Professional Documents
Culture Documents
C O Agbata's PES Note
C O Agbata's PES Note
com 07035406532
DISCLAIMER:
This note is a compilation by Chris Ozo Agbata on the NLS Yola Campus 2021/2022,
using NLS handbook, class slides and notes. It does not represent NLS official opinion; it
is not for sale and it is for exam preps only.
Any observations, reservations and comments should be directed to Chris Ozo Agbata
using the contact info provided at the header. This is only the first draft, so, such will be
appreciated.
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OUTCOMES
At the end of the lesson students would be able to:
1. Discuss and explain the scope of the Professional Ethics and Skills course;
2. Discuss and explain the various stages of the development of the legal profession in
Nigeria;
3. Explain the various ways of becoming a legal practitioner in Nigeria;
4. Explain the provisions of the Rules of Professional Conduct for Legal Practitioners in
Nigeria
Pre-class activities:
Students are required to read the following in advance:
a. Rules of Professional Conduct for Legal Practitioners 2007
b. Legal Practitioners Act;
c. Legal Education (Consolidation Etc.) Act.
ACTIVITIES:
1. Tutor reviews the scope of the Professional Ethics and Skills Course and how it relates
with the other courses, with questions and answers – 40 minutes
2. Tutor gives the overview of the history of the legal profession in Nigeria, stages of
development of the profession and the Rules of Professional Conduct - 50 minutes
3. Group discussion on the stages of development of the legal profession in Nigeria – 15
minutes
15 MINUTES BREAK
4. Presentation by groups on activity 3-- 15 minutes
5. Tutor requests students to discuss in groups and state acts that they consider should be
misconduct under the rules – 10 minutes
6. Sample presentations are made with general discussions on the list – 15 minutes
7. Tutor presents questions relating to acts that may or may not fall within the Rules and
requests students to respond to each on whether the act(s) constitute misconduct under
the Rules with reasons.
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BACKGROUND
OVERVIEW OF THE RULES OF PROFESSIONAL CONDUCT FOR LEGAL
PRACTITIONERS
A. Practice as Legal Practitioner GD A3 REALP MAN
• Rule 1: General Responsibility of a lawyer.
• Rule 2: Duty as to admission into the legal profession.
• Rule 3: Aiding the unauthorized practice of the law.
• Rule 4: Avoidance of intermediary in the practice of the law.
• Rule 5: Association for legal practice.
• Rule 6: Retirement from judicial position or public employment.
• Rule 7: Engagement in business.
• Rule 8: Lawyers in salaried employment.
• Rule 9: Practicing fees.
• Rule 10: Seal and stamp.
• Rule 11: Mandatory Continuing Legal Education (CPD).
• Rule 12: Annual Practising Certificate.
• Rule 13: Notification of legal practice.
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F. Remuneration and Fee FRC PF DO (Free Of Charge Professional Fees, Don’t Offer)
• Rule 48: Fees for legal service
• Rule 49: Retainer.
• Rule 50: Contingent fee arrangement.
• Rule 51: Payment of the expenses of litigation.
• Rule 52: Fixing the amount of fee.
• Rule 53: Division of fees.
• Rule 54: Offer of compensation or gift by the other party.
G. Miscellaneous EI
• Rule 55: Enforcement of Rules.
• Rule 56: Interpretation
Other points:
• The history of the legal profession in Nigeria is tied to our history as a nation.
• In August 1860 Lagos was ceded to the Queen of England.
• As a result, Lagos became a British colony.
• Therefore, all laws applicable in England became applicable to Lagos.
• And in 1863 the Supreme Court Ordinance was promulgated to the colony.
• It provided inter-alia: “that the laws of England shall have the same force and be
administered in this settlement as in England so far as such laws and such administration
thereof can be rendered applicable to the circumstances of this settlement”.
• The problem of this legal system was that there was shortage of qualified personnel to
man the court.
• There was also shortage of court facilities and other resources.
• This led to the employment of lay-men without the knowledge of the law to administer
the new legal system.
• As at 1862, there were 7 magistrates –3 were barristers, 2 were writing clerks, 1 was a
merchant and 1 was a commander of the West Indian Garrison in Lagos.
• To solve this problem, the Supreme Court Ordinance of 1876 was promulgated for the
admission of persons to practice as legal practitioners in Nigeria.
• Three periods of this history are identifiable.
PERIOD OF 1876-1914
Three categories of people were allowed to practice law in Nigeria, viz:
• Professionally qualified legal practitioners.
• Those who have served article and,
• The Local Attorneys.
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LOCAL ATTORNEYS
• S.74 of the Ordinance authorized the CJ to appoint them due to dearth of qualified
practitioners.
• They must be fit and proper persons with basic education, good moral character testified
to by a judge or two District Commissioners
• They would have sat for and passed the exam set by the CJ
• The exam was designed to test their general knowledge on the principles and practice of
law.
• This was by appointment (not enrolment) for 6 months which was renewable for another
6 months at a time.
• Britons, West Indians & few Nigerians were appointed
• The abuse of the office by the Local Attorneys resulted in the pressure from qualified
lawyers on the CJ to stop their further appointment.
• The last applicant, J. Osho Davies who was denied, had his appeal refused by the full
court on the ground that the Chief Justice’s discretion was properly exercised in the
circumstance.
PERIOD OF 1914-1962
• Under this period practice was restricted to professionally qualified lawyers, that is,
barristers & solicitors
BARRISTERS
• To be a barrister, one needed to join one of the four inns of court in England namely:
o Middle Temple,
o Inner Temple,
o Gray’s Inn and
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o Lincoln’s Inn,
• where he did
o Bar part one and
o Bar part two
• Educational qualification was WASC.
• The 4 Inns forming the English Council arranged lectures on the various subjects.
• Attendance to lectures was discretionary.
• Many students took private tuition or subscribed to correspondence course.
• There were 12 compulsory dinning terms of which there were 4 in a year.
• Students must pass both bar part one and bar part two and keep all the dinning terms.
• Thereafter, they are called to bar by the Body of Benchers of the particular Inn they joined
and subsequently enrolled at the Supreme Court of England.
• If the fellow intended to practice in England, he must take a 3 months post-call practical
course and serve pupillage in a law chamber for one year.
• Until recently, he paid a fee of 100 Guineas to the head of chambers where he did
pupillage.
• No fee is now required.
• He is not to earn any fee in the first 6 months of his practice. Thereafter he can earn fees.
GRADUATE BARRISTERS
• Though a law degree was not required to join the Inns, there were people who came in
with a degree in law to join the Inns.
• Those of them with second class honours were exempted from Bar Part One
• So that they read for only 2 years and
• They were started with an enhanced salary scale in Nigeria against their non-graduate
counterparts.
BARRISTERS’ WORK
• The barristers work consists of representing clients in court, drafting the court processes
and giving legal opinions on matters referred to him by the solicitor.
• A barrister has no direct contact with the clients but is appointed in the case by the
solicitor when it is ripe for litigation.
SOLICITORS
• To be a solicitor, you would need to join a firm of solicitors.
• Minimum qualification was also WASC.
• Training was by the Law Society.
• Training of solicitors lasted for 4 years (2yrs for Solicitor’s part one and another 2 years
for Solicitor’s part two).
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GRADUATE SOLCITORS
• Though university degree was not required to join the Law Society to train as a solicitor,
there were candidates who acquired university degree before joining.
• Those with second class honours were exempted from solicitors’ part one course so that
they trained for only 2 years.
• They were also given an enhanced salary structure in Nigeria against the non-graduate
solicitors.
SOLICITORS WORK
• The solicitor in England is the general legal adviser to the citizens.
• He draws up leases and conveyances.
• Drafts Wills, prepares commercial agreements.
• Where a dispute is ripe for court, he appoints a barrister to settle the pleadings and
conduct the case in court.
• He also seeks legal advice from the barrister from time to time on behalf of his clients.
• He pays the barrister.
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• The CJN may in his discretion approve, admit and enrol to practice as barrister and
solicitor in court any person who inter alia, had any of the following:
i. He has read in the chambers of a practicing barrister or advocate of more than five
years standing, for at least one year, or has practiced in the courts of the country in
which he has been called or admitted, for at least two years subsequent to his call or
admission; or
ii. He has subsequent to his call to the bar or admission as an advocate, read in Nigeria
in the chambers of a practicing barrister of more than ten years standing for at least
two years; and finally,
iii. He has practiced as a barrister or solicitor in the courts of a British colony or
protectorate for at least two years.
• These were the conditions for the admission to practice law in Nigeria from 1945-1962
when the current new regulations were introduced.
• To correct the other anomalies, the Unsworth’s Committee was appointed in April
1959.
• The committee was composed of the regional Attorneys General, the Solicitor General
of the Federation, the Legal Secretary of the Southern Cameroons and six distinguished
legal practitioners under the chairmanship of the Attorney General of the Federation, Mr
E.I.G Unsworth.
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• The Law School was set up in 1962 and ran its first 3 months course for 8 students in a
building acquired by the Council at No. 213 Igbosere Road Lagos, from Jan-April 1963.
• S4(2) Notwithstanding the provisions of subsection (1) of this section, a person may also
be entitled to be called to the Bar, if‐
(a) he is a non‐citizen of Nigeria;
(b) he produces a qualifying certificate to the Benchers; and
(c) he satisfies the Benchers that he is of good character
• Note that non-citizens may now be called to Nigerian Bar if they satisfy conditions (b)
& (c) above. See Decree 8 & 9 of 1992.
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• Secondly, graduates from non-common law jurisdictions who have taught law in a
Faculty of Law in a Nigerian university for upwards of 10 years are also eligible for
exemption from the Bar part 1 course Legal Notice No. 446 of 3rdAugust 1989.
The first of such precedent is the celebrated case of Awolowo v Minister of Internal Affairs,
wherein the late elder statesman, Chief Obafemi Awolowo, and several others were charged for
treasonable felony in 1962. The head of his defence team, a British lawyer, Mr. E.F.N Gratiaen,
QC, was denied access into the country by the immigration authorities. It was Awolowo’s
submission that Section 21(5) (c) of the 1960 Independence Constitution entitled as of right
every person charged with a criminal offence to bring into Nigeria from the UK any non-Nigerian
counsel for the purpose of defending him. It was their contention that this provision admitted of
no limitation whatsoever. Rejecting this submission, Justice Udoma declared as follows:
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“I must state at once that I do not accept as sound proposition the submission that the provision
contained in Section 21 (5) (c) of the Constitution, liberally interpreted, can be construed to
entitle anyone to bring a Counsel from the United Kingdom for the purpose of defending him in
a criminal charge. To accept that interpretation, would be to strain language. The Constitution
is a Nigerian Constitution, meant for Nigerians in Nigeria. It only runs in Nigeria. The natural
consequence of this is that the legal representative contemplated in Section 21 (5)(c) ought to
be someone in Nigeria, and not outside it.”
• Further on the limits to right of choice of counsel, see Nwambe v State (1995) 3 NWLR
(pt.384) p. 385; Iboko v C.O.P (1965) NWLR 384; Uzodima v C.O.P (1982) 3 NCLR
325; Sadikwu v Dalori (1996) 5 NWLR (pt.447) p.151; Oyeniran v Egbetola (1997)
5 SCNJ 94 Ceekay Traders Ltd v General Motors Coy Ltd. (1992) 2 NWLR (pt.222)
132;
• Compare the above cases with the case of Rewane v Okotie-Eboh (1960) SCNLR 461
In reference to Registered Trustees, ECWA Church v Ijesha the CA held that Rules 2 and 3
of the Rules allow a Senior Advocate of Nigeria to appear in the Superior Courts. This the court
applied using the legal maxim “Expressio unis est exclusio alterius” which means “clear
expression of things clearly stated in the statute excludes others not expressly stated”. The court
further held to give a judicial force to Rule 4 which states that a SAN shall not apply for or issue
originating process or any other process from or before a court in any cause or matter except in
relation to those matters in which he is entitled to appear pursuant to Rules 2 and 3 of the Rules.
The court added that Rule 6 has excluded the Area Courts from the List of Superior Courts. And
that the combined effect of these two Rules (2 & 4) defines before which Court(s) a SAN can
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issue summons, processes, etc and which Courts are superior courts is clear. The court in reliance
upon the above-mentioned legal maxim found that a SAN is excluded from or does not have a
right of audience before an Area Court.
In addition, the court posited that the reason for these provisions as provided for in the Rules is
obvious which is to preserve the dignity of the Senior Advocate in Nigeria. It therefore went
ahead to finally hold in law that a SAN cannot appear, apply for or issue legal or judicial process
in a Court before which it cannot appear.
Juxtapose this with section 36 especially subsection 13 of the CFRN and SC decision in F.R.N.
v. Osahon, Pats-Acholonu, JSC put it aptly thus: “whenever any person is called to the bar and
is enrolled to practice then he has the right of audience and unless the Constitution eloquently
forbids such a person or provides a qualification for appearance in court, any Act prescribing
provisions contrary to the spirit of the Constitution should be regarded as otiose (futile).” Also,
State of Lagos v Persons Unknown where magistrate court held otherwise.
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4. Group discussion on the exclusive rights of a lawyer and the restrictions on those rights
--- 20 minutes
5. Group presentations on activities 1 and 2 ----- 20 minutes
15 MINUTES BREAK
6. Tutor gives overview of impersonation of a lawyer and the statutory sanctions - 30
minutes
7. Students’ groups list and discuss various conducts that amount to impersonation of a
lawyer and conducts that do not constitute impersonation of a lawyer ---- 20 minutes
8. Group presentation of activity 7 ---- 20 minutes
9. Assessment --- 20 minutes
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To make orders regulating generally the charges of legal practitioners such as:
i. Regulating the maximum charges which may be charged in respect of nay
transaction or activity like those specified by the Order.
ii. Ascertainment of charges appropriate for any transaction.
iii. Regulating the taking of security by LPs for the payment of their charges; and
allowing interest on such security.
iv. Regulating agreements between legal practitioners and clients with respect to
charges.
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vi. 15 persons entitled to practice as legal practitioners in Nigeria of not less than 10
years post call, selected by NBA.
vii. The Director-General of the Nigerian Law School.
viii. 2 persons who must be authors of published learned works in the field of law to
be appointed by the AGF
Functions of CLE
i. Responsibility for the legal education of persons seeking to become members of
the legal profession S.1(2) LEA.
ii. Continuing legal education for legal practitioners S.3 LEA.
iii. Issuance of Qualifying Certificate to persons qualified for Call to Bar S.5 LEA
iv. The CLE liaises with the Body of Benchers in matters of training, policy and
conditions for admission to the Bar of aspirants.
v. Prescribes conditions which universities must comply with before its products are
eligible for admission into the Nigerian Law School.
vi. The Council is empowered to perform incidental matters in furtherance of its
establishment OKONJO vs CLE (1979) Digest of Appeal Cases 25, like
investigating students and refusal of admission into NLS on the ground of bad
character.
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However, the SC in earlier decisions in MPP v INEC 2015, Wayo v Nduul 2019, held
that where such legal document is not regularized by affixation of the stamp and seal
before the court takes a decision such document will be rendered void. If such legal
document is an originating process, the entire action will be liable to be struck out Wayo
v Nduul.
The position of the law with respect to a legal practitioner who paid for the Stamp and
Seal but has not been given by the NBA is not yet settled. The decision of the court in
Adewale & Anor v Solomon O Adeola & Ors (2015) LPELR – 30085 (CA) is still
subject to interpretation by the Supreme Court.
6. Mandatory Continuing Professional Development Programme (MCPD) - Rule 11 of the
RPC 2007
7. Annual Practising Certificate - Rule 12 of RPC 2007
8. Legal Practitioner as Party in a Case, Rule 17(5) RPC. A legal practitioner who is a
party in a case is not allowed to represent any other party in the same matter whether for
a fee or pro bono (not even family members who may also be parties in that case).
9. Retired Judicial Officer, Rule 6 RPC and S292(2) CFRN, any person who has held
judicial office shall not on ceasing to be a judicial officer for any reason whatsoever
thereafter appear or act as a legal practitioner before any court of law or tribunal in
Nigeria Atake v. Afejuku (1994). Although, a retired JO may continue to use the
appellation “justice” r6(5).
Restrictions on SAN
S5(8) Legal Practitioners Act
A Senior Advocate of Nigeria shall not appear as counsel in any civil case before any
superior court of record except with a junior or another Senior Advocate of Nigeria Rule
2(1) Senior Advocate of Nigeria (Privileges and Functions) Rules 1990
He cannot take briefs below N400
SAN cannot appear in inferior courts in civil cases Ijesha vs Reg’d Trustees of ECWA
Restrictions on Serving and Retired Judicial Officer
1. A judicial officer who has retired shall not practice or appear before a court or judicial
tribunal in Nigeria as an advocate S292 (2) of 1999 CFRN
2. A judicial officer who has retired shall not sign any pleading in any court.
3. A retired judicial officer may practise as a legal consultant and solicitor.
4. Improper dressing Rule 45 (2) (b) & (c) RPC
5. Public Officers in Public Service. In effect, the current position of the law is as stated in
Sl (PART 1) of the 5th Schedule of the 1999 Constitution. See the case of Ahmed vs
Ahmed (2013) 15 NWLR (Pt. 1377) 274
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Impersonating a Lawyer
It is a crime to impersonate a lawyer in whatever form S22(1) of LPA
Various ways of impersonating a lawyer are:
o Appearance in court
o Preparation of land instruments for a fee
o Usage of title exclusive to the profession
o Affixing of the NBA membership stickers etc
2018 GUIDELINES SET OUT BY THE LPPC for application to the rank of SAN.
• 10 years post call
• Good character and no pending disciplinary case
• Payment of non-refundable processing fee of N600,000 for each application upon
submission and processing conferment fee of N200,000.
• At least 4 of the cases should be from the Supreme Court or 3 cases conducted by the
applicant from the High Court to Supreme Court, 5 from the Court of Appeal and 20
should have been decided by the High Court or Superior Court of Records.
• Evidence of pro bono cases
Physical Inspection of the Law Office
Physical inspection of applicant’s law offices shall also be carried out by the committee
to ensure that it meets the desired standard.
Size and quality of the library;
Quality of office space and other facilities available;
Number of junior counsel or partners in chambers;
Number and quality of support staff;
Maintenance of proper books of accounts.
The applicant must furnish names of six legal practitioners who led him/her or against
whom he appeared in contested cases.
The applicant must furnish names of ten judges of superior courts before whom they
appeared.
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2. Group discussion on the procedure and grounds for removal of judicial officers – 20 minutes
3. Students in groups are to prepare Curriculum Vitae for appointment as judicial officers taking
into consideration the provisions of the 1999 Constitution and the Guidelines for the
appointment of Judicial Officers – 30 minutes
4. Sample presentations of activities 2 and 3 – 30 minutes
5. Discussions between tutor and students of the case of Elelu-Habeeb & Anor v. A. G.
Federation & Others (2012) 13 NWLR (Pt. 1318) 423 on the procedure for disciplining
and removal of judicial officers – 50 minutes
6. Questions and answers- 10 minutes
15 MINUTES BREAK
7. Tutor gives overview of the legal framework, rules and procedure for the enforcement of
discipline against legal practitioners including the sanctions, appeals and grounds for
restoration of a name – 50 minutes
8. Tutor discusses with students the disciplinary jurisdiction of the Supreme Court and the Chief
Justice of Nigeria – 20
9. Group discussion on the legal framework, rules and procedure for the enforcement of
discipline against legal practitioners- 20 minutes;
10. Group discussion on proceedings and trial of a lawyer before the LPDC –20 minutes
11. Group presentation - 20 minutes
12. Assessment – 10 minutes
and a reference to a "judicial officer" is a reference to the holder of any such office.
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NB Magistrates, Judges of Area Courts and Customary Courts are not judicial officers. They are
under the supervision of the High Courts and employed by the state Judicial Service
Commission.
QUALIFICATION FOR APPOINTMENT
APPOINTING AUTHORITIES
i. National Judicial Council (NJC); main body that recommends judicial officers for
appointment or removal.
ii. Federal Judicial Service Commission (FJSC); advises the NJC on the appointment and
removal of judicial officers of Federal Courts including CCT.
iii. Judicial Service Committee of the FCT; recommends to the NJC to appoint, promote
and exercise disciplinary control over FCT Courts.
iv. State Judicial Service Commission (JSC); advises the NJC to appoint, dismiss, and
exercise disciplinary control over state courts.
v. The President; having received the recommendation of the NJC, the President appoints
the CJN, JJSC, PCA, JJCA, CJ FHC, P NIC, G Kadi, P CCA all subject to confirmation
by the senate. However, the appointment of other federal and FCT judges and justices
aren’t subject to senate confirmation.
vi. The Governor of a State; based NJC recommendation appoints the CJ, G Kadi and P
CCA subject to confirmation of the HA but the appointment of other judges is not subject
to the confirmation of the HA.
v. Proof of availability of accommodation, court hall, car, library and other facilities
for the Judicial Officers sought to be appointed
vi. A chart showing essential particulars of shortlisted candidates
12. Secretary of NJC shall consult with CJN/Chairman of NJC and place the memo on the
agenda for next NJC meeting
13. NJC conducts an interview for the shortlisted candidates
14. NJC shall, if satisfied that the rules relating to appointment of Judicial Officers have been
complied with, recommend successful candidates for appointment to the Governor or
President
15. Governor/President appoints Judicial Officer, and send it for approval by the State House
of Assembly/Senate
16. The House of Assembly/Senate ratifies the appointment.
i. Warning
ii. Suspension
iii. Compulsory retirement and
iv. Recommendation for dismissal from office
NB: only upon the recommendation of the NJC can a judicial officer be removed by either the
president or the governor, thus the purported removal by the states’ HA and the governors of
Kwara and Kogi were held illegal by the SC in the cases of Erelu-Habeeb v NJC and Ajana v
Kogi State House of Assembly & Ors respectively.
DISCIPLINE OF LAWYERS
INTRODUCTION
• A lawyer should observe a high standard of professional conduct
• A lawyer shall not engage in any conduct which is unbecoming of a legal practitioner, r1
RPC, 2007
LEGAL FRAMEWORK FOR DISCIPLINE OF LAWYERS
i. Legal Practitioners Act
ii. Rules of Professional Conduct 2007
iii. Legal Practitioners Disciplinary Committee Rules, 2006
iv. Evidence Act, 2011
v. Legal Practitioners (Amendment) Act
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• Elements;
o Done in the course of a lawyer rendering legal services to a client, if not action will
fail Re Idowu, the money received wasn’t in the course of his duties as a LP
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o Received money on behalf of client and misappropriated same, held liable Charles
Okike v LPDC.
CONVICTION FOR OFFENCE INCOMPATIBLE WITH THE STATUS OF A LEGAL
PRACTITIONER
• Conditions:
o Offence committed is incompatible with the status or position of a legal practitioner
o Lawyer is tried by court with jurisdiction to try the offence in Nigeria
o Found guilty of the offence
o No pending appeal
o Time for appeal has expired
o No application for extension of time to appeal
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• Appointment of counsel r8
• Evidence in general r9
• Written evidence r10
• Previous findings of record r11
• Hearing day and service of notice etc. r12
• Hearing in absence of party r13
• Re-hearing r14
• Adjournment for association to investigate r15
• Appearance by members of the LPDC r16
• Giving of false evidence r17
• Proceedings and pronouncement of decision r18
• Adjournment r19
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• Striking off the lawyer’s name from the Roll cannot be punishment for conducts
incompatible with the status of a legal practitioner
APPEALS
• Currently, appeal from the decision of the LPDC goes to the Supreme Court S10(e) LPA
(Amendment) Decree 21 of 1994; S. 12(7) LPA & Okike v. LPDC (No. 2) (2005) 15
NWLR (PT. 949) 471
• Appeal to be filed not later than 28 days from the date a copy of the decision of LPDC
is served on the lawyer
RESTORATION OF NAME/ CANCELLATION OF SUSPENSION
• Application for restoration of name or cancellation of suspension shall be made to: S14
LPA
o SC, if the order was made by it or by the CJN
o LPDC, in any other case
CONDITIONS FOR RESTORATION OR CANCELLATION
• Three factors to consider as set out Per Elias CJN in R v Abuah, are:
o Gravity of the offence necessitating the striking off or suspension
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o Sufficient evidence of genuine remorse by applicant for the period between striking
off/suspension and application
o Whether the applicant has in the intervening years become fit and proper to be
reincorporated as a member of the legal profession
o R. v. Abuah; Adesanya v. A.G Fed
Dear Sir,
APPLICATION FOR APPOINTMENT AS A JUDGE OF THE HIGH COURT OF
LAGOS STATE
I, Chris Ozo Agbata, hereby apply to be appointed as a Judge of the High Court of Lagos State.
I was called to the Nigerian Bar in the year 1992 and was enrolled in the same year.
I have cogent experience in Legal practice as a Principal Partner with C.O. Agbata & Company,
a firm of Legal Practitioners and solicitors.
Please find attached copies of my documents for your necessary consideration.
I look forward to your kind consideration of my application.
Yours faithfully,
………………...
Chris Ozo Agbata
ENCL:
1. Call to Bar Certificate
2. Receipts of payment of practicing fees
3. Bachelor of Laws (LL. B) Certificate
4. Curriculum vitae.
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FIDUCIARY RELATIONSHIP
The relationship between the lawyer and his client is fiduciary in nature, a position of trust,
therefore lawyer should at all times act in utmost good faith, being honest, fair and open in
dealing with his client. He mustn’t commit fraud NBA v Fobur nor fail to make full disclosure
of any profit from client’s matter asides his professional fees Swindle v Harrison.
DEDICATION AND DEVOTION TOTHE CAUSE OF THE CLIENT, RULE14
A lawyer is duty bound to devote his attention, energy and expertise to the service of his client
and subject to any rule or law to act in a manner consistent with the best interests of the client
r14(1).
A lawyer is under an obligation to r14(2)
i. consult with his client in all questions that are not within his discretion. e.g., settlement
out of court, granting concessions to the opposing party
ii. keep client informed on the updates of the case
iii. warn his client of any risks involved in the case
iv. respond promptly to client’s requests
v. inform the client where he considers his claim or defence hopeless
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Onigbongbo Community v Minister of Lagos Affairs is the authority for saying that a
lawyer can rep a party opposing his client in a separate and unrelated suit as clients have
right of choice of counsels per Ademola CJN. However, Obi Okoye submits that such
a counsel should follow r17(1) and make a full disclosure to the new client and proceed
with his consent.
3. A lawyer shall not acquire proprietary interest in the cause of action or subject matter of
litigation of litigation which he is conducting for a client.
4. During the course of a matter, he cannot accept employment that could cause clash of
interest
5. A lawyer shall not appear as counsel for a client in a matter where he himself is a party.
6. The above rules also extend to the lawyer’s associates, partners and affiliates, none of
them should continue with such matter if he withdraws
Exceptions:
• May reveal with the consent of the client after a full disclosure.
• When it is permitted by the RPC, when required by law (e.g., S7 of the Money
Laundering (Prohibition) Act, 2011) or a court order.
• When the confidence is about the commission
• Intention of client to commit crime and disclosure is necessary to prevent it.
• A lawyer may reveal such communication when it is necessary to recover his professional
fees
• He may also reveal when defending himself or associates against an action of wrongful
conduct or negligence.
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A lawyer who is withdrawing from employment should give reasonable notice to the client to
enable him get another lawyer r21(3)
If the withdrawal occurs after full payment of fees, the lawyer should return the part of the fee
that has not been earned r21(4)
CALLING AT CLIENT’S PLACE FORBUSINESS RULE 22
A lawyer should not call at a client’s house or place of business for the purpose of advising or
taking instructions. Exceptions: special circumstances or urgency e.g., extreme old age,
infirmity, client is in custody etc.
DEALING WITH CLIENT PROPERTY RULE 23
A lawyer is enjoined not to abuse or take advantage of the confidence reposed in him for his
personal gain or benefit r23(1)
A lawyer who collects money or manages property for his client should report and account for
it promptly and not mix it or use it as his own r23(2)
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ASSIGNMENT
DUTIES OF COUNSEL TO CLIENT SCENARIO.
Alhaji maikudi is a well known philanthropist who owns many properties at Wuse II, Abuja. He
discovered that some of his tenants have refused to pay rents for more than 2 Years. He decided
to engage the services of Mr. Chinedu Okoro, a legal practitioner to take over the management
of the properties. He therefore sent for Mr. Chinedu Okoro to come to his palatial home at
Asokoro, Abuja. Mr. Chinedu immediately rushed to see Alhaji Maikudi who briefed him and
handed over the file containing the list of the tenants and other information to him.
Immediately after leaving Alhaji Maikudi's house, he went straight to his friend Abbey and
narrated everything that transpired between him and Alhaji, he even showed him the contents of
the file. He thereafter, solicited the help of Abbey a police officer to forcefully evict all the
tenants from the properties. Upon hearing this, Mrs Cash Madam one of the tenants went to see
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Mr. Chinedu Okoro and gave him the sum of Two Hundred Thousand Naira in order to allow
her continue to use the premises without paying, Mr. Chinedu, accepted the money and then
instructed Abbey not to evict Mrs. Cash Madam.
The following week, one of the tenants named Mr. Bello, a spare part dealer, sued Alhaji Maikudi
for forcefully evicting him when his rent was yet to expire and claimed damages for the goods
that were destroyed during the eviction. At the hearing of the case, Mr. Chinedu Okoro
represented Alhaji Maikudi and he was also the only witness at the hearing. However, before the
conclusion of the case, Mr. Chinedu in the open court announced his decision to withdraw from
the case on the ground of non-payment of professional fee.
With the aid of statutory and judicial authorities carefully highlight the ethical issues in the
scenario.
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Fair and proper advertisement which complies with the provisions of the RPC includes the
following:
1. Legal publication; publishing in a reputable law list or law directory, a brief of
biological or informative data of himself, including all or any of the following; name,
address, phone number, school, degrees, legal teaching position, national honours etc.,
r39(4)
2. Notepapers, envelopes and visiting cards; printing of legal practitioner’s informative
data on his office notepapers, envelopes and visitor’s cards r40
3. Signs and notices; displaying a notice of reasonable size and sober design at the entrance
of, or outside the building where the law office operates r41
4. Books and articles; adding legal practitioner’s professional qualification on any book or
article which he has written for publication r42
5. Change of address; inserting legal practitioner’s change of address, telephone number
or any other circumstance relating to his practice in a newspaper or journal r43
6. Associate and consultant; publishing in a local journal, a brief and dignified
announcement of his availability to partner with other lawyers in rendering legal service
for a particular or general branch of law r44
7. Press, radio or television; writing articles for publication, participating in radio or
television programme in order to give information on law to the public r46(1) exception;
but shall not accept to advise on their individual rights r46(1)
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8. Adding legal practitioner’s informative data to a notice prepared by him for and on the
instruction of his client where a client has instructed him to advertise such r46(3).
CONCLUSION
• The legal profession is a conservative one. It tends to avoid showiness and thus preserve
the traditional values.
• Legal practitioners are expected to be sober in character and action.
• A legal practitioner could be held guilty of professional misconduct for improper
advertisement and attraction of business r55 RPC.
CORRUPTION ISSUES
INTRODUCTION
Corruption has several definitions. It involves dishonest or illegal behaviour especially by
persons of influence such as government officials or police officers.
Lawyer - client relationship: Corruption could mean a fiduciary use of an office to procure
some benefit either personally or for a third party, contrary to the rights of others. The legal
profession is a noble one. Thus, legal practitioners should not aid and abet corruption. Legal
practitioners should not use their fiduciary relationship with clients in the wrong direction. Thus,
they should not be involved in money laundering for their clients.
Responsibility of a LP under the Money Laundering (Prohibition) Act 2011
If in the opinion of a legal practitioner, a client’s transaction is suspicious or inconsistent with
the known transaction pattern-
• Extract information from the client as to the source of such funds and the beneficiary of
such funds S6(1)(d).
• Prepare a written report on the information extracted, and
• Send a copy of the report to the Economic and Financial Crimes Commission S6(2)(a)
&(c)
• Legal practitioner should report immediately to the EFCC any suspicious transaction of
his client S6(2)(c).
• Take steps to prevent the laundering of the proceeds of the crime or illegal transaction
S(2)(b)
• Extract information from such client and report to the EFCC whether the transaction is
completed or on-going S6(3).
• Keep the records of client’s identity for a period of at least 5 years after the lawyer - client
relationship has ended S7(a).
• Both the record of client’s identity and suspicious transaction as well as the Report to
EFCC should kept for a period of at least 5 years after such transaction has ended S7(b)
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• Transmit the records, on demand, to the Central Bank of Nigeria (CBN) or the National
Drug Law Enforcement Agency (NDLEA) and such other regulatory authorities, judicial
persons as EFCC may specify from time to time by an Order published in the gazette S8
CONCLUSION
Although all communications made by a client to his lawyer are considered privileged, r19(1)
RPC, Ss 192 and 193 EA and generally speaking, should not be disclosed, there are exceptions.
They are provided in r19(3) RPC and the Proviso to S192 EA 2011.
Although a legal practitioner is enjoined by the RPC to keep client’s confidence, the legal
practitioner shall not be absolved from liability where such secret is in furtherance of an illegal
purpose or such secret relates to a fraud that has been committed by the client.
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WEEK 8
(i) DUTIES OF LAWYER TO COURT, STATE, COLLEAGUES AND PROFESSION;
AND (ii) CONTEMPT OF COURT BY LAWYERS
CONTENTS
1. Dressing
2. Duty to treat court with respect and dignity
3. Punctuality
4. Courtroom decorum
5. Relationship with the judge
6. Trial publicity
7. Duty to observe the rule of law, promote and foster the course of justice, and maintain a high
standard of professional (and ethical) conduct – Rule 1;
8. Corruption and economic crimes and the lawyers’ role;
9. Duty to prevent admission of unfit and unqualified persons into the legal profession and
aiding the unauthorized practice of the law - Rules 2 and 3
10. Avoidance of intermediary in the practice of the law and association for legal practice – Rules
4 and 5
11. Notification of legal practice – Rules 9 – 13
12. Lawyer as officer of Court- Rule 30
13. Employment in Criminal Cases and Lawyer for an Indigent accused – Rules 37 & 38
14. Fellowship and Precedence- Rule 26
15. Good faith and fairness among lawyers – Rule 27
16. Associating with other lawyers in matter and change of lawyer
17. Types of contempt
18. Proceedings for contempt
19. Punishment for contempt
OUTCOMES
At the end of this lesson, students would be able to:
1. Explain lawyer’s duties to the court, state, colleagues and the legal profession
2. Explain and discuss the types, purpose, procedure and punishment for contempt of court.
ACTIVITIES IN CLASS
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1. Tutor gives overview of lawyer’s duties to court, State, colleagues and the profession - 1hr
2. Students act a role play on breach of duties to court—10 minutes
3. Discussions of the role play and duties of lawyer to the State, colleagues and the profession
--- 50 minutes
15 MINUTES BREAK
4. Tutor gives an overview of contempt of court including the procedure and punishment– 40
minutes
5. Tutor presents role plays/written scenarios/quizzes dealing with contempt and students are
grouped to discuss the role plays/scenarios and quizzes – 30 minutes
6. At plenary, presentations are made by the groups on the discussions of the scenarios, quizzes
and role plays (and discussions follow) – 40 minutes
7. Assessment – 10 minutes
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The Court may strike out or adjourn a case with costs or proceed with hearing it without
counsel where counsel and/or his witnesses are not punctual.
2. Counsel must be fully prepared to go on with the case and not seek unnecessary
adjournment thereby wasting the court’s time. Okonofua v. State 1981; FRN v.
Abiola 1997 - Same consequences for absences as for lateness. Where counsel informs
court of absence or lateness, he must inform the counsel to all the parties in the case.
Rule 31(5) RPC; Shemfe v. Police 1962. Awolowo v. Suleman Takuma 1982,
Takuma v. Awolowo 1983.
Persistent absence of counsel from court without leave could be treated as interference
with the course of justice and held to be contempt of court McKeown v R 1971.
3. Must be properly dressed to court Rule 36. Counsel should always be attired in a
proper and dignified manner and abstain from any apparel or ornament calculated to
attract attention to himself. At the Superior Courts counsel must dress in dark suits, robed
in their wigs and gowns.
MEN: Black or blue-black or charcoal grey two piece or three-piece suit, white collarless
shirt, white wing collar (size: should be one size – bigger than shirt neck size, two studs
required to hold collar to shirt) white band, black shoes.
ALTERNATIVES
(i) White shirt with wing collar attached in lieu of collarless shirt detachable wing collar.
(ii) Black and grey striped trousers in lieu of suit trousers.
(iii) Sleeved vest in lieu of coat
WOMEN: Black, blue-black or charcoal grey straight dress, skirt and blouse, or skirt and
jacket with white blouse. If the front is open, white camisole, collarets or ladies white
band, black shoes. Dress must have long or three quarters sleeves and skirt should at least
be knee length.
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• A lawyer appearing before a judicial tribunal shall accord due respect to it and shall treat
the tribunal with courtesy and dignity.
10. Must know the correct mode of addressing the judge and professional colleagues
Rule 36
• Supreme Court/Court of Appeal: My Lords.
• High Court Judge (Male): My Lord/Your Lordship
• High Court Judge (Female): My Lady/Your Ladyship NB: addressing them as
men is safer
• Magistrate (Male and Female): Your Worship. NB: Lagos State is ‘Your Honour’
S352 ACJL Lagos State, 2011 and S8 MCL Lagos, 2009.
• Customary Court Judge: Your Honour
• Tribunals: Your Lordship (or ladyship/lordship if a female.
• Legal Practitioner: My Learned Friend.
12. Not talk when another counsel is addressing the court, unless to enter an objection in
the latter case.
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13. Not read magazines, chew anything or make use of mobile phones in the view of
Court.
14. Must conduct his case in logical sequence thereby assisting the court to follow the
case with ease: In Civil cases, Plaintiff should give evidence first, then witnesses.
Defendant should lead defence witnesses. In criminal cases, complainant shall lead the
prosecution witnesses while accused, if giving evidence, would lead defence witnesses.
Note: Justice Maule‘s observations to Counsel: See Oputa: modern Bar Advocacy pg.
15. Also, Orojo: Conduct and Etiquette in the Legal Profession at pg. 65. ―Mr. Smith,
do you think that by introducing a little order into your narrative you might possibly
render yourself a trifle more intelligible? It may be my fault that I cannot follow you, but
I should like to stipulate for some sort of order. There are plenty of them. There is the
chronological, the botanical, the metaphysical, the geographical, why, even the
alphabetical order would be better than no order at all.
• Should suppress facts or secrete witnesses who are capable of establishing the innocence
of the accused r37(6), also Atanda v A.G 1965, Layonu v State 1967, Odofin Bello v
State 1967, Enahoro v The State 1965. In the case of R v Sugarman, it was held that
‘the business of the State counsel is fairly and impartially to exhibit all the facts to the
jury. The crown has no interest in procuring the conviction but that the right person be
convicted”. The court warned that where counsel relies on the real strength of his case
and thinks he can strengthen it by things collateral, in a manner contrary to the law, he
only weakens his case and may prevent a verdict which ought to be obtained.
Where a prosecuting counsel is aware of any decision of the court favourable to the
accused it is impropriety of him to hide it from the court. He can however, legitimately
do any of the following:
i. If the decision is by a lower court, he may invite the court to overrule it.
ii. If by a court of co-ordinate jurisdiction, he may either distinguish it from the case at
hand or invite the court to depart from the decision (by overruling same) R v Anani.
Duty of Defence Counsel Rule 37 sub rules 1, 2 and 3 and rule 38.
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• He shall exert himself by all fair and honourable means to put before the court all matters
that are necessary for justice but he or anyone in his law firm shall not stand or offer to
stand bail r37(1).
• In a murder trial, subject to unforeseen circumstances and payment of fees, a layer should
personally conduct the defence r37(2). In Udofia v State, it was held that once counsel
accepts instructions in a murder case, he is expected to give it priority over all other
engagements because it involves a defence of a man on trial for his life and so he should
devote himself to it.
• A lawyer assigned to defend an indigent prisoner shall not ask to be excused except for
substantial reason, but shall exert his best effort in the defence of the accused r38.
• Where litigation is advised, counsel should refrain from making bold and confident
assurances. More importantly, he should remember the rules of natural justice that the
other party has not been heard.
• Where the counsel discovers that the case is hopeless after it has been commenced, he
should advise against its continuance but if the client insists on it, it is not dishonourable
to accept the instruction Re Cooks 1889 5 LTR 407.
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(3) Nothing in subsection (1) of this section shall affect the application to a legal practitioner
of the rules of law exempting barristers from the liability aforesaid in so far as that rule
applies to the conduct of proceedings in the face of any court, tribunal or other body.
The solicitor has a duty to devote to the client’s business that reasonable care and skill to be
expected from, a normally competent and careful practitioner.
Degree of “Care and Skill” – “No attorney is bound to know all the law. God forbid that it should
be imagined that an attorney is bound to know all the law or that an attorney should lose his fair
recompense on account of an error, being such error that a cautious man might fall into”
Montriou v Jeffereys 1825”
“A solicitor should not be judged by the standards of a particularly meticulous and conscientious
practitioner; the standard is what a reasonably competent practitioner would do having regard to
the standard normally adopted in his profession” Midland Bank v Stubb & Kemp 1979 Ch
384.
Cases of Liability:
a. Giving wrong advice: Otter v. Church Adam Atham & Co. (1953) Ch 280.
b. Bringing action which is statute barred: Bello Raji v X (a legal practitioner) (1946) 18
NLR 74.
c. Delay in instituting proceedings so that the action became statute-barred unless client
neglected to give lawyer instructions or to put lawyer in funds: Clayton v Kearsey
(1935) 79 SJI 180
d. Delay in entering an appearance or serving defence so that default judgment is obtained
by Plaintiff.
e. Failure to prosecute case with due diligence so that case is struck out for want of
prosecution: Fitzpatrick v. Batget & Co Ltd 1967 QWLR 706;
f. Failure to make searches in conveyancing: Allen v Clark (1863) 7 LT7 81 (Solicitor
acting for purchaser failed to discover that property was mortgaged)
g. Bringing an action against wrong parties: Salf Alli v. Sidney Mitchel & Co (1980) AC
1980
h. Counsel may be liable to third parties: Ross v. Caunters 1980 1 Ch 207.
Exceptions:
1. Where a lawyer is acting without remuneration, he may not be liable S9(2) LPA.
2. There is no liability for negligence committed when conducting a case in court e.g.,
failure to call a witness or to cross-examine a witness S9(3) LPA, Rondel v Worsley
(1967) 1 Q.B. 4477 ALL E.R. 993. The rationale behind this exception which no other
professional enjoys is predicated on public policy, centred on –
• The need for lawyers to be fearless and independent in conducting their case in
court.
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• The possibility of a case being retried all over again in order to sustain an action
in negligence against counsel.
• The need to forestall endless litigation as every lawyer who losses a case will
invariably be sued by the client.
Lawyers are to treat one another with respect, fairness, consideration and dignity and shall not
allow any ill-feeling between opposing clients to influence their conduct and demeanour towards
one another (and even towards the opposing clients).
A lawyer should endeavour as far as possible to suit the convenience of fellow counsel when the
interests of his client or the cause of justice will not be injured by so doing.
It is particularly improper for counsel to criticize another or impugn his motives for taking a
weak case or seeking an adjournment Iso v. Eno (1992) 2 N.W.L.R (pt. 590) 204 at pp 217-218
per Tobi J.C.A (as he then was).
In Re Johnson (1887) 20 QBD 68 it was held to be contempt for a solicitor to abuse and threaten
an opposing counsel while on his way along the passages from the judge’s chambers after an
application therein.
Rule 27 also enjoins lawyers to maintain good faith and fairness amongst each other.
2. Equality of Members – Rule 26(2).
Subject to the rules of precedence all members of the Bar are equal. This principle involves the
explanation that no member of the Bar irrespective of his rank or title shall regard himself as
superior or inferior to any other member of the Bar.
3. To keep Promises – Rule 27(2)(a)
A lawyer should adhere strictly to all express promises to and agreements with opposing counsel,
whether oral or written and should adhere to all agreements implied by the circumstances or by
local customs United Mining Co. v Becher 1910 2 K.B 296 Ex p Hales 1970 2KB 539. Re
Hull Country Bank 1879 13 Ch. 261.
4. To avoid sharp practices – Rule 27(2)(c).
When he knows the identity of a lawyer representing an opposing party, he should not take
advantage of the lawyer by causing any default or dismissal to be entered without first inquiring
about the opposing lawyer’s intention to proceed. In the trial of a cause, it is unethical to allude
to the personal colloquies between counsel which cause delay and promote unseemly wrangling.
See Densa Engeering Works Ltd v. U.B.N Plc (1991) 1 NWLR (pt. 585) 162 at 171 per Salami
J.C.A., Kwaptoe v. Isenyi (1999) 4 NWLR (pt. 600) 571 at 574.
Ludwig feels 2 causes contribute to sharp practices (1) the desire to please a revengeful client
and (2) the desire to manufacture costs.
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When a member of the Bar is aware that a person is already represented by another member of
the Bar in a particular matter, he shall not have any dealing with that person in the same matter
without giving prior notice to the other member of the Bar. The member of the Bar accepting
instructions in such circumstances shall use his best endeavours to ensure that all the fees due to
the other members of the Bar in the matter are paid.
7. Duty in associating in matter rule 28
He shouldn’t join in a matter when objectionable to the existing counsel. Where the retainership
of the existing counsel is withdrawn, he can go on but ensure the payment of his fees.
8. Duty in change of lawyer rule 29
Give notice to the former lawyer and ensure that his fees are paid. Both lawyers should give
notice to the court.
The client is entitled to;
i. All letters written by the lawyer to the other persons at the direction of the client
ii. Copies of letters written by the lawyer to the other persons at the direction of the client
iii. Drafts and copies made in the course of business
iv. Documents prepared form such drafts
Lawyer is entitled to
i. All letters written by the client to the lawyer
ii. Copies of letters addressed by the lawyer to the client
iii. A lien on the papers or documents of his client in respect of unpaid fees
DUTY TO OPPONENTS
Duty to be fair and avoid unjustifiable litigation. “The lawyer must decline to conduct a civil
cause or to make a defence when convinced that it is intended merely to harass or injure the
opposite party or to work oppression or wrong.” Rule 24(3) RPC, 2007.
In Re Cooke (1889) 5 TLR 407 Lord Esher said: “If a solicitor were instructed by his client to
take proceedings which could legally be taken but which would to the knowledge of the solicitor,
injure his antagonist unnecessarily, but the client nevertheless instructed him to go on in order
to gratify his anger then, if the solicitor knew all these, he would be unfair and wrong if he took
those proceedings, although he was acting on instruction in so doing”. A lawyer is not to take
unreasonable or oppressive proceedings in order to gratify a malicious client. Counsel should
refrain from invective and abusive words even against his opponent. If he does, the court ought
to stop him. “Eloquential Cogniturans male decdendi subile” (It is dog’s eloquence to undertake
the task of abusing one’s opponent).
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A lawyer has a special duty to uphold the law and promote the cause of justice because he
occupies a quasi-official position. See Waziri v State (1997) 3 NWLR (pt. 496) 689, also Okaro
v State (1990) 1 NWLR (pt. 125) 128 at 136 where it was held that a counsel in court in a capital
trial has a very important and sacred duty to perform. He owes that duty to not only his client
and the court but also to society at large. It is of the very essence of that duty that he should
promptly take objection to every irregularity at the trial, be that an irregularity relating to
procedure or to evidence called at the trial.
2. Duty not to Advise or Assist in Violation of the Law Rule 15.
In Goodenough v Spencer: (1874) 46 How. Pr. 347 (Howard’s New York Practice Reports) at
pp.350-351: “No attorney or counsel has right in discharge of his professional duties to involve
his client by his advice in a violation of the laws of the State, and when he does so, he becomes
implicated in the client’s guilt if, when by following the advice a crime against the laws of the
State is committed. The fact that he acts in the capacity and under the privilege of counsel does
not exonerate him from the well-founded legal principles which render all persons who advice
and direct the commission of crime guilty of the crime committed by compliance with the advice.
In Myers v Elman (1940) A.C. 282, where a Testator instructed his lawyer to prepare certain
conveyance with intent to evade payment of duty which the solicitor carried out, an order to the
solicitor to produce the instructions cannot be resisted as privileged communication.
DUTY TO THE PROFESSION Rules 1,2,3 & 4 RPC 2007.
Rule 1: (General responsibility of a lawyer), a lawyer shall uphold and observe the rule of law,
promote and foster the course of justice, maintain a high standard of professional conduct, and
shall not engage in any conduct which is unbecoming of a legal practitioner.
Rule 2: (Duty as to the admission into the legal profession), a lawyer shall not knowingly do
any act or make any omission or engage in any conduct designed to lead to the admission into
the legal profession of a person who is unsuitable for admission by reason of his moral character
or insufficient qualification or any other reasons.
Rule 3: (Aiding the unauthorised practice of the law), a lawyer shall not aid a non-lawyer in
the unauthorized practice of the law or share his legal fees with a non-lawyer except as provided
in Rule 53 RPC. He shall also not write nor sign his name on a document prepared by a non-
lawyer, for a fee, as though such a document were prepared by him.
Rule 4: (Avoidance of intermediary in the practice of the law), he shall not permit his
professional services to be controlled or exploited by any lay agency which intervenes between
him and the client. Charitable societies or institutions rendering aid to the indigent are not
deemed as such intermediaries.
Rule 39: (Advertising and Soliciting) see above
Rule 47: (Instigating Litigation or Controversy) see above
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MISCELLANEOUS DUTIES
Duty to take notes. Counsel should take his own personal notes of the evidence, submissions
and rulings in the case in which he is counsel.
(1) He will need to know what one witness said so that he can “put” his evidence to the
witness for the opposing party when necessary.
(2) He will need the note of a witness evidence during his examination in chief for purposes
of cross-examination of that witness and/or other witness.
(3) He will need to be able to review all the evidence that has been given in his final
submission.
(4) He will need the notes of evidence to determine the accuracy of record of proceedings
made by the judge for the purpose of appeal.
“It is perhaps necessary to say that generally speaking criminal contempt consists of words or
acts which obstructs or tend to obstruct or interfere with the administration of justice…on the
other hand, civil contempt is in fact contempt in procedure, consisting of disobedience to the
judgments, orders or other processes of court, and involving private injury.” Per Aguda C.J in
Afe Babalola v FEDECO & Adegborioye Suit No. AK/M4/77 of 21/2/78.
CONDUCT OR ACTS THAT AMOUNT TO CONTEMPT
It is not possible to particularize the acts which can or cannot constitute contempt of court – see
Agbachom v. The State (1970) I ALL N.L.R. Page 69. It is not every act of discourtesy to the
court by counsel that amounts to contempt, nor does conduct which involve a breach by counsel
of his duty to his clients necessarily amount to contempt: See Izuora v. Queen 13 WACA Page
313.
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• A lawyer who prepares a contemptuous affidavit for deponent is equally if not more
seriously guilty of contempt of court. See A-G v Chief Samuel Taiwo Oredein &
11 Ors, supra.
• It is contempt of the Court to resort to disrespectful conduct, continued interruptions
and disturbances in the course of a trial in court. See Nunku v I.G.P 15 W.A.C.A.
23-25.
• Every private communication to a judge for the purpose of influencing his decision
upon a pending matter and whether or not accompanied by the offer of a bribe or by
personal abuse, is a contempt of Court as tending to interfere with the course of
justice. See Awobokun v Adeyemi (1968) NMLR 289 at 294.
• It is contrary to the practice of all courts of justice, unfair to an adversary, and a
contempt of court for a suitor, under any pretext whatever to communicate with a
judge, except by public proceedings in open court respecting the merits of any case
which is either pending in the court of such judge or likely to come before him. See
Awobokun v Adeyemi, supra.
• Disobedience to court’s order is serious contempt of court. See Afe Babalola v
FEDECO, supra.
• Mere disrespect of a court may not amount to contempt. See Awosanya v Board of
Customs (1973) 1 ALL NLR 106.
• “Wilful breach of an order of injunction amounts to criminal contempt”. Per Hon.
Justice T.A. Oyeyipo in KWS/56/1978 in The State v Hon. Justice A.A.M. Ekundayo
& Anor. Delivered on 3/8/78.
• Disobedience of a court’s order of injunction amounts to civil contempt but it is no
less serious than a criminal one for unless the court’s orders are obeyed the
administration of justice is in great jeopardy. The administration can only be effective
if it has a means of enforcement or a means of punishment for those who disobeyed
it. Per Hon. Justice M.B. Belgore on Friday the 27th October 1978 in FRC/L/10/77
in American International Security and Telecommunication Systems Nigeria
Ltd. v Eugene Peterson & Anor
• It is not contempt of court to fail to satisfy a judgment for the payment of money
simpliciter. See Police v Salami Apampa M/42/68 reported on page 110 of J.I.C
Taylor ‘Through the cases.’
Contempt could either be in the face of the court (in facie curiae) or outside the court (ex facie
curiae). Contempt in facie curiae has no closed category and examples in such instance are many.
But broadly it is word spoken or act done within the precincts of the court which obstructs or
interferes with due administration of justice or is calculated to do so. Contempt ex-facie curiae
may be described as words spoken or otherwise published or act done outside court which are
intended or likely to interfere with or obstruct the fair administration of justice: see RE: Dr Olu
Onagoruwa: FCA/E/117/79 NO 5/2/80.
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PROOF OF CONTEMPT
Since a contempt of court is an offence of a criminal character, it must be proved beyond
reasonable doubt Agbachom v The State, Awobokun v Adeyemi, The State v Hon. Justice
Ekundayo.
A civil contempt arising from a breach of an order of injunction must also be proved beyond all
reasonable doubt as in a criminal proceeding American International Security and
Telecommunications v Eugene Peterson.
Lack of intent, however, does not render a contempt innocuous R v Service Press Ltd. 20 N.L.R
96 at 98.
Deliberate disobedience to the order of Court is proof of Mens Rea: Adegborioye v Afe
Babalola FCA/B/147/78 of Thursday 19th July, 1979.
To establish contempt of breach of an order of injunction, the following elements must be
established namely: -
i. The terms of the injunction must be clear and unambiguous.
ii. That the defendant has had proper notice of the terms of the injunction.
iii. That the terms of the injunction have been broken.
Where an alleged contempt arises from the breach of an order made in favour of a party, it is a
good answer if it can be shown that the party complaining of the contempt has waived it, although
such a defence would not, of course, avail a person charged with Criminal contempt Kwesi
Enimil v Kwesi Tuakyi 14 W.A.C.A at pg.2
Unintentional disobedience of a court order may be treated as a minor matter of civil contempt
leading to both acquittal and discharge of the alleged contemnor Awosanya v Board of Customs
(1975) 1 ALL NLR 106
Questions of motive or intention are not relevant in establishing a case of contempt Stericon
(Nig.) Ltd v Downs (Nig.) Ltd. Suit No FRC/L/M83/76 of 27/5/1977.
PROCEDURE
In initiating proceedings of this nature, the guiding principle is as set out in OSWARD on
Contempt committal and Attachment at P. 17. No person shall be punished for contempt of court
which is a criminal offence unless the specific offence charged against him be distinctly stated
and an opportunity of answering it given to him Obiekwe Aniweta v. The State (Supra).
A court can deal summarily with cases of contempt in the face of the court and by the very
judicial officer in whose presence the offence was committed. In cases of contempt committed
in the face of the court, the court has two options: firstly, there may be cases where the offence
should be dealt with summarily but such hearing must be conducted in accordance with cardinal
principle of fair hearing and the case must be one in which the facts surrounding the alleged
contempt are so notorious as to be virtually incontestable. Secondly, in most cases, the proper
procedure of apprehension or arrest, charge, prosecution etc. must be followed: Boyo v. The
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Attorney-General of Mid-West State (1971) I ALL NLR 342 see also Oku v. The State (1970)
I ALL N.L.R. P. 60. Maharaj v. A.G. Trinidad & Tobago (1977) I ALL NLR 411.
A judge in a contempt proceeding must not put himself in a position of a prosecutor and at the
end of it all purporting to find a person guilty of an offence not described or formulated and dealt
with as provided by law Deduwa v The State (1975) 1 ALL NLR 1.
Where a contempt is not committed in the face of the court, a judge who has been personally
attacked should not as far as possible hear the case Awobokun v Adeyemi.
An accused person in a case of contempt in the face of the court should be given an opportunity
of being heard before he is punished Queen v His Worship, The Senior Magistrate (Ubiaja)
M/6/63.
If a trial court wishes to deal with a case of contempt in the face of the court summarily, he
should put the accused not in the witness box but into the dock and ask him to show cause. He
should not be compulsorily put into the witness box as that offends section 36(11) of the 1999
constitution which reads ―No person who is tried for a criminal offence shall be compelled to
give evidence at the trial. See Deduwa v. The State (1975) I ALL NLR Pages 1 - 17, Agbachom
v. The State (1970) I ALL N.L.R. Page 69. See also proviso to Section 160 of the Evidence Act
which buttresses Section 36(11) of the 1999 Constitution.
Natural justice demands that before anyone is committed for contempt, he must be informed of
the details of the contempt and must be given an opportunity to make an answer and defence-
Re: Olu Onagoruwa FCA/E 117/79 delivered on 5/2/80.
A judge in contempt case cannot exercise his power both under Section 6 of the Criminal Code
Law and also under Section 133 of the Criminal Code. If a contemnor is being tried under
Section 133 of the Criminal Code, he should be tried before a different Court Agbachom v
The State (1970) 1 ALL NLR 29 at 79.
Warrant of arrest for contempt of court issued by a court to another state jurisdiction can be
questioned, therefore any order of committal arising from a Court outside the “home Court” has
to be registered in the “home court” before it can be executed in Civil Proceedings Police v
Apampa.
Failure to serve on the judgment debtor the original formal order drawn up and signed by the
judge, is fatal to the application Enwelum v Ekwesie (1966-67) 10 E.N.L.R 14
Private prosecution can be brought for contempt under S133(8) CC for a refusal of the contemnor
to obey an order of court to quit land Adu v Lasisi (1970) 1 ALL NLR 304.
Court has power to punish for contempt committed in its face summarily without any charge or
trial under S6 CC but the exercise of such power is different from an offence under S133 CC
which requires the normal procedure of a charge, plea trial and verdict Nunku v I.G.P 15
W.A.C.A
The Sheriff and Civil Process Act made provisions for the punishment of civil contempt.
Essentially, two forms are used in the first schedule to the Act. Form 48 – Notice of
consequences of disobedience to order of court. Form 49 – Notice to show cause why the order
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of contempt should not be made. A party who intends to seek punishment for civil contempt will
have to follow the following procedure:
i. Application via motion on notice supported by an affidavit and a written address.
ii. Filing of Form 48 to be served on the contemnor if he was not in court. However, for
practical, always serve Form 48.
iii. The Form 48 notifies the contemnor the consequences likely to be suffered if the order
of court is disobeyed.
iv. The order of court has to be endorsed on the Form 48 by the Registrar.
v. Service is then effected by process server either personally or by substituted means with
the leave of the court.
vi. 48 hours will be given to the contemnor to desist from his act.
vii. If after 48 hours, there is no compliance, Form 49 which is notice to show cause why
order of contempt should not be made will be served on him. A day will be fixed for the
contemnor to come to court and explain why he should not be committed to prison.
viii. The forms are signed by the Registrar.
ix. If the contemnor did not come to court, warrant of arrest can be issued against him –
bench warrant.
The court will pardon a contemnor whose conduct is unintentional and who purges his contempt
by a sincere apology and credible explanation. Court will pardon and discharge a contemnor if
he acts unintentionally and from a mistaken belief or misconception of the laws thereby flouting
a court’s order, The State v. Hon. Justice A.A.M. Ekundayo & Anor KWS/I06/77 of 2/9/77.
Contempt committed under s133 CC carries a maximum imprisonment of THREE MONTHS
Okoma v. Udoh (2002) I NWLR (Pt.748) 438.
The punishment permissible by law in the case of civil contempt is SIX MONTHS Afe Babalola
v. FEDECO & Anor AK/ML/77 of 21/2/78 at pages 17-23.
A contemnor can be ordered to be kept in prison until he purges his contempt Ikabala v. Ojosipe
Suit No. LD/967/71 of 30/3/72.
A judge can commit another judge for contempt.
Where a legal practitioner interrupted a court during the course of his judgment with the words:
―This is a most unjust remark‖ he was held to have committed contempt. R v. Jordan, R v
Stafford County Court Judge, Atake v. The AG. Federation &Anor.
To accuse a judge of un-judicial conduct in appropriate cases may not amount to contempt of
court, Maharaj v. AG. Trinidad and Tobago (1978) 2 All E.R. 670
A corporation or a company can be punished for contempt R v Onwuegbuna & Anor (1958)
E.N.L.R. 17.
The Supreme Court has inherent original jurisdiction to convict for contempt committed in the
face of that Court as it did in Lawal v Ayilara in Re: Jinadu Okin delivered on 19/9/72.
PUNISHMENTS/ORDERS THAT MAY BE MADE BY THE COURT PURSUANT TO
A CHARGE OF CONTEMPT.
1. Imprisonment.
2. Imprisonment until the contemnor remedies his default – Civil contempt Ope v Olonje
(1962) W.R.N.L.R. 389.
3. Costs, Rex v Jackson 6 N.L.R. 55 and Rex v Ojukoku 7 N.L.R. 60 at 62 & 63. In the
latter case, Adeoye Deniga and S.H. Braithwaite were each ordered to pay £15 costs for
contempt. Ernest Ikoli was ordered to pay £15 costs and £25 fine in addition and if he
failed to pay the fine within twenty-four hours, he was to be committed to Lagos Prison
until payment is made.
4. Fine
5. Caution and Reprimand Dr. Ola Oni v AGF & Ors
6. Apology.
7. Caution and Discharge Agbegende v Ilorin Native Authority (1968) N.M.L.R 144.
8. Pardon and Discharge Usman v Rev. M.D. Durojaiye KWS/106/77 of 2/9/77 by Justice
A.A.M. Ekundayo.
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9. A contemnor may be ordered to be kept in prison until he purges his contempt Ikabala
v Ojosipe.
10. Total Discharge State v Hon. Justice Ekundayo.
REFERENCE MATERIALS:
i. “The Law of Contempt in Nigeria” by Chief Gani Fawehinmi, Nigerian Law
Publications Limited (1980) 2 – 27.
ii. Professional Ethics and Skills Practice Handbook, Council of Legal Education, Nigerian
Law School.
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INTRODUCTION
In Nigeria, legal documents are drafted in English language, since it is the language of the
law in Nigeria.
• The grammatical standard for legal writing in Nigeria is Standard British English,
expressed in plain English; e.g.,
• I have got it (British English)
• I have gotten it (American English)
• I need to go home (British English)
• I gotta go home (American English)
• It is therefore important that every lawyer should acquire sufficient knowledge of English
grammar as foundation for his or her legal education.
• Lawyers and law students who know that they are deficient in English grammar are
encouraged to take appropriate remedial steps in Basic Drafting Principles
The types of documents for which a lawyer needs drafting skills include:
• Pleadings;
• Deeds and other Agreements;
• Written Reports;
• Letters;
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• Legal opinions;
• Memoranda; etc.
These four parts of a legislative sentence are explained below: DEDC (SADP)
(1) The description of the legal subject: The subject of the draftsman’s focus must be so clearly
and distinctly described so that there will be no difficulty or ambiguity in identifying who or
what the subject is.
(2) The enunciation of the legal action: The thing to be done, action to be taken, or incident to
be avoided must be clearly stated in the draft document. In other words, in preparing the draft,
the draftsman mind should have a mental picture of how the draft should be implemented in
practice by the subjects to whom the document is directed
(3) The description of the case to which the legal action is confined: In addition to clearly
stating the ‘thing to be done’, ‘action to be taken, or ‘incident to be avoided’ etc, the draft should
also clearly describe the mode, method or process of carrying out the action prescribed
(4) The conditions on performance of which the legal action operates. Furthermore, the draft
should also clearly state the conditions (or pre-conditions) i.e., the parameters within which the
prescribed law shall operate. For example: “Subject to the provisions of any federal enactment
on the National Housing Policy, the Lagos State Housing Development Corporation shall liaise
with the Federal Mortgage Bank of Nigeria to provide mass housing schemes for members of
the public within Lagos State”
Connective words: they are used in drafting to convey the legal subject and the legal action.
They can be conjunctions, adverbs, etc.
Examples of connective words: Conjunctions, e. g.
• ‘But’ used to introduce a contrast to an earlier statement
• ‘Because’ (used for stating reason why something is right, wrong, should be done, or
should not be done
• ‘When’ (used for connecting a sentence to time or the occurrence of an event
• ‘Except’ (as the word is, it is used for creating exceptions to the main theme of the
sentence
• ‘Provided’ (used in provisos to state conditions)
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The legal action prescribed may be mandatory, prohibitory or permissive, depending on the
intention of the legislature as contained in the instruction given to the draftsman
Basic Drafting Principles
No Mandatory Prohibitory Permissive
1. Legal Writing Shall Shall Not (a) may
(b) May not
2.Ordinary Writing Must Must not Should not
May
May not
In using the above format to prepare a good draft, the lawyer should state precisely and in clear
words what ought to be done, the person who should do it, (or what the person should refrain
from doing), and the prescribed method of doing the required things
Use of Proper Language and Grammar
As stated earlier, a Nigerian lawyer should have good command of Standard British English.
Particularly, he should be meticulous about the following:
1. Spelling;
2. Sentence structure;
3. Paragraphing;
4. Grammar;
5. Capitalization (e.g., proper nouns); and
6. Punctuations
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The wrong punctuation, i.e., the position of the comma in the sentence resulted in the execution
of a man who was intended to be released.
Please take another look at the position of the comma in the actual sentence and the intended
sentence:
‘Kill him, not let him go’
‘Kill him not, let him go.’
1. Actual: ‘Kill him, not let him go’ which means ‘kill him, do not release him.’
2. Intended: ‘Kill him not, let him go’ which means ‘do not kill him, release him.’
Dear student, are you now convinced why you need to be a meticulous lawyer. I guess you are
now convinced.
The Technique of Drafting
1. The Arrangement and Order: Quite apart from the order of ideas in a document, each
sentence should bear such an order and relation with other sentences in the document that
will most readily and clearly bring out the meaning of the sentence and the document.
2. Avoid long and complicated sentences.
3. Sentence must be syntactically correct
4. Use present tense in drafting legislation.
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Avoiding Ambiguity
To avoid ambiguity in legal drafting, a lawyer should do the following:
1. Preferably use Nouns more than Pronouns (even if it is repetitive);
2. Use Adjectives and Adverbs with care (since their meanings are more complex than that
of nouns);
3. Use precedents for guidance
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Lamplough (1878) 3 EXD 214. Repetition of preposition Enumeration & Exclusion (“Ejusdem
generis rule”)
Assuming that the following draft is a provision in the Lagos State Housing Corporation
Law:
“Subject to the provisions of any federal enactment on the National Housing Policy, and upon
the Governor designating land from time to time for housing development, the Lagos State
Housing Development Corporation shall liaise with the Federal Mortgage Bank of Nigeria to
provide mass housing schemes in Lagos State for Lagos State civil servants, and other interested
members of the public within Lagos State”
Question 1:
a. In one sentence, identify or description the legal subject saddled with putting the law into
effect.
b. In one sentence, explain the legal action intended by the legislature.
c. In not more than four sentences identify the case, situation or target(s) to which (or to
whom) the intended legal action is confined.
d. List the ancillary conditions or limitations on performance of which the legal action
operates.
Question 2:
List and explain the five (5) stages of drafting.
Question 3:
List and explain any five (5) habits that a draftsman should avoid in drafting.
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2. Tutor gives an overview of types and parts of a letter including the words of negotiation –
30 minutes
3. Using any of the case studies from any of the modules, and a check list, students draft a
short legal opinion- 20 minutes
4. Sample presentations of the draft legal opinion are made and discussions follow – 30
minutes
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5. Assessment – 10 minutes
15 MINUTES BREAK
1. Tutor presents short case studies and students are required to individually write client letters
on these case studies – 40 minutes
2. Sample letters are presented and discussion on parts of a letter follows – 30 minutes
3. Write a letter --10mins
4. Using a case study provided by tutor, students individually draft the minutes of meeting;
curriculum vitae and office memorandum --- 1hour
5. Selected students present the drafts --- 30 minutes
6. Assessment and evaluation --- 10 minutes
TYPES OF LETTERS
We have two basic types of letters
1. Informal /social letter such as letter to a friend, parent etc
2. Formal/official/business letter such as Application letter, letter of offer and acceptance,
Demand letter etc.
PARTS OF A LETTER
It is traditionally supposed to be on a letter head Letter Head should contain;
• the name of the law firm,
• Address of the office
• Telephone number and fax number (if any) and
• other information that the legal practitioner deems necessary.
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WRITERS ADDRESS;
• If printed on letterhead, no need to write it.
• If not, it should be written on the right-hand side of the letter.
ADDRESSEE’S NAME & ADDRESS-this is written at the left-hand side of the letter
ATTENTION-needed where it is intended that a particular person should handle the letter.
CONFIDENTIAL-used where the letter is only for the eyes of the person to whom it is
addressed.
PERSONAL- used where the letter is sent to the person not in his official capacity, so as no
other person should read it
SALUTATION-written in two ways
• The general form- Dear Sir/Madam, Dear Sir, Dear Madam.
• If there is familiarity between parties, Dear Mr Xxx or Dear Mrs Yyy
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ENCLOSURE: ‘ENCL’
• List of documents attached to the letter is made under this at the end of the letter.
Subject to Contract;
• When used, parties are not bound by the terms of the negotiation until a formal contract
is entered into and executed.
• Use of term would be of no effect where parties have concluded negotiation UBA v
Tejumola & sons (1988)
• The effect is a matter of construction
Without Prejudice –
• Makes the document not admissible in evidence against the maker.
• Exception is where the maker expressly waived this right.
• Need not be stated in a document, as can be inferred from party’s conducts
Dear Sir,
RE: AVAILABILITY, CHECK AND RESERVATION OF THE NAME, JOURNEY
MERCIES TRANSPORT
We refer to your instruction on the above. We are glad to inform you that the Journey Mercies
Transport Company has been approved by Corporate Affairs Commission.
Please be informed that in other to complete the process of registration, we hereby request the
following documents:
1. Two passport photographs of the person applying for the registration;
2. N10, 000 (ten thousand naira) being the amount for the filing fees;
3. N20, 000 (twenty thousand naira) being the amount for use of certificate;
4. The address of place of business; and
5. Nature of business.
Thank you.
Yours faithfully,
Chris Ozo Agbata
(Principal Partner)
For: C O Agbata Chambers LP
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MINUTES OF MEETINGS
• Minutes of meeting is a written summary of things discussed in a meeting.
TYPES
• Word for word; verbatim account
• Narrative; a third person narration
• Resolution minutes; stating the resolutions
GUIDELINES OF A MINUTES
1. Heading; Proper heading
• Type of meeting; yearly/monthly
• Venue of the meeting
• Date of meeting
• Time of meeting
i. Call to order
ii. Roll call of members present
iii. Reading of minutes of last meeting
iv. Officers’ reports
v. Committee reports
vi. Special orders; important business previously designated for consideration at this meting
vii. Unfinished business
viii. New business
ix. Announcements
x. Adjournment
Contents
i. Type of meeting
ii. Heading (date, time and place)
iii. Attendance
iv. Opening remarks
v. Minutes of last meeting
vi. Discussion of on matters arising
vii. Resolutions
viii. Any other business
ix. Adjournment and closing
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ABSENT
The members absent in the meeting were
1. k
2. l
3. l
Mr Bakare sent in his apologies for being absent from the meeting
IN ATTENDANCE
APOLOGIES
PROXY
Buka Suka (Representing John Smith)
OPENING REMARKS
The meeting commenced at about 3:00pm in the afternoon. The opening prayer was taken by Mr
Ibekwe Sandra.
READING AND ADOPTION OF THE AGENDA
The agenda for the meeting as contained in the notice of the meeting was read out to include
READING AND ADOPTION OF MEETING OF THE LAST MEETING
MATTERS ARISING FROM THE MINUTES
DISCUSSION OF THE MATTERS LISTED IN THE AGENDA WITH RESOLUTIONS
ANY OTHER BUSINESS
ADJOURNMENT
DATE:
………………… ……………….
CHAIRMAN SECRETARY
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CURRICULUM VITAE
• This is an outline of one’s qualification and work experiences (educational and
professional history) sent with an application for job. It’s a marketing document in which
an individual markets himself.
• Resume provides a summary of your education, work history, credentials, and other
accomplishments and skills. Typically, a resume is a one-page document and could
sometime be two. Its more concise and precise than a CV.
2. EDUCATIONAL BACKGROUND;
C. Academic Achievement:
• Any award won in the course of educational exploits should be stated under this.
B. Cognate Experience;
• Assignment carried out and
• Summary of job schedule
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CURRICULUM VITAE
A. PERSONAL DATA
• Name:
• Date of Birth:
• Place of Birth
• Nationality:
• State of Origin:
• Gender:
C. WORK EXPERIENCE
• Company/Establishment Position Held/Description Period
D. RESEARCH INTERESTS
E. PUBLICATIONS
F. CURRENT RESEARCH WORK
G. ASSOCIATIONS
H. HOBBIES
I. REFEREES
J. CURRENT CONTACT ADDRESS
………………………..
(Signature)
Dated …………day of ………………. 2022
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OFFICE MEMORANDUM
• This is a written communication between staff in a medium or large law firms and other
business organization.
• It is a legal document that should be written in a professional manner> can be used as
evidence in court.
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Sample draft
C O AGBATA CHAMBERS LP
15 EDUPAL DRIVE, IKOYI, LAGOS
MEMORANDUM
FROM: The Head of Chambers
TO: All legal practitioners
DATE: 15th August, 2022
SUBJECT: DIRECTIVES FROM THE PRINCIPAL PARTNER
Dear colleagues
I have been directed to inform you as follows:
1. All lawyers of the firm must specialise in a particular area of law.
2. Attendance at the annual Nigerian Bar Association conference is now compulsory for all
lawyers in the firm.
3. That the firm shall see to the effective training of externs from the Nigerian Law School. These
changes will be effected on 15th August, 2022.
Please forward to me your area of interest for your specialised practice of law and any comments
on how to effectively train the externs and the compulsory attendance at the NBA conference by
15th August, 2022.
Thank you.
……………….
Mrs Roselyn Matthews
Head of Chambers
Distribution List
1. A
2. A
3. A
CC.
1. S
2. A
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LEGAL OPINION
• A legal opinion is a written statement by a court, judicial officer or legal expert as to the
legality or illegality of an action, condition or intent.
RULES TO OBSERVE;
• Aids to clearness and accuracy; capitalization, punctuation marks, etc
• Sentence structure; short and simple
• Habits to avoid; verbosity, archaic words, etc
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Legal Opinion
Introduction
I, C. O. Agbata of C O Agbata Chambers LP, at 15 Edupal Drive, Ikoyi, Lagos, have been
engaged by Professor Buka Suka, the Chairman of the Independent National Electoral
Commission to write a legal opinion on the right of internally displaced persons to vote in the
2015 gubernatorial elections.
Summary of Facts
………………….
Relevant Statutory and Case law
……………..
Recommendation
……………...
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I am writing with regard to the legal opinion on the right of internally displaced persons to vote
you requested on 15th August, 2019.
Please find enclosed, the copy of my report on the issue above. Please, do not hesitate to contact
me if you have any further queries.
Yours faithfully,
_________________
Chris Ozo Agbata
For: C O Agbata Chambers LP
Encl
(1) Legal opinion on voting rights of internally displaced persons.
PRE-CLASS ASSIGNMENT
Timothy Ebuka, a legal practitioner with the law firm of Humility Chamber at No.5, Kanta Road,
Yola. In 2018 he was engaged to represent Alhaji Ibrahim Ali of No.10 Enugu Road, Yola for
recovery of 300 million Naira balance owed to Alhaji Ibrahim Ali by Hakuna matata University
Yola, Adamawa State for the construction of an ultra-modern auditorium with three thousand
(3000) sitting capacity which was completed since February 2017. The matter was before
Adamawa State High Court No.5.
On 13th April 2018 when the matter was slated for hearing, he could not go to court due to ill
health. Consequently, he wrote to the court informing it of this fact.
On 20th September 2018, the court delivered its judgment in the matter in favour of Alhaji
Ibrahim Ali for the sum of 300,000 million Naira.
Answer the following questions;
1. Alhaji Ibrahim Ali having retained Timothy Ebuka as his counsel, and want his instruction to
be in writing, draft the appropriate letter.
2 Draft the letter that was issued to Hakuna Matata University by Timothy Ebuka asking for the
payment of the sum owed Alhaji Ibrahim Ali.
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legislative house. The latter included; first, second, committee, report, third, clean copy and
assent stages.
2. Qualities of a Good Draftsman
The qualities include but not limited to:
i. Good command of English
ii. A sound knowledge of the principle of law
iii. Understanding the society of operation
iv. Hard work and Dedication
v. Patience
3. Stages of Legislative Drafting TADCS
i. Taking and Understanding Instruction: It involves getting sufficient background
information, the principal object of the law, the means of achieving the law and the
possible problems that may be encountered.
ii. Analysis: It involves considering any existing law, potential danger areas,
practicability, categories of person to be affected, penalty for the breach, conflict with
the constitution, ascertaining the enacting authority.
iii. Designing: This consists of the outline or the structure of the bill i.e., whether it will
be divided in to Chapters, Parts, Sections, Subsections, Paragraphs, Sub-paragraph and
Sub sub-paragraphs etc.
iv. Composition: This involves the preparation of the bill in terms of content. Under this
stage, the draftsman uses simple and clear English to prepare the bill. The use of
precedent is highly recommended in this stage.
v. Scrutiny: This involves editing the bill to ensure it is error free in terms clarity of
grammatical expression, punctuation marks, spellings, cross references, numbering etc.
4. Formalities and Arrangement of Legislative Drafting
• Legislation can be arranged in Chapter, Part, Section, Subsection, Paragraph, Sub-
paragraph and Sub sub-paragraph.
• Chapters and Parts are usually written or numbered in Capital Roman numeral. For
example, I, II, III, IV.
• Sections are usually numbered in Arabic numeral without bracket and Subsection in
Arabic numeral in bracket. For example, 6 (5)
• Paragraphs are written in small letter alphabet in bracket, the Sub-paragraph in small
letter Roman numeral in bracket and the Sub Sub-paragraph in capital letter alphabet in
bracket. For example, (a) (i) (A). See section 254C of the 1999 Constitution as amended
• Heading- should be in bold print/ Sub-heading should be in italics. For example, see
Chapter V, Part I of the 1999 Constitution as amended.
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• Marginal Note- it gives concise indication of the content of a section. It is also known
as Section Heads or Section Head Notes. It can be written on the left or right, above or
beside the section. It does not form part of the law.
• Capitalisation- introductory clauses, all proper noun, names etc. start with a capital
letter.
• Punctuation marks- a bill should be properly punctuated. For example, introductory
clause ends with a colon or dash; independent sub- clauses end with semi-colon; the last
independent sub-clause ends with a full stop if no closing clause and a comma if there is
closing clause. The closing clause ends with a full stop.
5. Principles of Legislative Drafting
i. Avoid the use of unfamiliar words and phrases. For instance, Pursuant to, in toto, per
diem etc.
ii. Avoid excessive and intricate expression
iii. Avoid inconsistency. For instance, Buyer/ Purchaser
iv. Avoid the use of legal pair. For instance, Null and void and of no effect and had and
received etc.
v. Avoid passive language/voice. For instance, the bill was prepared by the draftsman
instead of the draftsman prepared the bill
vi. Avoid the use of archaic words and expressions. For instance, hereinafter, said vendor,
witnesseth, whereas etc.
vii. Avoid the use of latin words. For instance, inter alia, in pari materia, sine die etc.
viii. Use noun instead of pronoun if it will lead to ambiguity.
6. Segments of a Legislation
Legislations are divided into the following segments:
• Preliminary provisions: (is made up of the; long title, preamble, Enacting Clause, Short
title, etc)
• Principal provisions: (substantive and administrative provisions)
• Miscellaneous provisions:
• Final provisions: (Saving, transitional provisions, repeals, consequential amendments
and schedule)
respectively. It should end with any of the followings: and for related matters; and for
matters connected therewith; and for purposes connected therewith; and for connected
matters. It should be noted that the whole of a long title is usually written in capital
letters. For example, A BILL FOR A LAW TO PROHIBIT STREET HAWKING IN
KADUNA METROPOLIS AND FOR RELATED MATTERS.
• The long title should be drafted in terms wide enough to embrace the whole of the
contents of a bill.
• It can be relied on to interpret an ambiguous part of a legislation. Bello v AG Oyo State
(1986)5 NWLR (Pt.45) 828.
ii. Preamble
• A preamble is used instead of a long title to explain the reason for a particular legislation
and its desirability. It is used where the subject matter is to remedy exceptional local
problems; legislation of constitutional or international importance; in decrees and edits
by military regimes and international treaties.
• It is generally used in recent legislation where: one, the subject matter of the legislation
is of constitutional or international importance; and two, the legislation is of a formal or
ceremonial character or intended to mark a noteworthy event such as an anniversary,
state visit or historic occasion.
iii. Short title
• The short title underscores the name that a legislation is known. It is the statutory
nickname of a legislation. It is usually drafted as follows: This Law may be cited as the
Street Hawking Prohibition Law of Kaduna State 2022.
iv. Commencement
• This indicates the date when the law will come in to force or effect. A legislation may
come in to force:
a. On the date stated;
b. Where an authority is to specify;
c. On the occurrence of an event;
d. Where no provision is made, it will commence on the day it is assented to.
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• The day of assent. For instance, The Act shall come in to force the day the President
assents to it.
v. Enacting Formula
• The enacting formula states the authority that enacts the legislation.
• In a democratic setting it is usually drafted by using the following phrases: ENACTED
by or IT IS HEREBY ENACTED by. For instance, ENACTED by the National Assembly
of the Federal Republic of Nigeria as follows: or
• The Lagos State House of Assembly enacts as follows:
• In a military era, decrees (usually promulgated by the Federal Military Government) and
edicts (usually promulgated by Military Governor) are drafted as follows: The Federal
Military Government hereby decrees as follows: or The Military Governor of Lagos
State of Nigeria makes the following Edict.
vi. Interpretation Clause
• Interpretation clause gives meanings and explanations to words used in a legislation. In
drafting, it usually begins with the phrase: In this Act/Law or In this Act/Law, unless the
context otherwise requires or provides.
• The words used to define or give meaning are:
• Means- where the meaning is closed or restricted.
• Includes- where the meaning is open or in exhaustive.
• For instance, In this Act, unless the context otherwise requires:
• Regulation means------------------------
• Corporation includes---------------------
vii. Application
• Application indicates, the persons, territory or subject matter which the legislation shall
apply to.
• For instance, This law shall apply to all disable persons in Lagos State.
viii. Duration
• Duration indicates the period of time that a legislation will be in force. For instance, This
Law shall continue in force until the 30th June 2010; This Act shall continue be in force
until it is repealed; This Law shall come in to force on the 1st August 2022 and shall
continue in force for 5 years.
B. Principal Segment
• This segment provides for substantive and administrative matters which includes
establishment and administrative provisions
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i. Establishment provisions
• The establishment provision is used where the legislation establishes a statutory or
regulatory body. It includes the Establishment clause, Membership, Management,
General duties, Finance and Tenure of office.
• Establishment Clause
• It provides the name of the body or the agency established under the law. It is usually
drafted by using the following phrases: There is hereby established a body to be known
as; There is established a body to be known as; There shall be a body to be known as or
There shall continue to be established a body to be known as (This is in the circumstance
where the body is already in existence). For instance, There is established a body to be
known as the Environmental Sanitation Regulatory Agency Adamawa State.
• Administration provisions
• Administrative provisions consist of the execution of documents, the use and custody of
seal, the staff of the corporation, meetings etc.
C. Miscellaneous Segment
• This segment deals with offences and penalties, miscellaneous and supplementary
provisions, power to make subsidiary legislation etc.
D. Final Segment
• Savings; this is used to preserve or save a law, a right or a privilege which would
otherwise be repealed or cease to have effect. Savings is usually as follows: Save and
except as otherwise provided, section 3 shall not be repealed under this amendment.
• Repeals: legislation is repealed when its operation is brought to an end by the legislature.
The repeal of a law may be express or by implication. See Raleigh Industries (Nigeria)
Ltd v. Nwaiwu (1994) 4 NWLR (Pt.342) 760. Note the effect of the repeal of a law- S6
Interpretation Act, 1964 See Sossa v. Fokpo (2000) FWLR (Pt 22) 1111.
• Marginal Notes: Also referred to as statutory signpost; they indicate what to find in the
section to which they are annexed. They are contained in the margin of each section. See
A. G. Federation v. ANPP (2003) 15 NWLR (Pt 844) 600. In some jurisdictions
marginal notes are referred to as―section notes‖, in some, ―head notes‖ or ―shoulder
headings. They correspond to the arrangement of sections of the legislation
• Transitional provisions:
• Schedules: A schedule is a device in a law by which matters of technical and detailed
nature that naturally belong to an enacting section are arranged away in the schedule to
avoid clumsiness and distraction when reading the law. They also ease comprehension
of such provision. A schedule forms part of the law where they are referred to in the
enacting section. This is called incorporation by reference. They also refer to the section
which enacts them. This is cross referencing. See A.G. v Lamplough (1878) EXD 214
229; Egolum v Obasanjo (1999) 5 SCNJ 71 at 129.
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• Citation:
• Explanatory notes: Does not form part of a law - See Udoh v. National Orthopaedic
Hospital Management Board (1973) 7 SCNJ 432; (1973) 7 NWLR (Pt 304) 139 at 148;
A.G. Abia State v. A.G. Federation (2003) 4 NWLR (Pt 809) 124 Schedule is used to
banish details from the body of a legislation. It constitutes a part of a legislation.
Aids to Good Draftsmanship
• A drafts man should be able to:
i. Adequately elicit the relevant instruction and capture the intention of the sponsor
ii. Use proper language and grammar
iii. Demonstrate skill, ingenuity and creativity
iv. Use relevant existing precedents
iv. Be brief, concise and precise
ASSIGNMENT
Kidnapping and armed banditry have been on the increase in recent times in Zamfara State.
Regrettably, several persons have been killed and property worth millions of naira destroyed by
armed bandits. The state government is worried by the nefarious activities of the armed bandits
and has resolved to enact a law that will prescribe death penalty for kidnapping and armed
banditry. Under the law, a body will be established to strictly monitor the implementation of the
law. The law when enacted will come in to force on the day the governor assents to it. As a
counsel in the Zamfara State Ministry of Justice, the solicitor general has instructed you to
prepare a bill that will be presented to the Zamfara State House of Assembly for the enactment
of the legislation.
Answer the following questions
1. Identify the stages you will follow to enable you prepare the bill for presentation to the
House of Assembly
2. Assuming analysis is one of the stages you identified in 1 above, mention the factors that
will be considered in that stage
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OUTCOMES
At the end of this lesson, students would be able to:
1. Explain and discuss the scope and application of rules of interpretation and construction
of statutes
ACTVITIES
1. Tutor in an overview, explains the rules as well as the maxims of interpretation of statute
and the scope and application of the rules and maxims. – 15 minutes
2. Group discussion of rules of interpretation- 10 mins
3. At plenary, groups make presentation of work in No 2 activity and general discussion
followed by question and answer session- 10 minutes.
15 MINUTES BREAK
2. Tutor gives an overview of client interviewing and counselling with questions and answers-
30 minutes;
3. Tutor presents a scripted role play that raises issues of “meet and greet” stage, starting the
interview and telling the story stage; and issues of conflicts of lawyer’s interest and
confidentiality. (The role play would not extend to counselling stage) – 15 minutes.
4. Students discuss the role play and the issues raised– 20 minutes
5. Students perform additional role plays or video clips are shown; debrief and Discussions
follow – 40 minutes
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WHO
• Client
• Witnesses
Purpose of interview
1. To form an attorney-client relationship
2. To ascertain why the client requires the assistance of a lawyer
3. To learn the goals of the client
4. To get detailed information on an issue or matter.
5. The facts elicited helps the lawyer in offering legal advice to the client concerning the
matter.
6. To get information that will help a lawyer analyse the legal issue presented by the client.
7. It also helps the lawyer pick the best option to solve the client’s issue
8. To alleviate the client’s anxieties and concerns over the matter.
INTERVIEW PLAN
Advantages of interview plan
1. It helps the lawyer organize his thoughts and so give maximum attention to the client
2. It helps the lawyer to follow a logical pattern in conducting the interview
3. It ensures that all the vital areas are covered in the course of the interview
4. It projects the lawyer as organized and competent Interview
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• He must at this stage plug to his listening skills, avoid being distracted by his staff, phone
calls, music and the like.
• Exhibit patience and concentration
• Repeat key words or phrases and show keen interest.
• Use non-verbal signals to demonstrate attention.
• Take copious note.
• If he is too fast, halt him to get the missing part but do not talk too much.
• Go through the note and determine the legal problems to help you formulate follow-up
questions.
• Adopt positive non-verbal communication gestures to help the client disclose all essential
facts.
• Gestures such as eye contact, facial expression, hand and leg movements helps to gauge
feeling and state of mind.
• In turn, you must observe the client’s nonverbal communication tips and respond
appropriately.
• Infect the client with your relaxed posture.
• Keep a poker face and be a shock absorber.
• Do not show negative surprises, shock or disdain.
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• Insufficient details may be provided by taciturn or reticent clients, and that case you must
probe.
• It may make it difficult for client to know where to begin his narration in complex cases.
• It may also encourage rambling.
• Note however, that minute details may become use in the process. Don’t accept that “it’s
a long story”. You must devote time and energy to the interview.
Closed Questions
• These are questions that require short or specific answers. YES or NO if you like.
• It is very useful at the preliminary stage of the interview.
• It can also be employed in focusing a shy or incoherent or stammering client to the
direction you want to go.
Advantages include:
• It assists the client in remembering specific things that relate to his problem
• Helps baby-sit the client into the extraction of specific details of his general narrative.
• It directs reluctant clients to important information required
• Helps the lawyer to fill in gaps in the general narrative.
Analysis Stage
• This where the lawyer analyses the facts and associate them with legal theories and
concepts that help him to determine the remedies available to the client.
• The consequences and implication of each remedy must properly be analysed and
explained.
• Counsel should be interactive here on the options and allow client to dictate his
preference.
• After analyses, if there is none or little available remedy, or risk, disclose it without fear.
Rule 14 RPC
• Disclose any conflicting interest and respond to his question as honestly as possible.
• Note that you must take full and exhaustive notes. That is full instruction. Griffiths v
Evans
• You may use tape recorders where it is available.
• Where they pretend to be in a hurry, reschedule for another interview.
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Open Question
Advantages of open questions
1. Encourages the client to open up and give more details
2. Enables the client discuss on areas that are very important to them.
3. It encourages recall by the client
4. The client feels at ease and discusses sensitive and difficult issues
5. Gives the interviewer an opportunity to observe the client and assess him
6. Enable the interviewer know the most important goal of the client
Closed question –
Advantages of Closed questions
1. The provision of specific details of the facts already narrated by the client
2. It helps in directing a client to the information required by the interviewer
3. It also assists the client in recalling specific events connected to his issues
Disadvantages
1. It may lead to interrogation not interviewing
2. Failure to ask key question may lead to loss of valuable information
3. Analysis Stage - evaluate the facts as narrated by the client
OTHER MODELS
a. Chay and Smith (7 Stages)
1. Preparation for the interview
2. Commencement of the interview
3. Appreciation of the client’s problem from the facts
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b. Questioning
i. Clarification of the facts by use of questions
ii. Summary of the facts stated by the client
iii. Note taking of facts as narrated by the client
c. Advising
i. Giving advice to the client
ii. Evaluate client’s reaction to the advice and amend where necessary
iii. Identify follow-up work to be done by the lawyer
iv. Identify follow-up work to be done by the client
v. Identify any other matter to be dealt with
vi. Closing the interview
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11. Housekeeping (going through the notes to identify areas that may need clarification), etc
COUNSELING
• Counselling is giving advice to a person after hearing, considering and or observing that
person and the circumstance of his or her problem. It’s simply a process where a person
is helped to reach a decision.
• Effective counselling must be client-cantered and based on the identified goal of the
client and after full facts have been ascertained.
• It is actually this counselling that makes you the expert and whilst on it, open up all the
options and ensure that the client retains the freedom of choice so that he becomes
responsible for the consequences of any action taken thereafter.
• It is here that you must resist the spirit of champerty in order to share gain with client.
• Do not succumb when the client pushes you to make the choice for him.
• You must respect the client’s choice even if it turns out to be a bad choice. All you owe
him is to explain the implication of any choice he is making.
• Again, your communication skills of verbal, vocal and visual are indispensable in giving
counsel. You must be as clear as is possible.
• Your counsel must be within the confines of the law.
• You cannot assist or advise on how to commit crime, fraud or any illegal or immoral
purpose. You must decline the brief where that is the case.
• Avoid giving confident assurances as to how simple the matter is as this could be a bases
for an action in negligence.
• Your counsel must take into cognizance the provisions of the RPC. Onitiri v Fadipe
• Giving legal opinion based on facts relayed by the client.
• Counselling should be directive and client-centred
• The client should be told of alternative courses of action; and legal and non-legal
implication
• Lawyer can tell client of his preferred option but should still leave the final decision to
the client
• Lawyer should respect a client’s final decision
• Don’t counsel clients to commit crime, corrupt public officers, or commit illegal acts
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1. Literal Rule
Where words are clear an unambiguous, it is the duty of the court to give the words their plain
and natural meaning. The power of the court to go out of the clear meaning is restricted Awolowo
v Shagari (1979) 6-9 SC 51; R v Bangaza.
2. Golden Rule
This modifies the literal rule. Where the plain and ordinary meaning of a word will result in an
absurdity or inconsistency, the court may depart from that ordinary meaning and apply a meaning
that will avoid the absurdity Bronik Motors v Wema Bank Plc, Adamolekun v UI (1967) All
NLR 40, National Assemble v. President (2003) 9 NWLR (Pt 824) 104, Grey v Pearson
(1857).
3. Mischief Rule
This rule was formulated in the Heydon’s Case (1584). The Mischief Rule goes beyond the
statute to look at the purpose of the law or the mischief the law was made to cure Abioye v
Yakubu (1991) 5 NWLR (Pt. 190).
In the Heydon’s case the court laid down the following tests under the rule for interpretation of
statutes as follows:
o What was the law before the legislation?
o What mischief or defect for which the old position of the law did not provide?
o What remedy was provided by the current legislation under consideration?
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The court should apply the true reason for enacting the legislation.
4. Ejusdem Generis Rule
- Latin - ‘of the same kind’, means where a list of words forming a class is followed by a general
word, the interpretation of the components of that general word is determined by the class formed
by the list of words Buhari v Yusuf (2003) 14 NWLR (Pt. 841) 446; Jammal Steel Structures
Ltd v ACB (1973) 8 NSCC 619.
The rule is akin to the adage; ‘birds of the same feather, flock together’.
To apply the rule, ascertain the class formed by the list, then determine if the item in issue comes
within that class Fawehinmi v Inspector- General of Police (2002) 7 NWLR (pt. 767) 606 at
683. In illustration, where a law says animals affected under this law are ‘…goats, sheep, cows
and other animals’; An interpretation of the general term ‘other animals’ using the rule cannot
include a lion, since the class consist of domestic animals only.
5. Purposive Approach
This approach relaxes the literal rule which prohibits the resort to extraneous matters in the
interpretation of statutes. The purpose for which a piece of legislation was enacted as reflected
in policies behind the law, background information, legislative history (memos, official reports,
record of proceedings at committee stage) etc., are useful for statutory construction under this
approach.
6. Ut Res Magis Valet Quam Pereat
This means that where there are two possible interpretations, the court should choose the
interpretation that will give effect to the intention of the legislature than defeat it Nafiu Rabiu v
The State 1981 2 NCLR 293
7. Expressio Unis Est Exclusio Alterius
This means that the express mention of one thing is the exclusion of another. That is what is not
mentioned is excluded AG Bendel State v Aideyan (1989) 4 NWLR (pt. 188) 640
8. Noscitur a Sociis
This means that doubtful words or phrases in a sentence may be derived from other words
accompanying it. Thus, the meaning of a word may be enlarged or restricted by referring to the
context in which it is used Garba v Federal Civil Service Commission (1988) 1 NWLR (Pt.
71) 449.
9. Nullus Commodum Capere Potest De Injuria Sua Propria
“No one can derive advantage from his own wrong” Amadi v Nsirim
10. Lex Non Cogit ad Impossibilia
A law cannot demand the doing of the impossible Ohuka v. State (1988) 1 NWLR (Pt. 72),
Buhari 1984 Decree.
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“Interpretation against the draftsman or offeror”. It is a rule adopted by the court in the protection
of a person’s property. Thus, in expropriation, all necessary protocols and due process must be
followed.
12. Generalia specialibus non derogant
A general provision does not derogate from a specific provision. In other words, specific
provisions override general provisions Shroeder v. Major (1989) 2 NWLR (Pt 101) 1; A.G.
(Ogun) v. A.G. (Federation) (2003) FWLR (Pt. 143) 206; M. v. Panormous Bay Olam (Nig.)
Ltd (2004) 5 NWLR (Pt 865)1
1. With the aid of appropriate Rules of Interpretation of Statutes, advise the SRC President on
why his powers of seizure of phones would not be applicable to Mr. Ademora but may be
enforceable against Chinedu.
2. As the judge in the suit filed by Guy Bobo, which of Rules and Maxims of Interpretation of
Statutes would you employ in rejecting Guy Bobo’s contention regarding the non - issuance of
a query letter to him as a condition precedent to his investigation and subsequent expulsion?
3. As the judge in the suit filed by Guy Bobo, what Rules and Maxims of Interpretation of
Statutes would you employ in rejecting Guy Bobo’s prayers for admission to the Nigerian Bar
by an order of court?
4. With regards to the question posed by Mr. Ademora in class, what Rule of Interpretation of
Statutes would you use in answering Mr. Ademora’s question in the negative? State the steps
you would consider when applying the most appropriate Rule of Interpretation of Statutes in this
circumstance?
5. Assuming the Minister for Justice and Attorney-General of the Federation pays a visit to the
Law School, enters the Lecture Auditorium without clocking in his name on the computer, what
Rule of Interpretation would you employ in justifying his exclusion from the application of
Section 4 of the Code?
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WEEK 13: (i) ADVOCACY PRACTICE (ii) LEGAL RESEARCH; (iii) CLOSING OF
FILES
CONTENT:
I. Introduction to trial advocacy; presentation of opening statement in civil trial.
II. Examination and cross examination of witnesses with emphasis on cross-examination
III. Functions legal research
IV. Sources of materials in legal research
V. How files are closed
VI. Destruction of files
OUTCOME:
At the end of the lesson, student should be able to:
1. Discuss the general principles (including the essence and ethics) of advocacy in the context
of a trial;
2. present an opening statement in a civil trial;
3. discuss the principles of examination- in-chief, cross-examination and re-examination of
witnesses
4. Explain the importance of legal research
5. Explain the sources of materials in legal research
6. Explain when and how clients files are closed in a law office
7. Explain the necessary matters to be dealt with at the time of closing a file;
8. Draft a letter to a client closing a file;
PRE-CLASS ACTIVITIES
Students are expected to read the topic in advance
1. Tutor should provide in advance to the students a scripted record of examination in chief of
a witness
ACTIVITIES DURING THE LESSON
2. Tutor gives an overview of Introduction to trial advocacy and presentation of opening
statement, an overview of the principles of examination –in-chief, cross examination and re-
examination of witnesses- 30 minutes;
3. In the class video clip of NITA’s “the ten commandments of cross-examination” is
previewed- 15 minutes;
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4. There is a general discussion on the video clip, with tutor assisting in drawing attention to
the scope and extent of application of the various commandments to Nigerian jurisdiction
showing differences if any between civil and criminal litigation- 10 minutes
5. Tutor provides a scripted record of examination in chief and requires students to conduct
short cross-examinations on a witness based on the scripted recorded examination-in-chief
and discussion follow. Preparation for this exercise –
(Note that students should be allowed to object to any question asked by their colleague in
the exercise and the student objecting would be required to give reasons for the objections
and takeover the cross-examination where the objection is sustained).
6. Tutor presents special opening speech in criminal trial or plays video clips of an opening
speech like the Inns of Court School of Law Legal Skills Training Service “Do you want to hear
a story”. Special attention must be paid to the distinction between making opening speeches
before a Judge or Jury and between civil and criminal trials; discussions follow – 15 minutes;
7. Role play by students acting as opposing parties to present short opening speeches in a civil
case. The tutor shall be the presiding Judge- 10 minutes.
15 Minutes Break
1. Tutor gives an overview of principles, functions of legal research and source of materials for
it --- 20 minutes
2. Tutor gives overview of closing of file. --- 10 minutes
3. Group discussions on activities 1 and 2 ----10 minutes
4. Group presentation on activity 3 --- 100 minutes
5. Students draft a letter to a client closing a file --- 15 minutes
6. Assessment and evaluation --- 10 minutes
ADVOCACY PRACTICE
Type of Trials
1. Where the court would examine the Processes filed and the law to determine a matter.
This is for cases commenced by originating summons (O2r3 of the HC of the FCT
Abuja CPR 2018, O5r4 HCCPR Lagos 2019), fundamental human rights applications
(O2r1 FREP Rules 2009), undefended list actions (O35r1 Abuja) etc.
2. One that, apart from the above, also involves the calling of witnesses.
Trial Proceedings
Opening Speech – is given by either the party or his lawyer. The party gives the court a summary
of his case and how he intends to proceed at the hearing. Mostly practiced in the USA especially
at the level of the jury. Frontloading has altered that in Nigeria now.
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Theory of the case - (usually expressed in a single paragraph) is an articulation of the facts of
the case, the development of argument on the basis of those facts and the manner of presentation
of the case along that line of argument. According to Lubet, it consists of a combination of the
lawyer’s account of the facts of the case and the law in such a way as to lead to a conclusion that
his client may win the case.
Elements of a successful theory of a case; it should be
a. logical
b. credible
c. based on undisputed facts
d. speak to the basic elements of the offence
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Hostile witness: A witness is regarded as a hostile witness when he intentionally refrains from
telling the truth to the court and deliberately gives false testimony against the party that invited
to come and testify Esan v. State.
Upon oral application by the party and court satisfying itself, it can declare a witness hostile. S.
230 E. A. – the witness may then be cross-examined Iluonu v Chiekwu; Gaji v. State.
The party that called him may orally apply to the court for him to be declared a hostile witness.
The effect of being declared a hostile witness is that both his evidence and the previous
inconsistent statement are treated as unreliable by the court.
Refreshing the memory: by making reference to a document, he made at the time the event, or
soon thereafter provided that, in the opinion of the court, it was likely that such facts was still in
fresh in his memory when he made the document S231 EA.
The witness may also be allowed to refresh his memory by referring to a document made by
another person S231(2) EA.
Note that such document should, where requested by the other party, be produced in court and
the opposing party may cross-examine the witness on its contents.
Cross-examination – the examination of a witness by the adverse party usually after the
Examination-in-Chief S214 EA
Purpose of cross-examination
a. To contradict a witness and weaken his examination-in-chief
b. To injure the character of a witness
c. To discredit a witness or his case
d. To put across the other party’s case
e. To extract facts from the witness which are favourable to the adverse party’s case
f. To test the veracity or credibility of the witness’s testimony
g. To elicit facts with which to cross examine other witnesses
h. To repair or minimize damage to the cross-examiner’s case
i. To reflect on the credibility of another witness
j. To enhance the cross-examiner’s case
Techniques of cross-examination
1. Use of closed question
2. Leading questions are permissible
3. Use of propositional questions by asserting facts and asking the witness to confirm them
4. Asking of incremental questions
5. Asking sequential questions
b. Probing questions
c. Insinuation
Limitations in Cross-Examination
• Questions relating to credit but are not relevant or too remote to the proceedings may be
disallowed by the court. The court is under an obligation to warn the witness that he is
not obliged to answer S224 E.A.
• Indecent or scandalous questions S227 E.A.
• Questions intended to annoy or to insult or needlessly offensive S228 E.A.
• Under S226 E.A., the judge is empowered to report a counsel who ask baseless or
questions adjudged to be without reasonable cause to the Attorney-General of the
Federation or any other authority to which the legal practitioner is subject.
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2. Mr. Inachukwu Okonkwo, a legal practitioner called to the Nigerian Bar in 2007 has been
assigned some students of the Nigerian Law School as externs. He, as part of his duty as a field
supervisor, decided to give his externs a test. Below are some of the questions she gave the
students:
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a. What is Examination-in-Chief?
b. Mention 3 functions of Examination-in-Chief?
c. What are the questioning techniques in an examination-in-chief?
d. What is a leading question?
e. Who is a Hostile witness?
f. What is Cross-examination?
g. Mention 5 purposes of cross-examination
h. Mention 4 types of questions to avoid in cross-examination
i. What is Re-examination?
j. What is a Final Address?
k. Mention the contents of a Final Address
NB: Virtually every lawsuit, fresh trial, or appeal, criminal or civil case, and every step a lawyer
takes and every document a lawyer drafts requires some amount of legal research
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Primary Sources: are the fundamental sources of law that have ground and binding significance.
They constitute ground norms, precedents and binding authorities that determine the decision or
judgment of the court. They include:
• The Constitution
• Nigerian Legislation
• Nigerian Case Law or Judicial Precedent
• Received English Law
• Nigerian Customary Law, and
• Islamic law
Secondary Sources: are diluted, analysed and persuasive materials and do not bind any court or
authority. They can be referred to if they support the authorities of the primary sources. They
include:
• Decisions of courts of foreign countries
• International conventions, treaties, and resolutions of international bodies;
• Statements or opinions of jurists and learned authors contained in law textbooks, journal,
periodicals, dictionaries, letters, speeches, and interviews;
• Legal opinions contained in nullified judgements.
Tertiary Sources: give information as to where to locate primary and secondary sources. They
are finding tools being used to get to where to find the primary and secondary sources. They are
not being cited in court, because they are tools to getting to primary and secondary sources.
Examples:
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CLOSING OF FILES
One of the challenges to law firms over time is how to deal with retained client's records such as
closed files of concluded cases and matters and other administrative record, both in hard and
electronic copies.
In some countries, their rules of ethics make provisions for these issues. Where there are no such
provisions, the bar usually issues policies for the retention and destruction of files and other
administrative records generated or obtained by the firm such as business records, contracts with
suppliers and other correspondence or documents.
WHEN TO CLOSE FILES
Prior to closing a file, the lawyer should ensure that:
• all of the work that the lawyer was retained to complete has been completed; - the lawyer
has reported to the client;
• the client has paid the final legal fees or the firm has written off any balance owing on
the fees;
• all undertakings have been satisfied; and
• the lawyer has dealt with any balances to the credit of the client in the lawyer’s trust
account.
FILE DESTRUCTION
• On when, no statutory provision to that effect but Doherty has suggested that it should
be kept for a year after the limitation date for the matter and for those which the limitation
dates exceeds 16 years, they should be kept forever.
• Maintaining Confidentiality
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ACTIVITY
1. Draft a letter to a client for closing his case file.
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6. Group discussion on negotiation tactic, WATNA, BATNA, bottom line and process of
negotiation – 20 minutes
7. Group presentation of activity 5 --- 20 minutes
8. Tutor gives an overview of the multi-door court house with particular reference to Lagos
and Abuja Multi-Door Court Houses and questions and answers follow. These questions
should include the requirement on advising on ADR before litigation. Tutor explains the
correct position on each issue – 40 minutes
9. Group discussion on features, procedure and effect of ADR conducted under the multi-
door court house – 20 minutes
10. Group presentation of activity 8 --- 20 minutes.
IS ADR REGULATED?
Arbitration and Conciliation are regulated by the Arbitration and Conciliation Act and Lagos
State Arbitration Law, 2009, Lagos State Multi-Door Courthouse Law, 2007. While The
Multi Door Court Houses have their respective Rules and Procedures. Apart from this, ADR
processes are generally private and voluntary. They are flexible and confidential in nature and
are normally conducted in an ad hoc basis.
ADVANTAGES OF ADR
• It is quicker, cheaper and more private and produce more flexible terms of settlement
then litigation or arbitration.
• Where a third party neutral is involved, he can provide a view that is perceived by both
parties as being more objective. By shuttle cock diplomacy, he may be able to identify
potential solutions that neither party alone could see.
• ADR has better chance of preserving relationship between parties to a dispute.
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DISADVANTAGES OF ADR
• One reason which makes ADR quicker and cheaper is because evidence is not
investigated or examined as thoroughly as in litigation. Instead, only what are thought to
be the key issues and interests are explored.
• Because ADR is a voluntary process, it is not appropriate when one party needs
immediate judicial relief by way of interlocutory injunction.
• Likewise, ADR is unlikely to resolve non genuine dispute. For example, where a
defendant is clearly stalling for time and refusing to admit liability simply in order to
hang on to his money for as long as possible.
• ADR is not appropriate in test cases where you want a binding judicial precedent, for
example the correct legal interpretation of a section of law or a clause in a standard form
contract.
FORMS OF ADR
There are so many forms of ADR. Most common ones include:
1. Negotiation
2. Mediation.
3. Conciliation
4. Arbitration
5. Hybrid Processes: ARB-MED, MED-ARB, NEG-MED, and CON-ARB.
6. Expert Appraisal
7. Settlement Conference
8. Private Judging: parties hire a private judge.
9. Early Neutral Evaluation
10. Mini-Trial: just like court trial in absence of live evidence.
11. Multi-Door Court House
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NOTE: While arbitration ends with an award, successful Negotiation, Mediation and
Conciliation end with agreement (or settlement) of the parties.
1. NEGOTIATION: This is a discussion process between the disputing parties for the purpose
of settling dispute between them. It does not involve the participation of a neutral third party.
Negotiation may be made face to face or it may be made through a phone call or through written
communication etc.
ROLE OF A LAWYER IN A NEGOTIATION PROCESS
He serves as:
• An Evaluator
• A Negotiator (on behalf of client)
• An Adviser, or
• A drafter of agreement
Tactics/Styles of Negotiation
There are several of them. The one chosen and applied depends on the strategy adopted. Some
of the styles are: Hard, Firm and Soft. Tactics include:
• Leapfrogging
• Take it or leave it
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• Piecemeal/Nibble
• Package deal
• Limited authority
• Lack of authority
• Puff Threat etc.
Stages of Negotiation
• Preparation/Planning stage
• Ice-Breaking (1st Contact) Stage
• Agenda setting Stage -Bargaining Stage
• Conclusion Stage
• Execution Stage
2. MEDIATION:
MEDIATION is a voluntary, non-binding and private dispute resolution process in which a
neutral third party helps the parties to reach a negotiated settlement. In other words, it is a process
during which the parties to a dispute meet together and separately in confidence with a neutral
and independent third party to explore and decide how the conflict between them is to be
resolved. Unlike arbitration, the mediator is not empowered to decide any dispute but simply act
as a facilitator to help the parties reach a mutually acceptable settlement.
QUALITIES OF MEDIATION:
The central quality is its capacity to re-orient the parties towards each other not by imposing
rules on them but, by helping them to achieve a new and shared perception of their relationship;
a perception that will redirect their attitudes towards each other.
STAGES OF MEDIATION:
1. Preparation stage: which includes identifying and preparing the venue for the
mediation, mediator’s fees, and the date of the meeting. Also, BATNA and WATNA
considerations.
2. Opening Stage: which involves introduction of the mediator, his interest if any, his
professional qualification, structure or procedural frame work for the discussion and
grounds rules
3. Identification and Structural Discussion of issues: This involves identifying and
characterizing the issues in dispute and determination of parties’ priorities in regard to
those issues and exploration of possible solutions.
4. Movement of parties to agreement: During this period, the mediator uses techniques
of principled negotiation and applies persuasive pressure on parties to reach an amicable
settlement of the dispute.
5. Closing: During this stage a mutually satisfactory resolution to the issues is articulated
and accepted in some form of written agreement.
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ADVANTAGES OF MEDIATION:
1. It facilitates and restores communication between disputing parties and helps break any
deadlock that may otherwise block the resolution of the conflict.
2. The mediator can help the parties discover common interests which they may otherwise
be unaware of and then reach a resolution that takes their common interest into
consideration.
3. The mediator can expedite the negotiation, stimulate the parties to suggest creative
settlement and help the disputants to assess settlement alternatives realistically and
generally assist them in reaching a better agreement.
4. The mediator can provide new information and bring in a neutral perspective to the
problem of drafting.
QUALITIES OF A MEDIATOR:
In order to succeed, a mediator must have endearing qualities that will not only facilitate the
process but also make disputants have confidence in his abilities to mediate and be approachable.
Ideally, therefore, an effective mediator must possess the following qualities:
1. Respect and adherence to confidentiality.
2. Fairness.
3. Patience.
4. Trust worthiness.
5. Honesty.
6. Credibility.
7. Must have active listening skills.
8. Empathetic.
9. Neutrality. Creativity and intelligence. Good Communication skills. Impartial,
nonjudgmental and professionally persuasive.
ROLE/CONTRIBUTION OF A MEDIATOR
1. Offering an arena that may well be acceptable to both parties.
2. Bringing experience of a successful negotiation.
3. Contributing to the development of rules to help structure the process d. Ensuring that
the process of negotiation is a fair one.
3. CONCILIATION
Conciliation is another process where a third party intervenes to assist the parties to resolve their
dispute. It is governed by Part II of the Arbitration and Conciliation Act. To a large extent,
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conciliation shares the same characteristics as mediation; and in most jurisdictions, both are used
interchangeably. Party that initiates conciliation shall send a request for conciliation containing
a brief statement of the subject of the case to the disputing party S38 ACA. They may appoint
one or three conciliators, where one, they appoint together, where three, each appoint one then
appoint the third one jointly S40 ACA.
Sometimes an attempt is made to distinguish mediation from conciliation by emphasizing the
following:
1. Conciliator may give opinion or suggest an agreement for the parties.
2. It is statutorily provided for.
3. Often the conciliator is a government official who is required to further the objective of
the legislation. For example, the Minister of Labour may act as a Conciliator when there
is a dispute under the Trade Dispute Act.
4. ARBITRATION
Arbitration is the process where the disputants appoint an arbitrator to resolve their dispute by
delivering a binding arbitral award outside the court. Here the parties retain control of the
process, not the outcome.
THE MULTI DOOR COURT HOUSE
This is a court connected ADR Centre with the objective of providing frame work for ADR. It
is an ADR institution with rules of practice and procedure. Parties who approach the multi-door
courthouse for resolution of their disputes can opt for Arbitration, Mediation or other ADR
processes depending on which is suitable. Parties who submit cases to the Multidoor courthouse
are guided by the rules of the Multidoor courthouse. For example, The FCT Abuja Multi-door
courthouse Procedure Rules 2003 provides for procedure to be followed in Mediation and
Arbitration. So, if a party submits to the AMDCH for a mediation for instance, the 2003 rules in
respect of mediation will apply.
The person is liable to pay administrative and mediation fees and for other expenses incurred by
the centre in the course of the mediation process involving his case.
ABUJA MULTI-DOOR COURT HOUSE PROCEDURE FOR RBITRATION:
A case for arbitration may be filed before the Abuja Multi Court House by filing a written notice
addressed to the other party indicating an intention to arbitrate. The notice shall indicate
• the nature of the dispute,
• the amount involved and
• the relief sought and
• the venue requested for the arbitral proceeding.
The notice shall be filed together with the contract containing the arbitral clause or the agreement
for the arbitration and the appropriate filing fees Rule 4.
The respondent has 10 days to respond to the claim and where the respondent counter claimed,
he shall state the nature of the counter claim Rule 4.
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Where parties decide to submit their dispute to arbitration after it has arisen, they can institute
action at the centre by filing notice of submission to arbitration signed by both parties. The
submission shall contain statement of the nature of the dispute, amount involved if any, and the
filing fees paid Rule 8.
Where parties did not agree on the number of arbitrators, only one will be appointed. But parties
can decide on the procedure for the appointment of the arbitrator and can also appoint. If they
do not appoint within 30 days the centre will appoint.
Arbitrators may be challenged by the submission of a statement containing grounds for the
challenge within 30 days from the date of the receipt of the notification for the appointment; or
from the date of receiving facts constituting ground for the challenge Rule 16.
Arbitration hearing takes place at the Centre in the presence of the parties except, where a party
fails to appear after reasonable notice. Parties can also be represented Rule 21.
FINAL AWARD:
Final award shall be made within one month from the conclusion of arbitration and not later
than 3 months in exceptional circumstances, but the centre can extend the time. Reason for the
award, time and place must be stated Rule 28.
Note: Abuja Rules do not contain enforcement procedure. For the enforcement of the award,
resort shall be made to Arbitration and Conciliation Act and Arbitration Rules. Note that an
Arbitration at the Multi-door courthouse is called an Institutional arbitration.
MEDIATION AT ABUJA MULTI DOOR COURT HOUSE
Request for mediation or submission to mediation may be made through the filing of a written
request for mediation together with the payment of the appropriate filing fees. The centre may
also be urged to invite the other party to a dispute to submit to mediation where no agreement to
that effect exists Rules 1 &2.
The nature of the dispute should be stated. Before the mediation, mediation agreement shall have
to be entered from the beginning between the parties and the centre. The agreement can be made
with the parties personally or through an authorized representative. The mediation can take place
at the centre or anywhere appointed by the parties. The role of the mediator is to try to get the
parties to negotiate reasonably. He is not expected to impose any decision on them. When an
agreement is reached, a mediation agreement will be signed; but if the mediation failed, a
declaration to that effect will be made Rules 12 & 14.
LAGOS MULTI-DOOR COURTHOUSE
The Procedure at the Lagos Multi-door courthouse is similar to that of the Abuja Multidoor
courthouse, but there are some differences. See for instance the Lagos Multidoor courthouse
Practice Direction on Mediation. Lagos Multi-door courthouse (LMDC) was established in 2002,
but the Lagos Multi-door courthouse Law came into being in 2007. It is an integral part of the
Lagos State Judicial System.
LMDC offers the following:
1. Arbitration
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2. Conciliation
3. Mediation
4. Negotiation
5. Neutral evaluation
6. Other ADR options.
7. Cases can be initiated by:
8. Walk-ins;
9. Court referrals;
10. Direct Interventions.
The procedure for arbitration and mediation are similar to the procedure in Abuja multi-door
courthouse earlier discussed. However, there are a few differences in the area of enforcement of
agreements reached Rule 19.
Agreement or MOU reached after ADR process at LMDC shall be reduced into writing, signed
by the parties and neutral third party and filed at LMDC with necessary attachments.
The Centre shall cause it to be endorsed by the ADR judge in the presence of the parties or
referral judge (if applicable) or other persons authorized by the CJ.
Upon endorsement, the Agreement becomes a consent judgment of the High Court of Lagos
State, enforceable by the sheriffs as a judgment or order of the High court.
Note: that an agreement reached by the parties and signed by them is enforceable as a contract
between them. Note further: that upon being endorsed by the ADR or Referral judge, it becomes
a consent judgment enforceable as such.
SCENARIO ON ADR
Mr. Okon Samuel was allotted Plot 1268 Maitama Cadastral district by FCDA Abuja on 20th
January, 2010. In 2015, he carried out a survey of ‘his’ property and commenced the
development of a 6 storey office complex. He was on the fourth floor when Mr. Sule Onigbanjo
went to court to obtain an injunction restraining him from continuing the development on his
(Mr. Onigbanjo’s) land. On inspection of the cadastral survey map of Maitama, it was discovered
that the plot Mr. Okon had been developing was the adjacent Plot 1266. The parties have agreed
to submit their dispute to mediation at the instance of the District Governor of Rotary
International District 9130 under which is their Club, Rotary club of Maitama. Both of them are
Rotarians. The parties have agreed to respond to mediation by Chief Oloro.
During the mediation session, Chief Oloro clearly pointed it out to both parties that the plot being
developed by Mr. Okon was the adjacent plot 1266. The parties are seeking amicable resolution
of the issues which culminated in the order of interlocutory injunction.
1. Advise the parties on the other ADR options open to them apart from the one mentioned
in the scenario.
2. What negotiation strategy would be most appropriate to ensure the matter is withdrawn
from court?
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3. Give at least 5 reasons why you would advise the parties not to proceed with the case in
court.
4. Identify the stages Chief Oloro will go through to get the matter resolved as stated in the
scenario above.
5. Apart from the scenario above, identify the other types of disputes where Mediation may
be applicable.
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ARBITRATION
“An arbitration is the reference of a dispute or difference between not less than two parties for
determination, after hearing both sides in a judicial manner, by a person or persons other than a
court of competent jurisdiction. The persons to whom a reference to arbitration is made are called
arbitrators. Where provision is made that in the event of disagreement between the arbitrators
(usually in such case two in number) the dispute is to be referred to the decision of another, or
third person, such person is called the umpire. The decision of the arbitrator or umpire is called
the award.” per Agbaje, J.S.C., in Kano State Urban Development Board v FANZ
Construction Company Ltd (1990) LPELRSC. 45/1988
ARBITRABLE?
"It is undisputed that before a matter can be referred to arbitration, same must first be seen to be
arbitrable. The dispute must not relate or cover matters which by law, are not permitted to be
settled by other dispute resolution mechanisms other than in Court, the Arbitration and
Conciliation Act, Cap A18, does not demarcate between disputes that are arbitrable or
otherwise, it has however been judicially recognized as a matter of public policy that matters
relating to crime, matrimonial causes, winding up of a company or bankruptcy are of such
nature that cannot be settled by arbitration Bcc Tropical (Nig.) Ltd v. Government of Yobe
State & Anor (2011) LPELR-9230 (CA)...
It has always been the case that where fraud and serious malpractices are alleged in a dispute,
same cannot be referred to an arbitrator for resolution. The jurisdiction of the regular Court on
this issue is iron-clad, as fraud, financial malpractice and collusion are allegations with
criminal consequences and therefore reserved for the Courts, and an arbitral tribunal, being a
creature of contract, is not endowed with general and wide jurisdiction, bestowed upon regular
Courts, which are equipped to adjudicate in complex issues and are competent to offer wider
range of reliefs to the parties in dispute Alipak Banerjee & Vyapak Desai on "Is Fraud Open
to Arbitration. Per Abubakar, J.C.A., in Mekwunye v Lotus Capital Ltd & Ors (2018)
LPELR-45546(CA)
ARBITRABLE?
The test in United World Limited Inc v Mobile Telecommunication Services [1998] 10
NWLR (PT. 586) 106. “The dispute or difference which the parties to an arbitration agreement
agree to refer must consists of a justiciable issue triable civilly. Thus:
• an indictment for an offence of a public nature cannot be the subject of an arbitration
agreement;
• nor can disputes arising out of an illegal contract;
• nor disputes arising under agreements void as being by way of gaming or wagering;
• equally, disputes leading to a change of status, such as divorce petition, cannot be
referred,
• nor, it seems can any agreement purporting to give an arbitrator the right to give a
judgment f) there is no dispute within the meaning of an agreement to refer disputes
where there is no controversy in being, as where a party admits liability but simply fails
to pay.”
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TYPES OF ARBITRATION
• customary
• industrial or
• commercial (domestic and international)
• institutional
CUSTOMARY ARBITRATION
Customary arbitration is a process of having a dispute amicably settled between parties who
voluntarily submit to the decision of traditional chiefs or elders of the community. The range of
disputes that may be submitted to customary arbitration include chieftaincy disputes, landlord
and tenant disputes, family disputes and sale of land under customary law
TAKE NOTE
• Agu v Ikewibe 12 (1991) 3 NWLR (PT. 180) 385 SC a customary arbitral award
becomes binding only after subsequent signification of acceptance of the suggested
award from which either party is free to resile at any stage up to that point.
• Eke v Okwaranyia (2001) 12 NWLR (PT. 726) 181 SC for a customary arbitration to
be binding on the parties, the following ingredients must be pleaded and proved:
1. That there had been voluntary submission of the matter in dispute to an arbitration of
one or more persons;
2. That it was agreed by the parties either expressly or by implication that the decision
of the arbitration will be accepted as final and binding;
3. That the said arbitration was in accordance with the custom of the parties or their
trade or business;
4. That the arbitrators reached a decision and published their award;
5. That the decision or award was accepted at the time it was made.
COMMERCIAL ARBITRATION
There are two basic forms of commercial arbitration.
• Domestic arbitration
• International arbitration
DOMESTIC ARBITRATION
One in which all the parties have their places of business in one country, for example, Nigeria.
It is immaterial whether the parties are Nigerian citizens or foreigners, if they all carry on
business in Nigeria and the arbitration is held in Nigeria.
INTERNATIONAL ARBITRATION
Is one in which the parties have their places of business in different countries or the subject
matter of the arbitration relates to more than one country or a substantial part of their agreement
is to be outside their places of business.
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NOTE- parties may also agree that any dispute arising from the commercial transaction shall be
treated as an international
Commercial Arbitration whether domestic or international can be
• ad hoc arbitration or
• institutional arbitration.
Ad hoc arbitration is one in which the parties themselves prescribe the mode of appointment
of the arbitrator who, upon being appointed, controls the proceedings himself within the limits
laid down by law.
Institutional arbitration: one in which the arbitrator is appointed, the proceedings conducted,
and the award issued in accordance with the rules of a trade or arbitral organization. Like:
• international chamber of commerce (ICC),
• the London Court of International Arbitration (LCIA),
• the American Arbitration Association (AAA),
• the United Nations Commission on International Trade Law (UNCITRAL),
• the international centre for the settlement of investment disputes (ICSID).
Some states like Lagos State have also enacted their arbitration laws.
The Lagos State Arbitration Law 2009 (LSAL) applies to all arbitrations that arise in Lagos
State, except where parties have stipulated another law.
NOTE Domestic arbitrations must be conducted under the Arbitration Rules contained in the
First Schedule to the ACA
NOTE Where there is conflict between ACA and arbitration law of a state ACA prevails
Compagnie Generale De Geophysique v Dr. Jackson D. Etuk (2003) LPELR-CA/ C/51/2001
ARBITRATION AGREEMENT
Section 1, Arbitration and Conciliation Act (ACA)
To be enforceable, an arbitration agreement must be evidenced in writing, either in:
• A document signed by the parties.
• An exchange of letters, telex, telegrams or other means of communication which provide
a record of the arbitration agreement.
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APPOINTMENT OF ARBITRATORS
• The parties to an arbitration agreement may specify the procedure to be followed in
appointing an arbitrator.
• Where no procedure is specified in the arbitration agreement, the parties will follow the
procedure specified in the Act as follows:
o In the case of arbitration with three arbitrators, each party shall appoint one
arbitrator and the two thus appointed shall appoint the third arbitrator.
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o However, if a party fails to appoint the arbitrator within thirty days of the receipt
of a request to do so by the other party, or if the two arbitrators fail to agree on
the third arbitrator within thirty days of their appointments, the appointment shall
be made by the court on the application of any party to the arbitration agreement
which is: in the case of arbitration with one arbitrator, where the parties fail to
agree on the arbitrator, the appointment shall be made by the court on the
application of any party to the arbitration agreement S7(4) ACA - decision of
court to appoint arbitrator is not appealable Ogunwale v Syrian Arab Republic
(2002) 9 NWLR Pt. 177 P. 127 CA
o But where the parties have agreed on the procedure to be followed in appointing
an arbitrator and a party fails to act as required under the procedure or the parties
or two arbitrators are unable to reach agreement as required under the procedure
or a third party, including an institution, fails to perform any duty imposed on it
under the procedure, any party to the arbitration agreement may request the court
to take the necessary measure, unless the appointment procedure agreed upon by
the parties provides other means for securing the appointment C.G De
Geophysique v Etuk (2004) 1 NWLR Pt 853, P. 20
Arbitration Session
• In international arbitration - parties are free to choose their own procedure
• In domestic arbitration- parties are bound by ACA rules
• Article 15 ACA Rules - parties are treated with equality and each party is given a full
opportunity of presenting his case.
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Claimant opens his case by himself or by his counsel and calls his witnesses who are examined,
cross- examined and re-examined where necessary Respondent calls witnesses who are
examined, cross-examined and re- examined if there is need. Respondent sums up his case and
the Claimant replies
The Arbitrator makes an award
Section 31 ACA - an arbitral award shall be recognized and enforced just like judgement of
which court, upon the application of any of the parties to the award.
NOTE - Parties can settle the issues before hearing and request the arbitrator to make an award
on the issues.
ENFORCING THE AWARD
Ebokan v. Ekwenibe and Sons Trading Co (2001) 2 NWLR (Pt. 696) 32 is enforceable in
court, a party cannot backout even if the award doesn’t favour him.
But it can be challenged. Until it is challenged it is as good as judgement of court Araka v
Ejeugwu. The party enforcing the award files in court:
1. The duly authenticated original award or duly certified copy thereof;
2. The original arbitration agreement or duly certified copy thereof.
3. A copy of the contract in respect of which the arbitration was conducted
CHALLENGING AWARD
Savoia Ltd v. Sonubi (2000) 12 NWLR (Pt. 682) 539 SC
1. Where the arbitrator fails to comply with the terms of the arbitration agreement;
2. Where the arbitrator makes an award which on grounds of public policy ought not to be
enforced;
3. Where the arbitrator has been bribed or corrupt
4. Where the arbitrator makes a mistake as to the scope of the authority conferred by the
arbitration agreement
5. Where the arbitrator fails to decide on all the matters which were referred to him;
6. Where the arbitrator has breached the rules of natural justice;
7. Where the arbitrator has failed to act fairly towards both parties,
8. Exceeded scope of submission to arbitration
9. Arbitration agreement not valid under a Nigerian law
10. Composition contrary to agreement
11. Subject matter incapable of being settle by arbitration e.g., crimes
12. Lack of qualification on the part of the arbitrators
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from the Abuja Market Guild Society, Abuja. The law is Arbitration and Conciliation Act A18
LFN 2004. Language is English. Draft an arbitration clause.
In the event of any dispute between ABC Limited of No 2 Owerri Road, Aba, Abia State and DVD
Ventures of Shop 5-10 Wuse Ultramodern Market, Abuja under the supply agreement for audio-
visual aids, the parties shall first submit to arbitration. The arbitration shall be governed by the
Arbitration and Conciliation Act A18 LFN 2004, the language of the arbitration proceedings
shall be English language and two arbitrators will be appointed by both parties from the Abuja
Market Guild Society, Abuja.
SUBMISSION CLAUSE
A dispute has arisen between ABC Limited and DVD Ventures as to the quality of audio-visual
aids produced by DVD Ventures and supplied to ABC Ltd which has resulted in refusal by ABC
Limited to pay up its outstanding with DVD Ventures and they have agreed to arbitrate. Draft
the submission clause.
THIS Submission agreement made this 15th day of August, 2021
BETWEEN
ABC Limited, a duly registered private limited company under the Companies and Allied Matters
Act (the purchaser) of No 2 Owerri Road, Aba, Abia State of the first part.
AND DVD Ventures (the seller) of Shop 5-10 Wuse Ultramodern Market, Abuja of the second
part.
WHEREAS a dispute has arisen between the parties under the contract for the supply of audio-
visual aids, DVDs, CDs and other record mass storage devices on 15th day of July 2021. And
the parties have agreed to submit any dispute to arbitration
NOW IT IS AGREED BY PARTIES AS FOLLOWS:
The arbitration shall be conducted by the two (2) parties appointed by the parties from the Abuja
Market Guild Society.
The arbitrators shall determine the following issues:
1. The quality of the items supplied.
2. The arbitration shall take place in Abuja and shall be conducted in English language.
3. The rules of Arbitration and Conciliation Act CAP A18 LFN 2004 shall apply.
4. The award shall be awarded within 6 months of the appointment of arbitrators unless the
parties otherwise extend the time.
IN WITNESS OF WHICH the parties have executed this agreement in the manner below the day
and year first above written.
The common seal of ABC Ltd is duly affixed in the presence of:
…………….. ……………….
Director Secretary
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2. Law office administration; Vision and Mission goals of a law firm; How to efficiently run
and manage a law firm- Time management; Filling system; Law office records;
3. Classification and organisation of law firms; Classification of law firms and criteria for the
classification of law firms; small, medium and large firms, criteria for classification: location,
client base, facilities, status and number of lawyers in the firm; various types of law firms;
the advantages and disadvantages of each type of law firm; explain the restrictions placed on
lawyers by the rules against forming partnership with non – lawyers; sole practionership,
sole proprietorship, associateship, partnership, advantages and disadvantages of each unit of
practice, restriction on law partnership;
4. Planning and time management; three types of planning; the external environment that
affects planning; types of planning: strategic, tactical and operational; social, political and
economic environments; items requiring planning; item s of planning: finance, service,
clients, facilities, staff; types of legal work in time management; order in which legal work
may be prioritized; handling office correspondence; legal component, non-legal component,
office correspondence, prioritizing of legal work; personal reminder systems (office and firm
diary, personal computer), firm-wide reminder system( pre-printed form, office computers).;
5. Management structures; the four classes of management system of law firms; management
by sole owner; management by managing partner; management by a committee of partners;
management by all partners; drafting vision, mission statement and goals ;
6. Management functions: planning; explain the components of planning as one of the
management functions in running a law office; the types of planning; things to plan for in a
law office; finance, service, clients, facilities; and staff ; Management functions: organising
& coordinating; identify the strategies for implementing the plans; explain the main resources
of a law firm; explain how to co-ordinate the work flow of a law firm; how to implement the
planned areas; how to organise resources of the firm; assignment/delegation of work in the
firm and harmonisation of work for efficiency;
7. Management functions: controlling & evaluation; Explain how to measure planned areas
with set goals to ensure effectiveness; Identify when a firm is well staffed, under staffed or
underutilized; Explain how to evaluate the financial state of law firms; How to monitor the
performance of work; How to monitor facilities, staff and clients of the firm; Measurement
of services rendered to clients and clients’ relationship with firm; How to evaluate financial
performance of firm;
8. The various management skills required to run a law firm- organizing and coordinating
functions in the firm;
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9. The mandatory requirement for registration of legal practitioners once the person commences
business under Rule 13 Rules of Professional Conduct.
10. The requirement of the rules for the appointment of SAN regarding law offices.
11. Application of information technology in managing a law office; use of computers; virtual
library etc
OUTCOMES
At the end of this lesson students would be able to:
1. Explain and discuss the requirements for the establishment, classification and organisation
of a law firm;
2. Explain the various management functions and how they are applied to the running of a law
firm;
3. Explain the use of and application of information technology in the running of a law office
ACTIVITIES
1. In the class, tutor gives an overview of law office management – 1hr minutes
2. Students are grouped into firms and required to draw up list of advantages and disadvantages
of various types of law firms; make a choice and draft mission/vision statements and goals
of the proposed firm and how they would go about the evaluation of the firm after setting it
up. The Groups may carry out this activity outside the class – 40 minutes
3. In the class, presentation of sample group work and discussion – 40 minutes
4. Assessment – 10 minutes
15 MINUTES BREAK
5. Tutor gives an overview on the use of IT for administrative legal work, solicitor’s financial
transactions, law library, and case management – 30 minutes
6. Students are grouped to prepare for presentation, advantages/disadvantages; challenges and
solutions to the challenges in the use of IT in Nigeria for Lawyers administrative legal work,
financial transactions, law library and case management- 30 minutes
7. Presentations and general discussions follow- 40 minutes
8. Assessment – 20 minutes
ESTABLISHING A LAW FIRM
Need to establish a law firm?
• R22 RPC- Legal Practitioner should not visit a client in his home for the purpose of
taking instructions. A Legal Practitioner is prohibited from touting.
• S.6(2) Regulated and other Professions Private Prohibition Act – Removal of
restriction placed on young L/ P against private practice.
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Business Plan-
• A business plan is a document containing information about the proposed firm, its goals
and the financial projection for it.
• Its contents are:
o Name of the owner practitioner
o Name of the firm
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o Business address
o Business start date
o Type of firm
o Goals of firm
o Services to be offered
o Segmentation of market
o Market competitors
o Capital requirement
o Borrowing requirement
o Use of fund
o Employment of staff
o Management system
o Security to be provided
o Appendices – Financial projections- profit and loss account.
Location-
• Firms in metropolitan cities e.g., Lagos, Abuja, Kano and Port Harcourt.
• Firms in state capitals.
• Firms in semi-urban or rural towns.
Client Base-
• Type of client a firm chooses to serve.
• The benefit a client seeks from the firm.
• Expertise.
• Experience.
• Efficiency.
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Facilities
• Here distinction is drawn between modern law firms, that is those with technologically
advanced equipment and traditional law firms, that is those with basic and simple
equipment.
Number of Lawyers-
• Small – With between 1-4 Lawyers.
• Medium – With between 5-9 Lawyers
• Large – With 10 and above Lawyers.
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• Capital contribution
• Division of profit and loss
• Maintenance of income accounts.
• Management.
• Devotion of full time to the firm.
• Expulsion from the firm
• Admission of new partners
• Retirement or death of a partner.
• Withdrawal of partner due to incapacitation
• Annual and maternity leave
• Ownership of assets
• Restraint of trade
• Resolution of disputes
• Termination/dissolution of partnership
Advantages of Partnership
• Sharing of financial responsibilities
• Room for specialization
• More heads to make decisions/ Division of labour
• Easier to get clients
• Easier to get capital to setup, vacation etc
Disadvantages of Partnership
• Joint liability for acts of the partners done within the partnership business. Agents of one
another United Bank of Kuwait v. Hammond (1988) 1 WLR 1051.
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Advantages of Associateship
• Easier to set up as they pool resources together/ Still Boss
• Not professionally isolated/ Can share knowledge
• They don’t share profits
• Take credit of success/failure of independent practice
• Enhances a large well-furnished office etc.
Disadvantages of Associateship
• Hinders growth as each associate bears loss alone
• Rivalry among associates
• Lack of trust among associates
• Conflicts may arise
• Due to unequal success, an associate may not keep up to terms of the associate-ship etc.
• Partnership – The firm may bear the forename or initial and surname of some or all the
partners with the expression ‘& Co’ or ‘& Partners’. The firm must be registered except
where the partners use only their forenames and surnames.
Finding premises
• The L/P may let or buy premises or buy land to construct an office.
• Find premises through:
o Estate agents
o Newspaper adverts
o Advertising firm’s requirement of property for use as office
o Oral information etc.
Types of premises
• Purpose built office accommodation
• Existing building
• Office in the home
Room Arrangement
• Open plan room – occupied by more than 10 persons
• Shared enclosed room – occupied by 2-9 persons
• Private enclosed room – occupied by one person.
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Recruitment of staff
• Job analysis –What the job comprises of.
• Job description – Duties and responsibilities.
• Job specification – Qualification, skills, experience and qualities required for the job.
Selection of staff
• Performance test for typist and secretaries
• Aptitude test for messengers and clerks Personality test for telephonists and receptionists
• Interview for jobs where qualification of applicant is a testimony of their ability
Contract of Employment
• Contents of a written contract of employment include:
o Job title
o Job description
o Date of employment
o Location of staff
o Working hours
o Remuneration
o Gratuity, pension and other entitlement
o Annual leave Sickness and incapacity
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o Termination of employment
o Summary dismissal
o Restraint of trade
Induction of Staff
After the employment of a new staff, the staff needs to be integrated into the working system of
the law firm. The purpose is to inform the new staff about the nature of his employment, the
organogram of the firm and culture of the office. The new staff should know the following as an
induction programme:
• History of the firm
• Administrative procedure and culture
• Existing staff
• This helps the new staff adjust to the new work environment.
Appraisal of Staff
• Method of evaluating staff performance by a supervisor includes:
o Grading appraisal method.
o Paired comparison
o Checklist appraisal
Retention of Staff
• By adopting right policies and good staff motivation and reward structure, a firm can
retain its good quality staff and avoid wasting resources on recruitment and training of
new staff
Vision/Mission Statement
The vision statement (immediate achievable goals of the firm) of the firm should inform
everyone in the firm about the short-term goals of the firm and thus creates commitment to it.
The mission statement (core ideals around which the firm is set up) must be drafted by the owners
of the firm. It must state concisely the firm’s long-term goals and should not be written in more
than fifty (50) words. An example of a mission/vision statement is: To be a quality firm providing
a range of legal services to commercial and property clients profitably and to the highest
standard with partners and staff, happy and committed to this ideal and inspiring to continual
development in the firm’s quality standards.
An example of a goal of a firm is: To meet clients’ needs with full satisfaction.
Criteria for Setting Goals for a Law Firm
• Complimentary – The goals must be complementary in order for them to be achievable
because if they are conflicting, achievement will be difficult. They are said to be
complementary because the achievement of one brings to the achievement of others. For
example, a good service rendered to a customer will make the customer to tell others
about it.
• Specific – It must state precisely what it is expected to achieve so that plans can be
formulated for their achievement. For example, a firm should state the actual percentage
it intends to achieve annually.
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Reminder System
• Personal reminder system for the Practitioners. There are of 3 types:
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Filing System
• Alphabetical
• Non-alphabetical (numerical filing)
• Length of time
• Distinguish between matters with status of limitation period and matters with no
limitation of time
Dear Sir,
NOTIFICATION OF ESTABLISHMENT OF LAW OFFICE
I, Chris Ozo Agbata, a Legal practitioner called to the Nigerian Bar on 22nd November, 2022
and enrolled as a Barrister and Solicitor of the Supreme Court of Nigeria, hereby give you notice
of the establishment of my law office situated at No. 15 Edupal Drive Ikoyi, Lagos - Nigeria in
compliance with Rule 13 of the RPC 2007.
Please find attached copies of my qualifying certificates and other relevant documents.
Thank you.
Yours faithfully,
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ASSIGNMENT
Sheila Adams, Jubril Aigbe and Martins Crowther were friends right from the University of
Jalingo, Nigeria. After obtaining their Law degrees, they proceeded to the Enugu, Kano and
Lagos Law School Campuses respectively. They successfully completed the Bar course and have
coincidentally been posted to Abuja for their Compulsory NYSC programme. In camp, the trio
agreed that after five years of Law practice, they would come together to establish a Law Office.
Sheila said she wanted the office to be established in such a way that the three of them would
pool funds together and be able to share profits when the occasion arises. Jubril on the other hand
agreed to the aspect of pooling funds but would like a situation where his practice would be
independent of other persons’. He preferred to have separate clientele but did not mind paying
for all office utility and other bills together. Martins said he had always fancied a situation where
he would be his own boss, working on his own but with the employment of junior lawyers
working under him.
Now answer the following questions.
a. What option of Law practice is open to Sheila when she decides to start practice?
• State the advantages and disadvantages of this type of Law office
b. What option of Practice is open to Jubril from the description given by him?
• State the advantages and disadvantages of this type of Law office
c. What option of Law practice is open to Martins from the description of practice given by
him?
• State the advantages and disadvantages of this type of Law office.
d. Is there any other type of Law practice that the trio have not yet considered? If so, which
is it?
• State the advantages and disadvantages of this type of Law office.
Having been called to the Nigerian Bar for the past two years, Yasmin Danfodio desires to set
up her own Law firm. Her father on the other hand is not convinced that she is mature enough to
start her own Law office. He wants her to continue in the present Law office where she works.
She is trying to persuade him on why she must open her own office.
e. State what reasons she can use in persuading her dad for her to start her own Law office.
f. Assuming her father is seeking to source a law office for her, advise him as to how to
proceed on the task.
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Sheila is contemplating applying for the position of Senior Advocate of Nigeria. Sheba has been
assisting her boss to get her documents ready. She noticed that Sheila was producing documents
in the business centre close to her office when she could have easily produced them in her own
office. Sheila’s response was that she was not very savvy.
Now answer the following questions.
g. State at least ten ICT equipment that can possibly be used for getting work done in a Law
Office environment and their uses.
h. State five challenges that the use of the equipment could pose within the Law office.
• Assuming Sheila scales the first hurdle of the application process, state what the
committee would be watching out for during such inspection.
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This type of fee is charged in a non-contentious work. It is a prescribed fee, which may be
charged, in a given transaction by a legal practitioner. The essence of scale fee is to serve as a
guide to avoid undercharging or overcharging of professional fee by legal practitioners. An
example of scale fee is the Legal Practitioner (Remuneration for Legal Documentation and
Other Land Matters) Order 1991, which has scales to be used in calculating charges on certain
land matters. Examples of different fees chargeable as a scale fee is contained in Scales I and II
of the Order.
2. Fixed fee
Fixed fees may be charged by legal practitioners based on rate fixed for specific transactions
after taking into consideration some factors. For instance, where a legal matter is simple and
well-defined – e.g., drafting of wills, non-contentious matters, appearance fee, uncontested
matrimonial causes, simple tenancy matter filings and writing of legal letters on behalf of clients-
lawyers typically charge a fixed fee. Also, in some law office a fixed consultation fee is charged
separately from the professional charges.
3. Appearance fee
This type of fee is charged periodically by legal practitioners each time the legal practitioner
appears in court or continues to appear in a proceeding on behalf of a client. Appearance fee
covers the transport, feeding, lodging expenses (where the matter is to come up in other
jurisdiction different from where the lawyer is based) and any other incidental expenditure
relating to putting up an appearance in court on behalf of the client. The legal practitioner charges
appearance fee in addition to the professional fees for a litigation matter or transaction, he may
however, charge it together with his professional fees depending on the agreement between the
legal practitioner and the client. The amount charged as appearance fees differs from one legal
practitioner to the other.
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Hourly fees are charged for every hour (or portion of an hour) a legal practitioner spent on a
particular matter for which his services were retained. The charges usually include the time spent
within and outside the law firm on a particular transaction. It is commonly charged during
rendering of consultation service.
5. Percentage fee
Percentage fee is charged at a given percentage based on the consideration attached to a particular
transaction. It is payable on an agreed percentage. It is commonly charged in conveyancing
transactions or recovery of debt. A legal practitioner may charge within the range of 5% to 15%
of the amount involved in a particular transaction. The percentage to be charged depends on how
high or how low the amount involved in a transaction is, where the consideration is very high,
the percentage to be charged by the legal practitioner may be low.
6. Retainer
A retainer is defined in the rules as an agreement by a lawyer to give his service to a client.
R49(4). A general retainer means a retainer which covers his client’s work generally while a
special retainer is a retainer which covers a particular matter of the client.
Where a lawyer accepts a retainer in respect of litigation, he shall be separately instructed and
separately remunerated by fees for each piece of work and accordingly, a lawyer shall not
represent or undertake to represent a client for all his litigation or a part of it on an agreed lump
sum over a period of time; or accept instructions from a client on terms that a particular class of
court cases shall be done at a fixed fee in each case irrespective of the circumstances of each
case- R49(2).
A lawyer who accepts a retainer shall not in the case of a general retainer, advise on, or appeal
in any proceeding detrimental to the interest of the client paying the retainer during the period
of the retainer, or in the case of a special retainer, accept instruction in any matter forming the
subject matter of the retainer which involve advising or arguing against the interest of the client
paying the retainer Onigbongbo Community v Minister of Lagos Affairs.
7. Contingent fee
According to R50(5), a contingent fee is paid or agreed to be paid for the lawyer’s services under
an arrangement whereby compensation, contingent in whole or in part upon the successful
accomplishment or deposition of the subject matter of the agreement, is to be an amount which
is either fixed or is to be determined under a formula.
Sequel to the foregoing, a lawyer may enter into a contract with his client in civil matters
undertaken or to be undertaken for a client whether contentious or noncontentious, provided,
• that the contract is reasonable in all circumstances of the case including the risk and
uncertainty of the compensation.
• the contract is not vitiated by fraud, mistake or undue influence, or is contrary to
public policy;
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Exceptions:
• No contingency fee in criminal matters R50(2)
• Except as discussed above, a lawyer shall not purchase or otherwise acquire directly an
interest in the subject matter of the litigation which he or his firm is conducting; but he
may acquire a lien granted by law to secure his fees and expenses- R50(3).
• A lawyer shall not enter into a contingent fee arrangement without first having advised
the client of the effect of the arrangement and afforded the client an opportunity to retain
him under an arrangement whereby he would be compensated on the basis of a reasonable
value of his service- R50(4).
DETERMINATION OF FEES
Charging of fees are regulated by statutory provisions. Legal services can be categorised into:
• Contentious work; involves barrister’s work
• Non contentious work; involves solicitor’s work
No maximum fee or minimum fee because no two cases are the same in all respects.
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NON-CONTENTIOUS WORKS
Regulated by: Legal Practitioners Remuneration Committee and Legal Practitioners RPC.
• Bills for Non contentious works are charged as stipulated by the Legal Practitioners
(Remuneration for Legal Documentation and other Land Matters) Order 1991
SCALE OF CHARGES
Contained in the Legal Practitioners (Remuneration for Legal Documentation and Other
Land Matters) Order 1991
Made by The Legal Practitioners Remuneration Committee under the power conferred on them
S15(3) of LPA
Divided into three scale of charges:
i. Scale I – sale or purchase of land and mortgage transactions
ii. Scale II – lease or agreement to lease at a rent and
iii. Scale III – other legal documentations not provided for in Scale I and II
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CALCULATION EXERCISE
Assuming that Eze Igwe is the vendor’s legal practitioner for conducting sale of a property by
public auction for N50,000, calculate Eze Igwe’s charges.
STAGE 1: For the first N1,000 Eze Igwe would charge N22.50k on every N100 for the N1,000:
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N1,000 X N22.50
N100 1
= N10 X N22.50
= N225.00k
STAGE 2: For the 2nd & 3rd N1,000 He would charge N5.62k on every
N100 for N2,000:
N2000 X N5.62
N100 1
= N20 X N5.62
= N112.40k
STAGE 3: For the 4th & each subsequent N1,000 up to N20,000
He would charge N3.75k on every
N100 for N17,000:
N17000 X N3.75
N100 1
= N170 X N3.75
= N637.50k
STAGE 4: For the remainder without limit (i.e., N50,000 – N20,000)
He would charge N2.80k on every
N100 for N30,000:
N30,000 X N2.80
N100 1
= N300 X N2.80
= N840.00k
EZE IGWE’S TOTAL FEES
• Add up stages 1, 2, 3, and 4 as follows:
o Stage 1: 225.00k
o Stage 2: 112.40k
o Stage 3: 637.50k
o Stage 4: 840.00k
o Total = N1,814.90k
SCALE II
Regulates:
• charges for leases or
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Has 3 parts;
• Part I – charges for lease for a period less than 35 years
• Part II – Charges for lease for 35 years and above SCALE II
• Part III – rules
PART I
The scale is divided into two major charges:
• For Lessor’s legal practitioner and
• For Lessee’s legal practitioner
CALCULATION EXERCISE
Assuming that Eze Igwe was the Lessor’s legal practitioner for a lease transaction in which the
rent was N10,000, calculate his legal fees
STAGE 1: For the first N100
• He would charge N37.50k
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N100 1
= N9 x N25.00
= N225.00k
STAGE 3: For the remainder above N1,000, that is N9,000
He would charge N12.50k on every N100 for N9,000:
N9,000 X N12.50
N100 1
= N90 X N12.50
= N1,125.00
EZE IGWE’S FEES
Add up stages 1, 2, and 3 as follows:
• Stage 1: N 37.50k
• Stage 2: N225.00k
• Stage 3: N1,125.00k
• TOTAL: N1,387.50k
• EZE IGWE’S TOTAL FEE = N1,387.50k
SCALE III
Regulates: Non-contentious legal work for which no scale of charges is provided for in the Order.
E.g., Incorporation of companies, searches at lands, probate and CAC, securing release of
detained person from police station etc.
Cases where a legal practitioner may charge under it are:
• Where the type of work is not provided for in scale I and in scale II
• The work is provided for in Scale I or Scale II but:
o He elects to charge under scale III and
o He has given written notice of his intention to his client before commencing the work
S5 of the order
o The case is not contentious
o The amount charged should be fair and reasonable in all circumstances of the case.
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Note: Lawyer may claim 10% interest per annum on disbursements made and costs incurred in
the course of the work
S16 of the LPA on Recovery of Charges provides that;
(1) Subject to the provisions of this Act, a legal practitioner shall be entitled to re‐ cover his
charges by action in any court of competent jurisdiction.
(2) Subject as aforesaid, a legal practitioner shall not be entitled to begin an action to recover his
charges unless‐
(a) a bill for the charges containing particulars of the principal items included in the bill
and signed by him, or in the case of a firm by one of the partners or in the name of the
firm, has been served on the client personally or left for him at his last address as known
to the legal practitioner or sent by post addressed to the client at that address; and
(b) the period of one month beginning with the date of delivery of the bill has expired.
As was held by the SC in Oyekanmi v NEPA, three mandatory conditions for filing an action:
• Prepare bill of charges
• Serve the bill of charges
• Allow for expiration of one month from date of delivery of bill
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(c) Circumstances exist, indicating that the client is about to do an act to prevent or delay its
payment
Insufficient Particulars
Where a bill of charges has insufficient particulars, it may still be able to ground an action for
recovery of fees provided it is not so defective as to be incurably bad Oyekanmi v NEPA.
TAXATION OF BILL OF CHARGES OF A LEGAL PRACTITIONER
Court can direct that the bill of charges delivered by a lawyer be taxed. It can do so upon
application by:
• The client or
• The legal practitioner SS17 & 18 LPA
• The client/legal practitioner must make the application within one month of the service
of the bill
• Direction for provision of security (if made), has been complied with by the client.
CLASS TASKS
QUESTION 1:
You represented Mrs. Kayuba Ada of No. 15 Isiuzo Street, Ogui New Layout, Enugu in a case
of recovery of N10,000,000 owed to her by Agricultural Bank Plc with respect to contract for
the supply of five hundred tons of cashew nut worth N10,000,000.00 (Ten million naira only),
which she supplied to the bank for onward exportation to Malaysia.
It was agreed between the two of you that she would bear all the expenses for the documentation,
filing and services; pay N2,000 as appearance fee for every day you went to court and 5% of the
actual sum recovered as your professional fees. Before you filed the case, she made a payment
on account of N100,000. In the course of doing the case, you spent the sum of N30,000 on
1/11/2013 for filing of writ of summons and other court processes with service; N10,000 for
filing of motion on notice and service on 6/11/2013. You made a total of 10 appearances in the
case. You also spent N5,000 for typing and printing these court processes. On 11/12/2013,
consent judgement was entered in favour of your client for the sum N8,000,000.00. You paid
N2,000 to get a copy of the judgement. You applied for writ of execution and went for
enforcement on 17/12/2013 and spent N50,000.00 in relation thereto. On 21/12/2013, a banker’s
cheque for the judgement sum in favour of your client was delivered to you.
(a) Draft your firm’s bill of charges?
(b) You have served Mrs. Kayuba Ada your bill of charges and she refused to pay, state the
procedure you would adopt to recover your professional fee?
(c) Assuming that you have decided to file an action against Mrs. Kayuba Ada, and Obi Ben Esq.
represented you, state the factors that Obi Ben Esq. would take into consideration in charging
his professional fees for this matter?
(d) State and briefly explain the types of fees that a lawyer can charge his clients?
QUESTION 2:
You represented Mrs. Kayuba Ada of No. 15 Isiuzo Street, Ogui New Layout, Enugu in
negotiating a loan of N10,000,000 which she collected from Agricultural Bank Plc. Calculate
your professional fee for this service.
MARKING SCHEME
QUESTION 1:
(a)
XYZ CHAMBERS
(LEGAL PRACTITIONERS)
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Dear Madam,
BILL OF CHARGES
IN RE: SUIT NO……..….. BETWEEN MRS KAYUBA ADA vs. AGRICULTURAL BANK
PLC
S/ DATE DETAILS OF WORK DONE CHARGE
NO.
1 1/11/2013 Filing of Writ of Summons and other N30,000
court processes with service
2 6/11/2013 Filing of motion on notice for summary N10,000
judgement with service
3 6/11/2013 Typing and printing of court processes N5,000
4 Between Ten Appearance made on your behalf N20,000
6/11/2013 in this case at the agreed rate of
and N2,000 per appearance
11/12/2013
5 11/12/2013 Getting Copy of the judgement N2,000
6 17/12/2013 Arrangements for levying execution of N50,000
the judgement
7 21/12/2013 Our Professional fees for conducting N400,000
this case till judgement - 5% of
N8,000,000 as agreed
Total Disbursement N517,000
Less payment on Account N100,000
TOTAL One million, eighty-five thousand naira N417,000
only
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------------
Mr ABC
(counsel)
(b) The steps that I would adopt to recover my professional fees are:
1. I would wait for the expiration of one month from the date of service of the bill of charges
on her
2. Thereafter, I will file an action in the High Court
(c) The factors that Obi Ben Esq would consider in charging his professional fees for the case
are:
1. Contingency or certainty of the compensation
2. The time the case would take
3. Customary charges of the Bar for similar services
4. The skill and labour required to complete the work
5. Novelty and difficulty of questions involved
6. Amount of money involved
7. Loss of opportunity of appearing for other persons
8. Benefit accruing to client
9. Whether the client is a constant or a casual one
QUESTION 2:
Calculation of my professional fees:
• STAGE 1: For the first N1,000 per N100
N1,000 x N11.25
N100 1
= N10 x N11.25
= N112.50k
• STAGE 2: For the 2nd & 3rd N1,000 per N100 > N2,000
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INTRODUCTION
Every legal practitioner in Nigeria is under obligation to open, maintain and operate certain bank
accounts.
These accounts are regulated by the LPA S20(2) and the LPAR, 1964.
Legal practitioners are also to keep certain books of account and records of their financial
transactions in their law firms.
ACCOUNTS
1. Client Account;
2. Trust Bank Account; And
3. Individual/Firm/Partnership Account.
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Others are:
iv. Money paid to the legal practitioner, expressly on account of defraying any costs incurred
while acting for the client, for which a bill of costs or other written intimation of the
amount of costs has been delivered;
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v. Any fee paid by the client to the legal practitioner for any business undertaken or to be
undertaken by the legal practitioner on behalf of the client;
vi. Any money belonging to a client which the General Council of the Bar authorized the
legal practitioner in writing, to withhold from paying into the client account; R9(4)
vii. Any other money belonging to the legal practitioner which is not permitted by the LPAR
to be paid into client account.
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MONEY THAT MAY NOT BE PAID INTO TRUST BANK ACCOUNT. R19 LPAR.
i. Money which the LP received in cash and which he immediately paid out in same manner
to a 3rd party in execution of the trust; or
ii. A cheque or draft which the LP received which he endorsed to a 3rd party in execution
of the trust without delay and which he did not pass through a bank.
INDIVIDUAL/FIRM/PARTNERSHIP ACCOUNT
This is an account into which the legal practitioner pays his personal or partnership or money
belonging to his law firm. The account is in the name of the legal practitioner or his law firm.
Client’s money or trust money is not permitted to be paid into this account except as may be
permitted by the LPAR.
PERSONAL/ IMPERSONAL ACCOUNTS.
The above accounts may be classified as personal or impersonal accounts.
• Personal accounts: these are accounts dedicated to a specified person (clients), natural
or artificial.
• Impersonal accounts: these are accounts other than personal accounts. They are sub-
divided into, Real account or Nominal account.
o Real account: this is an account into which transactions relating to a property,
tangible or intangible are made.
o Nominal account: this is an account existing only in name into which income,
expenses and capital are recorded. Payment for day to day needs of a Legal
Practitioner are made from this account.
JOURNAL.
• It is like a diary where daily activities are chronologically entered.
• It is also known as day book or log book.
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• Transactions are first entered in a journal before they are finally posted to the ledger.
• It is a book of original entry used in respect of transactions which do not originate in any
other book of entry.
• It is not mandatory for a legal practitioner in Nigeria to keep or maintain a journal.
• Most LPs no longer use it, as transactions are now directly entered in the ledger and cash
book.
CASH BOOK.
• Every LP needs a book or record where entries are made relating to his income and
expenditure arising from his practice.
• The cash book may relate to transactions of the LP in his office or it may relate to client
account or trust bank account.
• The rules applicable to all transactions reflected in the cash book are, however, the same.
• The cash book has a debit and credit columns.
• The debit column contains all the receipts by the LP while the credit column contains all
the expenditures made by the LP within a given period of time.
• Where a LP is setting up a new law firm, the first entry on the debit column is usually
the capital account.
A LP may choose to keep 2 cash books, one for the firm and the other for clients. He can even
choose to keep just one cash book for the firm and his clients’ account. In this situation, the cash
book will have 2 columns; one for the clients while the other is for the firm account.
LEDGER
• It contains entries of individual items in a cash book.
• A LP’s transactions contained in the cash book are categorized into groups and each
group of transaction is entered in a separate ledger account.
• The ledger account gives a name to each of those heads of expenditure. Same applies to
all receipts.
• Any money received by the LP is posted to the credit side in the ledger account for that
particular sum while each head of expenditure is posted on the debit side of the individual
ledger account for that expenditure.
• The ledger is regarded as records of the legal practitioner’s transactions in a permanent
form.
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• This relates to all bills of charges prepared and sent to clients by a LP and the notification
of such bill.
• The record shall distinguish between fees, costs, and disbursements which the LP made
on behalf of the client.
• The books, accounts and records a LP is required to keep does not include record of any
payment received or held as a member of the public service of the federation or state,
• It does not also include payments he received as a whole-time employee of any statutory
corporation or local authority.
• All entries in the books, accounts and records which a LP is to keep are to be preserved
for at least 6 years from the date of the last entry in such books, accounts or records.
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PRE-CLASS ASSIGNMENT
Gajo Jason is the only son of the Amanyanabo of the oil bearing Otuokpoti kingdom in Bayelsa
State, south-south, Nigeria. He was called to the Nigerian Bar in November, 2018. He did his
youth service between 2018 and 2019. Upon successfully completing his service, his father
donated one of his tastefully furnished Duplexes, at the D-line area of Port-Harcourt, Rivers
State, for use as office accommodation by Gajo. The father, on the 20th of December, 2019, gave
Gajo Jason the sum of 20 Million Naira to purchase office equipment. On the 28th 0f December,
2019, Gajo purchased a Mikano soundproof generator for 3 Million Naira, on the same day he
paid the sum of 1 Million Naira for Bookshelves. On the 30th of December, 2019 his mother
gave him 2 Million Naira as her contribution to the setting up of the law firm. On the 3rd of
January, 2020, Gajo bought a brand new Toyota Jeep for 3 Million Naira, and paid the sum of 1
Million Naira as 3 years subscription for Legalpedia Electronic Law Report.
Answer the following Questions:
(1) Draw up the cashbook?
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(2) Mention the various accounts he is required to operate as a Legal Practitioner in Nigeria?
(3) Mention the books of account that the law firm will require, when fully established?
(4) State the effects, if any, of Gajo’s failure to keep the accounts mentioned in (2) above?
(5) Mention the likely sources of his clients’ money?
1. CASHBOOK
DATE PARTICULARS DR CR
20/12/2019 Capital 20,000,000.00
28/12/2019 Generator 3,000,000.00
28/12/2019 Furniture 1,000,000.00
30/12/2019 Capital 2,000,000.00
3/1/2020 Vehicle 3,000,000.00
3/1/2020 Library Subscription 1,000,000.00
Balance C/D 8,000,000.00
Balance B/D 22,000,000.00
LEDGER ACCOUNTS
Capital Account
DATE PARTICULARS DR CR
20/12/2019 Cash 20,000,000.00
30/12/2019 Cash 2,000,000.00
Balance B/D 22,000,000.00
Generator Account
DATE PARTICULARS DR CR
28/12/2019 Cash 3,000,000.00
Furniture Account
DATE PARTICULARS DR CR
28/12/2019 Cash 1,000,000.00
Vehicle Account
DATE PARTICULARS DR CR
3/1/2020 Cash 3,000,000.00
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