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of Pulmonary and Critical Care Medicine, Second Affiliated Hospital of Fujian Medical University, Quanzhou,
China; c Department of Respiratory, First Affiliated Hospital of Guangzhou Medical University, Guangzhou, China;
d Department of Respiratory Medicine, Hunan Provincial People’s Hospital, The First Affiliated Hospital of Hunan
Normal University, Changsha, China; e Department of Medical Oncology, Meitan General Hospital, Beijing, China;
f Department of Respiratory Medicine, Changhai Hospital, Navy Military Medical University, Shanghai, China
Hai-tao Zhang, Yong-hong Xie, and Xing Gu contributed equally to Prof. Fa-guang Jin
Department of Pulmonary Diseases, Tangdu Hospital
the study. Air Force Medical University
569 Xinsi Road, Xi’an, Shaanxi 710038 (China)
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E-Mail karger@karger.com
168 Changhai Road, Shanghai 200433 (China)
www.karger.com/res
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2 Respiration Zhang/Xie/Gu/Li/Zeng/Li/Liu/Wang/Bai/
DOI: 10.1159/000495298 Jin
University of Edinburgh
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balloon catheter was introduced through the working channel of a
BOS c d
Silicone bronchial spigots used in this study were fabricated from
chin implants (Kangning Medical Device, Shanghai, China). The
chin silicone implants were trimmed into two sizes of dumbbell- Fig. 1. Bronchoscopic management of persistent air leaks. a Iden-
shaped silicone plugs (5–7 mm in diameter and 15–20 mm in tification of the responsible bronchus by balloon detection. b Au-
length). If the size of bronchial plug was inappropriate, they were tologous blood and thrombin solution were instilled into the bron-
trimmed accordingly. The middle of the silicone plug was tied using chial tree. c Silicone bronchial spigots were fabricated from chin
#0 surgical suture with a knot to adjust orientation (Fig. 1c). Bron- implants. d Silicone spigots were inserted into the targeted bronchi.
choscopes with a 2.8-mm diameter working channel (BF-260,
Olympus Medical Systems) and grasping forceps (FG-26C-1, Olym-
pus Medical Systems) were used for insertion of the silicone plugs
into the targeted bronchi. After reaching the target bronchus, the as mean ± standard deviation. Categorical data are expressed as
plug was inserted into the bronchus by adjusting the angle and direc- proportions. Statistical analysis was performed using one-way
tion of the spigot (Fig. 1d). Multiple spigots could be placed at the ANOVA, Pearson’s χ2 test, and Kruskal-Wallis test. If the test
same time, and this procedure could be repeated during the treat- yielded significant effects, Bonferroni correction was used (post
ment period when the doctor deemed it to be necessary. hoc) to identify the specific significant differences between indi-
vidual groups. Statistical analysis was performed using SPSS ver-
Outcome Measures sion 24.0 (IBM Corporation, Armonk, NY, USA). A two-sided p ≤
All patients were continuously observed for up to 14 days after 0.05 was considered to be statistically significant.
enrollment. When there is no bubbling in the water-seal drainage,
the intercostal drainage tube was then clamped for at least 1 day.
Chest X-ray or chest CT was then dynamically performed to con-
firm lung re-expansion. Complete re-expansion was defined as up Results
to 10% residual pneumothorax. Patient symptoms during treat-
ment, such as chest pain, cough, temperature, haemoptysis, among
others, were documented. A visual analogue scale was used for Patient Characteristics
scoring the criteria of chest pain and cough. Patients could receive Of 197 patients with PAL who were screened, 17 with
necessary treatment at the discretion of the physician (including confirmed bronchopleural fistula in a previous bronchos-
antibiotics, non-steroidal anti-inflammatory drugs, bronchodila- copy test, 18 with failed transbronchoscopic balloon de-
tors, etc.). Patients were discharged in stable clinical condition for
a minimum of 12 h after CTD removal. tection, and 12 who were deleted from the database due
to early withdrawal were excluded, leaving 150 subjects
Statistical Analysis for analysis in this study; a flow diagram is shown in Fig-
A priori, sample size calculation was based on the estimated ure 2. The mean age of the 150 subjects (139 male) was
successful pneumothorax resolution rate in observation before the 55.7 ± 14.9 years, 107 patients (71.3%) had a history of
study. The effective rate of CTD was approximately 50%, and ap-
proximately 80% for ABP and BOS. Each group required at least smoking, and the average size of pneumothorax was 54.53
47 patients to attain a power of 80% to detect a difference, with a ± 13.25%. All patients were diagnosed with SSP based on
two-sided significance level of 5%. Continuous data are expressed the British Thoracic Society guideline definition. These
129.215.17.190 - 3/26/2019 2:24:09 AM
Enrollment
Excluded n = 17
Patients with BPF n = 17
Allocation
Fig. 2. CONSORT diagram for the trial. BPF, bronchopleural fistula; CTD, chest tube drainage; ABP, autologous
blood patch; BOS, bronchial occlusion using silicone spigots.
patients had at least one of the following conditions: Table 1. Patient characteristics (n = 150)
chronic obstructive pulmonary disease (n = 65), pulmo-
nary bullae (n = 47), pneumonia (n = 24), pulmonary can- Characteristic Value
cer (n = 20), bronchiectasis (n = 11), asthma (n = 9), and Age, years 55.7±14.9
pulmonary fibrosis (n = 6). Characteristics of the study Male sex 139 (92.7)
participants are summarized in Table 1. Smokers 107 (71.3)
Each of the three groups (i.e., CTD, ABP, and BOS), Size of pneumothorax, % 54.53±13.25
comprising 50 patients each, had comparable baseline Underlying lung disease
Chronic obstructive pulmonary disease 65 (43.3)
characteristics in terms of age, sex, and pneumothorax
Pulmonary bullae 47 (31.3)
size (Table 2). The location of pneumothorax was also Pneumonia 24 (16)
similar among the groups, although the responsible bron- Pulmonary cancer 20 (13.3)
chus was not detected in patients in the CTD group. Bronchiectasis 11 (7.3)
Asthma 9 (6)
Pulmonary fibrosis 6 (4)
Outcomes
At the study endpoint, successfully resolved pneumo- Data presented as mean ± standard deviation or n (%).
thorax was found in 30 (60%), 41 (82%), and 42 (84%) of
patients in the CTD, ABP, and BOS groups, respectively.
Both ABP and BOS resulted in significant improvement
compared with CTD (p < 0.016, for all). Furthermore,
there was a significant difference in duration of air leak Complications
stop, lung re-expansion, and hospital stay in favour of The three patient groups exhibited similar rates of
ABP and BOS when compared with CTD (p < 0.016, for chest pain (>30 mm on visual analogue scale), cough (>30
all). However, parameters between ABP and BOS were mm on visual analogue scale), and fever (>38 ° C). It should
not statistically different (p > 0.016, for all) (Table 3). be noted that all patients in the ABP and BOS groups ex-
129.215.17.190 - 3/26/2019 2:24:09 AM
4 Respiration Zhang/Xie/Gu/Li/Zeng/Li/Liu/Wang/Bai/
DOI: 10.1159/000495298 Jin
University of Edinburgh
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Table 2. Characteristics of the different groups
Characteristic Group p
CTD (n = 50) ABP (n = 50) BOS (n = 50)
Data presented as mean ± standard deviation or n (%). p values were calculated using one-way ANOVA, χ2
test, or Kruskal-Wallis non-parametric test. ABP, autologous blood patch; BOS, bronchial occlusion using
silicone spigots; CTD, chest tube drainage; NA, not applicable.
Table 3. Outcomes
Outcome Group p
CTD (n = 50) ABP (n = 50) BOS (n = 50)
Data presented as n (%) or mean ± SD. p values were calculated using one-way ANOVA, χ2 test, or Kruskal-
Wallis non-parametric test. * p < 0.016 compared with chest tube drainage (CTD) using post hoc Bonferroni test.
ABP, autologous blood patch; BOS, bronchial occlusion using silicone spigots.
perienced temporary haemoptysis (<10 mL), the vast ma- senting with APF and PALs. Finally, 150 patients with
jority of them appeared within the first 24 h after broncho- PALs (despite 7 days of CTD) admitted to five large hos-
scopic treatment; however, only 6 participants in the CTD pitals were analysed during the period 2014–2017. We
group experienced haemoptysis. Four patients in the BOS found that patients who received either ABP or BOS ex-
group experienced spigot displacement, including one hibited higher pneumothorax resolution rates than those
case with final treatment failure (the plug was expecto- in the CTD group in a further 14-day observation. Addi-
rated) and three with final treatment success (at the time tionally, ABP and BOS significantly decreased the dura-
of removal of bronchial plug) (Table 4). tion of air leak stop, lung re-expansion, and hospital stay.
PAL is a challenging clinical problem in SSP patients
Discussion with APF. Evacuation of intrathoracic air using CTD is
recommended as an initial treatment for APF [6, 11, 22].
Our investigation was the first prospective, random- However, in some patients with particularly severe dis-
ized multicentre study in China comparing CTD, ABP, ease (similar to patients in our study), resolution of an air
and BOS as alternative treatments for SSP patients pre- leak using CTD alone may take weeks or even months
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Complication Group p
CTD (n = 50) ABP (n = 50) BOS (n = 50)
Data presented as n (%). p values were calculated using χ2 test. * p < 0.016 compared with CTD using post hoc
Bonferroni test. ABP, autologous blood patch; BOS, bronchial occlusion using silicone spigots; CTD, chest tube
drainage; NA, not applicable; VAS, visual analogue scale.
until the chest tube can be removed [4]. Previous research promote blood clotting in the lung to enhance the seal
has shown that there is a 50% chance of air leak resolving effect [19]. Reported endobronchial implants include
between days 7 and 14 with prolonged observation with silicone spigot [17, 31], one-way valves [32], metallic
CTD [10]. Our data demonstrated that 30 of 50 patients stents [33], and septal defect closure devices [34]. Bron-
in the CTD group experienced cessation of air leak be- chial occlusion therapy using silicone-based spigot as a
tween days 7 and 28. This suggests that CTD is an effec- treatment for PAL was originally developed by Wata-
tive and basic treatment for SSP. nabe et al. in 1991 [31]. This group also developed en-
Surgical intervention of PALs has been the definitive dobronchial Watanabe Spigots (EWS, Novatech,
approach in patients in whom air leaks do not resolve us- France) to treat 60 patients with PAL of various aetiolo-
ing conservative means [6, 11, 23]; however, many SSP gies. In nearly 80% of cases, they were able to eliminate
patients are not fit for surgery by virtue of the severity of or reduce air leaks [17].
their underlying diseases, or are unwilling to proceed In the present prospective, randomized, controlled
with surgery. Under these circumstances, bronchoscopic study, patients who underwent ABP and BOS treatment
techniques have been among the therapeutic options for experienced success rates of 82 and 84%, respectively.
decades [3, 7]. The endoscopic approach is particularly Our results are somewhat higher than those published in
attractive because of its relatively low invasiveness, which previous studies (nearly 80%). This may be due to the dif-
is of great value especially for PAL patients who are at ferent composition of included subjects. For example, we
high surgical risk. excluded patients with failed transbronchoscopic balloon
There are two main strategies for the treatment of detection, while previous studies included patients with
PAL in bronchoscopy – sealants or implants. Among various aetiologies such as bronchopleural fistula. Fur-
the sealants reported are autologous blood [15, 16], fi- thermore, ABP and BOS treatment also shorten the dura-
brin glue [24], cyanoacrylate glue [25, 26], oxidized cel- tion of air leak stop, lung re-expansion, and hospital stay,
lulose [27], albumin-glutaraldehyde glue [28], and hy- compared with CTD.
drogel [29]. Autologous blood was used as the injection There were no severe complications recorded in our
material to treat pneumothorax and PAL, not only be- study. Patients in the different groups experienced sim-
cause of its favourable bioadhesive properties, but also ilar rates of chest pain, cough, and fever. All patients
because it is relatively safe and is easily archived [15]. experienced haemoptysis (< 10 mL) as a result of bron-
The instillation of autologous blood through a chest choscopic intervention; however, the incidence was
tube for the successful management of PAL was first 10% in the CTD group. This is due to the fact that the
documented by Robinson in 1987, with a success rate of patients received bronchial injection of autologous
85% in 25 patients with difficult, chronic, or recurrent blood or the silicone plugs rubbed against the bronchi-
pneumothoraces [30]. Endoscopic catheter-guided de- al wall. We noted that four patients experienced plug
livery of autologous blood was described by Wiaterek et displacement, but only one case was defined as a treat-
al. [16]. Simultaneously, thrombin could be applied to ment failure.
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6 Respiration Zhang/Xie/Gu/Li/Zeng/Li/Liu/Wang/Bai/
DOI: 10.1159/000495298 Jin
University of Edinburgh
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Some limitations should also be acknowledged. First, Acknowledgements
the size of pneumothorax is generally considered as a
We would like to thank and acknowledge the study investiga-
reliable indicator of pneumothorax severity at present, tor, coordinator team, and participants for their support of this
and there is no difference in the average size of pneumo- study.
thorax among the three treatment groups after random-
ization. However, due to the routine operating proce-
dures and ethical requirements, the patients in the CTD Statement of Ethics
group after randomization did not undergo balloon test,
which may cause selection bias in the composition of Research ethics boards at each institution approved the study,
patients in the bronchoscopy group and the chest drain- as well as the Institutional Review Board (IRB) at Tangdu Hospital,
Xi’an, China (IRB number: 2013027). Written informed consent
age group. In future research, it is necessary to make a was obtained from the patients or their immediate relatives. All
more rigorous distinction between patients with or procedures were performed in accordance with the tenets of the
without multiple air leak areas. Second, although the Declaration of Helsinki.
subjects and the data collectors were not informed of the
assigned treatment groups, double-blinding is difficult
to achieve in a study like this. Third, a possible limita- Disclosure Statement
tion of the present study was that no bronchial silicon
plugs similar to the EWS® are yet listed in China. The The authors declare no conflicts of interest.
plugs used in our study were trimmed from chin silicone
implants. Improper plug size may induce the displace-
ment of plugs and affect the success of BOS. However, Funding Sources
this situation is not very common (4 of 50) in the hands This study was sponsored and funded by grants from Health
of the skilled operators in our study. Public Welfare Industry Research Projects of China (201402024).
In conclusion, in our study involving SSP patients with
APF accompanied by PALs, we demonstrated that com-
bined intervention with both ABP and BOS lead to high- Author Contributions
er success rates, a shorter duration of air leaks, faster lung
re-expansion, and shorter hospital stay than treatment H.Z., Y.X., and X.G. performed the analysis and manuscript
writing. W.L., Y.Z., S.L., Z.L., H.W., and C.B. conducted the data
with CTD alone. Bronchoscopic intervention did not in- collection. C.B. was crucial to the data collection and analysis of
crease the rate of severe complications. We believe that the study. F.J. had full access to all the data in the study and takes
both ABP and BOS are safe and effective procedures for responsibility for the integrity of the data and the accuracy of the
treating PALs. data analysis.
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8 Respiration Zhang/Xie/Gu/Li/Zeng/Li/Liu/Wang/Bai/
DOI: 10.1159/000495298 Jin
University of Edinburgh
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