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Principles of Nutritional Assessment - Cap - 3 - Gibson (2005)
Principles of Nutritional Assessment - Cap - 3 - Gibson (2005)
M e a s u r i n g food c o n s u m p t i o n o f i n d i v i d u a l s
This chapter describes methods commonly Such methods can be used to assess the usual
used for measuring the food consumption intake of foods or specific classes of foods.
of individuals. Subsequent chapters discuss With modification, they can also provide data
and validity of each of these methods (Chap The measurement of food consumption
ters 5- 7) and the calculation and evaluation at the individual level is costly and time
of nutrient intakes (Chapters 4 and 8). consuming. Hence, such studies should be
3.1 Methods for measuring food tional data from the same subjects at the same
Two groups of methods are used to measure dietary data. At a minimum, socioecon
the food consumption of individuals. The first omic and health-related information, simple
tion methods, consists of recalls or records activity questionnaire, and biological samples
designed to measure the quantity of the indiv for the determination of important biomark
idual foods consumed over a 1-d period. By ers (Chapter 7) should be collected when
increasing the number of measurement days, time and resources permit (Buzzard and Siev
individuals can be obtained, using the same The accurate assessment of the food intake
methods. The number, selection, and spac of infants is a particularly difficult problem,
ing of the days depend on the food intake, the especially when infants are receiving both
nutrients of interest, the day-to-day variation breast milk and complementary foods (Pi
in nutrient intake, and the level of preci woz et al., 1995). WHO ( 1 9 9 8 ) has pub
sion required. Determination of the usual lished guidelines that can be used to evaluate
intake is particularly critical when relation nutrient intakes of breastfed infants receiving
The second group of methods includes the In the 24-h recall method, subjects and their
dietary history and the food frequency ques parents or caretakers are asked by the nutri
tionnaire. Both obtain retrospective infor tionist, who has been trained in interviewing
mation on the patterns of food use during techniques, to recall the subject's exact food
a longer, less precisely defined time period. intake during the previous 24-h period or
41
42 Principles of Nutritional Assessment
Name: Date:
Town/city:
Additional questions:
Other (list)
Table 3 . 1 : Data sheet for a 24-h record. Modified from Weiner and Lourie (1969) with permission.
preceding day. Thus the method assesses tions of specified foods are outlined in Gibson
single 24-h recall is not sufficient to describe In the third pass, estimates of the amount of
an individual's usual intake of food and nutri each food and beverage item consumed are
ents; multiple 24-h recalls on the same indiv obtained, generally in household measures,
idual over several days are required to achieve and entered on the data sheet (Table 3 . 1 )
multiple single-day recalls on different indi graphs, a set of measuring cups, spoons, and
viduals can give a valid measure of the intake rulers, local household utensils (calibrated
A four stage, multiple-pass interviewing (Section 5.2.6) can be used as memory aids
technique is often used; details are given in or to assist the respondent in assessing por
Gibson and Ferguson (1999). Briefly, in the tion sizes of food items consumed (Gibson
first pass, a complete list of all foods and bev and Ferguson, 1999). Information on the in
erages consumed during the preceding day is gredients of mixed dishes consumed by the
obtained, followed, in the second pass, by a respondents must also be collected at this
detailed description of each food and bever time. Finally, in the fourth pass, the recall
age consumed, including cooking methods is reviewed to ensure that all items, includ
and brand names (if possible). Standardized ing use of vitamin and mineral supplements,
probe questions should be used to elicit spe have been recorded correctly. (Methods for
cific details for each food item. For example, coding the completed 24-h recalls and poten
for milk products, probe questions should in tial sources of coding errors are discussed in
(if appropriate), and percentage fat (as butter Any 24-h interview protocol must be stan
fat or milk fat). Further examples of probes dardized and pretested prior to use. Standard
that can be used to obtain detailed descrip- ization is particularly important in large-scale
Measuring food consumption of individuals 43
national surveys and for comparisons across taken into account (Section 6.2.4). The re
countries (Slimani et al., 1999). Pretesting spondent burden is small for a single 24-h
should be undertaken in an area near the study recall, so that compliance is generally high.
site, using respondents similar to those who The method is quick and relatively inexpen
will participate in the actual study. Some sive, and it can be used equally well with both
times, the pretesting can be carried out on literate and illiterate subjects.
the field staff if they are comparable to the A 24-h recall has been used in some nation
participants (Gibson and Ferguson, 1999). al nutrition surveys, including the New Zea
Adherence to the interview protocol and land National Nutrition Survey (MOH,1997),
accuracy of food coding by the interview the U . S . National Health and Nutrition Exam
ers should be checked periodically during ination Survey (NHANES) (NCHS, 1994),
the survey, and the interviewers must be re and the Continuing Survey of Food Intakes
bias (Section 5 . 2 . 3 ) . Detailed suggestions on 2002, the CSFII has included a computerized
how to conduct the interview can be found multiple-pass recall with a number of built
in Sanjur ( 1 9 8 2 ) and Hughes (1986), who in cues to specifically improve the recall of
stressed that leading questions and judgmen easily overlooked foods such as nonalcoholic
tal comments should be avoided. An indirect and alcoholic beverages, sweets, snacks, and
approach employing open-ended questions is breads. The CSFII is now integrated with
freely express their feelings so that answers A modification of the 24-h recall- termed
In general, recall interviews can be con oped to collect information on rural pop
Livingstone and Robson, 2000) and on most et al., 1995). The modifications are listed in
adults, except for persons with poor memo Box 3.1 and discussed in more detail in a
ries (e.g., some elderly). Children aged from manual containing practical guidelines and
4-8 y should be interviewed along with their procedures (Gibson and Ferguson, 1999).
primary caretaker, usually the mother. It may All recall interviews should be conducted
be necessary to interview several people if the in the respondent's home whenever possible,
children are at school or play in the homes of because the familiar environment encourages
friends, to ensure that foods eaten away from participation, improves the recall of foods
home are reported. For this younger age consumed, and facilitates calibration of local
Very often when conducting recalls, es To improve the recall of food items in developing
ceeds as a consensus recall, with family mem Provide group training on portion size estima
bers helping the respondent to remember the tion before the actual recall.
amounts consumed. This consensus approach Supply picture charts on the day before the re
was shown to increase the accuracy of dietary call for use as a checklist on the day the food is
ize the average usual intake of a population Provide bowls and plates for use on the recall
sented. In this way, any day-of-the-week Box 3.1: Interactive 24-h recall modifications sug
effects on food or nutrient intakes will be gested for rural populations in developing countries.
44 Principles of Nutritional Assessment
household utensils by the interviewer. In the foods and beverages (including brand names)
end, the success of the 24-h recall depends on and their method of preparation and cooking
the subject's memory, the ability of the sub are also recorded. For mixed dishes such as
ject to convey accurate estimates of portion spaghetti bolognese, the amount of each raw
sizes consumed, the degree of motivation of ingredient used in the recipe, the final weight
the respondent, and the persistence of the in of the mixed dish, and the amount consumed
Twenty-four-hour recalls can be repeated dur food amounts. Usually, the subject, par
ing different seasons of the year to estimate ent, or caretaker completes the food record,
the average food intake of individuals over a although in less-developed countries a local
longer time period (i.e., usual food intake). field investigator may perform this task (Du
mate the usual nutrient intake of individuals Food portion size can be estimated by the
intake within one individual (i.e., within-sub household measuring cups and spoons should
this variation is affected by the nutrient un urements with a ruler (for meat and cake)
der study, the study population, and seasonal and counts (for eggs and bread slices). Un
variations in intake. Nonconsecutive days fortunately, errors may arise because the re
should be selected, when possible (Beaton spondent may fail to quantify portion sizes
Repeated 24-h recalls were recommended during the conversion of volumes to weights
as part of a system for measuring food con (Section 5 . 2 . 5 ) . The latter step is usually
sumption patterns in the United States (NRC, completed by the investigator. Details on how
1981). For the CSFII 1994-1996 (USDA, to convert portion sizes to weight equivalents
1998), for example, food intakes on two non are given in Gibson and Ferguson (1999).
consecutive days were recorded through an The number of days included in an esti
If it is not feasible to carry out repeated jective of the study. When the objective
observations on all respondents, the recalls is to obtain an average intake for a group,
should be repeated on a subsample of the then only one day per person is required,
population. In the 1988-1994 NHANES III provided all days of the week are equally
(NCHS, 1994) and the New Zealand Na represented in the final sample. However,
tional Nutrition Survey (MOH, 1997), 24-h when estimates of usual intakes of each per
recalls were repeated on 5% and 15% of son are required, then the number, selection,
the population, respectively, across the entire and spacing of the days required per person
age range. Section 6 . 1 . 1 provides a detailed depends on the factors described for the re
discussion of the reproducibility of the 24-h peated 24-h recall (Section 3 . 1 . 2 ) . Weekend
For the estimated food record, the respondent This problem is discussed in more detail in
all foods and beverages (including snacks) The European Prospective Investigation of
eaten in household measures, for a speci Cancer (EPIC) study in Norfolk, U.K. col
fied time period. Detailed descriptions of all lected food and nutrient intakes from 2 1 1 7
Measuring food consumption of individuals 45
men and women. EPIC is a large multicen of the mixed dish. The method of record
ter prospective study aimed at investigating ing is similar to that shown for a 24-h recall
the relationship between nutrition and vari (Table3.l), with the weight of the food items
ous life-style factors and the etiology of can being recorded under "Amount."
cer and other chronic diseases. The study If occasional meals are eaten away from
involved 23 regional centers located in ten home, respondents are generally requested to
countries, and involved a total cohort of about record descriptions of the amounts of food
480,000 subjects. The respondents of the eaten. The nutritionist can then buy and
EPIC study in Norfolk were provided with weigh a duplicate portion of each recorded
a "diet diary" - a 45-page colored booklet food item, where possible, to assess the prob
in which they were asked to record the de able weight consumed. Alternatively, if ap
scription, preparation, and amounts of foods propriate, the nutritionist can telephone a
eaten over seven consecutive days. Food por restaurant to obtain details of the portion sizes
in terms of household measures, with the help As with the estimated record, the number,
medium, and large portions of the different characterize the usual nutrient intakes of an
foods. A semiquantitative food frequency individual using the weighed record depend
questionnaire (Section 3 . 1 . 6 ) was also used. on the within-subject variation in food intake,
Details are given in Bingham et al. (2001 ). which, in turn, depends on the nutrient of in
Weighed food records are more frequently for any weekend effect on the nutrient intake.
used in the United Kingdom and Europe be If a weighed food record method is to be
cause weighing scales are often used for food used, respondents must be motivated, numer
preparation in these areas. In the British Na ate, and literate. However, respondents may
tional Diet and Nutrition Surveys of adults change their usual eating pattern to simplify
(Gregory et al., 1990; Finch et al., 199 8; Hen the measuring or weighing process or, alter
derson et al., 2002, 2003a, 2003b) and chil natively, to impress the investigator (Cameron
dren (Gregory e t al . , 1995, 2000), 7-d weigh and van Staveren, 1 9 8 8 ) (Section 7 . 1 . 3 ) . Re
ed food records were used. spondent burden for food records is higher
A weighed food record is the most pre than for the 24-h recall, so individuals may
cise method available for estimating usual be less willing to cooperate. Reproducibility
food and nutrient intakes of individuals. It is greater in the weighed record than in the
is the preferred method when diet counsel estimated record method because the portion
ing or correlation of intakes with biological sizes are weighed. Significant underreporting
a specified time period. Details of meth The dietary history method (Burke,1947) at
ods of food preparation, description of foods, tempts to estimate the usual food intake and
and brand names (if known) should also be meal pattern of individuals over a relatively
recorded. For mixed dishes such as spag long period of time - often a month. This
hetti bolognese, the weight of the portion interview method was originally designed
consumed should be recorded, along with the to be carried out by a nutritionist trained
weights and description of all the raw ingre in interviewing techniques. More recently,
dients, including flavors and spices used in computerized versions have been developed
the recipe, as well as the final total weight (Kohlmeier et al., 1997). Such versions pro-
46 Principles of Nutritional Assessment
vide standardized methods for data collection quently consumed in this study were weighed
and probing, and minimize potential inter by a dietitian in the home. A weighted daily
viewer bias in responses. average intake was then calculated from the
Initially, the dietary history had three com data, using the following formula:
the subject, both at mealtimes and between A modified version of this dietary history
meals. Such information included detailed method was adopted in the Survey in Eu
descriptions of foods, their frequency of con rope on Nutrition in the Elderly: A Concerted
sumption, and usual portion sizes in common Action (SENECA). This multicenter survey
household measures. "What do you usually was designed to examine cross-cultural vari
eat for breakfast?" is a typical question that ations in the nutrition, lifestyle, health, and
might have been included in the interview. performance of elderly Europeans (Euronut
The second component served as a cross SENECA, 1 9 9 1 ) . The method involved the
the frequency of consumption of specific food lowed by an interview during which respon
items. This part was used to verify and clar dents were questioned about their usual diet
ify the information on the kinds and amounts ary intake over the past month. Portions of the
of foods given as the usual intake in the first most commonly eaten foods were weighed by
component. Questions asked related to spe the interviewer (van Staveren et al., 1996).
cific foods, such as: "Do you like or dislike The recording of a dietary history can be
milk." A 24-h recall of actual intake may also very labor intensive, with interviews taking
have been included at this stage. up to 2 h per subject (Slattery et al., 2000).
In the third component, subjects recorded Several investigators have reported that the
their food intake at home for three days. Por dietary history tends to overestimate nutrient
tion sizes at this stage were estimated using intakes, when compared with results from
a variety of techniques, including standard weighed records. Nes et al. ( 1 9 9 1 ) , for ex
measuring cups and spoons, common uten ample, used the dietary history developed
sils, commercial plastic food models, photo for the SENECA study and showed that the
graphs, or real foods. Today, the original history generated consistently higher intakes
dietary history method is seldom used in this of energy and nutrients than the 3-d weighed
three-part format, the third component being records. Livingstone and Robson (2000) re
The time periods covered by the dietary and adolescents, but claimed that the results
history method vary. The maximum time obtained from the dietary history were more
period that can be used has not been defi representative of habitual intake than those
nitely established. When shorter time frames obtained from 7-d weighed records. In gen
(i.e., � 1 mo) are used, reproducibility and eral, because dietary histories, unlike food
validity are apparently higher than for longer frequency questionnaires, do not limit the
of food intake over 1-y periods are probably many of the limitations of a food frequency
usual food consumption on weekdays, Satur The food frequency questionnaire aims to as
days, and Sundays separately (van Staveren et sess the frequency with which food items or
al., 1 9 8 5 ) . This approach takes into account food groups are consumed during a speci
the potential effect of weekends on nutrient fied time period. It was originally designed
intake. The portion size of foods most fre- to provide descriptive qualitative informa-
Measuring food consumption of individuals 47
For each food item, indicate with a checkmark the category that best
describes the frequency with which you usually eat that particular food item.
Beef, hamburger
D D D D D D
Pork, ham
D D D D D D
Liver
D D D D D D
Poultry
D D D D D D
Eggs
D D D D D D
Dried peas/beans
D D D D D D
. . .
D D D D D D
1 . . . . . . . . . . . . . . .
D D D
2 . . . . . . . . . . . . . . .
D D D
3 . . . . . . . . . . . . . . .
D D D
Table 3.2: Abbreviated food frequency questionnaire. A few foods and food categories are shown as
tion about usual food-consumption patterns. of fresh fruits and fruit juices as predictors
With the addition of portion-size estimates of vitamin C intake (Tsugane et al., 1998);
and the introduction of improved comput green leafy vegetables and carrots as pre
method has become semi-quantitative, al 2001); whole grain cereals, legumes, nuts,
lowing the derivation of energy and selected fruits, and vegetables as predictors of diet
nutrient intakes (Willet et al., 1 9 8 5 ; Block et ary fiber intakes (Merchant et al., 2003); and
In its simplest form, the questionnaire con takes (Barr et al., 2001). The method can
sists of a list of foods and an associated also be used to assess the intake of fats and
(Table 3.2). The list of foods may focus on sweeteners, certain contaminants present in
specific groups of foods, particular foods, specific foods (Macintosh et al., 1997), al
or foods consumed periodically in association cohol (Kesse et al., 2001), and condiments
the food list may be extensive to enable es The food frequency questionnaires should
timates of total food intake and dietary di feature simple, well-defined foods and food
response categories may be daily, weekly, be avoided as preformatted lists of food cate
monthly, or yearly, depending on the study gories act as a memory prompt. The method
non-nutrients, provided that the dietary com tionnaire. Most questionnaires take from 15-
ponents are concentrated in a relatively small 30 min to complete (see abbreviated example
number of foods or specific food groups. Ex given in Table 3.2). Hence, the food fre
amples include the frequency of consumption quency questionnaire imposes less burden on
48 Principles of Nutritional Assessment
• Children 4-6
collect and process and are generally taken %
80 D Children 7-9
to represent usual intakes over an extended
the scores. The scores can then be exam Figure 3 . 1 : Healthy eating index rating for children
Figure 3.1 illustrates the use of a food tion size data generated from country-specific
scoring system- termed the Healthy Eat national nutrition surveys (Willett et al., 1 9 8 5 ;
ing Index (HEI) - developed by the USDA Block et al., 1986). Note that inclusion of
for evaluating the quality of diets of U.S. information on portion sizes produces semi
children, using data from USDA's Contin quantitative food frequency data. This can
uing Survey of Food Intakes by Individuals be converted to data on energy and nutrient
(Basiotis et al., 2002). The HEI has ten com intakes by multiplying the fractional portion
ponents in total, five of which are based on size of each food consumed per day by its
the suggested number of servings of each of energy and nutrient content, obtained from
the five food groups recommended in the U . S . appropriate food composition data. The re
Food Guide Pyramid. The application of the sults are then summed to obtain an estimate
of these subjects, it is the youngest children Block et al. (1986) derived a food list with
who consume the best diets. A more detailed portion sizes from the NHANES II results.
description of the HEI and other food scoring Food items selected contributed significantly
systems designed to evaluate the overall qual to the total population intake of energy and
ity of the diet is given in Section 8 . 4 . 1 . each of 17 nutrients. Serving sizes were
Kant et al. (2000) used food frequency in estimated from observed portion size distri
Score (RPS) in a prospective study of diet serving sizes for each food were specified in
quality and mortality in women from the the food frequency questionnaire, and the re
United States. They showed that the RPS was spondent indicated whether his or her usual
inversely associated with all-cause mortality. serving size was small, medium, or large, as
food items of interest, often using photo was developed for use with the food fre
graphs (Nelson et al., 1994). Portion sizes quency questionnaire developed by Block
can be ranked as small, medium, and large, et al. (1986), based on the frequency of con-
Measuring food consumption of individuals 49
Food serving s M L D w M y N
Bananas 1 medium
Watermelon 1 slice
Oranges 1 medium
. . .
naire. Abbreviations: S M L = small, medium, and large relative to the medium serving; D W M Y
N = daily, weekly, monthly, yearly, and never. From Block et al., American Journal of Epidemiology
124: 453-469, 1986, with permission of the Society for Epidemiologic Research.
sumption of certain specific food items ob of interviewer time (Block et al., 1990). In
served during NHANES II. A very similar some countries, a semiquantitative food fre
approach has been used to design semiquan quency questionnaire has been used in na
titative multi-ethnic food frequency question tional nutrition surveys (e.g., 1995 Australia
naires (Dreon et al., 1 993 ; Deurenberg-Yap National Dietary Survey) (McLennan and
The semiquantitative food frequency ques Food frequency questionnaires are often
tionnaire has become a widely used tool in used by epidemiologists studying associa
dietary assessment. Country-specific semi tions between dietary habits and disease (Wil
quantitative food frequency questionnaires lett, 1994; Levi et al., 2000; Kesse et al.,
containing between 130 and 300 food items 2001). In such studies, the food frequency
were used in the EPIC study to estimate questionnaires must be semiquantitative, with
individual usual food intakes (Margetts et al., the ability to rank subjects on the basis of
1997). In the EPIC study in Norfolk, U.K. their intakes, so that subjects with low in
(Bingham et al., 2001), for example, respon takes can be separated from those with high
dents (n = 23,003) estimated how frequently intakes. This permits the calculation of the
foods were eaten over the past year, from odds ratio or relative risk of disease in rela
. nine possible frequency-of-use response cat tion to intake of certain foods, food groups, or
egories from a list of 1 3 0 foods. Reduced nutrients (Masson et al., 2003). This approach
versions containing only 60 food items that was followed by Holick et al. (2002) in their
require only 17 min to administer by an in study of the relationship between dietary car
terviewer are available; even the full 98-item otenoids and the risk of lung cancer; results
Block questionnaire requires only 30-35 min are shown in Table 3.4.
50 Principles of Nutritional Assessment
categories of baseline carotenoid and fruit + vegetable quency instrument rather than a 24-h recall.
intake in a cancer-prevention prospective study 1985- Lyu et al. (1998) successfully showed that
1998. RR, relative risk; CI, confidence interval. Data
agreement between telephone and face-to
from Holick et al., American Journal of Epidemiology
face interviews of a semiquantitative food
1 5 6 : 536-547, 2002, with permission of the Society for
frequency questionnaire made up of 1 1 5 food
Epidemiologic Research.
The increasing evidence of the relationship estimate amounts eaten more accurately.
between diet and chronic disease has led to Many of the smaller telephone dietary stud
a number of technical advances in measure ies have been conducted on adult women
ments of food consumption for individuals. (Galasso e t al . , 1994; Casey etal., 1999; Tran
These aim to improve the speed and accu et al., 2000; Yanek et al., 2000); very few have
racy and reduce the cost of collecting and been carried out on adolescents and adult men
analyzing dietary intake data during large (Bogle et al., 2001). In college students, food
scale epidemiological studies and nutrition intakes by telephoned recalls have been com
A telephone survey that is well-designed and tablish the validity of 24-h recalls or food fre
tion. In particular, telephoned 24-h recalls food intakes may still occur in telephone
are being increasingly used. The USDA recalls, as they do with in-person recalls;
has conducted several studies to examine this occurred, for example, when total energy
surveys instead of mail follow-up for 24-h 24-h recalls were compared with total en
recalls. Results have been promising: re ergy expenditure measured by doubly labeled
sponse rates for telephone follow-up were water (Tran et al., 2000) (Section 7 . 2 . 1 ) .
Measuring food consumption of individuals 51
Country Reference series per series presentation per page Instructions contents
EPIC van Kappel etal. (1994) 140 4-6 Increasing size 1 Yes Yes
Table 3 . 5 : Some photographic atlases of food portion sizes. From Nelson and Haraldsdottir, Public
Telephone surveys do have several advan able, the elderly who may have hearing dif
tages. These include their ability to reach a ficulties, and persons with less education.
large number of persons at perhaps less than In the future, telephone dietary surveys
half the cost of face-to-face surveys. As may become a practical, economical, and
well, with the advent of computer-assisted valid alternative to the conventional face-to
telephone interviewing, the interviews can be face methods for large-scale epidemiological
readily standardized, queries can be clarified, studies and nutrition surveys and for devel
and responses can be coded immediately, dur oping and evaluating community-based nutri
ing an interviewing time that is much shorter tion interventions in industrialized countries.
interviewing. However, other sources of bias quantify portion sizes (Section 5.2.6). Either
may occur with telephone surveys; these may photographs depicting a portion (i.e., amount
arise from noncoverage and nonresponse. In consumed on any one occasion) or a serving
the United States, although over 87% of the size (amount served in one helping) can be
population owns a telephone, subgroups such used. To quantify the portion sizes, a se
as the poor, certain minorities, and the el ries of graduated portion-size photographs
derly still have fewer telephones than the for each food item is used, often bound to
general population. Such differential cover gether in a photographic atlas. Table 3.5 lists
age can introduce bias in national surveys some of the photographic atlases currently
unless alternative compensating strategies are available. Existing atlases should be used,
employed. Strategies may include using sup whenever possible, provided they have been
for persons without telephones; statistical ad acteristics similar to those who will partic
justments employing weighting for sex, age, ipate in the planned study. For assessing
the non-telephone users; and random-digit di size photographs for each food is needed, but
aling to contact those with unlisted numbers. at the group level, single average portion size
Nonresponse is also a source of poten photographs may suffice (Robson and Living
subgroups such as the ethnic minorities for photographic atlas are given in Nelson and
color versus black and white, and use of one cookies. Use of thickness indicators is crit
versus several foods on a plate. ical for assessing portion sizes of intact cuts
Photography has also been used to reduce of meat, especially when irregular in shape.
the respondent burden imposed by complet Note that the use of a range of graduated food
ing food records. Elwood and Bird ( 1 9 8 3 ) models, like photographs depicting a range of
instructed subjects to photograph, at a spec portion sizes, prevents the tendency to gen
ified distance and angle, all food items and erate a "direct" response. This phenomenon
leftovers and to record descriptions of each is observed when plastic food models repre
foodstuff, including the method of prepara senting only "average" portion sizes are used
items consumed were obtained by viewing Since 1973, graduated food models have
the photographs alongside previously pre been used in many national food consump
pared standard photographs of food portions tion surveys, including those in the United
with known weights. Such an approach ap States (USDA, 1 9 9 8 ; NCHS, 1994) and New
pears less demanding for the subject than Zealand (MOH, 1997; Parnell etal., 2003).
the conventional weighed record, and is rela The United States has developed a new tool
tively easy and acceptable. Nevertheless, this to measure portion sizes in the 24-h recalls
approach has not been widely adopted. conducted in their nationwide food surveys.
Canada was one of the first countries to use stract shapes (mounds and spreads), and geo
food models in its National Nutrition Sur thickness bars), together with a set of meas
vey (Health and Welfare Canada, 1973). The uring cups, spoons, and rulers. This tool
or hardboard shapes of various volumes and NHANES (Cleveland and Ingwersen, 2001);
surface areas. The surface-area models were more details are given in Section 5 . 2 . 5 .
in assessing the overall size and thickness of A portable electronic set of tape-recording
foods such as cheese, cold meats, cakes and scales (PETRA) has been developed in the
Measuring food consumption of individuals 53
United Kingdom (Cherlyn Electronics, Cam 55 color-coded food record keys. The key
bridge, England). In this system, the respon board was fitted with a removable transparent
dent places an empty plate onto the PETRA keyboard overlay, to assist in the correct iden
digital recording scale, presses a switch in tification of the food keys. The respondent
front of the machine, and describes the plate. burden was reduced when using this food
The scale simultaneously records the spoken recording device because the subject did not
words and the weight in digitally coded form. have to read the balance or keep a written di
The respondent then adds each food item sep ary (Stockley et al., 1986b). The device also
arately onto the plate and, at the same time, eliminated the process of coding the food
dictates a description of the food into the mi records, a task considered to be the most
crophone. At the end of the study, tapes are time-consuming part of a quantitative diet
retrieved and read by the investigator using ary study (Black, 1982). Details of some of
the PETRA Master Console. The latter plays the problems with coding foods are given in
the decoded weight information. In 1990, the USDA Western Human Nu
The PETRA food scales are simple to op trition Research Center developed the Nutri
erate, and the system makes it difficult for the tion Evaluation Scale System (NESSy) (Fong
subject to modify the digitally coded food and Kretsch, 1990) to replace the manually
record. Consequently, the habitual food in weighed food record. NESSy is a comput
take is more likely to be truthfully recorded erized method that uses interactive software
than in the conventional weighed food record to prompt and guide participants through the
(Bingham, 1987; Bingham et al., 1994). As recording of food weights and descriptions.
a result, the PETRA food scales were used in It is designed to speed up the recording of
the validation of the dietary assessment meth a weighed food record and can be used by
ods used in the U.K. EPIC study (Bingham participants in their own homes. Use of
Tape recorders have been perceived to be 80% in time and labor, and it yields ac
especially useful for populations facing mem curate data at both the group and individual
ory or visual limitations such as the elderly levels (Kretsch and Fong, 1990). The USDA
and children. However, when Lindquist et al. Agricultural Research Service is evaluating
(2000) compared energy intakes of children, the use of NESSy in association with internet
based on both tape-recorded food records data transfer, allowing expansion of the capa
and recall interviews, with energy expendi bilities of the system for use by the lay person
ture measured by the doubly labeled water (Consumer NESSy) and for the dietetic pro
not result in more accurate assessments of Several large-scale national nutrition sur
energy intake than the recall method, espe veys, including the EPIC study, the 1988-
cially among the older children ( 1 2 - 1 5 y). 1994 NHANES ill, the USDA nationwide
Stockley et al. ( 1986a, 1986b) were among 2003), have adopted the use of microcom
ized system for recording food intake. The standardize 24-h recall procedures and to
device consisted of a digital balance with a automate data entry. In general, these sys
capacity of 1 kg interfaced to a specially de tems allow all the recall data to be entered
veloped microcomputer with a keyboard. The directly into the computer at the time of the
trol keys which registered "start," "waste," In the EPIC study, standardization of the
"mixed waste," "no waste," and "done," and 24-h recall interviews in the 23 European
54 Principles of Nutritional Assessment
centers ( 1 0 countries in total) was achieved ethnicity, and education. The program auto
with the aid of a software program (EPIC mates data entry and ensures that responses
SOFf) (Slimani et al., 1999). EPIC-SOFf are complete by encouraging subjects to re
was designed specifically to prevent memory view and correct inconsistent data.
deficiency, to standardize the identification Computerized systems have also been de
and description of foods, for quantification veloped especially for use by persons with
of portion sizes, and for handling of recipes. low literacy (Ammerman et al. 1994 ). These
The specific approaches used are described in interactive multimedia-based dietary assess
Laptop computers were used in the CS improving the validity of the dietary data col
FII for the first time in 1 9 8 7 - 1 9 8 8 , to assist lected and in advancing our understanding of
with interviewing (Section 2 . 3 ) . The com relationships between diet and disease.
for foods that subjects have difficulty remem 3.3 Selecting an appropriate method
commonly used items in a specific food cat The method of choice for assessing food or
egory. For example meat that is not further nutrient intakes depends primarily on the ob
specified may default to regular ground, pan jectives of the study. No method is devoid
24-h recall interview procedure was intro the subjects. Table 3.6 summarizes the most
duced by USDA in their nationwide food appropriate methods for assessing food or
survey. In this revised method, there are nutrient intakes in relation to four possible
respondent's memory. In addition, all ques Note that the number and selection of repli
tions, prompts, and details about the food and cate 24-h recalls, or weighed or estimated 1-d
how it was prepared are computerized. food records required to obtain level two,
In the New Zealand 1997 National Nutri level three, or level four data, depends on
tion Survey (MOH, 1997), and the Children's the day-to-day variation within one individual
Survey (Parnell et al., 2003), a multiple-pass (i.e., within-subject variation) of the nutri
24-h recall direct data-capture program was ent of interest (Section 6.2). This variation
developed to reflect the unique needs of the depends on the nutrient, the study popula
New Zealand surveys. The program was tion, the dietary survey method used, and the
based on the direct data-capture program de seasonal variations of intake. Nonconsecu
veloped by the University of Minnesota (Mc tive days should be selected when possible,
Dowell e t al . , 1990). Bar code scanners were to enhance the statistical power of the in
also used in these New Zealand surveys to formation: day-to-day correlations between
improve the accuracy of the product name intakes often occur when food intake data
information for branded items. are collected over consecutive days. The
A different approach has been developed length of time needed between the observa
by Kohlmeier et al. (1997). The system is tion days also depends on the nutrient (IOM,
(CASI), and it permits the use of in-depth concentrations in only a few foods, such as
questionnaires using a microcomputer but vitamins A and D and cholesterol, the number
without interviewers. The system also pro of replicates needed is greater than for those
vides respondents with an evaluation of their found in a wide range of foods (e.g., protein).
reported nutrient intakes. A prototype CASI Additional factors that should be consid
diet history program has been tested in sev ered when choosing a method for assess
eral U.S. focus groups of mixed age, sex, ing the food consumption of individuals are
Measuring food consumption of individuals 55
One Mean nutrient intake of a group A single 24-h recall, or single weighed or estimated food
Two Proportion of population "at risk" Replicate observations on each individual or a subsample
Three Usual intakes of nutrients in individ- Multiple replicates of 24-h recalls or food records or a semi-
Four Usual intakes of foods or nutrients Even larger number of recalls or records for each indiv-
Table 3.6: Selection of methodology to measure nutrient intakes to meet four possible levels of
the characteristics of the subjects within the required and the day-to-day vanation bet
study population, the respondent burden of ween subjects in the nutrient intakes (NRC,
the method, and the available resources. For 1 9 8 6 ; Sempos et al., 1 9 9 1 ; IOM, 2000). The
ate subjects. Other methods require highly where st is the between-subject variance of
trained personnel and specialized laboratory the nutrient of interest, and e is the desired
and computing facilities, which may not be standard error- a measure of precision re
available. Generally, the more accurate meth quired for the estimate of the mean intake of
ods are associated with higher costs, greater the nutrient of interest.
respondent burden, and lower response rates. Obviously, to use this formula, an estimate
made between the collection of precise data ent of interest is required. This is usually
on usual nutrient intakes of individuals and a obtained from the literature but may be deter
Level one is the easiest objective to achieve iron intake obtained from the literature is
and can be met by measuring the food intake 10 mg/d, with an anticipated standard devi
of each subject in the group using a single ation (s) of 3 mg/d. Also assume that the
24-h recall or a 1-d food record, provided desired margin of error in the expected mean
the subjects are representative of the study is from 9.2 to 10.8 mg/d, or 1 . 6 mg/d. If
population and all the days of the week are a precision of 95% is required, the margin
equally represented in the final sample (Cole of error used is ± twice the standard error
and Black, 1984). Data on average usual and e = 1.6/4 (i.e., e = 0.4). If a precision of
nutrient intakes of a group can be used for 99% is required, the margin of error used is
international comparisons across countries of ± three times the standard error, and then
then more subjects must be studied: using the method outlined by the National
2 2
Research Council (NRC, 1986), or a more
n = 3 / 0.27 = 123 subjects
refined NRC approach developed by Nusser
If the study objective is to demonstrate a sig et al. ( 1996) using SAS and PROC IML, or
nificant difference in the mean intakes of two using the program PC-SIDE. The latter pro
groups, or a significant change in the mean in gram can be downloaded from
are given in Gibson and Ferguson (1999). The adjustment process provides estimates of
To determine the percentage of the popula approach of Nusser et al., 1996) with the ob
tion "at risk" of inadequate nutrient intakes, served zinc intakes for New Zealand adult
estimates of the usual intakes of the subjects females aged 19-50y is shown in Figure3.3.
are required. This, in turn, requires that The adjustment process used yields a distri
the food consumption of subjects be meas bution with reduced variability that preserves
ured over more than 1 day. Hence, repeated the shape of the original observed distribution
mated 1-d food records are the methods of The adjusted distribution of "usual" nutri
choice. Often, it is not feasible to carry out ent intakes can then be used to predict the
repeated observations on all the subjects, as proportion of the population at risk of nutri
in the case of a national dietary survey, and ent inadequacy using either the full probabil
the recalls or records are repeated on a sub ity approach, or the Estimated Average Re
sample of the subjects only. quirement (EAR) cutpoint method; details are
two independent measurements of food in shows that, in this particular case, adjusting
take should be obtained on at least a represen the distribution significantly reduces the pro-
I I
on nonconsecutive days. However, if the I I
Q)
I
-� 0.08 I
c I
Q)
I
to 40 individuals who represent the age range
5- 0.04 \
Zinc (mg/d)
Once a series of replicate observations on
distribution of intakes to remove the vari data and adjusted with replicate intake data using the
portion of subjects considered to have intakes days required to achieve the level three ob
Within-subject variation can also have a the within- to the between-subject variation
significant effect on estimates of the preva in nutrient intakes (i.e., the variance ratio).
lence of abnormally high nutrient intakes. Sometimes the latter can be obtained from
Table 3 . 7 shows data from NHANES II. The the literature, again preferably from an earlier
large differences between the observed preva study on a comparable group. Alternatively, a
lence and the calculated "true" prevalence pilot study may be necessary to obtain this in
subject variation by calculation. In this case, Several authors have developed equations
very large numbers of repeated measurements for calculating the number of replicate days
on each subject are required to reduce the ob required to meet level three objectives (Liu
served prevalence of abnormally high intakes et al., 1978; Black et al., 1983; Marr and
the true prevalence (Sempos etal., 1 9 9 1 ) . et al., 1989). Black et al. ( 1 9 8 3 ) suggest using
Data on the distribution of usual nutrient the following formula for the number of days
intakes of a population are essential for na (n) of diet records needed:
with inadequate nutrient intakes can also be In this equation, r is the unobservable cor
identified using this approach, enabling food relation between the observed and true mean
assistance programs to be designed and im intakes of individuals over the period of ob
provements in nutrition education made. servation, and s! and sl are the observed
When the study objective is at level three and correctly classified in the extreme fractions
involves ranking individuals within a group, for different values of the correlation coeffi
often for the purpose of linking dietary in cient between the observed and true intakes
takes with risk of chronic disease, the pre (r). The value of r chosen will depend on the
ferred approach is to obtain multiple obser degree of misclassification that the investiga
Variable "True" Observed measurements subjects are grossly misclassified into the op
= 3days
reduce the observed prevalence to within 5% of the given r increases as the chosen r increases.
"true" prevalence. Data for women aged 45-54 y If the size of the within-subject variation (s!)
from NHANES II (1976-1980). From: Sempos CT,
in nutrient intake is small compared with the
Looker AC, Johnson CL, Woteki CE. (1991). The
size of the between-subject (sl) variation,
importance of within-person variability in estimating
prevalence. In: Macdonald I (ed.), Monitoring Diet then fewer replicate days are needed to meet
the distribution of intakes; b, misclassified into the mean 95% of the time (Beaton et al., 1979):
opposite extreme fraction. From Nelson et al., Amer
The U . S . subcommittee on criteria for diet centage of times the measured value should
ary evaluation (NRC, 1986) recommended be within a specified limit (i.e., 1 . 9 6 in the ex
using independent days for replicating the ample below), CV w = the within-subject co
measurements of l-d nutrient intakes to re efficient of variation (as a percentage), and
duce any effect of autocorrelation between Do = the specified limit (as a percentage of
intakes on adjacent days. long-term true intake) (i.e., 20% in the exam
food frequency questionnaire This approach calculate the number of days required to
tions to study associations between intakes using 24-h recalls to within 20% of the true
and risk of disease and does not require mean, 95% of the time. In this example, the
a measurement of absolute nutrient intakes. CVw (i.e., 34%) for zinc intakes on Malaw
Although this approach is much simpler, in ian women via 24-h recalls is taken from
volving only a single interview with each the literature (Hotz and Brown, 2004). Thus
Reliable estimates of usual food or nutrient of the number of days required to measure
intakes of individuals that can be used with the usual intake of each of the nutrients of
confidence to meet a level four objective, interest in an individual, with a required de
with individual biochemical measures, are considerably more days are required to obtain
Measuring food consumption of individuals 59
24-h recall. Subject or caretaker recalls food Useful for assessing average usual intakes of a large population, provided
intake of previous 24-h in an interview. Quan- that the sample is truly representative and that the days of the week are
tities estimated in household measures using adequately represented. Used for international comparisons of relation-
food models as memory aids or to assist ship of nutrient intakes to health and susceptibility to chronic disease.
in quantifying portion sizes. Nutrient intakes Inexpensive, easy, quick, with low respondent burden so that compliance
calculated using food composition data. is high. Large coverage possible; can be used with illiterate individuals.
and hence unsatisfactory for the elderly and young children. Multiple
Estimated food record. Record of all food Used to assess actual or usual intakes of individuals, depending on
and beverages "as eaten" (including snacks), number of measurement days. Data on usual intakes used for diet
over periods from one to seven days. Quanti- counseling and statistical analysis involving correlation and regression.
ties estimated in household measures. Nutrient Accuracy depends on the conscientiousness of subject and ability to
intakes calculated using food composition data . . estimate quantities. Longer time frames result in a higher respondent
Weighed food record. All food consumed over Used to assess actual or usual intakes of individuals, depending on the
a defined period is weighed by the subject, care- number of measurement days. Accurate but time consuming. Setting
taker, or assistant. Food samples may be saved must permit weighing. Subjects may change their usual eating pattern to
individually, or as a composite, for nutrient simplify weighing or to impress investigator. Requires literate, motivated,
Dietary history. Interview method consisting Used to describe usual food or nutrient intakes over a relatively long
of a 24-h recall of actual intake, plus informa- time period, which can be used to estimate prevalence of inadequate
tion on overall usual eating pattern, followed intakes. Such information is used for national food policy development,
by a food frequency questionnaire to verify and for food fortification planning, and to identify food patterns associated
clarify initial data. Usual portion sizes recorded with inadequate intakes. Labor-intensive, time-consuming, and results
Foo d frequency qu estionnaire. Uses com- Designed to obtain q ualitative, descriptive data on usual intakes of foods
prehensive or specific food item list to record or classes of foods over a long time period. Useful in epidemiological
intakes over a given period (day, week, month, studies for ranking subjects into broad categories of low, medium,
year). R ecord is obtained by interview or and high intakes of specific foods, food components, or nutrients, for
self-administered questionnaire. Questionnaire comparison with the prevalence or mortality statistics of a specific dis-
can be semiquantitative when subjects asked to ease. C an also identify food patterns associated with inadequate intakes
quantify usual portion sizes of food items, with of specific nutrients. Method is rapid, with low respondent burden and
or without the use of food models. high response rate, but accuracy is lower th an for other methods.
Table 3.9: Uses and limitations of methods used to assess the food consumption of individuals.
reliable estimates of intakes of individuals to finite time period are required. For such data,
meet the level four objective, compared with weighed food records .(Section 3 . 1 . 4 ) , com
level three (i.e., relative ranking of subjects pleted for the duration of the study period, are
into groups) (Palaniappan et al., 2003). the recommended method. Nutrient intakes
Sometimes, dietary histories or semiquant can then be calculated using food composi
itative food frequency questionnaires are used tion data. Alternatively, duplicate meals can
to obtain this level four data on usual nutri be collected throughout the period for later
ent intakes for correlation with biomarkers analysis; details are given in Section4.7.
24-h recalls (Sempos et al., 1999). Details of the available methods for assess
In some experimentally controlled studies ing the food consumption of individuals, and
such as balance studies, information on the their uses and limitations, are summarized in
Technical improvements for measuring the tion on patterns of food use over a relatively
food consumption of individuals include tele long time period. With certain modifications,
phone-assisted approaches, even in national they can also provide data on usual nutrient
surveys; use of photographs as memory aids intakes for level three, and sometimes four
effort to standardize interviews, as well as the Acheson KJ, Campbell IT, Edholm OG, Miller DS,
dent and interviewer burden and hence in Ambrosini GL, van Roosbroeck SAR, Mackerras D,
devices, reduce interviewer biases and elim Ammermann AS, Kirkley BG, Dennis B., Hohenstein
inate the tedious process of coding the food C, Allison A, Strecher VJ, Bulger D. (1994). A
or record over a l-d period is the method Barr SI, Petit MA, Vigna YM, Prior JC. (2001). Eating
To determine the proportion of the popula Basiotis PP, Welsh SO, Cronin FJ, Kelsay JL, Mertz W.
tion "at risk" (i.e., level two) of inadequate (1987). Number of days of food intake records
nutrient intakes in individuals for ranking (2002). The Healthy Eating Index: 1999-2000, U.S.
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correlation and regression analysis (i.e., level dividuals; methods, accuracy, new techniques and
variation) of the nutrient of interest, which, (1994). Comparison of dietary assessment meth
in turn, is affected by the study population, ods in nutritional epidemiology: weighed records
questionnaires yield retrospective informa- Runswick SA, Luben R, Oakes S, Khaw KT, Ware-
Measuring food consumption of individuals 61
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