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Study of Static Lateral Behavior of Battered Pile Group Foundation at I-10 Twin Span Bridge
Using 3D Finite Element Modeling

Ahmad Souri1, Murad Abu-Farsakh2, M.ASCE, PhD, P.E., and George Voyiadjis3, PhD, P.E.
1
Ph.D. Graduate Student, Department of Civil and Environmental Engineering, Louisiana State
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University, Baton Rouge, LA 70803. E-mail: asouri2@lsu.edu


2
Research Professor, Louisiana Transportation Research Center, Louisiana State University, Baton
Rouge, LA 70808. E-mail: cefars@lsu.edu
3
Boyd Professor, Department of Civil and Environmental Engineering, Louisiana State University,
Baton Rouge, LA 70803. E-mail: voyiadjis@eng.lsu.edu

Corresponding Author:
Murad Abu-Farsakh
4101 Gourrier Ave. Baton Rouge, LA 70808
Phone: (225) 767-9147 / Fax: (225) 767-9108
Email: cefars@lsu.edu
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Abstract

In this study, the static lateral behavior of battered pile group foundation was investigated using

three-dimensional finite element (FE) analysis. The FE model was used to simulate the static lateral
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load test that was performed during the construction of the I-10 Twin Span Bridge over Lake

Pontchartrain LA, in which two adjacent bridge piers were pulled against each other. The pier in

interest was supported by 24, 1:6 batter, 34 m-long piles in a 6x4-rows configuration. The FE model

of the battered pile group was developed in Abaqus and verified using the results from the field test.

The model utilized an advanced constitutive model for concrete, which allowed distinct behavior in

tension and compression, and introduced damage to the concrete stiffness. The soil domain comprised

of several layers in which the constitutive behavior of clay layers were modeled using the Anisotropic

Modified Cam-clay (AMCC) model, and for sands using the elastic-perfectly plastic Drucker-Prager

model. FE results showed good agreement with the results of the lateral load test in terms of lateral

deformations and bending moments. The results showed that the middle rows carried a larger share of

lateral load than the first and the last rows. The pile group resisted a maximum lateral load of 2494

metric tons at which the piles were damaged within a 6 m-zone from the bottom of the pile cap. The

edge piles carried larger internal forces and exhibited more damage compared to the inner piles. The

soil resistance profiles showed that soil layering influenced the distribution of resistance between the

soil layers. A series of p-y curves were extracted from the FE model, and then used to study the

influence of the group effect on the soil resistance. The p-y curves showed that the group effect

reduced the soil resistance in all rows, with the lowest resistance in the third row. Finally, the p-

multipliers were calculated using the extracted p-y curves, and compared to the reported p-multipliers

for vertical pile groups.


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analysis
3

Keywords: Lateral behavior, battered pile, pile group, p-y curve, Soil-pile interaction, numerical
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Introduction

The lateral behavior of piles has been well studied in the past decades, with the single pile case

mostly investigated. The lateral capacity of a single pile can be predicted by several methods
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including the well-known p-y curve method (Matlock 1970; Reese et al. 1974), elastic solution

(Poulos and Davis 1980), the strain wedge model (Ashour et al. 2004), and the finite element (FE)

method (e.g., Muqtadir and Desai 1986; Brown and Shie 1990; Trochanis et al. 1991; Yang and

Jeremic 2002; Ahmadi and Ahmari 2009; Allahverdizadeh 2015). The p-y curve represents the

variation of soil resistance at certain depth with pile deflection. Experimental investigations showed

that the soil resistance is reduced for the pile-in-group compared to isolated single pile (e.g., Brown et

al. 1987; McVay et al. 1995; Rowesta and Townsend 1997). The phenomena is commonly called

“shadowing” or the group effect. The overlapping of stress zones from the surrounding piles

apparently weakens the soil in front of the pile. The group effect is usually quantified using the p-

multiplier concept pioneered by Brown et al. (1987).

The lateral behavior of vertical pile groups is experimentally studied by full-scale testing (e.g., Brown

et al. 1987; Rollins et al. 1998; Illyas et al. 2004; Rollins et al. 2005) or in centrifuge (e.g., McVay et

al. 1995; McVay et al. 1998). Single battered piles were also studied experimentally but at lesser

degree compared to single vertical piles (e.g., Tschebotarioff 1953; Murthy 1964; Meyerhof and

Yalcin 1992). Murthy (1964) reported that negative battered piles have better lateral resistance than

vertical piles and positive battered piles. Meyerhof and Yalcin (1992) studied the effect of load

inclination on the lateral resistance of single piles with different batter angles, and reached to similar

conclusion by Murthy (1964). Poulos and Davis (1980) suggested that single battered piles can be

analyzed as an equivalent case of vertical pile under inclined load. Contrary to vertical pile groups,

experimental studies on battered pile groups are rather limited in number (Ranjan et al. 1980; McVay
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et al. 1996; Zhang et al. 1999; Zhang et al. 2002). Ranjan et al. (1980) showed that a group of one

vertical pile and one battered (negative or positive) pile has greater lateral resistance than a group of

only vertical piles. McVay et al. (1996) studied the lateral behavior of battered pile groups in-
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centrifuge at different pile spacing and pile-head fixity conditions, and found that the lateral capacity

of the battered pile group was greater than the vertical pile group at 3D and 5D spacings (D is pile

width). Zhang et al. (1999) studied the lateral behavior of single battered piles at different

inclinations. Their results showed that positive-battered piles had better resistance than vertical piles,

while negative-battered piles were weaker. They also proposed a modification for the original p-y

curves by Reese et al. (1974) to consider the effect of pile inclination. Zhang et al. (2002) investigated

the influence of dead load on the lateral capacity of battered pile groups. They found that the lateral

resistance of the battered pile groups increases with larger vertical deal loads. Meyerhof and Ranjan

(1973) studied the lateral resistance of single rigid battered piles in sand using the bearing capacity

theory. Battered piles were also studied using FE modeling. Rajashree and Sitharam (2001)

performed static and cyclic load analysis for single battered piles using hyperbolic model for the soil

reaction. Mroueh and Shahrour (2009) investigated the influence of load inclination with respect to

the pile’s axis on the axial and lateral capacity of a single battered pile in Abaqus. They showed that

the axial capacity of battered piles decreases when load inclination increase.

A full scale lateral load test was conducted on the M19 pier foundation in the I-10 Twin Span Bridge

over Lake Pontchartrain, LA (Abu-Farsakh et al. 2011a,b). The test was conducted by pulling two

adjacent piers toward each other using high strength steel strands. The maximum lateral load

achieved was 848 tons (1 ton = 9.81 kN = 1000 kg) at which one of the two strand jacks reached its

maximum stroke. One of the concerns in the test was to maintain the integrity of the structure so that

no damages or distresses occur. This was a limitation in addition to the high cost of full-scale testing.
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FE analysis provides an economical and robust tool to overcome the limitations found in experiments.

In the present study, a three dimensional FE model for the M19 pier foundation was developed in

Abaqus. The nonlinear behavior of the concrete and soil materials was considered by using advanced
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constitutive models. Deflected shapes and bending moment results from the field test were used to

verify the model. The lateral load in the FE model was further increased beyond test loads to induce

greater deformation and fully mobilize the soil resistance. The lateral behavior of the pile group is

investigated through load-displacement curves, lateral deformation profiles in piles, damage in piles,

bending moment profiles, and soil resistance profiles.

Description of the lateral load test of M19 pier foundation

The lateral load test was conducted on the M19 eastbound pier of the I-10 Twin Span Bridge over

Lake Pontchartrain, LA. The pier comprised of 24 prestressed concrete battered piles arranged in 6x4-

row configuration. The adjacent rows of piles were battered at slope of 1:6, so that two rows were

battered to the east and the other two to the west, see Figure 1. Each pile was 33.5 m long and had 0.9

× 0.9 m square section. The pile spacing at the cap level was 4.3D between rows and 2.5D between

columns. The average embedded length of the piles was 26 m, and the mudline was located 3.3 m

from the bottom of the pile cap. The pile cap dimensions were 13.4 m long × 13 m wide × 2.1 m

deep. Figure 1 also shows the layout and numbering of the piles for the eastbound pier foundation.

Numbers were used for columns, and L/ML/MT/T refers to leading, middle-leading, middle-trailing,

trailing rows, respectively. A column refers to the piles arranged in the line parallel to the lateral load

direction. A row refers to the piles arranged in the transverse direction to the lateral load. Figure 1

also shows the piles instrumented with strain gages (SG) and/or in-place inclinometers (IPI). The SGs
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were initially installed in pairs at 4.9 and 6.4 m from the pile top at the time of casting. Considering

an average cutoff length of 2.0 m in the piles, the final location of the SGs was estimated at 3.0 and

4.5 m from the bottom of the pile cap. Six inclinometers were installed over the pile length at the
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following levels: 1.5, 4.6, 7.6, 10.6, 13.7, and 19.8 m from the bottom of the pile cap.

The lateral load test was conducted by pulling the eastbound and westbound piers toward each other

using high strength steel tendons run through two 4-inch PVC pipes installed in both pile caps. The

steel strands were first anchored at the dead-end side, and then were threaded one-by-one through the

two 4-inch PVC pipes from the dead-end at the M19 eastbound pier toward the hydraulic jacks of the

live-end at the M19 westbound pier. The total lateral load was applied incrementally and designed to

reach a maximum of 907 tons. However, the maximum load achieved was 848 tons because one of

the strand jacks reached its maximum stroke. More details about the lateral load test can be found in

Abu-Farsakh et al. (2011a,b).

The subsurface soil conditions for the M19 pier were characterized by means of in-situ and laboratory

tests; this includes soil boring, laboratory testing, standard penetration tests (SPT), and cone

penetration tests (CPT). The site investigation revealed that the subsurface soil stratigraphy consists

mainly of medium-to-stiff silty clay to clay soil down to about 30.5 m deep with a layer of medium

dense sand between 11.6 and 14.9 m below the mudline. A dense sand layer was found at depths

greater than 30.5 m below the mudline. Figure 2 shows the assumed soil stratigraphy and the CPT

profile. The soil-type probability plot in Figure 2 was produced using the soil classification for CPT

sounding software “soil CPT 4.0” developed by Abu-Farsakh et al. (2008), which is based on the

probabilistic region estimation CPT classification method (Zhang and Tumay, 1999).

Description of the finite element model


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A three-dimensional geometry of the M19 pier and the soil domain was created in Abaqus v6.12, see

Figure 3. Owing to the symmetry in both load and geometry, only half of the M19 pier foundation

was modeled. The pile group and the soil domain models were created from two separate
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parts/meshes, and allowed to interact with each other using the contact feature. The holes of piles

were cut out of the soil domain, and then the piles were placed into the holes (i.e. wish-in-place).

Roller-type boundary conditions were applied at the soil domain boundaries and the symmetry plane,

as shown in Figure 3. The dimensions of the soil domain are 67 m long x 24 m wide x 36.7 m deep.

The size of the soil domain was checked to be large enough to eliminate the boundary effects. The

mesh was designed to be finer near the piles, and gradually become coarser near the boundaries.

Initially, the geostatic (or in-situ) stresses were established by applying gravity load on both soil and

pile models, and then performing a static equilibrium step. Once equilibrium was achieved, the lateral

load was applied incrementally on the side of the pile cap as: 258, 349, 440, 535, 716, 791, 848, 1134,

1587, 2041, 2494 tons. The lateral load increments up to 848 tons followed the field test loading

sequence. The soil-pile interaction was introduced using Abaqus’s contact feature, which allows soil-

pile separation and models frictional behavior at the interface. The frictional behavior was governed

by the classical Coulomb friction law with coefficient of friction µ = 0.42 (or δ = 23 deg.). Different

values for µ were also considered in FE trial tests; however, the influence was negligible on the

lateral behavior of the pile group. The latter was similarly observed in the FE study by Mroueh and

Shahrour (2007).

Pile group model


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The pile group model comprised of 10206 linear continuum brick elements (C3D8R). Two

constitutive laws for the concrete were used at the same time: linear elastic, and concrete damaged

plasticity (CDP) (Abaqus 2011). The main advantage in CDP is it allows distinct behavior in tension
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and compression, which is a major aspect for concrete material. The CDP model is an elastoplastic

model, which features: linear elasticity, the yield surface by Lubliner et al. (1989) for plasticity, and

material damage. The yield surface by Lubliner et al. (1989) is based on the Drucker-Prager yield

function and has the following form:


=

3 +  + 〈 〉 − 〈− 〉 −  Eq. 1

where α and β are dimensionless constants related to the ratio of initial equibiaxial compressive yield

stress to the uniaxial compressive yield stress, γ is a dimensionless constant that controls the shape of

yield surface in the deviatoric plane, is the second devitoric invariant of stress,  is the first

invariant of stress, σmax is the maximum principal stress, and σc is the compressive cohesion stress.

The flow rule in the CDP model is non-associative, and the plastic potential is based on the classical

Mohr-Coulomb yield function with the angle of dilation (ψ) replacing the angle of internal friction

(φ). Damage (i.e. degradation of concrete stiffness) is applied in the CDP model once the failure/yield

strength is exceeded. It is controlled by the scalar damage variable (d) which reduces the elastic

stiffness as follows:

 = 1 −  Eq. 2

Where  ,  are the damaged and undamaged elasticity matrices.
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The scalar damage variable is estimated from the distinct damage variables in tension (dt) and

compression (dc). The damage variables (dc, dt) versus strain and stress-strain curves needed for use

in the CDP model were obtained using the analytical concrete models and available modeling data
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from the literature (Mander et al. 1988; Gupta and Maesterini 1990; Jankowiak and Lodygowski

2006; Cicekli et al. 2007).

The linear elastic law was chosen for the pile cap and the upper 1.5 m of the piles, and the CDP

model was used for the remaining portion of the piles. This assumption was made to avoid the issue

of premature damage in the concrete elements at the pile cap-piles connection at small lateral load

magnitude (< 500 kips), which, in consequence, resulted in the early termination of the numerical

solution by the FE solver. The 1.5 m distance came after the choice of three elements (the element

size was 0.5 m) below the pile cap-piles connection, which were assigned with linear elastic model to

overcome the issue. The elastic modulus for the concrete was estimated using the well-known

formula (ACI 318-11):

" = 4700 ′ Eq. 3

Where,  ′ is the concrete compressive strength after 28 days in MPa (the estimated concrete strength
was 55 MPa).

The value of Poisson’s ratio for both linear elastic and CDP models was 0.2.

Steel reinforcement in piles

The piles were built with prestressed steel strands as the main reinforcement. Each steel strand was

made of seven-wire, low relaxation Grade 270 bundled steel strands, and had a diameter of 1.5 cm.

The total number of strands per pile was 36 spaced at 8.4 cm in the pile’s square section, and were 7.6
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cm away from pile’s face. The estimated prestress force per strand after considering the prestress

losses was 15.8 tons.

In the current study, the steel reinforcement was modeled using embedded shell elements (S4R). The
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embedded element technique is used to specify that an element or group of elements is/are embedded

in “host” elements. For a node of an embedded element, the translational degrees of freedom of the

embedded nodes are constrained to the interpolated values of the corresponding degrees of freedom

of the host element (Abaqus 2011). For each pile, four layers of shell elements were used in a box

shape, see Figure 4. For each shell layer, the configuration (spacing, orientation, number of bars),

properties (diameter, constitutive law), and the prestress force for steel bars was specified following

the pile’s section design. The von Mises elastic-perfectly plastic model was used to describe the

behavior of the steel material. The elastic properties for were Young’s modulus "( = 200 GPa,

Poisson’s ratio * = 0.2, and the yield stress was 1.6 GPa (ASTM A416).

Soil models

The soil domain was composed of eight layers: six clay and two sand layers, following the in-situ soil

stratigraphy. The soil domain was modeled using linear continuum brick elements (C3D8R) with a

total of 72160 elements. The constitutive laws for the soil layers were the Anisotropic Modified Cam-

clay (AMCC) model for clays (Dafalias et al. 2006), and the Drucker-Prager elastic-perfectly plastic

model for sands. The AMCC model is based on the modified Cam-clay (MCC) model, which is

derived from the critical state soil mechanics (Roscoe and Burland 1968). The AMCC model

incorporates a rotational hardening rule for the yield surface, which allows simulating the anisotropy

of naturally deposited soils (e.g.,Voyiadjis and Song 2000, Wei 2004, Elias 2008, Abu-Farsakh et al.

2015). The elastic bulk stiffness of the soil in AMCC model is proportional to the mean pressure,

which makes it increase linearly with depth. For plastic behavior, an associative flow rule was
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adopted in AMCC model, which means the direction of the plastic strain rate follows the direction of

the normal to the yield surface f, see Figure 5 . The yield function for general stress state in AMCC

model as suggested by Dafalias et al. (2006) is given as:


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, ,
 = -./0 − 1 /0 2-./0 −1 /0 2 − 3 − /0 /0 11 − 1 Eq. 4

where p is the mean stress, ./0 is the deviatoric stress tensor, M is the slope of the critical state line in

triaxial stress space, 1 is the preconsolidation pressure, and /0 is the non-dimensional deviatoric

anisotropy tensor. More details for the AMCC model formulation and features can be found in

Dafalias et al. (2006). The AMCC model was written in FORTRAN code and incorporated in Abaqus

using the UMAT subroutine (Abaqus 2011).

For the sand layers, the elastoplastic Drucker-Prager (DP) model was used. Similar to the AMCC

model, the elastic stiffness is proportional to the mean pressure, and the plastic behavior is triggered

by the hyperbolic DP yield surface (Abaqus 2011). The parameters for both AMCC and DP models

and the soil layering are summarized in Table 1. The parameters for AMCC model are: 4 is the slope

of unload-reload curve in e-log p plot, 5 is the slope of normal consolidation line in e-log p plot, Ko is
:,;<
the coefficient of lateral earth pressure (6 /8 ), /9/ is the degree of initial anisotropy ( /9/ =  ),
;<

x and C are constants which control the rate of evolution of anisotropy,  is the DP model friction

angle,  = is the cohesion in DP model. The parameters (4, 5, Ko, ) were estimated with the aid of the

CPT results and correlations found in the reference for CPT (Robertson and Cabal 2015). For the DP

model,  = represents the cohesion in the sand material and was assumed 0.5 kPa to avoid numerical

problems. The constants x and C were reasonably assumed following Dafalias et al. (2006).

Results and discussion


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The FE model was verified using the results from the lateral load test conducted on the M19 pier

(deformation profiles from IPIs, and bending moments from SGs). Additional lateral load was applied

in the FE model to induce more deformation and study the aspects of the lateral behavior of the
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battered pile group under extreme load conditions. In addition to deflected shapes and bending

moments, internal forces such the axial force in the piles, soil resistance, and p-y curves were

extracted.

Load-displacement curves

Figure 6 shows the lateral load versus displacement for the pile cap and the average for each row in

the pile group. Recall that the maximum lateral load from the field test was 848 tons. Good agreement

between the field test results and the FE model results is observed. The cap displacement from the

experiment at 848 tons was 1.7 cm compared to 1.9 cm from the FE model. In the FE simulation, the

lateral load was further increased until the piles were severely damaged and unable to sustain

additional load. The maximum lateral load achieved in the FE model was 2494 tons, which resulted

in pile cap displacement of 7.3 cm. The load-displacement curve for the pile cap exhibited slight non-

linearity, which is attributed to the nonlinear behavior of the piles and the soil as well. Figure 6 also

depicts the average lateral load carried by the piles in each row, which shows that the middle rows

(ML, MT) carried larger lateral load compared to the leading (L) and trailing (T) rows. It is noticed

that rows ML and MT carried approximately similar load percentage, which also applies to rows L

and T. At 2494 tons, the average lateral load percentage carried by each row was 22%, 31%, 28%,

and 20% in rows L, ML, MT, and T, respectively. The slight difference between rows ML and MT

was due to the tension-damage in row MT, which initiated earlier at a total lateral load of 1587 tons.

The distribution of lateral load per row observed here is different from the case of vertical piles

groups. For vertical pile groups, the largest share of lateral load is usually carried by the leading row
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followed by the 2nd, 3rd, and 4th rows, respectively (e.g. Brown et al. 1988; Ruesta and Townsend

1997; McVay et al. 1998). Such difference is attributed to the effect of the batter angle, which

modifies the mechanism of lateral resistance in battered piles. In the vertical case, the pile resists the
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lateral load by carrying shear load only, while in the battered case the pile carries both axial and shear

loads. As will be shown later, the axial load transferred to the middle rows ML and MT was

approximately three times larger than the axial loads in rows L and T.

Damage in the piles

The CDP constitutive law introduces damage by reducing the concrete modulus. This occurs in

tension and/or compression when the strength limit is exceeded. When damage is introduced, the

concrete material becomes weaker and, consequently, stresses are transferred to the embedded

reinforcing steel. In the current FE study, only damage due to tension was observed following the fact

that the tensile strength is significantly smaller (10 times less) than the compressive strength. The first

elements to get damage were in row MT piles at 1587 tons, and located 1.5 m below the pile cap.

This was expected since material damage was not a property of the elements within the top 1.5 m of

the piles.

The damage parameter  represents the reduction to the elastic stiffness of the material, and assumes

values within the range 0 < d < 1.0. A zero value for  means the material is damage free, while a

value of 1.0 means the material stiffness vanished. In numerical modeling, a value of 1.0 is not

applicable and introduces numerical problems; therefore, the maximum value of  is typically below

0.9. Figure 7 shows the damage progression in the piles with lateral load. Damage first appeared in

row MT at 1587 tons, followed by rows T and L at 2041 tons, and finally in row ML at 2494 tons. At

2494 tons, the elements located at 1.5 m below the pile cap in the trailing rows (MT and T) were
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severely damaged with  > 0.7 (notice the dark colored areas in the figure), and the damaged area

expanded to the elements located further below 1.5 m. Piles in the leading row (L) exhibited lesser

degree of damage with  < 0.5 compared to the trailing rows. The lowest damage level was observed
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in row ML with  < 0.2. It should be noted that the FE solver aborted the solution at a total lateral

load less than 2721 tons (the load increment in the FE solution was 226 tons). Therefore, it was

assumed that the last load increment completed in the FE solution (2494 tons) was the maximum

lateral load that the pile group can carry.

The damage sequence in the rows can be explained by investigating the axial load carried in each

pile. Figure 8a summarizes the variation of the axial load in each pile with increasing group lateral

load. In Figure 8a, positive axial load means compression while negative is tension. The axial loads in

the leading rows (L and ML) were in compression and increased with increasing lateral load, while in

the trailing rows (T and MT) the axial loads increased in tension. Additionally, it is noticed that the

edge piles (column 1) were subjected to the largest magnitude of axial loads among other piles in the

same row. For the damage sequence, piles in row MT were the first to get tension damage due to the

relatively large tensile axial load, which in combination with bending moment initiated tension-

damage earlier than other rows. The second to experience tension-damage was the trailing row (T),

which was subjected to lesser tensile axial load. Lastly, the leading rows (L and ML) exhibited

damage at later stages due to the compressive axial load, which counteracts the action of the bending

moment.

Moreover, within the same row, the edge piles (column 1) received more damage compared to the

inner piles (columns 2 and 3) due to the larger bending moment. For example, Figure 8b shows the

bending moments developed at the top of piles in the leading row (L). The edge pile (L1) carried
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larger bending moment (8% more) compared to the inner piles (L2 and L3). Similar behavior was

observed in other rows (ML, MT, T) as well (not shown here).

Profiles of lateral deformations


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The lateral deformation profiles for piles L6, ML2, MT2, T1, T2 are shown in Figure 9. Note that the

results of pile L6 from the full-scale test are compared to the mirror or symmetry pile L1 from the FE

model. The deflected shapes are shown for two load levels: 848 tons from the field test and FE, and

2494 tons from FE analyses only. Good agreement can be observed between the field test and FE

results at 848 tons. It can be noticed that the majority of the deformation occurred within the clay

layers (3.3-14.9 m), and diminished at the (medium dense) sand layer located at 14.9-18.3 m below

the mudline.

The lateral deformation for column 2 and row ML piles at 2494 tons are depicted in Figure 10a and

Figure 10b, respectively. For column 2 piles, it is noticed that the deflections for piles ML2 and MT2

(middle rows) was slightly greater than piles L2 and T2. Similarly, for row ML, piles ML2 and ML3

had slightly greater deformation compared to the edge pile ML1, Figure 10b. The latter observation is

also valid for the other columns / rows but not shown here for brevity.

Bending moment profiles

The bending moments from the field were deduced from the strain gage readings at 3.0 and 4.5 m

from the bottom of the pile cap in each of the instrumented piles. For 3D solid continuum elements,

Abaqus provides output for cross sections with bending moment, axial force, and shear force results.

It performs the integration of stresses for cross sections defined in the mesh, and append the results to

the output file. To obtain the bending moment profiles, multiple cross sections were defined in the

pile group mesh at the pile cap-piles connection and at 1.5, 4.6, 7.6, 10.7, 13.7, 16.8, 19.8, 22.9, and
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25.9 m from the bottom of the pile cap. A comparison between the field results and the FE bending

moments at lateral loads of 258 and 791 tons is shown in Figure 11. Good agreement is observed

between the field measurements and FE results. The bending moment profiles from FE show that the
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inflection point (i.e. zero moment) was located within 6.4-7.6 m from the bottom of the pile cap. The

location of the maximum positive moment was at the pile cap connection, while the maximum

negative moment was located at 12-13.7 m from the bottom of the pile cap. Within the same column,

the leading and trailing rows (L and T) had shallower inflection and maximum negative moment

points compared to the middle rows (ML and MT), as shown in Figure 12a.Within the same row, the

inflection and maximum negative moment points were slightly shallower for the edge piles (column

1), see for example the bending moment profiles for row L piles in Figure 12b. It is also noticed that

both points (inflection and maximum negative moment) shift deeper with increasing lateral load, as

noticed in Figure 12c.

Soil resistance

The soil resistance is investigated with the aid of soil resistance profiles and p-y curves. The soil

resistance profiles were obtained using the traditional method by double differentiating the bending

moment curve, which was fitted using high-order polynomial fit (e.g. Wilson 1998, Illyas et al. 2004,

Nip and Ng 2005, Abu-Farsakh et al. 2011a). Figure 13 presents the soil resistance profiles for

column 2 piles. It should be noted that the reference depth in the following discussion and in the

figures is taken from the mudline unless otherwise specified. The profiles show that the soil

resistance changed direction at an approximate depth of 13.7 m in all piles. The soil resistance

increased with increasing lateral load in all piles, but at different rates. The largest increase in soil

resistance was in the leading row pile L2, which is mainly due to the group effect. The resistance was

also influenced by soil layering; this can be noticed in the larger resistance in layer 2 (stiff clay, 4.5-
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7.6 m) compared to layer 3 (medium stiff clay, 7.6-11.6 m). In addition, a sharp increase in the

resistance at 2494 tons in the sand layer is noticed, which can be attributed to the larger stiffness of

the sand layer compared to the clay layers.


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The soil resistance is also investigated using the p-y curves. A p-y curve represents the soil resistance

per unit pile-length versus displacement at certain depth. For brevity, only column 2 and row ML p-y

curves are presented here, and the following discussion applies for other columns/rows as well.

Figure 14 shows the p-y curves for column 2 piles at different depths. The figure shows that the p-y

curves for pile L2 in the leading row were stiffer than those in other rows (ML2, MT2, T2). In

addition, the p-y curves for piles ML2 and T2 were approximately similar and stiffer than pile MT2,

which had the lowest soil resistance.

Figure 15 compares the p-y curves for column 2 piles and row ML piles at depth of 3 m. The

comparison also includes the p-y curve for an isolated single vertical pile, single positive battered

pile, and single negative battered pile. Those p-y curves were obtained from a separate FE models for

each single pile case. These FE models maintained the same pile dimensions, pile head condition (i.e.

fixity), batter angle for battered piles, material properties (soil, steel, and concrete), constitutive

models, soil layering, and embedded shell elements for steel reinforcement. The p-y curves for single

pile cases show that the single positive battered pile was subjected to slightly higher soil resistance

compared to the vertical and negative battered cases, which can be attributed to the effect of the batter

angle.

Within the same column (Figure 15a), the soil resistance was notably reduced for all piles in the

group compared to the single pile case, again, due to the group effect. The largest reduction in the soil

resistance was in row MT followed by rows T then ML, and finally row L. Within the same row
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(Figure 15b), the soil resistance was largest in the edge pile ML1 followed by ML2 and ML3, which

had almost the same p-y curves.

The influence of the group effect is quantitatively evaluated using the p-multiplier concept. Brown et
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al. (1988) defined the p-multiplier as the factor that reduces the p-y curve from a single pile case to

give the p-y curve for a pile-in-group configuration. The typical value of the p-multiplier is less than

unity. The p-multiplier is affected by pile group arrangement (i.e. number of rows and columns), piles

spacing (row and column spacing), and soil properties (e.g., McVay et al. 1995; Chandrasekaran et al.

2010; Ashour and Ardalan 2011). Table 2 summarizes the p-multipliers for all piles in the current

study obtained using the p-y curves at depth of 3 m, in which the p-y curve for the single vertical pile

was taken as the reference case. The p-multipliers in Table 2 for each pile are the average values of p-

multipliers calculated at displacements of 3, 4, and 5 cm, following the suggestions from previous

studies. McVay et al. (1998) reported that 2-3 cm displacement is needed to develop the average p-

multipliers. Ashour and Ardalan (2004) showed that the p-multiplier value stabilizes at

displacements greater than 2.5 cm.

The p-multipliers were highest in the edge piles (column 1) followed by the inner columns 2 and 3 for

which the multipliers were almost the same. The average p-multiplier was largest in the leading row

L followed by rows ML, T, and MT, respectively. The p-multipliers for the current study are

comparable to those from experimental studies on vertical pile groups with 4-rows (e.g., Ilyas et al.

2004; Chandrasekaran et al. 2010). The p-multipliers from the study by Ilyas et al. (2004) were 0.65,

0.49, 0.42, 0.46, and from the study by Chandrasekaran et al. (2010) were 0.76, 0.56, 0.46, 0.54 for

the 1st, 2nd, 3rd, and 4th row, respectively. The most notable similarity is in the value of the p-

multiplier for the 3rd row, which was the lowest multiplier among other rows. The slightly higher p-
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multipliers for the battered pile group for the current study can be attributed to the larger row spacing,

which was 4.3D in the current study versus 3D in the referenced studies.
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Conclusions

The lateral behavior of 6x4-row battered pile group foundation was studied using three-dimensional

finite element modeling in Abaqus. The FE model utilized advanced elastoplastic constitutive laws

for the concrete and soil materials. The constitutive model for the concrete allowed distinct behavior

in tension and compression, and introduced stiffness degradation once the failure limit stress is

exceeded. The constitutive model for the clay layers was the Anisotropic Modified Cam clay, and the

classical Drucker-Prager adopted for the sand layers. The FE model was verified using the results of

full-scale static lateral load test that was conducted on the M19 eastbound pier of the I-10 Twin Span

Bridge over Lake Pontchartrain, LA. Based on the findings of this study, the following conclusions

can be drawn:

• Good agreement was obtained between the field results and FE predictions in terms of lateral

deformations and bending moments.

• The lateral load distribution indicated that the middle rows carried 8-10% more lateral load

than the leading and trailing rows. The latter was different from the load distribution in

vertical pile groups in which the leading row carries the largest share of applied lateral load.

• The comparison between the piles in the same row showed that the edge piles carried larger

axial loads and bending moments than the other piles in the same row. Also, the edge piles

were subjected to larger soil resistance.


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• Bending moment profiles showed that the maximum positive moment was located at the pile

cap connection, and the maximum negative moment within 10D from the mudline. The

inflection point (or zero bending moment) was found within 5D from the mudline.
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• At large lateral loads, only tensile failure in the concrete piles was observed, and was initiated

near the connection with the pile cap in the trailing rows with negative batter.

• The soil resistance profiles showed that the soil resistance was influenced by soil layering.

This was observed in the higher resistance in the stiff clay and sand layers compared to the

soft and medium stiff clay layers. In addition, the profiles showed that the influence depth for

soil resistance was within 14-16D from the mudline.

• When compared to isolated single pile case, the soil resistance in the pile group was notably

reduced due to the group effect. The group effect was quantitatively represented by the p-

multipliers. The average p-multipliers per row for the battered pile group were 0.80, 0.64,

0.49, 0.59 for the 1st, 2nd, 3rd, and 4th row, respectively. The p-multipliers values were

comparable to the p-multipliers reported in previous studies for vertical pile groups.
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References

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Journal of Geotechnical and Geoenvironmental Engineering, 125(3), 179-186.


Zhang, Z. and Tumay, M. 1999. Statistical To Fuzzy Approach Toward CPT Soil Classification.
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Table 1: Parameters for AMCC and DP models


Depth Total AMCC DP
Poisson’s
Soil Type from Unit K
Mudline Weight
ratio (ν) αBCB M κ λ x C κ β ’
(m) (kN/m3) (kPa)
Soft Clay 0-4.5 19.3 0.25 0.95 0.034 0.9 0.03 0.14 1.33 4 - - -
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Stiff Clay 4.5-7.6 18.7 0.20 0.85 0.111 1.1 0.01 0.12 1.33 4 - - -
Medium Stiff Clay 7.6-11.6 17.0 0.25 0.73 0.219 1.0 0.02 0.13 1.33 4 - - -
Medium Sand 11.6-14.9 18.8 0.38 0.70 - - - - - - 0.003 53 0.5
Stiff Clay 14.9-21.3 17.7 0.20 0.65 0.271 1.2 0.01 0.12 1.33 4 - - -
Stiff Clay 21.3-24.5 19.1 0.20 0.65 0.271 1.2 0.01 0.12 1.33 4 - - -
Stiff Clay 24.5-30.1 20.1 0.20 0.60 0.363 1.2 0.01 0.12 1.33 4 - - -
Dense Sand > 30.1 19.4 0.40 0.60 - - - - - - 0.003 58 0.5

Table 2: p-multiplier values for all piles at 3 m depth

Row
L ML MT T
Column 1 0.96 0.78 0.57 0.72
Column 2 0.74 0.59 0.46 0.55
Column 3 0.70 0.57 0.43 0.51
Average 0.80 0.64 0.49 0.59
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List of Figures

Figure 1: Schematic of (a) lateral load test, (b) piles numbering and instrumentation (after Abu-
Farsakh et al. 2011a)
Figure 2: Soil stratigraphy and CPT profile (1 ft = 0.3 m)
Figure 3: Geometry and mesh of the FE model for the battered pile group
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Figure 4: Steel reinforcement in pile’s section and in FE model


Figure 5: Illustration of the AMCC yield surface in the triaxial stress space (after Dafalias 1986)
Figure 6: Load-displacement curves
Figure 7: Damage progression in the piles from FE model
Figure 8: Variation of piles’ internal forces with lateral load (a) axial load, (b) bending moment in
row L piles
Figure 9: Lateral deformation profiles for instrumented piles
Figure 10: Lateral deformation profiles for (a) column 2 piles, (b) row ML piles
Figure 11: Bending moments from strain gages and FE bending moment profiles for instrumented
piles
Figure 12: Bending moment profiles for (a) column 2 piles, (b) row L piles, (c) pile L2
Figure 13: Soil resistance profiles for column 2 piles
Figure 14: p-y curves for column 2 piles
Figure 15: p-y curves comparison for (a) column 2 piles, (b) row ML
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Farsakh et al. 2011a)


(a)

20.8 m
(b)

Figure 2: Soil stratigraphy and CPT profile (1 ft = 0.3 m)


Figure 1: Schematic of (a) lateral load test, (b) piles numbering and instrumentation (after Abu-
30
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Figure 4: Steel reinforcement in pile’s section and in FE model


Figure 3: Geometry and mesh of the FE model for the battered pile group
31
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Group lateral load (tons)

0
500
1000
1500
2000
2500
3000

0
FE Pile cap
Expr. Pile cap

FE Avg Row T
FE Avg Row L

FE Avg Row MT
FE Avg Row ML

Pile cap displacement (cm)


1 2 3 4 5 6 7

Figure 6: Load-displacement curves


8
Figure 5: Illustration of the AMCC yield surface in the triaxial stress space (after Dafalias 1986)
32
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At 2041 tons
At 1587 tons

At 2494 tons

Figure 7: Damage progression in the piles from FE model


33
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400 400

Bending moment at pile top (ton-m)


L1
(a) L1 (b)
L2 ML
300 350 L2
L3
L3
ML1
200 300
Axial load (tons)

ML2
ML3
100 250
L
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0 200
T
-100 MT1 150
MT2
-200 MT3 100
T1 MT
-300 T2 50
T3
-400 0
0 500 1000 1500 2000 2500 3000 0 500 1000 1500 2000 2500 3000
Group lateral load (tons) Group lateral load (tons)

Figure 8: Variation of piles’ internal forces with lateral load (a) axial load, (b) bending moment in
row L piles
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Displacement (cm) Displacement (cm) Displacement (cm)


0 1 2 3 4 5 6 7 8 0 1 2 3 4 5 6 7 8 0 1 2 3 4 5 6 7 8
0
Depth from pile cap bottom (m)

2 Mudline Mudline Mudline


4
6
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8
Pile L6 Pile ML2 Pile MT2
10
Expr. 848 tons Expr. 848 tons Expr. 848 tons
12 FE 848 tons FE 848 tons FE 848 tons
14 FE 2494 tons FE 2494 tons FE 2494 tons

16 Sand Sand Sand


18
20
22
Displacement (cm) Displacement (cm)
0 1 2 3 4 5 6 7 8 0 1 2 3 4 5 6 7 8
0
Depth from pile cap bottom (m)

2
Mudline Mudline
4
6
8
Pile T1 Pile T2
10
Expr. 848 tons Expr. 848 tons
12 FE 848 tons FE 848 tons
14 FE 2494 tons FE 2494 tons

16 Sand Sand
18
20
22

Figure 9: Lateral deformation profiles for instrumented piles


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For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

Depth from pile cap bottom (m)

22
20
18
16
14
12
10
8
6
4
2
0
0
1

(a)
2
3
4
5

Mudline
6
Displacement (cm)

T2
L2
7

MT2
ML2

Sand
FE 2494 tons
8
0
1

(b)
2
3
4
5

Mudline
6
Displacement (cm)
7

ML3
ML2
ML1
FE 2494 tons

Sand
8

Figure 10: Lateral deformation profiles for (a) column 2 piles, (b) row ML piles
36
Page 36 of 41
Page 37 of 41

37
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

Bending moment (ton-m) Bending moment (ton-m)


-50 -25 0 25 50 75 100 -50 -25 0 25 50 75 100
0
2 Mudline Mudline

Depth from pile cap bottom (m)


4
6
8
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10
12
14
16 Sand Sand
18
20 Pile L3 Pile M L 3
22 E xpr. 258 tons Expr. 258 tons
24 E xpr. 791 tons Expr. 791 tons
FE 258 tons FE 258 tons
26 FE 791 tons FE 791 tons
28
Bending moment (ton-m) Bending moment (ton-m)
-50 -25 0 25 50 75 100 -50 -25 0 25 50 75 100
0
2 Mudline Mudline
Depth from pile cap bottom (m)

4
6
8
10
12
14
16 Sand Sand
18
20 Pile M T 2 Pile T 1
22 Expr. 258 tons Expr. 258 tons
Expr. 791 tons Expr. 791 tons
24
FE 258 tons FE 258 tons
26 FE 791 tons FE 791 tons
28

Figure 11: Bending moments from strain gages and FE bending moment profiles for instrumented
piles
Page 38 of 41

38
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

Bending moment (tons-m) Bending moment (tons-m) Bending moment (tons-m)


-60 -30 0 30 60 90 120 -60 -30 0 30 60 90 120 -200 -100 0 100 200 300 400
0
2 (a) (b) (c)
Depth from pile cap bottom (m)

M udline M udline M udline


4
6
8
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by CAMBRIDGE UNIVERSITY LIBRARY on 12/27/15

10
12
14
16 Sand Sand Sand
18
20 FE 848 tons Pile L2
FE 848 tons
L2 FE 258 tons
22 L1
ML2 FE 848 tons
24 L2
MT2 FE 1587 tons
26 L3
T2 FE 2494 tons
28

Figure 12: Bending moment profiles for (a) column 2 piles, (b) row L piles, (c) pile L2
Page 39 of 41

39
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

Soil resistance (kN/m) Soil resistance (kN/m)


-120 -60 0 60 120 180 240 -120 -60 0 60 120 180 240
0
2
4

Depth from mudline (m)


6
Can. Geotech. J. Downloaded from www.nrcresearchpress.com by CAMBRIDGE UNIVERSITY LIBRARY on 12/27/15

8
10
12
Sand Sand
14
16
18 Pile L2 Pile ML2
20 FE 848 tons FE 848 tons
22 FE 1587 tons FE 1587 tons
24 FE 2494 tons FE 2494 tons
26
Soil resistance (kN/m) Soil resistance (kN/m)
-120 -60 0 60 120 180 240 -120 -60 0 60 120 180 240
0
2
4
Depth from mudline (m)

6
8
10
12
14 Sand Sand
16
18 Pile MT2 Pile T2
20 FE 848 tons FE 848 tons
22 FE 1587 tons FE 1587 tons
24 FE 2494 tons FE 2494 tons
26

Figure 13: Soil resistance profiles for column 2 piles


Page 40 of 41

40
For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.

80
Pile L2 Pile ML2
70 Depth 1.8 m Depth 1.8 m
Depth 3.0 m Depth 3.0 m

Soil resistance - p (kN/m) 60


Depth 4.2 m
Depth 5.5 m
Depth 4.2 m
Depth 5.5 m
50
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40

30

20

10

0
80
Pile MT2 Pile T2
70 Depth 1.8 m Depth 1.8 m
Soil resistance - p (kN/m)

Depth 3.0 m Depth 3.0 m


Depth 4.2 m Depth 4.2 m
60
Depth 5.5 m Depth 5.5 m
50

40

30

20

10

0
0 1 2 3 4 5 6 0 1 2 3 4 5 6
Displacement - y (cm) Displacement - y (cm)

Figure 14: p-y curves for column 2 piles


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For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record. Page 41 of 41

Soil resistance - p (kN/m)

0
10
20
30
40
50
60

0
1
2
Single vertical
p-y curves at 3.0 m

Single -ve batter


Single +ve batter

3
4
Displacement - y (cm)
5
T2
L2
(a)

MT2
ML2

6
0
1
ML3
ML2
ML1

2
Single vertical
p-y curves at 3.0 m

Single +ve batter

3
4

Figure 15: p-y curves comparison for (a) column 2 piles, (b) row ML
Displacement - y (cm)
5
(b)

6
41

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