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Functional Symmetry Observation Scale, Version 2 .13
Functional Symmetry Observation Scale, Version 2 .13
Purpose: To describe the development of the Functional Symmetry Observation Scale (FSOS) Version 2 and its content
validation.
Methods: The FSOS Version 2 is an observational assessment that quantifies symmetry in spontaneous movement and
posture in infants with congenital muscular torticollis, age birth to 18 months. Twenty expert pediatric physical therapists
were identified through purposive sampling and invited to participate in a modified Delphi study. Survey data were
collected on Qualtrics. Consensus was evaluated using median ratings and percent agreement on Likert Scale items.
Thematic analysis was performed for open-ended question responses.
Results: Thirteen experts completed Round 1 and 2 surveys. In Round 1, consensus was achieved on all but 1 item. The
scale was modified based on received feedback. In Round 2, consensus was achieved on all items (median rating of 4,
agreement at 85%-100%).
Conclusions: This study established the content validity of the FSOS Version 2. (Pediatr Phys Ther 2022;34:37–44)
Key words: infant, observation, scale, symmetry, torticollis, validity
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use of both sides of the body was observed. The infant’s pos- inal FSOS Version 2 Record Form and its Individual Score
ture and movement were video recorded in 4 positions (supine, Descriptors, respectively.
prone, sitting, and standing). Each item was scored based on
the infant’s performance in all 4 positions while using a set of
individual score descriptors. Content Validation of the FSOS Version 2
The intrarater reliability of the FSOS Version 1 was This was an online survey study that employed modi-
examined in a small pilot study of 20 observations (intra- fied Delphi methodology8,9 to build consensus among a group
class correlation coefficient [ICC](3,1) = 0.91, 95% confidence of experts. Delphi methodology uses several rounds of open-
interval: 0.79-0.96). Some difficulties with following the video ended questionnaires to generate consensus among experts who
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recording procedure were reported. In addition, the require- remain anonymous to each other, and to obtain and refine group
ment that the examiner estimate the percent of time that opinions on a topic while considering the individual views
asymmetry was observed across all 4 positions, and not in each of each participant. After the first survey round, researchers
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position separately, made the score assignment process chal- analyze the feedback received from the expert panel and for-
lenging. The results suggested the need for a more detailed form mulate the questions to be used in the second round. The
of this instrument and for further standardization of its video feedback summary is shared with the participants between
recording procedure.5 the survey rounds. This process continues until consensus is
The purpose of this article is to describe the development achieved.8,9 Delphi surveys have been used in a variety of
of the FSOS Version 2 and to report on content validation and research areas, including the development and validation of
refinement of this scale using a modified Delphi method.8,9 outcome measures.11-13
In the current study, we aimed to establish the content
validity of the FSOS Version 2, as defined by Portney and
METHODS Watkins,14 by determining, via expert opinion, that its indi-
Development of the FSOS Version 2 vidual sections adequately sampled the entire set of postures
and movements physical therapists typically observe in infants
The FSOS Version 2 was developed through a series of mod-
with CMT in each of the test positions, and that the Individual
ifications applied to the first version of the scale. As the FSOS
Score Descriptors accurately reflected the entire range of motor
Version 1, its Version 2 was designed as an observational assess-
behaviors represented by the test items.
ment instrument for infants with CMT, age range birth to 18
One of the modifications to the classical Delphi method8,15
months. Both versions of the scale target the body structures
was made because this study examined an already existing scale.
and functions, and activity components of the International
Instead of an open-ended questionnaire typically used in a
Classification of Functioning, Disability, and Health (ICF)10 by
Delphi study with an aim to develop a new instrument,9,16 our
assessing the spontaneous movement and posture in infants
survey included a combination of Likert Scale items and open-
engaged in functional tasks. Similar to Version 1, the FSOS,
ended follow-up questions that invited the experts to explain the
Version 2 is a video-based assessment, with a 5- to 10-minute
ratings they selected and provide suggestions for improvement.
recording made using a standardized procedure and scored at
The second modification was that we planned an additional
a later time, with each item to be assessed on a 5-point ordinal
intermediate step for a designated researcher to contact a spe-
scale from 0 to 4 using a set of individual score descriptors. How-
cific expert or experts individually when a clarification of their
ever, while the FSOS Version 1 had been focused on the amount
answers was deemed necessary based on the collected survey
of observed asymmetry,5 Version 2 scoring criteria were modi-
responses. Such contact could occur via e-mail or Internet-based
fied to quantify symmetry in the use of both sides of the body as
audio- or videoconferencing.
the desired outcome of intervention for infants with CMT, with
Consensus on each Likert Scale questionnaire item was
the total score to be calculated as the sum of 4 positional scores.
defined as a 75% or greater agreement among respondents in
The 1-page FSOS Version 1 Record Form was modified to
assigning a rating of 3 or greater to that item on a 4-point
include a separate page for each of the 4 positional sections
scale, with 1 designated as “strongly disagree” and 4 as “strongly
of the new instrument (supine, prone, sitting, and standing),
agree.”16 The absence of a neutral answer option encouraged the
with each section containing 8 items. The first 7 items were
experts to select a more definitive response.11
identical to those in the FSOS Version 1, except for the Head
Two survey rounds were planned, with an option to include
Righting item, which was replaced with Head Lateral Flexion
only one additional round, if necessary, because large changes
to reflect both the infant’s habitual head position at rest and
leading to consensus typically occur between Rounds 1 and 2.11
active antigravity movement of the head. The eighth item was
In each round, the experts received a link to an online Qualtrics
designated for the method of mobility specific to each posi-
survey via e-mail, with attached documents to review, and had
tional section (Supine Mobility/Scooting, Prone Mobility, Sitting
3 weeks to enter their answers.16 The study flow is depicted in
Mobility/Scooting, and Upright Mobility).
the Figure.
Finally, the Individual Score Descriptors were modified to
reflect the changes made to the FSOS Record Form, including
the scoring criteria, item renaming, and inclusion of the new Participants
mobility items. Supplemental Digital Content 1 (available at: This study was approved by the Institutional Review
http://links.lww.com/PPT/A343) and 2 (available at: http:// Board. Purposive sampling was used to identify the potential
links.lww.com/PPT/A344) represent the first page of the orig- participants9 who were known to the researchers through their
38 Rahlin et al Pediatric Physical Therapy
Copyright © 2021 Academy of Pediatric Physical Therapy of the American Physical Therapy Association.
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Introductory E-mail sent Although some of the experts knew each other, their identity
Recruitment completed in 3
to 20 potential expert weeks
was not disclosed within the group, and their survey responses
group participants,
Interest in participating were presented only in aggregate in the Results and Feedback
followed by 2 weekly Summary documents they received after each round. At the end,
expressed by 14 experts
reminders
all participants were asked and gave permission via e-mail for
their names to be acknowledged in a publication or presentation
FSOS Version 2 Record of the study results.
Form, Score Data collected for 3 weeks
Descriptors, and Round Survey completed by 13
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TABLE 1 Supplemental Digital Content 4, available at: http://links.lww.
Expert Group Characteristics (N = 13) com/PPT/A346). In addition, the FSOS Version 2 User Guide
was developed that contained the scale purpose, design, and
Characteristic n (%)
administration and scoring instructions. The authors’ response
Entry-level PT degree to the experts’ feedback and changes to the instrument imple-
BS 6 (46) mented after Round 1 are listed in Table 3 and displayed in
MS 1 (8) Supplemental Digital Content 3 (available at: http://links.lww.
DPT 6 (46)
Additional academic degrees
com/PPT/A345 and 4 (available at: http://links.lww.com/PPT/
MA, MS, or MBA 5 (38) A346. Specifically, the criteria for assigning the FSOS scores
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PhD 3 (23) were modified, several items were renamed, and extensive
PCS certification 3 (23) revisions were made to the Individual Score Descriptors.
Experience as a pediatric physical therapist, y
19 1 (8)
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22-30 6 (46)
Round 2
40-48 6 (46)
Areas of expertise in management of infants with CMT As indicated by data in Table 4, in Round 2, consensus
Clinical 12 (82) among 13 experts was achieved on all Likert Scale items, with
Academic 4 (31)
the median rating of 4 obtained throughout, and percent agree-
Research 5 (38)
ment ranging from 85% to 100%. One participant marked
Abbreviations: BS, bachelor of science; CMT, congenital muscular torticollis; “strongly disagree” in response to the question regarding the
DPT, doctor of physical therapy; MA, master of arts; MBA, master of business extent to which the experts agreed that the criteria for assigning
administration; MS, master of science; PCS, board-certified clinical specialist
in pediatric physical therapy; PhD, doctor of philosophy.
the FSOS scores listed in the Record Form were clearly stated.
Because no comment was provided for that rating, a follow-up
e-mail asking for clarification was sent, and the expert replied
the criteria for assigning the FSOS scores. Three researchers that the response should have been “strongly agree.”
reviewed the experts’ comments and identified 10 major themes The major themes identified in the open-ended question
listed in Table 3. The participants’ answers to survey ques- responses included the appreciation of the following improve-
tions did not suggest the need for individual interviews, and, ments to the instrument: clarity of the score assignment criteria,
therefore, none were conducted (Figure). a greater ease of differentiation between the scores of 2 and 3, the
These results guided the revisions to the FSOS Record Form scale’s ability to quantify the amount of symmetry observed in an
(see Supplemental Digital Content 3, available at: http://links. infant with CMT, and clarity and scope of the Individual Score
lww.com/PPT/A345) and the Individual Score Descriptors (see Descriptors. In addition, the experts expressed their excitement
TABLE 2
Status of Consensusa Among Experts on Likert Scale Questions: Round 1 (N = 13)
The FSOS items in the supine section represent the entire set of postures and movements physical therapists 3 100% Yes
typically observe in infants with CMT in that position
The FSOS items in the prone section represent the entire set of postures and movements physical therapists 4 92% Yes
typically observe in infants with CMT in that position
The FSOS items in the sitting section represent the entire set of postures and movements physical therapists 3 85% Yes
typically observe in infants with CMT in that position
The FSOS items in the standing section represent the entire set of postures and movements physical therapists 4 92% Yes
typically observe in infants with CMT in that position
The criteria for assigning the FSOS scores (0-5) listed on the Record Form are clearly stated. 3 69% No
The FSOS scoring criteria adequately quantify the amount of symmetry an infant with CMT may demonstrate. 3 92% Yes
The Individual Score Descriptors are clearly stated. 3 87% Yes
The Individual Score Descriptors accurately reflect the entire range of motor behaviors represented by each of
the FSOS items listed below:
• Hand to mouth 4 85% Yes
• Head rotation 4 92% Yes
• Head lateral flexion or head righting 4 92% Yes
• Trunk incurvation 4 92% Yes
• Upper extremity use 4 82% Yes
• Lower extremity position/movement 4 92% Yes
• Movement transitions 4 92% Yes
• Supine or prone mobility 4 92% Yes
• Sitting or upright mobility 4 75% Yes
Abbreviations: CMT, congenital muscular torticollis; FSOS, Functional Symmetry Observation Scale.
a Consensus on each Likert Scale questionnaire item was defined as a 75% or greater agreement among experts in assigning a rating of ≥3 to that item, with 1
Copyright © 2021 Academy of Pediatric Physical Therapy of the American Physical Therapy Association.
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TABLE 3
Round 1 Feedback Themes, Authors’ Responses, and Changes Implemented to the Functional Symmetry Observation Scale Version 2
1. Excitement about the new scale and its potential benefits, and N/A
suggestions for future validation of the FSOS for other patient
populations
2. Insufficient clarity of the FSOS design, administration, and scoring • Reminded participants that the FSOS was a video-based assessment and
acknowledged that this had not been emphasized in the Round 1 survey
preamble
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• Emphasized the lack of a penalty for the items that are not observed during the
FSOS administration as stated in the scoring instructions on each page of the
FSOS Record Form
• Developed the FSOS User Guide containing the scale purpose, design, and
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regarding the future clinical use of the FSOS and provided Digital Content 3 (available at: http://links.lww.com/PPT/A345
suggestions for future research. The thematic analysis of the and 4 (available at: http://links.lww.com/PPT/A346.
participants’ comments indicated that no further revisions to
the FSOS Version 2 were necessary. This information, together
with the Rounds 1 and 2 Results Summary, was conveyed to the Final Draft of the FSOS Version 2
experts via e-mail. The description of the final draft of the FSOS As stated previously, the FSOS Version 2 is an observational,
Version 2 is provided next and accompanied by Supplemental video-based assessment instrument, which allows the examiner
Copyright © 2021 Academy of Pediatric Physical Therapy of the American Physical Therapy Association.
Unauthorized reproduction of this article is prohibited.
TABLE 4
Status of Consensusa Among Experts on Likert Scale Questions: Round 2 (N = 13)
The criteria for assigning the FSOS scores (0-4) listed on the Record Form are clearly stated 4 92% Yes
The FSOS scoring criteria adequately quantify the amount of symmetry an infant with CMT may demonstrate 4 92% Yes
The Individual Score Descriptors are clearly stated 4 92% Yes
The Individual Score Descriptors accurately reflect the entire range of motor behaviors represented by each of
the FSOS items listed below:
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Abbreviations: CMT, congenital muscular torticollis; FSOS, Functional Symmetry Observation Scale.
a Consensus on each Likert Scale questionnaire item was defined as a 75% or greater agreement among experts in assigning a rating of ≥3 to that item, with 1
to capture the infants’ spontaneous adaptations of movement sides of the body (see Supplemental Digital Content 3, avail-
and posture to task and environment without any restrictions able at: http://links.lww.com/PPT/A345). The score of 0 (“not
imposed on them by physical handling. The FSOS Version 2 observed”) indicates that the infant did not demonstrate a spe-
User Guide that will be included with the tool once it becomes cific movement during the assessment. The number of items that
available to clinicians and researchers contains the following were not observed does not affect the positional score.
description of the standardized video recording procedure: The finalized scale items include Head Rotation, Head Lat-
The test set-up includes a safe, padded observation area eral Flexion and Head Righting, Truck Incurvation, Arm Use,
(therapy mat, soft carpeting, etc) bordered on one side with a Hand Use, Lower Extremity Use, Movement Transitions, and
stable elevated support surface (cube chairs, sofa, low table, etc). Mobility in a specific position (see Supplemental Digital Con-
The elevated area provides an opportunity for the infant to pull tent 3, available at: http://links.lww.com/PPT/A345). The first
to stand and take multiple cruising steps to both sides. Addi- column of the Individual Score Descriptors form (see Supple-
tional necessary equipment includes a video camera, a tripod, mental Digital Content 4, available at: http://links.lww.com/
and age-appropriate toys to be used to encourage looking, PPT/A346) includes the scale items, with Item 8 (Mobility)
reaching, movement transitions, and independent mobility. divided into 2 sections: (a) supine or prone/quadruped mobility
The examiner positions the camera to capture the entire and (b) sitting or upright mobility. The second column lists
observation area and guides the caregiver to do the following: the definitions of the FSOS items intended to guide the related
observations by the examiner. The rest of the form contains
Undress the infant to the diaper or onesie.
the FSOS scores 1 through 4, and their individual descrip-
Place the infant within the observation area for filming in
tors customized for each of the 8 items. The Individual Score
each of the 4 positions.
Descriptors form is intended to guide the examiner’s selection of
Provide appropriate manual trunk support in sitting and
the appropriate score on the FSOS Record Form while watching
standing positions when necessary for the infant’s skill
the video recording of the infant’s posture and movement. The
level.
scoring instructions are provided in every positional section of
Use toys, sounds, and other stimuli (but not physical han-
the Record Form (see Supplemental Digital Content 3, available
dling) to encourage visual tracking and spontaneous
at: http://links.lww.com/PPT/A345), and the FSOS total score is
movement to both sides in each of the 4 positions to test
obtained by adding the positional scores.
as many of the scale items in each position as appropriate
for the infant’s skill level.
Maintain the infant within the observation area throughout DISCUSSION
filming and reposition to capture all necessary views in
In this article, we described the development of the FSOS
each position.
Version 2 that quantifies symmetry in posture and sponta-
The FSOS Version 2 Record Form consists of 4 positional neous, unrestricted movement observed in infants with CMT,
sections (supine, prone/quadruped, sitting, and standing). Each and reported the results of its content validation conducted
section includes 8 items scored on a 5-point ordinal scale using a modified Delphi method. Only 2 survey rounds were
(0-4), with 1 indicating the absence of symmetry character- necessary to achieve consensus among experts on all items,
ized by consistent use of one and the same side of the body which established the content validity of this instrument. Exten-
by the infant, and 4 indicating consistent, equal use of both sive modifications of the Record Form and Individual Score
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Descriptors were undertaken after Round 1, and the FSOS User CMT during spontaneous movement and play, but also, as sug-
Guide was developed. The User Guide clarified for the experts gested by one of the experts, to educate their parents/caregivers
that the focus of the FSOS Version 2 on postural and functional about the behaviors infants develop because of this condi-
symmetry makes this instrument distinct from the tests and tion. Additional potential uses of this instrument will be to
measures that document the developmental milestones achieved track the child’s progress over time and evaluate and compare
by the infant or target range of motion, strength, or muscle tone. intervention outcomes in future research studies.
Such measures may assist clinicians in determining the possible
reasons for the lack of postural and functional symmetry that CONCLUSIONS
the FSOS identifies and quantifies.
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