Professional Documents
Culture Documents
jdh/10 3 253
jdh/10 3 253
Overbeeke
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
In this article we argue that dynamic systems theory provides design historians with new concepts and tools which afford new
possibilities for studying, understanding, and quantifying the process of design evolution. We show that the evolution of the
bicycle has diverged and converged in a non-linear way, a general characteristic of co-evolving adaptive systems. By exploring
the dynamic characteristics of the bicycle-society system we reveal that the origin of the modern bicycle stems in great part from
innovations applied in three- or four-wheeled human-powered vehicles.
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
Dynamic Systems Theory
The Scope of this Article
In this section we aim to clarify the following
In the Cambrian period, 550 million years ago, the statement: that the patterns of co-evolving
number of species grew very rapidly. This Cam- dynamic ecosystems, such as the bicycle-society
brian explosion was followed by several large system, show periods of stability, progressive
reductions in the number of species. In one of complication, transitions with critical fluctuations
these periods, the Perm, 200 million years ago, up to new states, and evolve to the edge of chaos to
to 96 per cent of the total number of species be maximally adaptive.
became extinct. This evolutionary pattern is not Think, as an example, of a society at a given
unique to creation and extinction in biology but moment with a given, although unknown, need
has some general characteristics. The patterns of for bicycles. Because we do not know a priori
creation and extinction in design evolution may which bicycle design will be successful, we
show the same general characteristics. These gen- market several designs. Each design will fill a
eral characteristics are common for adaptive com- 'niche' in society's 'bicyde-need'. One design
plex systems which exhibit non-linear self- will be more appropriate for races, another for
organizing behaviour. long-distance journeys, etc. The 'fitness' of each
Many terms are in circulation for the study of design depends on the selection criteria at that
such systems, for example: synergetics (Haken), moment (safety, velocity, etc.) and on other
non-equilibrium thermodynamics (Prigogine), designs which are currently available. Thus a
complex systems theory (Langton, Kauffman), design or artefact is merely one solution to a
catastrophe theory (Thom, Zeeman), and chaos problem for which a whole set of solutions may
theory (Gleick). Of these, 'chaos theory' is an be possible. The fitness of each bicycle may be
inappropriate term. Apart from the confusion it dependent on the number of models (variety)
creates with regard to the common-sense under- already available and their relationships with
standing of it (since it suggests disordered beha- other designs. For example, if a design co-exists
viour), it emphasizes only one of many forms of with another design for the same user group, this
dynamic behaviour that complex systems may will reduce its fitness.
exhibit. Dynamic systems theory could be a Moreover, consider, for the sake of argument,
more appropriate general term. the following very unlikely scenario. If the
Dynamic systems theory is about the nature of number of designs, their mutual relationships,
development, adaptation, and evolution and and the social context do not change there will
accounts for diversity, (non)linearity, selection, evolve, over time, a stable situation in which a
and fitness.12 The concepts and tools of this certain number of each design will be sold on the
theory have already been applied to a great vari- market. Each design, then, has reached an equili-
ety of systems, ranging from genetics, via evolu- brium with a certain fitness, optimal at that time
tionary biology, and economics to social and [1]. If nothing changes (in developing new designs
cultural systems as well as human biomechanics. or in society), this system will remain constant.
In this article we argue that they can usefully be But obviously the assumptions in this example are
applied to the evolution of design. far from realistic. We are dealing with a society
We present a global sketch of dynamic systems which is continuously changing and an active
theory. The concepts and tools discussed are world of bicycle designers. Thus the equilibrium
254 O. A. van Nierop, A. C. M. Blankcndaal, and C. ]. Overbetke
i In an unchanging situation, the
fitness landscape of bicycles will
mode) X achieve, over time, an equilibrium
model Y
model Z
v
y x s^—~N
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
i 1^
w
UJ
2
TIME
can be disturbed in two ways: a change in need considerations of the fitness of other designs and
and a change in resources. lead to a new equilibrium. In such a co-evolu-
If something changes in society (needs or selec- tionary process, the landscape of one design
tion criteria such as velocity, safety, or environ- heaves and deforms as other designs make their
mental influences like laws or the improvement of own adaptive moves.
roads), then again there are two possibilities: after If one could know at any given time the pos-
a time, the system returns to stability and the sible solutions and the success ('fitness') quotient
change is said to have been a perturbation only; of each, it would be possible to present a cross-
or the system evolves to a new (stable) situation. section of a fitness landscape of the whole bicycle-
Some existing designs become more fit, new society system. A hypothetical example of such a
designs appear, and others become extinct. cross-section can be illustrated [2]. We can discern
The fact that in some cases apparently extreme three types of fitness landscape: simple, chaotic,
influences have no effect while in other cases and complex. 'Simple' fitness landscapes have a
small influences have far-reaching effects leads flat scenery with one hilltop. There is one optimal
to one of the most important characteristics of bicycle with all the optimal elements for that
dynamic complex systems: cause and effect are period. The system is sensitive only to large
not proportionally related. For example, the dis- influences. The form of a 'chaotic' landscape is
cover of a differential gear by J. Starley in 1880 rugged, with many local tops and local valleys.
had no effect on the design of the bicycle but was The attractors (the relatively stable states to which
of great importance to the success of the tricycle a system tends to evolve) are highly sensitive to
(and is still an essential part of the motor car). But small influences: the system is chaotic. Between
the small step from the cushion tyre to the dis- the 'simple' and 'chaotic' landscapes exists the
covery of the pneumatic tyre by Dunlop in 1887 'edge of chaos', the 'complex' landscape with
led to the ('catastrophic') transition from high- neither too few nor too many hills. This represents
wheeled 'Ordinaries' to the low 'Safety7 bicycle. a maximally adaptive state of the system.
It is only in retrospect that we can conclude that The topology of a fitness landscape—the
the differential gear was a negligible invention for number of solutions that are available and the
the bicycle whereas the invention of the pneu- selection criteria—is bound to change: nobody
matic tyre was essential. knows a priori the best solution to a problem.
Change may also be instigated by bicycle But more and more is known about the process of
designers or manufacturers. They may try to finding the best solution to a problem.
design a new model fitter than the designs Kauffman13 has made it clear in his numerical
already available. The new design may affect simulations of complex systems that maximally
The Evolution of the Bicycle 255
2 Hypothetical cross-section of
a fitness landscape for several
human-powered vehicles
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
Tricycle Dwarf Safety 'Rover1 Hobby Horse High Wheel Ordinary
adaptive systems evolve to a state with neither too and later). The landscape is a qualitative descrip-
much nor too little variation: the edge of chaos. tion of the evolution of the bicycle. However, it is
The creation of variations (divergence) and the possible to quantify the landscape if one disposes
deletion of variation (selection or convergence) of the sales data (as a possible index of popularity)
are not just a haphazard pattern. It is the pattern and the number of bicycle models at any given
of the creation and extinction of design which is moment. The dynamic characteristics of the system
very common in evolving and adapting systems. (for example, types and stability of attractors) can
Adaptive co-evolving systems evolve towards a then be identified.
process (and not a static state) with a maximal In the next section we describe the history of the
survival chance and a maximal opportunity to bicycle according to this model. Char fitness land-
adapt to changing circumstances. Adaptation, scape of the global evolution of human-powered
thus, is like a journey and not a destination. vehicles (see [3]) shows the creation and extinc-
To summarize: a fitness landscape provides a tion of models, periods of considerable and little
general qualitative overview of the evolution of a diversity. The selection criteria influencing the
system. Dynamic systems theory may not predict fitness and the stability of the respective models
which bicycle will become successful. But if the will be described in the text.
bicycle-society may be described as a complex
system, this means that the models will not
evolve towards equilibria but that the system as a The Evolution of the Bicycle: From Horsepower
whole will evolve towards the edge of chaos. This to Manpower
implies that some parts of the system will be stable A world that for centuries ran on horsepower
and other parts will be changing. At the edge of provided a challenge to devise modes of transport
chaos, the ratio of change and stability will be at an powered by humans.14 The running-machine of
optimum, such that it is maximally adaptive. Baron von Drais is often credited as the ancestor
How can we recognize that the bicycle-society of the modern bicycle [3.1]. A brief comparison
system has evolved towards the edge of chaos? The indicates many shared characteristics: two small
macroscopic evolution of the bicycle is illustrated wheels in line, the driver seated in an upright
as a fitness landscape [3]. As a criterion for fitness position between them with his feet reaching to
we have used the relative popularity of respective the ground. Looking closer at the history of
models which, admittedly, is a very simple view of bicycle development, however, we find a vast
the market. The landscape changes with time from diversity of ideas about propulsion, driver stabi-
simple (only a few solutions) to chaotic (the period lity, and comfort.
1884-90 with a great diversity), to complex (1890 In our scheme we place the evolution of the
256 O. A. van Nierop, A. C. M. BUmkendaal, and C. J. Overbceke
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
1860
1870
1900
bicycle, as an indirectly driven two-wheeler, tricycles. Directly driven machines are defined as
between the evolution of the indirectly driven having a transmission that is anatomically and
three- and four-wheelers and the directly driven mechanically constant. Developments in these
two-wheelers, to show how the development of three 'streams' did not happen separately, as
the bicycle has benefited from innovations and they often took place within the same factory.
failures on both sides. Indirectly driven vehicles In the next section the evolution of the bicycle is
are defined as having a transmission in which the described in episodic form in text blocks and is
transmission ratio can be changed mechanically. structured by the fitness landscape already illus-
In directly driven machines the transmission is trated (see [3]). The fitness landscape and the
either linked directly to the anatomy, as in the corresponding text blocks can be read interactively
running-machine, or mechanically, as in toddlers' to obtain the best way of getting to grips with the
The Evolution of the Bicycle 257
search process of designers, with their successes The first successful steered two-wheeler was the
and failures, and with the process by which con- wooden running-machine invented by Baron von
sumers search for the best vehicle. This fitness Drais in 1817. Relatively comfortable and safe, the
landscape (see [3]) combines both processes and rider sat above the centre of the machine with his feet
illustrates when periods of great diversity existed, touching the ground. By walking he had a direct drive.
and when diversity declined. The numbers refer to The 'Draisienne' was demonstrated and manufactured
blocks of text and illustrations. By this means we in Paris. In England it was produced with improve-
hope to make clear that the history of a product is ments and known as a 'hobby-horse'. A 'velocipede
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
not necessarily linear and that, as a consequence, vogue' raged as far afield as New York, Milan, and
the bicycle is not a direct descendant of the run- Calcutta. Regulations restricting riding came about as
ning-machine, as is often claimed. a result of this vogue. By 1820 it was all over, after
which the 'Draisienne' was used only by youngsters as
a toy in the countryside.
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
four supporting points. He could easily get on
and off and shoes stayed clean because of the
indirect treadle drive. However, they were expen-
sive. Driving feet-off-the-ground on a simpler
(and cheaper) solution would require a two-
wheeler with a direct drive. If one was to get on
and off easily it had to have small wheels but
then one had to pedal much too fast. Never-
theless, cranks and axle directly linked to the
2.1 Gompertz's bicycle (1821) driven wheel had the charm of being simple.
In 1821, immediately after the success of the running-
machine, Gontpertz tried to solve the dirty-shoe problem.
He applied hand levers as a indirect drive to the front
wheel of a two-wheeled machine.
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
2.3 Guilmet's bicycle (1869)
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
3.4 'Ariel' by ]. Starley (1870)
still the best method but, if done abruptly, had
In 1870 Starley manufactured a directly driven two- the same effect as a stone on the road: a 'header'
wheeler called the 'Ariel'. This was made completely as it was called. The more daring cyclists joined
out of steel with solid rubber tyres. The wheels were of racing clubs that organized matches and trips into
the 'suspension' type and far lighter than the 'com- the countryside on Sundays.
pression'-type cartwheel used in the running-machine
and the 'Boneshaker'. The axle was now suspended
from the top of the rim by steel spokes instead of
leaning on wooden spokes that stood on the bottom of
the rim.
In 1877, the innovation of chain and chain wheels The 'Ordinaries' became faster; front wheels in 1872
was applied for the first time in a tricycle, the chain were already 1.55 m high (the maximum radius being
still being crude. This innovation did not change the the driver's leg length). From 1877 machines became
transmission-ratio—hence the asymmetric configura- lighter as hollow 'backbones' were fitted. The challenge
tion with a large driving wheel. The tricycle was to make the sports machines lighter also resulted in
made entirely of steel and thereby lighter. The wheels lighter three- and four-wheelers. The invention of the
of this tricycle were a further development of the ball-bearing made them all easier to drive.
'Ariel' wheels from the same factory. They could
better withstand transverse forces by their tangen-
tially woven spoke pattern (as in contemporary
bicycles), in contrast to the radial spoke pattern of
earlier wheels.
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
2.5 The Singer 'Xtraordinary', a 'High Wheel Safety'
riding and while braking by back-pedalling. In (1879)
the 'Devon' this was partly solved by applying
the ratchet gear originally invented for the 'High Wheel Safeties' enjoyed a certain popularity
Tvlichaulines'. This invention made turning easy between 1879 and 1885. The 'Xtraordinary' from
but grip on the road was still unevenly spread. 1879 was again treadle-driven and its front wheel
All these refinements made the stable tricycle was just 1 m high. They allowed for a good pedalling
safer by the year, enhancing its fitness. As two- position and were easy to get on and off, but were still
wheelers were inherently lighter, the search for liable to topple forward due to the position of the driver.
safer configurations was on in order to give them
a better fit as well.
Diversity now increased so rapidly that the fit-
ness landscape became 'chaotic' over the next ten
years.
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
and started to wear trousers so that they could
take part in serious cycling.
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
in the City of London. Commuting by cycle was
now a commonplace. Employers such as banks
allowed for cycle parking below their buildings
where handymen fitted tyres and carried out
lubrication and small repair jobs. So even archi-
tecture and city layout were influenced by and 2.10 'Psycho' by ]. K. Starley (1887)
influenced the fitness landscape of the evolution The 'Cross Frame Safeties' had a straight backbone that
of the bicycle. originated in the beams of carts, coaches, and preceding
two-wheelers. The straight shape was applied for the
first time in the 'Bicyclette' by Lawson.
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
then on, they were used only as a means of transport by
butcher's boys and postmen.
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
many of these 'new' models old principles have
Conclusion been reintroduced.
In designing a new product, the designer is eager Not being historians we hope to have made clear
to produce something 'new'. By 'new' we mean in a qualitative rather than quantitative manner
the creative combination of separate facts, ideas, that it might be fruitful to elaborate further the
insights, or elements to produce something useful. application of the methods and concepts of a
Without a priori knowledge of the form of a dynamic systems approach to the history of
fitness landscape, the designer must start some- design. Although there is no consensual definition
where. As soon as an acceptable value has been of a complex system, complexity involves non-
obtained, 'local search' for an optimum becomes linearity (cause and effect are not proportional),
the best strategy. This may be compared with chance (random components in deterministic
Norman's description of design as lull climbing': chaos), as well as variation and selection. Dynamic
the designer looks for failures and successes in systems theory thus incorporates a mix of biologi-
previous models and tries to improve the next cal and physical organizational principles. In
model in such a way that a (local) optimum will applying these, we have established the compro-
be reached. Once a local optimum is achieved, as mise proposed by Steadman (see note 9) between,
in the 'Ordinary' of 1885, the design may only fit on the one hand, 'the complete and unalterable
better if another lull' is climbed. In such a case functional integrity of each separate species and
one can see that there is a transition (in dynamic the impossibility of any transformation of one into
terms) from one model to another, for example another' and, on the other, 'a complete evolution-
from the 'Ordinary' to the 'High Wheel Safety7. In ary plasticity allowing transformation in any
times of transition there is a mix (critical fluctua- direction and with any result'.
tions). The old model will disappear some time The main problem in applying a dynamic
before it is clear what the new model will be. Even systems theory to the history of design is the
variations on old models appear. In the history of quantification of the evolutionary process. To
the bicycle, 1860-92 is a good example of a period quantify the evolutionary pattern of the design
when considerable diversity was in evidence. history of human-powered vehicles, for instance,
In the development of the bicycle it is clear from it is necessary to find an appropriate way to
the beginning that there were different require- assign a fitness value to every model of the
ments (selection pressures) for the various bicycle. We have used popularity, which can be
models: stability, safety, velocity, comfort, etc. deduced from sales figures. Quantification allows
To be able to adapt to a continuously changing for the characterization of types and stability of
environment in an uncertain future, variation is attractors and thereby provides quantitative foun-
necessary. Selection, then, means that only one or dation to the fitness landscape.
a few variations will appear to be appropriate and The dynamic systems approach has proved
successful. Many models thus will on a long useful in many different disciplines, including
timescale appear to be unsuccessful. Examples economics, biology, epidemiology, human move-
are the 'Draisienne', the 'Boneshaker', the 'Ordin- ment science, and psychology. In this article we
aries' with wheels of unequal size, bicycles with have focused on some of the dynamic constraints
the direct chain drive, bicycles with a front-wheel in the evolution of the design of the bicycle.
drive, and so on. In general we have been able to However, constraints of other kinds—such as
266 O. A. van Nierop, A C M . Blankendaal, and C. ]. Overtake
sociological constraints—are no less important.15 H. B. Stewart, Non-linear Dynamics and Chaos, John
It is not our aim to propose a dynamic systems Wiley & Sons, Chichester, 1986.
approach as the best or the only possible approach 13 S. A. Kauffman, 77K Origins of Order: Self-organization
to the history of design. Nevertheless, the global and Selection in Evolution,Oxford University Press,
process of diversity generation and extinction New York, 1994.
14 For this section we referred to: D. Andric, B. Gavric,
requires no other explanation than a dynamic one. & W. J. Simons, Fietsen: van loopfiets tot mountain bike,
O. A. VAN NTEROP, A. C. M. BLANKENDAAL, Schuyt & Co., Haarlem, 1990; H. Baudet, Een ver-
C. J. OVERBEEKE trouwde wereld: 100 Jaar innovatie in Nederland, Bert
Downloaded from http://jdh.oxfordjournals.org/ at Tulane University Library, Serials Acquisitions Dept. on September 4, 2014
Delft University of Technology Bakker, Amsterdam, 1986; C. F. Caunter, The History
and Development of Cycles, Part I: Historical Survey,
Clowes & Sons, London and Becdes, 1955; C. F.
Notes Caunter, Handbook of the Collection Illustrating Cycles,
1 See e.g. E. Ferguson, Toward a discipline of the Part 2: Catalogue of Exhibits with Descriptive Notes,
history of technology', Technology and Culture, no. 15, Her Majesty's Stationery Office, London, 1958; H.
1974, pp. 13-30. Ebeling, Der Freiherr von Drais: Das tragische Leben des
2 T. J. Pinch & W. E. Bijker, The social construction of 'verruckten Barons', Braun, Karlsruhe, 1985; Hillman,
facts and artefacts: or how the sociology of science Herbert & Cooper Ltd., 'Premier' Works, Catalogue for
and the sociology of technology might benefit each 1886 Season, Coventry, 1885; G. J. M. Hogenkamp,
other', in W. E. Bijker, T. P. Hughes & T. J. Pinch De gechiedenis van Burgers Deventer is de geschiedenis
(eds.), The Social Construction of Technological Systems, van defiets, Burgers ENR, Deventer, 1939; J. McGurn,
MIT Press, Cambridge, MA, 1990, pp. 17-50. On Your Bicycle: An Illustrated History of Cycling,
3 H. Petroski, The Evolution of Useful Things, Vintage Murray, London, 1987; G. H. Minck, Fietsend door
Books, New York, 1994. de eeuwen, Kluwer, Deventer, 1986; A. J. Palmer,
4 Ibid., p. 22. Riding High: The Story of the Bicycle, Vision,
5 D. A. Norman, The Psychology of Everyday Things, London, 1958; M. J. B. Rauck, G. Vole, & F. R.
Basic Books, 1988. Paturi, Mit dem Rod durch zwei Jahrhunderte: Das
6 D. A. Norman, Turn Signals are the Facial Expressions Fahrrad und seine Geschichte, AT Verlag Aarau, Stutt-
of Automobiles, Addison-Wesley, Reading, MA, 1992. gart, 1979; A. Sharp, Bicycles and Tricycles: An Ele-
7 Ibid., p. 111; see also G. Basalla, The Evolution of mentary Treatise on Their Design and Construction,
Technology, Cambridge University Press, Cam- Longman, Green & Co., London, New York, and
bridge, 1988. Bombay, 1896; Velox, Velocipedes, Bicycles, and Tri-
cycles: How to Make and How to Use Them with a Sketch
8 Norman, op cit., 1992, p. 116.
of Their History, Invention, and Progress, Routledge &
9 P. Steadman, The Evolution of Designs: Biological
Sons, London, 1869; S. S. Wilson, 'Bicycle technol-
Analogy in Architecture and the Applied Arts, Cam-
ogy', Scientific American, vol. 228, no. 3,1973, pp. 81-
bridge University Press, Cambridge, 1979, p. 244.
91; J. Woodforde, The Story of the Bicycle, Routledge
10 See R. Roy & D. Wield (eds.), Product Design and
& Kegan Paul, London, 1970.
Technological Innovation, Open University Press,
Milton Keynes, 1986. 15 See e.g. A. Forty, Objects of Desire: Design and Society
11 Cf. Basalla, op. cit Since 1750, Thames & Hudson, London, 1986; J. Law,
12 For a general view on this topic, see R. Lewin, Technology and heterogeneous engineering: the
Complexity: Life at the Edge of Chaos, Basingstoke, case of Portuguese expansion', in W. E. Bijker, T. P.
Macmillan, 1993; K. Mainzer, Thinking in Complexity: Hughes, and T. J. Pinch (eds.), The Social Construction
The Complex Dynamics of Matter, Mind, and Mankind, of Technological Systems, MTT Press, Cambridge, MA,
Springer Verlag, Berlin, 1994; J. M. T. Thompson & pp. 111-34.