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Pulmonary Hypertension Due to Left Heart Disease

Marco Guazzi and Barry A. Borlaug

Circulation. 2012;126:975-990
doi: 10.1161/CIRCULATIONAHA.111.085761
Circulation is published by the American Heart Association, 7272 Greenville Avenue, Dallas, TX 75231
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Contemporary Reviews in Cardiovascular Medicine

Pulmonary Hypertension Due to Left Heart Disease


Marco Guazzi, MD, PhD, FACC; Barry A. Borlaug, MD, FACC

P ulmonary hypertension (PH) due to left heart disease,


classified as group 2 according to the Dana Point 2008
classification, is believed to be the most common cause of PH
normal aging may be associated with significant elevation in
pulmonary arterial pressure (PAP) during exercise,9,10 even in
the apparent absence of disease. The updated guidelines have
and is associated with high morbidity and mortality. Epide- removed this exercise criterion for PAH, although recent
miological studies of group 2 PH are less exhaustive than for studies in patients with unexplained dyspnea have shown that
rarer causes of PH such as isolated pulmonary vasculopathies, PAP elevation during exercise may be an important clue to
but attention for this entity is growing rapidly. Group 2 PH the presence of underlying HF, suggesting an important role
may be caused by passive downstream elevation in left heart for exercise hemodynamic assessment in the evaluation of
pressures or by a combination of the latter with pulmonary possible HFpEF.11,12
arteriolar pathologies. Improved understanding of the pertur- The key hemodynamic feature that differentiates group 2
bations in pulmonary vascular structure and function that PH from others is PCWP elevation (⬎15 mm Hg; Table).
cause PH due to left heart disease is essential to reduce heart Group 2 PH patients may present with elevation in PAP and
failure morbidity and mortality. In this review, epidemiology, no or only minimal increase in the transpulmonary gradient
mechanisms, diagnostic approaches, hemodynamic models, (TPG: mean PAP-PCWP ⱕ12–15 mm Hg). In these circum-
and clinical trials of heart failure complicated by group 2 PH stances (often referred to as passive or postcapillary), PH is
are reviewed, along with a discussion of novel treatment merely a reflection of the increase in downstream left heart
strategies that are currently under investigation or hold pressures, and pulmonary vascular resistance (PVR) is nor-
promise for the future. mal. Group 2 PH patients may progress to a reactive PH
stage, with an increase in TPG and PVR. This form of group
Definitions 2 PH is often termed precapillary or mixed. For reasons that
Interest in group 2 PH has historically been confined to mitral remain unclear, a number of patients do not progress to
valve disease and advanced stages of heart failure (HF), develop marked reactive pulmonary vasoconstriction, despite
wherein clinical manifestations of right ventricular (RV) the presence of chronic advanced HF.1 Because TPG is flow
failure carry an extremely unfavorable prognosis.1–3 Clinical dependent (varying directly with cardiac output, CO), some
recognition of group 2 PH has expanded, with recent studies authorities prefer PVR (defined as TPG/CO) as a means of
demonstrating that increases in rest and exercise pulmonary distinguishing passive and reactive. The most recent Ameri-
arterial pressures may accompany normal aging4,5 and that can College of Cardiology Foundation/American Heart As-
patients with HF and preserved ejection fraction (HFpEF) sociation PH consensus document did not include a PVR ⬎3
frequently also display PH.6 Wood units (WU) in the definition of group 1 PH, although
Although left heart disease is believed to represent the this has been a matter of debate.13 An advantage of using
most common form of PH, epidemiological data are less PVR over TPG is that it normalizes for blood flow. A
abundant in this group in comparison with others.7 The most disadvantage is that any error incurred in the determination of
recent European Guidelines define group 1 PH as a chronic CO will affect the derived value of PVR. This can become
elevation of a mean pulmonary arterial pressure ⱖ25 mm Hg quite significant in low-output states as often observed in HF.
in association with normal pulmonary capillary wedge pres- The widespread use of transthoracic echocardiography,
sure (PCWP; ⱕ15 mm Hg; Table).8 This type of PH has which allows estimation of the right ventricular systolic
historically been referred to as pulmonary arterial hyperten- pressure (RVSP) from the velocity of tricuspid regurgitation
sion (PAH), because the pathological process resides at the by adding a given right atrial pressure, has led to increased
level of the vasculature. In this review, the term PH refers to appreciation of the burden of PH in patients with cardiovas-
any elevation in mean pulmonary arterial pressure cular disease, and in the general population without apparent
ⱖ25 mm Hg, and PAH is referred to as group 1 PH. Previous cardiovascular disease, as well.14 Estimated RVSP is often
guidelines had stipulated that an increase in mean pulmonary used interchangeably with pulmonary artery systolic pressure
arterial pressure to ⱖ30 mm Hg with exercise was also (PASP), an assumption that relies on the absence of pulmo-
diagnostic of PAH, but a recent meta-analysis showed that nary valve stenosis. PH is considered mild if the echo-

From the Heart Failure Unit, Cardiology, I.R.C.C.S., Policlinico San Donato, Department of Medical Sciences, University of Milano, San Donato
Milanese, Milano, Italy (M.G.); and the Division of Cardiovascular Diseases, Mayo Clinic, Rochester, MN (B.A.B.).
Correspondence to Marco Guazzi, MD, PhD, FACC, Heart Failure Unit, Cardiology, I.R.C.C.S., Policlinico San Donato, Department of Medical
Sciences, University of Milano, Piazza Malan 1 20097, San Donato Milanese, Milano, Italy. E-mail marco.guazzi@unimi.it
(Circulation. 2012;126:975-990.)
© 2012 American Heart Association, Inc.
Circulation is available at http://circ.ahajournals.org DOI: 10.1161/CIRCULATIONAHA.111.085761

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975 by guest on December 1, 2012
976 Circulation August 21, 2012

Table. Hemodynamic Classification of Pulmonary Hypertension patients in whom the pretest probability of HFpEF is inter-
Patient Mean PCWP TPG PVR (mm Hg/L
mediate after review of clinical and noninvasive data.12,20
Group PAP (mm Hg) (mm Hg) (mm Hg) per min)
Normal* 14⫾3 8⫾3 6⫾2 0.9⫾0.4
Epidemiology
Recent studies from Olmsted County5,6 have shed new light
Group 1 PH† ⱖ25 ⱕ15 ⬎12 to 15‡ ⬎2.5 to 3.0‡
on the burden of left-sided PH, both in the general community
Group 2 PH, ⱖ25 ⬎15 ⱕ12 to 15‡ ⬍2.5 to 3.0‡
and in HFpEF. Lam et al5 reported data from a prospective
passive†
study of randomly recruited adults, including 1413 subjects
Group 2 PH, ⱖ25 ⬎15 ⬎12 to 15‡ ⬎2.5 to 3.0‡
with estimated PASP at Doppler echocardiography. They
reactive†
showed that the median PASP by echocardiography was
PH indicates pulmonary hypertension; PAP, pulmonary artery pressure;
26 mm Hg, and 6.6% of the participants had a PASP
PCWP, pulmonary capillary wedge pressure; TPG, transpulmonary gradient; and
PVR, pulmonary vascular resistance. ⱖ36 mm Hg. Aging, increased LV filling pressures (esti-
*Data taken from Kovacs et al.9,10 mated by E/e⬘ ratio), and systemic vascular stiffening
†Data taken from Galiè et al.8 (brachial pulse pressure) were each associated with in-
‡Partition values for TPG and PVR used for these definitions have varied creasing PASP. Importantly, PASP was the strongest
between studies and there is no strong evidence to support 1 partition value predictor of mortality in comparison with established
over the other at this time.
markers, and it similarly stratified outcomes in the general
population and in the subgroup of patients free of cardio-
estimated PASP is 35 to 45 mm Hg, moderate if it is 46 to pulmonary disease (Figure 1A and 1B).
60 mm Hg, and severe when ⬎60 mm Hg. However, it is In another prospective study from this group,6 the preva-
important to appreciate that correlations between echo and lence and significance of PH in HFpEF population was
invasive data are modest (r⬇0.7),15 and substantial disagree- examined. Patients with HFpEF (n⫽224, 96% with hyperten-
ment may be observed with gold standard invasive mea- sion) were compared with hypertensive subjects without HF
sures16 Previous studies have shown inaccurate PASP esti- (n⫽719). Median PASP was 28 mm Hg in asymptomatic
mation ranging from 48% to 54%, and PASP may be over- or hypertensive subjects and 48 mm Hg in patients with HFpEF
underestimated from the tricuspid regurgitant velocity.17,18 (P⬍0.0001). Elevated PASP (⬎35 mm Hg) was detected in
Catheterization is essential to make the diagnosis of PH 8% of hypertensive subjects and 83% of HFpEF patients. As
and is particularly critical when clinical decisions and thera- in the general population, PASP was highly predictive of
peutic interventions are going to be made based on PAP survival in HFpEF (Figure 1C). These observations empha-
measurements. The diagnosis of HFpEF is often made based size the relevance of elevated PASP as another echocardio-
on echocardiographic parameters alone,19 although catheter- graphic indicator of abnormal PCWP, and they suggest that
ization remains the gold standard to characterize diastolic its presence should trigger further consideration for the
properties at rest and with stress and is often required in diagnosis of HFpEF.6,11 The recently updated Dana Point

Figure 1. Pulmonary artery systolic pres-


sure (PASP) estimates are a risk factor for
death. Elevation in PASP as estimated
noninvasively by Doppler echocardiogra-
phy is associated with increased mortality
in the general population (A, modified
from Lam et al5) and patients without
apparent cardiopulmonary disease (B,
modified from Lam et al5), in addition to
heart failure with preserved (C, modified
from Lam et al6) or reduced ejection frac-
tion (D, modified from Abramson et al2).
PASP indicates pulmonary artery systolic
pressure; HFrEF, heart failure with
reduced ejection fraction; HFpEF, heart
failure with preserved ejection fraction;
and TR vel, tricuspid velocity.

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Guazzi and Borlaug Pulmonary Hypertension and Heart Failure 977

Figure 2. Distribution of PVR and TPG in a


patients with group 2 PH due to HFrEF and
HFpEF. Data show a high prevalence of reactive
PH, where 80% to 90% of patients with HFrEF
and HFpEF displayed PVR ⬎1.7 WU (2 SDs
beyond normal), and over half displayed PVR ⬎3
WU or TPG ⬎15 mm Hg. Data adapted from
Schwartzenberg et al.23 PVR indicates pulmonary
vascular resistance; TPG, transpulmonary gradient;
IQR, interquartile range; HFrEF, heart failure with
reduced ejection fraction; and HFpEF, heart failure
with preserved ejection fraction.

guidelines include LV diastolic dysfunction as a predominant left atrial pressure (LAP), challenging vascular structural
cause of group 2 PH.21 integrity and functional properties. Acuity and chronicity of
Epidemiological data regarding PH in HF with reduced LAP elevation have important effects on the pathobiology of
ejection fraction (HFrEF) are extensive but limited mostly to group 2 PH.24 As the lung vasculature transits from acute to
populations with advanced (stage D) HF.22 Abramson et al2 sustained pressure-induced injury, abnormalities in the cap-
found that echocardiography-estimated PH was associated illary network precede those occurring at the arteriolar and
with markedly increased morbidity and mortality in HFrEF pulmonary artery levels. Acutely, lung capillaries are exposed
(Figure 1D), whereas Ghio et al3 showed that the presence of to stress failure, ie, loss of cellular integrity promoting edema
RV dysfunction has important implications for risk stratifi- within the interstitial and alveolar compartments. This phe-
cation in group 2 PH above and beyond PAP. In a series of nomenon has classically been considered to be most relevant
320 HFrEF patients, Butler et al1 found that PVR was normal to acute pulmonary edema, although it may function as a
(⬍1.5 WU) in 28%, mildly elevated (1.5–2.49 WU) in 36%, trigger for maladaptive cellular processes that have more
moderately elevated (2.5–3.49 WU) in 17%, and severely sustained effects on the pulmonary vasculature.25 Experimen-
elevated (⬎3.5 WU) in 19%. More recent data suggest that tal models of pressure and volume capillary overload have
the prevalence of reactive PH is similar in all ejection fraction defined the molecular bases of this process, while identifying
groups. Indeed, in a recent study, 80% to 90% of patients with the critical capillary pressures required for edema forma-
HFrEF and HFpEF displayed PVR ⬎1.7 WU, and over half tion26,27 and gas exchange impairment.28
had PVR ⬎3 WU or TPG ⬎15 mm Hg (Figure 2).23 Ghio et In humans, stress failure of lung capillaries may be more
al3 reported PH in ⬎60% of their patients with moderate or common than is typically considered, occurring in a number
severe HF. Among 388 HF patients investigated in an of physiological conditions such as strenuous exercise and
echo-based study, the presence of PH (defined as PASP high-altitude exposure.24 The normal pulmonary– capillary inter-
ⱖ39 mm Hg) was associated with worse survival in both face exhibits remarkable plasticity, being able to restore its
HFrEF and HFpEF, with no between-group difference in the integrity after normalization of LAP.29 With chronic and re-
magnitude of the effect.22 peated barotrauma there is true capillary remodeling, with
demonstrable changes in the alveolar– capillary membrane inter-
Pathobiology face. In a canine model of pace-induced HF, alveolar– capillary
Pulmonary Capillary Stress Failure and membrane thickness increased in comparison with controls,
Arterial Remodeling principally because of a change in basement membrane compo-
In contrast to PAH, specific gene mutations conferring sition and deposition of type IV collagen.30 These findings are
increased susceptibility to reactive PH are not well under- qualitatively similar to those observed in patients with mitral
stood. However, candidate genetic determinants of suscepti- stenosis and chronic pulmonary venous hypertension.31 Local
bility would be expected to perturb pulmonary arteriolar activation of growth stimuli, such as angiotensin II,
structure and function in HF, just they do in group 1 PH. endothelin-1, and hypoxia, may contribute to this microvascular
Primary or pathognomonic vascular changes in the arterial remodeling.25 In a HF model induced by thoracic aortic banding,
wall may be absent in group 2 PH. Capillary and arterial alveolar– capillary remodeling was linked to loss of nitric oxide
remodeling develop from backward transmission of increased (NO)-induced physiological oscillations in endothelial calcium
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978 Circulation August 21, 2012

Figure 3. Endothelial and vascular smooth muscle cell pathways involved in the regulation of pulmonary arterial tone and pharmacolog-
ical approaches. Vasorelaxation is mediated by increases in cGMP, antagonism of the endothelin A and B receptors (ETra and ETrb), or
stimulation of adenylate cyclase by prostaglandins, primarily prostacyclin. Intracellular levels of cGMP can be targeted at different levels
by exogenous nitric oxide (inhaled NO), activators/ stimulators of soluble guanylate cyclase (sGC), or by inhibiting the catabolism of
cGMP by phosphodiesterase 5 inhibitors. PDE indicates phosphodiesterase; e-NOS, endothelial nitric oxide synthase.

handling, serving as a trigger for cytoskeleton disorganization.32 ular assist device (LVAD) may be substantial, although often
The alveolar– capillary interface remodeling induced results in incomplete.37
gas exchange abnormalities, including reductions in membrane
conductance, that have emerged as strong prognosticators in Impaired Vascular Reactivity and
group 2 PH.33 Endothelial Dysfunction
The pathobiology of changes in small and medium arteries PVR may become elevated in left-sided PH as a result of
has been investigated in patients with advanced HFrEF abnormalities in smooth muscle tone, caused by endothelial
awaiting heart transplant.34 At this stage, arterial intima and dysfunction primarily as a consequence of the imbalances
media undergo hypertrophy with peripheral migration of between NO and endothelin-1 (ET1) signaling (Figure 3).38,39
smooth muscle into intra-acinar arterioles, effectively causing A series of classical studies investigating the effects of NO
muscularization of these vessels. A key step is the induction blockade in the pulmonary circulation have shown that endothe-
of an endogenous vascular serine elastase, releasing growth lium-derived NO mediates basal pulmonary vascular tone and
factors and glycoproteins (tenascin-C and fibronectin). dilation to endothelium-dependent stimuli. In healthy humans,
Pressure-induced endothelial disruption allows serum pro- systemic infusion of acetylcholine, an NO synthase agonist,
teins into the vessel wall that activate endogenous vascular increases local pulmonary blood flow.39 Conversely, infusion of
serine elastase and matrix metalloproteinases, disrupting the NG-monomethyl-L-arginine, an inhibitor of NO synthase, de-
elastic lamina, stimulating smooth muscle growth and colla- creases pulmonary flow velocity,39 promotes vasoconstriction
gen and elastin synthesis.35 Fibroproliferative changes origi-
and elevation in PAP,40 aggravates hypoxia-induced pulmonary
nate from growth of smooth muscle cells and myofibroblasts
vasoconstriction,41 and impairs gas diffusion by altering alveolar
derived from the media. As medial hypertrophy becomes
membrane conductance properties.42 In HF patients with ele-
prominent, a process of pulmonary venous arterialization may
vated PVR, Cooper and colleagues43 noted that NG-monomethyl-
develop. Bronchial veins may become congested and dilated
L-arginine infusion caused less vasoconstriction than in patients
because of increased flow through bronchopulmonary anas-
tomoses. True plexiform lesions, commonly seen in PAH, are with normal PVR, suggesting loss of NO-dependent regulation
not observed in group 2 PH. There is a wide variability in the of tone. Wensel and colleagues44 showed that the extent of
pulmonary vascular structural changes with elevated venous increase in pulmonary artery flow in response to acetylcholine
pressure. In patients with a variety of forms of PH (including was correlated with resting PAP and PVR. Porter et al45 found
group 2 PH due to mitral valve disease), reduced expression that intrapulmonary infusion of acetylcholine caused vasodila-
of bone-morphogenetic protein receptor has been observed, tion in subjects with HF and normal PAP, but failed to cause
coupled with increased expression of angiopoietin-1, suggest- dilation in those with PH, although measures were performed by
ing a common pathway in disease progression.36 However, intravascular ultrasound in larger pulmonary artery (PA) branch
the mechanisms dictating these remodeling processes within vessels that do not contribute to resistance vessel regulation.
individual patients remain poorly understood. Regression of Endothelial-derived NO also inhibits smooth muscle cell prolif-
pulmonary vascular remodeling after normalization of LAP eration and hypertrophy in tandem with prostacyclin, prevent-
by cardiac transplantation, mitral valve surgery, or left ventric- ing platelet aggregation and adhesion.46
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Guazzi and Borlaug Pulmonary Hypertension and Heart Failure 979

Figure 4. Relationships between pulmonary arterial compliance and resistance. A, invasive data from 257 patients with HFpEF and
HFrEF undergoing sodium nitroprusside (SNP) infusion (data plotted from Tedford et al55), illustrating the inverse relationship between
pulmonary artery (PA) compliance and resistance. Because of the hyperbolic inverse relationship between resistance and compliance,
small increases in PVR that develop early in disease progression are associated with dramatic reductions in PA compliance (B, plot
modified from Saouti et al54). Reduced PA compliance or capacitance is a potent predictor of outcome in patients with group 1 PH (C,
modified from Mahapatra et al58). HFrEF indicates heart failure with reduced ejection fraction; HFpEF, heart failure with preserved ejec-
tion fraction; and PVR, pulmonary vascular resistance.

ET1, a 21-amino-acid vasoactive peptide with potent leftward, such that compliance is lower at any given PVR.
vasoconstrictor and platelet-aggregating properties, is widely This effectively enhances the pulsatile (oscillatory) compo-
distributed in the pulmonary endothelium.47 In mammals, 2 nent of afterload relative to resistive load on the right heart.
ET receptors have been described: ETA, through which The implication is that RV hydraulic efficiency is compro-
vasoconstriction and cellular growth are elicited, and ETB, mised in group 2 PH, because oscillatory work does not
which can mediate either vasoconstriction by its effects on contribute to net transport of blood.54
smooth muscle or vasodilatation through an action on endo- Although it is an oversimplification, RV afterload is
thelial cells.47 ETB receptors also play an important role in usually conceptualized in terms of mean PAP and PVR.
ET1 clearance.48 The ratio of ETA to ETB receptors on human However, it is important to appreciate that arterial pressure is
resistance and conduit pulmonary arteries is ⬇9:1, and the net produced by the integration of flow and vascular impedance,
effect of ET1 in pulmonary arteries is constriction.49 ET1 may summed with downstream pressure. In the systemic circula-
also contribute to pathological pulmonary vascular remodel- tion, downstream hydraulic pressure (in the right atrium)
ing by causing proliferation and hypertrophy of vascular contributes little (⬍5%) to systemic arterial pressure.59 In the
smooth muscle cells and increasing collagen synthesis. ET1 lung, downstream pressure (ie, LAP) is a much more impor-
immunoreactivity is abundant in pulmonary vascular endo- tant contributor to mean PAP (⬇50%), and this proportion
thelial cells from patients with left-sided PH,50 and aug- can become even greater in HF. Indeed, in the early stages of
mented plasma ET1 levels have been repeatedly reported in group 2 PH, PAP elevation may be associated with purely
both experimental51 and clinical HF.52 The extent of ET1 passive increases in LAP, with normal TPG (Figure 5A) and
increase predicts mortality in HFrEF.53 normal PVR. This stage appears to be completely reversible
if LAP elevation can be treated.
Hemodynamic Derangements Subsequent stages of PH are defined as reactive when
Pulmonary Arterial Loading in PH structural and functional abnormalities intrinsic to the pulmo-
The pulmonary and systemic circulations have important nary vasculature cause elevation in PVR and TPG (Figure
hemodynamic and anatomic differences. Vascular resistance 5B). This may be either reversible or fixed. In the former
is 10-fold lower in the lung than in the systemic vasculature, case, vasodilating challenge may normalize the TPG, sug-
related to the fact that there are ⬇10-fold more vessels in the gesting a predominance of functional over structural abnor-
pulmonary bed. This distributes arterial compliance evenly malities. Conversely, when PAP does not normalize after
across the lungs, in contrast to the systemic circuit where alleviation of the high downstream pressure, the vasculature
⬇80% of compliance is located in the aorta. As a result, PA behaves similar to what is seen in precapillary forms of PH,
systolic, mean, and diastolic pressures all show a fairly linear such as PAH. According to the European Society of Cardi-
relationship with one another, and the product of PVR and ology Guidelines,8 a condition that may be representative of
compliance is a constant (at a given downstream LAP).54 A an early evolution to mixed PH is the so-called out-of-
plot of PVR versus compliance forms a hyperbola (Figure proportion group 2 PH, a qualitative definition that is char-
4A) that is remarkably consistent across patients of variable acterized by an increase in PAP that appears excessive for the
age, sex, or underlying disease process.55 In early stage PH, mild degree of increase in PCWP (Figure 5C). This hemody-
relatively small increases in PVR are associated with more namic status seems to reflect an early development of
dramatic reductions in compliance (Figure 4B).56,57 This may precapillary vascular changes resembling the transition from
explain why compliance is a more sensitive marker of passive to reactive PH. Although this condition may play a
outcome than PVR in patients with group 1 PH (Figure 4C).58 relevant pathophysiological role, additional information re-
Tedford et al55 have recently shown that acute or chronic garding its usefulness as a term and a precise hemodynamic
increases in LAP shift the resistance/compliance relationship definition are needed.
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980 Circulation August 21, 2012

Figure 5. Diagram showing the various hemody-


namic stages observed in group 2 PH. A, Passive.
The increase in pulmonary artery pressure (PAP) is
thought to be exclusively due to downstream left
atrial pressure (LAP) elevation and no component
of the PH seems to result from abnormalities
intrinsic to the arterial wall. B, Reactive. The
increase in PAP is due to intrinsic vascular
changes in addition to elevated LAP. The TPG is
increased and may or may not reverse under phar-
macological challenge. C, Out of proportion
increase in PH. This condition refers to some
cases of TPG increase occurring in the presence
of mild or no increase in PCWP. The pathobiologi-
cal arterial changes of this condition are not well
defined, even though some evolving reactive precap-
illary component is thought to take place earlier in
the expected course of the disease. PH indicates
pulmonary hypertension; TPG, transpulmonary gradi-
ent; PCWP, pulmonary capillary wedge pressure; RV,
right ventricle; and LA, left atrium.

The chronicity of the transition from passive to reactive PH afterload for sustained periods of time. Although this pattern
is highly variable from patient to patient and does not appear of remodeling is often tolerated for many years, it may
to be consistently related to severity of LAP elevation. Lam et ultimately progress to chamber dilatation, functional tricuspid
al,5 found that, although pulmonary artery systolic pressure incompetence, and frank RV failure.64 RV hypertrophy may
increases as a function of estimated LAP (E/e⬘ ratio), it was decrease RV subendocardial perfusion, whereas dilatation
persistently higher in HFpEF patients than in controls, sug- results in increased wall stress, both enhancing myocardial
gesting elevation in PVR and a component of reactive PH. oxygen demand and provoking ischemia and symptoms of
effort angina. Further study is needed to better understand
Right Ventricular–Pulmonary Artery Coupling mechanistic differences between the RV and LV.
The RV is the ultimate victim of these vascular processes, and The RV and LV are connected in series, and reductions in
a common phenotype of end-stage HFrEF and HFpEF is that
RV output in advanced HF may lead to underfilling of the
of predominant RV failure, with systemic venous congestion,
LV. This was evidenced by a paradoxical decrease in PCWP
renal dysfunction, and ascites. Under normal conditions, the
during exercise noted in HFrEF patients with severe PH in an
RV operates against a low-impedance, high-capacitance, low-
early report by Butler and colleagues.1 In addition to series
pressure system, with a short isovolumic contraction period and
effects, the right and left heart share a common space in the
a prolonged systolic ejection time. Peculiar ontological and
morphological differences in the RV in comparison with LV
have been described, such as a differential distribution of RV
myofibers in series and differences in sarcomere shortening and
excitation– contraction coupling.60 Accordingly, although the
RV is well suited to accommodate an increase in volume load, it
is exquisitely afterload sensitive (similar to the LV in HFrEF).
The implication of this enhanced afterload sensitivity is that an
acute pressure overload causes much greater reduction in stroke
volume of the RV than of the LV (Figure 6).61,62 In a model of
pace-induced HF, early development of even mild PH led to a
profound RV-PA uncoupling, characterized by an inability of
the RV to adapt to the combined effects of increased pulmonary
arterial resistance and elastance.63 Exposure of a normal RV to
acute afterload mismatch can be catastrophic. This explains the
common observation of massive circulatory insufficiency and
death despite minimal PAP elevation in states such as acute
pulmonary embolism. The circulation fails in these instances
because the RV cannot generate sufficient pressure to overcome Figure 6. Enhanced afterload sensitivity of the right ventricle
the acute increase in arterial afterload. compared with the left. Right ventricular stroke volume is
impaired to a much greater extent in comparison with the left
Chronically, the RV may adapt to elevated afterload with ventricle with comparable acute increases in arterial pressure.
hypertrophy. This may allow ejection against tremendous Adapted from Abel and Waldhausen.61

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Guazzi and Borlaug Pulmonary Hypertension and Heart Failure 981

Figure 7. Ventricular interdependence in right


heart failure from group 2 PH. A, typical equaliza-
tion in RAP and PCWP from enhanced interde-
pendence in a patient with biventricular HF,
group 2 PH, and severe functional tricuspid insuf-
ficiency. Note the prominent V wave in the
PCWP that tracks closely with the RA V wave,
even in the absence of significant mitral insuffi-
ciency. This is caused by pressure changes in
the RA being transmitted to the LA across the
interatrial septum. B, External pericardial pres-
sure, which restrains left heart filling, can be esti-
mated by RAP (modified from Tyberg et al66).
Thus, when RA pressure is elevated near PCWP,
true LV preload volume may be reduced despite
marked elevation in left PCWP, because transmural
pressure is reduced (C). Unloading of right heart
congestion in this circumstance may enhance left-
sided preload, even if PCWP drops, because trans-
mural pressure increases (D) (see text for details).
RAP indicates right atrial pressure; PCWP, pulmo-
nary capillary wedge pressure; HF, heart failure; PH,
pulmonary hypertension; LV, left ventricle; RV, right
ventricle; FP, filling pressure; RA, right atrium; and
LA, left atrium.

pericardial sac, so that changes in right heart pressure and response to PH triggers multiple positive feedback loops
volume may affect the left heart in parallel.65 This cross talk that hasten evolution to stage D HF.68 –70 Future trials
or coupling between the right and left sides, referred to as testing therapies targeting RV dysfunction may offer hope
diastolic ventricular interaction, is evidenced by an equaliza- to improve outcomes in group 2 PH.72
tion in right and left heart pressures during cardiac catheter-
ization (Figure 7A). Transmural LV filling pressure may be Diagnosis and Clinical Assessment
estimated by the difference between intracavitary pressure Symptoms like orthopnea and paroxysmal nocturnal dyspnea
(ie, PCWP) and pericardial pressure. The latter can be are more specific for left-sided PH, but the most common
estimated by right atrial pressure (Figure 7B),66 and therefore symptom is exertional dyspnea. Chest radiography will often
when right atrial pressure is elevated to a similar extent as reveal cardiomegaly, pulmonary vascular congestion, exces-
PCWP, right-sided chambers may effectively outcompete sive extravascular lung water, pleural effusion, or pulmonary
those on the left for limited pericardial space, constraining edema. It is noteworthy that overt right heart failure due to
and compromising LV filling as the interventricular septum reactive PH rarely coexists with pulmonary edema, presum-
bows from right to left (Figure 7C). Acute unloading of right ably because pulmonary vascular alterations that develop in
heart congestion with diuretics or venodilation in these the former scenario protect the lungs against alveolar and
patients commonly improves LV filling by reducing right interstitial fluid transudation. Electrocardiographic clues fa-
heart/pericardial constraint and increasing transmural filling voring group 2 PH include LV hypertrophy, left atrial
pressure, even if PCWP remains unchanged or decreases enlargement, or atrial fibrillation. High-resolution chest com-
(Figure 7D).67 puted tomography will often reveal a mosaic perfusion
Chronic right HF in the setting of neurohumoral activation pattern and ground-glass opacities consistent with chronic
and sodium retention leads to elevation of right atrial pres- interstitial lung edema. Pulmonary function tests may docu-
sure, and recent research suggests that this in itself carries ment a restrictive pulmonary pattern, and gas diffusion is
additional multiorgan toxicity. By increasing pressure in the generally reduced according to PVR and PAP increase.73
superior vena cava (where the thoracic ducts drain), lung Plasma natriuretic peptide levels may be increased in any
lymphatic drainage is compromised, leading to and sustaining type of PH, but tend to be the highest in group 2, particularly
interstitial fluid accumulation in the lungs with reduced when LVEF is depressed.74
compliance and impaired gas exchange, while promoting When PH develops gradually, the RV can generate high
effusion in the pleural spaces.68 Secondary elevation in systolic pressures due to adaptive hypertrophy. As the RV
inferior vena cava pressure increases renal venous pressure, fails, PAP may become relatively low, despite marked ele-
challenging renal Na⫹ excretion by decreasing the driving vation of the PVR, leading to underappreciation of the extent
pressure through the kidney and contributing to the cardiore- of pulmonary vascular disease present. Echocardiography is
nal syndrome.69,70 Hepatic and splanchnic congestion may an essential diagnostic test in the evaluation of PH. The
cause cholestasis, impair gut absorption of nutrients and presence of systolic dysfunction (LVEF ⬍50%) or significant
medications, foster accumulation of ascites, and contribute left-sided valvular disease (especially mitral) makes left heart
to translocation of gut microbes. It is noteworthy that the disease the most likely cause of PH. In patients with HFrEF,
latter observation led to the endotoxin hypothesis as an the extent of functional mitral regurgitation is a key determi-
explanation for the proinflammatory state frequently ob- nant of PH.75 The effective regurgitant mitral area is also a
served in chronic HF.71 Thus, progressive RV failure in strong predictor of increased pulmonary pressure and acute
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982 Circulation August 21, 2012

pulmonary edema development in patients with functional dynamically designated as having group 2 PH due to HFpEF
mitral regurgitation due to ischemic heart disease.76 could, in fact, have group 1 PH with secondary elevation of
HFpEF is an important cause of both acute77 and chronic PCWP mediated by ventricular interdependence and right
group 2 PH,78,79 although recent studies suggest that RV heart congestion. Review of other clinical and echocardio-
failure may be less severe in HFpEF in comparison with graphic characteristics that travel with group 1 versus 2 PH
HFrEF.22 Patient demographics provide perhaps the greatest may be helpful in such circumstances to make this important
predictive value for distinguishing HFpEF from PAH. Com- distinction.59,78
ponents of the metabolic syndrome, including systemic hy- Because there may be disagreement between LV end-dia-
pertension, obesity, and diabetes mellitus, are key risk factors stolic pressure (LVEDP) and PCWP in some patients, it has
for HFpEF. Robbins and colleagues80 found that patients with been suggested that left heart catheterization should be used
group 2 PH displayed 2 or more features of the metabolic on a more regular basis in the evaluation of PH.92,93 Poor
syndrome in 94% of cases, as opposed to 34% in patients with agreement may be caused by nonsimultaneous acquisition,
group 1 PH. Increased age alone has been found to be the best inconsistent measurement during the respiratory cycle, or
predictor of PH-HFpEF in comparison with group 1 PH, overwedging, where PCWP is spuriously elevated. These
followed by the presence of typical HFpEF comorbidities, errors can be minimized by verifying PCWP position after
such as hypertension, diabetes mellitus, obesity, chronic visualization of characteristic waveforms, demonstrating the
obstructive lung disease, atrial arrhythmias, and dyspnea on presence of well-saturated pulmonary venous blood (⬎94%),
exertion.4,5,78 – 80 Thenappan et al78 found that systolic blood and taking measures at quiet end expiration. Even with this
pressure was higher in HFpEF than PAH, whereas diastolic approach, the mean area under the curve in the PCWP tracing
pressure was similar, suggesting a higher pulse pressure (and may exceed LVEDP, especially when prominent A and V
therefore higher systemic arterial stiffness) in HFpEF. A waves are present. However, PCWP measured at mid-A wave
more precise definition of how these factors truly contribute agrees well with LVEDP, and it can be argued that the
to the risk of developing PH-HFpEF may come from specific downstream load imposed by the left heart on the RV is better
registries, although, registries devoted to Group 2 PH are represented by the pulmonary venous pressure than LVEDP.
currently unavailable.81
When accurate PCWP cannot be determined, LVEDP should
Echocardiographic findings suggestive of HFpEF include
be directly measured.
left atrial dilation and diastolic dysfunction, although mild
Assessment of the reversibility of PH and PVR elevation in
diastolic dysfunction is also common in group 1 PH. Tissue
HF is critical in the evaluation for cardiac transplantation. A
Doppler early diastolic myocardial velocities (e⬘) correlate
vasodilator94 or inotropic challenge95 may demonstrate revers-
with invasive measures of LV relaxation and are felt to be
ibility while predicting subsequent outcomes after transplanta-
independent of preload when relaxation is prolonged.82 The
tion. Dynamic mitral regurgitation with exertion greatly in-
ratio of early transmitral flow velocity (E) to tissue Doppler
creases PAP in HFrEF, but its role in HFpEF remains unclear.96
early diastolic mitral annular velocity (E/e⬘ ratio) has been
widely embraced as a noninvasive measure of left heart filling
pressures,83,84 and one small study reported that E/e⬘ could Clinical Correlates
Exertional dyspnea is the most frequent concern in group 2
effectively distinguish groups 1 and 2 PH.85 However, a number
of studies have recently questioned the veracity of E/e⬘ as a PH, and its pathophysiology is complex, resulting from
measure of left heart filling pressures in HF, and its use in the multiple interrelated pathways. These may be better under-
evaluation of PH remains incompletely defined.20,86 – 89 stood and interpreted by the use of cardiopulmonary exercise
Whereas echocardiography provides an extremely useful testing.97 Exercise capacity is potently influenced by pulmo-
tool to identify PH due to HFpEF, invasive testing is nary vascular function. Absence of dynamic pulmonary
frequently required, often with exercise provocation. This vasodilation imposes an increased load to the RV in HF, as
allows direct measurement of left heart filling pressures and evidenced by the positive correlation between RV ejection
transpulmonary gradient both at rest and with stress, when fraction and peak VO2 in advanced HFrEF.98 Patients with HF
patients typically report symptoms. Tolle and colleagues11 display a number of ventilatory abnormalities that are likely
found that, among 406 consecutive patients referred for related to the pulmonary vasculature. An impaired ventilation
invasive assessment because of dyspnea, 48% developed efficiency (VE/VCO2 slope ⬎34) may be observed in early
exercise PH due to left heart disease, with diastolic dysfunc- HF as a consequence of a dysregulation of peripheral control
tion being the most common cause. Another series found that, of ventilation (ie, increased chemo/metaboreflex gain). How-
among patients with exertional dyspnea, normal natriuretic ever, patients with steeper VE/VCO2 slope (⬎40) reflects
peptide levels, and normal resting hemodynamics, over half greater pulmonary vasoconstriction,99 elevated PAP, and
displayed hemodynamic findings diagnostic of HFpEF.12 more severe RV dysfunction, reaching in most advanced
Saline loading has been suggested as an alternative stressor in cases a slope similar to what is observed in group 1 PH
laboratories without the capacity to perform exercise, but the (⬇60).100 –102 This has important prognostic implications
abnormal response remains unclear.90 An increase in PCWP considering the established predictivity of VE/VCO2 slope for
with pulmonary vasodilating therapy should raise the possi- adverse clinical events in HF.103,104 Moreover, the occurrence
bility of HFpEF, because the reduction in PVR leads to of an oscillatory breathing pattern during exercise has been
increased RV output that cannot be accommodated by the related to pulmonary vasoconstriction, depressed RV func-
noncompliant LV.11,91 It is possible that some patients hemo- tion, and low exercise CO.105,106
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Guazzi and Borlaug Pulmonary Hypertension and Heart Failure 983

Periodic breathing at rest is common in group 2 PH and is opment of pulmonary vascular disease.124 Application of
intimately related to the degree of sympathetic activation in established HF therapies such as vasodilators and diuretics
these patients.107 In HF patients with elevated PCWP, the may improve PH through reduction in filling pressures, PVR,
incidence of central sleep apnea is enhanced, and a highly and functional mitral insufficiency,125 but the effects of
significant relationship exists between PCWP and central neurohormonal antagonists on PH have not been systemati-
apnea severity.108 The mechanisms remain unclear. Francis et cally evaluated, and traditional vasoactive drugs such as
al109 showed that low arterial pCO2 may stabilize ventilation angiotensin-system antagonists and ␤-blockers are less effec-
as a result of lower plant gain, although more recent work tive on the pulmonary circuit.
from this group has shown that hypocapnia may serve as a No approved therapeutic strategies or algorithms are avail-
trigger of oscillatory ventilation that can be treated by CO2 able that apply to the treatment of group 2 PH, and trials of
administration.110 agents targeted to the pulmonary vasculature tested thus far
Intriguingly, PAP and PCWP are both positively correlated have consistently failed to demonstrate benefit in HFrEF.
with cardiac norepinephrine spillover in HFrEF patients,111 There is a propensity to consider group 2 PH of clinical
and acute reduction in left heart filling pressures with relevance only after pulmonary vascular disease and RV
nitroprusside is associated with diminution of cardiac sym- failure are advanced and potentially irreversible, and it may
pathetic nerve outflow and reduction in periodic breathing in be that therapies delivered earlier in disease course will be
this group.112 These data emphasize the important cross talk more effective. Most therapies that have been tested in group
between hemodynamic derangements, autonomic activation, 2 to date have targeted endothelial control of vascular tone
and dysregulation of respiration at rest and with exertion in and permeability (Figure 3). The following discussion fo-
group 2 PH. This further implies that achievement of better cuses on agents targeting the pulmonary vasculature, and it is
hemodynamic profiles in these patients may have multiple less likely that these therapies would be effective to improve
pleiotropic salubrious effects. outcome in purely passive group 2 PH. Many of these
therapies also target abnormalities outside the pulmonary
Morbidity and Mortality vasculature, which may independently affect their efficacy
The presence and extent of PH is a well-established prognos- (or lack thereof).
tic factor in HF,1–3,113,114 and this finding has recently been
extended to the general population5 (Figure 1). Increased Pharmacological Agents
mortality and hospitalization rates have been reported in HF
Prostaglandins
patients with echocardiographically estimated PH,115 and Prostaglandins are powerful vasodilators that lead to consis-
PAP is an independent predictor of the need for cardiac tent hemodynamic improvements in group 1 PH. Small,
transplant.116 At least two thirds of patients with severe short-term, nonrandomized studies suggested promising ef-
systolic LV dysfunction have PH with associated RV failure, fects on hemodynamics in patients with severe left-sided
and mortality in this group is 2-fold higher in comparison PH.126 –130 In postcardiac surgery patients, inhaled prostacy-
with isolated LV dysfunction.3 Data from the International clin decreased PVR by 29% and improved RV perfor-
Society of Heart Transplantation registry suggest that RV mance.131 During mitral valve surgery, inhaled iloprost was
failure accounts for 50% of all cardiac complications and superior to intravenous nitroglycerin in preventing RV failure
19% of early deaths.117 RV dysfunction may also be an during weaning from cardiopulmonary bypass.132,133 Intrave-
underrecognized complication in HFpEF.78,118 nous prostacyclin reduces PCWP and PVR and increases CO,
Identification of PH reversibility is critical to demonstrate but it is also associated with marked reductions in systemic
low risk for adverse postoperative outcomes in this group.95 arterial resistance that may promote secondary neurohor-
Abnormal increase in PAP with exercise is associated with monal activation.134 Despite these favorable hemodynamic
increased mortality in HFrEF, and a recent study of patients effects in early studies, the Flolan International Randomized
hospitalized for acutely decompensated HF refined the prog- Survival Trial (FIRST, n⫽418 patients, New York Heart
nostic impact of PH further by showing that the presence of Association class III–IV)135 demonstrated that intravenous
both high PCWP and elevated PVR (mixed PH) is associated epoprostenol therapy was associated with a trend toward
with greater risk of death in comparison with PH because of increased mortality, leading to premature termination of the
elevated PCWP alone or absence of PH.119 Although data are trial. It should be noted that the FIRST trial enrolled a fairly
far less abundant in HFpEF, some studies have established heterogenous patient population (eg, including patients with
that the presence and extent of PH are strongly predictive of coronary disease who might be expected to tolerate prosta-
outcome in this group as well.6,21 glandin therapy poorly), and this broad enrollment might
have compromised the ability to detect a benefit to prosta-
Treatment glandin therapy in HF.
The potent prognostic impact of PH in HF suggests an
important role for the pulmonary vasculature as a novel Endothelin Receptor Antagonists
therapeutic target.7 Surgical and percutaneous treatments for ET1 is one of the most potent endogenous vasoconstrictors in
HF due to mitral valve disease are well known to produce humans and plays a crucial role in the regulation of pulmo-
substantial improvements in PH,120 –123 although recent data nary vascular tone in HF.136 Trials testing ET1 receptor
suggest that the negative impact of PH may persist, empha- antagonist therapies in group 2 PH have consistently pro-
sizing the importance of early intervention before the devel- duced disappointing results,137,138 although it is notable that
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984 Circulation August 21, 2012

the presence of PH was not an entry criterion in these studies. Phosphodiesterase 5 Inhibition
In a small human HF trial, acute and short-term intravenous Phosphodiesterase 5 inhibitors (PDE5Is) hold great promise
nonselective ET1 blockade with bosentan reduced PAP, right for treating PH in left heart disease by increasing cGMP levels,
atrial pressure, PCWP, and PVR while increasing CO and with consequent vasodilating and antiproliferative effects.152 In
stroke volume.139 However, a series of large-scale trials contrast to other pulmonary vasodilators, there is a growing
performed in patients with chronic HF have not produced evidence base suggesting the effectiveness of PDE5I in group 2
corresponding favorable results on harder end points. In the PH. These compounds are especially attractive for HF patients
Endothelin Antagonist Bosentan for Lowering Cardiac prone to systemic hypotension.127 Acute153–157 and chronic158 –161
Events in Heart Failure (ENABLE) study,140 bosentan in- administration of oral sildenafil reduces PA pressure and PVR
creased the risk of worsening HF. Packer et al141 reported an without substantial changes in systemic arterial pressure and
increased risk of HF hospitalization during the first month of resistance. No cases of pulmonary edema have been reported,
treatment. In the Heart Failure ET(A) Receptor Blockade and long-term administration has been well tolerated thus far in
Trial (HEAT),142 short-term administration of darusentan small clinical trials. In a recent study by Lewis et al102 the
improved cardiac index, but did not change PCWP, PVR, or increase in TPG during submaximal exercise was attenuated by
right atrial pressure. A trend toward increased death and early sildenafil, suggesting a favorable reduction in precapillary vas-
exacerbation of HF was observed. In the only long-term trial cular tone. Sildenafil may improve alveolar– capillary membrane
addressing group 2 PH as a predefined end point, patients on conductance and gas exchange, suggesting an important role for
bosentan experienced more serious adverse events than con- cGMP downstream pathway in the protection of endothelial
trols.143 The EndothelinA Receptor Antagonist Trial in Heart permeability, attenuation of alveolar hypoxia, and facilitation of
Failure (EARTH)144 and the Value of Endothelin Receptor alveolar gas conductance.154
Inhibition With Tezosentan in Acute Heart Failure Studies Both acute and chronic trials to date in group 2 PH in patients
(VERITAS)145 also failed to demonstrate improvements in with reduced ejection fraction have shown that PDE5Is improve
death or HF hospitalizations. Although the endothelin recep- exercise capacity, ventilation efficiency, breathing patterns, and
tor antagonist trials were negative, it is possible that lower quality of life.155–160 These effects may be due to the beneficial
doses may have been effective without toxicity. Additionally, effects on pulmonary vascular tone and RV function, reduction
diuretic usage may have been suboptimal, because the in- in PCWP, or direct modulation on the peripheral skeletal muscle
creased morbidity was largely attributable to increased hos- ergoreceptor overstimulation, possibly mediated by improve-
pitalizations from fluid retention. ments in small-vessel endothelium-dependent vasodilation. In a
recent study by Melenovski et al,157 the transpulmonary
Nitric Oxide release of cGMP was assessed in group 2 HF patients before
Inhaled NO diffuses rapidly across the alveolar– capillary and after a single dose of sildenafil (40 mg). Subjects with
membrane into the smooth muscle of pulmonary vessels, and elevated PVR displayed impaired cGMP release in compar-
concentrations from 5 to 80 parts per million have been tested ison with normal PVR, and acute PDE5Is restored the cGMP
for the treatment of advanced group 2 PH, especially after gradient in this group, independent of effects on PCWP.
LVAD placement and cardiac transplant. In post-LVAD Benefits from PDE5Is have recently been extended to HF
patients, inhaled NO reduces PAPs and increases LVAD patients with recalcitrant PH despite hemodynamic unloading
flow.146 In posttransplant PH management, inhaled NO, in with LVADs.161 Two studies have addressed whether exer-
comparison with intravenous prostacyclin, prostaglandin E1, cise oscillatory breathing could be a peculiar target of chronic
and sodium nitroprusside, induced a selective decrease in PDE5Is in systolic HF, both showing the drug effectiveness
PVR, with no changes in systemic resistance.147 A potential in reversing the abnormal ventilatory oscillatory pattern to a
drawback of inhaled NO is the short half-life that requires physiological behavior.105,162
continuous administration, because acute interruption may Recently, the effects at long-term (1 year) PDE5I with
lead to rebound effects including hypotension and shock. sildenafil were investigated in a randomized controlled trial
There is a theoretical risk of methemoglobinemia that is of patients with PH and HFpEF. Sildenafil was well tolerated
seldom observed in adult populations. Another concern re- and reduced pulmonary vasoconstriction and right atrial
garding inhaled NO therapy in group 2 PH stems from the hypertension. In addition, chronic treatment was associated
effects of unbalanced pulmonary vasodilation, which may with a reduction RV dilatation, enhanced RV contractile
lead to dramatic increases in PCWP from preload excess in function, and improvements in measures of alveolar– capil-
the setting of a poorly compliant LV.148,149 This has been lary gas exchange.163 Less dramatic but significant benefits
reported to precipitate acute pulmonary edema,150 although were observed in the left heart, with 15% reduction in PCWP
other reports have documented dramatic PCWP elevation in and improvements in tissue Doppler measures of LV func-
the absence of symptoms.91 Further study is required to define tion. The mechanism by which other pulmonary vasodilators
the role of inhaled NO to treat group 2 PH, especially when increase PCWP whereas PDE5Is do not is unclear, but may
awaiting transplantation, and to define hemodynamic pertur- relate to the direct beneficial effects on LV diastolic stiffness
bations during acute inhaled NO on LV dynamics and lung with PDE5Is, mediated by cGMP-dependent phosphorylation
vessel compliance. Acute infusion of L-arginine, the substrate of titin, or reduction in systemic arterial pressure and LV
for NO production by NO synthase, has been shown to afterload.164 –166 The ongoing PhosphodiesteRasE-5 Inhibi-
produce reduction in PAP and PVR in patients with PAH, but tion to Improve Quality of Life And EXercise Capacity in
HF patients with PH were not examined in this study.151 Diastolic Heart Failure (RELAX) trial is testing the effects of
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Guazzi and Borlaug Pulmonary Hypertension and Heart Failure 985

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