Professional Documents
Culture Documents
Due Diligence Checklist Sample Report
Due Diligence Checklist Sample Report
Due Diligence Checklist Sample Report
1/13
Flagged items 7 flagged
There is one country listed that is currently under UN sanction. The country has taken steps to
improve international relations of late.
A manufacturing plant was opened Q4 of 2018 in the sanctioned country and media there alleges
questionable practices of waste disposal to a nearby river. Attached image provided by company
representative of their efforts to test the water for contamination.
Photo 1
Q1 of 2019 already showed employee unrest in the newly opened manufacturing site. There was
media coverage.
There was media coverage regarding the alleged dumping of waste to the river and nearby local
residents expressed their intention to file complaint. Image attached is from news reports.
Photo 3
2/13
Due Diligence / Due Diligence / Environmental
Permits are complete but there is a likely possibility of permit being revoked because of the alleged
improper waste disposal.
3/13
Due Diligence 7 flagged, 89.71%
Collect and review basic corporate documents also for any Subsidiary
There is one country listed that is currently under UN sanction. The country has taken steps to
improve international relations of late.
4/13
Currently reviewing all the reports and so far no red flags found.
All press releases issued by the Company within the past five
No Issues
years.
5/13
indicate which suppliers are the sole source.
Two suppliers from the mentioned sanctioned country. Will need to further investigate.
Name of the law firm which handles patent and trademark No Issues
6/13
matters for the Company and the contact there.
A manufacturing plant was opened Q4 of 2018 in the sanctioned country and media there alleges
questionable practices of waste disposal to a nearby river. Attached image provided by company
representative of their efforts to test the water for contamination.
Photo 1
Currently reviewing the ongoing investigation of the alleged improper waste disposal.
Operations 100%
List of top 20 accounts payable with contact names and phone No Issues
7/13
numbers.
Backlog at end of the most recent fiscal year and most recent
No Issues
fiscal quarter.
Tangible Property
8/13
agreements pertaining to the properties listed.
Q1 of 2019 already showed employee unrest in the newly opened manufacturing site. There was
media coverage.
9/13
Copies of any auditors' letters to management regarding
For Review
internal accounting controls.
Photo 2
Environmental 3 flagged, 0%
Schedule of all the facilities of the Company that discharge Red Flag
10/13
waste into any body of water, stream or any sanitation
systems.
There was media coverage regarding the alleged dumping of waste to the river and nearby local
residents expressed their intention to file complaint. Image attached is from news reports.
Photo 3
Permits are complete but there is a likely possibility of permit being revoked because of the alleged
improper waste disposal.
Others 100%
Completion
General Comments
We are now 1 week in of doing due diligence and there’s still more to review particularly on the
realigning of bonus for executives after a recent acquisition.
11/13
Reviewing handling of toxic chemicals at particularly at new site after the alleged violation of waste
management.
Red flag on the newly opened manufacturing site overseas. The company remains accommodating
to our requests of access to information but are beginning to show signs of becoming wary on the
subject of the overseas site and the alleged improper waste disposal.
Mary Kent
28.06.2023 14:15 PST
12/13
Media summary
Photo 1 Photo 2
Photo 3
13/13