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The role of the occupational therapist in adolescent mental health: A critical


review of the literature

Article in Advances in Mental Health · December 2007


DOI: 10.5172/jamh.6.3.194

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Australian e-Journal for the Advancement of Mental Health (AeJAMH), Volume 6, Issue 3, 2007
ISSN: 1446-7984

The role of the occupational therapist in adolescent mental health:


A critical review of the literature
Laura Hardaker1, Elizabeth J. Halcomb1, Rhonda Griffiths1, Natalie Bolzan2
and Karen Arblaster3

1. Sydney South West Centre for Applied Nursing Research (Sydney South West Area Health Service and
School of Nursing, University of Western Sydney), Liverpool, New South Wales, Australia
2. School of Social Sciences, University of Western Sydney, Bankstown, New South Wales, Australia
3. Sydney West Area Health Service, Nepean Hospital, Penrith, New South Wales, Australia

Abstract
There are substantial bodies of literature focusing on mental health and the mental health of
young people. There is also a growing body of knowledge relating to the professional role of
the occupational therapists in mental health. However, there is a marked gap that brings these
areas together. Adolescence is a time of heightened stress, with as many as one in four young
people experiencing a mental health problem; appropriate care is required to reduce the
impact of mental illness on their transition into adulthood and subsequent adult life. Whilst
the effectiveness of the multidisciplinary team in providing interventions has been well
demonstrated in this client group, the roles and impact of the individual health professionals
are less well understood. A review of the literature was conducted to better understand the
current and potential role for occupational therapists working with young people with mental
health issues.
Keywords
adolescents, youth, mental health, occupational therapy, multidisciplinary, professional
identity, role

Introduction (Mental Health Council of Australia, 2006).


Two-thirds of people with a mental illness do not
The mental health and well being of Australians receive any treatment in any twelve month
has become an increasingly important area of period (McLennan, 1998).
health (Mental Health Council of Australia,
2006); it is estimated that 20 percent of the Young people, between the ages of 12 and 24
Australian population will experience mental years, are faced with physical, emotional,
illness. This has a profound effect on the entire cognitive, social and spiritual changes that may
community (Mathers, Vos & Stevenson, 1999), impact on their mental health and wellbeing
and mental illness is a key factor in social (Arnett, 1997). With more specific attention
exclusion, leading to unemployment, poor being given to the mental health and well being
housing, poor health and family breakdown of young people, and research focused on the

Contact: Laura Hardaker, BAppSc (Hons) OT, Doctoral Candidate, School of Nursing, University of Western Sydney;
and Sydney South West Centre for Applied Nursing Research, Locked Bag 7103, Liverpool BC, NSW 1871
laura.hardaker@sswahs.nsw.gov.au
Citation: Hardaker, L., Halcomb, E.J., Griffiths, R., Bolzan, N., & Arblaster, K. (2007). The role of the occupational
therapist in adolescent mental health: A critical review of the literature. Australian e-Journal for the
Advancement of Mental Health, 6(3), www.auseinet.com/journal/vol6iss3/hardaker.pdf
Published by: Australian Network for Promotion, Prevention and Early Intervention for Mental Health (Auseinet) –
www.auseinet.com/journal
Received 2 May 2007; Revised 31 October 2007; Accepted 31 October 2007
Hardaker, Halcomb, Griffiths et al.

impact of mental health on an individual’s ability five of these focused on the role of the
to function, exploration into factors that may occupational therapist in youth mental health.
facilitate and improve the mental health of young Articles that focused on the development of the
people is required. occupational therapy role in youth mental health,
and assessments and interventions for
Occupational therapists have historically worked
occupational therapy, were included in this
in mental health (Kleinman, 1992). Their role in
review. The nature of the topic and the scope of
this setting includes assisting individuals to gain
the available literature led to the decision to
and maintain independent living, manage in
include all articles relating to occupational
community settings and engage in productive,
therapy in adolescent mental health. The
meaningful and enjoyable activities (Lloyd, King
literature reviewed includes prevalence studies,
& Bassett, 2005). This paper aims to critically
comparative studies, pre and post test, opinion
review the published literature regarding the
pieces and review articles.
professional practice of occupational therapists
working in youth mental health. Limitations and exclusions
The primary purpose of this review was to The review was limited to those studies that
investigate: specifically reported a sample of adolescents.
Studies reporting assessment strategies and
x the extent to which the mental health
interventions in the general mental health
literature describes the actual or potential
population were excluded, as were studies
role and scope of practice of the
published in languages other than English.
occupational therapist as a member of the
multidisciplinary mental health team; and Background
x the extent to which the occupational therapy The mental health of Australia’s young people
literature identifies and describes
interventions for adolescents with mental Twenty percent of the Australian population is
health problems. aged between 12 and 24 years (Moon, Meyer &
Grau, 1999; NSW Health Department, 2003).
It was anticipated that this process would During this stage of development young people
identify gaps in the current literature, thus typically experience significant social, emotional
highlighting future research directions. and physical maturation. The central crisis of the
adolescent stage of life, as theorised by Erikson,
Method is the confusion between their personal identity
Search strategy and the role they see themselves playing in
society (Arnett, 1997). Emerging adults do not
An electronic search was conducted using the
see themselves as adolescents, neither do they
databases of CINAHL, AMED, PsycINFO and
see themselves entirely as adults. Arnett (2000)
MEDLINE. In addition, occupational therapy
suggests most identity exploration occurs during
journals from Australia, New Zealand, Britain,
emerging adulthood, with other literature
America and Canada were searched to identify
suggesting industrialised societies allow
relevant literature published in the English
prolonged adolescence for extended role
language since 1990. Keywords included:
exploration (Arnett, 2003; Nelson, 2003). This
‘occupational therap*’, ‘adolescen*’, ‘young
period is accompanied by major hormonal
people’, ‘mental health’ and ‘mental illness’.
changes that lead to puberty and associated
Reference lists of retrieved articles, relevant
physical development, increased cognitive
locally held journals and the Internet were
competencies and the development of social and
searched, using the Google search engine, for
emotional relationships (Ackard & Peterson,
related organisations or electronic documents.
2001; Arnett, 1997; Leffert & Petersen, 1995;
Fifty-one articles were located that made
Simon, Wardle, Jarvis et al., 2003). There is also
reference to occupational therapy and mental
a marked increase in psychological dysfunction
health; upon further examination, sixteen of
during the late teenage years which may be
these articles referred to the role of the
associated with a rise in the prevalence of
occupational therapist in mental health, and just
substance abuse, crime, attempted suicide and
2
Hardaker, Halcomb, Griffiths et al.

eating disorders (Evans, 2001). Adolescents education and employment opportunities, social
require the skills to manage the primary, functioning, interpersonal relationships and
secondary and contextual changes necessary for involvement in community and domestic
the transition from childhood to adult roles activities (Eklund, 2002; Flanigan, 2001; Leffert
(Leffert & Petersen, 1995). & Petersen, 1995).
Young people are faced with a sense of Occupational therapy and mental health
heightened stress, leading to increased risk of Occupational therapy focuses on an individual’s
emotional and mental dysfunction, and this has ability to engage in a valued occupation and
significant implications for an individual’s fulfil an occupational role (World Federation of
mental health and wellbeing (Arnett, 1997, 2000, Occupational Therapists, 2006). It is a diverse
2003; Bobier & Warwick, 2005; Evans, 2001). profession which explores health in terms of five
Despite this increased risk, there is a paucity of key areas: physical, mental, emotional,
research, national statistics and health standards psychosocial and spiritual (Goldberg, Brintnell
specifically for young people (Australia Institute & Goldberg, 2002). Occupational therapists aim
of Health and Welfare, 2003). to actively engage clients in meaningful tasks in
The Australian National Survey of Mental order to improve and maintain performance and
Health and Wellbeing included a child and quality of life (DeWitt, 2005), and also focus on
adolescent component for the first time in 1999, promoting self-care, productivity and leisure, all
with the aim being to identify the number of essential components of daily activity and a
young people experiencing mental health balanced lifestyle.
problems, the nature of these problems, the Occupation based therapy is supported by the
degree of disability experienced and the services collaborative recovery model, which focuses on
accessed (Sawyer et al., 2001). Although the the principle of recovery within the mental
findings indicated that the general health of health setting and explores the relationship and
young Australians is better than older importance of autonomy, self-determination and
Australians, young people still experienced consumer participation within the recovery
significant health inequalities, with the major process (Oades, Deane, Crowe et al., 2005). The
disease burden being related to mental illness recovery model does not suggest clients will
(Moon et al., 1999). Fourteen percent of necessarily return to their former state of health;
Australians aged between 12 and 17 years, and instead, it encourages the development of new
27 percent of those aged 18 to 25 years, were meaning and purpose as the person is supported
identified from the survey data as having a to enhance their life skills and abilities in
mental health problem (NSW Health accordance with their mental health needs
Department, 1999, 2003; Sawyer, Arney, (Oades et al., 2005).
Baghurst et al., 2001; Sawyer, Kosky, Graetz et
al., 2000). The role of the occupational therapist in mental
health varies according to the setting, acuity and
The most common mental health conditions diagnostic group (Craik, 1998; Creek, 2002).
reportedly experienced by young people include Typically, occupational therapists provide
depression, anxiety, bipolar affective disorder, assessment and intervention focusing on
psychosis (including drug induced), alcohol and independent living skills, psychosocial
drug use, social phobia, personality and eating functioning and psychopathology (Eklund, 2002)
disorders and self-harm behaviours (Moon et al., and also focus on the daily skills required by the
1999). These conditions may negatively client, including personal care, (medication,
influence the individual’s transition into hygiene, diet and exercise), budgeting, shopping,
adulthood and have a significant impact on their driving, community access, socialisation, return
ability to successfully engage in the roles and to work, family matters, cooking, home duties
responsibilities essential for productive and relationships (Christian-Edwards, 2004).
adulthood (Aro & Taipale, 1987; Eklund, 2002; The occupational therapy intervention is tailored
Flanigan, 2001; Leffert & Petersen, 1995). Of to specific needs and therefore can vary in
particular concern is the potential to compromise accordance with the needs of the client. Such

3
Hardaker, Halcomb, Griffiths et al.

service delivery is important for adolescents with Findings


mental health problems because it assists them to
develop and refine roles for ongoing Role of the occupational therapist in the
independence. multidisciplinary mental health team
Professional role identity
As a member of a mental health team, the
occupational therapist works with clients to Professional identity is important to any
maximise independence and ensure that specific profession and loss of identity can reduce job
needs are being met (Yau, 1995) through an performance satisfaction, particularly in
extensive range of therapeutic services multidisciplinary teams (Molyneux, 2001). Each
(Christian-Edwards, 2004; Christie, 1999; Craik, discipline within the team requires a sound
1998; Lloyd, Kanowski & Maas, 1999). understanding of the services provided and their
Literature suggests that a mental health service unique role within the team (Lloyd & King,
which is holistic in nature, encompassing 2004). Prior to World War II the majority of
psychological, social, emotional, physical and occupational therapists worked in the mental
spiritual needs, provided by a team with a vast health sector, but there has since been a decline
array of skills, is important in optimising client in the number working in that area (Paul, 1995);
outcomes (Kirsh, Cockburn & Gewurtz, 2005; recent estimates suggest some 11.8% of
Krupa & Clark, 2004). American (Paul, 1995) and 8.5% of Australian
(Australia Institute of Health and Welfare, 2006;
The role of the occupational therapist in mental Knis-Matthews et al., 2005) occupational
health has been scrutinised by members within therapists are employed in mental health. Whilst
the profession and other health professionals reasons for this shift in specialty focus are
(Harrison & Forsyth, 2005). With limited multifactorial, issues such as the negative image
published research on services provided by an of mental health, a perceived limited success in
occupational therapist in mental health, and achieving improvements in health outcomes in
literature suggesting a decrease in occupational chronically ill clients, isolated work
therapists working in the area, it is necessary for environments, poorly defined roles, role blurring
occupational therapists to explore the role and and role confusion are cited (Lloyd et al., 1999;
service they provide (Craik, 1998; Knis- Parker, 2001; Paul, 1995; Price, 1993; Reeves &
Matthews, Richards, Marquez & Mevawala, Summerfield-Mann, 2004).
2005).
Bonder (1987) identified concern for the
Exploring the mental health of young people professional role of occupational therapists,
separately to that of adults is important for a implying that they should be aware of changes in
number of reasons; primarily the developmental service delivery and policy in order to explore
needs of young people differ to those of adults, the scope of the profession and recognise its
therefore unique skills and specialised practice is future in mental health. Two decades on,
required to provide effective services. occupational therapists continue to struggle with
Occupational therapists have been exploring the their role within the mental health sector. An
holistic needs of young people for some time, Australian workforce survey by Lloyd et al.
although the body of literature focusing on (2002) identified the diverse range of tasks
adolescent mental health is relatively new undertaken by occupational therapists, including
(Draucker, 2005; Harrison & Forsyth, 2005; functional assessment, community engagement,
Knis-Matthews et al., 2005; Scaletti, 1999; planning activities, lifestyle redesign, group
Schnell, 2004). Similar to general mental health, work, client advocacy and support. The authors
there is limited published literature on the role of identified a number of key issues facing
the occupational therapist in adolescent mental occupational therapists employed in mental
health and limited understanding of the health. Role development and maintenance was
assessment strategies and interventions utilised an area of principle concern, followed closely by
by the occupational therapist with these groups generic versus specific role, recruitment and
(Harrison & Forsyth, 2005; Lloyd, King & retention, the need to adopt evidence-based
Bassett, 2002; Scaletti, 1999; Schnell, 2004; practice, and the importance of undergraduate
Yau, 1995). and postgraduate mental health training. Whilst
4
Hardaker, Halcomb, Griffiths et al.

the study by Lloyd and colleagues did not focus 2006). This has implications for health
specifically on youth mental health, it raised professionals working in mental health, and
some interesting concepts surrounding the role whilst this debate continues in the literature it
of the occupational therapist in mental health. remains important to explore the contribution of
There may be value in conducting a similar each health professional.
study with occupational therapists working with Representation within the multidisciplinary team
young people.
In Australia, despite the high proportion of
Generic versus specialist roles
nurses employed in mental health areas, there
At present there is a lengthy debate exploring continues to be a move towards multidisciplinary
generic and specialist occupational therapy roles, mental health service delivery. The 2004
with many authors suggesting that generic work National Mental Health Report (Department of
often creates difficulties in teams around role Health and Ageing, 2003) indicates that over
confusion and role overload as members work in 4,000 allied health professionals are employed in
new and unknown territory (Brown, Crawford & mental health services across Australia, 673
Darongkamas, 2000; Cook, 2003; Parker, 2001; (17%) of whom are occupational therapists.
Reeves & Summerfield-Mann, 2004). A survey Social workers and psychologists are also
conducted in England by Brown et al. (2000) members of these teams and are represented in
revealed that 26 to 75% of participating slightly higher proportions. This report suggests
occupational therapists’ time was spent on occupational therapists have a role within the
generic activities that included arranging case mental health sector and within the
conferences, providing anxiety management, multidisciplinary team; however, it is important
undertaking risk assessments, providing that occupational therapists remain clear and
information, delivering medication, and concise about their unique contribution
undertaking a duty management role (similar to (Department of Health and Ageing, 2003).
the tasks identified by Lloyd et al., 2002). Brown
et al. argue that undertaking generic work Data on staffing for adolescent mental health
contradicts the evidence on what constitutes services in Australia is limited (Australia
effective team work. Institute of Health and Welfare, 2006). In the
United Kingdom, Jaffa, Lelliott, O'Herlihy et al.
Parker (2001) provides a clinical viewpoint of (2004) explored the staffing of youth mental
the specialist role and value of the occupational health services in their investigation of 80 child
therapist within the mental health sector. She and adolescent mental health services in England
describes the difficulty some therapists and Wales. The majority of staff within these
experience in explaining their role and unique settings were nurses and psychiatrists; however,
service contribution, and explores from her own over 40% of settings also employed an
clinical experience the ability to maintain a occupational therapist (Jaffa et al., 2004) and
balance between specialist and generic working. some settings also employed music/art
The importance of maintaining clear clinical therapists, family specialists and child
roles is emphasised. This includes the provision psychotherapists (Jaffa et al., 2004). The authors
of activities such as independent living skills, note that not all of the child and adolescent
practical activities in the home and community, mental health services were staffed by
and increasing independence and overall mental multidisciplinary teams (Jaffa et al., 2004).
wellbeing (Parker, 2001). It is argued that
occupational therapists can provide a unique There is a paucity of outcome data comparing
service to individuals with mental health needs; the relative effectiveness of various team
however, further research is required to explore compositions on health outcomes, cost-
in more detail how this unique contribution and effectiveness of service delivery and clinician
the balance between specialist and generic roles satisfaction. The development of clear
can be achieved. occupational therapy roles in adolescent mental
health will promote support for the
Role blurring in mental health is evident across multidisciplinary team; with occupational
disciplines, and literature suggests a shift therapists able to clearly articulate the unique
towards generic mental health roles (Rapaport,
5
Hardaker, Halcomb, Griffiths et al.

service role they play, role confusion and standardised data collection tools, variations in
blurring will have less significant impact upon clinical settings and limited consistency in the
the team. evaluation of interventions, make it difficult to
Studies reporting occupational therapy draw definitive conclusions from the data. What
interventions with adolescents is evident is that occupational therapy
interventions have the potential to improve
Table 1 summarises the five studies that reported health outcomes in this client group and promote
occupational therapy interventions for an individual’s ability to engage in meaningful
adolescents with mental health problems. The occupations. Further rigorous investigation,
studies report a range of disparate assessments however, is required to identify evidence-based
and interventions, evaluated in the context of a assessments and interventions as well as the sub-
number of diverse health systems. A range of groups who would derive most benefit from
methodological issues, such as small sample size them.
(Knis-Matthews et al., 2005), lack of

Table 1. Studies reporting occupational therapy (OT) interventions or assessments with young people

Author Country Sample Intervention/assessment Results

Knis-Matthews et al. USA 6 adolescents Residential care and school program Results demonstrated a
(2005) Designed and run by OT students to positive experience for
support young people aged 11-17 adolescents, families, staff
years with mental health issues and OT students.
Evaluated using the Children’s Self This program highlighted to
Assessment of Occupational other health professionals
Functioning. the value and expertise of
the OT within the team.
Lee et al. (2003) USA 32 young Assessment Performance scores higher
people in the Allen Cognitive Levels Screen for adolescents living in the
community in- (ACL-90 version) community.
patients in ACL-90 a valid assessment
mental health to screen cognitive function
facilities in adolescents.

Scaletti (1999) New Zealand No sample - Community Based Rehabilitation The model enables clients to
description of (CBR) progress from a powerless
model A community development model for position through to a sense
children, adolescent and family of well being and control.
mental health.
Suggests a five step approach:
x Developmental casework
x Mutual support systems
x Coalitions of mutual interests
x Pro-active community
participation
x Social commitment

Schnell (2004) New Zealand 20 adolescents Inpatient mental health program The program has been
and 5 children Service designed for 13-18 year olds successfully implemented,
resulting in a positive
validation of facilitators and
occupational therapists in
particular.
Willoughby et al. Canada 39 young Prevocational program Results from pre/post test
(2000) people with Two self-esteem measures were showed no change in self-
mental health administered (Self Perception Profile esteem.
issues for Adolescents and Importance Physical appearance
Rating Scale for Adolescents) correlated highly with self-
esteem, followed closely by
behavioural conduct.

6
Hardaker, Halcomb, Griffiths et al.

Two studies that explored the effects of different of assessing self-esteem and self-concept with
mental health settings discussed how young sound psychometric instruments. The difficulties
people engage in occupational therapy programs. detecting change following therapeutic
Scaletti (1999) discussed a community based intervention due to the sensitivity of
program, highlighting the key attributes of a measurement tools were explored. Further
successful adolescent rehabilitation program, research into the use and reliability of
which included the use of mutual support measurement tools will assist therapists monitor
systems, engagement in the community and change in self-esteem (Willoughby et al., 2000).
social commitment. In contrast, Schnell (2004) There was minimal literature on assessment tools
reported on the development of a 15 bed child for occupational therapists in youth mental
and adolescent inpatient unit, which utilised the health; only one article was located. Lee,
occupational therapist as a group facilitator and Gargiullo, Brayman et al. (2003) explored the
explored the role of the therapist in this capacity. use of the Allen Cognitive Levels Screen
The program incorporated the use of meaningful (ACLS) as a valid cognitive assessment tool for
activities, balanced lifestyle and skill young people. The ACLS was determined to be
development to assist the adolescent to maintain valid and reliable tool for young people;
their overall mental health (Schnell, 2004). however, there remains minimal literature on its
Whilst these two studies report the outcomes of use in this population group.
occupational therapy intervention in vastly
different settings, both demonstrate Based on the literature identified here, it is
improvements in the mental health of the evident that there is minimal evidence that
adolescent following the intervention. focuses on occupational therapy assessment and
intervention approaches for adolescents with a
A further study reported by Knis-Matthew et al. mental illness. Further well-designed and
(2005) explored a residential care program rigorous research that provides an evidence base
designed to support adolescents aged 11-17 to support the efficacy of occupational therapy
years. This program was developed to focus on interventions for this client group is essential to
specific needs as identified by the adolescent underpin future clinical practice.
clients. The program explored family
reintegration, wellness and healthy living, Discussion
development of independent decision making Literature reporting the role of occupational
and increasing feelings of self-worth (Knis- therapists in youth mental health is sparse.
Matthews et al., 2005). A primary limitation of Research in this area is still within an early stage
this program was that it was only evaluated with of development; therefore, it is unsurprising that
six adolescent females; however, based on the the majority of retrieved articles were review
results of this program adolescents reported an papers and opinion pieces, rather than formal
improvement in self-image, reintegration into research reports or clinical trials.
family relationships, understanding their illness,
From the literature reviewed, the following
improved communication and the development
assumptions can be made. Occupational
of hobbies, interests and healthy lifestyles (Knis-
therapists perceive their role as frequently being
Matthews et al., 2005). Further research is
unclear and blurred, and there is a need to
required, however, to develop a stronger
develop a clearly defined role for occupational
evidence base to guide clinical practice.
therapy in youth mental health (Lloyd et al.,
The area of prevocational training and 2002). Occupational therapists have limited
development was highlighted by Willoughby, high-level research evidence to guide assessment
Polatajko, Currado et al., (2000). This study and interventions for children and adolescents
focused on 39 adolescents’ self-esteem and with mental health problems. Without evidence
preparation for a prevocational workshop. The to guide practice, occupational therapy service
workshop focused on adolescents’ self-esteem, provision is likely to be inconsistent and based
communication skills and confidence. Whilst pre upon resource availability and the individual
and post test results demonstrated no difference preferences and experiences of practitioners
in the self-esteem of the adolescent, important rather than achieving optimal client focussed
results were identified including the importance outcomes.
7
Hardaker, Halcomb, Griffiths et al.

Occupational therapists continue to work within survey or interviews with therapists working in
multidisciplinary teams, and it is in this setting this area, similar to that completed by Lloyd and
that clear role definition is seemingly required. colleagues in 2002 but targeting the specialty
Balancing the role between generic and specific area of youth mental health. In addition, in order
occupational therapy roles is important for to gain greater insight into why therapists would
therapists to be valued members of a undertake a role in this area it may be necessary
multidisciplinary team (Brown et al., 2000; Jaffa to explore the undergraduate preparation for a
et al., 2004; Lloyd et al., 2002; Parker, 2001; role in youth mental health. Finally, to encourage
Reeves & Summerfield-Mann, 2004). The greater understanding and promote an evidence-
tension identified by occupational therapists in based approach, research into the development
terms of generic versus specialist roles is a major of a model of practice would be valuable to this
barrier to further development of the emerging area of occupational therapy.
occupational therapy role in adolescent mental
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