TEE – I (2023-24)

GRADE 12
SUBJECT: Financial Markets Management M.M- 60
DATE: / / TIME: 3 Hours

Q.1) What Are OTC Markets? 1

Q.2) What is meant by Trading order? 1

Q.3) What is Investor Protection? 1

Q.4) What Is A Contract Note? 1

Q.5) Define Snap Quote. 1

Q.6) What Is Securities Pay-In And Funds Pay-In? 1

Q.7) Who is a Professional Clearing Member? 1

Q.8) In Normal Market, Trades In Rolling Settlement Are Settled On A ___ Basis. 1

1. T+1
2. T+2
3. T+3
4. T+4

Q.9) What Are Regular Lot Matching Orders? 1

Q.10) Explain Branch Order Value Limit Setup. 1
Q.11) Give the full form of IFSD? 1
Q.12) What Is Inquiry Window? 1
Q.13) The Default Password For NEAT Software Is ______. 1
Q.14) What Is Surcon? 1
Q.15) What Is The Timing For Pre-Open Session? 1

Q.16) What Does A Market Watch Window Perform? 2

Q.17) Explain Market By Price. 2
Q.18) What Is Basket Trading? 2
Q.19) What Is An Order Book? What Are The Different Order Book In NEAT System? 2
Q.20) Explain Investor Protection Fund. 2
Q.21) What Are The Consequences Of Expulsion? 3
Q.22) What are the reasons of Suspension of Business? 3
Q.23) Explain Short Deliveries And Bad Deliveries. 3
Q.24) What Are The Roles Of Several Entities Involved In The Process Of Clearing And Settling The 3
Trades Executed On Exchanges?

Q.25) What Are The Different Market Phases? 3

Q.26) What Are The Different Market Segments And Their Products? 4
Q.27) What Are Circuit Breakers? Explain The Extent Of Duration Of The Market Halt. 4
Q.28) What Are The Various Risks Involved In Settlement? 4
Q.29) Explain The Full Settlement Process In Detail. 4
Q.30 Explain The Different Types Of Margins Required In Trade Process? 4