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Lasers in Surgery and Medicine :1–8 ()

Acne Treatment With Light Absorbing Gold Microparticles


and Optical Pulses: An Open‐Label European
Multi‐Centered Study in Moderate to Moderately
Severe Acne Vulgaris Patients
Christine Sofie Krohn Fuchs,1* Christiane Bay,1 Maurice Adatto,2 Hans Lomholt,3 and Merete Haedersdal1
1
Department of Dermatology, Bispebjerg Hospital, University of Copenhagen, Copenhagen, DK‐2400, Denmark
2
Skinpulse Dermatology & Laser Centre, Geneva, 1205, Switzerland
3
Skincenter North and University of Aalborg, Aalborg, DK‐9220, Denmark

Background and Objective: Recently, a novel acne INTRODUCTION


treatment based on selective photothermolysis of pilose- Acne vulgaris is the most common dermatologic disease
baceous units with follicular delivery of inert gold worldwide with significant psychosocial impact and risk
microparticles as an exogenous chromophore and diode of scarring [1]. The pathogenesis is not fully clarified,
laser pulses has been developed. To evaluate the efficacy although it is widely accepted that follicular hyperker-
and safety of a single monotherapy treatment regimen atinization, increased sebum production, follicular coloni-
with gold microparticles and diode laser exposure in zation by Cutibacterium acnes (former Propionibacterium
patients with moderate and moderately severe acne. acnes), and release of inflammatory mediators into the
Further, to evaluate the added benefit of a second skin all play a key role [1–3].
treatment regimen combined with pharmaceutical acne A large number of acne treatments are available,
treatment in patients with inadequate initial response. including benzoyl peroxide, antibiotics, and retinoids.
Materials and Methods: Patients with moderate and Being a multifactorial disease, combination therapy is
moderately severe facial acne were recruited in this open‐ often recommended, and the treatment of choice depends
label, pilot study. A single treatment regimen consisted of on acne severity and presence or absence of inflammatory
three weekly facial treatments with topically applied gold and/or non‐inflammatory acne lesions [4–6]. In order to
microparticles and diode laser pulses. Outcome measures target the major mechanisms of the acne pathogenesis,
were the proportion of patients with ≥40% improvement patients with more severe acne are typically prescribed
in number of acne lesions (weighted lesion count [WLC]) either systemic antibiotics in combination with a topical
at 12 weeks (single treatment regimen, primary outcome agent or systemic isotretinoin [4]. Both treatment mod-
measure), 24, and 36 weeks from baseline (two treatment alities are associated with potential problems. With
regimens), safety, and patient satisfaction. antibiotics, there is a risk of developing resistant strains
Results: A total of 28 patients were enrolled in the study of C. acnes and other bacteria [4,5], whereas isotretinoin
(18 males, 10 females, 19 patients with moderate acne is teratogenic and can cause a number of adverse effects
severity, 9 with moderately severe, mean age: 19.8 years). maybe including depression [7,8]. Since the above‐men-
Twenty‐five patients underwent analysis for outcome tioned therapies need to be administered daily, patient
measures. After a single monotherapy treatment regimen, adherence is mandatory and compliance issues especially
76% patients (19/25) achieved ≥40% reduction in WLC with topical treatments are not rare. It is therefore
(mean WLC reduction: 63%; SD: 13%). Of the patients
undergoing two treatment regimens (n = 9 patients), 56%
experienced a reduction in acne lesion burden (WLC) Conflict of Interest Disclosures: All authors have completed
≥40% at 24 weeks and 89% 36 weeks post‐baseline. Mean and submitted the ICMJE Form for Disclosure of Potential
pain score was 4.0 (SD: 1.3), and transient erythema and Conflicts of Interest and have disclosed the following: Dr. C. Bay
and Dr. CSK Fuchs received research grants from Sebacia Inc. M.
perifollicular edema were commonly noted after treat- Haedersdal received research grants from Sebacia Inc., Procter &
ment. Most patients (81%) were either “satisfied” or “very Gamble, Lutronic, Leo Pharma A/S, and Galderma A/S. Dr. HL
satisfied” with the treatment. and Dr. MA have nothing to disclose.
* Correspondence to: Christine Sofie Krohn Fuchs, MD,
Conclusion: Acne therapy based on selective photother- Department of Dermatology, Bispebjerg Hospital, University of
molysis with gold microparticles shows promise and may be Copenhagen, Nielsine Nielsens Vej 17, DK‐2400 Copenhagen, NV,
Denmark. E‐mail: christine.sofie.krohn.fuchs.04@regionh.dk
used in treatment of moderate to moderately severe acne. Received 2 October 2018; revised 11 April 2019; Accepted 18
April 2019
Key words: gold microparticles; selective photothermo- Published online in Wiley Online Library
lysis; acne vulgaris (wileyonlinelibrary.com).
DOI 10.1002/lsm.23099

© 2019 Wiley Periodicals, Inc.


2 ACNE TREATMENT WITH MICROPARTICLES AND OPTICAL PULSES

desirable for both patients and healthcare professionals to the treatment area, and drug‐induced acne. Prior to
consider in‐office treatments [9]. treatment, patients had to comply with the following
Targeting sebaceous glands by selective photothermoly- wash‐out periods of other acne medications; isotretinoin
sis has been of significant interest as a new, potential acne for 6 months, other systemic medications for 4 weeks,
therapy, but so far limited success has been achieved due to topical retinoids for 2 weeks, over‐the‐counter products
low absorption of near‐infrared light by the pilosebaceous for 1 week, and any laser treatment for 8 weeks.
unit and sebaceous glands [10–12]. Introducing light
absorbing exogenous chromophores through pore openings Study Design
and exposing them to light pulses, has been demonstrated Patients attended five study visits, Figure 1 sum-
to partially overcome this issue [10–13], and the method marizes the study design. At baseline, a non‐blinded
carries potential as an acne therapy [14–16]. Recently investigator counted on site the number of facial inflam-
spherical gold microparticles with strong plasmon reso- matory and non‐inflammatory acne lesions. Since proper
nance absorption in the near‐infrared region have been identification of inflammatory acne lesions requires
developed as light absorbing chromophores [17,18]. palpation of the lesions, photos were not used during the
Studies involving massaging of gold microparticles counting process. The monotherapy treatment regimen
followed by exposure to optical pulses have demonstrated consisted of three treatments (at baseline, week 1, and
that selective photothermolysis of pilosebaceous units can week 2). At a 12‐week follow‐up visit the number of
be achieved with this combination [19]. Specifically, in inflammatory and non‐inflammatory acne lesions was
pre‐ and postauricular human skin, histology immedi- counted and the change in inflammatory lesion count
ately post‐treatment showed local thermal injury in 84% (ILC) from baseline to week 12 was calculated. Based on
of infundibula and in 47% of superficial portions of the response to treatment and reduction in ILC, patients were
sebaceous glands after a single laser session [19]. To be categorized as either responders or sub‐responders.
noticed, sebaceous glands are situated more superficially Responders were defined as patients with a ≥40%
in pre‐ and postauricular skin, compared with central improvement in ILC and received no further treatment.
facial skin. Sub‐responders were identified as patients with <40%
In this study, we evaluated efficacy, safety, and patient improvement in ILC relative to baseline and were offered
satisfaction of a single monotherapy treatment regimen an additional treatment regimen as well as adjuvant acne
with gold microparticles and diode laser exposure in therapy if deemed necessary. The second treatment
patients with moderate and moderately severe acne. regimen included three treatment days (at week 12, week
Further, for patients with the inadequate initial response, 13, and week 14) and two follow‐up visits at weeks 24 and
a second treatment regimen along with pharmaceutical 36 post‐baseline. See Figure 1 for details.
acne treatment was offered and the potential added
benefit was evaluated. Gold Microparticles and Diode Laser Treatment
Each treatment session included facial washing, then
MATERIAL AND METHODS massaging 3 ml of a CE marked gold microparticle
suspension SEB‐250 (Sebacia, Inc., Duluth, GA) into the
The trial was a pilot, open‐label, one‐arm, multicenter
patient’s facial skin, keeping the skin under the massager
study conducted at two centers in Denmark and one in
constantly wet and completing two to three passes around
Switzerland from February 2016 through December 2016.
the face for 10 minutes [19]. Superficial suspension was
The clinical trial was approved by the Danish Research
wiped with wet gauze to prevent superficial epidermal
Ethics Committee (H‐15015260), Danish Medicines
overheating, and the skin was exposed to optical pulses
Agency, the Danish Data Protection Agency and Swiss
from an 800 nm diode laser (LightSheer; Lumenis Inc.,
Ministries of Health (Swissmedic ID: 2015‐MD‐0021).
Santa Clara, CA or Vectus Laser; Cynosure, Westford,
Written consent was obtained from all participants. The
MA). The diode laser had either a 9 × 9 mm or a
trial was registered at Clinicaltrials.gov (NCT02758041)
12 × 12 mm square spot with pulse duration of 30 ms
and conducted in accordance with the guidelines for Good
and radiant exposures in the range of 25–35 J/cm2 (mean:
Clinical Practice and the Declaration of Helsinki.
33.1 J/cm2, SD: 2.5 J/cm2). We performed thermal relaxa-
tion calculations by modeling the sebaceous gland as a
Patients and Inclusion Criteria sphere to choose an optimal pulse duration. According to
Eligible patients were men and women 16–45 years of the theory of selective photothermolysis, pulse duration
age at baseline with a clinical diagnosis of facial acne should be shorter than the thermal relaxation time (TRT)
vulgaris with an Investigator’s Global Assessment (IGA) of the target to minimize heat diffusion outside the
of acne severity score of 3 (moderate) or 4 (moderately targeted volume [13,20]. Based on the formu-
severe), and with 20–75 inflammatory lesions on the la, TRT=d2/(27 × thermal diffusivity) , where d is the
cheeks, forehead, and/or chin. Patients had to be in good diameter of the target and a thermal diffusivity of
general health, willing to participate, able to give 0.0013 cm2/s, a pulse duration of 30 ms was chosen to
informed consent, Fitzpatrick phototypes I–III, and target sebaceous glands of ≥0.32 mm diameter, consider-
comply with protocol requirements. Exclusion criteria ing that sebaceous glands have a substantial uniform
included pregnancy, history of keloid formation, tattoos in optical absorption. This pulse duration was chosen as a
FUCHS ET AL. 3

Fig. 1. Study flow chart. Each patient had one treatment regimen with treatments at baseline,
week 1, and week 2. At follow‐up, week 12, number of inflammatory acne lesions were counted
and the change in inflammatory lesion count (ILC) was calculated. Based on the change in ILC,
patients were categorized as either responders and offered no further treatment, or sub‐
responders and offered a second treatment regimen. The second treatment regimen consisted of
three additional treatments (weeks 12, 13, and 14) and follow‐up visits weeks 24 and 36 post‐
baseline. [Color figure can be viewed at wileyonlinelibrary.com]
4 ACNE TREATMENT WITH MICROPARTICLES AND OPTICAL PULSES

compromise to target small sebaceous glands (e.g., Aalborg, Denmark, 2 patients; Geneva, Switzerland, 6
0.32–0.50 mm) and possibly also larger glands (0.50– patients. First treatment regimen was complete by 25
1.0 mm) per the theory of selective photothermoly- patients (89%), whereas three patients withdrew pre-
sis [13,20]. Laser pulses were delivered in two passes maturely (two patients started other acne medication
with a target overlap of 10% to all facial areas except nose before week 12, one was lost to follow‐up). See Figure 1
and upper lip, typically with a total of ≥450 pulses per for details.
treatment session. Contact cooling was provided by the
laser’s actively cooled tip.
Efficacy
Outcome Measures At 12‐week follow‐up, 19 of 25 patients (76%) experi-
The counts of inflammatory and non‐inflammatory acne enced a decrease in WLC of ≥40% (mean reduction: 63%,
lesions were converted to weighted lesion count (WLC, SD: 13%). Treatment efficacy varied, ranging from 3% to
adapted after Hongcharu et al. [21]), at weeks 12, 24, and 89% clearance in WLC. The variation in treatment
36 post‐baseline. efficacy is illustrated in Figure 2 and the treatment
The primary outcome measure was the proportion of response for two patients is illustrated in Figures 3 and 4.
patients with ≥40% improvement in WLC after a single IGA distributions at baseline, 12 weeks, and 24 weeks are
treatment regimen at 12‐week follow‐up visit. WLC was shown in Figure 5. A dramatic reduction in the fraction of
calculated as a weighted sum of comedones, papules, patients with higher IGA scores of 3 and 4 is seen,
pustules, and nodules. Following weights were used: especially at 24 weeks. Overall, there was a significant
open and closed comedone 0.5; papule 1; pustule 2; and decrease in WLC at week 12 compared with baseline
nodule 3. (P = 6.13 × 10−7).
Secondary outcome measures were the proportion of sub‐ Ten patients were categorized as sub‐responders of
responders with ≥40% improvement in WLC after two whom nine received a second treatment regimen and were
treatment regimens evaluated at weeks 24 and 36, safety offered adjuvant acne therapy as per clinical indication.
evaluated as pain and local skin reactions (LSRs), and At 24 weeks follow‐up five patients (56%) had a reduction
patient satisfaction. Pain intensity was rated on a numeric in WLC ≥ 40%, (mean reduction: 57%; SD: 13%). Adjuvant
rating scale (NRS) from 0 to 10 (ranging from 0: no pain to acne therapy was introduced at week 24, where six sub‐
10: severe pain) and LSRs were evaluated in all patients responders were prescribed facial topical and/or oral acne
immediately after treatment. Patient satisfaction was medication (topical adapalene and benzoyl peroxide,
evaluated at weeks 12 and 36. Patients were asked to rate topical and systemic antibiotics, and isotretinoin). At 36‐
the treatment results on a categorical scale ranging from 1 week follow‐up 89% of patients had a WLC reduction of
to 5 (1, very satisfied; 2, somewhat satisfied; 3, neither ≥40% (mean WLC decrease: 69%, SD: 18%).
satisfied nor dissatisfied; 4, somewhat dissatisfied; 5, very Sub‐responders and responders were comparable at
dissatisfied). All clinical evaluations were performed by the baseline in terms of age (mean: 20.4 years vs. 19.2 years,
same trained physician in each center. P = 0.42). Regarding IGA, a slightly higher fraction of sub‐
responders had IGA4 (40%) compared with responders
Statistics (27%), however not significant (P = 0.46). In terms of
gender, there was a tendency of a higher proportion of
Despite being a pilot study, a relatively large sample men in the sub‐responder group compared to the
size of 28 patients was selected to reliably assess efficacy responder group (80% vs. 47%, respectively, P = 0.09).
and to confirm that LSRs and adverse events remained at
an acceptable level. Data are presented as descriptive
statistics with before‐after comparisons. Efficacy data
(change in WLC at weeks 12, 24, and 36) were normally
distributed and are presented as proportions with means
and standard deviations. Safety parameters (pain) pre-
sented as means and standard deviations. Paired t test
was performed to compare WLC at baseline and 12‐week
follow‐up. Tests were two‐sided. A level of P < 0.05 was
considered statistically significant. SPSS software (ver-
sion 22.0; IBM Corporation, Armonk, NY) was used for
the calculations.

RESULTS
A total of 28 patients (18 males, 10 females, age Fig. 2. Distribution of treatment efficacy measured in change in
range of 16–31, mean: 19.8 years) were included in the weighted lesion count week 12 post‐baseline. Illustration of
efficacy distribution in all 25 patients at week 12 post‐baseline.
study. At baseline, 19 patients had moderate acne (IGA,
Note that no patients had 0% or an increase in weighted lesion
3), 9 moderately severe (IGA, 4). Patients were enrolled count. [Color figure can be viewed at wileyonlinelibrary.com]
as follows: Copenhagen, Denmark, 20 patients;
FUCHS ET AL. 5

Fig. 3. Photographs of a patient at baseline and 12 weeks post‐baseline. (a)–(c) Baseline images
of an acne patient with moderate acne (Investigators Global Assessment scale, 3). (d)–(f) 12
weeks post‐baseline images. After a single treatment regimen, the patient had a reduction in
weighted lesion count at 71% and an Investigators Global Assessment scale of 2. [Color figure can
be viewed at wileyonlinelibrary.com]

Safety DISCUSSION
Mean pain score during treatment was 4.0 (SD: 1.3). This is the first clinical, multicenter, pilot study that
LSRs included erythema and perifollicular edema and investigates efficacy and safety of monotherapy with gold
were commonly observed but resolved within hours. In microparticles and diode laser pulses in patients with
three patients, superficial epidermal erosions were ob- moderate and moderately severe acne. It is also the first
served after laser treatment. Small 2 × 2 mm dark study to investigate the potential added benefit from a
macules were observed in treatment areas in three second treatment regimen in patients with the inade-
patients, either during or after treatment procedures, quate initial response, defined as <40% reduction in ILC.
and dermoscopy revealed nonspecific homogenous pig- We found that 76% of patients achieved a WLC decrease
mentation. Clinically, the dark macules lightened sig- of ≥40% after one treatment regimen, with a mean
nificantly over time. Two patients decided to have the reduction of non‐inflammatory and inflammatory acne
remnants removed by punch biopsies whereas a third lesions at 63%. In sub‐responders receiving a second
opted for no intervention. treatment regimen, 56% had a decrease of ≥40% in their
WLC after 24 weeks. It should be noted that none of the
sub‐responders received any concomitant acne medica-
Patient Satisfaction tion before week 24, hence the decrease in WLC can be
At 12‐week follow‐up visit 81% of all patients reported attributed to the monotherapy alone. Thirty‐six weeks
that they were either “very satisfied” or “somewhat after the final treatment, 89% exhibited an improvement
satisfied” with the treatment. For sub‐responders 78% in WLC of ≥40%. Amongst the 89%, 67% (six of nine
(seven of nine patients) responded “very satisfied” or patients) received adjuvant acne therapy. The results
“somewhat satisfied” with the treatment at 36‐week indicate that a single monotherapy treatment regimen
follow‐up visit. was efficacious in reducing acne lesions, and that
6 ACNE TREATMENT WITH MICROPARTICLES AND OPTICAL PULSES

Fig. 4. A good responding patient before and after a single treatment regimen. (a)–(c) Baseline
images of a patient with moderate acne (Investigators Global Assessment scale, 3). (d)–(f) Images
12 weeks post‐baseline. An 80% reduction in weighted lesion count was observed in this patient
after a single treatment regimen. [Color figure can be viewed at wileyonlinelibrary.com]

patients may benefit from a second treatment regimen,


even more so when used in conjunction with adjuvant
acne medication. Additionally, treatment had long‐term
effect on acne severity, supporting previous study’s
results [19].
In the current study, microparticles acting as chromo-
phores for near‐infrared light are delivered to pore
openings, followed by exposure of near‐infrared
light [19,22]. The putative mechanism of action is that
the pilosebaceous unit with infundibulum and sebaceous
gland is heated due to light absorption by gold micro-
particles, leading to localized thermal damage which
vaporizes follicular content and injures the sebaceous
glands resulting in a decrease in sebum production.
Fig. 5. Investigators global assessment score distribution
amongst patients from baseline to 24 weeks post‐baseline. Collectively, these changes retard the formation of acne
Distribution of Investigators Global Assessment (IGA) scores lesions resulting in improved lesion counts over
between patients illustrated at baseline, 12 and 24 weeks post‐ time [15,19,23]. This mechanism is considered to be
baseline. Baseline and 12 weeks post‐baseline include all 25 somewhat similar to that of isotretinoin, which also has
patients, week 24 include the sub‐responders receiving a second
treatment regimen. Week 36 data are not included in the graph, an impact on sebum production [24].
as six of nine sub‐responders received concomitant acne The treatment efficacy after a single treatment regimen
treatment after week 24. corresponds well to previous studies, investigating gold
microparticles and diode laser pulses. In a randomized,
FUCHS ET AL. 7

controlled trial, 34% reduction in facial acne ILC was patients. Moreover, it was a drawback that 3 of 28
shown at 12 weeks, compared with the control population patients were lost to follow‐up and therefore not included
exposing a spontaneous reduction in ILC of 16%[19]. In the in the efficacy analysis. Coming investigations could focus
present study, we found that the mean ILC reduction on controlled trials to better reflect the benefit of gold
amongst all patients was 45%, and further that 60% had a microparticle treatment compared with other acne treat-
reduction in ILC of ≥40%. In another trial, a reduction of ments, as well as future split face crossover studies could
49% of inflammatory lesions was observed compared with clarify the true efficacy of laser alone compared with laser
a 22% reduction in the placebo group, at week 12 [19]. In and gold microparticles. In the study, a fixed pulse
contrast to the two previous studies, we applied WLC as duration of 30 ms was used. This could potentially have
the primary outcome measure for efficacy. WLC includes spared smaller (<0.32 mm size) sebaceous glands accord-
both inflammatory and non‐inflammatory acne lesions, ing to the theory of selective photothermolysis, whereas
and thus provides a more comprehensive view on the larger glands most likely would undergo selective photo-
patient's skin status. However, ILC was used as the thermolysis during the same exposure [13,20]. Exploring
parameter for retreatment since the majority of acne scars other pulse durations could be a future avenue of
originate from inflammatory‐ and post‐inflammatory le- research.
sions [25–27]. Thus, a second treatment regimen was In conclusion, a single regimen of thermal treatment
offered to patients with <40% improvement in their ILC 12 using gold microparticles led to a reduction in acne
weeks post‐baseline to primarily improve their overall skin burden for a large part of the included patients, with
status but also to prevent the risk of future acne scars. high patient satisfaction, and tolerable side effects. For
Overall, the current treatment was tolerated well and with patients with an initial inadequate response, a second
a safety profile similar to other laser skin treatments, treatment regimen appeared safe and led to a reduction in
including hair removal procedures [28–30]. Adverse events acne burden, both with and without adjuvant acne
included mild to moderate pain, transient erythema, and therapy.
perifollicular edema, all resolving within hours [28–30].
Hence, compared with potential adverse events seen with
ACKNOWLEDGMENT
isotretinoin, the treatment is safe to use [31]. The minor
epidermal erosions observed during laser treatment might This trial was initiated and sponsored by Sebacia Inc.,
be due to increased heat deposition to the skin, either due the manufacturer of SEB‐250 microparticle suspension.
to insufficient cooling, bulk heating, or inadequate removal
of residual gold microparticles from the skin surface [32]
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