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Journal of Food Engineering 153 (2015) 28–38

Contents lists available at ScienceDirect

Journal of Food Engineering


journal homepage: www.elsevier.com/locate/jfoodeng

Sucrose crystallization in caramel


Elizabeth Miller, Richard W. Hartel ⇑
Department of Food Science, University of Wisconsin, 1605 Linden Drive, Madison, WI 53706, USA

a r t i c l e i n f o a b s t r a c t

Article history: Caramel is a dairy-based confection with a continuous phase consisting of amorphous sugars and dis-
Received 13 August 2014 solved dairy solids with proteins and fat globules dispersed throughout. In some caramels, sugar crystals
Received in revised form 19 November 2014 are desirable for their contribution to texture. The crystals disrupt the continuous phase, providing what
Accepted 21 November 2014
is known as a ‘‘short’’ texture. At the extreme, fudge is known as a well-crystallized caramel. However,
Available online 16 December 2014
little is known about how crystal content influences the textural and physical properties of caramel.
By changing sucrose to corn syrup ratio, type of corn syrup and water content in caramel formulations,
Keywords:
the effects of sucrose crystal content on textural properties such as hardness, tensile strength, strain at
Caramel
Crystal content
break, and cold flow were studied. However, since crystallization is a separation process, changes in crys-
Texture tal content also resulted in variations in the viscosity of the continuous phase, which also influenced car-
Cold flow amel textural properties. Thus, the results were interpreted as a combination of two, sometimes
competing, effects. Increased crystal content decreased cold flow, with cold flow approaching zero as
crystal content increased above 25–30%. Tensile strength and strain at break also decreased as crystal
content increased, again reaching a minimum value at crystal content of about 25%. Hardness, on the
other hand, was significantly influenced by the viscosity of the continuous phase and less so by crystal
content. Knowing the effects of sucrose crystallization on textural properties allows caramel manufactur-
ers to more precisely select the ideal formulation for their final product.
Ó 2014 Elsevier Ltd. All rights reserved.

1. Introduction glucose, maltose or the higher order saccharides in corn syrup


(Hofberger, 2009).
Caramel is used extensively in the food industry in many differ- Grain inhibitors are used to control crystallization (graining)
ent product types with its unique flavor and texture being the larg- and to create smaller crystals overall (Tjuradi and Hartel, 1995).
est drivers of its appeal (Steiner et al., 2003). The consistency of In general, the ratio of sucrose to grain inhibitors, along with pro-
caramel ranges from liquid to free-standing, cut and wrap pieces cessing conditions like agitation, are normally what differentiates
all the way to hard candy-like products (Flanyak, 1991). Several grained from ungrained caramels (Hofberger, 2009). Even with
elements play a role in influencing overall texture; most notably, appropriate grain inhibitors, improper handling could cause a car-
‘graining’ or the extent to which sucrose crystallizes in a caramel amel to crystallize that was intended to be ungrained. Various corn
(Flanyak, 1991). The level of graining dictates whether a caramel syrups, sugar alcohols and invert sugar may be used as grain inhib-
stretches for a very long distance when pulled or has a ‘short’ tex- itors, but corn syrup is the most common. The necessary level of
ture like that of fudge (Lenz and Hartel, 2005). corn syrup depends on the level of processing the caramel sees
The physical state of sucrose, the main bulking sweetener in (Kitt, 1993). Caramels with higher levels of corn syrup can with-
caramel, is critical to texture and shelf life (Ergun et al., 2009). stand more handling, such as pumping or transport through valves
Crystallized sucrose has sharp angles that create fault points and and pipes without graining.
physically break up the continuous carbohydrate and protein The most frequently used corn syrup in confections is 42DE
matrix, yielding a shortened texture when pulled (Lenz and (dextrose equivalent) (Kitt, 1993; Hofberger, 2009). Lower DE corn
Hartel, 2005). Sucrose increases the perceived sweetness of the fin- syrups lead to tougher finished caramels (Steiner et al., 2003;
ished caramel due to its greater sweetness impact compared to Hofberger, 2009) due to increased viscosity caused by higher
amounts of large molecular weight molecules (Steiner et al.,
2003; Cakebread, 1970; McMaster et al., 1987). The lower the DE
⇑ Corresponding author. Tel.: +1 608 263 1965. of a corn syrup, the more viscous it is. Excessively high levels of
E-mail address: rwhartel@wisc.edu (R.W. Hartel). corn syrup lead to the defect ‘cold flow’ (Cakebread, 1971, 1972),

http://dx.doi.org/10.1016/j.jfoodeng.2014.11.028
0260-8774/Ó 2014 Elsevier Ltd. All rights reserved.
E. Miller, R.W. Hartel / Journal of Food Engineering 153 (2015) 28–38 29

defined as the tendency of a material to deform under its own hydrogenated palm kernel oil, SilkoÒ 32-05, was supplied by AAK
weight, over time (Warnecke, 1995). Higher levels of corn syrup (Port Newark, NJ). Salt was supplied by Morton Salt, Inc. (Chicago,
solids decrease the amount of sucrose that crystallizes out and IL). Soy lecithin, ClearateÒ B-60, was supplied by W.A. Cleary Prod-
increase the amount of dissolved solids in the continuous phase ucts, Inc. (Somerset, NJ). All of the batches of caramel were made
(Hartel, 2001). within the same lot of ingredients and the order of production
Direct quantification of crystalline content in caramel has pro- was randomized. All caramels were made in duplicate.
ven challenging. Crystal separation techniques are difficult since
all steps must be performed carefully so as not to affect the crystal 2.1. Caramel formulations
content before measurement. External measurement techniques
include X-ray diffraction and high-resolution nuclear magnetic The formulations for the caramels were adaptations of repre-
resonance (NMR). X-ray diffraction is not very sensitive and sentative formulas used in the candy industry (Jackson, 2000;
high-resolution NMR is expensive and time consuming; both Hofberger, 2009). The initial moisture content of the premix was
methods are also limited in caramel due to the crystalline contri- set to 30%. The formulations were standardized to 2.5% protein
bution from the fat (Lenz and Hartel, 2005). Microscopic analysis and 12.5% fat in the finished caramel. The formulas were composed
can be done but is difficult in opaque or highly supersaturated sys- using ingredient composition (e.g., water, sucrose, corn syrup sol-
tems and is limited by imaging constraints (Porter and Hartel, ids, protein and lactose) to ensure that all other components were
2013). One promising, noninvasive measurement technique is held constant.
Time Domain-Nuclear Magnetic Resonance, or TD-NMR. This tech- The three variables investigated in this study were ratio of
nique quantifies the solid fraction of a system and has been sucrose to corn syrup, DE of corn syrup, and moisture content in
employed with great success in determining solid fat content in the finished product (Table 1). The control formula was used as
lipids. It has also been used to determine crystal content in simple the middle point for all three variables and was made with a ratio
confectionery systems such as fondant where the solid fraction of sucrose to corn syrup of 70:30 (w/w), 42DE corn syrup, and 10%
consists solely of sucrose crystals (Porter and Hartel, 2013). This final moisture content. The ratio of sucrose to corn syrup was on a
technique has yet to be employed in more complex systems that solids basis of the added sugar. The sucrose contributed by the
contain solids other than sucrose crystals (e.g., dairy protein and sweetened condensed skim milk was accounted for in the amount
fat in caramel). of dry sucrose added.
As an alternative to direct measurement, crystal content can be The range of sucrose to corn syrup ratios investigated captured
calculated based on a mass balance such as in Crystal Mass Frac- commercial products that are normally intended to be ungrained
tion, CMF (Lenz and Hartel, 2005). CMF takes into account the sol- or only slightly grained, as well as the very high ratios that are pri-
ubility of the supersaturated species at a given temperature, as marily seen in artisanal products due to their low processing toler-
well as the moisture content of the finished product. Assuming ance. The moisture contents investigated cover the typical range
that all other molecules (i.e., water and nonsucrose saccharides) seen in commercial cut and wrap caramels (Hofberger, 2009).
are excluded from sucrose crystals, CMF is calculated by subtract- The types of corn syrups used in the caramels made with different
ing the maximum dissolved sucrose content at a given tempera- DEs spanned the full range of commonly used corn syrups. The vis-
ture, in the presence of other formula solids, from the total cosity (in Poises), at 27 °C of the investigated 36DE, 42DE and 64DE
sucrose in the formula. CMF is reported as a percentage of the corn syrups were 1800, 1000 and 400, respectively.
whole system and is given as (Ergun et al., 2009):
ðST  SS Þ 2.2. Caramel cooking procedure
CMF ð%Þ ¼ ð100Þ ð1Þ
ðW T  W W Þ
All ingredients were weighed into 2400 g batches and stirred
where ST is total sucrose in the finished product on a 100 g water until homogenous. Caramels were cooked in a 4-quart induction
basis, SS is solubility of sucrose at a given temperature on a 100 g saucepan (Carlisle, Oklahoma City, OK) using a SR-951T, 120V,
water basis, WT is total solids in the formulation on a 100 g water 1400 W induction cook-top (Sunpentown, City of Industry, CA). A
basis and WW is the weight of the water portion or, 100 g. scraped surface stirring apparatus was constructed out of heat
CMF assumes phase equilibrium and therefore would not be resistant spatulas (Newell Rubbermaid Inc., Atlanta, GA) to elimi-
able to describe candy in an amorphous state but is useful for prod- nate burn-on. Caramels were stirred during cooking by attaching
ucts that attain phase equilibrium. The assumption of phase equi- the stirring apparatus to a Stir-Pak laboratory mixer (Model
librium is not unreasonable given that once nuclei are formed, 50002-10, Cole Palmer, Vernon Hills, IL). A TraceableÒ (Control
crystallization will proceed until the driving force of supersatura- Company, Rochester, NY) long-stem thermometer was suspended
tion has been exhausted (Hartel, 2001). Low molecular mobility 3=
4 of the depth into the caramel and 4 cm from the bottom of the
could result in this timeframe being very long, but if seeding or agi- pot.
tation were employed at the proper temperature, such as in the The premix was loaded into the pot and homogenized using a
case of grained caramels, phase equilibrium is inevitable. Smart StickÒ immersion blender (Cuisinart, Stamford, CT) for
A systematic investigation into the most common caramel for- 1 min. The induction burner was set to 43 °C and the premix
mulation changes and their effect on extent of graining and result- warmed to 45 °C and held for 10 min between 45 and 55 °C. The
ing textural consequences has not been done. The aim of this premix was then homogenized again with the hand blender for
research is to catalog the effects of ratio of sucrose to corn syrup, 1 min to emulsify the fat into smaller droplets after it had com-
moisture content and DE of corn syrup on crystal content and their pletely melted (melt point 35 °C) and to ensure the sugars were
influences on texture. fully dissolved. The induction burner was then turned up to
121.1 °C and the premix heated to its final cooking temperature.
2. Materials and methods All heating rates were about 3 °C/min. The entire process occurred
with continuous, 90 rpm scraped-surface stirring.
Granulated sugar was supplied by Royal Ingredients Group After the caramel reached its final cooking temperature, it was
(Alkmaar, Netherlands). All corn syrups were provided by Archer immediately removed from the burner and poured into a heat jack-
Daniels Midland (Decatur, IL). Sweetened condensed skim milk eted z-blade mixer preheated to 43–46 °C for agitation to induce
was provided by Galloway Company (Neenah, WI). Partially nucleation. The z-blade mixer was then sealed with adhesive cling
30 E. Miller, R.W. Hartel / Journal of Food Engineering 153 (2015) 28–38

Table 1
Premix formulations for the caramels (35% water in premix; 12.5% fat and 2.5% protein in final cooked caramel).

Ingredient (%) Control Sucrose:corn syrup ratioa Moisture contentb Corn syrup typec
70:30, 10%, 42DE 50:50 60:40 80:20 90:10 8% 12% 36DE 62DE
Sucrose 29.71 18.87 24.31 35.17 40.58 30.14 29.31 29.76 29.72
Corn syrupd 20.16 33.59 26.89 13.45 6.73 20.29 20/04 20.24 19.87
SCSMe 19.44 19.45 19.42 19.41 19.43 19.00 19.85 19.44 19.44
Water 20.62 18.03 19.32 21.91 23.20 20.72 20.52 20.50 20.91
PKOf 9.47 9.46 9.46 9.46 9.46 9.25 9.68 9.46 9.46
Salt 0.40 0.40 0.40 0.40 0.40 0.40 0.40 0.40 0.40
Lecithin 0.20 0.20 0.20 0.20 0.20 0.20 0.20 0.20 0.20
Total 100 100 100 100 100 100 100 100 100
a
Sucrose to corn syrup (42 DE) ratios on dry, w/w basis of added sugar. Caramels made with 10% moisture.
b
Caramels made with 70:30 sucrose to 42DE corn syrup; DE – dextrose equivalents.
c
Caramels made with 10% moisture content and 70:30 sucrose to corn syrup.
d
Corn syrup at 43° Baume.
e
Sweetened condensed skim milk.
f
PKO – palm kernel oil.

film before the lid was applied to limit moisture loss. The z-blade film (Parafilm M, Bemis Company, Inc., Neenah, WI), with a water
mixer was turned on immediately after the chamber was sealed. vapor transmission rate, WVTR, of 1 g/m2 d at 38 °C and 90% RH
The same agitation rate of about 50 rpm was applied to all cara- and stored in an incubator set to 25 °C until immediately before
mels though the agitation time differed. each test. The tests performed on the caramels were moisture anal-
Due to the effects of solute concentration on boiling point, the ysis, aw, color analysis, cold flow, and texture analysis including
caramels had to be cooked to slightly different temperatures in tensile testing for tensile strength and strain at break as well as a
order to reach their target moisture contents. Caramels made with penetration test for hardness.
12% moisture were cooked to 113.3 °C, while the caramels made After the specially shaped molds for cold flow, tensile and com-
with 8% moisture had to be cooked to 121.1 °C. The caramels were pression testing were filled, a 283 ml plastic container (Newell
formulated and scaled on a weight basis and not on a molar basis; Rubbermaid Inc., Atlanta, GA) was filled with the remaining
as a result, the caramels made with 62DE corn syrup had more low caramel, minimizing headspace. This caramel was used for the col-
molecular weight molecules per gram than the caramels made orimetric, moisture and aw analysis.
with lower DE corn syrups, and therefore required a higher cooking
temperature (117.8 °C) to reach 10% moisture. All of the other car- 2.5. Analytical tests
amels reached 10% moisture when cooked to 116.7 °C.
2.5.1. Colorimetry
2.3. Agitation time experiment The colorimetric test for L⁄, a⁄ and b⁄ was performed on a
Minolta Chroma Meter CR-300 (Minolta Corporation, Ramsey,
Sufficient agitation was needed to ensure phase equilibration; NJ), which was calibrated ever day before use. The colorimeter
however, excessive agitation could lead to incorporation of air, was placed directly on the surface of the 283 ml container of cara-
breaking of the emulsion or drying out of the caramel. Preliminary mel and the CIE Illuminant C was used. The color test was per-
agitation time experiments were carried out to determine the level formed before samples were taken from the container for
of agitation that would be required for each formulation before the moisture analysis or aw to ensure the surface of the caramel was
final data was collected. The required agitation was determined by unaltered. Each caramel, made in duplicate, was tested five times
evaluating the water activity (aw) of a caramel over time. Water resulting in n = 10 for each caramel formulation.
activity changes throughout the crystallization process as the
sucrose crystals are removed from solution and it eventually 2.5.2. Moisture analysis
reaches a constant value at phase equilibrium. Water content was measured on a 795 Titrino Karl Fischer titra-
Batches of caramel were agitated for different lengths of time tion unit (Metrohm Ltd., Herisau, Switzerland), which uses a
and aw was then measured daily for two weeks. The caramels were potentiometric endpoint and calculates the moisture content of a
considered to have reached phase equilibrium once aw did not sample using the volume of titer consumed and the weight of
change significantly over time. Sufficient agitation was determined the sample (Bruttel and Schlink, 2006). A 4:3 methanol:formamide
such that the samples would be equilibrated within three days solution was used to dissolve the caramels prior to analysis in the
after production. water-jacketed sample chamber which was heated to 50 °C. A sam-
It was determined that caramels made with a 90:10 ratio of ple size of 0.15–0.2 g was used (Bruttel and Schlink, 2006). To
sucrose to corn syrup required only 15 min of agitation, caramels ensure the most accurate reading, the Karl Fischer unit was cali-
made with 80:20 ratio required 30 min and the caramels with brated weekly with a known quantity of deionized water to deter-
70:30, 60:40 and 50:50 ratios all required 1 h of agitation. The car- mine the strength of the titer solution. In addition, every day
amels were checked using air incorporation as an indicator, micro- before use, an adjustment factor was calculated based on the aver-
scopically and by comparing the densities of the caramels before age reading given by 5 tests run on deionized water.
and after agitation to ensure over-agitation did not occur.
2.5.3. Water activity
2.4. Sample preparation for analytical testing An AquaLab 3TE aw meter (Decagon, Pullman, WA) was used
with the temperature control set to 25 °C. The sample cups were
Immediately after agitation, the warm caramel was extracted filled with a layer over the bottom of the cup about 3 mm deep.
from the z-blade mixer and filled into the various molds for anal- Due to the slow-diffusing nature of caramel, the aw meter was
ysis. All filled molds were sealed in plastic containers with paraffin set to the continuous reading mode where the chamber remains
E. Miller, R.W. Hartel / Journal of Food Engineering 153 (2015) 28–38 31

sealed while the meter takes many, consecutive readings. The aw 2.6. Crystal content calculations
meter was allowed to run until two consecutive readings agreed.
Each caramel was tested in triplicate resulting in n = 6 for each A crystal predictor was developed to calculate the amount of
formulation. crystalline sucrose in the samples once phase equilibrium was
reached. The predictor was based on Eq. (1). Ss was determined
2.5.4. Cold flow using data from literature on the solubility of sucrose in the pres-
For the cold flow test, two-piece, Teflon molds with cylindrical ence of corn syrup solids and lactose (Jonathon, 2004; Nickerson
voids 19 mm in diameter and 19 mm in height were used. These and Moore, 1972). Statistical analysis of the data indicated that lac-
molds were oiled prior to filling to ensure the caramel came out tose and corn syrup affected sucrose solubility to the same extent
cleanly, without disrupting the internal microstructure that had and therefore, the assumption was made that their effects were
established in the cylinders during equilibration. Three cylinders, additive. Further, corn syrups with different DE have been shown
19 mm in diameter and height, of caramel were removed from to decrease the solubility of sucrose to the same extent, so the
the Teflon molds immediately prior to analysis and placed on a same sucrose solubility calculation was used in the predictor for
0.05 mm acetate sheet (3 M Company, Maplewood, MN) on a flat all caramel formulations (Jonathon, 2004; Tjuradi and Hartel,
platform. The initial diameter of each of the three cylinders was 1995).
measured in duplicate using a digital caliper. After initial measure- The mass fractions for all of the significant components
ment of the diameter, the samples were placed in a chamber set to (sucrose, fat, water, nonsucrose saccharides, etc.) of the caramel
25 °C with a dish filled with a saturated salt solution of Mg(NO3)2 were first calculated. The grams of nonsucrose saccharides present
hexahydrate, resulting in a relative humidity of 55%. The samples in the caramel were converted to a 100 g water basis. Sucrose sol-
were held in the chamber for 24 h before measuring the diameter ubility in the presence of the nonsucrose saccharides was deter-
again, in approximately the same locations. The six initial diameter mined using the regression model from Jonathon (2004). This
readings were averaged and the six readings taken after the testing was then converted back to grams dissolved sucrose, which can
period were averaged to capture the change in diameter. Cold flow be subtracted from the sucrose mass fraction to yield the percent
was reported as percent change in diameter. This procedure was crystalline sucrose in the sample. From the mass balance, the com-
carried out for both replicates of the caramel formulation. position of the continuous phase was also calculated.
Although it was not possible to confirm this CMF calculation
2.5.5. Texture analysis experimentally on these caramels, this was the same approach
A TA.XT2 texture analyzer (Surrey, UK) loaded with Stable used by Porter and Hartel (2013) on fondants made with varying
Micro Systems Exponent Software was used for all texture analysis corn syrup content. Since those calculations were experimentally
tests. Dog bone-shaped molds made out of silicone were used for confirmed by TD-NMR measurements, it was assumed that similar
tensile testing. These molds were also oiled prior to filling. The calculations used here gave a reasonably accurate representation
dog bone shaped samples were loaded into the upper grip first of CMF at equilibrium.
(TA-96B gripping rig) and the probe arm was tared to ensure any
differences in sample weights would not be read as a force on
2.7. Statistical analysis
the probe arm. The probe arm was then lowered and the caramel
clamped in the bottom grip. The probe arm ascended at a test
Statistical analysis was performed on JMP software (SAS, Cary,
speed of 10 mm/s until the arm traveled its full path length of
NC). The first test performed was a one-way analysis of variance
270 mm. The peak force encountered by the probe arm was
(ANOVA), at a 95% confidence level, comparing the results of the
recorded as the tensile strength. Five separate readings for tensile
test for each treatment with the results of all other treatments
strength were taken for each caramel, which was made in dupli-
for that test. One-way ANOVA results are reported as [F (degrees
cate, resulting in n = 10.
of freedom (df) within groups, df between groups) = x, p = y]. The
Strain at break was recorded as the distance the caramel
ANOVA was used to determine if statistically significant differ-
stretched during the tensile test before being pulled into two
ences existed between the means of the different treatments. If a
pieces. Strain at break was reported as percent change in gage
significant difference was detected by the ANOVA, a post hoc
length at the point of breakage. Five separate readings for strain
Tukey’s honestly significant difference (HSD), at the a < 0.05 level,
at break were taken for each caramel, made in duplicate, resulting
was used to compare individual means for statistical significance.
in n = 10.
For compression testing, small, aluminum pans measuring
28 mm in diameter and 10 mm in height (VWR North American, 3. Results and discussion
West Chester, PA) were filled with caramel with excess allowed
to form a dome above the top lip of the pan. A 6.4 mm diameter Crystallized (grained) caramel is a multi-phase system made of
stainless steel, spherical probe (TA-8) and a TA-98 confectionery sucrose crystals, emulsion droplets and protein aggregates dis-
holder were used during compression analysis. The samples were persed homogeneously throughout an amorphous continuous
prepared by taking a sharp knife and slicing the dome of excess phase. This continuous phase contains all the water, corn syrup
caramel off of the sample, leaving a piece that was 10 mm thick. solids, milk solids and sucrose dissolved to saturation. Since the
A fresh surface was exposed immediately prior to testing to ensure primary goal of this study was to quantify the relationship
no case hardening occurred on the surface, resulting in falsely high between crystal mass fraction (CMF) on textural attributes of car-
readings. The probe descended at a pretest speed of 10 mm/s until amel, it was important to understand the nature of each phase of
the trigger force of 5 g was encountered. The probe then descended the system. In this study, it was assumed that the protein and fat
into the sample 8 mm at the test speed of 5 mm/s. After the test, phases were similar across all formulations and that the crystalline
the probe arm ascended at a post-test speed of 20 mm/s. The peak sucrose content played the dominant role in governing textural
force encountered by the probe as it descended into the sample properties. Thus, the main parameters that would be expected to
was recorded as hardness. Between samples, the probe was influence textural properties of the caramels in this study were
washed with water and then acetone to remove any caramel or considered to be CMF and the nature of the continuous phase, pri-
fat that might have adhered (Kilcast and Roberts, 1997). Five pans marily viscosity as influenced by water content, composition, and
of each caramel, made in duplicate, were tested resulting in n = 10. DE of corn syrup solids.
32 E. Miller, R.W. Hartel / Journal of Food Engineering 153 (2015) 28–38

3.1. Final caramel component distribution tions were calculated on a percent of total caramel basis using
the mass balance equations.
The moisture contents in all caramels were within 0.1% of their Crystal content increased as the ratio of sucrose to corn syrup
target final moisture content. A one-way ANOVA comparing the increased (Fig. 1a). The continuous phase of the caramels made
Karl Fisher moisture analysis results showed that no statistically with higher ratios of sucrose to corn syrup had a much higher
significant differences existed between the means of the caramels amount of water in comparison to dissolved sucrose and nonsu-
with a target moisture content of 10% [F(50, 8) = 1.6943, crose solids. This would lead to a less viscous continuous phase.
p = 0.1231]. Fig. 1b shows the decrease in crystal content in caramels made
To determine the crystal content and composition of the fin- with increasing total moisture. The increase in mass fraction of
ished caramels, the formulations were input into the predictor the continuous phase consists of increased dissolved sucrose.
based on the solids of the premix along with the analyzed moisture Higher levels of water in the continuous phase and a lower propor-
content of the finished product. As expected, the amount of crystal- tion of corn syrup would result in lower viscosity. Fig. 1c demon-
line sucrose in the caramels increased as the ratio of sucrose to strates that caramels made with different types of corn syrup
corn syrup increased (Fig. 1a). Since the moisture contents of the were compositionally consistent. What is not captured in Fig. 1c,
samples were the same, the increase in crystallinity at higher ratios however, are the differences in the characteristics of the corn syr-
of sucrose to corn syrup was due to the reduction in grain inhibit- ups themselves. Lower DE corn syrups are more viscous than those
ing saccharides as well as an increase in the mass fraction of with higher DE. Thus, even though the moisture content of the con-
sucrose. This resulted in more substrate available for crystalliza- tinuous phase was the same, its viscosity would be lower in cara-
tion. As expected, crystal content increased with lower moisture mels made with higher DE corn syrups.
content as this increased the level of sucrose supersaturation As sucrose molecules crystallize out of solution, all nonsucrose
(Ergun et al., 2009) (Fig. 1b). The crystal content was effectively components are concentrated in the continuous phase as the crys-
the same as the control for all of the formulations using different tal phase volume increases (Heathcock, 1985; Hartel, 2001). After
corn syrups. Based on the assumption that all corn syrup fractions crystallization to equilibrium, the continuous phase includes all
and DEs affect sucrose solubility to the same extent (Tjuradi and of the initial lactose, corn syrup solids, the protein and ash contrib-
Hartel, 1995) and since the moisture contents were not signifi- uted by the dairy source, as well as dissolved sucrose to the extent
cantly different, the calculated crystal contents were the same. governed by the effect of lactose and corn syrup solids on solubil-
The overall distribution of caramel composition including crys- ity. For this calculation, fat was not considered part of the contin-
tal content, moisture content and relative mass distribution within uous phase due to it being dispersed, hydrophobic and
the continuous phase gives insight to its viscosity. The composi- noninteracting. Since water was excluded from the crystals during

(a) 100 (b) 100


90 90
80 80
Composition (%)
Composition (%)

70 70
60 60
50 50
40 40
30 30
20 20
10 10
0 0
50% 60% 70% 80% 90% 8% 10% 12%
Sucrose (%) Moisture Content (%)

(c) 100
90
80
Composition (%)

70
60
50
40
30
20
10
0
36 42 62
Dextrose Equivalent (%)

Fig. 1. Composition of caramels, on a total caramel basis. (a) Caramels made with different ratios of sucrose to corn syrup; (b) caramels made with different total moisture
contents; (c) caramels made with different Dextrose Equivalent (DE) of corn syrup. Black represents fat (constant at 12.5%), white represents crystalline sucrose and the gray
represents the continuous phase where the lightest gray is dissolved sucrose, the medium gray is nonsucrose solids (corn syrup solids, lactose, protein and ash) and the dark
gray is total moisture content.
E. Miller, R.W. Hartel / Journal of Food Engineering 153 (2015) 28–38 33

graining, the continuous phase became more dilute after crystalli- Maillard browning, which lead to a lower L⁄-value. The opposing
zation. The moisture content in the continuous phase has an influence is that the caramels made with 8% moisture had less
impact on overall texture by affecting the viscosity of the continu- water in the continuous phase and therefore greater crystallinity,
ous phase; more water leads to a less viscous continuous phase. Fig. 1b, to lighten the color. These competing forces lead to a max-
For caramels made with 10% moisture on a total weight basis, imum in lightness at 10% moisture. The caramel with 8% moisture
moisture content in the continuous phase increased as the ratio was darker than the caramel with 10% total moisture due to
of sucrose to corn syrup increased due to the exclusion of water increased color development during the cooking process, while
from the sucrose crystals into a concomitantly smaller continuous the caramel with 12% moisture was darker because more of the
phase (Fig. 2a). dark-toned caramel matrix could show through the lower level
Competing factors affected moisture in the continuous phase in of crystallization. A nonlinear trend would be anticipated due to
caramels made with different final moisture contents (8%, 10% and the competing factors affecting color as moisture content changed.
12%). Crystal content decreased with higher total moisture, which For different corn syrup types, significant differences existed
would mean phase volume was larger for the water to occupy and between the means [F(27, 2) = 20.6129, p < 0.0001]. A post hoc
could result in lower moisture content in the continuous phase. Tukey’s HSD showed that the caramels made with 62DE corn syrup
However, the increase in total moisture in the product more than had significantly lower luminosity (p < 0.0001) than the caramels
compensated for the smaller continuous phase volume, resulting made with 36DE and 42DE corn syrups, which were not statisti-
in a net increase in moisture in the continuous phase (Fig. 2b). cally different from one another (p = 0.8650). All three formulas
No effect of corn syrup type on moisture content in the continuous had the same crystal content; however, the extra reducing sugars,
phase was predicted since crystal content and total moisture con- longer cooking time and higher cooking temperature required for
tent were the same in all of the caramels. the caramels made with 62DE corn syrup to reach 10% moisture
resulted in increased browning (Fig. 3c). A nonlinear trend would
3.2. Colorimetry be anticipated due to the higher level of reducing sugars and differ-
ences in the cooking process contributing additional color develop-
Several competing factors influenced the color of grained cara- ment in the caramels made with 62DE corn syrup.
mels in this study. Longer cooking times, elevated cooking temper-
atures or higher levels of reducing sugar would all lead to more 3.3. Water activity
Maillard browning and thus lower L⁄-values. Conversely, forma-
tion of numerous, small crystals diffract light, leading to increased Water activity is a colligative property, meaning it is affected by
opacity and higher L⁄-values. the number of molecules interacting with water. As the amount of
L⁄-value increased as the ratio of sucrose to corn syrup dissolved solids increases, aw decreases. Therefore, on a weight
increased (Fig. 3a) [F(45, 4) = 550.9501, p < 0.0001). A post hoc basis, smaller molecules have a larger impact on aw. Water activity
Tukey’s HSD determined that all of the means were statistically and moisture content do not correlate linearly. Although increased
different from each other (p < 0.0006) except for the caramels moisture content generally increases aw, the interactions within
made with 70:30 and 80:20 sucrose to corn syrup, which were the matrix also directly influence aw.
not significantly different from each other (p = 0.0822). The two Water activity increased as the ratio of sucrose to corn syrup
factors contributing to this trend were the increased crystallinity increased (Fig. 4a) [F(25, 4) = 429.6429, p < 0.0001]. A post hoc
in the higher sucrose ratios diffracting more light, increasing the Tukey’s HSD confirmed that all means were statistically different
L⁄-value and sucrose not participating in Maillard browning while from each other (p > 0.05). Forty-two DE corn syrup, with molecu-
corn syrups solids do. Replacing the reducing sugars of corn syrup lar weight of 435, had less impact on aw than sucrose, on a weight
solids with the nonreducing sucrose would lighten the color. Both basis, because its average molecular weight is larger. As a result, if
factors lead to increased L⁄-values. the samples were not grained, the caramels made with 90:10
Competing factors affect luminosity of caramels with varying sucrose to corn syrup ratio would have had the lowest aw due to
moisture contents, resulting in a maximum in the 10% moisture the higher impact of sucrose than corn syrup on aw. However,
caramel (Fig. 3b). A one-way ANOVA showed that significant differ- the level of crystallinity in the higher ratios of sucrose to corn
ences exist between the means [F(27, 2) = 50.3764, p < 0.0001]. A syrup concentrated the water in the continuous phase and con-
Tukey’s HSD confirmed that the three means were statistically dif- comitantly decreased total dissolved solids. The total solids in
ferent (p < 0.05). The elevated cooking temperature and increased the continuous phase (as a percent of the continuous phase) was
cooking time required to make the 8% moisture caramels promoted 83.5% in the caramel made with 50:50 ratio of sucrose to corn

Fig. 2. Calculated moisture content in the continuous phase. (a) Caramels made with different sucrose to corn syrup ratios (w/w on a dry basis of the added sugar) and 10%
total moisture; (b) caramels made with different total moisture contents.
34 E. Miller, R.W. Hartel / Journal of Food Engineering 153 (2015) 28–38

Fig. 4. Water activity (aw) of caramels. (a) Caramels made with different ratios of
Fig. 3. Luminosity (L⁄) of caramels. (a) Caramels made with different sucrose to sucrose to corn syrup (w/w on a dry basis of the added sugar); (b) caramels made
corn syrup ratios (w/w on a dry basis of added sugar); (b) caramels made with with different moisture content; (c) caramels made with different Dextrose
different moisture contents; (c) caramels made with different Dextrose Equivalent Equivalent (DE) of corn syrup. Black circles represent aw and gray circles represent
(DE) of corn syrup. Black circles represent luminosity and gray circles represent calculated crystal content. Means labeled with different letters are significantly
calculated crystal content. Means labeled with the different letters are significantly different. Error bars represent one standard deviation.
different. Error bars represent one standard deviation.

percent of the continuous phase) was 82.3% in the caramel made


syrup and only 76.2% in the caramel made with 90:10 ratio with 8% total moisture and only 79% in the caramel made with
(Fig. 1a). The anticipated trend line would flatten at the higher 12% moisture. The lower level of dissolved solids in the caramels
ratios of sucrose to corn syrup due to the nonlinear relationship with higher total moisture resulted in increased aw due to
between aw and moisture content, and the decreasing average decreased number of molecular interaction with the water. A non-
molecular weight of the solutes (Fig. 1a). linear trend would be expected due to the nonlinear relationship
Water activity increased as the moisture content of the cara- between moisture content and aw (Fig. 4b).
mels increased (Fig. 4b) [F(15, 2) = 345.2273, p < 0.0001]. A post Corn syrup type influenced aw of caramels, particularly in the
hoc Tukey’s HSD confirmed that all mean aws were statistically dif- caramel made with 62 DE corn syrup [F(15, 2) = 26.6667,
ferent from each other (p < 0.05). The caramels with 12% moisture p < 0.0001]. A Tukey’s HSD confirmed that aw of the caramels made
had the least crystals and thus the largest volume for water to with 62DE corn syrup, with a molecular weight of 295, was signif-
occupy as well as the most dissolved sucrose in the continuous icantly lower (p < 0.0001) than aw of the caramels made with 36DE
phase (Fig. 1b). This could lead to a lower aw; however, the high (MW = 500) or 42DE (MW = 435) corn syrup, which were not
total moisture resulted in more water overall in the system, which statistically different (p = 1.000). All three formulations had the
had a larger effect. The total solids in the continuous phase (as a same crystal content and moisture content in the continuous phase
E. Miller, R.W. Hartel / Journal of Food Engineering 153 (2015) 28–38 35

(19.4–19.5% of the continuous phase); thus, the main cause for the ear trend would be expected due to the caramels with the higher
differences in aw had to be the average molecular weight of the ratios of sucrose to corn syrup having crystal contents above the
solutes. More molecules interact with water with higher DE corn critical level.
syrups lead to lower aw (Fig. 4c). A nonlinear trend would be A change in moisture content was expected to influence cold
expected in aw as the DE of corn syrup changed due to the flow in the finished caramels [F(15, 2) = 5.2317, p = 0.0189]. A post
increased number of dissolved molecules in the continuous phase hoc Tukey’s HSD showed that the caramels with 8% moisture had
of caramels made with higher DE corn syrups. statistically lower cold flow (p < 0.05) than the caramels made with
10% or 12% moisture, which were not statistically different from
each other (p = 0.9338) (data not shown). Though there were sta-
3.4. Cold flow
tistical differences in the caramels made with different moisture
contents, the samples all exhibited less than 5% cold flow. The cold
It has been well established that graining inhibits cold flow by
flow was nearly identical, and low, in all the caramels with levels of
providing internal structure to the product, which helps resist
crystallinity above 30%.
spontaneous deformation of the caramel (Hofberger, 2009). How-
Although a one-way ANOVA indicated that significant differ-
ever, viscosity of the continuous phase also influences the response
ences [F(15, 2) = 29.0495, p < 0.0001] existed between the cold flow
to the force of gravity, with lower viscosity leading to greater flow
values in the caramels made with different types of cold flow, the
(Damodaran, 2008).
samples all exhibited less than 5% cold flow (data not shown). The
Caramels made with higher ratios of sucrose to cold syrup
level of crystallinity was the same in all of the caramels made with
exhibited less cold flow (Fig. 5) [F(25, 4) = 14.2604, p < 0.0001]. A
different types of cold flow, around 36.3%, which would be above
post hoc Tukey’s HSD showed that caramels made with 50:50
the critical level of crystallinity, as discussed previously.
and 60:40 sucrose to corn syrup were not significantly different
from each other (p = 0.2267) and that those made with 70:30,
3.5. Tensile strength
80:20 or 90:10 sucrose to corn syrup ratios were not significantly
different from each other (p > 0.05). However, cold flow in the
Tensile strength would be oppositely affected by the viscosity of
50:50–60:40 group was significantly higher than that of the
the continuous phase and by crystal content. The force required to
70:30–90:10 group (p < 0.05). The caramels made with 50:50
induce necking would increase with increased continuous phase
sucrose to corn syrup more than doubled in diameter over the
viscosity and less force would be required if the continuous phase
course of 24 h, while the caramels made with 70:30–90:10 ratios
was disrupted with crystals. This phenomenon contributes to the
exhibited a negligible amount of cold flow, less than a 5% increase
‘‘short’’ texture of grained caramels and fudge.
in diameter. The lack of cold flow was primarily due to the higher
Significant differences existed in tensile strength for caramels
crystal contents in the caramels made with higher sucrose ratios,
made with different sucrose to corn syrup ratios [F(45, 4) =
since the decreased viscosity of the continuous phase acted in
32.7738, p < 0.0001]. A Tukey’s HSD showed that the caramels
the opposite direction. The calculated crystal contents increased
made with 50:50 sucrose to corn syrup were statistically higher
linearly as the ratio of sucrose to corn syrup increased; however,
than all of the other means (p < 0.0001), the caramels made with
the cold flow results did not follow the same, linear trend
60:40 and 80:20 ratios were not statistically different from each
(Fig. 1a). There was a sharp decrease in cold flow in the caramels
other (p = 0.6470), and the caramels made with 70:30, 80:20 and
as the ratio of sucrose to corn syrup increased from 50:50 to
90:10 ratios of sucrose to corn syrup were not statistically different
70:30. This indicates there could be a critical level of graining
from each other (p < 0.05). Tensile strength of caramels decreased
above which cold flow is essentially inhibited and additional crys-
as the ratio of sucrose to corn syrup increased (Fig. 6a). The crystals
tals would not provide significantly more standup. The high vari-
acted as fault points and also led to a less viscous continuous phase
ability seen in caramels made with 60:40 ratio of sucrose to corn
which both contributed to a decrease in tensile strength. A
syrup makes it hard to confidently place where that level of cold
nonlinear trend is anticipated as the tensile strength approaches
flow truly falls. The critical level of crystallinity must be between
a minimum.
those seen in the caramels made with 50:50 and 70:30 ratios of
Significant differences existed between the means of caramels
sucrose to corn syrup (27–36.3%), though it is likely close to the
made with different moisture content [F(27, 2) = 93.0393,
level seen in the caramel made with 60:40 ratio (31.8%). A nonlin-
p < 0.0001]. A post hoc Tukey’s HSD showed that the caramel with
8% moisture was statistically higher (p < 0.0001) than the others,
although the caramels made with 10% and 12% moisture were
not statistically different (p = 0.4003). Tensile strength of caramels
decreased as moisture content increased (Fig. 6b). Viscosity of the
continuous phase and crystal content were competing forces
affecting tensile strength in the caramels made with different total
moisture contents. Less moisture in the continuous phase of the
caramels made with 8% moisture (17.7% vs. 21% in the caramels
made with 12% total moisture) as well as the higher proportion
of corn syrup in the continuous phase (Fig. 1b), resulted in a more
viscous continuous phase. The higher viscosity lead to increased
force required to initiate necking. The factor opposing the higher
viscosity of the 8% moisture caramel was the increased crystallin-
ity, which would tend to lower the tensile strength. Continuous
phase viscosity had a more significant impact on tensile strength
than crystal content and compensated for the structure-breaking
nature of the crystals. A nonlinear trend is anticipated as the ten-
Fig. 5. Cold flow of caramels made with different ratios of sucrose to corn syrup (w/
w on a dry basis of the added sugar). Black circles represent cold flow and gray
sile strength approaches a minimum level.
circles represent calculated crystal content. Means labeled with different letters are Tensile strength of caramels decreased as the DE of the corn
significantly different. Error bars represent one standard deviation. syrup increased (Fig. 6c) [F(27, 2) = 237.1557, p < 0,0001]. A post
36 E. Miller, R.W. Hartel / Journal of Food Engineering 153 (2015) 28–38

3.6. Strain at break

Graining has an effect on strain at break due to crystals


providing fault points and breaking up the continuous phase of
the caramel. Similar to tensile strength, the continuous phase
directly above and below a crystal would be physically prevented
from contributing to the cohesive nature of a caramel. This results
in less ability of the caramel to resist tearing and thus yields a
shorter texture.
The strain at break for caramels decreased with an increase in
ratio of sucrose to corn syrup (Fig. 7) [F(45, 4) = 113.5267,
p < 0.0001]. A post hoc Tukey’s HSD showed that the caramels
made with 50:50 and 60:40 sucrose to corn syrup were statistically
different from each other and the other formulas (p < 0.0001).
Caramels made with 70:30, 80:20 and 90:10 ratios were not statis-
tically different from each other (p > 0.05). The increased crystal
content (27% in the caramels made with 50:50 sucrose ratio vs.
45.2% in the 90:10 caramels) lead to shorter textures. Similar to
cold flow, the constant strain at break in the higher ratios of
sucrose to corn syrup could indicate that there is a critical crystal
content, around 30%, above which strain at break approaches a
minimum. A nonlinear trend would be expected as the crystal con-
tents approaches the critical level.
Strain at break of the caramels was not significantly affected by
changes in total moisture content. A one-way ANOVA showed that
there were no significant differences between the means of strain
at break for caramels made with different moisture content
[F(27, 2) = 0.9987, p = 0.3815] (data not shown). The caramels
made with different moisture contents all had crystal contents
above the critical level of 30%. This was likely the factor with the
largest impact on strain at break as moisture content was changed.
Strain at break also was not significantly affected by the type of
corn syrup used (data not shown). The caramels made with
different types of corn syrup had crystal contents around 36.3%
of the total caramel. Despite the change in corn syrup type, the
crystal content remained above the critical level and was likely
the predominant force dictating strain at break.

3.7. Hardness

Hardness of caramel is affected by both the viscosity of the con-


tinuous phase and level of crystallinity. A viscous sample requires
more applied force for the texture analyzer probe to displace the
Fig. 6. Tensile strength of caramels. (a) Caramels made different ratios of sucrose to caramel and reach its target depth. Crystallization has different
corn syrup; (b) caramels made with different moisture contents; (c) caramels made
with different Dextrose Equivalent (DE) of corn syrup. Black circles represent tensile
strength and gray circles represent calculated crystal content. Means labeled with
different letters are significantly different. Error bars represent one standard
deviation.

hoc Tukey’s HSD confirmed that caramels made with 36DE corn
syrup were statistically higher (p < 0.001) in tensile strength than
caramels made with either 42DE or 62DE corn syrup, which were
not statistically different from each other (p = 0.3498). Crystal
content and moisture content in the continuous phase were not
significantly different in these samples even though tensile
strengths were. The main differences in the caramels made with
different corn syrup types were the characteristics of the corn syr-
ups themselves. The higher order saccharides in the 36DE corn
syrup contributed viscosity to the continuous phase, which would
increase tensile strength. These data also reinforce that viscosity of
Fig. 7. Strain at break from the ratio of sucrose to corn syrup (w/w on a dry basis of
the continuous phase is the predominant force in determining ten- the added sugar). Black circles represent strain at break and gray circles represent
sile strength. A nonlinear trend is anticipated as the tensile calculated crystal content. Means labeled with different letters are significantly
strength approaches a minimum level. different. Error bars represent one standard deviation.
E. Miller, R.W. Hartel / Journal of Food Engineering 153 (2015) 28–38 37

effects on hardness. Crystals create a more dilute and less viscous


continuous phase, resulting in lower overall hardness. Contrasting-
ly, crystals are solid particles suspended within a liquid and can
lend a more solid character to the product. At high levels of
crystallinity, the solid nature of the crystals compensates for the
less viscous continuous phase and actually increases the hardness
of a caramel.
The overall trend indicated that the higher the ratio of sucrose to
corn syrup, the lower the hardness of a caramel (Fig. 8a)
[F(45, 4) = 168.4831, p < 0.0001]. A post hoc Tukey’s HSD showed
that all of the hardness means were statistically different
(p < 0.05) except for the caramels made with 80:20 and 90:10
sucrose to corn syrup ratios, which were not statistically different
from each other (p > 0.05). There was however, a distinct minimum
at the 70:30 ratio of sucrose to corn syrup. This was due to the sev-
eral competing factors affecting hardness as the ratio of sucrose to
corn syrup was changed. The overall decrease in hardness as the
ratio increased was potentially caused by a reduction in viscosity
of the continuous phase due to higher moisture content in the con-
tinuous phase as well as a lower proportion of viscous corn syrup
(Fig. 1a). Lower viscosity of the continuous phase would result in
the probe encountering less force during its descent into the cara-
mel. However, increased crystallinity should have led to increased
hardness in the caramels made with higher ratios of sucrose to corn
syrup as the crystals contribute a more solid character to the cara-
mel (Cakebread, 1972). As a parallel, in fondant making, corn syrup
is added to formulations in order to soften the product. Though little
analytical data exists on this subject, empirical observations indi-
cate that higher sucrose to corn syrup ratios lead to harder fondants.
At low ratios of sucrose to corn syrup, and therefore low crystal
contents, viscosity of the continuous phase appeared to be the pre-
dominant factor in determining hardness (Fig. 8a). In the higher
ratios of sucrose to corn syrup, the increased crystal content
resisted compression and should therefore have potentially
increased the hardness of the caramels to a greater extent. A min-
imum hardness occurred in the caramels made with 70:30 ratio of
sucrose to corn syrup where the continuous phase was less
viscous but there were not enough crystals in the system to con-
tribute hardness. The anticipated trend would be nonlinear due
to the competing factors affecting hardness as ratio of sucrose to
corn syrup was changed.
Hardness of caramels decreased as the moisture content
increased (Fig. 8b) [F(27, 2) = 156.7063, p < 0.0001]. A post hoc
Tukey’s HSD determined that all three means were statistically
different (p < 0.0003). Increased crystallinity is a factor contribut-
ing to the hardness of the caramel made with 8% moisture. As
noted above, the dramatic increase in hardness seen in the lower
ratios of sucrose to corn syrup indicates that higher viscosity in Fig. 8. Hardness (a) caramels made with different ratios of sucrose to CS; (b)
the continuous phase also had a significant effect on hardness, caramels made with different moisture content; (c) caramels made with different
CS types. Black circles represent hardness and gray circles represent calculated
which also contributed to hardness in the 8% moisture caramel.
crystal content. Means labeled with different letters are significantly different. Error
These results agree with the literature where lower moisture con- bars represent one standard deviation.
tent yields a firmer product (Hofberger, 2009; McMaster et al.,
1987). Higher crystal content and viscosity of the continuous phase
both contributed to hardness in the caramels made with lower 4. Conclusions
total moisture contents.
Increasing DE of the corn syrup caused a decrease in hardness of The texture and performance of grained caramels is strongly
the caramel (Fig. 8c) [F(27, 2) = 131.1683, p < 0.0001]. A post hoc influenced by many different factors from processing to formula-
Tukey’s HSD confirmed that all three means were statistically dif- tion. These parameters may be manipulated to control the desired
ferent (p < 0.0001). The major difference between the caramels texture and characteristics of the final product through their
made with different corn syrup types was the viscosity of the effects on crystal content as well as component distribution and
continuous phase. These results help to elucidate some of the viscosity of the continuous phase.
competing forces highlighted by the caramels with different ratios Increasing crystallinity decreases cold flow, tensile strength and
of sucrose to corn syrup and further confirm that viscosity of the strain at break, and slightly increases hardness. Tensile strength
continuous phase is an important factor affecting the hardness of and strain at break are both decreased due to crystals acting as
a caramel. A nonlinear trend would be anticipated due to the fault points in the continuous phase. Very high crystal contents
changing viscosities of the corn syrups. lead to slightly harder caramels. Crystal content has a larger impact
38 E. Miller, R.W. Hartel / Journal of Food Engineering 153 (2015) 28–38

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