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REVIEW ARTICLE

ANZJSurg.com

Recurrent laryngeal nerve injury in thyroid surgery: a review

Nathan James Hayward, Simon Grodski, Meei Yeung, William R. Johnson and Jonathan Serpell
Department of Breast, Endocrine and General Surgery, The Alfred, Melbourne, Victoria, Australia

Key words Abstract


intraoperative monitoring, recurrent laryngeal nerve,
recurrent laryngeal nerve palsy, thyroidectomy, vocal Recurrent laryngeal nerve palsy (RLNP) is an important and potentially catastrophic
cord paralysis. complication of thyroid surgery. Permanent RLNP occurs in 0.3–3% of cases, with
transient palsies in 5–8%. A literature review and analysis of recent data regarding
Correspondence RLNP in thyroid surgery was performed, with particular focus on the identification of
Dr Nathan James Hayward, C/- Department of Breast,
high-risk patients, the role of intraoperative identification and dissection of the nerve,
Endocrine and General Surgery, The Alfred Hospital,
and the role of intraoperative neuromonitoring (IONM) and optimal perioperative
Level 6, Main Block, 55 Commercial Road, Prahran, Vic.
3181, Australia. Email: nathan.hayward1@gmail.com nerve assessment. In conjunction with the review, data from the Monash University/
Alfred Hospital Endocrine Surgery Unit between January 2007 and October 2011 were
N. J. Hayward BMedSci, MBBS (Hons); S. Grodski retrospectively analysed, including 3736 consecutive nerves at risk (NAR). The
MBBS (Hons), FRACS; M. Yeung MBBS, FRACS; current literature and our data confirm that patients undergoing re-operative thyroid
W. R. Johnson MBBS, FRACS; J. Serpell MD, FRACS. surgery and thyroid surgery for malignancies are at increased risk of RLNP. Intraop-
erative visualization and capsular dissection of the RLN remain the gold standard for
Accepted for publication 4 June 2012.
intraoperative care during thyroid surgery for reducing RLNP risk. IONM should not
doi: 10.1111/j.1445-2197.2012.06247.x be used as the sole mechanism for identifying and preserving the nerve, although it can
be used to aid in the identification and dissection of the nerve, and may aid in nerve
protection in high-risk cases including cancer surgery and re-operative surgery.

Introduction Pre- and post-operative RLN evaluation was performed via fibre-
optic nasoendoscopy (FNE) in the majority of cases. Fifty-three
Recurrent laryngeal nerve palsy (RLNP) is a long recognized and RLNP occurred during this period, consisting of 6 permanent and 47
potentially catastrophic complication of thyroid surgery. Damage temporary palsies. Overall, post-thyroid surgery RLNP incidence is
to a recurrent laryngeal nerve (RLN) with resultant paralysis 0.16% and 1.25% for permanent and transient RLNP, respectively.
of the sole abducting muscle (posterior cricoarytenoid) of the vocal Of the 53 RLNP in this series, there were two cases of bilateral
cords can cause symptoms ranging from almost undetectable involvement, both transient. No patient required tracheostomy.
hoarseness in unilateral lesions to stridor and acute airway obstruc- We present an analysis of the literature and our own data to
tion in bilateral damage.1–3 RLNP following thyroid surgery is provide an update on RLN injury in thyroid surgery. In particular, we
one of the leading reasons for medico-legal litigation against look at potential risk factors for RLN injury, including re-operative
surgeons.4 surgery, malignancy, extent of surgery, surgeon experience, side of
Post-operative RLNP is a rare complication of thyroid surgery in surgery, retrosternal goitre and pathology. We also examine the
expert hands. Over the years, surgical strategy has advanced from current gold standard of capsular dissection, intraoperative visuali-
non-visualization and avoidance of the RLN to the modern surgical zation and dissection of the RLN, as well as the role of adjuncts such
technique of capsular dissection and direct visualization of the as intraoperative neuromonitoring (IONM).
RLN.5 Permanent post-operative RLNP occurs in approximately
0.3–3% of cases2,6–9 and transient palsies in 3–8% of cases.1,2,7,9,10
Risk factors for RLNP in thyroid surgery
Rates of RLNP are most accurately described in terms of ‘nerves at
risk’ (NAR) and are dependent on the type of surgery and nature of There are considerable data identifying specific patients and proce-
disease.11 dures with higher risk of RLNP in thyroid surgery.
We analysed our data from the Monash University/Alfred Hospi-
tal Endocrine Surgery Unit between January 2007 and October Re-operative surgery
2011. A total of 2422 thyroid resection procedures were included, Patients undergoing secondary or re-operative thyroid operations are
with a total of 3736 NAR (Table 1). at increased risk of RLN injury. It is estimated that the risk of

© 2012 The Authors


ANZ Journal of Surgery © 2012 Royal Australasian College of Surgeons ANZ J Surg 83 (2013) 15–21
14452197, 2013, 1-2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1111/j.1445-2197.2012.06247.x by EBMG ACCESS - ETHIOPIA, Wiley Online Library on [30/11/2023]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License
16 Hayward et al.

Table 1 Thyroid procedures January 2007–October 2011 permanent and transient RLNP in thyroid cancer surgery was 0.28%
Operation Benign Cancer Total operations NAR and 1.82%, respectively. In thyroid operations performed for benign
disease, permanent RLNP occurred in 0.13%, with transient palsy in
Hemithyroidectomy 863 143 1006 1006 1.12%. The increased incidence of transient RLNP in surgery for
Total thyroidectomy 1019 278 1297 2594
Re-operative unilateral 97 5 102 102 thyroid cancer is statistically significant compared with benign
thyroidectomy disease (P = 0.0001). However, the observed trend of increased
Re-operative bilateral 13 4 17 34 permanent RLNP in thyroid cancer surgery (0.28% versus 0.13%),
thyroidectomy
Totals 1993 429 2422 3736 and benign disease was not statistically significant (P = 0.08). This
is likely due to the very small event rate in this group.
Operation: procedure performed. Benign: number procedures benign diagno-
sis. Cancer: number procedures cancer diagnosis. Total operations: total
procedures including benign and cancer diagnosis. Nerves at risk (NAR):
number recurrent laryngeal nerves at risk in given procedure.
Extent of surgery
The extent of thyroid surgery has been investigated, and it is gener-
ally accepted that extended resections carry higher risk of RLNP.22
Erbil et al., in a retrospective study analysing 3250 patients, reported
permanent RLNP is 2–30% for re-operative procedures.4,12–16 In
a 12.6 times greater risk (P = 0.01) of RLNP in patients undergoing
re-operative surgery, anatomical planes are distorted due to scarring
extended thyroidectomy (lobectomy or total thyroidectomy) com-
from the primary procedure, resulting in difficult RLN identification
pared with conservative surgery (sub-total resection) for thyroid
and increased nerve traction.14 Disease and/or scarring may encase
carcinoma and malignancy.1 These findings are supported by the
the nerve, resulting in difficulty in dissection and placing the nerve
Dralle et al. study, where the risk of permanent RLNP was signifi-
at greater risk.17 It is reported that re-operative surgery for both
cantly higher in those undergoing lobectomy versus subtotal resec-
benign and malignant disease is associated with increased risk.13,14,17
tion (1.34% and 0.68%, respectively).13
The Jatzko et al. study reported secondary operations for recurrent
Favourable long-term survival and low reoccurrence rates have
benign goitre having an incidence of post-operative RLNP approach-
been demonstrated in total thyroidectomy and near-total thyroidec-
ing 8% compared with almost zero for primary surgery. This study
tomy for thyroid carcinoma, with less extensive/sub-total resections
went on to report rates as high as 30% in re-operative procedures
not advocated.23,24 Near-total thyroidectomy (defined by leaving less
where the nerve was unable to be identified intraoperatively.18 The
than 1 g of thyroid tissue adjacent to the RLN at the ligament of
large prospective trial of Thomusch et al. reported a relative risk of
Berry on one side) has been shown to have low instances of RLNP
3.1 for RLNP in secondary compared with primary benign goitre
and hypoparathyroidism and is commonly and safely practised in
surgery.14 The study of Lo et al. is in keeping with this evidence, but
many centres.25,26
is expansive in analysing data from all histopathological diagnosis.
This study reports a 4% incidence of RLNP for re-operative thyroid
surgery compared with less than 1% for primary procedures.7 The Surgeon experience
higher risk of RLNP is generally accepted in the context of dis- There is a small group of studies investigating surgeon’s experience
ease.19,20 Our unit’s experience is in keeping with the literature. A as a risk factor for RLNP. Sosa et al. concluded that surgeons with a
statistically significant increase in permanent RLNP occurred in caseload of greater than 100 thyroid operations per year are at a
re-operative procedures compared with primary surgery, with rates significantly reduced risk of complications and have shorter inpa-
of 0.74% and 0.13%, respectively (P = 0.01). Similarly, transient tient hospital stays. It was observed that the experienced surgeons
RLNP rates were 4.41% in re-operative surgery versus 1.13% for were performing a far greater proportion of ‘complex’ procedures
primary surgery (P = 0.02). (malignancy and re-operative surgery). It is postulated that the true
effect of surgeon experience may be somewhat diluted by lower
Cancer surgery caseload hospitals/surgeons referring more complex cases to spe-
Surgery for thyroid cancer places the RLN at greater risk of intra- cialist centres.27 Dralle et al. reported RLNP rates of 0.72% for
operative damage, often due to tumour invasion of the surrounding surgeons performing greater than 45 NAR procedures per year com-
soft tissue and at times the nerve itself. It is reported that the nerve pared with 1.06% in those with less than 45 NAR per year (P =
is invaded in up to 20% of cases.16 Dralle et al. reported permanent 0.003), with both groups having similar surgery types and pathol-
RLNP in 1.52% of patients undergoing primary thyroid cancer ogy.13 These findings are, however, refuted in other studies, where no
surgery compared with less than 0.5% (P < 0.001) in benign disease. difference in RLNP incidence is seen when a supervised trainee
The RLNP rates are even greater in secondary malignancy surgery, performs the operation.14,28–30 These data demonstrate that surgical
approaching 6%.13 The prospective study of Lo et al. also reports trainees can safely perform thyroidectomy under supervision, and
statistically significant rates of RLNP in surgery for malignant suggest that inexperienced surgeons with no specialty training may
disease (5.26%) as opposed to benign disease (0.7%, P = 0.01). have increased RLNP incidence. There is evidence suggesting that
These findings are supported in several other smaller studies, with surgeon training has a greater bearing on morbidity rates than
reported rates for RLNP in thyroid cancer operations ranging from caseload, with surgeons having undergone thyroid-specific specialty
2% to 50%.1,6,7,13,21 training based on provincial areas (with reduced caseload) being
Our data confirm increased incidence of temporary and permanent found to have similar RLNP rates as those surgeons based in met-
RLNP in cancer versus benign disease surgery. The incidence of ropolitan endocrine surgery units with similar training.31

© 2012 The Authors


ANZ Journal of Surgery © 2012 Royal Australasian College of Surgeons
14452197, 2013, 1-2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1111/j.1445-2197.2012.06247.x by EBMG ACCESS - ETHIOPIA, Wiley Online Library on [30/11/2023]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License
Recurrent laryngeal nerve injury 17

Left versus right side Intraoperative identification and capsular dissection are crucial in
There are differences in the anatomy of the right and left RLN. The the preservation of the RLN. The final 2 cm of extralaryngeal RLN
left has a longer course, curving around ligamentum arteriosum at where it is covered by the tubercle of Zuckerkandl and fascial layers
the aortic arch and travels in the tracheo-oesophageal groove. The is a common anatomical site of injury.5,40,41 In this position, the RLN
right nerve rears around the subclavian artery and, as a consequence, is covered anterolaterally by a vascular fascial layer containing ter-
is normally anterolateral to the tracheo-oesophageal groove.8 tiary branches of the inferior thyroid artery, and medially/posteriorly
Despite these differences, few studies report individual rates for sits on the true Berry’s ligament. Dissection of the RLN from these
right and left RLN palsy. The Dionigi et al. study reported no domi- two capsular layers is potentially the site of greatest traction on the
nance of RLNP side32 and is supported by other studies.7,22 There nerve, with sound anatomical understanding and careful dissection
have been some reports implying the right nerve being injured more important in preserving the RLN.41 Possible mechanisms of injury
regularly.33 include transection, clamping, ligation, traction, thermal injury (dia-
Overall data confirm no difference in the laterality of nerve thermy) and ischaemia.42,43 Snyder et al. examined the mechanisms
injured. Within our series, excluding the two cases of bilateral of RLN injury and concluded that injury was more likely to occur in
damage, of the remaining 51 RLNP, 24 involved the left RLN visually intact nerves rather than accidental transection (which
(1.37% of 1742 NAR) and 27 the right RLN (1.35% of 1990 NAR). accounts for approximately 0.3% of RLNP). It was concluded that
There is no statistically significant difference in the laterality of the majority of such injuries occur under traction, in the setting of an
RLNP (P = 1.0). anatomical variant such as extralaryngeal bifurcation, medial or
anterior displacement of the nerve, bifurcation of the nerve at the
Retrosternal goitre inferior thyroid artery and non-recurrence. It was found that by far
the most common and troublesome variant was extralaryngeal bifur-
Evidence regarding increased RLNP in primary retrosternal goitre
cation of the RLN and subsequent traction injury.44,45 The prospec-
extension is scarce. It has been suggested that these patients may
tive trial of Sancho et al. noted extralaryngeal branching of the RLN
have increased RLNP.13 However, evidence from a large case series
in 37.4% of nerves, with a mean branching distance from the larynx
shows no increased risk of RLNP.34 It is well established that sec-
of 21.5 mm. Transient vocal cord dysfunction was twice as common
ondary surgery for retrosternal goitre carries increased risk.7,33
in extralaryngeal-branched nerves (15.8% versus 8.1%, P = 0.022).46
Within our data, 204 NAR were exposed in surgery for retrosternal
The incidence and importance of this variant is confirmed in other
goitre, with one temporary and zero permanent RLNP. Given this
studies.8,47 We have recently demonstrated that the anterior branch of
small incidence, it was deemed impossible to draw conclusions from
an extralaryngeal bifurcated RLN carries the motor fibres for all
our data.
intrinsic laryngeal muscles.8 If unnoticed, this may lead to a poste-
Graves’ disease rior branched limb of the nerve being considered the nerve in its
entirety, placing the anterior limb of the nerve at risk of injury.44,46,48
Historically, it has been suggested that surgery for Graves’ disease
carries increased RLNP risk; this is, however, refuted in several
studies, including ours where no significant difference in RLNP is
seen between any specific benign histological diagnoses.1,11,13 The role of IONM
In recent times, the use of IONM as an adjunct to RLN visual
identification and dissection has been safely applied and its efficacy
Intraoperative visualization and
was analysed in reducing rates of RLNP in thyroid surgery.4,13,39 The
dissection of the RLN
large multi-centre, prospective trial of Thomusch et al. reported
In the early 1900s, Lahey of Boston (1938) and Riddell of London significantly lower rates of permanent and temporary RLNP in sub-
(1956) revolutionized thyroid surgery by advocating routine identi- total resection for benign goitre using IONM and visual identifica-
fication and dissection of the RLN.35 This method was not initially tion compared with visualization alone.22 There is, however, little
endorsed, with early studies disputing the effect of routine identifi- support within the literature advocating the use of IONM to reduce
cation in protecting the RLN.36 There is now strong evidence advo- RLNP incidence. Several studies show a small reduction in RLNP
cating routine intraoperative identification of the RLN.5,37,38 The incidence using IONM, but fail to exhibit statistical significance
Jatzko et al. review incorporating 12 000 thyroid resections revealed when compared with direct visualization alone.6,12,13,17,49–54 The one
RLNP rates of 1.2% in cases where the nerve was identified versus published randomized control trial comparing IONM versus identi-
7.2% where it was not (P ⱕ 0.001).18 The study of Hermann et al. fication alone in bilateral thyroid surgery concluded that IONM
including 27 000 NAR reported permanent RLNP rates of 0.4% reduced rates of transient but not permanent palsies.55 The recent
where the nerve was identified, as opposed to 1.1% where it was not meta-analysis by Higgins et al. analysed data from the 1 randomized
(P ⱕ 0.001).39 More contemporary studies are in keeping with this control trial, 7 comparative trials and 34 case series, including a total
finding.1,9,13,14,39 Dralle et al., in the large multi-centre, multivariate of 64 699 NAR. No statistically significant difference in transient
study analysing close to 30 000 NAR, definitively identified visual (2.74% IONM versus 2.49% identification only; odds ratio (OR):
RLN identification and dissection as the gold standard for RLN 0.93, 95% confidence interval (CI): 0.76–1.12) or permanent RLNP
protection when comparing no nerve identification, visual identifi- (0.75% IONM versus 0.58% identification only; OR: 0.50, 95% CI:
cation only and visual identification plus IONM.13 0.15–1.75) was reported.56

© 2012 The Authors


ANZ Journal of Surgery © 2012 Royal Australasian College of Surgeons
14452197, 2013, 1-2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1111/j.1445-2197.2012.06247.x by EBMG ACCESS - ETHIOPIA, Wiley Online Library on [30/11/2023]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License
18 Hayward et al.

There are some instances where evidence for IONM use is Data from the Monash University/Alfred Hospital Endocrine
stronger, suggesting that it can aid in the identification of the nerve, Surgery Unit in using IONM were analysed. Within the specified
correlating with decreased complication rates.12,49,55,57 The large time frame and including all histological diagnoses, a total of 2861
International Intraoperative Monitoring Study Group strongly advo- NAR were exposed when using IONM, compared with 875 NAR
cate the use of IONM, applying its use to aid in the initial identifi- without. Temporary RLNP occurred in 1.43% of NAR when using
cation, dissection and prognostication of post-operative function.58 IONM, compared with 0.68% without. The difference in these
Dralle et al. identified that surgeons undertaking a ‘low volume’ of RLNP rates is not statistically significant (P = 0.054). Permanent
thyroid surgery benefitted from IONM in reducing RLNP rates when RLNP occurred in 0.10% and 0.34% of NAR for groups using
compared with ‘high volume’ counterparts.35 The support for IONM IONM versus without IONM, respectively. The difference in these
appears stronger when used in ‘high-risk’ procedures. This is par- rates also failed to reach statistical significance (P = 0.14). We
ticularly apparent in re-operative thyroid procedures and malignancy suspect that these results may be influenced by selection bias, with a
surgery. In these instances, a trend for slightly reduced RLNP rates tendency to use IONM in more difficult cases. Our experience with
is observed, although not to statistically significant levels in all IONM is in keeping with the literature, with no significant difference
instances.12,13,17,45,59 The Yarbrough et al. study exclusively analysed in RLNP rates when comparing thyroid surgery with the use of
re-operative thyroid procedures and showed no difference in RLNP IONM versus without IONM.
rates between monitored and unmonitored groups.17 There is some
evidence suggesting that IONM may reduce palsy rates in Hashimo-
Perioperative evaluation of RLN function
to’s and Graves’ disease.13
The use of IONM is yet to be universally supported by thyroid RLN assessment is inadequate in the majority of large studies to
surgeons, with a recent survey reporting regular usage rates of accurately detect and report RLNP.7,65 Preoperative assessment of
approximately 20–40%.60 There is though a definite trend that sur- RLN function is becoming more commonly advocated to allow
geons will be more inclined to use IONM in ‘high-risk’ operations, greater accuracy in post-surgery reporting.43 Randolph and Kamani
which may significantly alter the interpretation of results, particu- recently reported 70% of all invasive thyroid disease and 0.3% of
larly in retrospective and non-randomized trials.6,12,60 benign disease having preoperative defective vocal cord opposi-
Various studies have looked at the validity of IONM in accu- tion.64 Other studies reported one-third of all patients will have
rately detecting RLNP intraoperatively. Most studies conclude some degree of preoperative vocal cord hypomobility on examina-
that IONM can be reliably used to predict normal cord function tion.66,67 In instances of preoperative cord deficit being caused by
where nerve signal is intact and therefore has a high negative pre- benign goitre, it is reported that 89% will recover full function
dictive value, on the order of 92–100%.4,14,61 This is particularly after surgery.68 Pre-intubation laryngoscopy and subsequent assess-
the case when the identified nerve responds to less than 0.5 mA of ment has revealed that vocal fold injury can occur in approxi-
stimulation.62 Conversely, little information is gained when the mately 30% of endotracheal intubations and 4% of post-operative
IONM signal is lost/absent. The outcomes for these patients are RLNP are attributable to intubation injury.69 Accurate preoperative
extremely variable, with extremely poor positive predictive value assessment and consideration of other causes of dysfunction
(reported ranges from 10% to 70%). Intraoperative loss of signal including hyperaemia related to gastro-oesophageal reflux,
may indicate nerve injury or incorrect electrode placement/ Reinke’s oedema and chronic laryngitis is crucial to reporting true
equipment failure; it is therefore strongly suggested that IONM surgical RLNP rates.66,70 It is widely accepted that clinical evalu-
not be used as the sole method of RLN identification and ation of voice function is an unacceptable means of identifying
preservation.4,14,55,57,61,63 RLNP, particularly in unilateral lesions that commonly remain
There is a lack of high-level evidence (i.e. level A, randomized asymptomatic.32,71
control trials) to elucidate the true RLN sparing effect of IONM. The assessment of RLN function may be performed in a variety of
This is partly due to the rarity of RLNP in specialized institutions ways, the most commonly used methods include indirect laryngos-
and additionally due to the reluctance of many centres to participate copy, FNE and videostroboscopy. The large systematic review of
in randomization.13,56 Because of the rarity of RLNP, it is calculated Jeannon et al. reported significant differences in RLNP reporting
that to achieve significant study power, recruitment of over 40 000 when comparing assessment modalities and advocated FNE to be
patients to each arm of randomized study focusing on thyroid cancer considered the ‘gold standard’ in diagnosing perioperative RLNP,
would be required to unveil a true effect, and over 9 million patients owing to superior visualization, being generally well tolerated and
if examining benign disease.12,13,58 Another suggested limitation in widely available.2 FNE also permits the observer to electronically
interpreting studies is the lack of a standardized approach to IONM record images, with retrospective analysis allowing diagnosis of
set-up and use.13 Chiang et al. constructed a standardized ‘four step’ subtle palsies.71
IONM set-up procedure which when adhered to significantly Dionigi et al. evaluated the optimal time for post-operative naso-
reduced IONM signal loss, confirming the importance of diligent laryngoscopy to accurately determine RLN dysfunction. Following
equipment set-up.4 Other studies have investigated nerve stimulation surgery patients were examined with FNE in post-operative recovery
with concurrent posterior cricoarytenoid palpation, reporting (day 0), the day following surgery (day 1) and again at 2 weeks
encouraging results in predicting RLNP.64 This is, however, refuted following surgery (day 14). RLNP was identified in 6.4%, 6.7% and
as having an unsatisfactorily high false-negative rate and is yet to be 4.8%, respectively for these time intervals. The difference between
confirmed as a useful adjunct.63 day 0 and day 1 examination failed to reach statistical significance;

© 2012 The Authors


ANZ Journal of Surgery © 2012 Royal Australasian College of Surgeons
14452197, 2013, 1-2, Downloaded from https://onlinelibrary.wiley.com/doi/10.1111/j.1445-2197.2012.06247.x by EBMG ACCESS - ETHIOPIA, Wiley Online Library on [30/11/2023]. See the Terms and Conditions (https://onlinelibrary.wiley.com/terms-and-conditions) on Wiley Online Library for rules of use; OA articles are governed by the applicable Creative Commons License
Recurrent laryngeal nerve injury 19

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