Year ended 31-03-2023 Client Code :

Stock Code:
Client Name :
Client Code:
Financial Year :
Staff Name :
Submission Date :

Assurance Engagement Acceptance form / Continuance form

Customer due diligence (CDD)
Risk assessment form - entity
Engagement acceptance risk tolerance worksheet
Verification of identify form - company (listed)
Verification of identify form - individual
Assessment of Money Laundering
AML Search Summary/Reports
Summary of Litigation search results
Independence Declaration with signature

For Initial Acceptance

Acceptance memorandum
List of Directors / Change of Directors (Copy)
IL - 1
IL - 2

Archive Status Checked by (For Audit Administration Use)

Audit Program Audit File Approval & Archive Proceduers Completion
Engagement Quality Control Review (EQCR) Worksheet
Audit Administration Remarks
Auditor Signature:

Received Date: