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Management of Adult Hydrocephalus With Ventriculoperitoneal Shunts: Long-Term Single-Institution Experience
Management of Adult Hydrocephalus With Ventriculoperitoneal Shunts: Long-Term Single-Institution Experience
S
hunting of cerebrospinal fluid (CSF) re- Therefore, each patient requires a personalized
mains one of the most common neurosur- diagnostic and treatment approach.
gical procedures for the management of Implantation of a ventriculoperitoneal (VP)
patients with hydrocephalus. It is considered to be shunt is the most widely used treatment for
a major province of neurosurgery, accounting for the management of hydrocephalus.2,3 Although
70 000 annual hospital admissions in the United VP shunting of CSF reduces the morbidity
States.1 Hydrocephalus represents a heterogeneous and mortality of hydrocephalus considerably, it is
group of disorders that span a wide range of associated with potential complications that may
ages, from newborn to adult, with varying degrees require multiple surgical procedures, as well as
of severity, chronicity, and physiological states. shunt revisions, during a patient’s lifespan.4 The
causes of shunt failure include infection, obstruc-
ABBREVIATIONS: CSF, cerebrospinal fluid; ICH, tion, overdrainage, and mechanical disconnection
intracranial hemorrhage; IVH, intraventricular or breakage.
hemorrhage; NPH, normal-pressure hydroceph- Earlier studies evaluated shunt-associated
alus; SAH, subarachnoid hemorrhage; SDH, complications and shunt survival predominantly
subdural hemorrhage; VP, ventriculoperitoneal
in the pediatric hydrocephalus population; only
limited data are published in adult patients.4-7
test was used to compare the median time to shunt failure or revision in
adult patients with different etiologies and various hydrocephalus types. TABLE 2. Shunt Revisions by Etiology of Hydrocephalus in Adult
Patientsa
RESULTS Patients With Patients With
Patients Revision Revisions
In this retrospective study, a total of 1658 patients who un- (n = 683), (n = 221), in , 6 mo,
derwent shunting for hydrocephalus between October 1990 and Etiology n (%) n (%) n (%)
October 2009 were initially screened, and 683 adult patients with Idiopathic 201 (29) 36 (18) 18 (50)
VP shunt placement were included for the evaluation (Figure 1). Tumors/cyst 134 (20) 37 (28) 26 (70)
Of the 683 patients, 334 (49%) were male and 349 (51%) were Postcraniotomy 89 (13) 22 (25) 15 (68)
female. Approximately one-third of the patients were black, and SAH 83 (12) 39 (47) 35 (90)
two-thirds were white. Others represent ,1% of the total pa- Posttraumatic 62 (9) 29 (47) 24 (83)
tients included in the study. The median age of the patients was ICH/SDH/IVH 50 (7) 30 (60) 25 (83)
Other 64 (9) 28 (44) 20 (71)
55.6 years (range, 18.5-90.3 years; Table 1).
The most common etiologies of hydrocephalus in the patient a
ICH, intracranial hemorrhage; IVH, intraventricular hemorrhage; SAH, sub-
sample are presented in Table 2. These include idiopathic (29%), arachnoid hemorrhage; SDH, subdural hemorrhage.
tumors and cysts (20%), postcraniotomy (13%), SAH (12%),
posttraumatic (9%), ICH/SDH/IVH (7%), and other (9%). the 201 patients with idiopathic hydrocephalus, 36 (18%) had
The types of hydrocephalus in the patient sample are shown in shunt revision(s). Thirty-seven (28%) of the 134 patients with
Table 3. Of the 683 patients, 257 (38%) had communicating tumors/cysts, 22 (25%) of the 89 patients with postcraniotomy,
hydrocephalus, 125 (18%) had NPH, 289 (42%) had obstructive 39 (47%) of the 83 patients with SAH, 29 (47%) of the 62
hydrocephalus, and 12 (,2%) had other type of hydrocephalus. patients with posttraumatic, 30 (60%) of the 50 patients with
ICH/SDH/IVH, and 28 (44%) of the 64 patients with other
Shunt Revisions by Demographics etiology of hydrocephalus had shunt revision(s). Analysis with the
x2 test indicated that the incidence of shunt revision was sta-
Of the 683 patients with shunt placement, 221 (32%) expe- tistically significant among the 7 etiology groups (P , .001).
rienced $1 shunt failures requiring shunt revision(s). The in- Furthermore, most of the shunt revisions (50%-90%) occurred
cidence of shunt failure was similar between male and female (33% within the first 6 months of shunt placement, regardless of eti-
vs 32%) and between white and black (32% vs 33%) patients. Of ology. The incidence of shunt revisions within the first 6 months
the 221 patients with shunt failure, 163 (74%) had shunt of shunt placement was significantly lower in idiopathic hydro-
revision(s) within the first 6 months (Table 1). The incidence of cephalus compared with other etiology groups (P , .004).
shunt failure within the first 6 months of shunt placement was
similar in men and women (76% vs 72%; P . .05) and between Hydrocephalus Type and the Incidence of
whites and blacks (71% vs 81%; P . .05). Shunt Revisions
Etiology of Hydrocephalus and the Incidence of The incidence of shunt revision by hydrocephalus type is
Shunt Revisions presented in Table 3. Of the 257 patients with communicating
hydrocephalus, 94 (18%) experienced shunt revision requiring
The data in Table 2 show the incidence of shunt revision revision(s). In total, 107 (37%) of the 289 patients with
according to the etiology of hydrocephalus in adult patients. Of obstructive hydrocephalus, 15 (12%) of the 125 patients with
NPH, and 5 (42%) of the 12 patients with other hydrocephalus
experienced shunt revision. Analysis with the x2 test revealed that
TABLE 1. Demographics of Patients With Ventriculoperitoneal
Shunt Placement for the Management of Hydrocephalus
Patients With Patients With TABLE 3. Shunt Revisions by Hydrocephalus Type in Adult
Patients, Revision, Revisions in ,6 mo, Patients
Demographics n (%) n (%) n (%) P
Patients With Patients With
Total patients 683 (100) 221 (32) 163 (74)
Patients Revision Revisions in ,6 mo
Sex ..5
Hydrocephalus (n = 683), (n = 221), (n = 163),
Male 334 (49) 111 (33) 84 (76)
Type n (%) n (%) n (%)
Female 349 (51) 110 (32) 79 (72)
Ethnicity ..5 Communicative 257 (38) 94 (37) 72 (77)
White 478 (70) 153 (32) 108 (71) Normal pressure 125 (18) 15 (12) 6 (40)
Black 201 (29) 67 (33) 54 (81) Obstructive 289 (42) 107 (37) 81 (76)
Other 4 (1) 1 1 Other 12 (,2) 5 (42) 4 (80)
the incidence of shunt revision was statistically significant among revisions owing to infection. Overdrainage of CSF accounted for
the patients with 4 hydrocephalus types (P , .001). About 76% the need for shunt revision(s) in 28 patients. Of the 28 patients,
to 80% of shunt revisions occurred within the first 6 months of 16 (57%) had a single shunt revision and 12 (43%) had multiple
shunt placement in patients with communicating, obstructive, revisions resulting from overdrainage. The findings on shunt
and other hydrocephalus types. In contrast, 60% of the shunt revisions within the first 6 months of shunt placement revealed
revisions occurred after 6 months of the shunt placement in that a higher proportion of cases (more than two-thirds of cases)
patients with NPH. Thus, the incidence of shunt revisions within with various causes of complications experienced shunt revisions
6 months of shunt placement differed statistically among the (Table 4).
patients with the 4 hydrocephalus types (P , .02).
Time to First Shunt Failure or Revision
Common Reasons for Shunt Revisions The results on the median time to first shunt failure or revision
Table 4 lists the most common reasons for shunt revisions in in adult hydrocephalus patients are summarized in Table 5 and in
adult patients with hydrocephalus. A total of 751 shunt revisions Figures 2 through 5. The overall median time to first shunt failure
occurred in 221 patients resulting from either complications such was 9.31 months (range, 6.2-14.1 months). No statistical dif-
as obstruction, infection, overdrainage, or other reasons for shunt ferences in median time to first shunt failure were noted between
complications. Shunt revision(s) resulting from obstruction the male and female patients or by ethnicity (P . .05, log-rank
occurred in 76 patients. Of these 76 patients, 28 (43%) had test). Kaplan-Meier analysis indicated that the median time to
a single shunt revision, and the remaining 53 (70%) had multiple shunt failure differed significantly between the patients in the
revisions owing to shunt obstruction. Infection accounted for 7 etiology groups (P , .001, log-rank test; Figure 4). Patients
a total of 41 shunt revision(s). Of the 41 patients, 32 (78%) with ICH/SDH/IVH had a shortest median time to first shunt
patients had a single shunt revision and 9 (22%) had multiple failure compared with other etiologies of hydrocephalus. Simi-
larly, the median time to shunt failure differed significantly
between the patients with the 4 hydrocephalus types (P , .001,
log-rank test; Figure 5). Patients with NPH had a longer median
TABLE 4. Revisions by Complication or Type of Revision Procedure time to first shunt failure compared with other hydrocephalus
in Adult Patients With Hydrocephalusa types.
Revision Revision Patients
Total With With With
Revisions Single Multiple Revisions
(n = 751), Occurrence, Occurrences, in ,6 mo,
Complication n (%)a n (%) n (%) n (%)
TABLE 5. Median Time to First Shunt Revision in Adult
Infection 41 (5.5) 32 (78) 9 (22) 29 (71) Hydrocephalus Patients (n = 683)a
Overdrainage 28 (3.7) 16 (57) 12 (43) 22 (79)
Median Time (Range) to First
Obstruction 76 (10.1) 48 (63) 28 (37) 53 (70)
Variable Shunt Revision, mo P
Proximal 86 (11.5) 65 (76) 21 (24) 62 (72)
shunt Sex ..05
complications Male 7.8 (5.4-16.0)
Distal 50 (6.7) 42 (84) 8 (16) 32 (64) Female 12.5 (5.5-NR)
shunt Race ..05
complications White 8.1 (5.4-20.1)
Externalization 39 (5.2) 34 (87) 5 (13) 28 (72) Black 10.0 (5.5-NR)
Shunt 134 (17.8) 109 (81) 25 (19) 97 (72) Etiology ,.001
complication Idiopathic .9.3 (8.1-NR)
Old shunt 131 (17.4) 114 (87) 17 (13) 99 (76) Tumors/cyst 6.2 (4.7-NR)
system Postcraniotomy 20.14 (3.0-20.1)
replacement SAH 0.53 (0.18 -12.0)
Adjustment 19 (2.5) 18 (95%) 1 (5) 13 (68) Posttraumatic 1.56 (0.20-16.0)
Valve 70 (9.3) 68 (97) 2 (3) 48 (66) ICH/SDH/IVH 0.35 (0.12-3.0)
replacement Other 4.6 (0.90-25.9)
Bactiseal 15 (2.0) 13 (87) 2 (13) 11 (73) Hydrocephalus type ,.001
catheter Communicating 7.8 (3.8-14.1)
Shunt 62 (8.3) 56 (90) 6 (10) 41 (66) Normal pressure .18.6 (8.1-NR)
system Obstructive 5.9 (3.1-16.0)
removal Other 3.1 (0.03-3.1)
a a
A total of 751 shunt revisions occurred owing to various causes/complications in ICH, intracranial hemorrhage; IVH, intraventricular hemorrhage; NR, not reached;
221 patients. SAH, subarachnoid hemorrhage; SDH, subdural hemorrhage.
DISCUSSION
our institution from October 1990 to October 2009. Specifically,
The management of hydrocephalus primarily involves the di- the study examined the incidence of shunt revision by sex, race,
version of CSF through shunts. Although CSF shunting provides etiology of hydrocephalus, type of hydrocephalus, and various
an improved neurological outcome, shunt devices have a high causes of shunt revisions in adult patients. To the best of our
propensity to malfunction, leading to shunt removal, replacement, knowledge, this is the largest study evaluating the management of
or revision.3,4 The causes for shunt malfunction include shunt hydrocephalus involving a cohort of 683 adult patients from
infection, overdrainage, obstruction, distal catheter migration, a single institution.
shunt disconnection, and wound breakdown involving shunt, This study is subject to a number of important limitations. It is
which can occur either alone or in any combination. a retrospective study that explores the clinical outcome in adult
In this study, we retrospectively evaluated the 683 adult pa- hydrocephalus patients after shunt placement. Thus, this study has
tients who underwent VP shunt placement for hydrocephalus at limitations inherent to its retrospective design. First, diagnostic and
FIGURE 3. Analysis of shunt survival in adult hydrocephalus patients ac- FIGURE 5. Analysis of shunt survival according to hydrocephalus type in adult
cording to ethnicity. Kaplan-Meier plot shows no statistical differences in the patients. Kaplan-Meier analysis indicates significant differences in the median
median time to first shunt failure between black and white patients (log-rank time to shunt failure between the 4 hydrocephalus types (log rank test,
test, P . .05). P , .001). NPH, normal-pressure hydrocephalus.
therapeutic procedures did not follow a predefined scheme, which a multicenter randomized endoscopic shunt insertion trial, Kestle
may have biased the interpretation of the results; in particular, the et al17 observed that endoscopic insertion of the initial shunt did
variables included in this study could not be analyzed in a con- not reduce the incidence of shunt failure compared with non-
trolled way. Although a uniform technique for VP shunt placement endoscopic insertion of the initial shunt in pediatric hydrocephalus
was used, the overall treatment was chosen by a number of neu- patients. A multicenter randomized shunt design trial conducted in
rosurgeons and residents under training. Therefore, many of these 12 North American and European centers demonstrated that
variables included in this retrospective study are dependent on the shunt design had no significant impact on the time to first shunt
decisions of individual neurosurgeons and surgical procedures failure in hydrocephalus patients.18
involved for the shunt placement. It is theoretically possible that An analysis of our findings does not show significant differ-
the study results could be affected by the different criteria of ences in shunt placement or shunt revision rates between men
different surgeons for performing shunt placement or shunt re- and women and between whites and blacks (Table 1). In addi-
operation. Nevertheless, we believe that our retrospective analysis is tion, our results show that neither sex nor ethnicity had an impact
valuable and has several strengths. Importantly, this analysis in- on shunt revision rate within the first 6 months of shunt
cludes a large population of adult patients over a 19-year period. placement. A recent report by Farahmand et al9 indicates that sex
We were able to evaluate long-term shunt survival and the impact has no significant impact on the incidence of shunt revision rate
of the etiology and type of hydrocephalus on shunt failure in adult within the first 6 months of shunt placement. Similarly, others
hydrocephalus patients. The other strength of the study is the in- have shown that ethnicity was not associated with shunt revision
depth standardized approach that we undertook to investigate in patients with hydrocephalus.4
shunt complications such as infection, obstruction, overdrainage, The results of the study reveal that the etiology of the hydro-
and other mechanical complications, which demonstrated a de- cephalus seems to have some relation to shunt revision rate in adult
tailed picture of causes for shunt failure in adult neurosurgical patients. Although the study is not focused primarily on examining
patients. However, randomized prospective studies are needed to the effect of the specific etiology, x2 analysis indicated that the
better evaluate risk factors that contribute to shunt failure in adult patients with ICH/SDH/IVH had a higher incidence of shunt
hydrocephalus patients. revision and a shorter median time to shunt failure. In contrast,
It is well established that adult patients with hydrocephalus patients who underwent shunt insertion for other etiologies, in-
have far fewer shunt failures than pediatric patients, with reported cluding SAH, posttraumatic, tumors/cysts, and postcraniotomy,
shunt failure rates of 18% to 29% for adult hydrocephalus had a lower incidence of shunt revision and a relatively longer
patients4,5,7,11 compared with 44.3% to 81% for pediatric hy- median time to shunt failure. Similar findings have been reported
drocephalus patients.12-14 In addition, earlier studies have shown recently by our group in pediatric hydrocephalus patients.19,20
an overall 10-year shunt failure rate of 30% to 40% and that However, further studies are required to evaluate the precise re-
shunt failures most commonly occur within 6 months post- lationship between the incidence of shunt revision and specific
operatively in pediatric patients. The results from this study show etiology of hydrocephalus in adult patients.
that the overall incidence of shunt revision was 32% in adult An analysis of shunt revisions in relation to hydrocephalous
hydrocephalus patients. Although the observed incidence of type indicated that obstructive hydrocephalus was the most
shunt revision in adult hydrocephalus patients is marginally common accompanying diagnosis, followed by communicating
higher in the present study, our results are closely comparable to hydrocephalus and NPH, in adult patients. Among adult
those reported previously.4,15 Recently, Wu et al4 reported that patients, both communicating and obstructive hydrocephalus
adult hydrocephalus patients experienced a 27% shunt compli- patients showed similar incidence of shunt revisions and shorter
cation rate requiring revision after shunt surgery. More recently, median time to shunt revision, whereas NPH patients had much
we reported that 52 (28%) of 187 patients with intracranial lower shunt revision incidence and longer median time to shunt
tumors experienced $1 shunt revisions after shunt placement for revision. Conversely, the shunt revision rate within the first
hydrocephalus.16 Similarly, it has previously been shown that 102 6 months after shunt insertion was significantly higher in com-
(29%) of 356 adult patients experienced $1 shunt revisions after municating and obstructive hydrocephalus patients than in NPH
shunt placement for hydrocephalus.15 However, Lund-Johansen patients. Further studies are needed to explain these discrepancies
et al7 have shown that 17 (18%) of 95 adult patients required in the revision rates and median time to first shunt revision
shunt revisions for hydrocephalus. among various types of hydrocephalus in adult patients.
The higher incidence of shunt revision observed in the present Infection, obstruction, and overdrainage are major causes of
study could be explained in different ways. Shunt infection, ob- shunt malfunction resulting in shunt revision in hydrocephalus
struction, overdrainage, and mechanical shunt complications are patients. Many of these complications are believed to be directly
the major contributors to shunt revision in hydrocephalus patients. related to surgical procedure and patient management. Therefore,
Moreover, shunt design, valve type, and shunt material may play in this study, we evaluated these major causes and other compli-
a role in shunt survival in these patients. To optimize shunt sur- cations in relation to shunt revision in adult hydrocephalus
vival, studies evaluated the surgical procedures and shunt valve patients. Our results show that shunt infection accounted for 5.5%
types in prospective randomized trials in hydrocephalus patients. In of total revisions, whereas shunt obstruction and overdrainage
accounted for 10% and 3.7% of the total revisions, respectively. 6. Di Rocco C, Marchese E, Velardi F. A survey of the first complication of newly
implanted CSF shunt devices for the treatment of nontumoral hydrocephalus:
Furthermore, the majority of shunt revisions occurred within the
cooperative survey of the 1991-1992 Education Committee of the ISPN. Childs
first 6 months of shunt placement, regardless of the complication, Nerv Syst. 1994;10(5):321-327.
in adult hydrocephalus patients. 7. Lund-Johansen M, Svendsen F, Wester K. Shunt failures and complications in
Overall, the results of this study and previous studies show adults as related to shunt type, diagnosis, and the experience of the surgeon.
Neurosurgery. 1994;35(5):839-844.
a relatively high shunt revision rate and shorter time to first shunt 8. Borgbjerg BM, Gjerris F, Albeck MJ, Hauerberg J, Borgesen SE. Frequency and
revision in adult hydrocephalus patients. On the basis of these causes of shunt revisions in different cerebrospinal fluid shunt types. Acta Neu-
unfavorable results, several studies have focused on improving rochir (Wien). 1995;136(3-4):189-194.
shunts by developing material and valve mechanisms.21-23 Fur- 9. Farahmand D, Hilmarsson H, Hogfeldt M, Tisell M. Perioperative risk factors for
short term shunt revisions in adult hydrocephalus patients. J Neurol Neurosurg
thermore, endoscopic neurosurgery has been developed as an Psychiatry. 2009;80(11):1248-1253.
alternative to avoid open surgery or shunt insertion–related ad- 10. Tuli S, Drake J, Lawless J, Wigg M, Lamberti-Pasculli M. Risk factors for repeated
verse events. Currently, we are exploring the clinical benefits of cerebrospinal shunt failures in pediatric patients with hydrocephalus. J Neurosurg.
2000;92(1):31-38.
endoscopic third ventriculostomy as a plausible treatment option 11. Lam CH, Villemure JG. Comparison between ventriculoatrial and ventriculoper-
for certain patients with hydrocephalus. Although the sample size itoneal shunting in the adult population. Br J Neurosurg. 1997;11(1):43-48.
was very small, the initial outcome of endoscopic third ven- 12. McGirt MJ, Leveque JC, Wellons JC III, et al. Cerebrospinal fluid shunt survival
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2002;36(5):248-255.
studies will assess the clinical outcomes of endoscopic third 13. Piatt JH Jr, Carlson CV. A search for determinants of cerebrospinal fluid shunt
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rosurg. 1993;19(5):233-241.
14. Sainte-Rose C, Piatt JH, Renier D, et al. Mechanical complications in shunts.
CONCLUSION Pediatr Neurosurg. 1991;17(1):2-9.
15. Puca A, Anile C, Maira G, Rossi G. Cerebrospinal fluid shunting for hy-
In this retrospective study, we evaluated the management of drocephalus in the adult: factors related to shunt revision. Neurosurgery.
hydrocephalus in 683 adult patients. Specifically, the study 1991;29(6):822-826.
16. Reddy GK, Bollam P, Caldito G, Willis B, Guthikonda B, Nanda A. Ven-
examined various factors, including the etiology of hydroceph- triculoperitoneal shunt complications in hydrocephalus patients with intracranial
alus, type of hydrocephalus, and indications affecting the overall tumors: an analysis of relevant risk factors. J Neurooncol. 2011;103(2):333-342.
incidence of shunt revisions and time to shunt failure in adult 17. Kestle JR, Drake JM, Cochrane DD, et al. Lack of benefit of endoscopic ven-
patients. Although the overall incidence of shunt revision was triculoperitoneal shunt insertion: a multicenter randomized trial. J Neurosurg.
2003;98(2):284-290.
comparable to that in previously reported studies, a large pro- 18. Drake JM, Kestle JR, Milner R, et al. Randomized trial of cerebrospinal fluid shunt
portion of patients experience shunt failure after shunt placement valve design in pediatric hydrocephalus. Neurosurgery. 1998;43(2):294-303.
for hydrocephalus. The fact that 32% of adult patients with shunt 19. Notarianni C, Vannemreddy P, Caldito G, et al. Congenital hydrocephalus and
ventriculoperitoneal shunts: influence of etiology and programmable shunts on
placement experience shunt failure reminds us that the current revisions. J Neurosurg Pediatr. 2009;4(6):547-552.
treatment for hydrocephalus is not optimal for a large proportion 20. Willis B, Javalkar V, Vannemreddy P, et al. Ventricular reservoirs and ven-
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21. Aryan HE, Meltzer HS, Park MS, Bennett RL, Jandial R, Levy ML. Initial
hydrocephalus patients. Currently, we are exploring the clinical experience with antibiotic-impregnated silicone catheters for shunting of cere-
utility of minimally invasive microneurosurgical techniques, brospinal fluid in children. Childs Nerv Syst. 2005;21(1):56-61.
including endoscopic third ventriculostomy, for the management 22. Pattavilakom A, Xenos C, Bradfield O, Danks RA. Reduction in shunt infection
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Disclosure Strata valve in the management of shunt overdrainage. J Neurosurg.
The authors have no personal financial or institutional interest in any of the 2007;106(2)(suppl):95-102.
drugs, materials, or devices described in this article.
Acknowledgment
REFERENCES
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play a role in shunt revisions, but these conclusions are difficult to
T his is a retrospective chart review of adult patients who had ven-
triculoperitoneal shunts. The purpose was to determine risk factors
for shunt failure and to obtain natural history data. The findings were
validate because of limitations in study design. It seems that patients with that adult shunts fail with a pattern similar to that of pediatric patients.
intracranial hemorrhage, intraventricular hemorrhage, or subdural The use of navigation and programmable shunts had no effect, as has
hemorrhage have higher shunt failure rates, but the reason for this been reported with children. The only factor that predicted outcome was
finding is unclear. Overall, this study should stimulate a greater effort to etiology of the hydrocephalus: as one would expect, patients with in-
study shunt failure in adults in a prospective manner. Although ran- traventricular hemorrhage failed with increased frequency, presumably
domized studies in children have not generally shown benefit from newer because the cerebrospinal fluid was filled with debris. Normal-pressure
tools such as endoscopic placement or programmable shunts, there is hydrocephalus patients failed with less frequency, presumably because
a great deal to be gained by studying ways to reduce shunt failure rates. many of them were probably not shunt dependent.
Nalin Gupta Leslie N. Sutton
San Francisco, California Philadelphia, Pennsylvania