ACCOUNT OPENING QUESTIONNAIRE AND DOCUMENTS CHECKLIST

開戶問卷和文件清單

SECTION A

Company Information 公司資料

1. Provide the following details on the company 提供以下公司詳情

Company Full Name

公司全名

Country of Incorporation
註冊國家

Principal Place of Business1

主要營業地點

Warehouse address, if any

倉庫地址 (如果有)

Company website, if any

公司網站 (如果有)

Business Nature 業務性質

2. Describe the company’s primary business activities in the account opening location, e.g. the types of products or
services and how it operates its business, including the size and scope of the business 描述公司在開戶地點的主要
業務活動，例如： 產品或服務的類型及其經營業務的方式，包括業務的規模和範圍

3. Provide the reason(s) for opening account with DBS Bank in the account opening location and the purpose of the
account (e.g. payment to suppliers / revenue from customers, dividend payout, salaries, etc.). 提供在星展銀行開戶
的原因和開戶目的（例如向供應商付款/來自客戶的收入、股息支付、工資等）

1
Principal Place of Business refers to your main operating office or where senior management is located. It should not be the address
of a Corporate Service Provider or P.O. Box address. 主要營業地點是指您的主要運營辦公室或高級管理人員所在的位置。 它不應是公司
服務提供商的地址或郵局信箱。
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4. If you have related / parent companies, provide their names, address of operating business, country of
incorporation, and a brief description on their business nature (note: related companies refer to those owned by the
beneficial owner) 如果您有關聯 / 母公司，請提供其名稱、營業地址、註冊國家以及對其業務性質的簡要說明 (注：
關聯公司指實益擁有人擁有的公司)

Name 名稱 Address of Operating Country of Incorporation Business Nature 業務性質

Business 營業地址 註冊國家

5. If you have existing bankers, list their names and the countries where accounts are established 如果您有現有的銀
行家，請列出他們的名稱和開設賬戶的國家

Bank Name 銀行名稱 Country 國家

Key Counterparties 主要交易對手

6. Provide the names of your KEY COUNTERPARTIES (e.g. top suppliers and buyers), countries they operate in and
nature of dealings 提供您主要交易對手的名稱（例如主要供應商和買家）、他們經營所在的國家和交易性質

Names 名稱 Countries 國家 Nature of dealings (e.g. coal supplier, buyer of

fertilizer) 交易性質 (例如煤炭供應商、化肥買家)

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 Financials and Transactions Information 財務和交易資訊
7. Details on Initial Source of Funds 初始資金來源詳細信息

Amount (in HKD equivalent)

金額(港元等值)

Bank Name 銀行名稱

Country 國家

Account Name 用戶名稱

Expected Date 預計日期

Activities that contributed to the funds

貢獻資金的業務活動

8. Estimated / Projected Annual Turnover

(in HKD equivalent) for the current year
本年度的估計/預計年度營業額(港元等值)

9. Anticipated Monthly Transaction Profile (INWARD RECEIPTS) 每月預期交易概況 (收入)

Expected monthly number of inward 1 – 20

receipts 預計每月進賬筆數： 21 – 50
> 50

Expected monthly transaction volume of HK$ 0 to HK$ 60,000

inward receipts (in HKD equivalent) 預計每
月進賬金額(港元等值)：
HK$ 60,001 to HK$ 600,000
HK$ 600,001 to HK$ 3,000,000
HK$ 3,000,001 to HK$ 6,000,000
HK$ 6,000,001 to HK$ 60,000,000
HK$ 60,000,001 to HK$ 300,000,000
> HK$ 300,000,000

10. Anticipated Monthly Transaction Profile (OUTWARD PAYMENTS) 每月預期交易概況(付款)

Expected monthly number of outward 1 – 20

payments 預計每月對外付款筆數： 21 – 50
> 50

Expected monthly transaction volume of HK$ 0 to HK$ 60,000

outward payments (in HKD equivalent) 預計
每月對外付款金額 (港元等值)：
HK$ 60,001 to HK$ 600,000
HK$ 600,001 to HK$ 3,000,000
HK$ 3,000,001 to HK$ 6,000,000
HK$ 6,000,001 to HK$ 60,000,000
HK$ 60,000,001 to HK$ 300,000,000
> HK$ 300,000,000

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If any of the questions are not applicable, please provide reasons under the relevant questions or space below:
如果任何問題不適用，請在相關問題或以下空格中提供原因：

Information provided by（信息提供者）：

NAME 姓名 COMPANY POSITION 公司職務 DATE 日期

FOR BANK’S USE ONLY

RECEIVED BY: BUSINESS UNIT: DATE:

REMARKS (IF ANY):

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SECTION B

Company Full Name 公司全名

Documents Checklist 文件清單

Please provide the following documents (tick those that are provided)
請提供以下文件（勾選提供的文件）：

a. Resume or LinkedIn profile of beneficial owners of the company 公司實益擁有人的履歷或領英簡介 ☐

b. Documents on the company’s business (at least one of the following):

有關公司業務的文件（至少下列一項）：

If company is newly incorporated (less than 2 years), the document can be obtained from the related
business of the beneficial owner (proof of ownership must be provided) 如果公司是新成立的公司（少於 2
年），則可以從實益擁有人的相關業務中獲取文件（必須提供所有權證明）

i. 2 different sets of Sales Invoices from customers with corresponding Bill of Lading and 2 copies of ☐
Purchase Invoices from suppliers with corresponding Bill of Lading (Note: pro forma invoices are not
acceptable) 2 套帶有相應提單的客戶銷售發票以及 2 套帶有相應提單的供應商採購發票（注意：不接受形
式發票）
☐
ii. 2 different sets of consultancy agreement contracts 2 套顧問協議合同
☐
iii. Title deed or investment portfolio statement or letter of intent from potential investee 潛在投資者的業權契
據或投資組合聲明或意向書
☐
iv. 1 set of Contract from potential / existing customers or suppliers 來自潛在/現有客戶或供應商的 1 套合同
☐
v. 1 Letter of Intent from potential / existing customers or suppliers 來自潛在/現有客戶或供應商的 1 套意向書

vi. Equivalent document, please specify,

等效文件, 請說明:

c. Bank statements / Income tax returns (at least one of the following):
銀行對賬單/所得稅申報表（至少下列一項）:

If company is newly incorporated (less than 2 years), the bank statement can be obtained from the related
business of the beneficial owner (proof of ownership must be provided). If there is no related business, the
income tax returns or bank statements of the beneficial owner can be provided. 如果是新成立的公司（少於
2 年），則可以從實益擁有人的相關業務中獲得銀行對賬單（必須提供所有權證明）。如果沒有相關業務，則
可以提供實益擁有人的所得稅申報表或銀行對賬單。

i. Latest 3 months’ bank statements of the company 公司最近 3 個月的銀行對賬單 ☐

ii. Latest 3 months’ bank statements of the existing related business (i.e. owned by the beneficial owner ☐
where proof of ownership must be shown) 相關業務最近 3 個月的銀行對賬單（即由實益擁有人擁有，必
須出示所有權證明）

iii. Latest income tax returns of the beneficial owner 實益擁有人的最新所得稅申報表 ☐

iv. Latest 3 months’ bank statements of the beneficial owner 實益擁有人的最新 3 個月的銀行對賬單 ☐

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d. * Financials (at least one of the following): 財務信息（至少下列一項）：

i. Latest Audited financial reports / management accounts of the company 公司經審核的最新財務報告 / 公 ☐

司管理報告

ii. Latest Audited financial reports / management accounts of the related business (i.e. owned by the ☐
beneficial owner where proof of ownership must be shown) 相關業務（即由實益擁有人擁有，必須出示所
有權證明）經審核的最新財務報告 / 管理報告

iii. Business plan including projection of sales and budget 商業計劃書，包括銷售預測和預算 ☐

* Optional 非必需

Documents provided by（文件提供者）：

NAME 姓名 COMPANY POSITION 公司職務 DATE 日期

FOR BANK’S USE ONLY

RECEIVED BY: BUSINESS UNIT: DATE:

REMARKS (IF ANY):

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