cademia del Cimento (Academy of Experiments).
political difficulties, and his own connections with Founded in 1657 in Florence by the Medici brothers,
Giovani Domenico Campanella, who was a political pa- Prince Leopold and the Grand Duke Ferdinand II; the
riah. (Giovani Domenico Campanella was born in Stilo, Accademia lasted only until 1667. However, its publica-
Calabria in 1568. He entered the Dominican order and tion Saggi di Naturali Esperienze Fatte nell Accademia
took the name Tommaso, where he received training in del Cimento was very influential. He took part in nearly
philosophy and theology. His questioned Dominican or- all the experiments performed by the Accademia despite
thodoxy and was denounced to the Inquisition. He was frequent clashes with Carlo Renaldini (1615–1679),
imprisoned for 27 years for trying to expel the Spanish whom he called the “Simplicius” of the Cimento. The
from Naples and Sicily. During these imprisonments, he Accademia marked the beginning of modern physics.
was tortured several times.2) Borelli was the firstborn son Borelli was primarily a mathematician during the first
of a Spanish infantryman, Miguel Alonso, and a local two decades of his career. In 1658, he published Eculidus
Italian woman of Naples, Laura Porello.3 His original Restitutus. In 1637, he was awarded a Public Lecture-
name was Giovanni Francesco Antonio Alonso. He died ship in Mathematics at Messina. In 1642, the Senate of
in Rome on December 31, 1679. It is possible that Tom- Messina made him a member of the city nobility, pro-
maso Campanella taught him while Campanella was a vided him with considerable funding, and sent him on a
prisoner at the Castel Nuovo, Naples, where Borelli’s tour to hire teachers away from leading Italian universi-
father was stationed. He may have received medical ties. Between 1656 and 1667, at the behest of the Prince
training at the University of Naples. After 1628, he be- Leopold de’ Medici, he became professor of mathematics
came a student of Castelli in Rome. at Pisa. Between 1667 and 1672, he returned to Messina
Borelli contributed both to the mathematical and and resumed his chair. After the anti-Spanish rebellion in
physical sciences (mainly astronomy and mechanics), Messina in 1670, Borelli was forced to leave Sicily
in 1670. He moved first to Calabria and then to Rome. In
From the Liberty Safework Centre, University of Aberdeen, Aberdeen, Rome, he petitioned Cassini, a member of the Académie,
United Kingdom. for royal support, and he became a member of the Acad-
Acknowledgment date: September 10, 2004. Acceptance date: January
11, 2005. emy founded by Queen Christina of Sweden. He also
The manuscript submitted does not contain information about medical became the physician of Queen Christian. The Clerks
device(s)/drug(s). Regular of the Pious Schools (Piarists or Scolopians) also
No funds were received in support of this work. No benefits in any
form have been or will be received from a commercial party related supported him in 1677. Between 1677 and 1679, he
directly or indirectly to the subject of this manuscript. taught mathematics at the Scuole Pie, to novices of the
Address correspondence and reprint requests to Malcolm H. Pope, Order in Rome. Negotiations were underway for dedi-
DrMedSc, PhD, Liberty Safework Centre, University of Aberdeen, For-
esterhill Road, Aberdeen, AB25 2ZB, United Kingdom; E-mail: cation of De Motu Animalium, in 1677, when all of
m.pope@biomed.abdn.ac.uk Borelli’s belongings were stolen. In 1679, he eventually
2350
Giovanni Alfonso Borelli • Pope 2351

Figure 2. The physician and microscopist Marcello Malpighi, pro-


fessor of theoretical medicine at the University of Pisa.

Figure 1. The painter Cavalier Ghezzi made this posthumous por- He conducted a revision of Euclid’s Elements (published
trait of Borelli from an original sketch by Ciro Ferri. Ferri’s sketch
has not been discovered.1 in 1658 as Euclides Restitus). At the University of Pisa,
Borelli was heavily involved in the scientific programs
dedicated De Motu Animalium to Queen Christina, who organized by Prince Leopold de’ Medici (1617–1675).
had agreed to pay the printing costs. Borelli’s chief contribution during his stay in Tuscany
was his research in astronomy and on Jupiter’s moons,
Contributions to Diverse Fields
described in the Theoricae Mediceorum Planetarum ex
He was a prolific contributor to very diverse fields. He Causis Physicis Deductae (Florence, 1666). Borelli pro-
was an important figure in the development of the cor- posed the curvilinear motion of planets driven by 2
puscular or mechanical philosophy, hydraulics, and me- forces: a centrifugal force and an attraction to the sun.
teorology. From 1647 to 1648, the senate of Messina Galileo had never accepted Kepler’s elliptical orbits, de-
appointed him to study the epidemic fevers raging riving circular ones instead. In a letter published in 1665
through the population. He devised a treatment, al- under the pseudonym Pier Maria Mutoli, Borelli was the
though it does not seem to have been widely applied. first to suggest that comets travel in a parabolic path. He
Subsequently, he published a pamphlet entitled Delle also predicted the orbits of Jupiter’s moons by consider-
Cagioni de le Febbri Maligna (On the Causes of Malig- ing the influence of both Jupiter and the sun.
nant Fevers) (Rome, 1649). He also performed an impor- Extremely inventive, Borelli is recognized by scuba
tant investigation of volcanoes. In Pisa, Borelli per- diving enthusiasts for his drawings of a closed circuit
formed extensive anatomic dissections. In 1665, he “rebreather.” His illustrations depict a giant bag using
established an observatory at the fortress of San Miniato chemical components, which he suggested should allow
with some instruments of his own design. While in Flo- the air to be breathed again by a submerged diver. In
rence, he edited books on hydraulics and worked for the 1667, Borelli left the Medici family and returned to
Grand Duke on lagoons near Pisa. Borelli proposed a Messina. During the same year, he published De vi Per-
method of determining longitudes with a clock. cussionis in Bologna, a compilation and expansion of his
Borelli worked on a compendium of Apollonius’s 4 research in physics undertaken at the Accademia del Ci-
surviving books, which was published in Rome in 1679. mento. He is most known for De Motu Animalium (On
2352 Spine • Volume 30 • Number 20 • 2005

Animal Motion) but also is recognized for his micro- medicine at the University of Pisa), introduced him to the
scopic investigations of red blood cells and his accurate study of anatomy. Apparently, the 2 men had a close
observation of the regularity of stomatal movements in relationship, as Malpighi recalls:5 “What progress I have
plants. made in philosophising stems from Borelli. On the other
hand, dissecting living animals at his home and observ-
Biomechanics
ing their parts, I worked hard to satisfy his keen curios-
His masterpiece was De Motu Animalium (On Animal ity.” It is unclear whether Borelli was a trained physician,
Motion) (Rome, 1680 –1681). It was published posthu- and, perhaps, he needed to work with Malpighi to ensure
mously in 2 parts between 1680 and 1681.5 The book is that his mechanical calculations made biologic sense. Al-
in 2 parts. The first part examines the external motions of though Borelli’s knowledge of mechanics was restricted
the musculoskeletal system in animals from a mechanical to the principle of levers and triangle of forces, he was
viewpoint. The second part examines internal motions, able to generate an accurate and comprehensive account
such as the physiology of muscles and circulation. It is a of muscle action.3 The 2 conducted numerous anatomic
book of mechanical analogies, a notable early example dissections. Malpighi became the greatest of the early
of the use of illustrations to understand natural phenom- microscopists and the father of embryology. He, Borelli,
ena. It had become evident to Borelli that the science of and Descartes were key figures in establishing the iatro-
mechanics needs to be applied to the study of human and physical approach to medicine, which held that mechan-
animal motion to understand the motor control of bio- ics rather than chemistry was the key to understanding
logic systems. He was the first to explain muscular move- the functioning of the human body. After a disagreement
ment and other body functions according to the laws of between Malpighi and Borelli, Borelli left Pisa and re-
statics and dynamics. turned to Messina.
At Pisa, a colleague, the physician and microscopist In his work De Motu Animalium, Borelli was the first
Marcello Malpighi (Figure 2) (Professor of theoretical to understand that the levers of the musculoskeletal sys-

Figure 3. Plate showing Borelli’s


analysis of different species
compared to man.
Giovanni Alfonso Borelli • Pope 2353

Figure 4. Plate showing Borelli’s


analysis of different joints in man.
1, Conjunction of 2 levers (long
bones), IFS and HDR, at pivot
point C. 2, How elastic bands
(muscles) attached externally to
the levers (at D and F) and to the
pivot (B) might bring the levers
closer to each other. 3, The elas-
tic bands attached externally to
the levers so that they can be
“expanded.” 4, A twin-lever sys-
tem, in which the levers are of
unequal length. 5 and 6, The
muscle and bone configurations
in 2 human beings carrying dif-
ferent loads. 7 and 8, Studies of
pulley arrangements. 9 and 10,
Actions of muscles that enable a
human being to hold a weight
with an extended arm.

tem magnify motion rather than force, so that muscles states that a tendon is like a lever. He thinks that, conse-
must produce much larger forces than those resisting the quently, a small force of the animal faculty can pull and
motion (Figure 3). This was contrary to the thinking of move heavy weights. This general opinion seems to be so
the time (Figures 4 and 5). With an understanding of likely that, to my knowledge, nor surprisingly, it has
static equilibrium, Borelli calculated the forces required been questioned by nobody. Who indeed would be stu-
for equilibrium in various joints of the human body well pid enough to look for a machine to move a very light
before Newton published The Laws of Motion. weight with a great force, i.e., use a machine or contriv-
He also determined the position of the human center ance not to save forces but rather to spend forces? This
of gravity, calculated and measured inspired and died air seems strange and against common sense, I agree, but I
volumes, and showed that inspiration is muscle driven
and expiration is a result of tissue elasticity. His work
included muscle analysis and a mathematical illustration
of movements, such as running and jumping. Borelli also
attempted to clarify the reason for muscle fatigue, ex-
plain organ secretion, and hypothesize on the concept of
pain.
One of the revolutionary mechanical features of the
body noted by Borelli was that the muscles act with short Figure 5. Comparison between the lever arm concept of
lever arms so that the intervening joint transmits a force Archimedes and Borelli. A, Archimedes showed that the lever arm
that is a magnitude higher than the weight of the load. for force was bigger than the arm used for resistance. It took little
force to move a large resistance. B, Borelli showed the spine as
Borelli overturned older concepts of muscle action, he set it up, used a lever arm shorter than the resistance arm, and
which stated that long lever arms allowed weak muscles the body actually used more force than the force because of the
to move heavy objects.2 Borelli noted that “Galen also weight of the object lifted or moved.
2354 Spine • Volume 30 • Number 20 • 2005

can convincingly demonstrate that this is what happens the load. Borelli overturned older concepts of muscle
and, given permission, that the upholders of the opposite action, which were that long lever arms allowed weak
opinion have been mistaken.” muscles to move heavy objects.
Spine Biomechanics Equilibrium of Rotation
Borelli wrote, “Galen also states that a tendon (muscle
Borelli showed an incredible understanding of spine bi-
working on joint) is like a lever. He thinks that, conse-
omechanics. He proposed that the discs must perform
quently, a small force of the animal faculty (muscle ef-
some load sharing because his calculations revealed an
fort) can pull and move heavy weights. This general
inability of the spinal musculature alone to support
opinion and surprisingly, to my knowledge, has been
heavy weights. He proposed that the intervertebral discs
questioned by nobody. Who indeed would be stupid
were viscoelastic, and both cushioned the bones and
enough to look for a machine to move a very light weight
acted like springs. He made detailed calculations describ-
with a great force i.e., use a machine or contrivance not
ing the forces on individual vertebrae when a load was
to save forces but rather to spend forces? This seems
carried on the neck (Figure 6).2 “If the spine of a steve-
strange and against commons sense, I agree, but I can
dore is bent and supports a load of 120 lb carried on the
convincingly demonstrate that this is what happens and
neck, the force exerted by Nature in the intervertebral
given, permission, that the upholders of the opposite
discs and in the extensor muscles of the spine is equal to
opinion have been mistaken.”
25,585 lb. The force exerted by the muscles alone is not
less than 6404 lb. Therefore, the sum of the muscular Borelli’s Analysis
forces GH which control the fifth lumbar vertebra and a Borelli showed a stevedore with a weight carried at the
third of the resistance of the intervertebral disc is equal to neck that each vertebral joint (individual lever system) in
826 lb. The muscular forces are equal to 413 lb and the the lower back used an effective effort arm (created by the
forces exerted by the disc are equal to 1239 lb.” These position of the muscle relative to the disc or fulcrum) that
figures, produced by Borelli over 300 years ago, agree was shorter than the effective resistance arm (created by
quite well with modern experimental calculations of spi- the position of the weight relative to the disc or fulcrum).
nal load sharing. One of the greatest mechanical features This lever system requires more effort than the weight of
noted of the body, as was shown by his analysis, was that resistance, which ran against common thought. Why use
the muscles act with short lever arms so the joint trans- an ineffective lever system, was essentially the thought
mits a force that is a magnitude higher than the weight of that Borelli leaves us with.

Figure 6. A and B, Borelli’s anal-


ysis of a stevedore with a weight
carried at the neck.
Giovanni Alfonso Borelli • Pope 2355

The Legacy Motion) (Rome, 1680 –1681). It was published posthu-


mously in 2 parts between 1680 and 1681. In De Motu
Borelli is frequently given the title “father of biomechan-
Animalium, Borelli was the first to understand that the
ics.” Most notably, he was one of the founders of “iat-
levers of the musculoskeletal system magnify motion
romechanics,” or the application of mechanics to physi-
rather than force, so that muscles must produce much
ology. This field is the forerunner of what we now call
biomechanics. larger forces than those resisting the motion. The highest
Borelli died in Rome on December 31, 1679, but his honor of the American Society of Biomechanics is the
impressive body of original work helped inspire a great Giovanni Borelli Award, which is given annually to an
number of future scientists, microscopists, and inven- investigator who has conducted exemplary research in
tors. The highest honor bestowed by the American Soci- biomechanics.
ety of Biomechanics is the Giovanni Borelli Award,
which is given annually to an investigator who has con- References
ducted exemplary research in biomechanics.
1. Middleton WEK. A little-known portrait of Giovanni Alfonso Borelli. Med
Summary Hist 1974;18:94 –5.
2. Schmitt CB. Campanella, Tommaso. In: Dictionary of Scientific Biography.
Giovanni Alfonso Borelli is described as the father of Vol. 15. 68 –70.
3. Borelli GA. On the Movement of Animals. Berlin, NY: Springer-Verlag; 1989.
biomechanics. He had a distinguished academic career. [Maquet is the translator.]
He held the chair of mathematics at the University of 4. Blackwell RJ. A Defence of Galileo, the Mathematician from Florence by
Messina. He later became professor of mathematics at Thomas Campanella. Notre Dame, IN: University of Notre Dame Press; 1994.
[Blackwell is the translator.]
Pisa before returning to Messina. He was a prolific His 5. Adelmann HB. Marcello Malpighi and the Evolution of Embryology. Ithaca,
magnum opus was De Motu Animalium (On Animal NY: Cornell Press; 1966.

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