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Orthopedics & Biomechanics Thieme

Effect of Footwear on Dynamic Stability during Single-leg


Jump Landings

Authors Abs tr ac t
Bradley J Bowser1, William C. Rose2, Robert McGrath3, Jilian Salerno3,
Barefoot and minimal footwear running has led to greater interest in
Joshua Wallace2, Irene S. Davis4
the biomechanical effects of different types of footwear. The effect of
running footwear on dynamic stability is not well understood. The pur-
Affiliations
pose of this study was to compare dynamic stability and impact loading
1 Health and Nutritional Science, South Dakota State University,
across 3 footwear conditions; barefoot, minimal footwear and standard
Brookings, United States
running shoes. 25 injury free runners (21 male, 4 female) completed 5
2 Kinesiology and Applied Physiology, University of Delaware,
single-leg jump landings in each footwear condition. Dynamic stability
Newark, United States
was assessed using the dynamic postural stability index and its direc-
3 Physical Therapy, University of Delaware, Newark, United States
tional components (mediolateral, anteroposterior, vertical). Peak ver-
4 Department of Physical Medicine and Rehabilitation, Harvard
tical ground reaction force and vertical loadrates were also compared
Medical School, Boston, United States
across footwear conditions. Dynamic stability was dependent on foot-

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Key word wear type for all stability indices (ANOVA, p < 0.05). Post-hoc tests
minimal footwear, barefoot running, proprioception, balance showed dynamic stability was greater when barefoot than in running
shoes for each stability index (p < 0.02) and greater than minimal foot-
accepted after revision 25.01.2017 wear for the anteroposterior stability index (p < 0.01). Peak vertical force
and average loadrates were both dependent on footwear (p ≤ 0.05).
Bibliography
Dynamic stability, peak vertical force, and average loadrates during
DOI http://dx.doi.org/10.1055/s-0043-103090
single-leg jump landings appear to be affected by footwear type. The
Published online: 2017
results suggest greater dynamic stability and lower impact loading
Int J Sports Med
when landing barefoot or in minimal footwear.
© Georg Thieme Verlag KG Stuttgart · New York
ISSN 0172-4622

Correspondence
Dr. Bradley J Bowser, PhD
Health and Nutritional Science
South Dakota State University
Box 2203 SBA116
57007-2201, Brookings
United States
Tel.: + 1/605/688 4829, Fax: + 1/605/688 6110
bradley.bowser@sdstate.edu

Introduction While the direct link between injury risk and the use of minimal
The use of minimal footwear over the last 5–10 years has grown in footwear has yet to be established, loading impacts, leg stiffness
popularity. In part, the increase in popularity is likely due to the and dynamic instability have all been linked to common athletic
benefits of minimal and barefoot running reported by several re- injuries [3, 6, 16, 17, 19, 32]. Subsequently, decreasing loading im-
searchers. Some of the reported benefits of wearing minimal or no pacts, leg stiffness and improving dynamic stability by wearing
footwear include increased vertical jump height [14], increased minimal or no footwear may be associated with a reduced risk of
running economy [1, 8], improved static balance [33], improved injury.
Achilles tendon stiffness and size [12] and greater dynamic stabil- One factor suggested to explain the differences reported is
ity [31]. In addition to benefits to performance, advocates of wear- greater sensory input to the foot during barefoot and minimal foot-
ing minimal or no footwear during exercise claim that injuries may wear conditions. Foot position awareness in young men has been
be reduced when running or jumping in little or no footwear. These reported to be better when barefoot than shod [22, 24]. Hijmans
claims are based on the reduction of vertical impact forces and reviewed several studies that reported negative effects of footwear
loadrates observed in running with minimal footwear compared on proprioception in older individuals as well [9]. Robbins and
to traditionally shod [15, 20, 26]. Furthermore, leg stiffness and Hanna suggest that wearing shoes can diminish sensory feedback
loading rates have also been reported to decrease during running, from the glabrous epithelium of the foot potentially decreasing dy-
hopping and jump landings as footwear decreases [2, 20, 25]. namic stability and increasing injury risk [21]. However, it remains

Bowser BJ et al. Effect of Footwear on … Int J Sports Med 2017; 38: 1–6
Orthopedics & Biomechanics Thieme

unclear if wearing minimal or no footwear will translate into better ing in activities that included running and jumping. The mean du-
dynamic stability. ration of use of Vibram 5-Fingers (minimal footwear) across all par-
Currently, there are only 2 known studies that have examined ticipants, was 11.9 months (range: 1.5 to 55 months). This study
the effect of footwear on dynamic stability. Using the dynamic pos- was conducted in accordance to ethical guidelines and internation-
tural stability index (DPSI) developed by Wikstrom [30], Wyon, al standards [10] and approved by the University’s Institutional Re-
et al. observed dancers to have greater dynamic stability during view Board. All participants provided written informed consent
single-leg jump landings when minimal (midsole thickness < 2 mm) prior to participation.
or no footwear was worn [31]. They also reported that as midsole
thickness of dance shoes increased, dynamic stability decreased Protocol
[31]. These findings suggest that utilizing minimal or no footwear Dynamic stability was assessed as participants completed a sin-
can improve dynamic stability in dancers. In contrast, Zech, et al. gle-leg jump landing. Each subject balanced briefly on their dom-
found no significant effects of running footwear on time to stabili- inant (preferred for kicking) leg on a 10 cm high platform posi-
zation during single-leg jump landings [33]. However, they only tioned 70 cm from the edge of a force plate. The subject then
measured time to stabilization in the mediolateral and anteropos- jumped onto the center of the force plate, landing on the non-dom-
terior directions [33]. The dynamic postural stability index (DPSI), inant leg, typically used for stability. Subjects were instructed to
utilized by Wyon, et al., provides a measure of dynamic stability stabilize as quickly as possible then stand quietly and motionless
that is sensitive to movements in all 3 directions [27]. DPSI and its on the landing leg for 10 s. This protocol is similar to that developed
directional components may be more sensitive in detecting differ- and used by Wikstrom, et al. [28]. However, in order to have a jump

Downloaded by: National University of Singapore. Copyrighted material.


ences in dynamic stability during single-leg jump landings when landing that is more similar to typical running and to improve eco-
performed across different footwear conditions. logical validity, participants simply jumped down from a 10 cm high
Footwear also plays an important role in leg stiffness and land- box and were not required to jump up to strike an overhead target.
ing impacts. Humans have an innate ability to adjust their leg spring A rest period was given between jumps to prevent fatigue. The pro-
according to the stiffness of the surface they encounter. Bishop re- tocol was repeated for 3 footwear conditions: barefoot, wearing
ported significantly greater leg stiffness when landing in a cush- their own Vibram 5-Finger shoes, and wearing Nike Pegasus run-
ioned shoe vs. barefoot or in a minimal type shoe [2]. Ferris, et al. ning shoes supplied by the investigators. Footwear order was ran-
also reported greater leg stiffness when running along a soft track domized across participants. Subjects were weighed in each type
compared with a hard one [7]. Increased leg stiffness has been as- of footwear. Force plate data were collected as each subject com-
sociated with greater vertical impact loading. Shultz and colleagues pleted 5 successful jumps in each type of footwear, for a total of 15
found that performing drop landings barefoot resulted in less hip jumps. A jump was considered successful if the subject did not shift
joint stiffness and lower peak force than when wearing running the foot after landing and was able to maintain a single-leg stance.
shoes [25]. As impact peaks and their associated loadrates have
been linked to injuries, footwear conditions that reduce these im- Variables
pacts during landings may be beneficial. A customized Labview (National Instruments, Austin, TX) program
Running is a dynamic activity comprised of sequential single-leg was developed to analyze the force plate data from the jump land-
landings. Determining the effect of running footwear on DPSI and ings. Forces were recorded at 1 000 Hz and filtered using a second
vertical impact forces during single-leg jump landings may provide order recursive Butterworth low pass filter with a cutoff frequency
further insight into the dynamic stability of running with minimal of 50 Hz. The dynamic postural stability index (DPSI), and its verti-
or no footwear. Therefore, the first aim of this study was to com- cal (VSI), anteroposterior (APSI) and medial-lateral (MLSI) compo-
pare dynamic stability, using DPSI and its directional components, nents, were then calculated following the method outlined by Wik-
across 3 running footwear conditions; barefoot, minimalist shoes strom, et al. [27]. We first computed the square root of the mean
and standard running shoes. We hypothesized that dynamic sta- squared deviation of force from the baseline value for 3 s beginning
bility would be highest when barefoot, less in minimal shoes and at the time of landing, as shown in ▶Fig. 1. The baseline value was
least stable in running shoes. Our second aim was to examine the zero for APSI and MLSI, and was equal to body weight (including
effect of footwear on vertical impacts during landing. We expect- footwear) for VSI. A 3-s long interval was used, as recommended
ed that peak vertical forces and their associated loadrates would by Wikstrom, et al., for studies of athletic performance [27]. The
be greatest in traditional shoes, less in minimal shoes and the low- square root of the mean squared force was divided by the body
est when landing barefoot. weight (in each type of footwear) to get APSI, MLSI, and VSI. The
total dynamic postural stability index (DPSI) was then computed
as the composite of the individual stability components, given in
Methods equation 1. APSI, MLSI, VSI, and DPSI were computed for 5 jump
landings in each individual in each type of footwear. The average
Participants values for the 5 trials were then computed for each individual. A
25 healthy individuals (21 male, 4 female, barefoot mass lower stability index indicates greater dynamic stability.
77.7 ± 14.6 kg, age 24 ± 5 yrs) participated in the study. Participants
were injury free at the time of the study and had no history of mod- DPSI = APSI2 + MLSI2 + VSI2 (1)
erate or severe ankle sprains. All were accustomed to wearing both
standard running shoes and minimalist footwear when participat-

Bowser BradleyJ et al. Effect of Footwear on … Int J Sports Med


APSI in Vibrams was greater than the other 2 conditions, but only
100 significantly greater than the barefoot condition (▶Fig. 2c).
75 Means of the peak vertical forces and their associated load rates
50 are reported in ▶Fig. 3a–c. Results of the ANOVA indicate a signif-
25 icant footwear effect for peak vertical force (Wilk’s Λ = 0.77,
p = 0.05, multivariate η2 = 0.47) and VALR (Wilk’s Λ = 0.44, p < 0.001,
Fx (N)

0
-25
multivariate η2 = 0.56). Post-hoc pairwise tests indicated that the
barefoot condition had significantly lower peak vertical force com-
-50
pared to the Vibram and Shoe conditions (▶ Fig. 3a). The Barefoot
-75
and Vibram conditions both displayed significantly lower average
-100
0 1 2 3 4 5 load rates compared to the Shoe condition (▶ Fig. 3c). No other
Time (s) pairwise differences for GRFs were detected.

▶Fig. 1 The mediolateral stability index was computed as the


square root of the mean squared medial-lateral force, normalized by
Discussion
body weight, for 3 s after landing. This time window is shown by the The purpose of this study was to determine the effect of footwear
shaded region between the cursors. The anteroposterior and vertical on dynamic stability and impact loading during single-leg landings.
stability indices were computed similarly.
The results of our study confirm our prediction that dynamic sta-

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bility would improve, while impact loading would decrease as the
amount of footwear worn decreases. Dynamic stability, measured
For each landing, the peak vertical GRF and its associated load- with the DPSI and its components (MLSI, APSI, & VSI), was greatest
rates were computed and scaled to body weight (BW). Vertical when landing barefoot, less in Vibrams, and least when landing in
loadrates were determined by taking the derivative of the vertical running shoes. We also found that peak vertical forces were signif-
GRF with respect to time. The average value of the derivative be- icantly lower in the barefoot condition compared to both the min-
tween 10 % and 90 % of peak force was defined as the average load imal and traditional running shoes. Finally, VALR was lower in both
rate (VALR), whereas the max. value during this same time period the barefoot and minimal footwear conditions compared to the
was defined as the instantaneous load rates (VILR). The VALR rep- traditional shoe.
resents the average slope of the force curve during the loading Our findings suggest that dynamic postural stability is improved
phase of the landing, whereas the VILR represents the highest as the amount of footwear worn is reduced. These findings are con-
sample-to-sample loading rate during that same portion of the sistent with Wyon, et al. who reported dynamic stability during sin-
landing [17]. gle-leg landings improves as sole thickness of dance shoes decrease
[31]. Given that the standard running shoes provide the largest
base of support, it might seem reasonable to assume that the run-
Statistical analysis ning shoe condition would result in greater dynamic stability. How-
A one-way within-subjects analyses of variance (ANOVA) were con- ever, there appear to be other factors influencing dynamic stabili-
ducted with the factor being footwear condition and the depend- ty that may play a more prominent role than the size of the base of
ent variables being the stability and GRF measures. Significant foot- support. Research indicates that when balancing on softer surfac-
wear effects (p < 0.05) were followed up with pairwise post-hoc es there appear to be greater distal movements of the foot and larg-
comparisons. Wilks’s Λ and η2 were calculated for each ANOVA and er center of pressure excursions when compared to balancing on
Cohen’s d was calculated for each pairwise comparison. All statis- harder surfaces [13]. It is likely that there would also be an increased
tical analyses were conducted using the Statistical Program for the in distal movements of the foot during a landing on a softer sur-
Social Sciences (Version 22.0, IBM® SPSS® Statistics, Chicago, IL, face. The increased movements of the foot during the single-leg
USA). landing would help explain the greater values for each of the sta-
bility indices found in the shod condition. Wyon and colleagues at-
tributed the improved stability reported in their study to better
Results sensory feedback from the foot in the barefoot condition [31]. Ac-
Mean values of each stability index in each footwear type, are tivation of the proprioceptive mechanoreceptors of the foot have
shown in ▶Fig. 2a–d. The results of the ANOVA indicated a signif- been deemed critically important in helping athletes maintain bal-
icant footwear effect for DPSI (Wilk’s Λ = 0.53, p < 0.001, multivar- ance and dynamic stability during sports related movements [5].
iate η 2 = 0.47), VSI (Wilk’s Λ = 0.55, p = 0.001, multivariate Robbins suggests that with increased cushioning there is a suppres-
η2 = 0.45), APSI (Wilk’s Λ = 0.57, p = 0.002, multivariate η2 = 0.43), sion of the mechanoreceptors of the foot that can negatively affect
and MLSI (Wilk’s Λ = 0.77, p = 0.05, multivariate η2 = 0.23). Post-hoc dynamic stability [21]. Although sensory feedback of the foot was
pairwise tests indicated that DPSI, VSI, APSI, and MLSI were all sig- not measured in our study, it is possible that the reduced dynamic
nificantly less in bare feet than in standard running shoes (p < 0.05). stability during the running shoe condition may be due to increased
All stability values for landing in Vibrams were in between those of filtering of sensory input caused by additional material between
running shoe and barefoot conditions, with the exception of APSI. the foot and the ground.

Bowser BradleyJ et al. Effect of Footwear on … Int J Sports Med


Orthopedics & Biomechanics Thieme

a b
0.29 p < 0.001; d = 0.92 0.25 p < 0.001; d = 0.89

0.285 0.245
0.24
0.28
0.235
0.275
0.23
0.27 0.225
DPSI

VSI
0.265 0.22
0.215
0.26
0.21
0.255
0.205
0.25 0.2
0.245 0.195
Barefoot Vibram Shoes Barefoot Vibram Shoes
c d
0.15 p = 0.001; d = 0.72 0.025 p = 0.02; d = 0.49

p = 0.008; p = 0.03;

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0.148 0.024
d = 0.57 d = 0.46
0.146 0.023

0.144 0.022
MLSI
APSI

0.142 0.021

0.14 0.02

0.138 0.019

0.136 0.018
Barefoot Vibram Shoes Barefoot Vibram Shoes

▶Fig. 2 Dynamic stability measures in 3 types of footwear: a total dynamic postural stability index (DPSI); b vertical stability index (VSI); c anteri-
or-posterior stability index (APSI); and d medial-lateral stability index (MLSI). A lower stability index indicates greater stability. Significant pairwise
differences, their associated p values, and effect sizes (Cohen’s d) are shown. Note that dynamic stability was significantly better in bare feet than in
running shoes for each of the 4 measures. Anterior-posterior stability was significantly better in bare feet than in Vibrams. Error bars are standard
error of the mean; n = 25 in each case.

Prior to this study, only one other study had examined the influ- Additionally, unlike the DPSI, the TTS does not provide a com-
ence of different types of running footwear on dynamic stability. posite measure of dynamic stability that combines all 3 ground re-
In that study Zech, et al. found no effect of footwear on dynamic action force directions. Our findings suggest that the DPSI score
postural stability during single-leg landings [33]. One potential rea- may be more sensitive in detecting group difference for dynamic
son for the difference between our findings and those reported by stability during single-leg jump landings. Furthermore, it is impor-
Zech, et al. may be due to the dynamic stability measure used. The tant to note that our results indicate that the effect of footwear was
time to stabilization (TTS) technique utilized by Zech and col- statistically more significant (lower p-value for ANOVA) for DPSI,
leagues has been reported to have less precision, lower reliability, the aggregate measure of dynamic stability, and displayed a larg-
and to be a less valid measure for dynamic stability than the DPSI er effect size, than for the individual components (APSI, MLSI, VSI).
[29, 30]. Unlike the DPSI, TTS utilizes baseline values collected dur- The pairwise difference between bare feet and running shoes also
ing quiet standing. These baseline values are reported to have a displayed the greatest effect size for DPSI than for the individual
propensity to be influenced by group differences in postural sway components. These findings add to our confidence that the DPSI is
during quiet standing creating unequal group comparisons [29]. the appropriate measure for determining dynamic stability and
This poses a problem for Zech, et al. who reported significant dif- that effect of footwear on dynamic stability is real.
ferences in postural sway during quiet standing among footwear Our secondary aim of this study was to examine the effect of
conditions [33]. It is possible that the differences in postural sway footwear on vertical impacts during landing. Our results indicated
during quiet standing reported by Zech, et al. could have impact- that the peak vertical force was significantly lower in the barefoot
ed their ability to find significant differences for dynamic stability condition compared to the minimal and standard shoe conditions
utilizing the TTS measure. (▶Fig. 3). These data are consistent with Shultz, et al. who report-
ed significantly lower peak vertical force during drop landings when

Bowser BradleyJ et al. Effect of Footwear on … Int J Sports Med


a barefoot compared to wearing running shoes [25]. In addition, our
p = 0.049; d = 0.41
2.9 results indicate that VALR was significantly lower in the barefoot
and minimal shoe conditions compared to the standard running
p = 0.049;
2.8 d = 0.40
shoe condition. While kinematics were not collected during the
landings, most single-leg landings are performed with a forefoot
strike pattern [18, 23]. As such our findings would be consistent
2.7
Peak Vertical Force (BW)

with Rice, et al. who found that runners habituated to a FFS pattern
in minimal shoes exhibit significantly lower loadrates than those
2.6 habituated to a FFS pattern in traditional running shoes [20]. Ad-
ditionally, Hashish, et al. reported that forefoot strike runners have
2.5
lower impact load rates when barefoot compared to when wearing
running shoes [12]. In the context of injury, both retrospective and
prospective running studies indicate that increased loading during
2.4
impact can lead to several different overuse running injuries
[4, 17, 19]. Davis, et al. found that the odds of being diagnosed with
2.3 an overuse running injury were 2.72 times more likely when aver-
Barefoot Vibram Shoes
age vertical load rates are greater than 66 body weights/second
b
180 (BW/s) [4]. While the barefoot and minimal conditions in this study

Downloaded by: National University of Singapore. Copyrighted material.


were well below 66 BW/s (43 and 49 BW/s, respectively), the mean
160
VALR in the shoe condition was 62 BW/s, potentially indicating in-
140 creased injury risk in the shoe condition. More research is still need-
ed to determine whether higher VALR during single-leg jump land-
120
ings is associated with increased injury rates among runners.
There are limitations to this study that should be considered.
VILR (BW/s)

100
First, landing kinematics were not collected. Variations in jump
80 height and foot strike pattern can influence dynamic stability and
60
vertical loading. However, the standardize box height and instruct-
ing participants to jump forward without jumping up helps to min-
40 imize potential variation that can be attributed to differences in
jump height. Furthermore, research indicates that drop landing are
20
performed with a forefoot strike pattern [18, 23], minimizing the
0 potential variation that could be attributed to different foot strike
Barefoot Vibram Shoes
patterns. Additionally, sensory input to the foot and propriocep-
c tion were not directly measured. Although dynamic stability and
p < 0.001; d = 1.08
70
impact loading improved as footwear decreased for participants in
p = 0.001; our study, it is unknown whether the changes were due to chang-
60
d = 0.79 es in sensory input to the foot and enhanced proprioceptive sense.

50
Summary and Conclusion
In summary, dynamic stability and vertical loading during single-leg
VALR (BW/s)

40
jump landings improve as the amount of footwear decreases. This is
30 the first time these findings have been reported in runners. Con-
sidering that running can be thought of as a series of consecutive
20 single-leg landings, the improvements during the barefoot and
minimal footwear conditions may have significant implications in
10 running. Being barefoot was associated with the greatest improve-
ments. The minimal shoe condition resulted in significantly im-
0 proved dynamic stability and lower loadrates compared to the tra-
Barefoot Vibram Shoes ditional shoe. These results suggest that, with proper transitioning,
running barefoot or in minimal footwear may result in lower injury
▶Fig. 3 Comparisons of a Peak vertical force, b vertical instantane- risk. However, additional long-term, prospective studies are need-
ous load rate (VILR), and c vertical average load rate (VALR) across all ed to determine this.
3 footwear conditions. Units are in body weights (BW) and body
weights per second (BW/s). Significant pairwise differences, their
associated p values, and effect sizes (Cohen’s d) are shown. Error bars
are standard deviation of the mean; n = 25 in each case.

Bowser BradleyJ et al. Effect of Footwear on … Int J Sports Med


Orthopedics & Biomechanics Thieme

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