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Original research article

Journal of Near Infrared Spectroscopy


2021, Vol. 29(2) 63–72
Two-dimensional mid and near infrared ! The Author(s) 2020
Article reuse guidelines:
correlation spectroscopy for bacterial sagepub.com/journals-permissions
DOI: 10.1177/0967033520974518
identification journals.sagepub.com/home/jns

Pavel Krepelka1 , Araceli Bolıvar2 and Fernando Perez-Rodrıguez2

Abstract
In recent years, near infrared (NIR) spectroscopy has gained interest as a tool for bacteria strain identification. Although
some promising results suggest good applicability of the technique, a better interpretation of the NIR bacterial spectra is
still needed. In order to analyze the NIR spectrum of biological samples, a correlation analysis between the NIR and the
mid-infrared (mid-IR) spectra was performed. In total, 28 spectra of 8 bacterial strains were acquired and correlated in the
NIR and the mid-IR spectral ranges. Some molecular bands (Amide I, P ¼ O stretching, C-H stretching/deformation of
polysaccharides) were well correlated, and the effect of concentration changes in these molecules were investigated.
Moreover, a model for the NIR spectra classification was created with an overall 85% correct classification rate.
Subsequently, only NIR wavelengths with high correlation to important mid-IR peaks were selected. This led to an increase
in the correct classification rate to 94%. By correlation between well-established mid-IR peaks and NIR spectra, some
relationships in the NIR spectra of biological samples were revealed, which was a step towards better understanding and
interpretation of the NIR spectra of biological samples.

Keywords
Bacterial identification, classification, near infrared, mid infrared, correlation, 2D correlation, microbiology
Received 8 May 2019; accepted 3 July 2020

Introduction
computed by using multivariate statistics. The most
Infrared spectroscopy is a widely used analytical tech- widely used models are linear ones (PCA, PLS,
nique exploiting light absorption by specific molecu- SIMCA),3–5 and for complex applications, nonlinear
lar bonds. The light absorption by the examined models (SVM, ANN)6 often exhibit better results.
sample is wavelength-selective, and therefore the pres- Creating large calibration sets usually requires a sub-
ence of many chemical substances can be predicted stantial amount of time and resources; calibration
according to the acquired infrared absorption spec- models are therefore mostly built on a limited dataset
trum.1 Although the absorption peaks observed in the and must be validated very carefully. Insufficient val-
mid-infrared (mid-IR) range (2.5 mm–25 mm) arise idation presented in numerous publications delivers
from fundamental molecular vibration modes and misleading chemical analysis of the investigated sam-
are relatively easy to separate and interpret, peaks ples and mistaken conclusions of the suitability of
attributable to the NIR (near infrared) spectrum NIR spectroscopy. More precise assignment of NIR
(1000–2500 nm) consist of overtones and combination spectral bands to specific chemical constituents could
modes and are 10–100 times weaker and overlapped.2
This makes the NIR spectrum difficult to interpret.
From this reason, precise and clear information of the 1
Department of Theoretical and Experimental Electrical Engineering,
composition of the analyzed sample is very problem- Brno University of Technology, Brno, Czech Republic
atic to obtain. 2
Department of Food Science and Technology, Faculty of Veterinary,
Mathematical treatment, including derivatives, Agrifood Campus of International Excellence (CeiA3), University of
smoothing, and scatter correction, is routinely utilized Cordoba, Cordoba, Spain
to treat the spectra and enhance spectral details. As Corresponding author:
Pavel Krepelka, Department of Theoretical and Experimental Electrical
the spectral variables are highly collinear, calibration Engineering, Brno University of Technology, Technicka 12, 616 00, Brno,
models to reveal the dependencies between the NIR Czech Republic.
spectra and the predicting variables must be Email: pavel.krep@gmail.com
64 Journal of Near Infrared Spectroscopy 29(2)

enable to improve the accuracy of calibration models breasts,8 salmon,14 pork meat,15 juice,10 and
for NIR spectroscopy. cheese.16 Most of these studies identify spectral
While mid-IR spectroscopy became well estab- bands significant for classifying or quantifying bacte-
lished in microbiology,7 its NIR counterpart found rial strains in food; however, interpretation of the
use mainly in the food industry and within food spectra is generally tentative and imprecise as regards
safety applications, some of the reasons being lower the molecules and compounds responsible for micro-
sensitivity to water, the high scan speed (real-time bial identification and discrimination. Additionally,
analysis), simpler and cheaper instruments, non- results vary between studies, due to the above-
destructive methodology and minimal sample prepa- mentioned limitations of NIR spectroscopy.
ration requirements. Alexandrakis et al.8 investigated By contrast, the mid-IR spectrum of bacterial bio-
bacterial contamination in chicken breasts. With NIR mass is well interpreted. The most intensive investiga-
spectroscopy and multivariate calibration, breasts tion targeting the discussed problem appears to have
exhibiting bacterial concentrations higher than 6 log been performed by Helm17 and Naumann,7,18 who
CFU g1 (colony-forming units per gram) were suc- proposed assignment of spectral bands found in the
cessfully identified. The study8 established that satis- mid-IR spectra of bacteria. In total, 13 bands were
factory identification via NIR spectroscopy was a assigned, and this interpretation was used for the cor-
consequence of the proteolytic process, with a relation experiments.
higher absorption in the amide and amine bands; Numerous papers on bacteria strain identification
such a property of the technique would indicate aug- in the mid-IR range have been published to date, and
mented concentration of amino acids and low- foodborne pathogenic bacteria in particular has
molecular peptides during microbial spoilage of attracted broad attention. In this context, for exam-
meat. Spectral bands associated with molecular ple, Janbu et al.19 achieved the success rate of 100%
bonds in proteins, peptides, amides, and amino in the classification of Listeria (5 species, 30 strains).
acids (1864–2100 nm; 1396–1550 nm; 1386–1570 nm; Al-Holy et al.20 recognized 4 foodborne pathogens
1856–2089 nm) were identified by Alexandrakis et al.8 (Bacillus cereus, Salmonella enterica, Escherichia
Probably the most significant progress in bacteria coli, and Listeria spp.) measured on aluminum oxide
identification via NIR spectra was achieved by filters at the concentration of 105–106 CFU mL1
Rodriguez-Saona et al.,9 who eliminated the effect with 94% correct classification rate. An exhaustive
of water by filtering the bacterial suspension with list of publications discussing foodborne bacteria
filter membranes made of an inorganic material identification is available in a relevant article by
(Anodisc aluminum oxide). Pure spectra of bacterial Davis and Mauer.21 The popularity of mid-IR in
biomass were acquired, and the authors proposed a the identification of microorganisms shows itself
partial interpretation of spectral peaks based on addi- also in the FT-IR microplate reader, a device
tional measurement of isolated cellular components designed to acquire mid-IR spectra from dried sus-
(deoxyribonucleic acid standard, glycogen standard, pensions and to carry out the subsequent classifica-
lecithin standard, and N-acetylmuramic acid stan- tion (Bruker HST-XT).
dard). When a sufficient number of bacteria (i.e., bio- Improved interpretation of the NIR spectra of bac-
mass) had been deposited on the filter (10 mg of wet teria could contribute toward increasing the applica-
pellets), separable clusters were obtained in the PCA bility of NIR spectroscopy in microbiology. NIR/
scores plot, corresponding to six bacterial species. mid-IR correlation spectroscopy, which compares
Thus, the potential of NIR spectroscopy for bacteria changes in the NIR and the mid-IR spectra of various
identification was confirmed. In a later study, samples, is proposed as a powerful tool to determine
Rodriguez-Saona et al.10 employed the same proce- NIR bands and associated chemical bonds and mol-
dure to discriminate bacteria extracted from juice. By ecules accounting for bacterial identification and
using the region between 1920–2500 nm, the authors quantification, with mid-IR employed as the
observed good clustering in the score plot according benchmark.
to the bacterial species. This was achieved by depos-
iting only 1 mg of wet pellets onto the membrane,
together with ethanol application. Materials and methods
Dubois et al.11 demonstrated the potential of NIR
Bacterial strains and preculture conditions
spectroscopy for bacteria analysis by selecting spec-
tral wavelengths (1200 nm; 1680 nm; 1734 nm; The microorganisms used in this study were obtained
1765 nm; 2150–2190 nm; 2310 nm; and 2345 nm) in the lyophilized form from the Spanish Type
which originate mainly from fatty acids and contrib- Culture Collection (Valencia, Spain) and reconsti-
ute substantially to bacteria identification. In other tuted following the provider’s recommendations.
research reports, NIR spectroscopy, combined with The cultures were maintained at –18 C in cryogenic
multivariate statistics, was applied to quantify and vials (MicrobankTM, Prolab Diagnostic, Neston,
classify microbial contamination in food products, UK). Eight bacterial strains were studied, including
such as flounder12 and chicken fillets,13 chicken Lactobacillus sakei (CECT 4808), Lactobacillus
Krepelka et al. 65

plantarum (ATCC 8014), Lactococcus lactis ssp. Thermo Electron Corporation, Illkirch, France) per-
Lactis (ATCC 19435T), Listeria monocytogenes formed at room temperature for 15 min.
(NCTC 11994), Listeria ivanovii (ATCC 19119), and To eliminate the impact of the different bacterial
Staphylococcus aureus (ATCC 23235) as gram- counts on the spectral measurements, the cell concen-
positive bacteria, with Salmonella enteritidis (CECT tration present at the lag phase was used in all the
556) and Escherichia coli serotype O25:H42 (CECT batches. For this purpose, appropriate dilutions of
686) representing the gram-negative category. the washed suspensions were made for batches 2, 3,
The cultures were activated in different broth and 4 by using sterile SS. The bacterial cells were
media and at incubation temperatures according to retained on glass microfiber filters (GF-5, 25 mm
the optimum growth conditions of each microorgan- diam., Whatman GF/A//WhatmanTM, Fisher
ism, that is, de Man, Rogosa and Sharpe broth Scientific, UK) through vacuum filtering, utilizing a
(MRS, Oxoid, Basingstoke, UK) for lactic acid bac- Millipore Sterifil Aseptic System and Swinnex filter
teria at 33  C in 10% CO2 (Memmert, Schwabach, holders (Millipore Corp., USA). The filter mem-
Germany); Brain Heart Infusion broth (BHI, branes were dried for 1 h at 45  C.
Oxoid) for L. monocytogenes, L. ivanovii, and S.
aureus; and Tryptone Soya Broth (TSB, Oxoid) for Spectral acquisition
Salmonella and E. coli at 37  C in an aerobic environ- The NIR spectra were obtained in the diffuse reflec-
ment. For every experiment and microorganism, a tance mode using the integrating sphere of an FT-
fresh purity plate was prepared from frozen stock NIR spectrometer (Bruker MPA, Bruker Optics,
on a Plate Count Agar plate (PCA, Oxoid) incubated Ettlingen, Germany) having a PbS detector. The bac-
for 24 h at the above-mentioned conditions. Two days teria were analyzed directly by placing the membranes
before the experiment, a well-isolated single colony on the top of the sphere. The spectra were collected
from the PC plates was transferred into a tube con- with a spectral resolution of 16 cm1 in the range of
taining 9 mL of the corresponding broth medium and 12,500–3600 cm1 (800–2777 nm). Each spectrum was
incubated under static conditions for 24 h at the same recorded as the average of 32 scans over 772 data
temperatures. Then, 1 mL of each initial subculture points. The acquired NIR spectra are displayed in
was refreshed in the corresponding broth and incu- Figure 2.
bated under identical conditions for 16 h. The mid-IR spectra were obtained via diffuse
reflectance using an FT-IR spectrometer (Bruker
Experimental design and filter membrane Tensor 27, Bruker Optics, Ettlingen, Germany) spec-
preparation trophotometer with a CsI beamsplitter and a DTGS
To analyze the bacteria biomass spectra, a modified detector. The spectra were collected with a spectral
version of the protocol by Rodriguez-Saona et al. [21] resolution of 4 cm1 over the range 4000–250 cm1.
was followed. For each bacterial strain, 1 mL of the Each spectrum was recorded as the average of 50
16 h-preculture was pipetted into a flask containing scans over 1944 data points. The acquired mid-IR
150 mL of the corresponding growth medium and spectra are displayed in Figure 1.
incubated at the same conditions for the total For acquisition of both the NIR and the mid-IR
period of 48 h. The initial concentration in the inoc- spectra OPUS v.6.5 software (Bruker Optics) was
ulated flasks corresponded to ca. 107 CFU mL1. employed. In total, 28 spectra of 8 bacterial strains
This cell level was also used in a previous assay to were collected (3 spectra of L. plantarum and L. sakei,
monitor microbial growth by optical density (OD) 2 spectra of L. monocytogenes, and 4 spectra of
measures in an automated plate reader (Bioscreen remaining strains). Since the goal of experiment was
C, Labsystems, Finland) under growth media and to correlate NIR and mid-IR spectra, the number of
temperature conditions identical with those described measurements should be sufficient for mutual NIR/
mid-IR variability. This contrasts with standard
in previous section. Based on the obtained OD curves,
regression or classification problems, where the
four different growth phases were independently col-
number of samples must be chosen to ensure high
lected for each microorganism from the inoculated
variance of specific NIR/mid-IR wavelengths (vari-
flasks at appropriate time intervals. The stages were
ance that can be lowered by larger sample size).
as follows: early exponential phase (batch 1), between
exponential and stationary phase (batch 2), late sta-
tionary phase (batch 3), and decline phase (batch 4). Spectra processing
To execute the actual collection procedure, culture Chemometric data analysis was performed using
samples of 15 mL of broth were taken from the incu- MATLAB R2016a (MathWorks, Natick, MA,
bated flasks and transferred into a 20-mL sterile cen- USA) with routines created in-house. In order to
trifuge tube. The bacterial cells were twice-washed in enhance hidden and overlapped peaks, all the spectra
0.85% Saline Solution (SS, Panreac, Barcelona, were treated with a Savitzky-Golay filter (2nd deriv-
Spain) by centrifugation at 4000 rpm (Jouan C4i; ative; 3rd order polynomial; window: 31 points for
66 Journal of Near Infrared Spectroscopy 29(2)

Figure 1. Raw mid-IR spectra.

Figure 2. Raw NIR spectra.

mid-IR and 17 for NIR). The processed spectra are • 28 NIR and 28 mid-IR spectra of different bacte-
shown in Figure 3 and 4. rial strains were acquired.
• The dynamic spectra were computed by subtract-
Correlation map ing the average spectrum.

For the data correlation, two-dimension (2 D) cor- Ag


NIR ðvn ; iÞ ¼ ANIR ðvn ; iÞ  ANIR ðvn Þ (1)
relation spectroscopy was used.22 The resulting
2 D map shows the correlation between corre-
sponding NIR and mid-IR wavelengths. High pos- Ag
MIR ðvm ; iÞ ¼ AMIR ðvm ; iÞ  AMIR ðvm Þ (2)
itive values express a high direct proportion,
whereas high negative ones denote a high inverse Aðvn ; iÞ vn -th wavenumber of the i-th spectrum
proportion. Values close to zero indicate low cor- A ðvn Þ average spectrum
relation. The correlation spectrum was created as eðvn ; iÞ dynamic spectrum
A
follows:
Krepelka et al. 67

Figure 3. Mid-IR spectra after applying 2nd derivative Savitky-Golay filter + SNV.

Figure 4. NIR spectra after applying 2nd derivative Savitky-Golay filter + SNV.

• The synchronous correlation spectrum Uðvn ; vm Þ Bacteria strain classification model


represents the degree of correlation between
In the following portion of the paper, identification of
the NIR wavenumber vn and the mid-IR wavenum-
bacterial strains according to the NIR spectra is
ber vm .
described. For this purpose, the total of 90 spectra
1 Xg
p
Uðvn ; vm Þ ¼ ANIR ðvn ; iÞ:Ag
MIR ðvm ; iÞ (3) of three bacterial species (L. ivanovii ATCC 19119,
p  1 i¼1
S. enteritidis CECT 556, and E. coli O25:H42 CECT
686) were collected (30 for each strain). The micro-
Additional information is presented in a relevant organisms and filter membranes were prepared as
study by Noda.22 All equations (1-3) necessary to outlined in section “Experimental design and filter
construct the correlation map were implemented in- membrane preparation”.
house using MATLAB R2016a and the final map was The NIR spectra were acquired using a Nicolet
displayed using the function “surf”. Antaris II Fourier-transform spectrometer (Thermo
68 Journal of Near Infrared Spectroscopy 29(2)

Fisher Scientific, Waltham, MA, USA) in the diffuse In the mid-IR spectra (the Y axis in Figure 5), a
reflectance mode with an integrating sphere. The data highly correlated region is observed in the range
were collected with 1 cm1 spectral resolution in the between 1000–1800 cm1. According to sources,7,21
range 9090–4000 cm1 (1100–2500 nm) with an average the peaks in this region correspond to the vibrations
of 60 scans. The spectral processing-related and addi- of proteins in the Amide group, O-H bending, CH2
tional information can be found in a previous study.23 bending, and C-H stretching in polysaccharides.
The NIR spectra were classified using partial least Another highly correlation region can be seen at
squares discriminant analysis (PLS-DA).3 The model around 3000 cm1, where peaks interpreted as CH2
was validated via two-fold cross-validation.23 and CH3 stretching in lipids are located.
Consequently, the NIR wavelengths exhibiting high The region of the NIR spectra with the highest
correlation (r > 0.5) with mid-IR peaks (see Nauman7 correlation is found in the range from 4000–
for a detailed list). Because classification of bacterial 5500 cm1 (1818–2500 nm) (the X axis in Figure 5).
strains based on mid-IR spectrum is more accurate Absorption at these wavelengths is attributed to
than models based on NIR spectrum, the selection strong C-H, N-H, O-H combination bands. Another
of NIR spectral features strongly correlated with significant correlation region lies between 7000–
mid-IR peaks should increase the classification per- 7500 cm1 (1333–1428 nm), corresponding mainly to
formance. However, broad information distribution the 1st overtone of the C-H combinations.
in NIR region do not allow strong correlation, that In the mid-IR spectrum, the peaks resulting from the
is why the threshold 0.5 was chosen. Table 1 provides vibrations in Amide molecules are easily distinguishable
the list of some of the peaks important for correla- at the wavenumbers of 1695 cm1, 1685 cm1,
tion, as found by Nauman.7 1675 cm1, 1655 cm1, and 1637 cm1 for Amide I
and 1548 cm1 for Amide II; the peaks in the range
of 1310–1240 cm1 are associated with Amide III.
Results and discussion Figure 6 shows the correlation with one of the
The correlation map shown in Figure 5. displays the Amide I peaks (1695 cm1) within the whole NIR
degree of correlation between the NIR (X axis) and spectra. Higher (positive/negative) values represent a
the mid-IR (Y axis) spectra. The brighter parts exhibit higher (direct/inverse) proportion with the Amide I
stronger relationship between the NIR and the mid- peak. Hecht et al.,24 Martis et al.,25 and Rodriguez-
IR wavenumbers. Saona et al.26 recognized these peaks associated with
Amide I, as shown in Table 2.
Table 1. Main mid-IR peaks of bacterial sample.7 As shown in Figure 6(a), these peaks indeed exhib-
ited high correlation values. The peaks were correlat-
Wavenumber Wavelength ed with the mid-IR Amide I peak, containing
P ¼ O stretching 1263 cm1
7918 nm information about this functional group. Moreover,
Amide II band 1548 cm1 6460 nm very high correlation was observed in the peak at
Amide III band 1240–1310 cm1 7634–8065 nm wavenumber 4332 cm1 (2308 nm), belonging to the
Amide I band 1695 cm1 5900 nm P ¼ O bond. The Amide II (1548 cm1) and Amide III
CH2 in fatty acid 2924 cm1 3420 nm peaks (1310–1240 cm1) exhibited the same correla-
tion as Amide I, showing that these bonds appeared
to be inseparable according to the NIR spectra.
A good value (r ¼ 0.2–0.4) for the P ¼ O stretching
peak was observed at 1263 cm1 (Figure 6(b)). Two
distinctive peaks on locations 4332 cm1 (2308 nm)
and 4258 cm1 (2348 nm) dominated the correlation
plot. Rodriguez-Saona et al.26 identified these peaks
via measurement of phospholipids (e.g., lecithin). The
P ¼ O stretching vibration mode can be very reliably
detected by NIR spectroscopy. The peak associated
with the Amide group also occurred in correlation
with the P ¼ O stretching peak, which could be
caused by the chemical structure of membrane com-
plex lipids such as sphingolipids.
Figure 6(c) shows correlation of the NIR spectrum
with a peak that Naumann7 identified as being
responsible for the C-H asymmetric stretching of
methylene (CH2) in fatty acids. As predicted, the
correlation contains multiple peaks referred to in
Figure 5. Uðvn ; vm Þ NIR and mid-IR correlation map. Brighter the literature, particularly the region between
color represents higher degree of correlation. 4000–5000 cm1 (2000–2500 nm). The list of
Krepelka et al. 69

Figure 6. Correlation coefficient of NIR wavenumbers with (a) Amide I peak (1695 cm1), (b) with P ¼ O stretching peak (1263 cm1) and
(c) CH2 in fatty acid (2924 cm1).

interpreted peaks related to bacterial cell classification numerous publications as a result of the C-H stretch-
is shown in Table 2. ing/deformation of polysaccharides.2,26
Very strong correlation (r ¼ 0.75) was found at Not all of the mid-IR peaks identified by
4294 cm1 (2329 nm). This peak is considered in Naumann et al.18 are seen to be correlated with the
70 Journal of Near Infrared Spectroscopy 29(2)

Table 2. NIR absorbances with high correlation to Amide I and to CH2 in fatty acid.

Functional group Band assignment Wavelength (nm) Wavenumber (cm1)

Amide I Amide A/I and Amide B/II26 2052–2060 4854–4874


Water bonded to protein24 1945 5141
Protein content25 1520 6579
CH2 in fatty acid C-H stretching/deformation26 2366 4226
Amino acid combination bands10 2134–2233 4478–4686
O-H stretching/deformation 2080 4808
C ¼ O, carbonyl overtone in fatty acid10 2033 4920

Table 3. The data set preparation and performance of the PLS-DA model.

Whole spectra Shortened spectra

PLS-factors for prediction 3 3


Pre-processing Second order (SG + SNV) Second order (SG + SNV)
N calibration 45 45
N validation 45 45
CCR of calibration (%) 88 96
CCR of validation (%) 85 94
Validation method 2-fold CV 2-fold CV
N: number of samples; SG: Savitzky-Golay filter; SNV: standard normal variate; CRR: correct classification rate; 2-fold CV: 2-fold
cross validation. Original sample is randomly partitioned into 2 equal sized subsamples. First subsample is retained as the
validation data and second subsamples are used as training data.

Figure 7. Partial least squares discriminant analysis (PLS-DA) score plots of whole and shortened NIR bacterial spectra.

NIR spectra; the C ¼ O and C-O molecule bonds in For analysis of NIR vs. mid-IR correlation, the var-
particular have a small impact on the NIR spectra iability that is not related to strains is acceptable since
because of the low absorption in this region. the variability is caused by diversion in chemical com-
As regards direct utilization of NIR spectroscopy position that is similar to diversion in spectra of var-
in classifying or analyzing bacterial cells, it is impor- ious strains.
tant to note that the results in this study are derived Nevertheless, the fact that the most important mid-
from experiments performed at a relatively high cell IR spectral bands linked to the major bacterial cell
concentration (~107 CFU mL1) and under static constituents are correlated on the NIR spectra sug-
growth conditions. Environmental factors, preculture gests the possibility of reliable interpretation of the
conditions (e.g., nutrients availability or incubation NIR spectrum even at lower concentration levels.
temperature, culture medium), and the growth stage To illustrate how the outcomes of this study are
all affect the acquired spectra; these factors need to be applicable in NIR model generation, the entire NIR
considered in setting up the classification model. spectra of 3 bacterial species were used to construct
Krepelka et al. 71

PLS-DA classification model. The correct Funding


classification rate (CCR) of this model is available The author(s) disclosed receipt of the following financial
in Table 3 (61%). support for the research, authorship, and/or publication
To improve the NIR model performance, a new of this article: The research was partially supported by
model was constructed in this study, though Project AGR 2012-1906 from the Andalusian Government
only based on wavelengths with a high correlation (Spain) and Research Group AGR-170 HIBRO.
rate (|r|>0.5). These spectra with selected wavelengths
were used for classification, and the correct classifica- ORCID iD
tion rate increased to 96% (Table 3). For comparison, Pavel Krepelka https://orcid.org/0000-0001-8663-0481
a PLS-DA score plot is shown in Figure 7. Better
separability is evident in the score plot of the model References
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